Textbook Helicene Chemistry From Synthesis To Applications 1St Edition Chuan Feng Chen Ebook All Chapter PDF
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Chuan-Feng Chen · Yun Shen
Helicene
Chemistry
From Synthesis to Applications
Helicene Chemistry
Chuan-Feng Chen Yun Shen
•
Helicene Chemistry
From Synthesis to Applications
123
Chuan-Feng Chen Yun Shen
Beijing National Laboratory for Molecular Beijing National Laboratory for Molecular
Sciences, CAS Key Laboratory Sciences, CAS Key Laboratory
of Molecular Recognition and Function, of Molecular Recognition and Function,
Institute of Chemistry Institute of Chemistry
Chinese Academy of Sciences Chinese Academy of Sciences
Beijing Beijing
China China
v
vi Preface
vii
viii Contents
A Adenine
Ac Acetyl
acac Acetylacetonyl
AFM Atomic force microscopy
AIBN 2,2′-azobis(2-methylpropionitrile)
BCP 2,9-dimethyl-4,7-diphenyl-1,10-phenanhroline
BINAP 2,2′-bis(diphenylphosphino)-1,1′-binaphthyl
BINAPO [1,1′-binaphthalene]-2,2′-diylbis(diphenylphosphine oxide)
BINOL 1,1′-bi-2-naphthol
Bmax The maximum brightness
BP Benzophenone
Bphen Bathophenanthroline
CAN Ceric ammonium nitrate
CBP 4,4′-N,N′-dicarbazolebiphenyl
CD Cyclodextrin (only for alpha-CD, beta-CD, gamma-CD)
CD Circular dichroism
CE Cotton effect
CIE Commission Internationale de l′Eclairage
CLSM Confocal laser scanning microscopy
cod 1,5-cyclooctadiene
Cp Cyclopentadienyl
CP Circularly polarized
CPL Circularly polarized luminescence
Cy Cyclohexyl
dba Dibenzylideneacetone
DBU 1,5-diazabicyclo[5,4,0]-5-undecene
DCE 1,2-dichloroethane
DCM Dichrolomethane
DDQ 2,3-dichloro-5,6-dicyano-1,4-benzoquinone
DFT Density functional theory
xi
xii Abbreviations
DIPA Diisopropylamine
DMA N,N-dimethylacetamide
DMAP N,N-4-dimethylaminopyridine
DME 1,2-dimethoxyethane
DMF N,N-dimethylformamide
dmso Dimethyl sulfoxide
DNA Deoxyribonucleic acid
DNT 1-methyl-2,4-dinitrobenzene
dppb 1,4-bis(diphenylphosphino)butane
dppf 1,1-bis(diphenylphosphino)ferrocene
dppm 1,1-bis(diphenylphosphino)methane
dppp 1,3-bis(diphenylphosphino)propane
ee Enantiomeric excess
EL Electroluminescence
ENDOR Electron nuclear double resonance
EPR Electron paramagnetic resonance
ESR Electron spin resonance
F8BT Poly[9,9-dioctylfluorene-co-benzothiadiazole]
FVP Flash vacuum pyrolysis
G Guanine
glum Dissymmetric factor
HAT-CN Dipyrazino[2,3-f:2′,3′-h]quinoxaline-2,3,6,7,10,11-hexacarbonitrile
HELIXOL 2,2′-dihydroxyhelicene
HELOL 2,2′-bihelicenyl-1,1′-diol
HOMO Highest occupied molecular orbital
HPLC High performance liquid chromatography
ID Drain current
ITO Indium-tin oxide
LAH Lithium aluminum hydride
LB Langmuir–Blodgett
LDA Lithium diisopropylamide
LLC Lyotropic liquid crystalline
LUMO Lowest unoccupied molecular orbital
m-CPBA Meta-chloroperbenzoic acid
MOM Methoxymethyl
MS Molecular sieve
MW Microwave
N/D Not determined
NA Not available
NBS N-bromosuccinimide
NEXAFS Near edge X-ray absorption fine structure
Nf Nonafluorobutanesulfonyl
NIR Near infrared
NIS N-iodosuccinimide
NMP N-methyl-2-pyrrolidinone
Abbreviations xiii
TS Transition state
Ts p-toluenesulfonyl
UV–vis Ultraviolet–visible
VAZO 1,1′-azobis(cyclohexanecarbonitrile)
Vg Gate voltage
ηc,max The maximum current efficiency
ηp,max The maximum power efficiency
l Carrier mobility
le Electron mobility
lh Hole mobility
Part I
What Are Helicenes?
Chapter 1
Introduction to Helicene Chemistry
Keywords Helicene Helicene chemistry Historical overview Nomenclature
Objectives and literature coverage
1.1 Introduction
Helical structures are very common in our daily life and microscopic world. For
example, at macroscopic level, the beautiful Sunflower Galaxy (Messier 63) pho-
tographed by Hubble Telescope (Fig. 1.1) [1], the violent tornadoes formed by
rotating air, the transitory whirlpools generated by boat paddle, the vines entwined
with trees, at microscopic level, the famous DNA double helix in a cell, the fol-
damers in supramolecular chemistry, they all bear different types of helical forms.
From an energy standpoint, the helical structures stabilize the systems to some
degree.
If benzene rings are added one by one to a benzene molecule at the
ortho-positions as shown in Fig. 1.2, it would be easy to predict that molecules with
more than three rings would cause great steric hindrance. Therefore, the skeletons
spiral up and come into helical shapes to decrease the van der Waals interaction.
H H
4 5
Such are helicenes [3–10], one type of polycyclic aromatic compounds with non-
planar screw-shaped structures composed by ortho-fused aromatic rings.
The nomenclature was proposed by Newman and Lednicer in 1956 [3]. For
hexahelicene (Fig. 1.3), “A systematic name is phenanthro[3, 4-c]phenanthrene.
However, a proposal to create the systematic name helicene for nuclei of the
continuously coiled type is at present being considered by American and
International Nomenclature committees. The prefixes, penta, hexa and hepta, etc.,
would be used for five, six and seven, etc., ring compounds.”
This proposal was accepted quickly and widely used in the literatures after
1950s. Another simple method was also accepted: [n]helicene, where n means the
number of aromatics ring in the helical skeleton, and other rings fused to the
backbone should not be counted [4, 6–10]. This method would be adopted in this
1.1 Introduction 5
,
benzo[c]phenanthrene dibenzo[c g]phenanthrene
tetrahelicene pentahelicene
[4]helicene [5]helicene
4 5
phenanthro[3,4-c]phenanthrene benzo[1,2-c:4,3-c']diphenanthrene
hexahelicene heptahelicene
[6]helicene [7]helicene
6 7
book when the name of a helicene is referred to. In addition to the carbohelicenes
that are formed all by benzene rings, if heteroatoms, like O, N, S, P, Si, present on
the backbones (generally named heterohelicenes), they are named oxa-, aza-, thia-,
phospha-, sila[n]helicenes (or silahelicenes), respectively [4–7, 11, 12].
Besides the structures mentioned above, two helicene moieties connected by a
single bond are named bihelicenyls; two helicenes fused together are called double
helicenes; and the helicenes where an aliphatic chain or other fragments that form a
bridge to link the terminal rings are helicenophanes [4, 6, 7, 13, 14].
Although the systematical nomenclature was proposed in 1956, the first two
helicenes (Fig. 1.4), 1,1-dinaphto-2,2-imin 8 and 1,1-dinaphto-2,2-ortho-diazin 9,
could date back to 1903, when Meisenheimer and Witte studied the reduction of
2-nitronaphthalene [15].
Before 1950s, reports on helicene were rare, where the names usually appeared
as dibenzonaphthalene, tribenzonaphthalene, benzophenanthrene, dibenzophenan-
threne, tribenzophenanthrene, etc. [16]. The research mainly focused on the syn-
thetic methods. According to the key step, namely the step to construct helicene
backbone, three strategies were developed, including Pschorr reaction,
Friedel–Crafts acylation, and Diels–Alder addition.
6 1 Introduction to Helicene Chemistry
7-aza[5]helicene 7,8-diaza[5]helicene
8 9
Reduction
Dehydration
Oxidation
O O 4
13
HO2C CO2H
12
14 16
Oxidation
O
Decarboxylation
Oxidation
O
5 17
CO2H
HO2C CO2H
18 19
from assuming a coplanar configuration and had little effect on the benzene ring
structures [34]. This screw-shaped structure rendered the molecule chiral.
Before this, Newman et al. [35] and Bell et al. [36] tested and verified the optical
activity of helicene molecules in 1948 and 1949, respectively. Helicene acid 18
([a]D = +1.4 ± 0.2°, c, 1 in CHCl3) [35] was partially resolved by crystallization of
the diastereomers formed by the reaction with l-menthol (Fig. 1.5); enantioenriched
helicene diacid 19 ([a]D = −47.2°, acetone) [36] was obtained by crystallization of
the morphine salts. Both two groups found that the compounds displayed no optical
activity after several hours at room temperature, which were thermally unstable and
underwent racemization very fast.
The successful resolution of [6]helicene became a milestone achieved by
Newman and co-workers by forming charge transfer complexes in 1955 [37] and
1956 [3]. This strategy opened the door of the chiroptical properties of helicenes. At
this point, people started to know helicenes.
During 1966–1967, Mallory et al. [38], Carruthers [39], Scholz et al. [40], and
Martin et al. [41] independently reported the first examples of helicenes synthesized
by photochemical strategy, namely the oxidative cyclization of diarylethenes
(Scheme 1.3). This greatly accelerated the development of helicene chemistry.
Based on this method, helicenes bearing five to fourteen benzene rings with different
functional groups had been obtained, and the spectral properties including UV,
8 1 Introduction to Helicene Chemistry
hv, I2
benzene
66%
21 7
NMR, ORD, CD were systematically studied during the next two decades
[40, 42–44]. Martin group made a great contribution to the exploration of this
strategy [4]; Wynberg group expanded this method to heterohelicenes [11];
Laarhoven group carefully studied the mechanism of the photochemical procedure
[6]. Katz and co-workers improved this method by adding propylene oxide to
promote the effectiveness of the reaction, which became a standard reaction con-
dition afterwards [45].
Another breakthrough was made by Katz and collaborator in 1990, utilizing the
Diels-Alder reaction between the p-benzoquinone and diene to prepare the helicene
quinone in large scale (Scheme 1.4) [46]. It resolved the problem that helicenes
could not be prepared in quantity through photochemical procedures. From then on,
the applications of helicene molecules began to be disclosed.
Compared with planar acenes, helicenes are not only p-conjugated systems, but
also optically active [7, 10]. Therefore, the applications could be classified into two
categories: one is based on the p-conjugated structure, like LB films [47], liquid
crystals [48], optoelectronic material [49], functional polymers [50], and the other one
is related to the helicity, including asymmetric catalysis [51–54], chiral recognition
[55], chiroptical switches [56], nanoscience [57], and biological applications [58].
Meanwhile, the synthetic methods were greatly developed. For example, Starý
and Stará groups developed intramolecular [2+2+2] cycloisomerization of triynes to
construct helicene backbones (Scheme 1.5) [59]. When chiral ligands were used,
asymmetric synthesis could be achieved with high enantioselectivity. Tanaka group
utilized intermolecular [2+2+2] cycloaddition with chiral ligands and realized the
7
25
enantioselective synthesis of long helicenes (Scheme 1.6) [60, 61]. Carreño and
Urbano groups utilized chiral p-benzoquinone to prepare helicene quinones with
high stereoselectivity (Scheme 1.7) [62]. Crassous, Autschbach, Réau, and col-
leagues had synthesized a variety of organometallic helicenes, which displayed
optimized chiroptical properties (Fig. 1.6) [63].
Helicenes, as a member of polycyclic aromatic hydrocarbons (PAHs) for more
than a century have been attracting more and more attentions to their physical
properties, chemical reactivity, and synthetic challenges. The records of papers
about helicenes are summarized in Fig. 1.7, which was obtained from ISI Web of
Knowledge® website using helicene* as the search term. It is obvious that the
number of publications increased rapidly, especially after 2010. Undoubtedly,
O
O 10 mol% [Rh(cod)2]BF4
(R)-Segphos
CH2Cl2, RT, 1-16 h
O
+ O
O
O PPh2 O
O
O PPh2
27 (P)-(+)-29
28
O 56%, 47% ee
26 (R)-Segphos
O Tol
S
O
1) (2 equiv)
31 O O
OEt O EtO
EtO
CH2Cl2, -40 oC, 1 h
2) DDQ, CH2Cl2
CsF, EtI, DMF
-25 oC, 2 d O O rt, 1 h O O
O O
25% (> 99% ee)
82% (> 99% ee)
OEt OEt
(M)-32 (M)-33
OEt
30
Ph Ph +
Ph Ph
P P
Cu
N N
34
100
80
Record Count
60
40
20
0
1990 1995 2000 2005 2010 2015
Publication Year
Fig. 1.7 Statistics of the literature published from 1990, retrieved on Oct. 21st, 2015
enormous progress has been witnessed in the past 20 years, and this active research
field will get considerable development in the near future.
This book is prepared to be a primer for beginners who plan to enter this research
area and also a useful manual for researchers and graduate students working in this
area. Therefore, besides the general physical and chemical properties, we will focus
on the practical synthetic methods as well, which have been widely accepted and
used to prepare helicene in large scale via simple procedures. In addition, the
frontiers of applications will be discussed in detail with regard to the helicity and
the p-conjugated skeletons. The contents is based on the peer-reviewed journal
papers from a thorough search of the literatures published between 2012 and early
2016, and important discoveries before 2012 will also be discussed here to give
readers an overview of the progress of helicene chemistry.
1.4 Books and Reviews on Helicene Chemistry 11
So far, dozens of book chapters and reviews have been published, and they are
listed in Tables 1.1 and 1.2, respectively. Readers, if interested in a specific area,
could find the related books or review articles to get more information.
References
1. Jones KG (1991) Messier’s nebulae and star clusters, 2nd edn. Cambridge University Press,
Cambridge
2. A galactic sunflower. http://www.spacetelescope.org/images/potw1536a/. Accessed 21 Oct
2015
3. Newman MS, Lednicer D (1956) The synthesis and resolution of hexahelicene. J Am Chem
Soc 78(18):4765–4770
4. Martin RH (1974) Helicenes. Angew Chem Int Ed Engl 13(10):649–659
5. Kawazura H, K-i Yamada (1976) Chemistry of heterohelicenes. J Synth Org Chem Jpn 34
(2):111–117
6. Laarhoven WH, Prinsen WJC (1984) Carbohelicenes and heterohelicenes. Top Curr Chem
125:63–130
7. Shen Y, Chen C-F (2012) Helicenes: synthesis and applications. Chem Rev 112(3):1463–1535
8. Gingras M (2013) One hundred years of helicene chemistry. Part 3: applications and properties
of carbohelicenes. Chem Soc Rev 42(3):1051–1095
14 1 Introduction to Helicene Chemistry
34. McIntosh AO, Robertson JM, Vand V (1952) Crystal Structure of 3.4; 5.6
Dibenzphenanthrene. Nature 169(4295):322–323
35. Newman MS, Wheatley WB (1948) Optical Activity of the 4,5-Phenanthrene Type—4-
(1-Methylbenzo[C]Phenanthryl)-Acetic Acid and 1-Methylbenzo[C]Phenanthrene. J Am
Chem Soc 70(5):1913–1916
36. Bell F, Waring DH (1949) 567. The symmetrical dianthryls. Part III. J Chem Soc (Resumed)
(0):2689–2693
37. Newman MS, Lutz WB, Lednicer D (1955) A new reagent for resolution by complex
formation—the resolution of phenanthro-[3,4-c]phenanthrene. J Am Chem Soc 77(12):3420–
3421
38. Mallory FB, Mallory CW, Halpern EJ (1966) Paper presented at the first middle atlantic
regional meeting of the American Chemical Society, Philadelphia, Pa, Feb. 3
39. Carruthers W (1967) Photocyclisation of some stilbene analogues. Synthesis of dibenzo[a,l]
pyrene. J Chem Soc C: Org (0):1525–1527
40. Scholz M, Mühlstädt M, Dietz F (1967) Chemie angeregter zustände. I. Mitt. Die richtung der
photocyclisierung naphthalinsubstituierter äthylene. Tetrahedron Lett 8(7):665–668
41. Flammang-Barbieux M, Nasielski J, Martin RH (1967) Synthesis of heptahelicene (1) benzo
[c] phenanthro [4, 3-g]phenanthrene. Tetrahedron Lett 8(8):743–744
42. Laarhove Wh, Brus GJM (1971) Polarographic data and deviations from coplanarity of
helicene molecules. J Chem Soc B-Phy Org 7:1433–1434
43. Martin RH, Baes M (1975) Helicenes—photosyntheses of [11]Helicene, [12]Helicene and
[14]Helicene. Tetrahedron 31(17):2135–2137
44. Moradpour A, Kagan H, Baes M, Morren G, Martin RH (1975) Photochemistry with circularly
polarized light—III: Synthesis of helicenes using bis(arylvinyl) arenes as precursors.
Tetrahedron 31(17):2139–2143
45. Liu LB, Yang BW, Katz TJ, Poindexter MK (1991) Improved methodology for
photocyclization reactions. J Org Chem 56(12):3769–3775
46. Liu LB, Katz TJ (1990) Simple preparation of a helical quinone. Tetrahedron Lett 31
(28):3983–3986
47. Nuckolls C, Katz TJ, Verbiest T, Van Elshocht S, Kuball HG, Kiesewalter S, Lovinger AJ,
Persoons A (1998) Circular dichroism and UV-visible absorption spectra of the
Langmuir-Blodgett films of an aggregating helicene. J Am Chem Soc 120(34):8656–8660
48. Lovinger AJ, Nuckolls C, Katz TJ (1998) Structure and morphology of helicene fibers (vol
120, p 264, 1998). J Am Chem Soc 120(8):1944–1944
49. Yang Y, da Costa RC, Fuchter MJ, Campbell AJ (2013) Circularly polarized light detection by
a chiral organic semiconductor transistor. Nat Photon 7(8):634–638
50. Dai YJ, Katz TJ, Nichols DA (1996) Synthesis of a helical conjugated ladder polymer. Angew
Chem Int Ed Engl 35(18):2109–2111
51. Peng Z, Takenaka N (2013) Applications of helical-chiral pyridines as organocatalysts in
asymmetric synthesis. Chem Rec 13(1):28–42
52. Narcis MJ, Takenaka N (2014) Helical-chiral small molecules in asymmetric catalysis. Eur J
Org Chem 1:21–34
53. Virieux D, Sevrain N, Ayad T, Pirat J-L (2015) Chapter Two—helical phosphorus derivatives:
synthesis and applications. In: Eric FVS, Christopher AR (eds) Advances in heterocyclic
chemistry, vol 116. Academic Press, pp 37–83
54. Aillard P, Voituriez A, Marinetti A (2014) Helicene-like chiral auxiliaries in asymmetric
catalysis. Dalton Trans 43(41):15263–15278
55. Yamaguchi M, Shigeno M, Saito N, Yamamoto K (2014) Synthesis, double-helix formation,
and higher-assembly formation of chiral polycyclic aromatic compounds: conceptual
development of polyketide aldol synthesis. Chem Rec 14(1):15–27
56. Wigglesworth TJ, Sud D, Norsten TB, Lekhi VS, Branda NR (2005) Chiral discrimination in
photochromic helicenes. J Am Chem Soc 127(20):7272–7273
57. Fasel R, Parschau M, Ernst KH (2006) Amplification of chirality in two-dimensional
enantiomorphous lattices. Nature 439(7075):449–452
16 1 Introduction to Helicene Chemistry
83. Jin T, Zhao J, Asao N, Yamamoto Y (2014) Metal-catalyzed annulation reactions for
p-conjugated polycycles. Chem Eur J 20(13):3554–3576
84. Saleh N, Shen C, Crassous J (2014) Helicene-based transition metal complexes: synthesis
properties and applications. Chem Sci 5(10):3680–3694
85. Bosson J, Gouin J, Lacour J (2014) Cationic triangulenes and helicenes: synthesis, chemical
stability, optical properties and extended applications of these unusual dyes. Chem Soc Rev 43
(8):2824–2840
86. Hoffmann N (2014) photochemical reactions applied to the synthesis of helicenes and
helicene-like compounds. J Photochem Photobio C: Photochem Rev 19:1–19
87. Sánchez-Carnerero EM, Agarrabeitia AR, Moreno F, Maroto BL, Muller G, Ortiz MJ, de la
Moya S (2015) Circularly Polarized Luminescence from Simple Organic Molecules. Chem
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gorgeous banqueting-hall of her father, she looked and felt as if
assisting at a funeral feast, and that she even then would have been
the better of the visor to prevent many conjectures on what her
saddened looks might mean. But the time for assuming the mask
arrived, and the nobles of the land, with their haughty dames, and
many a knight, and many a damsel fair, bedight in silk and cloth of
gold, and blazing with jewels, graced the tapestried ball-room, on
which a flood of brilliant light was poured from lamp and torch. And
each in joyous mood, cheered by the merry minstrels, and by the
sound of harp and viol, impatiently awaited the commencement of
the dance, when they were informed that it was stayed for an
expected and honourable guest. And now again curiosity was at its
height. But presently there was a flourish of the music, and a cry of
the ushers to make way for the noble Earl of Ormisdale, and the large
doors at the foot of the hall were flung wide open, and the gallant
young earl, masked, and attended by a train of young gentlemen, all
his kinsmen, or picked and chosen friends, advanced amid murmurs
of admiration to the middle of the hall. Here they were met and
welcomed by the baron, who led the earl to his lovely daughter, and
having presented him to her, the guests were presently gratified by
seeing the gallant young nobleman take the hand of the Lady Isabel,
and lead her out to dance. Nor were there any present whose eyes did
not follow them with admiration, though the measure chosen by the
high-born damsel savoured more that night of grace and dignity than
lightness of either heart or heel. Meantime, the old baron was so full
of joy and delight, that it was remarked by all, as he was still seen
near his daughter and her partner. But their hearts were both
quaking: the unhappy Lady Isabel’s with thinking of her promise to
her father, and that of her betrothed with a fear known only to
himself, for he had heard that she had loved, and now observed her
narrowly. And, not content with this, he asked her, as he sat beside
her, many a wily question, till at last he spoke his fears in plain guise,
and she, with many sighs and tears shed within her mask, confessed
the truth; still saying, that for her father’s sake she would be his wife,
if he accepted of her on such terms. But now her father whispered to
her that she must presently prepare to keep her word, as this must be
her bridal-night, for to that purpose alone was this high wassail kept.
Her lover, too, no way daunted by his knowledge of her heart,
pressed on his suit to have it so. And now was the despairing damsel
almost beside herself, when her father, announcing aloud his
purpose to the astonished guests, called for the priest, and caused all
to unmask. But in what words shall we paint the surprise, the
delight, the flood of joy that came upon the heart of the Lady Isabel,
when the earl’s mask was removed, and she beheld in him her much
beloved Roderick, who, his cousin being dead, was now the Earl of
Ormisdale!
And now was each corner of the castle, from basement stone to
turret height, filled with joyous greetings, and the health and
happiness of the noble Earl Roderick, and of his bride, the dutiful
Lady Isabel, deeply drank in many a wassail bowl.
The stately castle and its revels, the proud baron and his pomp, the
beauteous dame and her children’s children, have now passed away
into oblivion, save this slight record, which has only been preserved
in remembrance of the daughter’s virtue, who preferred her father’s
happiness to her own.—Chambers’s Edinburgh Journal, 1833.
THE DESPERATE DUEL.
By D. M. Moir, M.D.
Nay, never shake thy gory locks at me;
Thou canst not say I did it!—Macbeth.
You have all heard of the Cheviot mountains. They are a rough,
rugged, majestic chain of hills, which a poet might term the Roman
wall of nature; crowned with snow, belted with storms, surrounded
by pastures and fruitful fields, and still dividing the northern portion
of Great Britain from the southern. With their proud summits
piercing the clouds, and their dark, rocky declivities frowning upon
the glens below, thay appear symbolical of the wild and untamable
spirits of the Borderers who once inhabited their sides. We say, you
have all heard of the Cheviots, and know them to be very high hills,
like a huge clasp riveting England and Scotland together; but we are
not aware that you may have heard of Marchlaw, an old, gray-looking
farm-house, substantial as a modern fortress, recently, and, for aught
we know to the contrary, still inhabited by Peter Elliot, the proprietor
of some five hundred surrounding acres. The boundaries of Peter’s
farm, indeed, were defined neither by fields, hedges, nor stone walls.
A wooden stake here, and a stone there, at considerable distances
from each other, were the general landmarks; but neither Peter nor
his neighbours considered a few acres worth quarrelling about; and
their sheep frequently visited each other’s pastures in a friendly way,
harmoniously sharing a family dinner, in the same spirit as their
masters made themselves free at each other’s tables.
Peter was placed in very unpleasant circumstances, owing to the
situation of Marchlaw House, which, unfortunately, was built
immediately across the “ideal line,” dividing the two kingdoms; and
his misfortune was, that, being born within it, he knew not whether
he was an Englishman or a Scotchman. He could trace his ancestral
line no farther back than his great-grandfather, who, it appeared
from the family Bible, had, together with his grandfather and father,
claimed Marchlaw as their birthplace. They, however, were not
involved in the same perplexities as their descendant. The parlour
was distinctly acknowledged to be in Scotland, and two-thirds of the
kitchen were as certainly allowed to be in England;—his three
ancestors were born in the room over the parlour, and, therefore,
were Scotchmen beyond question; but Peter, unluckily, being
brought into the world before the death of his grandfather, his
parents occupied a room immediately over the debatable boundary
line which crossed the kitchen. The room, though scarcely eight feet
square, was evidently situated between the two countries; but, no
one being able to ascertain what portion belonged to each, Peter,
after many arguments and altercations upon the subject, was driven
to the disagreeable alternative of confessing he knew not what
countryman he was. What rendered the confession the more painful
was, that it was Peter’s highest ambition to be thought a Scotsman.
All his arable land lay on the Scottish side; his mother was
collaterally related to the Stuarts; and few families were more
ancient or respectable than the Elliots. Peter’s speech, indeed,
bewrayed him to be a walking partition between the two kingdoms—
a living representation of the Union; for in one word he pronounced
the letter r with the broad, masculine sound of the North Briton, and
in the next with the liquid burr of the Northumbrians.
Peter, or, if you prefer it, Peter Elliot, Esquire of Marchlaw, in the
counties of Northumberland and Roxburgh, was, for many years, the
best runner, leaper, and wrestler between Wooler and Jedburgh.
Whirled from his hand, the ponderous bullet whizzed through the air
like a pigeon on the wing; and the best “putter” on the Borders
quailed from competition. As a feather in his grasp, he seized the
unwieldy hammer, swept it round and round his head,
accompanying with agile limb its evolutions, swiftly as swallows play
around a circle, and hurled it from his hands like a shot from a rifle,
till antagonists shrunk back, and the spectators burst into a shout.
“Well done, squire! the squire for ever!” once exclaimed a servile
observer of titles. “Squire! wha are ye squiring at?” returned Peter.
“Confound ye! where was ye when I was christened squire? My
name’s Peter Elliot—your man, or onybody’s man, at whatever they
like!”
Peter’s soul was free, bounding, and buoyant as the wind that
carolled in a zephyr, or shouted in a hurricane, upon his native hills;
and his body was thirteen stone of healthy substantial flesh, steeped
in the spirits of life. He had been long married, but marriage had
wrought no change upon him. They who suppose that wedlock
transforms the lark into an owl, offer an insult to the lovely beings
who, brightening our darkest hours with the smiles of affection,
teach us that that only is unbecoming in the husband which is
disgraceful in the man. Nearly twenty years had passed over them;
but Janet was still as kind, and, in his eyes, as beautiful as when,
bestowing on him her hand, she blushed her vows at the altar; and he
was still as happy, as generous, and as free. Nine fair children sat
around their domestic hearth, and one, the youngling of the flock,
smiled upon its mother’s knee. Peter had never known sorrow; he
was blest in his wife, in his children, in his flocks. He had become
richer than his fathers. He was beloved by his neighbours, the tillers
of his ground, and his herdsmen: yea, no man envied his prosperity.
But a blight passed over the harvest of his joys, and gall was rained
into the cup of his felicity.
It was Christmas-day, and a more melancholy-looking sun never
rose on the 25th of December. One vast, sable cloud, like a universal
pall, overspread the heavens. For weeks the ground had been covered
with clear, dazzling snow; and as throughout the day the rain
continued its unwearied and monotonous drizzle, the earth assumed
a character and appearance melancholy and troubled as the heavens.
Like a mastiff that has lost its owner, the wind howled dolefully down
the glens, and was re-echoed from the caves of the mountains, as the
lamentations of a legion of invisible spirits. The frowning, snow-clad
precipices were instinct with motion, as avalanche upon avalanche,
the larger burying the less, crowded downward in their tremendous
journey to the plain. The simple mountain rills had assumed the
majesty of rivers; the broader streams were swollen into the wild
torrent, and, gushing forth as cataracts, in fury and in foam,
enveloped the valleys in an angry flood. But at Marchlaw the fire
blazed blithely; the kitchen groaned beneath the load of preparations
for a joyful feast; and glad faces glided from room to room.
Peter Elliot kept Christmas, not so much because it was Christmas,
as in honour of its being the birthday of Thomas, his first-born, who
that day entered his nineteenth year. With a father’s love, his heart
yearned for all his children; but Thomas was the pride of his eyes.
Cards of apology had not then found their way among our Border
hills; and as all knew that, although Peter admitted no spirits within
his threshold, nor a drunkard at his table, he was, nevertheless, no
niggard in his hospitality, his invitations were accepted without
ceremony. The guests were assembled; and the kitchen being the
only apartment in the building large enough to contain them, the
cloth was spread upon a long, clean, oaken table, stretching from
England into Scotland. On the English end of the board were placed
a ponderous plum-pudding, studded with temptation, and a smoking
sirloin; on Scotland, a savoury and well-seasoned haggis, with a
sheep’shead and trotters; while the intermediate space was filled
with the good things of this life, common to both kingdoms and to
the season.
The guests from the north and from the south were arranged
promiscuously. Every seat was filled—save one. The chair by Peter’s
right hand remained unoccupied. He had raised his hands before his
eyes, and besought a blessing on what was placed before them, and
was preparing to carve for his visitors, when his eyes fell upon the
vacant chair. The knife dropped upon the table. Anxiety flashed
across his countenance, like an arrow from an unseen hand.
“Janet, where is Thomas?” he inquired; “hae nane o’ ye seen him?”
and, without waiting an answer, he continued—“How is it possible he
can be absent at a time like this? And on such a day, too? Excuse me
a minute, friends, till I just step out and see if I can find him. Since
ever I kept this day, as mony o’ ye ken, he has always been at my
right hand, in that very chair; I canna think o’ beginning our dinner
while I see it empty.”
“If the filling of the chair be all,” said a pert young sheep-farmer,
named Johnson, “I will step into it till Master Thomas arrive.”
“Ye’re not a father, young man,” said Peter, and walked out of the
room.
Minute succeeded minute, but Peter returned not. The guests
became hungry, peevish, and gloomy, while an excellent dinner
continued spoiling before them. Mrs Elliot, whose goodnature was
the most prominent feature in her character, strove, by every
possible effort, to beguile the unpleasant impressions she perceived
gathering upon their countenances.
“Peter is just as bad as him,” she remarked, “to hae gane to seek
him when he kenned the dinner wouldna keep. And I’m sure Thomas
kenned it would be ready at one o’clock to a minute. It’s sae
unthinking and unfriendly like to keep folk waiting.” And,
endeavouring to smile upon a beautiful black-haired girl of
seventeen, who sat by her elbow, she continued in an anxious
whisper—“Did ye see naething o’ him, Elizabeth, hinny?”
The maiden blushed deeply; the question evidently gave freedom
to a tear, which had, for some time, been an unwilling prisoner in the
brightest eyes in the room; and the monosyllable, “No,” that
trembled from her lips, was audible only to the ear of the inquirer. In
vain Mrs Elliot despatched one of her children after another, in quest
of their father and brother; they came and went, but brought no
tidings more cheering than the moaning of the hollow wind. Minutes
rolled into hours, yet neither came. She perceived the prouder of her
guests preparing to withdraw, and, observing that “Thomas’s
absence was so singular and unaccountable, and so unlike either him
or his father, she didna ken what apology to make to her friends for
such treatment; but it was needless waiting, and begged they would
use no ceremony, but just begin.”
No second invitation was necessary. Good humour appeared to be
restored, and sirloins, pies, pasties, and moorfowl began to disappear
like the lost son. For a moment, Mrs Elliot apparently partook in the
restoration of cheerfulness; but a low sigh at her elbow again drove
the colour from her rosy cheeks. Her eye wandered to the farther end
of the table, and rested on the unoccupied seat of her husband, and
the vacant chair of her first-born. Her heart fell heavily within her;
all the mother gushed into her bosom; and, rising from the table,
“What in the world can be the meaning o’ this?” said she, as she
hurried, with a troubled countenance, towards the door. Her
husband met her on the threshold.
“Where hae ye been, Peter?” said she, eagerly. “Hae ye seen
naething o’ him?”
“Naething, naething,” replied he; “is he no cast up yet?” And, with
a melancholy glance, his eyes sought an answer in the deserted chair.
His lips quivered, his tongue faltered.
“Gude forgie me,” said he, “and such a day for even an enemy to be
out in! I’ve been up and doun every way that I can think on, but not a
living creature has seen or heard tell o’ him. Ye’ll excuse me,
neebors,” he added, leaving the house; “I must awa again, for I canna
rest.”
“I ken by mysel, friends,” said Adam Bell, a decent-looking
Northumbrian, “that a faither’s heart is as sensitive as the apple o’
his e’e; and I think we would show a want o’ natural sympathy and
respect for our worthy neighbour, if we didna every one get his foot
into the stirrup without loss o’ time, and assist him in his search. For,
in my rough, country way o’ thinking, it must be something
particularly out o’ the common that would tempt Thomas to be
amissing. Indeed, I needna say tempt, for there could be no
inclination in the way. And our hills,” he concluded, in a lower tone,
“are not ower chancy in other respects, besides the breaking up o’ the
storm.”
“Oh!” said Mrs Elliot, wringing her hands, “I have had the coming
o’ this about me for days and days. My head was growing dizzy with
happiness, but thoughts came stealing upon me like ghosts, and I felt
a lonely soughing about my heart, without being able to tell the
cause; but the cause is come at last! And my dear Thomas—the very
pride and staff o’ my life—is lost—lost to me for ever!”
“I ken, Mrs Elliot,” replied the Northumbrian, “it is an easy matter
to say compose yourself, for them that dinna ken what it is to feel.
But, at the same time, in our plain, country way o’ thinking, we are
always ready to believe the worst. I’ve often heard my father say, and
I’ve as often remarked it myself, that, before anything happens to a
body, there is a something comes ower them, like a cloud before the
face o’ the sun; a sort o’ dumb whispering about the breast from the
other world. And though I trust there is naething o’ the kind in your
case, yet as you observe, when I find myself growing dizzy, as it were,
with happiness, it makes good a saying o’ my mother’s, poor body.
‘Bairns, bairns,’ she used to say, ‘there is ower muckle singing in your
heads to-night; we will have a shower before bedtime.’ And I never,
in my born days, saw it fail.”
At any other period, Mr Bell’s dissertation on presentiments would
have been found a fitting text on which to hang all the dreams,
wraiths, warnings, and marvellous circumstances, that had been
handed down to the company from the days of their grandfathers;
but, in the present instance, they were too much occupied in
consultation regarding the different routes to be taken in their
search.
Twelve horsemen, and some half-dozen pedestrians, were seen
hurrying in divers directions from Marchlaw, as the last faint lights
of a melancholy day were yielding to the heavy darkness which
appeared pressing in solid masses down the sides of the mountains.
The wives and daughters of the party were alone left with the
disconsolate mother, who alternately pressed her weeping children
to her heart, and told them to weep not, for their brother would soon
return; while the tears stole down her own cheeks, and the infant in
her arms wept because its mother wept. Her friends strove with each
other to inspire hope, and poured upon her ear their mingled and
loquacious consolation. But one remained silent. The daughter of
Adam Bell, who sat by Mrs Elliot’s elbow at table, had shrunk into an
obscure corner of the room. Before her face she held a handkerchief
wet with tears. Her bosom throbbed convulsively; and, as
occasionally her broken sighs burst from their prison house, a
significant whisper passed among the younger part of the company.
Mrs Elliot approached her, and taking her hand tenderly within
both of hers—“Oh, hinny! hinny!” said she, “yer sighs gae through my
heart like a knife! An’ what can I do to comfort ye? Come, Elizabeth,
my bonny love, let us hope for the best. Ye see before ye a sorrowin’
mother—a mother that fondly hoped to see you an’—I canna say it—
an’ I am ill qualified to gie comfort, when my own heart is like a
furnace! But, oh! let us try and remember the blessed portion,
‘Whom the Lord loveth He chasteneth,’ an’ inwardly pray for
strength to say ‘His will be done!’”
Time stole on towards midnight, and one by one the unsuccessful
party returned. As foot after foot approached, every breath was held
to listen.
“No, no, no,” cried the mother, again and again, with increasing
anguish, “it’s no the foot o’ my ain bairn;” while her keen gaze still
remained riveted upon the door, and was not withdrawn, nor the
hope of despair relinquished, till the individual entered, and with a
silent and ominous shake of his head, betokened his fruitless efforts.
The clock had struck twelve; all were returned, save the father. The
wind howled more wildly; the rain poured upon the windows in
ceaseless torrents; and the roaring of the mountain rivers gave a
character of deeper ghostliness to their sepulchral silence; for they
sat, each wrapt in forebodings, listening to the storm; and no sounds
were heard, save the groans of the mother, the weeping of her
children, and the bitter and broken sobs of the bereaved maiden,
who leaned her head upon her father’s bosom, refusing to be
comforted.
At length the barking of the farm dog announced footsteps at a
distance. Every ear was raised to listen, every eye turned to the door;
but, before the tread was yet audible to the listeners—“Oh! it is only
Peter’s foot!” said the miserable mother, and, weeping, rose to meet
him.
“Janet, Janet!” he exclaimed, as he entered, and threw his arms
around her neck, “what’s this come upon us at last?”
He cast an inquisitive glance around his dwelling, and a convulsive
shiver passed over his manly frame, as his eye again fell on the
vacant chair, which no one had ventured to occupy. Hour succeeded
hour, but the company separated not; and low, sorrowful whispers
mingled with the lamentations of the parents.
“Neighbours,” said Adam Bell, “the morn is a new day, and we will
wait to see what it may bring forth; but, in the meantime, let us read
a portion o’ the Divine Word, an’ kneel together in prayer, that,
whether or not the day-dawn cause light to shine upon this singular
bereavement, the Sun o’ Righteousness may arise wi’ healing on His
wings, upon the hearts o’ this afflicted family, an’ upon the hearts o’
all present.”
“Amen!” responded Peter, wringing his hands; and his friend,
taking down the “Ha’ Bible,” read the chapter wherein it is written
—“It is better to be in the house of mourning than in the house of
feasting;” and again the portion which saith—“It is well for me that I
have been afflicted, for before I was afflicted I went astray.”
The morning came, but brought no tidings of the lost son. After a
solemn farewell, all the visitants, save Adam Bell and his daughter,
returned every one to their own house; and the disconsolate father,
with his servants, again renewed the search among the hills and
surrounding villages.
Days, weeks, months, and years rolled on. Time had subdued the
anguish of the parents into a holy calm; but their lost first-born was
not forgotten, although no trace of his fate had been discovered. The
general belief was, that he had perished on the breaking up of the
snow; and the few in whose remembrance he still lived, merely spoke
of his death as a “very extraordinary circumstance,” remarking that
“he was a wild, venturesome sort o’ lad.”
Christmas had succeeded Christmas, and Peter Elliot still kept it in
commemoration of the birthday of him who was not. For the first few
years after the loss of their son, sadness and silence characterized the
party who sat down to dinner at Marchlaw, and still at Peter’s right
hand was placed the vacant chair. But, as the younger branches of
the family advanced in years, the remembrance of their brother
became less poignant. Christmas was, with all around them, a day of
rejoicing, and they began to make merry with their friends; while
their parents partook in their enjoyment, with a smile, half of
approval and half of sorrow.
Twelve years had passed away; Christmas had again come. It was
the counterpart of its fatal predecessor. The hills had not yet cast off
their summer verdure; the sun, although shorn of its heat, had lost
none of its brightness or glory, and looked down upon the earth as
though participating in its gladness; and the clear blue sky was
tranquil as the sea sleeping beneath the moon. Many visitors had
again assembled at Marchlaw. The sons of Mr Elliot, and the young
men of the party, were assembled upon a level green near the house,
amusing themselves with throwing the hammer, and other Border
games, while himself and the elder guests stood by as spectators,
recounting the deeds of their youth. Johnson, the sheep-farmer,
whom we have already mentioned, now a brawny and gigantic fellow
of two-and-thirty, bore away in every game the palm from all
competitors. More than once, as Peter beheld his sons defeated, he
felt the spirit of youth glowing in his veins, and, “Oh!” muttered he,
in bitterness, “had my Thomas been spared to me, he would hae
thrown his heart’s blude after the hammer, before he would hae been
beat by e’er a Johnson in the country!”
While he thus soliloquized, and with difficulty restrained an
impulse to compete with the victor himself, a dark, foreign-looking,
strong-built seaman, unceremoniously approached, and, with his
arms folded, cast a look of contempt upon the boasting conqueror.
Every eye was turned with a scrutinizing glance upon the stranger. In
height he could not exceed five feet nine, but his whole frame was the
model of muscular strength; his features open and manly, but deeply
sunburnt and weather-beaten; his long, glossy, black hair, curled into
ringlets by the breeze and the billow, fell thickly over his temples and
forehead; and whiskers of a similar hue, more conspicuous for size
than elegance, gave a character of fierceness to a countenance
otherwise possessing a striking impress of manly beauty. Without
asking permission, he stepped forward, lifted the hammer, and,
swinging it around his head, hurled it upwards of five yards beyond
Johnson’s most successful throw. “Well done!” shouted the
astonished spectators. The heart of Peter Elliott warmed within him,
and he was hurrying forward to grasp the stranger by the hand, when
the words groaned in his throat, “It was just such a throw as my
Thomas would have made!—my own lost Thomas!” The tears burst
into his eyes, and, without speaking, he turned back, and hurried
towards the house to conceal his emotion.
Successively, at every game, the stranger had defeated all who
ventured to oppose him, when a messenger announced that dinner
waited their arrival. Some of the guests were already seated, others
entering; and, as heretofore, placed beside Mrs Elliot was Elizabeth
Bell, still in the noontide of her beauty; but sorrow had passed over
her features, like a veil before the countenance of an angel. Johnson,
crest-fallen and out of humour at his defeat, seated himself by her
side. In early life he had regarded Thomas Elliot as a rival for her
affections; and, stimulated by the knowledge that Adam Bell would
be able to bestow several thousands upon his daughter for a dowry,
he yet prosecuted his attentions with unabated assiduity, in despite
of the daughter’s aversion and the coldness of her father. Peter had
taken his place at the table; and still by his side, unoccupied and
sacred, appeared the vacant chair, the chair of his first-born,
whereon none had sat since his mysterious death or disappearance.
“Bairns,” said he, “did nane o’ye ask the sailor to come up and tak
a bit o’ dinner wi’ us?”
“We were afraid it might lead to a quarrel with Mr Johnson,”
whispered one of the sons.