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Springer Aerospace Technology
Ji Wu
Introduction to
Space Science
Springer Aerospace Technology
Series Editors
Sergio De Rosa, DII, University of Naples Federico II, NAPOLI, Italy
Yao Zheng, School of Aeronautics and Astronautics, Zhejiang University,
Hangzhou, Zhejiang, China
Elena Popova, AirNavigation Bridge Russia, Russia, Russia
The series explores the technology and the science related to the aircraft and
spacecraft including concept, design, assembly, control and maintenance. The
topics cover aircraft, missiles, space vehicles, aircraft engines and propulsion units.
The volumes of the series present the fundamentals, the applications and the
advances in all the fields related to aerospace engineering, including:
• structural analysis,
• aerodynamics,
• aeroelasticity,
• aeroacoustics,
• flight mechanics and dynamics
• orbital maneuvers,
• avionics,
• systems design,
• materials technology,
• launch technology,
• payload and satellite technology,
• space industry, medicine and biology.
The series’ scope includes monographs, professional books, advanced textbooks,
as well as selected contributions from specialized conferences and workshops.
The volumes of the series are single-blind peer-reviewed.
To submit a proposal or request further information, please contact:
Mr. Pierpaolo Riva at [email protected] (Europe and Americas)
Mr. Mengchu Huang at [email protected] (China)
The series is indexed in Scopus and Compendex
Translated by
Yongjian Xu Qingjiang Bai
National Space Science Center National Space Science Center
Beijing, China Beijing, China
Translation from the Chinese language edition: Introduction to Space Science by Ji Wu, © China Science
Publishing & Media Ltd (Science Press) 2020. Published by China Science Publishing & Media Ltd
(Science Press). All Rights Reserved.
© Science Press 2021
This work is subject to copyright. All rights are solely and exclusively licensed by the Publisher, whether
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Singapore
Foreword
Space science adopts the spacecraft as the main tools to carry out scientific research
and experiments, which is an integral part of the space endeavor. For China, with the
gradual increase of comprehensive national power and the emergence of science and
technology innovation as the main driving force of development, it is the inevitable
choice, to vigorously promote the development of space science, which will trigger
a wave of intensive demands for space technology, and provide theoretical guidance
and support for the development of space applications.
I have known Professor Ji Wu, the author of this book, for a long time. As the
former Director General of the National Space Science Center (NSSC) of the Chinese
Academy of Sciences (CAS) and the President of the Chinese Society of Space
Research (CSSR), one of the key players in promoting the development of space
science in China in recent years, he has done substantial work and made tremendous
contributions to the development of space science in China. This book is based on
the development of China’s space programs and Prof. Ji Wu’s personal experience
in so many years, and at the same time draws on the practices of spacefaring nations
and institutions, which makes a good reading for scientists, engineers, and project
managers. This book can also be used as a textbook and reference for related courses
in universities and colleges.
For young students who are new to the space sector, they need to get familiar with
the origin and background of the space programs. This book traces back to the early
days of human observation of space and cosmos, reviews the development of science
to reveal the asperation intention of space exploration, and introduces the history of
space technology with the focus on launch vehicles which helps to overcome the
gravity of the Earth to enter space. This will greatly broaden the horizons of these
young students.
For the people with engineering background in space sector, Chaps. 3 and 4 are
very unique in that after a comprehensive and macroscopic introduction to several
important branches of space science, the key scientific frontiers of each branch are
briefly described, which can greatly stimulate their curiosity. Besides, for people
who are no longer engaged in scientific research, and only participate in these space
science missions as engineers or managers, they will be proud of doing their bit in the
v
vi Foreword
Although humans have been observing and recording the stars and the cosmos for
thousands of years, it is only in the last 60 years or so that we have, in the real
sense, entered the space age. Space science is an emerging interdisciplinary field,
which thrives from the development of space technology and uses the spacecraft as
the tools to conduct research in space. Compared with other traditional disciplines,
space science, as a basic research area, is government dominated and its research
directions are planned accordingly. Since its expected scientific output may lead to
discoveries and breakthroughs in major basic science frontiers, it belongs to the basic
research. However, the implementation of a space science mission requires integra-
tion of various disciplines and systems engineering technology, especially the space
technology, and relies on the spacecraft as the platform of observation and experi-
ment to achieve scientific objectives. In addition, due to the uniqueness of scientific
discoveries, the requirements on the space technologies by a space science mission
are constantly becoming higher and higher, leading to innovations and upgrading in
space technology. Transforming these new technologies into applicable technologies
on the ground can even give rise to new strategic industries and drive the development
of economy and society. In this respect, it is also a part of national space activities
with the potential to enhance the space technology capacity.
Traditional basic science education based on individual disciplines aims to train
professionals in specific disciplines, such as physicists, astronomers, space physi-
cists, planetary scientists, atmospheric and ionospheric physicists, solid Earth physi-
cists, and life scientists. In the traditional curriculum, seldom do they have the oppor-
tunity to learn related knowledge of large systems engineering, such as the space
systems engineering. But in the future, when the abovementioned professionals are
engaged in space science research, they will turn into space scientists, who need to
understand orbital dynamics, space environment, various space vehicles like space-
craft/satellites, as well as knowledge of systems engineering management. In the
traditional education system to train the engineers, be it mechanical, electrical, or
material, the focus of education is on feasibility, reliability, repeatability, and imple-
mentability, and the graduates can directly participate in the engineering implemen-
tation. But when involved in a space science mission, these engineers often do not
vii
viii Preface
understand the language of the scientists who are striving to explore the unknown,
and they are unwilling to accept the engineering and technical challenges and risks
brought about by the new requirements. However, prioritizing the scientific objec-
tives prevails in a space science mission, from mission proposal to operations, and
science and engineering are closely bonded together. On one hand, scientists without
basic knowledge of space technology and systems engineering cannot communicate
with the mission development and research team, and are incapable of coordinating
the mission development with hundreds of participants, which leads to the failure
of realizing their dreams. On the other hand, engineers who fail to understand the
language of science cannot understand the requirements of scientific detection and
observation, and cannot make reasonable improvements to the engineering design to
best meet the needs of the scientific objectives.
This book, from a top-down, interdisciplinary, and systematic perspective, aims
to provide a systematic introduction of the knowledge on the frontiers of various
branches of space science disciplines, space technology, and systems engineering, to
highlight the characteristics of space science missions as compared with other space
missions, to lay the fundamental systematic knowledge for scientists and engineers
who wish to engage and participate in space science missions in the future, and to
cultivate scientists and engineers as potential principle investigators, chief designers,
and project managers.
The outline of this book is as follows: Chaps. 1 and 2 focus on the reasons to
conduct research in space and the history of space exploration; Chaps. 3 and 4 intro-
duce the major frontier issues in space astronomy, planetary science, space solar
physics, space physics, space Earth science, microgravity science, and space life
sciences, respectively; Chap. 5 introduces the space systems engineering and its
systems; Chaps. 6–8 introduce the technical foundations for space science missions,
including orbit, attitude and TT&C, scientific payloads and its application environ-
ment, mission planning, and operations. Chaps. 9–12 focus on the key factors of
space science mission management, including mission proposal and its selection,
mission development and the duty of scientists and engineers, quality management
and risk control, full mission lifecycle management, and output evaluation. Chap. 13
introduces the international cooperation in space science missions; Chap. 14 intro-
duces the space science programs in China; Chap. 15, as the wrap up of the book,
not only gives definitions to space science, space technology, and space applications,
but also discusses their relationships.
This book is based on my two-semester course for the graduate course of the
School of Astronomy and Space Science, University of the Chinese Academy of
Sciences. This book received substantial support from Associate Prof. Bai Qingjiang,
the course assistant, as well as the necessary help from Prof. Zheng Jianhua from
the National Space Science Center of the Chinese Academy of Sciences and Alvaro
Gimenez, former Science Director of the European Space Agency. My thanks also
go to colleagues from several departments of the National Space Science Center
for their assistance, including the Space Science and Deep Space Exploration Study
Center, the Space Science Program Center, and the Space Science Mission Operation
and Control Center.
Preface ix
My thanks go to the translators of this book for their devoted effort to bring it into
the current shape. Mr. Xu Yongjian is responsible for the translation of Chaps. 1–8
and Chap. 13, and Ms. Bai Qingjiang is responsible for Chaps. 9–12 and Chaps. 14
and 15.
Finally, my gratitude also goes to Zhu Pingping, the Editor of the Science Press,
for her hard work, which has enabled efficient publication of this book.
Beijing, China Ji Wu
April 2020
Contents
xi
xii Contents
xvii
Chapter 1
Reasons to Conduct Research in Space
1.1 Introduction
What are the reasons to conduct research in space? For many disciplines, even
including astronomy, research could be carried out on the ground. For example,
Galileo Galilei (1564–1642) pioneered the practical ground observation of celestial
bodies using telescopes. Another example is the employment of ground-based radars
to observe and study the ionosphere. Even so, there’s still a lot of research that can’t
be done on the ground, which necessitates the research in space. This chapter will
focus on the reasons to go into space.
From the beginning of the space age, the fundamental and foremost objective of
entering space to carry out research is to unveil the mystery of space and increase
our knowledge of space. Before the launch of the first artificial satellite in 1957,
the outer space reaching beyond the atmosphere is shrouded in mystery, where the
neutral atmosphere thins out and is ionized by the ultraviolet light from the Sun
when reaching further out, hence creating the ionosphere. But, questions remain to
be answered, e.g., how the electrons and ions in the ionosphere are distributed and
how do they move? What effect does the Earth’s magnetic field exert on these charged
particles?
After gaining access to space, for the first time in human history, we have the
opportunity to observe the Planet Earth from hundreds or even thousands of kilo-
meters away. When we observe it from such a distance, our perceptions of the Earth
become very different. The changes that the Earth presents to us become systematic,
such as the formation and movement of typhoons.
What’s more, once break free the obstacles of the atmosphere, we have the liberty
to make full use of the resources of the entire electromagnetic spectrum. Previously,
the low-frequency electromagnetic waves, terahertz, and infrared wavelengths, as
well as wavelengths beyond the ultraviolet that are normally blocked by the atmo-
sphere. Entering into space enables us to observe the universe in full electromagnetic
spectrum.
For an in-orbit spacecraft, the centrifugal force generated by its rotation around
the Earth is offset by the gravitational force of the Earth, providing us an equivalent
microgravity environment for a long period of time. Previously, our understanding
of the kinetic properties of matter and the rule of life activity is actually based on the
condition of the gravity of the Earth. So, if we remove the gravity, will the movement
of matter and life remain the same?
In short, gaining access to space is to enter a larger laboratory where the
experiments previously impossible on the ground can be carried out.
Before the space age, the human knowledge of space was limited to speculations and
theoretical conjectures. The atmosphere thinned out, but then what? The ultraviolet
light from the Sun ionizes atoms in the atmosphere, allowing electrons to escape
and correspondingly form the ionosphere. The answer was not clear in 1901, when
Guglielmo Marconi (1874–1937), an Italian radio engineer, successfully transmitted
a radio signal across the Atlantic. Marconi was puzzled for a long time by the fluctua-
tion of radio waves, which apparently traveled a winding path to reach the destination
thousands of kilometers away.
We now know that, for a transmission distance of more than 5000 km from the
west coast of Europe to the east coast of the United States, the radio waves reached
the receivers with the help of ionospheric reflections. It turns out that Marconi’s first
successful transoceanic radio communication in 1901 verified the existence of the
ionosphere.
The human knowledge about ionosphere stops there. By that time, we still didn’t
know where the upper boundary of the ionosphere is, or how positively charged
ions and negatively charged electrons in the ionosphere behave. Only after 1957
did the answers to these questions become clear. Therefore, to study the unknown
space environment is the core of space research. This is especially the case for
the first artificial satellite launched by the Soviet Union on October 4, 1957, and
the first American artificial satellite launched on January 31, 1958. Malfunctions
were detected on the instruments for both satellites and American scientists tended
to believe that the malfunction is not due to the instrument itself but rather to the
existence of intense high-energy particle zone in the near Earth space, which was
later identified and consequently named as Van Allen belt. This is the first major
discovery in the space history of mankind.
Since Galileo pointed his telescope into space, human beings have broken the limita-
tions of space observation with the naked eye and began to use scientific instruments
to observe the universe. The spectrum of electromagnetic waves we can observe
1.3 To Break Free the Barrier of Atmosphere to Electromagnetic Wave 3
was then gradually expanded to radio waves. However, the protective atmosphere
proves to be an obstacle for the ground-based observations using ultraviolet and low-
frequency radio spectrum. Figure 1.1 shows the atmospheric absorption spectrum
diagram, in which the ordinate is the atmospheric absorption expressed in decibels
loss per kilometer.
Since 1957, humans began to break the atmospheric barrier by placing obser-
vational instruments on satellites. New images of the universe and the Sun were
obtained in wave lengths such as infrared, ultraviolet, X-ray, and low-frequency elec-
tromagnetic waves. Since then, space astronomy and space solar physics flourished
as individual disciplines in their own names.
In addition, the atmosphere can absorb the electromagnetic waves, which, in turn,
makes it possible to carry out space-based observation of the physical character-
istics of the Earth’s atmosphere. For example, the frequency in the vicinity of the
temperature absorption line can be used to observe the distribution of atmospheric
temperature at different altitudes, and the frequency in the vicinity of the water vapor
absorption line can be used to observe the distribution of atmospheric water vapor,
etc. These technological breakthroughs have promoted the development of space
Earth science.
From the mountain top, you can see farther. In general, the altitude of satellite orbit
is above 500 km. Geosynchronous Earth Orbit (GEO) is as high as 36,000 km. The
natural field of view of the human eye is about 45°, which is also the field of view of a
standard camera. Accordingly, for Earth observation, the width of more than 400 km
can be obtained at an altitude of 500 km (the width covered by push-sweep camera on
an operating satellite is called swath), and cities such as Beijing, Moscow, and New
York can be seen in a panoramic view. If the Earth is observed in Geosynchronous
Earth Orbit, the field of view of the entire Earth is less than 18°. By designing remote
sensors with different field of views, we can obtain ground images with different
swaths, making possible the systematical observation of the Earth.
4 1 Reasons to Conduct Research in Space
Therefore, the satellite orbit promises the unprecedented altitudes where the Earth
observation can be conducted and the data obtained can be used to study the large-
scale phenomena of the Earth system, such as typhoon, ocean currents, El Nino, the
atmospheric pollution caused by volcanic eruptions, and even the global water cycle,
biosphere, energy cycle, ice and snow cycle and lithosphere, etc. This provides the
most important observation platform for space Earth science to study the Earth as a
system. After the technical realization of putting a satellite in Geosynchronous Earth
Orbit, human beings can continuously and comprehensively monitor the changes of
the Earth.
We live on the Earth under the effect of 1G gravitational field. To put it in a figurative
way, all the kinetic properties of matter and the rule of life activity lie beneath the
veil of 1G gravitational field on the surface of the Earth.
Using space as platform, it is possible to carry out on-board scientific experiments
that cannot be done otherwise on the ground. Among these on-board experiments, the
microgravity science experiments [1] are the most prominent ones. The centrifugal
force generated by the spacecraft as it orbits the Earth offsets the Earth’s gravity,
hence creating a continuous and stable artificial microgravity environment. Such an
environment may reveal the kinetic properties of matter, which are impossible to be
discovered due to the effect of gravity. The studies of the laws of physics, e.g., the law
of fluid physics, combustion, and semiconductor material growth, are collectively
known as microgravity science.
In addition to the study of laws of physics, some fundamental issues in life science
can also be examined in space microgravity environment, such as the cultivation of
cells and plants, which gives birth to space life science. Of course, when studying
the life science issues, consideration should be given to the effects of space particle
radiation and the influence of weakened Earth’s magnetic field.
With the increase of manned space activities, the required period of stay for
astronauts in space becomes longer and longer. Can animals and human beings live
in space for a long time? These new scientific questions posed by man’s entry into
space can also be deemed as part of space medicine.
1.6 To Make Full Use of Other Aspects of Space Environments 5
There are other resources in space that are not available on the ground, such as
radiation.
Without the protective atmosphere, the intensity of cosmic rays is considerably
higher in space than that on the Earth’s surface. With the effect of Earth’s magnetic
field in full play, the high-energy particles of the solar wind will concentrate in
certain regions of the terrestrial space. Combined with the particles of the Earth’s
radiation belt, a unique particle radiation environment is formed featuring a wide
range of energy spectrum, high flux, and continuity, which cannot be simulated on
the ground. This is of unique significance for life science research, such as space
breeding, etc.
In addition, since the Earth’s diameter is only more than 12,000 km, the longest
interferometry baseline we can obtain between two stations on the ground is no more
than the Earth’s diameter. To get a longer interferometry baseline for research like
gravitational wave detection or interference imaging observation in radio astronomy,
we must venture into space to place spacecraft there in a bid to form an interferometry
baseline of millions of kilometers.
Compared with the surface of the Earth, a better electromagnetic radiation envi-
ronment can be obtained in space. The far side of the moon, for example, shields
various man-made and natural electromagnetic radiation from the Earth, making it
the ideal place for low-frequency electromagnetic observation of the universe.
In addition, it is easier to obtain extremely low-temperature and high-vacuum
environment in space, especially in orbits beyond the Earth orbits.
With spacecraft as the main tools, space science is defined as the study of natural
phenomena and their underlying rules in physics, astronomy, chemistry, and life
science which exist in solar-terrestrial space, interplanetary space, and even the
universe as a whole. The following shows the definitions of space science in different
stages of its historical development, as well as its ever-expanding disciplines.
Prior to the space age, space science was defined in a narrow sense as the study
of space, such as the upper atmosphere, the ionosphere, and the distribution of the
Earth’s magnetic field in space.
6 1 Reasons to Conduct Research in Space
In the early days of space age,1 space science is defined as the study of the space
physics phenomena surrounding the spacecraft, e.g., charged particles, neutral parti-
cles, electromagnetic field distribution, and its patterns of changes. The research in
early days has improved our understanding of the electromagnetic field and particle
distribution in the magnetosphere, which is controlled by the Earth’s magnetic field.
New concepts are proposed, such as the magnetopause, bow-shock, magnetic tail,
polar cusp, South Atlantic Anomaly, etc. The period also saw the march from terres-
trial space to the solar system, the birth of planetary science, and the emergence of
comparative planetary science through the comparative study of the composition of
the Earth and other planets.
Five years into the space age, scientists began to use spacecraft as platforms to
conduct astronomical observations, and space astronomy and space solar physics
were established as disciplines accordingly.
Ten years into the space age, scientists began to study the Earth with remote
sensors of various frequency bands, which initiated the discipline of space Earth
science.
From the late 1960s and mid-1970s, humans landed on the moon, which is
followed by the launch of space laboratories, space shuttles, and manned space
stations. A large number of scientific experiments held in microgravity environ-
ments are known as microgravity science and space life sciences research [2]. The
research that aims at the physiological changes of people in space is called space
medicine.
In the past 20 years, making full use of the ultra-low temperature and high micro-
gravity level brought about by spacecraft, we began to verify the basic physical laws,
and thus started the space fundamental physics experiment.
In addition, based on space technology, space science has opened up the field
of space technology science by carrying out technology research and technology
demonstration in space, such as propulsion technology, attitude control technology,
navigation technology, and thermal control technology.
Table 1.1 lists the main research contents of various disciplines of space science.
1 Note: Space age starts from October 4, 1957, when the Soviet Union successfully launched Sputnik
I, the world’s first artificial satellite, which took about 98 min to orbit the Earth on its elliptical path.
It ushered in new era of political, military, technological, and scientific developments.
1.7 Definition of Space Science 7
References
2.1 Introduction
The history of space exploration begins with space observation from the ground,
which is almost as long as the recorded history of mankind. In ancient times, human
observation of space is out of awe, fear, or divination. The observation is also out
of the necessity for farming, e.g., the observation of time, seasons, and climate.
Yet these simple thoughts and ideas are more or less like groping in the darkness
before Nicolaus Copernicus (or Mikolaj Kopernik in Polish, 1473–1543) proposed
the heliocentric theory.
Galileo directed his telescope into space,expanding the space beyond the naked
eye, which is the first time in history and introduces a new way of space observation.
Since then, the frequency band visible to the naked eye has gradually expanded from
visible light to the full electromagnetic spectrum.
It takes another 350 years to make the giant leap from ground observation of the
universe and planets via telescopes to the launch of spacecraft into space. During
this period, countless science and technology pioneers have made their contributions,
among whom Qian Xuesen (also written traditionally as Tsien Hsue Shen) was an
indispensable player in human’s journey into space. He and Zhao Jiuzhang (also
written traditionally as Jaw Jeoujang) have made pioneering contributions to the
development of Chinese space programs and space science endeavors.
This chapter will touch upon the various frontiers of space technology and their
general development trends.
What did our ancestors see by looking up into the sky with their naked eyes? The
first batch of celestial bodies that greet their eyes are the Sun, the moon, and stars,1
and their movement in the sky followed fixed periodical sequence. Therefore, the
first thing that comes to people’s mind is to ponder over and summarize the rules of
their positions and movements.
This is how the concept of time comes into being, e.g., day, month, year, hour,
minute, and second. All the ancient cultures, be it Egypt, Babylon, Greece, India, and
China, developed their own independent systems about sky phenomena and time. For
example, the Greek calendar is based on the solar cycle and the Chinese calendar is
based on the lunar cycle.2 In terms of timekeeping, the Chinese clepsydra/drip-vessel
and the sundial, as well as the clock in the Tower of Winds in ancient Athens, Greece,
are all the embodiments of human wisdom.
In addition to the summary on the periodic movements of the Sun, the moon,
and stars, the most important part of the ancient study (or simply the thinking) on
space is the observation and description of sky phenomena, including solar and lunar
eclipses, comets, meteors, and auroras. At the ancient time, the physical principles
of these phenomena are still hidden knowledge. China has the earliest and most
complete records of observations of these sky phenomena. For example, China has
the earliest records of sunspots and supernovae, and the record of “New Great Star”
(Xin Da Xing) inscribed on the oracle bone actually describes an exploding supernova
(shown in Fig. 2.1). The continuous observation of Comet Halley is another example.
China recorded Comet Halley for 28 times from BC until 1910, but not knowing
it is the same comet. Based on the systematic knowledge of motions of celestial
bodies established by Johannes Kepler (1571–1630) and Isaac Newton (1643–1727),
Englishman Edmond Halley (1656–1742) successfully predicted that the comet’s
return period would be 76 years. Later, the comet was named “Halley’s Comet”.
Auroras normally occur at the poles region of the Earth. Although China is in the
middle and low latitudes, auroras have also been recorded in China during solar
eruptions throughout the history. In addition, China observed the outburst of the
Crab Nebula in the Song Dynasty. Because of its very stable X-ray emission, the
Crab Nebula is now used as a beacon galaxy by X-ray astronomical observers.
In ancient China, the main purpose of detailed astronomical observations and
sky phenomena observations [1] is to strengthen the royal power, hence bearing
little scientific significance. In order to better serve the royal power, for more than
2000 years, extensive records of observations have been made by the emperor’s
astronomers or star gazers (a demanding profession that requires sleeping during
the day, and observing and recording at night). Some of these records are accurate,
while some are hypothetical or even false. For the researchers devoted to the history
of ancient Chinese astronomy, they often spend a great deal of time scrutinizing
these records by extrapolating the cycles of celestial body movements to determine
1 Note: Here the star is a vague term generally describing the visible celestial bodies.
2 The lunar calendar is still in use today in China.
2.2 History of Space Exploration 11
the dynasty and year. Some records are quite informative and interesting though,
such as “Mars retrograde”, which is interpreted in ancient China as an inauspicious
sky phenomenon that would bring disasters. For this reason, Mars was traditionally
known as “glittering planet” or “firefly”. Now, we understand that according to the
rules of celestial body movements, the Earth orbits the Sun in the inner circle, and
when the Earth catches up with the Mars that orbits in the outer circle, the ground
observer would find the occurrence of “Mars retrograde”.
Although the observation of sky phenomena in ancient China doesn’t bear much
scientific significance, Chinese people’s philosophical thinking of celestial bodies
and universe has an early origin, such as the idea of “round heaven and square Earth”
[2], the “opening of the universe by Pangu” (a giant in Chinese fable stories who
opened the universe), and the “Heavenly Questions” by Qu Yuan (a Chinese poet
in the warring states period who is regarded as the greatest patriot). In addition, the
deep thinking of the Chinese people and their summary of space and geography at
that time are also reflected in the Book of Changes and the Eight Diagrams.
In other civilizations, space-related thinking also started more than 2000 years ago,
such as the dispute between the heliocentric theory of ancient Greece (Aristarchus,
315–230 BC) and the geocentric theory (Claudius Ptolemy, 90–168). The heliocentric
theory was initially untenable due to the lack of scientific evidence. The geocentric
theory, supported by the European church, dominated the human perception of the
world for a long period. The heliocentric theory began to be widely accepted and
became dominant in humanperception of the solar system only after Copernicus
deduced its correctness in theory and Galileo proved its correctness with practical
12 2 History of Human Space Exploration
observations. The following is the introduction to several Western pioneers and their
achievements.
Nicolaus Copernicus (as shown in Fig. 2.2) is a Polish astronomer who came up
with the heliocentric system (Sun-centered system) and calculated in detail the orbits
of the Earth and several other planets. Under the threat of the geocentric church, his
Six Books Concerning the Revolutions of the Heavenly Orbs was not published until
his death in 1543. In fact, Copernicus initially believed in the geocentric theory, but
doubts arose when he was doing calculation. Heliocentric theory changed our view
of the universe and offered a scientific explanation of the movements of celestial
bodies in the solar system, hence laying the foundation for modern astronomy and
space science. Copernicus is one of the giants of the European Renaissance, whose
remains was reburied in Vronburg Cathedral, Poland, on May 22, 2010.
Galileo Galilei (as shown in Fig. 2.3) is an Italian physicist and astronomer, whose
achievements include improving telescope and the astronomical observations with
telescope. He is also known for his advocacy in Copernican heliocentric theory. In
1609, Galileo, for the first time, directed his telescope to space. He discovered that
the surface of the moon was uneven and made the first map of the moon’s surface.
On January 7, 1610, Galileo discovered four moons orbiting the Jupiter, which is
the solid evidence for the heliocentric theory. This also marks the initial victory for
Copernicanism. With the telescope in hand, Galileo made continuous discoveries of
a ring surrounding the Saturn, sunspots, the rotation of the Sun, the phases of the
Venus and the Mercury, the diurnal libration (or parallactic libration) and circumlunar
libration of the moon, as well as the fact that the Milky Way is made up of countless
stars. These discoveries usher in a new era for astronomy. In honor of Galileo’s
achievements, Jupiter’s moons Io, Europa, Ganymede*, and Callisto are collectively
called the Galilean moons.
Johannes Kepler (as shown in Fig. 2.4) is a German astronomer, physicist, and
mathematician. An ardent supporter for Copernicus’s heliocentric theory, Kepler
discovered, even before Newton, three laws of planetary motion: the orbit law, the
area law, and the harmonic law. The three laws can be described as follows: (1) the
planets move in elliptical orbits with the Sun at one focus (the orbit law); (2) the time
necessary to traverse any arc of a planetary orbit is proportional to the area of the
sector between the central body and that arc (the area law), which means the planet
in question travels faster around the perigee and travels slower around apogee; and
(3) there is an exact relationship between the squares of the planets’ periodic times
and the cubes of the radii of their orbits (the harmonic law). These three laws were
later confirmed by Newton’s law of universal gravitation.
Isaac Newton (as shown in Fig. 2.5) is an English physicist, President of the
Royal Society, and the author of Mathematical Principles of Natural Philosophy
the moon, a ring of the Saturn, and four moons of the Jupiter. Thanks to telescopes,
the observation capacity of human eye improved from 6 to 9 magnitudes (based on
the aperture of Galileo’s first telescope).
Magnitude measures the brightness of a star or other celestial body as seen by an
observer on the ground. The apparent magnitude can be negative. The brighter the
object, the lower the number assigned as a magnitude, and vice versa. For example,
the apparent magnitude of the moon is around −12. The naked eye is capable of
observing stars of 6 magnitudes. One magnitude is defined as a ratio of brightness
of 2.512 times, e.g., one magnitude lower means 2.512 times bright. The absolute
magnitude difference is 1 and the luminosity difference is 2.512 times. Magnitudes
don’t reflect the true luminosity of the star itself, because magnitudes do not take
into account the distance to the star. For stars with the same level of luminosity, the
more distant from an observer, the lower the apparent brightness.
Brightness is determined by the flow of photons received by the eyes, so if the aper-
ture of the telescope’s objective lens (the space-facing end) is larger than the pupils
of our eyes, more photons will be received, which will be converged to the eyepiece
and received by the observer. The larger the aperture, the lower the magnitude for
the observer (and the more magnitudes). European Extremely Large Telescope (E-
ELT), the largest ground-based astronomical telescope currently being designed, has
an aperture of 39 m. The space telescope with the largest aperture was the James
Webb Space Telescope (JWST), whose aperture is up to 6.5 m.
The larger aperture not only enhances the observation capacity, but also improves
the spatial resolution. The aperture of Galileo’s telescope is much larger than the
pupils of the eyes, hence improving spatial resolution, which explains why he easily
observed the craters on the surface of Moon and the ring system of Saturn. The
schematic relationship between telescope aperture D (m), optical wavelength λ (m),
and angular resolution θ (°) is given by Eq. (2.1).
λ
θ = 180 (2.1)
πD
It is fair to say that the invention of the Galileo astronomical telescope opened up
the modern space observation, and also laid the technical foundation for the modern
space studies. The observation technology, be it at any electromagnetic wave band,
is based on this basic principle.
Michael Faraday (1791–1867) (as shown in Fig. 2.7) is an English physicist whose
discoveries laid the foundation for electromagnetism. On October 17, 1831, Faraday
discovered electromagnetic induction for the first time and developed a method to
generate alternating current. On October 28, 1831, Faraday invented the first electric
motor and dynamo.
Because of his great contributions to electromagnetism, he was called the father
of electricity and the father of alternating current.
James Clerk Maxwell (1831–1879) (as shown in Fig. 2.8) is a British physicist and
mathematician. Based on existing research by scientists like Michael Faraday, James
16 2 History of Human Space Exploration
Clerk Maxwell put forward classical electromagnetic field theory. He is the founder
of classical electrodynamics. His Treatise on Electricity and Magnetism (1873) is
considered the most important physics classic after Newton’s Mathematical Prin-
ciples of Natural Philosophy. The book describes the basic theory of electromag-
netic waves and lays the foundation for all applications up to date that relate to
electromagnetic waves.
Heinrich Rudolf Hertz (1857–1894) (as shown in Fig. 2.9) is a German physicist
who proved the existence of electromagnetic waves through experiments in 1888.
His research has stunned the scientific community, proving for the first time that
electromagnetic waves can travel, transmit information and energy, and the traveling
speed is the speed of light. The international unit of radio frequency, Hertz (Hz), is
named after him. 1 Hz equals one cycle per second.
Guglielmo Marconi (as shown in Fig. 2.10) is an Italian radio engineer, entrepreneur,
and founder of practical wireless telegraph communications. During his study at the
University of Bologna, he successfully carried out radio communication experiments
at a distance of about 2 km with electromagnetic waves. In 1901, he completed his
2.3 The Technology Advancement of Ground-Based Observations Since Galileo 17
Many fascinating stories about flying to space are recorded in ancient Chinese books.
The ancient Chinese also invented gunpowder. There is a long development history
for ancient Chinese rockets, which were introduced to the West through Arabia and
India around the middle of the thirteenth century. Around 1500 AD (Ming Dynasty),
an inventor called Wan Hu3 (real name: Tao Chengdao) put his flying dream into
practice. He designed a wickerwork chair with 47 rockets underneath for liftoff and
held two kites above, taking advantage of the rocket propulsion and the kites for a
soft landing. He ordered his co-worker to ignite the rockets and tried to fly into space,
but ended up catastrophically. This event shows that the Chinese has a long tradition
of imagining flying into space and are keen to make efforts to realize the dream.
A crater on the moon was named “Wan Hu” during an International Astronomical
Union (IAU) meeting in the 1970s. After the Opium War, the awakened Chinese,
as represented by Lin Zexu, advocated the introduction of Western technology to
improve China’s weapons and machinery. With this setting, Chinese began to develop
modern rockets in 1851.
For the modern science period, the following scientists and engineers have made
substantial and prominent contributions to human effort of gaining access to space.
Konstantin Tsiolkovsky (1857–1935) (as shown in Fig. 2.11) is a Russian scientist
known as the father of spaceflight. He was the first to study the possibility of using
rockets for interplanetary travels, as well as the possibility to make artificial satellite
and build near Earth orbital station. He pointed out the reasonable way to develop
astronautics and build rockets, and proposed a batch of important engineering solu-
tions to rocket development and liquid engine structures. One well-known saying
from Konstantin Tsiolkovsky is that “the Earth is the cradle of humanity, but mankind
cannot stay in the cradle forever”.
Robert Hutchings Goddard (1882–1945) (as shown in Fig. 2.12) is the maker of
the first liquid rocket in the United States and the first person in human history to
use liquid fuel for spaceflight. From 1926 to 1942, Goddard and his team launched
34 rockets, and the most powerful can fly as high as 2600 m. Later, he led the team
and conducted numerous experimental flights during the World War II. Although
the high altitude required to enter space was not yet to be reached, the team set up
plenty of technical standards for liquid rocket engines and applied for many patents,
which laid the foundation for liquid rocket experiments in the United States. Later,
the National Aeronautics and Space Administration (NASA) named its Maryland
Flight Center after Goddard.
Frank Malina (1912–1981) (as shown in Fig. 2.13) and Qian Xuesen (1911–2009)
(as shown in Fig. 2.14) are both recipients of America’s first Scientific Achievement
Award, and they are students of Theodore von Karman (1881–1963), a great aerody-
namics master and Professor of California Institute of Technology (Caltech). In the
early 1930s, Malina started the work to develop liquid rockets and set up a rocket
team. The team members include mechanical engineers and chemical engineers, but
the team needs an expert in theoretical analysis. Therefore, he invited Qian Xuesen,
another student of von Karman, to join in for the calculation of orbit and solving
the aerodynamic problems [3]. During the World War II, learning that Germany was
speeding up its development of rockets, Qian Xuesen made a proposal to the US
government in the name of von Karman for the establishment of the Jet Propul-
sion Laboratory (JPL). Therefore, the name of JPL first appeared in Qian Xuesen’s
proposal. For this reason, Qian Xuesen is regarded as one of the co-founders of JPL.
The liquid rocket engine they developed was the most advanced in the United States
20 2 History of Human Space Exploration
at that time, and the flight altitude records were constantly broke by the team, leaving
the altitude records of Goddard’s rocket far behind.
Wernher von Braun (1912–1977) (as shown in Fig. 2.15) is the most outstanding
scientist and engineer in the field of modern rocketry. In the 1930s, with great interest,
he joined the German rocket group and later participated in the development of guided
missiles. The missile in question is the most advanced guided weapon at the time
which was later named V2. Before the end of the World War II, a large number of
missiles were fired from Germany with London as the target, causing great casualties
and public panic. It was the nightmare for the Allies. Before the allied occupation of
the V2 rocket development base and the production base, von Braun fled to southern
Germany with a large number of senior engineers and technicians, and surrendered
to the American army. Some of them were transported to the United States, while
some remained in France. Those who went to the United States became the core
research team for the rocket of the first American satellite, while those who stayed
in France became the core technical team for the development of the Ariane rockets.
After the end of World War II, Qian Xuesen, dressed in American military uniform,
accompanied von Karman to Germany to investigate the technology of V2 rocket and
participated in the interrogation of von Braun. After that, the United States shipped
home several unused V2 rockets.
As soon as the Soviet Red Army occupied Berlin, they immediately sent troops
to capture the V2 rocket development sites, only to learn that von Braun and his
technical team had fled. The Soviet army called back some skilled technicians to
continue the production of V2 rocket engines. After the production capacity was
restored, the factory was totally relocated to the Soviet Union.
The development history of V2 rocket and its inheritance relationships with
rockets of various countries are shown in Fig. 2.16.
The Soviet Union launched the first man-made satellite Sputnik-1 (Fig. 2.17),
Fig. 2.16 Evolution of the German V2 rocket and its inheritance relationships with other countries’
rockets
22 2 History of Human Space Exploration
marking the beginning of the space age and the beginning of the space race between
the United States and the Soviet Union. In fact, before that, both sides had been
working,independently, on satellites programs and these activities were top secrets.
The American’s development progress was hampered by several embarrassing fail-
ures, mainly because the American military, which was in charge of the development,
did not trust von Braun, who had surrendered from Germany, and relied solely on
the United States Navy to develop the launch vehicle for the first satellite. After the
launch of the first satellite in human history by the Soviet Union on October 4, 1957,
von Braun actively proposed to the U.S. Department of Defense and assured the latter
that a satellite could be launched within 3 months. Then, Braun got support from the
U.S. Department of Defense. He kept his promise 3 months later. The United States
successfully launched its first artificial satellite, Explorer I (Fig. 2.18) on January 31,
1958.
Shortly after that, the United States and the Soviet Union focused on the compe-
tition of “who is No. 1”, such as the first manned spaceflight [the Soviet Union’s
Yuri Alekseyevich Gagarin (1934–1968), Fig. 2.19], the first extravehicular activity,
the first female astronaut, the first manned lunar orbiting, the first manned moon
landing [Neil Alden Armstrong (1930–2012) became the first man landed on the
moon, Fig. 2.20], the first manned space laboratory, the first manned space station,
etc. In general, the Soviet Union got the upper hand in the initial stage of the space
race, making many records. But the United States caught up and gradually overtook
the Soviet Union.
At the later period of the Cold War, the United States and the Soviet Union began
to conduct joint space research, such as the docking of Soyuz with the Apollo. But
the space race did not end until the dissolution of the Soviet Union in the early 1990s.
It costs humongous amount of human and financial resources for both sides, but also
greatly accelerated the pace of human’s exploitation and utilization of space.
In 1990s, the United States became the only space power, and its focus gradually
shifted to space science since then. Several important space science missions have
been launched into space, including the Hubble Space Telescope (HST).
Fig. 2.19 First manned spaceflight. Soviet Union’s Yuri Alekseyevich Gagarin became the first
man entering space
Fig. 2.20 First moon landing: Neil Armstrong became the first man landed on the moon with the
Apollo 11 mission. On the far right is the shoe print left by Buzz Aldrin (1930). Photo credit: NASA
24 2 History of Human Space Exploration
After the founding of the People’s Republic of China, Qian Xuesen returned
to China in 1955 after many setbacks. He immediately made proposals to develop
rocketry, missiles, and the follow-up aerospace technology, and the proposals covered
management, research, design, and production.
In 1958, China obtained the prototype of P2 missile engine from the Soviet Union,
which was an improvement on the German V2 rocket. The project to imitate the P2
missile is called Project 1059. In 1964, China successfully tested a rocket capable
of launching satellites, which is based on the work of imitating the engine provided
by the Soviet Union. In 1965, China restarted the development of artificial satellites.
China leveraged the development of ballistic missiles to study the launch vehicles,
especially the liquid ballistic missiles, hence forming the CZ series launch vehicles.
Since the Dongfanghong-1 (DFH-1),4 Chinese space program started from scratch,
and great leap forward was made from conventional propellants to cryogenic propel-
lant, from multistage rockets to strap-on rockets, from one satellite a launch to multi-
satellites a launch, from Low Earth Orbit (LEO), Sun Synchronous Orbit (SSO) to
Geosynchronous Earth Orbit (GEO), from the launch of unmanned satellites to the
launch of manned spacecraft, as well as lunar probes. In addition, China successfully
entered into the market of the international commercial satellite launch service.
Zhao Jiuzhang (1907–1968, Fig. 2.21) is the founder of Chinese artificial satellite
program. In 1933, he graduated from the physics department of Tsinghua Univer-
sity. In 1935, he went to Berlin University for further study and obtained his doctor
degree in 1938. After returning to China, he was appointed the Director of the Insti-
tute of Meteorology, the Academia Sinica, and then the Director of the Institute of
Geophysics, Chinese Academy of Sciences. In 1958, he was appointed the Deputy
Director of the 581 Group which is responsible for the development of China’s
first artificial satellite. Through arduous effort, he established China’s first research
institute of space physics and the first ground simulation laboratory for space envi-
ronment. In 1964, once again he put forward the proposal of developing China’s
artificial satellite and formulated the development plan. In 1965, when the Chinese
satellite program reopened again, he was appointed the Director of the 651 Design
Academy. In 1968, when the Dongfanghong-1 (DFH-1) satellite entered engineering
qualification phase, Zhao Jiuzhang passed away. Sun Jiadong took over the torch to
develop DFH-1 satellite, which was successfully launched in 1971. In 1999, the
Central Committee of CPC, the State Council, and the CMC posthumously awarded
Zhao Jiuzhang the Two Bombs and One Satellite Award.
On October 4, 1957, the Soviet Union successfully launched the first artificial satel-
lite, marking the beginning of space age, and since then the effort of space exploration
never ceased. This section will briefly introduce the technical frontiers of launch
vehicle, satellite and spacecraft, communication system of Tracking Telemetry and
Control (TT&C), and launch and recovery technologies.
2.5.1 Rocketry
Up to now, the largest rocket ever built is NASA’s Saturn V rocket in the 1960s.
Saturn V looms a staggering height of 111 m (about the height of a building with
36 stories) and has a liftoff weight of 2800t. So far, the Saturn V rocket (shown in
Fig. 2.22) is still the upper limit of human spaceflight.
Space shuttle, as a reusable manned spacecraft, can send satellites and spacecraft
into orbit just like a launch vehicle. It can also operate in orbit like manned spaceship
and can glide through the atmosphere for soft landing like a glider. The United States
is the only country that has successfully completed manned missions with space
shuttles, including Columbia (disintegrated on return), Challenger (exploded shortly
after launch), Discovery, Atlantis, and Endeavour. Space shuttles retired in 2011.
SpaceX, an American space commercial company, has designed and built reusable
commercial rocket Falcon 9, the first rocket that realizes controlled vertical landing
on land and sea.
In the future, rocket propellant will be safer and more environmentally friendly,
non-toxic, and pollution-free. Non-toxic and pollution-free liquid oxygen kerosene
and liquid hydrogen oxygen propellant have been used in Chinese launch vehicles,
such as CZ-5 and CZ-7.
Heavy rockets are necessary to enhance human being’s capacity of gaining access
to space beyond the Earth orbit. NASA will upgrade the Space Launch System (SLS)
incrementally in three phases, with the aim of completing the Block 2 rocket with
Low Earth Orbit capacity of 130t.
26 2 History of Human Space Exploration
The advantages of solid rocket launch system include fast response and mobile
launch. Besides the land-based launch, launch vehicles with solid propellant are also
suitable for sea-based launch and airborne launch.
Access to space is expensive. As for international commercial LEO launches, the
typical cost is $3,000–$5,000 per kilogram using small launchers (SpaceX). But the
price is still too high for many applications. At present, the lowest price for entering
space is 100,000 Chinese Yuan per kilogram (price offered by China). Once the
rockets become reusable, the target price can be lowered to 20,000–30,000 Chinese
Yuan per kilogram.
The major technical and capacity constraints to launch rockets into space are the
mass and cost.
With the rapid development of space technology, satellites with better performance
and versatile functions have empowered mankind with unprecedented space appli-
cation capabilities. On the other hand, satellites become lighter, smaller, and more
intelligent. Satellites can be mass produced, and the application efficiency of satellites
has been constantly enhanced.
So far, the largest man-made satellite launched by a rocket is the Environment
Satellite (Envisat, Fig. 2.23) from the European Space Agency (ESA). Its folded solar
2.5 The Recent Technology Progress of Space Exploration 27
panels and radars reach a staggering height of 10 m. The Imager for Magnetopause-
to-Aurora Global Exploration (IMAGE) has the longest foldable boom which can
be extended to 504 m. As a type of smallest satellite, CubeSat has been standardized
(shown in Fig. 2.24). It consists of one or multiple cubes of 10 × 10 × 10 cm. There
is a project that is still in the design phase called Breakthrough Starshot Program, in
which Stephen Hawking has participated. The program is sponsored by the American
Breakthrough Foundation to develop light sail spacecraft called Starchip, which
will be accelerated by powerful lasers located on the moon to reach the velocity of
20% light speed (about 6 × 104 km/s). With that speed for interstellar mission, the
spacecraft will reach and explore centauri α in about 20 years. It takes about 4 years
for the Earth to receive the message transmitted back.
The frontiers of satellite technology vary greatly according to missions’ require-
ments. Nevertheless, to develop smaller, smarter satellites has emerged as the new
28 2 History of Human Space Exploration
trend, especially the design of intelligent formation (i.e., the formation of a larger
scale satellite cluster by connecting separate satellite groups).
In addition to all types of satellites in the Earth orbits, the spacecraft heading to
the moon, the Mars, the Venus, and other celestial bodies in the solar system also
indicate new directions for space technology. In addition to the scientific objectives,
these missions also aim at the utilization of the resources in the solar system, as well
as the identification of small Near Earth objects (NEOs) that may threaten the Earth
and require corresponding defense strategies. The innovative technologies involved
include interplanetary navigation, landing on and liftoff from extraterrestrial bodies,
sample collection and sample return, extraterrestrial survey and subsurface detection,
as well as in situ sample analysis and utilization.
Thus far we have spoken of plants that have roots and foliage and
that depend on themselves. They collect the raw materials and make
them over into assimilable food. They are independent. Plants
without green foliage cannot make food; they must have it made for
them or they die. They are dependent. A sprout from a potato tuber
in a dark cellar cannot collect and elaborate carbon dioxide. It lives
on the food stored in the tuber.
All plants with naturally white or
blanched parts are dependent.
Their leaves do not develop. They
live on organic matter—that which
has been made by a plant or
elaborated by an animal. The
dodder, Indian pipe, beech drop,
coral root among flower-bearing
plants, also mushrooms and other
fungi (Figs. 131, 132) are
examples. The dodder is common
Fig. 131.—A Mushroom, example of a in swales, being conspicuous late
saprophytic plant. This is the edible
in the season from its thread-like
cultivated mushroom.
yellow or orange stems spreading
over the herbage of other plants.
One kind attacks alfalfa and is a bad pest. The seeds germinate in
the spring, but as soon as the twining stem attaches itself to another
plant, the dodder dies away at the base and becomes wholly
dependent. It produces flowers in clusters and seeds itself freely
(Fig. 133).
Parasites and Saprophytes.—A plant that is
dependent on a living plant or animal is a parasite,
and the plant or animal on which it lives is the host.
The dodder is a true parasite; so are the rusts,
mildews, and other fungi that attack leaves and
shoots and injure them.
The threads of a parasitic
fungus usually creep through
the intercellular spaces in the
leaf or the stem and send
suckers (or haustoria) into the
cells (Fig. 132). The threads
Fig. 132.—A (or the hyphæ) clog the air-
Parasitic spaces of the leaf and often
Fungus, plug the stomates, and they
magnified. The also appropriate and
mycelium, or
vegetative part, is disorganize the cell fluids; thus
shown by the they injure or kill their host.
dotted-shaded The mass of hyphæ of a
parts ramifying in fungus is called mycelium.
the leaf tissue. Some of the hyphæ finally
The rounded
haustoria grow out of the leaf and
projecting into the produce spores or
cells are also reproductive cells that answer
shown. The long the purpose of seeds in
fruiting parts of distributing the plant (b, Fig. Fig. 133.—Dodder in
the fungus hang Fruit.
from the under 132).
surface of the A plant that lives on dead or
leaf.
decaying matter is a saprophyte. Mushrooms (Fig.
131) are examples; they live on the decaying
matter in the soil. Mould on bread and cheese is an example. Lay a
piece of moist bread on a plate and invert a tumbler over it. In a few
days it will be mouldy. The spores were in the air, or perhaps they
had already fallen on the bread but had not had opportunity to grow.
Most green plants are unable to make any direct use of the humus or
vegetable mould in the soil, for they are not saprophytic. The shelf
fungi (Fig. 134) are saprophytes. They are common on logs and
trees. Some of them are perhaps partially parasitic, extending the
mycelium into the wood of the living tree and causing it to become
black-hearted (Fig. 134).
Some parasites spring from the
ground, as other plants do, but they are
parasitic on the roots of their hosts.
Some parasites may be partially parasitic
and partially saprophytic. Many (perhaps
most) of these ground saprophytes are
aided in securing their food by soil fungi,
which spread their delicate threads over
the root-like branches of the plant and
act as intermediaries between the food
and the saprophyte. These fungus-
covered roots are known as
mycorrhizas (meaning “fungus root”).
Mycorrhizas are not peculiar to
saprophytes. They are found on many
wholly independent plants, as, for
example, the heaths, oaks, apples, and
Fig. 134.—Tinder Fungus
pines. It is probable that the fungous
(Polyporus igniarius) on beech threads perform some of the offices of
log. The external part of the root-hairs to the host. On the other hand,
fungus is shown below; the the fungus obtains some nourishment
heart-rot injury above. from the host. The association seems to
be mutual.
Saprophytes break down or decompose organic substances. Chief
of these saprophytes are many microscopic organisms known as
bacteria (Fig. 135). These innumerable organisms are immersed in
water or in dead animals and plants, and in all manner of moist
organic products. By breaking down organic combinations, they
produce decay. Largely through their agency, and that of many true
but microscopic fungi, all things pass into soil and gas. Thus are the
bodies of plants and animals
removed and the continuing round
of life is maintained.
So
me
parasit
es are
green-
leaved
. Such
is the
mistlet Fig. 135.—Bacteria of Several
oe Forms, much magnified.
(Fig.
136). They anchor themselves on the
host and absorb its juices, but they also
appropriate and use the carbon dioxide
of the air. In some small groups of
bacteria a process of organic synthesis
has been shown to take place.
Epiphytes.—To be distinguished from
Fig. 136.—American
the dependent plants are those that grow
Mistletoe Growing on a
Walnut Branch. on other plants without taking food from
them. These are green-leaved plants
whose roots burrow in the bark of the
host plant and perhaps derive some food from it, but which subsist
chiefly on materials that they secure from air dust, rain water, and
the air. These plants are epiphytes (meaning “upon plants”) or air-
plants.
Epiphytes abound in the tropics. Certain orchids are among the
best known examples (Fig. 37). The Spanish moss or tillandsia of
the South is another. Mosses and lichens that grow on trees and
fences may also be called epiphytes. In the struggle for existence,
the plants probably have been driven to these special places in
which to find opportunity to grow. Plants grow where they must, not
where they will.
Suggestions.—114. Is a puffball a plant? Why do you think so? 115. Are
mushrooms ever cultivated, and where and how? 116. In what locations are
mushrooms and toadstools usually found? (There is really no distinction between
mushrooms and toadstools. They are all mushrooms.) 117. What kinds of mildew,
blight, and rust do you know? 118. How do farmers overcome potato blight? Apple
scab? Or any other fungous “plant disease”? 119. How do these things injure
plants? 120. What is a plant disease? 121. The pupil should know that every spot
or injury on a leaf or stem is caused by something,—as an insect, a fungus, wind,
hail, drought, or other agency. How many uninjured or perfect leaves are there on
the plant growing nearest the schoolhouse steps? 122. Give formula for Bordeaux
mixture and tell how and for what it is used.
CHAPTER XV.
WINTER AND DORMANT BUDS
“The burst of spring” means in large part the opening of the buds.
Everything was made ready the fall before. The embryo shoots and
flowers were tucked away, and the food was stored. The warm rain
falls, and the shutters open and the sleepers wake.
Arrangement of Buds.—We have found that leaves are usually
arranged in a definite order; buds are borne in the axils of leaves:
therefore buds must exhibit phyllotaxy. Moreover, branches grow
from buds: branches, therefore, should show a definite arrangement.
Usually, however, they do not show this arrangement because not all
the buds grow and not all the branches live. (See Chaps. II and III.) It
is apparent, however, that the mode of arrangement of buds
determines to some extent the form of the tree. Compare bud
arrangement in pine or fir with that in maple or apple.
Fig. 154.—Oak Spray. How are the leaves borne with reference
to the annual growths?
The uppermost buds on any twig, if they are well matured, are
usually the larger and stronger and they are the most likely to grow
the next spring; therefore, branches tend to be arranged in tiers
(particularly well marked in spruces and firs). See Fig. 154 and
explain it.
Winter Buds show what has been the Effect of Sunlight.—
Buds are borne in the axils of the leaves, and the size or the vigour
of the leaf determines to a large extent the size of the bud. Notice
that, in most instances, the largest buds are nearest the tip (Fig.
157). If the largest buds are not near the tip, there is some special
reason for it. Can you state it? Examine the shoots on trees and
bushes.
Suggestions.—Some of the best of all observation lessons are those made on
dormant twigs. There are many things to be learned, the eyes are trained, and the
specimens are everywhere accessible. 123. At whatever time of year the pupil
takes up the study of branches, he should look for three things: the ages of the
various parts, the relative positions of the buds and the leaves, the different sizes
of similar or comparable buds. If it is late in spring or early in summer, he should
watch the development of the buds in the axils, and he should determine whether
the strength or size of the bud is in any way related to the size and the vigour of
the subtending (or supporting) leaf. The sizes of buds should also be noted on
leafless twigs, and the sizes of the former leaves may be inferred from the size of
the leaf-scar below the bud. The pupil should keep in mind the fact of the struggle
for food and light, and its effects on the developing buds.
124. The bud and the branch. A twig cut from an apple tree in early spring is
shown in Fig. 155. The most hasty observation shows that it has various parts, or
members. It seems to be divided at the point f into two parts. It is evident that the
part from f to h grew last year, and that the part below f grew two years ago. The
buds on the two parts are very unlike, and these differences challenge
investigation.—In order to understand this seemingly lifeless twig, it will be
necessary to see it as it looked late last summer (and this condition is shown in
Fig. 156). The part from f to h,—which has just completed its growth,—is seen to
have its leaves growing singly. In every axil (or angle which the leaf makes when it
joins the shoot) is a bud. The leaf starts first, and as the season advances the bud
forms in its axil. When the leaves have fallen, at the approach of winter, the buds
remain, as seen in Fig. 155. Every bud on the last year’s growth of a winter twig,
therefore, marks the position occupied by a leaf when the shoot was growing.—
The part below f, in Fig. 156, shows a wholly different arrangement. The leaves
are two or more together (aaaa), and there are buds without leaves (bbbb). A year
ago this part looked like the present shoot from f to h,—that is, the leaves were
single, with a bud in the axil of each. It is now seen that some of these bud-like
parts are longer than others, and that the longest ones are those which have
leaves. It must be because of the leaves that they have increased in length. The
body c has lost its leaves through some accident, and its growth has ceased. In
other words, the parts at aaaa are like the shoot fh, except that they are shorter,
and they are of the same age. One grew from the end or terminal bud of the main
branch, and the others from the side or lateral buds. Parts or bodies that bear
leaves are, therefore, branches.—The buds at bbbb have no leaves, and they
remain the same size that they were a year ago. They are dormant. The only way
for a mature bud to grow is by making leaves for itself, for a leaf will never stand
below it again. The twig, therefore, has buds of two ages,—those at bbbb are two
seasons old, and those on the tips, of all
the branches (aaaa, h), and in the axil of
every leaf, are one season old. It is only
the terminal buds that are not axillary.
When the bud begins to grow and to put
forth leaves, it gives rise to a branch,
which, in its turn, bears buds.—It will now
be interesting to determine why certain
buds gave rise to branches and why
others remained dormant. The strongest
shoot or branch of the year is the
terminal one (fh). The next in strength is
the uppermost lateral one, and the
weakest shoot is at the base of the twig.
The dormant buds are on the under side
(for the twig grew in a horizontal
position). All this suggests that those
buds grew which had the best chance,—
the most sunlight and room. There were
too many buds for the space, and in the
struggle for existence those that had the
best opportunities made the largest
growth. This struggle for existence began
a year ago, however, when the buds on
the shoot below f were forming in the
axils of the leaves, for the buds near the
tip of the shoot grew larger and stronger
than those near its base. The growth of
Fig. 155.—An Fig. 156.—Same twig one year, therefore, is very largely
Apple Twig. before leaves fell. determined by the conditions under
which the buds were formed the previous
year. Other bud characters. 125. It is
easy to see the swelling of the bud in a room in winter. Secure branches of trees
and shrubs, two to three feet long, and stand them in vases or jars, as you would
flowers. Renew the water frequently and cut off the lower ends of the shoots
occasionally. In a week or two the buds will begin to swell. Of red maple, peach,
apricot, and other very early-flowering things, flowers may be obtained in ten to
twenty days. 126. The shape, size, and colour of the winter buds are different in
every kind of plant. By the buds alone botanists are often able to distinguish the
kinds of plants. Even such similar plants as the different kinds of willows have
good bud characters. 127. Distinguish and draw fruit-buds of apple, pear, peach,
plum, and other trees. If different kinds of maples grow in the vicinity, secure twigs
of the red or swamp maple, and the soft or silver maple, and compare the buds
with those of the sugar maple and the Norway maple. What do you learn?