Global-Scale Modelling of Future Changes in SOWN
Global-Scale Modelling of Future Changes in SOWN
Global-Scale Modelling of Future Changes in SOWN
available at www.sciencedirect.com
a r t i c l e i n f o a b s t r a c t
Article history: Land use and its dynamics have attracted much attention from researchers due to their
Received 30 November 2006 ecological and socio-economic implications. Many studies have used a modelling approach
Received in revised form 1 June 2007 to evaluate land use changes and their effects. Most of these models were designed for the
Accepted 12 June 2007 analysis of past, present and future cropland changes at different scales and few have been
Published on line 23 July 2007 designed for the study of dynamic changes in sown areas of crops within croplands. This
paper presents an integrated modelling approach to simulate dynamically the changes in
Keywords: sown areas for the world’s major crops at a global scale. This approach was based on three
Crop sown area core models. A crop choice decision model, the Multinomial Logit model, was used to track
Land use change and simulate the crop choice decisions made by individual farmers. A crop yield model, the
Crop choice GIS-based Environmental Policy Integrated Climate (EPIC) model, was utilized to estimate
Crop yield yields of different crop types under a given biophysical and management environment,
Crop price while a crop price model, the International Food Policy and Agricultural Simulation (IFPSIM)
Simulation model, was employed to assess the price of crops on the international market. Through
data exchange, the crop choice decision model was linked with the crop yield and crop price
models to allow the study of the dynamic feedback loop between changes in agricultural land
use and biophysical and socio-economic driving factors. Sensitivity analysis and empirical
validation for the model were conducted after the construction of the model. The model
validation indicated the reliability of the model for addressing the complexity of current
agricultural land use changes and its capacity for investigating long-term scenarios in the
future. Finally, the model was used to simulate future scenarios over a time frame of 30 years
with five-year increments, beginning from the year 2000. The simulation results provided
insights into potential global cropping patterns, variation in rates and trajectory of changes
in sown areas for major crops over the test period. These results can improve understanding
of projected land use changes and explain their causes, locations and consequences, and
provide support for land use planning and policy making.
© 2007 Elsevier B.V. All rights reserved.
∗
Corresponding author at: Center for Spatial Information Science, University of Tokyo, Tokyo 153-8505, Japan. Tel.: +81 3 54526417;
fax: +81 3 54526414.
E-mail addresses: [email protected] (W. Wu), [email protected] (R. Shibasaki).
0304-3800/$ – see front matter © 2007 Elsevier B.V. All rights reserved.
doi:10.1016/j.ecolmodel.2007.06.012
e c o l o g i c a l m o d e l l i n g 2 0 8 ( 2 0 0 7 ) 378–390 379
2.2. Crop choice decision model of those involved. In general, these driving factors include
biophysical factors (e.g. temperature, rainfall, soil physic-
Land users (i.e. farmers or households) make their decisions ochemical properties and topography) (Gobin et al., 2002),
on crop choice in the context of their own strategies or rules, demographic factors (e.g. rural population density), socio-
which affect the conversion of land from the cultivation of economic factors (e.g. farming income per capita, agricultural
one crop to another and the preservation of land in its cur- mechanization, road accessibility and international trade
rent state. But how do people make crop choice decisions and price) (Müller and Zeller, 2002) and technological factors (e.g.
how can we model these behaviours? In this model, farmers irrigation, fertilizers and pesticides). However, it was not pos-
were assumed to be generally autonomous and to maximize sible to include all of these driving factors in a LUCC model,
their long-term profits within the constraints of their situa- especially when modelling land use changes over large areas.
tion, taking account of uncertainty in prices and yields, which Thus, instead of using all of the underlying driving factors, the
causes farmers on otherwise identical farms to perceive differ- model generally used some proximate variables that represent
ent gross margins for the same crops. We introduced the term the underlying driving factors. Determining the proximate
‘utility’ to describe a mathematical function that expresses variables was often problematic and an issue of discussion,
the preferences of farmer’s crop choices (Evans et al., 2001). as there is no unifying theory describing the selection of
The utility of each possible crop is determined by not only the most appropriate variables. In this modelling approach,
the essential biophysical variables (level and variance of rain- some variables that were highly correlated to others were
fall, soil suitability, altitude and slope of land), but also by the excluded from the model analysis for the sake of simplifi-
socio-economic aspects (crop price, population density and cation and the elimination of computation redundancy. For
road accessibility) of a specific crop. Using these relative crop instance, crop yield itself is a measure of performance of
utilities, farmers seek to maximize their income by allocat- the crop plant, which is enhanced or reduced by biophysi-
ing their lands to those crop cultivation activities that they cal factors (e.g. temperature, rainfall, soil and topography) as
perceive will provide the greatest return or that will carry the well as by agricultural management practices such as irriga-
least risk. The allocation of land to specific crop types is then tion and fertilizing, therefore crop yield can be used to reflect
translated into the conversion of an area from one crop cover- the impacts and interactions of most biophysical and agri-
age to another. Clearly, the impetus for changes in sown crops cultural management variables. In the construction of the
will depend on the difference in their crop utilities or prof- model, four main variables, namely, crop yield, crop price,
its, where a change in crop utilities may drive changes in crop rural population density and road accessibility were selected
choice decisions, resulting in further changes in crop sown as the explanatory variables for the computation of crop
areas over time and space. utilities.
Following the above considerations, we explained changes A Logit model was employed to explore the causal relation-
in crop sown areas as a function of the driving factors deter- ships between predetermined variables and changes in sown
mining the crop utilities, which influence the crop choices area. This type of model estimates the direction and inten-
e c o l o g i c a l m o d e l l i n g 2 0 8 ( 2 0 0 7 ) 378–390 381
sity of the explanatory variables on the categorical dependent systems under which they are to be grown. Using multiple
variable by predicting a probability outcome associated with cropping systems, different farmers or households across the
each category of the dependent variable (i.e. different crops). world may choose between the possible farming systems and
The probability that a crop, i, is chosen for cultivation can be make their decisions on crop choice.
stated as (Greene, 1997): Since there are no existing multiple cropping systems, a
number of potential multiple cropping systems and possible
eui
Pi = N (1) crop combinations were defined by matching temperature and
i=1
eui water requirements of individual crops and crop combina-
tions with the agro-ecological environment available for crop
M growth. Potential multiple cropping systems and their possi-
ui = ai + bj xj (2) ble crop combinations were defined for a region only where
j=1 both temperature and moisture conditions in that region per-
mitted crop growth. The global climate dataset in the form
In (1), i denotes the crop type used for analysis (i = 1, 2, . . ., of 5 min latitude/longitude grids was taken from the Climate
N), Pi is the probability for crop type i, ui is the utility of crop Research Unit (CRU) at the University of East Anglia (New et
type i. In (2), ai is a constant for crop type i, j is the number al., 1999), and the criteria for defining multiple cropping sys-
of explanatory variables (j = 1, 2, . . ., M), xj is the explanatory tems were derived from the FAO Global Agro-Ecological Zones
variable and bj is the coefficient to be estimated for the variable 2000. Fig. 2 shows the estimated global multiple cropping sys-
xj (McFadden, 1973). tems for the four crops. In this figure, triple cropping systems
were not taken into account due to their low percentage area.
2.3. Multiple cropping systems The potential multiple cropping systems were classified and
mapped into seven zones: (1) zone of no cropping; (2) zone
Analyzing crop choice decision making requires knowledge of single cropping (spring wheat); (3) zone of single cropping
of what will possibly be chosen by land users. Therefore, (winter wheat); (4) zone of double rice cropping, or double
assumptions must be made about available crop options or maize/soybean cropping; (5) zone of double maize/soybean or
alternatives that land users consider in their decision mak- rice/winter wheat cropping; (6) zone of double cropping with
ing. According to the FAO statistical database (FAOSTAT), the one winter wheat; and (7) zone of limited double cropping
four crops of rice, maize, wheat and soybean make up nearly (only maize/winter wheat or soybean/wheat, otherwise single
80% of the global cereal croplands. Only these four major crops cropping).
were taken into account in this study, and they were called
the ‘choice set’ available to farmers in the process of decision
making. However, two points should be recognized about the 2.4. Crop yield model
crop choice options. One is that not all four crops can be culti-
vated everywhere in the world, since each crop has its specific Crop yield, which determines the direct output of farming
regions that are most suitable for planting or its own growth activities, is likely to have substantial implications for farmer’s
ecosystem. This means that the crop choice for farmers in crop choices. Changes in crop yield depend on different bio-
different regions of the world needs to be a subset of the total physical and socio-economic factors, of which climate change,
choice set. The other point to note is that harvesting two or increasing CO2 concentrations and technological develop-
more crops from a single plot in a single year is very common ment are the most important drivers (Ewert et al., 2005;
in many regions in the world (i.e. multiple cropping) (Frolking Rounsevell et al., 2006), thus making crop yield difficult to
et al., 1999). For this reason, farmers possibly choose two or assess.
more suitable crops for cultivation in a plot on their land in Process-based models are used increasingly to estimate
one year. Therefore, having selected the four crops to be con- crop productivity (Parry et al., 2004). Of these models, the
sidered, it is necessary to define the global multiple cropping EPIC model is used by many researchers due to its particu-
Soil data
Depth, percent sand, percent silt, bulk 1999 Grid 5 min Global Soil Data Products (http://mercury.
density, pH, percent organic carbon, ornl.gov/)
and percent calcium carbonate
Management data
Maximum annual irrigation volume 1995 Grid 30 min Global map of irrigated areas (http://www.
geo.uni-frankfurt.de/ipg/ag/dl/forschung/
global irrigation map/index.html)
Maximum annual fertilizer volume 1995 Text Country FAO statistical database (http://faostat.
fao.org/)
Crop price model
Population 1995–2035 Text Country World population prospects (http://esa.
un.org/unpp)
Economic growth rate 1990–2050 Text Region IPCC-SRES (http://www.grida.no/climate/
ipcc/emission/)
Model validation
FAO statistical database 1995–2004 Text country FAO statistical database (http://faostat.
fao.org/)
MODIS global land cover dataset 2001 Grid 1 km Boston University
(http://www-modis.bu.edu/landcover/)
Global distribution map of major crops 1992 Grid 5 min Center for Sustainability and the Global
Environment, University of Wisconsin–
Madison (http://www.sage.wisc.edu/
pages/datamodels.html)
changes in demand and supply both inside and outside one Some were used only for calibration and validation of the
region. This is especially important in relation to trends in model.
global trade. Thus, the crop price in one region estimated by Owing to a large degree of variation in data from sources
the IFPSIM model reflects not only the demand (and supply) of with different spatial and temporal resolutions, it was nec-
the internal market, but also the demand (and supply) of the essary to perform a procedure of data reprocessing and
external market. The simulation results for crop price were standardization. To do this, all spatial data were converted
saved as text format data and input into the crop choice deci- into GIS grid data with a cell size of 6 min by 6 min in a
sion model for dynamically updating the utility of the related standard GIS software environment (ESRI ArcGIS 9.1), while
crop. the socio-economic data were processed and stored as text
format data. Additionally, for all spatial data we excluded
from the model estimation some geographical regions of
3. Data preparation the world (mainly those covered by ocean or permanent
glaciers) in both the Northern and Southern polar regions.
A very large amount of input data, including spatial and The final test area covered the globe from longitude 180.0◦ W
socio-economic data, was required in this study (Table 1). Of to 180.0◦ E and from latitude 84.0◦ N to 56.5◦ S. The C pro-
these data, some were input directly into the crop choice gramming language was used to develop the model program,
decision model for the calculation of crop utilities while allowing the model to access directly the multiple input
some were used indirectly by the crop choice decision model data in GIS grid format and text format from numerous
by being input into the crop yield and crop price models. sources.
384 e c o l o g i c a l m o d e l l i n g 2 0 8 ( 2 0 0 7 ) 378–390
a
A two-sample paired t-test at the 0.05 level was used to test whether the prediction was different from the baseline data.
Fig. 5 – Time series validation of the crop yield model (a: rice; b: maize; c: wheat; d: soybean).
Leff et al. (2004) were used as reference data for comparing One of the reasons for the difference between the model esti-
with model-simulated sown areas in 2001. Fig. 7 illustrates mates and the Leff database is that the Leff database was
the comparison between the model-predicted spatial distri- produced using the statistical data from the 1990s, and it
bution of the four test crops and the MODIS-derived cropland describes the fraction of a grid cell occupied by each of 18
distribution (Fig. 7a), and the comparison between the model crops. Uncertainties or bias in the reference data can dis-
estimation and the global distribution map of the same four tort the performance of the model validation in some way.
crops (Fig. 7b). It is obvious that in both cases the model From the evaluation results described above, it can be con-
estimates largely coincided with the reference data in the cluded that this integrated modelling approach appears to be
major agricultural regions of the globe, such as China, India, adequate for the purpose for which it was designed, and it
USA and Europe. The discrepancies between them occurred appears to be applicable for the analysis of long-term future
mainly in some regions of North America, Eastern Europe and scenarios.
Africa. From Fig. 7a and b, it is noticeable that the model
simulation was much closer to the global distribution map
of these four crops in all regions across the world than to 5. Results of future simulation
the MODIS-derived data. This was expected, since the spa-
tial distribution map of the four crops generated from the The following demonstrates the potential uses of this mod-
database of Leff et al. (2004) consisted only of these four crops, elling approach for assessing future changes in the sown
while the MODIS-derived data represented the distribution of areas of crops in a given scenario. The model application was
global cropland as a whole rather than the individual crops. designed to run over a period of approximately 30 years with a
Fig. 6 – Time series validation of the crop choice decision model (a: rice; b: maize; c: wheat; d: soybean).
386 e c o l o g i c a l m o d e l l i n g 2 0 8 ( 2 0 0 7 ) 378–390
Fig. 7 – Spatial comparison between the model estimate in 2001 and (a) MODIS dataset; and (b) global distribution map of
major crops.
5-year time increment, taking the year 2000 as baseline, and to seen clearly that all four crops showed a constant growth
analyse potential changes in sown areas for four major crops. in total sown areas, but there were noticeable differences in
For this simulation, some input data, such as road accessi- the changes in total sown areas for the different crops. Total
bility, and agricultural management data were assumed to be sown areas showed a considerable, stable increase for wheat
the same as they are currently since it is not possible to collect and rice, where sown areas were predicted to be about 209
these data for the future. and 380 million hectares in 2035 for rice and wheat, respec-
tively. Wheat showed the greatest rate of changes among the
5.1. Temporal changes in total global sown areas for four crops. Although total sown areas of maize and soybean
four major crops were predicted by the model to increase to 186 and 75 million
hectares, respectively, by 2035, changes in their sown areas
Fig. 8 presents the general trend of changes in total global generally fluctuated instead of increasing linearly, e.g. area of
sown areas for rice, maize, wheat and soybean crops as maize during the period of 2015–2025 and soybean area during
predicted by model for the period of 2005–2035. It can be the period of 2025–2030.
Fig. 8 – Temporal changes in total global sown areas for major crops during the period of 2005–2035.
e c o l o g i c a l m o d e l l i n g 2 0 8 ( 2 0 0 7 ) 378–390 387
Fig. 9 – Sown area changes for major crops in different continental areas during the period of 2005–2035.
5.2. Spatial variation of sown area changes for four mainly in Asia, which accounts for about 90% of the total area
major crops of rice cultivation in the world. Just like wheat, maize is also
a geographically ubiquitous crop, and its cultivation area is
Fig. 9 illustrates the simulated crop sown areas and their pre- the third largest in the world. Soybean has the smallest sown
dicted changes for four crops during the period 2005–2035 area of the four tested crops, and its cultivation is distributed
in six continental areas (Asia, North America, Latin Amer- mainly in North America, Latin America and Asia.
ica, Africa, Europe and Oceania) of the world. The possible Fig. 10 shows the simulated global geospatial distribution of
global cropping patterns for major crops for this period can sown areas for four crops in 2005 (Fig. 10a) and 2035 (Fig. 10b).
be interpreted from Fig. 9. Wheat is the most abundant and The characteristics of the predicted changes in the distribu-
widespread crop in the world and the most intensive wheat tion of the major crops in different regions can be interpreted
cultivation occurs in three regions: Europe, North America and from Figs. 9 and 10. Excluding the soybean crop in North Amer-
Asia. Rice is the second largest crop in the world and is found ica and the maize crop in Asia, the sown areas of rice, maize,
Fig. 10 – Global distribution of sown areas for major crops in 2005 (a) and 2035 (b).
388 e c o l o g i c a l m o d e l l i n g 2 0 8 ( 2 0 0 7 ) 378–390
wheat and soybean were predicted to increase at different ing LUCC issues, but are aimed at climate change, biodiversity
rates from 2005 to 2035 in each of the continental areas. Specif- loss and so on (Lambin and Geist, 2006). Second, the objects
ically, rice, wheat and soybean crops in all regions showed a of analysis of this model differed from other LUCC mod-
significant trend for a constant increase in sown areas over els in that this model specifically simulates the dynamic
time. In particular, rice in Asia and Latin America and wheat changes in sown areas of crops occurring in agricultural
in all regions except Oceania, showed a substantial increase lands while other models are focused mainly on the simu-
during the later period of the model simulation. The changes lation of conversions between croplands and other types of
in sown areas for maize were uneven across the world. Asian land use like forests, grassland and urban areas. The third
areas declined, while the other regions showed a tendency to and final feature is that LUCC over time and space results
increase the sown area of maize, but with significant fluctua- from the complex interactions of a coupled human–natural
tions over time. system. The structure of this coupled model provides impor-
tant insights into the relationships between different factors
contributing to land use changes, and enables us to under-
6. Discussion and conclusions stand the process of land use changes as a system rather
than as an isolated set of independent variables (Müller et
This paper describes a new modelling approach for simulating al., 2004). In this regard, the integrated model can provide
dynamically changes in the sown areas of four major crops on a better explanation of systems of land use changes than
a global scale. The basic hypothesis was that decisions on crop could be provided by either of these research approaches
choice made by farmers mediate the impacts of biophysical applied individually (Evans et al., 2001; Castella and Verburg,
and socio-economic aspects on changes in agricultural land 2007).
use. This basic hypothesis was considered when developing The model on which future changes in crop sown areas
the model, which attempts to establish a dynamic interface were simulated also contained some uncertainties. It used
of a human–natural environment relationship in an inte- a simplified modelling approach and it was based on a
grated modelling framework. Within the overall model, a Logit few assumptions about the driving factors behind land use
model was developed to track the decision-making processes changes. Some other causes, e.g. policy change (Van Meijl
of farmers by using a crop utility function. The crop utility was et al., 2006), technological development (Verburg et al., 2006)
explained by the four independent variables: crop yield, rural and social preferences (Serneels and Lambin, 2001), which
population density, road accessibility and crop price. Of these, may also have a great influence on changes in crop sown
crop yield, which represents biogeophysical factors, was sim- areas, were not taken into account in this study. Second,
ulated from the GIS-based EPIC model and crop price, which when models are used to construct future scenarios, their
represents the socio-economic variables, was estimated by the input parameters are changed according to a set of rules
IFPSIM model. Through data exchange, the crop choice deci- that is designed to explore or depict these future scenarios.
sion model was linked with crop yield and crop price models, The inherent uncertainty of these parameter values can bring
and the dynamic feedback loop between agricultural land use about some bias in the outputs from model simulations. Fur-
changes and biophysical and socio-economic driving factors thermore, even when the causal relationship between the
was studied. parameters and land use changes was well constructed, future
A sensitivity analysis and an empirical validation using changes in land use may not necessarily be described by
data from historical observation and from other studies indi- the relationships derived from past and present observa-
cated that the integrated model is reliable for addressing tions, as land use activities are so dynamic and mechanistic
the complicated dynamic changes in agricultural land use at understanding of land use change is insufficient (Rounsevell
present and that it has the capacity to be used for inves- et al., 2006). Therefore, the model results are neither real
tigating long-term scenarios and applications in the future. predictions nor facts (Veldkamp and Lambin, 2001; Verburg
Taking the year 2000 as a benchmark, the model was applied et al., 2006), and they depend to a certain extent on the
to a simulation of future scenarios until 2035 in time incre- specified scenario. However, it can be helpful to explore
ments of 5 years. The simulation results showed the potential what might happen given certain assumptions about societal
global cropping patterns of rice, maize, wheat and soybean development and environmental changes (Rounsevell et al.,
in the future, as well as the temporal and spatial variation 2005).
in rates and direction of changes in the sown areas of these
four crops. The model outcomes can help us to understand
and explain the causes, locations and consequences of land Acknowledgements
use changes (Verburg and Veldkamp, 2005), and can provide
significant support for land use planning and policy making The research described in this paper was supported and
(Veldkamp and Lambin, 2001). financed by the Japan Society for the Promotion of Science
The bottom-up, process-oriented approach of analyzing (GASR-A-073400000002), and by the Ministry of Finance of
the dynamics of LUCC presented in this paper has three main China through Non-profit National Research Institute (IARRP-
features. First, it is characterized by the fact that it models 2007-025). All persons and institutes who kindly made their
on a global scale. Currently, numerous different models exist data available for this analysis are acknowledged. We would
that apply at a local, national or continental scale. Only a also like to thank the anonymous reviewers whose valuable
few global models of LUCC have been developed and those comments greatly helped us to prepare an improved and
global model analyses are not typically aimed at investigat- clearer version of this paper.
e c o l o g i c a l m o d e l l i n g 2 0 8 ( 2 0 0 7 ) 378–390 389
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