Trends in The Innovation Ecosystem Can Past Successes Help Inform Future Strategies Summary of Two Workshops 1st Edition Institute of Medicine
Trends in The Innovation Ecosystem Can Past Successes Help Inform Future Strategies Summary of Two Workshops 1st Edition Institute of Medicine
Trends in The Innovation Ecosystem Can Past Successes Help Inform Future Strategies Summary of Two Workshops 1st Edition Institute of Medicine
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THE NATIONAL ACADEMIES PRESS 500 Fifth Street,
NW Washington, DC 20001
NOTICE: The project that is the subject of this report was approved
by the Governing Board of the National Research Council, whose
members are drawn from the councils of the National Academy of
Sciences, the National Academy of Engineering, and the Institute of
Medicine. The members of the committee responsible for the report
were chosen for their special competences and with regard for
appropriate balance.
Additional copies of this report are available for sale from the
National Academies Press, 500 Fifth Street, NW, Keck 360,
Washington, DC 20001; (800) 624-6242 or (202) 334-3313;
http://www.nap.edu.
www.national-academies.org
PLANNING COMMITTEE FOR WORKSHOPS ON TRENDS IN
THE INNOVATION ECOSYSTEM
Staff
KEVIN FINNERAN, Director
GURU MADHAVAN, Program Officer
MARIA LUND DAHLBERG, Research Associate and Rapporteur
MARION RAMSEY, Administrative Associate
Consultant
STEVE OLSON, Consultant Writer and Rapporteur
COMMITTEE ON SCIENCE, ENGINEERING, AND PUBLIC
POLICY
Staff
KEVIN FINNERAN, Director
TOM ARRISON, Senior Program Officer
GURU MADHAVAN, Program Officer
NEERAJ GORKHALY, Research Associate
MARIA LUND DAHLBERG, Research Associate
RICHARD-DUANE CHAMBERS, Christine Mirzayan Science &
Technology Policy Graduate Fellow (until December 2012)
MARION RAMSEY, Administrative Associate
Reviewer Acknowledgments
1 INTRODUCTION
2 THE ELEMENTS OF SUCCESS
3 DIFFERENCES AMONG TECHNOLOGIES
4 THE ROLES OF UNIVERSITIES
5 THE ROLE OF RESEARCH PARKS
6 PUBLIC POLICIES TO SUPPORT INNOVATION
APPENDIXES
A WORKSHOP AGENDAS
B SPEAKERS AT THE WORKSHOPS
C SPEAKERS BIOGRAPHIES
1
Introduction
___________________
1 Rising Above the Gathering Storm: Energizing and Employing America for a Brighter
Future (Washington, DC: The National Academies Press, 2006).
2 A list of the speakers from the workshops can be found in Appendix B.
3 According to the Merriam-Webster dictionary culture is “the integrated pattern of
human knowledge, belief, and behavior that depends upon the capacity for learning and
transmitting knowledge to succeeding generations.”
2
Box 2-1
Major Themes of Workshop Speakers
• The knowledge and experience of individuals are the primary
drivers of innovation.
• Science and technology expertise alone is not enough to
ensure innovation; the skills of finance, business
development, production, and management are useful.
• Innovation is stimulated by the movement and interaction of
individuals from different sectors.
• The culture of a region and its institutions shapes the nature
of these interactions.
• Openness to new ideas and a tolerance for failure are
important.
• Culture is not easily changed, and creating clones of Silicon
Valley might be the wrong strategy.
• Innovation is a contact sport and might be facilitated by a
concentration of talent that increases the rate of interaction.
• General principles do not explain everything. Significant
differences exist among institutions, regions, industries, and
sectors.
Various speakers emphasized the importance of three critical
factors: culture, people, and experience. The remainder of this
chapter provides some highlights on these topics from the speakers
at the California workshop.
Box 3-1
Differences across Sectors and Technologies
• Innovation can be understood better when in its particular
context. Very few generalizations can be made that apply
equally to software, computer hardware, medical devices,
pharmaceuticals, energy production equipment, etc.
• The time cycle of bringing a product to market benefits some
areas of innovation and impairs others.
• One common weakness of universities is a reluctance to
make hard decisions about shutting down unproductive
projects.
• There is existing and increasing concern about the
biomedical sector.
• Regulation has a significant influence on innovation.
• Venture capital undergoes dramatic fluctuations by field.
• Open research – particularly at the precompetitive level –
has been valuable and generally preferable for some sectors.
INFORMATION TECHNOLOGIES
ENERGY TECHNOLOGIES
Box 4-1
The Role of the University
• The culture of a university influences its success in producing
innovation and can influence the culture of a region.
• A university does not merely prepare young people for the
wide variety of roles in an innovative economy; its higher
mission is to “discover and invent the future.”
• The technology transfer policies of universities may be in
need of rigorous review and assessment.
• Universities might benefit from examining the rules
governing the amount of time faculty can devote to outside
activity.
• Faculty members and students can have conflicts of interest
and conflicts of commitment that need to be understood and
properly managed.
___________________
5 It should be noted that, although the participants did not discuss it explicitly,
throughout their discussions they implicitly acknowledged that the freedom given to
individual faculty members to explore, coupled with a culture in which failure is at least
occasionally acceptable, is a striking component of the U.S. research and innovation
system.
5
Box 5-1
The Role of the Research Parks
• Research parks are important institutions for filling in some
of the gaps between research institutions and industry.
• Research parks help regions turn their investment in
education into good jobs and economic productivity.
• Significant variety exists among research parks.
• Research parks need external support.
• Formation of research parks has continued at rapid pace and
has spread quickly internationally.
• Research parks are not necessary to develop research
capacity. However, they can stimulate the economy by
enhancing research capacity enough to support higher-value
activities and attract business investment.
• Research parks benefit from evolving and responding to
competition.
• Scale matters.
Rolf's studies in the matter of charades had taken on such a serious character, that he
could frequently be seen running up and down the garden paths with hands folded behind
his back. At such times, little Hun had to be kept out of his way, because Rolf had several
times actually run into the small boy and thrown him down.
Rolf enjoyed preparing his intricate charades for Mr. Titus, who was not only interested,
but apparently found great pleasure in Rolf's scholarly turn of mind. The learned man, by
being able to guess the most obscure historical names on the spot, urged the boy to
greater and more constant efforts, and besides awakened the lad's zeal for Latin by
composing rhymed charades in that language.
These were written down and were meant to be studied most carefully. Rolf read these
regularly to Jul and his father, but neither could ever guess them. His father had forgotten
his Latin too much for such work, while Jul was of the opinion that such useless exertions
were not healthy in the holidays. He had to keep his mental vigor undiminished till he took
up his own work at school again.
Rolf, on the contrary, puzzled and searched for the sense by looking through his Latin
dictionary and did not give up till he at last found the solution. This he would triumphantly
reveal to his father and Jul, and finally to Mr. Titus in the evening. The friendly man always
showed himself almost more pleased at Rolf's success, than the boy was himself, helping
him in that way to great progress in his Latin studies. He began these studies quite early in
the morning, and it seemed as if he could not imbibe enough knowledge.
Little Hun also passed very happy days. Whatever time and however often he came to
Dora and demanded her attention, she never pushed him aside nor ran away, but in the
most kindly manner entertained him, as if she herself found great pleasure in his company.
Mrs. Birkenfeld had begged Aunt Ninette to let Dora be free all morning and evening, and
let her sew in the afternoons, when the whole family was gathered under the apple tree.
Dora here realized that sewing shirts was a most pleasant occupation when one worked in
nice surroundings.
In that way, Hun had Dora to himself many hours of the day, when no one had time to
interfere. Dora had made a new riddle for her little friend, too, so he need not repeat his
old one of the nutcracker forever. He was determined to dish up charades to everybody,
and his triumph was complete, when no one in the house could solve it. Running
persistently from one to another, he was glad they could not say as before, "Go away, Hun,
and don't keep on repeating your stupid old charade." Every time they made a mistake, he
leaped for joy, and he and Dora pledged each other not to give anyone a clue.
But Hun joyfully hopped about, crying, "You are wrong, you are wrong, Jul!"
Miss Hanenwinkel said, "It is music lesson. Music makes everybody cry. In the lesson,
many cry and many denials have to be made during the lessons."
"Couldn't it be bedtime?" said the mother. "All children cry in bed some time or other,
some cry when the time comes, and all deny bedtime has come."
"Mamma can't guess it, either; mamma doesn't know," jubilated the little fellow, leaping
about.
"It might be leave-taking," said the father. "Leave-taking makes everybody cry, taking
some children away makes some cry and at Dora's leave-taking, everybody is sorry."
"Papa can't guess it either, papa can't guess it!" rejoiced the small boy, jumping merrily
around the room, for it gave him the keenest pleasure that even his father had missed it.
The happy possessor of the great secret could still dash from one member of the family to
another and puzzle them all.
Rolf was much put out, that Hun's foolish charade should attract so much attention without
ever getting solved.
"My dear Ninette," Uncle Titus said at breakfast one day, "we have only one more week,
but I think we ought to add two more weeks to our stay, for I feel so well here. My dizzy
spells have completely left me, and there is new vigor in my limbs."
"One can easily see that, dear Titus," replied his wife, delighted. "You look at least ten
years younger than when we came."
"It seems to me, our new mode of life suits you also, dear, for I have not heard you
complain for a long time now."
"That is true. Everything seems all changed somehow," answered Aunt Ninette. "The noise
the children make is not a bit bad, when one knows them all, and I am glad we did not
move from here. I even begin to miss it, when I do not hear their merry voices, and things
do not seem quite right, when there is no noise in the garden."
"That's exactly the way I feel," agreed Uncle Titus. "I enjoy the lively boy so much, when
he comes running to me every night. He can hardly control his eagerness to tell me what
he has composed, and when I set him my task, he drinks in every word I say. It is pure
pleasure to have such a boy to talk to."
"My dear Titus, how enthusiastic you are! That makes you seem younger than I have ever
known you. We had better stay here as long as we can afford it," the aunt concluded.
"Even our doctor could never have predicted such an improvement from our journey. It is
just wonderful."
Immediately after this conversation, Dora rushed over to her friends, spreading the happy
news. The prospect of her near departure had been a perfect nightmare to the child, and
she felt like dying rather than living so far away from all the intimate friends she loved so
dearly. Dora anticipated a broken heart on the day of their separation. As soon as the
children heard about their playmate's lengthened stay, they crushed Dora from sheer
transport and noisily expressed their happiness.
That same evening, when the children had gone to bed and Miss Hanenwinkel had retired,
Mr. and Mrs. Birkenfeld, according to their daily custom, sat together on the sofa, talking
over their common problems. They mentioned the fact that their neighbors were
lengthening their stay, and after expressing her joy, the mother concluded with these
words:
"I actually dread the day when we shall lose the child, and it is not very far off. It is
impossible to say what a blessing Dora has been to our household, and it is evident at
every step. I keep on discovering new traces of her good influence all the time. I don't
quite know why the child attracts me so much. All I can say is that a world of memories
stirs in me, whenever I look into her eyes. I don't pretend to understand it."
"My dearest wife, you think this every time you grow fond of a person," Mr. Birkenfeld
interposed. "I can remember quite well that you thought we must have stood in some
incomprehensible relationship long ago, when you just knew me a short time."
"However that may be, you bad, sarcastic husband," she retorted, "I suppose the solid
reasons this time are enough. You can't deny that Dora is very dear and charming. I love
her, and I know how many of the pleasant changes in our household are due to her. Paula
goes about like a ray of sunshine, there is not a trace left of her moodishness and bad
humor. Jul takes off his riding boots himself without disturbing the whole household, and
Rolf is so eager at his studies, that he does not waste a minute of the day. Lili has
developed a diligence and ability for music that surprises everybody, while Hun is always
pleasantly occupied, and looks so merry, that it is a joy to see him."
"Can the fact that the twins have not perpetrated any evil deeds lately be due to Dora,
too?" asked Mr. Birkenfeld.
"Doubtless," the wife answered. "Dora has somehow awakened Lili's enthusiasm for music,
and the lively child is putting all her energies into playing now. Willi does the same, and in
that way the two are kept out of mischief."
"Dora is really a curious being. Too bad she is leaving us," said Mr. Birkenfeld, quite
regretfully.
"I regret it so much, too," his wife continued, "and I keep on wondering how we could keep
them here a little longer."
"We can't," replied the husband, "for we don't know them well enough. We must let them
go, but if they come back another year, something might be done about it."
Mrs. Birkenfeld sighed as she thought of the long winter and the uncertainty of their
return.
The days passed by quickly, and the last week of Dora's stay had come. They were to
leave on Monday, and the Sunday before a supper party was to take place, though
everyone felt far from festive. Rolf alone was making eager preparations, which consisted
in hanging up several charades, made transparent by multicolored lights, in the garden
house in honor of his kind patron.
Dora sat down to lunch with the children on Saturday, and not much appetite was
displayed by anybody. When the mother was helping them to their soup, several voices
said, "Please, very little;" "Only a tiny bit for me;" "Not much for me;" "Better none for me
at all." "None for me at all, please."
"I'd like to know if you all deny yourselves, because the grief of the near parting is so
intense, or is it that the onion soup does not suit you?"
"Onion soup, oh, onion soup! Now I know the answer to Hun's charade," cried Rolf,
delighted at the victory, for he had hardly been able to bear the humiliation of not
guessing it before.
Little Hun, who sat mournfully on his chair, said, "Oh, papa, if only you had not said that
we deny ourselves this onion soup! Then nobody would ever have guessed my charade.
Oh, all is over now!"
But Dora, who sat beside him, had consolation as always for the little one. She whispered
in his ear, "It is not all over, Hun. This afternoon, I'll guide your hand and you can write
your charade in my album. I'll give it to lots of people in Karlsruhe who know nothing
about it."
That proved a comfort to the little boy, and he finished his lunch without a scene.
Afterwards, all gathered under the apple tree as usual, except that the children were far
from happy, as it was to be the last time that Dora would sit amongst them. Tomorrow she
had to help her aunt with packing, and would only be over in the evening with both her
relatives.
Paula's eyes were filled with tears and she could not speak. Lili expressed her grief by
wriggling nervously around, but at last she burst out passionately, "Oh, mamma, I don't
want to play the piano any more when Dora goes. It will be so tiresome then, for Miss
Hanenwinkel will just say that I am dreadfully lazy. I won't care for anything any more;
nothing will be fun then."
"Oh, dear!" sighed Jul. "We are nearing hard and dangerous times as soon as the twins
find life tiresome again. I can really see no reason for Dora to depart," he continued. "It
would do her a lot of good to stay till winter time. Why doesn't she? Her uncle and aunt
can go back to their peaceful home in Karlsruhe alone."
The mother at once replied that she would beg for such a permission another year. For the
present, they had to be resigned to this separation which she herself was dreading, too.
Little Hun alone was more immediately concerned with the present than with the unknown
future and remained content. Pulling Dora's apron, he kept begging, "Please get your book
for me, Dora. I want to write now."
The girl went to the house to fetch her album and asked all her dear friends to write a little
verse in it for her, according to the good old custom. Her album looked far from elegant. It
was very old, the pages were yellowed by age and the ink was faded. Here and there little
bunches of discolored flowers, with hardly any petals, were pasted in. All the songs and
verses were written by a child's hand, having belonged to Dora's mother in her youth.
Several funny little drawings enlivened the pages, and one of a little house and a tiny man
near a fountain especially attracted Hun's attention.
After turning several more pages, he said with a knowing air, "Mamma has that, too!"
Then pulling out a narrow slip of paper, he declared, "This belongs to Lili, whom I have to
bring back from America."
Jul burst out laughing. "What wonderful tales are you inventing for Dora now, young Hun?"
The mother, after a rapid glance at her youngest child, looked at the paper. Suddenly tears
rushed to her eyes, and dear old memories of past days rose vividly before her, especially
the merry face of her beloved Lili. She was completely overcome, for it brought back all
her childhood days, the image of her own sweet mother, long years ago laid in the grave,
and all the vanished years of her youth, gone so irrevocably.
As soon as she saw the paper, she recognized it as the second half of the little verse she
and Lili had composed together. Unable to read aloud from sheer emotion, she handed to
her husband the paper joined to her own half, which she drew out of the notebook where
she had kept it, ever since it had been found a few weeks before. The children whispered
to each other and with suspense, watched their father as he joined the two slips of
yellowish gray paper, which together formed a sheet of writing paper of the usual size.
They were written by the same childish hand, and the sense was now quite clear.
After looking the sheet over a little, the father read aloud as follows:
The mother had grasped Dora's hand. "Where did you get that little paper, darling?" she
asked with great emotion.
"It is my mother's album, and that paper was always in it," answered Dora, surprised.
"Oh, Dora, you are my beloved Lili's child!" exclaimed the mother. "Now I understand why
I always thought of the past when I looked at you."
The children felt excited, too, but seeing their mother so profoundly moved, they
controlled their emotions and remained silently in their seats, their glances fastened on
Dora and the mother.
Little Hun at last broke the silence: "Won't I have to go to America now, mamma?" he
asked, visibly relieved at the prospect of being able to stay at home, for after giving his
rash promise he had felt a little scared at the thought of going to America alone.
"No, you won't have to go. We shall all stay here," replied the mother, turning towards the
children with Dora's hand in hers. "Dora is Lili's little girl, whom you wanted to find."
"Oh, mamma!" cried Paula with unusual vivacity, "Dora and I will continue everything you
began with Lili. Then we'll also be able to say like you:"
But the mother had already seized the father's arm and had disappeared with him under
the trees.
"Yes, of course, I am satisfied, I am perfectly satisfied," repeated the father several times
to a question his wife was asking. Then they separated, and the mother went to the little
neighboring cottage, where she asked at once for Aunt Ninette. She related to Mrs.
Ehrenreich that she had just discovered, to her great joy, that Dora was the child of the
best and dearest friend of her youth, whom she had mourned for many years. She knew
that her friend had died, but hoped to hear more details about her life and Dora's
circumstances.
Mrs. Birkenfeld, as well as Aunt Ninette, had been reluctant till now to mention this last
very delicate subject. Mrs. Birkenfeld could not find out as much about Lili as she had
hoped, for Aunt Ninette had never known her. Her brother, who had lived in America for
several years, had met and married Lili in that country, and after returning to Hamburg,
had lost her soon after Dora's birth.
Mrs. Birkenfeld told Aunt Ninette how much gratitude she owed to Lili's family for all the
happiness she had enjoyed at their house. The acquaintance with Lili had, in fact, shaped
her whole future, and she wished to repay this debt. With this, she came to the chief
object of her visit, namely, the request to be allowed to adopt Dora and raise her just like
one of her own children.
No opposition was made to this, as Mrs. Birkenfeld had feared might be the case. On the
contrary, Aunt Ninette was only too glad that Dora, who had been left practically destitute,
should have found such generous friends. Sheer necessity would have obliged the child to
begin earning her livelihood at once as a seamstress, which was a dreary outlook for the
future. As she and her husband had not the means to furnish Dora with a higher
education, the new prospect was most welcome, and she was quite sure her husband
would not oppose it either.
Mrs. Birkenfeld, after heartily pressing Aunt Ninette's hand, hastened away, in order to tell
everybody the glad news. Her heart thrilled at the thought of her children's joy, for she
knew how fond they were of Dora.
They were still gathered under the apple tree, and all eyes were turned towards her in
suspense, for they were sure that she was planning some pleasant surprise, possibly even
a visit from Dora at their house.
When the mother told them that Dora would actually belong to the family from this time
on, and would be their sister always, such cries of transport and delight broke forth that
they penetrated into the furthest recesses of the garden. Uncle Titus stepped out of his
summer house, and smiling happily at their merry exclamations, said to himself, "Too bad
we have to go so soon."
Aunt Ninette, standing at her open window, looked down into the garden and listened with
delight to the children's outbreaks. She even quietly murmured to herself, "We'll miss it,
when we can't hear them any more."
The children felt in such a festive mood, that they planned the most elaborate celebrations
for the coming evening, and decided to have a feast such as the garden had never seen
before.
Dora entered her little chamber for the last time that night as in a dream. Tomorrow she
was to become a permanent inmate of the big house, and the merry children whom she
had at first watched with such longing were to be her brothers and sisters. The beautiful
garden for which she had also pined was to be her playground, and she was to have a
father and mother again who would carefully and lovingly watch over her. She would share
the children's pleasures as well as their studies, for Lili had announced to her solemnly
that she was to have real music lessons from now on. This made her especially happy.
All these thoughts flooded Dora's heart, and filled her with such happiness that she felt
unable to bear it. Her father in Heaven was probably looking down at her and rejoicing
with her. When she stood at the open window and looked up at her beloved stars, which
gleamed so brightly, she remembered the dark hours when she had looked at them sadly
and had forgotten then that her dear God in Heaven was guiding her. Dora fell on her
knees and thanked the good God from the bottom of her heart for His kind providence,
resolving from that hour, never to forget her father's favorite verse. Whatever life should
bring, whatever anxiety would oppress her in the future, she resolved to say confidently:
Uncle Titus and Aunt Ninette engaged their rooms again for the next summer and were
already actually looking forward to their return. Uncle Titus even went so far as to extract
a promise from Mrs. Kurd never to let her rooms during the summer to anybody else. He
had felt so wonderfully well in her cottage, that he left it with many regrets and meant to
come back.
On Monday morning, the whole family was gathered around the packed travelling carriage,
and a hearty leave-taking took place on all sides. Rolf at the last moment, led Uncle Titus
apart, and asked him eagerly if he might send a charade to Karlsruhe now and then. To
this, Uncle Titus gave the most friendly assurance that this would please him greatly, and
he promised to send the answers promptly.
Sly little Hun, who had heard the conversation, also declared at once, "I'll send mine, too!"
Never doubting but that Mr. Titus's joy would be still greater then. He also thought to
himself that the people of Karlsruhe would never in their lives guess his original charade,
which gave him great satisfaction.
Dora and Paula returned to the garden, arm in arm, singing gaily:
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