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Waves and Optics
Waves and Optics
Harish Parthasarathy
Professor
Electronics & Communication Engineering
Netaji Subhas Institute of Technology (NSIT)
New Delhi, Delhi-110078
First published 2021
by CRC Press
2 Park Square, Milton Park, Abingdon, Oxon, OX14 4RN
and by CRC Press
6000 Broken Sound Parkway NW, Suite 300, Boca Raton, FL 33487-2742
© 2021 Manakin Press Pvt Ltd.
CRC Press is an imprint of Informa UK Limited
The right of Harish Parthasarathy to be identified as the author of this work has been asserted by
him in accordance with sections 77 and 78 of the Copyright, Designs and Patents Act 1988.
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ISBN: 978-0-367-75499-0 (hbk)
ISBN: 978-1-003-16273-5 (ebk)
Table of Contents
Chapter 1: Te wave equation with examples from mechanics,
optics, electromagnetism and quantum mechanics 1-64
1.1 Te Defnition of a propagating wave in one, two and
three dimensions 1
1.2 Standing waves in one, two and three dimensions 7
1.3 Te polarization of a wave 11
1.4 Te wave equation in one, two and three dimensions 14
1.5 Te polarization of a wave revisited 17
1.6 Basics of fuid dynamics 19
1.7 Waves in a fuid–derivation from frst principles 22
1.8 Longitudinal sound/pressure waves in a tube 27
1.9 Te diference between transverse and longitudinal waves
in terms of wave polarization 28
1.10 Maxwell’s equations and the wave equation for the electric
and magnetic felds in free space 30
1.11 Solution to Maxwell’s equations in terms of retarded
potentials satisfying the wave equation with source 32
1.12 Te principle of superposition 34
1.13 Difraction and interference of waves 37
1.14 Green’s function for wave equation with sources–Fraunhofer
and Fresnel’s difraction 39
1.15 Te basic Eikonal equation of geometric optics 42
1.16 Describing the trajectory of light in a medium having
spatially varying refractive index 46
1.17 Propagation of light in anisotropic, inhomogeneous and
time varying medium 47
1.18 Te Schrodinger wave equation in quantum mechanics 48
1.19 Te efect of noise on the Schrodinger wave equation–Open
systems, ie, coupling of the system to the bath environment 52
1.20 Wave equation with random non-uniform refractive index 53
1.21 Te relationship between the wave equation and
the Helmholtz equation for waves of given frequency 56
1.22 Waves in a confned region 57
1.23 Schrodinger’s wave equation for mixed states in
the position kernel domain 62
V
Chapter 2: Waves in general relativity, quantum gravity, plasma
physics and quantum stochastics 65-130
2.1 Gravitational waves 65
2.2 Quantum gravity, the canonical ADM formalism-Schrodinger’s
equation for the wave function of the space-time metric. 75
2.3 Plasma waves 86
2.4 Evans-Hudson difusion as a quantum mechanical
generalization of the wave equation with noise 93
2.5 Waves in an expanding universe–Newtonian theory of
small fuctuations and general relativistic theory of small
fuctuations 95
2.6 EMwaves in a curved space-time geometry with
inhomogeneous permittivitypermeability tensor 101
2.7 Quantum Optics. Here, the photon feld is a quantum
electromagnetic feld expressible as a superposition of
annihilation and creation operators of the photon feld
with the coefcients of the linear combination being
positions of time and space 103
2.8 Quantum optics, notion of a generalized measurement,
state collapse afer quantum measurement, recovery of
states passed through a noisy quantum system, the Knill-
Lafamme theorem Stinspring’s representation of noisy
quantum systems, Information, relative entropy, mutual
information and Renyi entropy of quantum systems.
Transmission of information over quantum system.
Te relevance of all this to the wave mechanics
of Schrodinger 112
2.9 Controlling the quantum em feld produced by electrons
and positrons by using a classical em feld-An application
of Dirac’s relativistic wave equation 116
2.10 Calculating the path of a light ray in a static gravitational feld 118
2.11 A study of thermal emission by blackholes via Hawking
radiation, quantum mechanics of felds in the vicinity of
a blackhole and the interactio of electrons,positrons,
photons and gravitons with an external noisy bath
with application to the design of very large size
quantum gates 120
VI
Chapter 3: Analysis of waves in engineering and optical systems,
in biological systems, classical and in quantum
blackhole physics 131-260
3.1 Wave digital flter design 131
3.2 Large deviation principle in wave-motion 134
3.3 Some more problems in Schrodinger-wave mechanics and
Heisenbergmatrix mechanics with relevance to quantum
information theory 137
3.4 Questions in optimization techniques 145
3.5 Quantum antennas via the Schrodinger wave equation 148
3.6 Linear algebra for quantum information theory 151
3.7 Transmission lines and waveguides–Questions 153
3.8 Some more matrix inequalities related to quantum
information theory 157
3.9 Fresnel and Fraunhofer difraction 159
3.10 Surface tension and wave propagation 161
3.11 Klein-Gordon equation in the Schwarzchild space-time
with a radialtime independent electromagnetic feld and
its application to computing the Hawking temperature
at which massless/massive particles are emitted from
a blackhole 162
3.12 Quantum Belavkin fltering versus classical
Kushner-Kallianpur fltering–A comparison 165
3.13 Remark on quantum Belavkin fltering for estimating
the state of a quantum vibrating string 179
3.14 Elementary problems in robotics based on damped simple
harmonicmotion 182
3.15 Approximate solution to the Dirac equation in curved space-time 194
3.16 Some applications of quantum gate design using physical systems 197
3.17 Convergence of perturbation series for nonlinear
diferential equations 200
3.18 Poiseulle’s law and generalized Poiseulle’s law for fow
through a pipe 204
3.19 Measurement of refractive index 206
3.20 Modes of a vibrating string with applications to particle physics 209
VII
3.21 Hidden Markov Models for estimating the amplitude,
frequency and phase of a sinusoidal signal making
transitions 212
3.22 Te energy-momentum tensor of the Dirac feld in
a background curved space-time metric 217
3.23 Remark on Noether’s theorem on conserved currents 220
3.24 Energy-momentum tensor using the tetrad formalism 222
3.25 Analysis of gravitational waves produced by a fnite system
of point particles–A perturbation theoretic approach 226
3.26 Heat equation and its solution in Rn, relationship between
heat andwave equations, nonlinear heat equations arising
as the scaling limit of the simple exclusion process 228
3.27 Study of wave motion of the boundary of single cellular
micro-organsims by giving them external stimulus and
observing the wave like motion of their boundary walls
as well as wave-like fuctuations of the velocity feld of
the cytoplasmic fuid within them 233
3.28 Snell’s laws of refection and refraction on surfaces
separating two uniform media 239
3.29 Spinor form of some equations of mathematical physics:
Roger Penrose’s theory 244
3.30 Prisms, mirrors and lenses, the general theory 253
3.31 A brief summary of the book 259
VIII
Chapter 5: An introduction to probability and random
processes in circuit and feld theory from
a pedagogical viewpoint 273-356
5.1 Circuit theory concepts from feld theory concepts 273
5.2 Graph theoretic analysis of large linear circuits based
on KCL and KVL 276
5.3 Two port network theory 276
5.4 Diode and capacitance circuit models 277
5.5 Classical device physics 277
5.6 Device physics using quantum mechanics and quantum
electrodynamics 278
5.7 Band theory of a semiconductor by solving Schrodinger’s
equation 279
5.8 Quantum electrodynamics and quantum feld theory 279
5.9 Analyzing random Gaussian and non-Gaussian noise
in circuits using higher order correlations and spectra 280
5.10 Noise in nonlinear transistor circuits 282
5.11 Digital electronics 282
5.12 Techniques for analyzing transmission lines 283
5.13 Brownian motion, Poisson processes and stochastic
diferential equations in circuit theory 284
5.14 Classical and quantum random processes in circuit theory 285
5.15 Simulation of nonlinear ode’s and pde’s in circuit theory and
electromagnetics 285
5.16 Derivation of medium properties from basic physical
principles involving motion of individual electrons and
magnetic moments in external felds 286
5.17 Partial diferential equation methods for analyzing
waveguides 287
5.18 Curvilinear coordinate systems and variational methods
in engineering electromagnetics 288
5.19 Perturbation theoretic methods in solving
electromagnetics problems 290
5.20 Numerical methods in antenna, waveguide and cavity
resonator theory 293
5.21 Large deviation theory applied to engineering systems 294
5.22 Robotics based on nonlinear diferential equations 295
5.23 Quantization of robot motion 296
IX
5.24 Filtering and control of engineering systems 298
5.25 Quantum many body systems applied to Fermi operator
felds and superconductivity 302
5.26 Lie group theory in image processing 307
5.27 Lie group based robotics 308
5.28 Levy process models for jerk noise in robotic systems 310
5.29 Digital systems, classical and quantum gates, design of
counters using shif registers and fip-fops 312
5.30 HMM and some of its applications 314
5.31 Quantum Image Processing 314
5.32 Introduce the design aspects of some gadgets through
mini-projects some examples 317
5.33 A simple way to introduce quantum electrodynamics 318
5.34 How to teach the theory of non-Abelian gauge theories
as non-commutative generalizations of electromagnetism 323
5.35 How to introduce astronomy and cosmology to
undergraduates 323
5.36 Quantum image processing revisited 326
5.37 Te EKF for arbitrary Markov processes with Gaussian
measurementnoise 331
5.38 Quantum scattering theory applied to quantum gate design 333
5.39 Superconductivity for two species and interpretation of
the gap function 335
5.40 Introductory quantum information theory 337
5.41 Quantum image processing 340
5.42 Lie group-Lie algebra approach to robot dynamics
with two 3 − D links, each described by three Euler angles
and an overall translational vector 347
5.43 Linear algebra and operator theory 350
XI
6.25 Spectral theorem for bounded self-adjoint operators
in a Hilbert space–basic steps 435
6.26 Motion of rigid bodies in electromagnetic felds 439
6.27 Large deviation theory with engineering applications 442
6.28 Lectures in linear algebra for signal processing applications 442
6.29 On the improvement of the signal quality in telephone lines 443
6.30 Quantum Coulomb scattering 445
6.31 Tutorial problems in electromagnetic feld theory 450
6.32 Lecture plan for electromagnetic feld theory EC-C09 455
6.33 A digression into infnite dimensional vector spaces 457
6.34 Continuation of fnite dimensional vector spaces 458
6.35 Te general relativistic Maxwell equations in a resonator 459
6.36 Mackey’s theory on the construction of the basic
observables in the quantum theory from projective
unitary representations of the Galilean group 463
6.37 Hamiltonian density of the electromagnetic feld in curved
space-time in terms of position and momentum felds 464
6.38 Coulomb scattering 467
6.39 Electromagnetic waves in the Schwarzchild metric 469
6.40 Tutorial problems in electromagnetic feld theory 470
6.41 Te gravitational n-body problem in general relativity:
an approximate treatment 472
6.42 Lecture plan for ”Linear Algebra in Signal Processing”
-SP-C01 475
6.43 Continuation of fnite dimensional vector spaces 476
6.44 Cartan’s equations of structure 477
6.45 Proof of the Riesz representation theorem 479
6.46 Quantum image processing 480
6.47 Inclusion of the Goldstone boson feld in the gauge
feld afer symmetry breaking 481
6.48 Some problems in linear algebra 482
6.49 Gravitational N-body problem in general relativity 484
6.50 Multipole radiation felds in the Maxwell theory 488
6.51 How Dirac brackets are used to take care of constraints
in Lagrangian and Hamiltonian mechanics 490
6.52 Deep learning of speech models 490
6.53 Some problems on linearization (for the course Linear
algebra in signal processing) 491
XII
6.54 Research project proposal for simulating quantum gates of
large sizes using quantized ridge waveguide electromagnetic
feld interacting with quantum dots and also for estimating
medium properties on the Angstrom scale 493
6.55 Design of a diferentiator using series connection of short
circuitedtransmission line elements 497
6.56 Design of quantum gates by interaction of a quantum em
feld with gravity 499
6.57 Scattering theory in the interaction picture for time
dependent interations 500
6.58 Chapterwise report on Jaspal Khinda’s Ph.D thesis 501
6.59 Training a DNN with stochastic inputs with analysis of
the robustness against input process and weight matrix
fuctuations 504
6.60 Quantum Boltzmann equation 505
6.61 List of Ph.D scholars supervised by Harish Parthasarathy
with a brief summary of their theses 506
6.62 Te problem of determining the surface current density
induced on an antenna surface placed in a nonlinear
inhomogeneous and anisotropic medium taking
gravitational efects into account 508
XIII
Chapter 1
1
2 Waves and Optics
as a weighted superposition of such wave signals over different directions n̂. If
the wave signal at the origin is a sinusoid of a definite frequency with a phase,
ie of the form A.cos(ωt + φ), and if it propagates along the direction n̂, then
its amplitude at (t, r) is given by A.cos(ω(t − n̂.r/c) + φ) which means that its
phase given by
ψ(t, r) = ω(t − n̂.r/c) + φ
is a constant on the surface
ψ(t, r) = ψ0 − − − (1)
ψ(t + τ, r) = ψ0
ˆ (r2 − r1 ) − cτ = 0
n.
This equation shows that the surfaces of constant phase, ie the wave-fronts
travel along the direction n̂ with a velocity of c. Now suppose, we consider a
non-linear wave, ie, a wave whose phase is not a linear function of (t, r). Let
ψ(t, r) denote is phase. Then the constant phase surfaces or wave fronts are the
surfaces described at time t by
ψ(t, r) = ψ0
At time t + dt, the points r falling on the same constant phase surface satisfy
ψ(t + dt, r) = ψ0
If r falls on the first surface and r + dr on the second, then we obtain by taking
the difference
ψ(t + dt, r + dr) − ψ(t, r) = 0
or equivalently,
ψ,t (t, r)dt + dr.∇r ψ(t, r) = 0
so that the instantaneous wave velocity along the direction n̂ at time t is given
by
c(t, r, n̂) = −(n̂.∇r ψ(t, r))−1 ψ,t (t, r)
This is called the phase velocity of the wave as opposed to the group velocity
which is defined as follows: Let ω(k) denote the frequency of the wave as a
function of the wave vector k. Then the constant phase surfaces are
ω(k)t − k.r = ψ0
Waves and Optics 3
which according to the above, gives the phase velocity along the direction n̂ as
The group velocity on the other hand is computed as follows: Consider two
waves having wave vectors k and k + dk. The superposition of these two waves
is the signal field
= −2.sin((ω(k)+ω(k+dk))t/2−(k+dk/2).r)sin((ω(k+dk)−ω(k))t/2−dk.r/2)
provided that we neglect quadratic and higher order powers in dk. This superpo-
sition has a slowly varying envelope whose space-time dependence is sin(dk.∇k ω(k)t/2−
dk.r/2). The velocity of this envelope wave is evidently the vector ∇k ω(k) and
this is called the group velocity. It is the velocity of the envelope of a super-
position of several waves having wave vector lying within a small differential
interval.
If f (t) is the signal at x = 0, then since it takes time x/c for the signal to
propagate from the origin to x, the signal at x is
uf (t, x) = f (t − x/c)
Here, c is the velocity of the wave. Superposing the two waves, we get the
general form of a wave propagating with a velocity of c:
It is not hard to show that the above form of u is the general solution to the
wave equation. It should be noted that the solution to the one dimensional wave
equation is determined uniquely by two functions f, g which are in turn uniquely
determined by the initial conditions u(0, x) = f (−x/c) + f (x/c), u,t (0, x) =
(−1/c)f ' (−x/c) + (1/c)f ' (x/c) upto an arbitrary constant.
4 Waves and Optics
1.1.2 Exercises
1.If a signal Asin(ωt) propagates radially outwards from the origin, then deter-
mine the wave amplitude at (t, r). Specifically show that
You may use separation of variables. If f (t), g(t) are random processes, then
calculate the wave correlations E(u(t1 , x1 ).u(t2 , x2 )) in terms of the auto and
cross correlations of f (.) and g(.).
4. Solve the two dimensional equation for a vibrating membrane of circular
shape with its circular boundary fixed and when the membrane is subject to
forcing, like a Tabla or a Mridangam. When the force applied per unit area
is a random function f (t, ρ, φ), then calculate the statistical correlations in the
amplitude distribution of the membrane < u(t, ρ, φ).u(t' , ρ' , φ' ) >
5. Write down the Lagrangian density of the above vibrating circular mem-
brane subject to classical random forces, then derive the Hamiltonian density
and quantize the motion by introducing canonical position and momentum co-
ordinates. Note that the Hamiltonian of the oscillator can be represented as
a countable sum of independent harmonic oscillators each having a random
forcing.
i t ψ(t, r) = ω(−i∇)ψ(t, r)
Waves and Optics 5
and
2
t ψ(t, r) + ω(−i∇)2 ψ(t, r) = 0
[2] Using the Lorentz transformation, determine the frequency and wave-
vector of a wave in a reference frame K ' moving w.r.t. the frame K with a
uniform velocity of v along the x axis when the wave field in the frame K is
given by
ψ(t, r) = A.exp(−i(ωt − k.r))
Hence deduce the Doppler effect, namely that if a source of waves moves towards
the observer, the observer will record a higher frequency than that emitted by
the source and if the source moves away from the observer, the observer will
record a lower frequency.
[3] Solve the 3-D wave equation assuming radial symmetry and show that
the general causal solution is of the form s(t − |r|/c)/|r|.
[4] If we consider the Maxwell equations in free space, show that a solution
corresponding to the equations
which implies
can be taken as
'
E(ω, r) = [c(l, m)fl (r)LYlm (r̂) + (d(l, m)/jωe)curl(gl (r)LYlm (r̂))],
l,m
'
H(ω, r) = [d(l, m)gl (r)LYlm (r̂) − (c(l, m)/jωμ)curl(fl (r)LYlm (r̂))],
l,m
and in fact the general solution of this one dimensional wave equation is given
by the sum of two such components.
[2] A wave propagating along the direction n̂ has its amplitude given by
ψ(t, r) = f (t − n̂.r/c)
ψ,t − c2 ∇2 ψ = 0
1.2.1 Summary
For sinusoidal waves, ie, monochromatic waves, ie, waves of a definite frequency,
an appropriate linear combination of a forward travelling and a backward trav-
elling wave field can result in a field which has nodes at definite spatial points
which do not vary with time. Equivalently, for such a superposition, the ampli-
tude as a function of time factorizes into the product of a function of time only
and a function of space only. Thus, the amplitude maxima and minima occur at
fixed spatial points and at any spatial point, the signal is a sinusoid whose am-
plitude depends only on the spatial location. Such a superposition takes place
when a forward travelling wave meets a barrier and gets reflected as for example
in a vibrating string with fixed end points with reflections occurring at the end
points. Another example, is a tranmsission line where a forward propagating
voltage or current signal meets a load and gets reflected resulting in a standing
wave pattern.
In the previous section, we saw that the general solution to the one dimen-
sional wave equation is given by
u(t, x) = f (t − x/c) + g(t + x/c)
If we put the requirement that at a set x = nΔ, n ∈ Z of equispaced points on
the x axis, the velocity of the wave be zero, then we get
−f ' (t − nΔ/c) + g ' (t + nΔ/c) = 0
or writing T = Δ/c, this condition becomes
f ' (t − nT ) = g ' (t + nT ), n ∈ Z, t ∈ R
This equation can be satisfied, for example by requiring that
f (t − nT ) = g(t + nT ), n ∈ Z
or equivalently,
g(t) = f (t + 2nT ), n ∈ Z, t ∈ R
and this equation can be satisfied by taking
f (t) = sin(kπt/T ), g(t) = f (t)
for some k ∈ Z. Corresponding to this choice of f, g, the solution to the wave
equation reads
u(t, x) = sin(kπ(t/T − x/cT ) + sin(kπ(t/T + x/cT ))
= 2sin(kπt/T )cos(kπx/cT )
For each integer k we get a solution and a superposition of such solutions for
different k ' s gives us in a certain sense, a general standing wave
8 Waves and Optics
1.2.2 Summary
The polarization of a wave is defined only for vector valued wave fields. It can
vary from point to point and from time to time. At each point (t, r) in space-
time, the wave field ψ(t, r) has a direction and that direction determines the
polarization of the wave. If at the point r in space, the wave field amplitude
vector oscillates along a given direction, we say that it is linearly polarized. If
however, this vector traces out a circle counterclockwise with time, we say that
it is left circularly polarized and if it traces out a circle in the clockwise direction,
we say that it is right circularly polarized. If the polarization of the field at a
point is along a definite direction for all time, ie, it is linearly polarized, then a
small wire antenna at that point will collect maximum signal power only if it is
oriented along that direction. If the wire antenna is oriented along some other
direction, then it will collect a power proportional to cos2 (θ) where θ is the
direction between the polarization direction of the wave field and the direction
of the wire antenna. If the direction of the wave field at a given point in space
traces out an ellipse, then it is said to be elliptically polarized at that point.
An elliptically polarized wave can be expressed as a vector superposition of two
linearly polarized waves at a given point in space and conversely, a linearly
polarized wave can be expressed as a vector superposition of two circularly
polarized waves. These fact are seen from the following example:
Ax .cos(ωt)x̂ + Ay .sin(ωt)ŷ
is elliptically polarized and is clearly the sum of two signals linearly polarized
along the x and y directions. More generally,
is elliptically polarized and is the sum of two linearly polarized signals. Con-
versely,
A.cos(ωt + φ)(n1 x̂ + n2 ŷ)
is linearly polarized along the direction n1 x̂ + n2 ŷ and can be expressed as
1.2.3 Exercises
[1] Show that the three dimensional wave
is a standing wave. Determine the planes where the signal amplitude vanishes.
Repeat for
ψ(t, r) = sin(ωt − k.r) + sin(ωt + k.r + φ)
[2] Determine the general form of a standing wave in two dimensions using
plane polar coordinates.
[3] Determine the general form of a standing wave in three dimensions using
spherical polar coordinates
hints: Use separation of variables in the 2-D wave equation
2 1 1
/ t2 − c2 ( ( / ρ)ρ / ρ + 2 2
/ φ2 )ψ(t, ρ, φ) = 0
ρ ρ
Now assume
ψ(t, ρ, φ) = T (t)R(ρ)Φ(φ)
and determine the functions R(ρ), Φ(φ) and their zeros.
[4] Determine the general form of a standing wave in three dimensions using
cylindrical coordinates by solving the 3-D wave equation
2 1 1
/ t2 − c2 ( ( / ρ)ρ / ρ + 2 2
/ φ2 + 2
/ z 2 )ψ(t, ρ, φ, z) = 0
ρ ρ
using separation of variables. Note that the functions of ρ will be Bessel func-
tions and their zeros will be the nodes of the wave.
[5] Determine the general form of a standing wave in three dimensions using
the spherical polar coordinates. Use separation of variables.
'
k
x(t) = wm dlm (n̂m , ψ(t, rm ))
m=1
If the waves are all of the same frequency ω, then we can write
ψ(t, r) = Re(ψ̃(r)exp(jωt))
x(t) = Re(x̃exp(jωt))
where
'
k
x̃(t) = ˜ m ))
wm dlm (n̂m , ψ(r
m=1
'
k '
k
x̃ = ˜ m )) +
wm dlm (n̂m , ψ(r ˜ (rm ))
wm dlm (n̂m , W
m=1 m=1
and the signal processing problem is to choose the weights {wm } and the antenna
polarization directions {n̂m } so that SN R is a maximum.
1.3.1 Exercises
[1] Assume that the electric field in space is E(t, r) with correlation < Ea (t, r)Eb (t' , r' ) =
Rab (t, r|t' , r' ). Infinitesimal antenna sensors dlk n̂k are placed at rk , k = 1, 2, ...N .
Finally, a weighted linear combination of the signals at these sensors is formed
12 Waves and Optics
with a weight wk at the sensor at rk . Let X(t) denote the output signal. Calcu-
late is autocorrelation < X(t).X(t'e ) > and maximize this correlation w.r.t. the
weights {wk } given the constraint k wk2 = W . e
[2] Repeat the previous problem taking the weight constraint as k,j qkj wk wj =
W where Q = ((qkj )) is a real positive definite matrix.
[3] Let E(t, r) denote the electric field in space and let : s → R(s), s ∈
[0, 1] be a wire curve in space. The total electric field signal collected by this
antenna, ie, potential difference across this wire is the line integral V (t) =
f1
− 0 (E(t, R(s)), R' (s))ds. Determine the statistical correlations and higher or-
der moments of this potential in terms of those of the electric field.
[4] Explain what the polarization diagram of the damped electric field defined
by
E(t) = [Ax .cos(ωt)x̂ + Ay .cos(ωt + φ)ŷ]exp(−γt)
will look like. Assume γ > 0.
Hint: An ellipse which spirals inwards towards the origin.
where Ax (t) and Ay (t) are slowly time varying functions. Then,
ψ,t = (A'x (t)/Ax (t))ψx (t, z)x̂ + (Ay' (t)/Ay (t))ψy (t, z)ψy (t, z)ŷ
−(Ax (t)ω/Ay (t))ψy (t, z)x̂ + (Ay (t)ω/Ax (t))ψx (t, z)x̂
Likewise calculate ψ,tt (t, z) and relate these two partial derivatives to ψ,z and
ψ,zz .
then ψ satisfies the wave equation and if further divψ = 0, then k.e1 = k.e2 = 0
and hence the wave vector is of the transverse polarization kind, ie, its vector
tip moves in a plane perpendicular to the direction k of propagation. We may
assume e1 .e2 = 0 and then for general Ak , φk , k = 1, 2, the wave is elliptically
polarized. Special cases of this include linear polarization when φ1 = φ2 and
circular polarization when A1 = A2 , φ2 = φ1 ± π/2.
'
p
ψ(t) = Ak ek .fk (t)
k=1
then the output of a linear wire antenna at r oriented along n̂ has its amplitude
given by
'
p
x(t) = (ψ(t), n̂) = Ak (ek , n̂)fk (t)
k=1
'
p
Px = Ak Aj (ek , n̂)(ej , n̂)Rkj
k,j=1
where ' T
−1
Rkj = limT →∞ T fk (t)fj (t)dt
0
14 Waves and Optics
1.4.1 Summary
Prototype examples of waves in one, two and three dimensions, are respec-
tively the vibrating string, the vibrating membrane and electromagnetic waves.
These equations follow by applying fundamental physical principles like New-
ton’s laws of motion, Maxwell’s theory of electromagnetism, the equation of
state of a gas etc. to specific situations and then making approximations. For
example, when one applies Newton’s second law of motion to each infinitesimal
portion of a vibrating string taking the tension along the string into account
and then makes the small slope approximation, one ends up with the one di-
mensional wave equation. When one considers Faraday’s law of electromagnetic
induction along with Gauss’ law, Ampere’s law with Maxwell’s displacement
current correction and the no magnetic monopole condition all in the absence
of external charge and current sources, transforms these integral laws to differ-
ential form using Gauss’ divergence theorem and Stokes theorem, one end up
with the Maxwell equations. When one then applies differential operators to
both sides of these equations and eliminates certain variables, we end up with
the three dimensional wave equations for the electric and magnetic fields in free
space. Likewise, the basic fluid dynamical equations, which are consequences of
mass conservation and Newton’s second law of motion to continuous media, on
making small amplitude approximations lead to the one and two dimensional
wave equations for waves in the ocean. Finally, just as in the case of the vi-
brating string, when one writes down Newton’s equations of motion for each
infinitesimal area element of a membrane fixed at its boundary taking the sur-
face tension into account, after making small slope approximations, one ends up
with the two dimensional wave equation. For solving the wave equations, one
typically uses separation of variables either in time and cartesian coordinates, or
in time and cylindrical coordinates or in time and polar coordinates, depending
on the boundary conditions and the symmetry of the problem. These lead to
specific kinds of special functions appearing in the solution like spatial sinu-
soids, spherical harmonics, Bessel’s functions etc. When sources are present in
the wave equation like charges and currents in the Maxwell theory, force along
the length of a vibrating string, force across the area of a vibrating membrane
etc, then we get a wave equation with source and these can be solved by deter-
mining the Green’s function for the wave operator corresponding to the specific
boundary condition. Other kinds of generalizations of the wave equation oc-
cur in mathematical physics for example in Einstein’s theory of gravitation, ie,
general relativity when one linearizes the field equations around a background
Waves and Optics 15
metric and uses a specific coordinate system. This leads to gravitational waves
and gravitational radiation. Likewise in elasticity, the potential energy of the
elastic membrane depends on a number of constants like the Young’s modulus,
Poisson ratio etc. and these may vary from point to point. One sets up the La-
grangian density for such a membrane or medium and ends up with generalized
wave equations for the elastic waves.
[a] One dimensional wave. Example: A vibrating string. Let the string be
tied at its two ends x = 0 and x = L. Let u(t, x) be its displacement along the
y axis at time t and x-coordinate x. Let T (t, x) denote the tension in the string.
Then since an infinitesimal element of the string does not get displaced along
the x direction, it must follow that
or equivalently,
T (t, x)cos(θ(t, x)) = T0 (t)
Here
tan(θ(t, x)) = u,x (t, x)
is the slope of the string. Here σ is the mass per unit length of the string.
Eliminating T (t, x) between the above two equations gives us
/ /
σ 1 + u2,x u,tt − T0 (t)u,xx + σg 1 + u2,x = 0
This is the final form of the exact equation of the vibrating string.
Simplifications: First assume |u,x | << 1, ie, the slope of the displaced string
is small. Second, assume T0 (t) = T0 is a constant. Third, neglect gravity. The
result is the one dimensional wave equation for the vibrating string:
σu,tt − T0 u,xx = 0
c= T0 /σ
16 Waves and Optics
1.4.2 Exercises
[1] If a one dimensional string is fastened at two ends x = 0 and x = L, both
ends of which execute motion along the y = u direction in accordance with the
displacements
u(t, 0) = f1 (t), u(t, L) = f2 (t)
then solve the wave equation
with these boundary conditions and obtain the space-time correlations E(u(t1 , x1 ).u(t2 , x2 ))
in terms of E(f1 (t)f1 (t' )), E(f2 (t), f2 (t' )) and E(f1 (t)f2 (t' )).
[2] If a two dimensional circular membrane whose boundary undergoes ran-
dom motion in accordance with the equation u(t, R, φ) = f (t, φ) where f (t, φ)
is a random force with correlations E(f (t, φ).f (t' , φ' )) and simultaneously a
random force per unit are of the membrane given by g(t, r, φ) with known cor-
relations is applied, then calculate the space-time correlations of the vibrating
membrane. Note that the displacement of the membrane u(t, r, φ) satisfies the
two dimensional wave equation with forcing
[3] Using multivariate Fourier transform theory, solve the wave equation in
p time dimensions and q spatial dimensions:
'
p 2
u(t, x) ' q 2
u(t, x)
2 − c2 =0
tk x2k
k=1 k=1
[5] The solution to the linearized Einstein field equation in vacuum leads to
the metric perturbations hμν (t, r) satisfying the wave equation
μ
μ hαβ (x) = 0
Waves and Optics 17
hνμ,ν − (1/2)h,μ = 0, h = hα
α
Express the solution for hμν as a superposition of plane waves with the coordi-
nate condition leading to certain relationships between the Fourier amplitudes
eμν (K):
'
hμν (x) = [eμν (K)exp(i|K|t − iK.r) + ēμν (K)exp(−i|K|t + iK.r)]d3 K
Determine the state of polarization of such a wave for a given vector K, like
say, K is along the z-axis. Show that there are effectively only five linearly
independent coefficients and that these coefficients transform under a rotation
by angle θ around the z axis (ie K axis) as rotations by angles zero, θ and
2θ, thereby justifying that gravitons are spin two Bosons. Compare this with
the state of polarization of photon, by noting that in the Coulomb gauge, the
electric scalar potential is a pure matter field and the magnetic vector potential
owing to the Coulomb gauge condition divA = 0 has just two degrees of freedom
implying that the photon is a spin one particle but its spin along the axis of
propagation can never assume the value zero, ie, it assumes only the values
±1. Deduce this result by applying a rotation around the z-axis by an angle θ
assuming that K is along the z axis and deduce that (Ax , Ay ) gets rotated by
an angle θ. It follows from this result that the quantum mechanical state of a
photon can be only either a left circularly polarized state, or a right circularly
polarized state or a linear combination of these two states. (Reference: The
Feynman Lectures on Physics, Vol.III, Narosa Publishers)
where
Ax = |Ẽx |, Ay = |Ẽy |, φx = Arg(Ẽx ), φy = Arg(Ẽy )
and then we can write
Note that the free space Maxwell equation divE = 0 is satisfied only because
we have assumed the electric field to have only transverse components relative
to the direction ẑ of propagation. At any point in space having z-coordinate z,
we have assuming φx = φy that
for all times t. Thus, this wave is linearly polarized, ie, its vector oscillates along
a fixed direction. This is also true if φy = φx + π in which case, we get
implying that the E vector traces out an ellipse with semimajor and semiminor
axes Ax , Ay or Ay , Ax . Such a wave is said to be elliptically polarized if Ay = Ax
and circularly polarized if Ay = Ax . Finally, for general φx , φy , Ax , Ay , we have
elliptic polarization but with semimajor and semiminor axis being oriented not
along the x and y axis but rather some other two perpendicular directions in
the xy plane. To see this, we eliminate ψ = ωt − kz between the expressions for
Ex (t, z) and Ey (t, z). We get
where
α = cos(φ), β = sin(φ)
Equivalently,
1.5.2 Exercises
[1] Apply a rotation in the Ex − Ey plane to this equation to bring it to the
standard form of an ellipse with semi-major and semi-minor axes oriented along
the x and y axes.
Waves and Optics 19
Pi,t + Πij,j = 0
Justify this equation by taking integrals over the volume of the fluid enclosed
by a closed surface. The mass density is ρ and the mass flux is ρvi . Therefore
the mass conservation equation reads
p/ρ + v 2 /2 + Φ = constant
20 Waves and Optics
along a steamline if the fluid is only incompressible but a steady state has been
achieved. If steady state has not been reached, then along a streamline, the
above equation generalizes to
p/ρ + v 2 /2 + Φ = constt.
along a streamline if viscous effects are not taken into account. Hint:Take the dot
product of the Navier-Stokes equation with v̂ where v̂ is a unit vector along the
velocity field at a given space-time point. Note that since we are not assuming
irrotationality, there is no velocity potential.
[4] Derive the basic MHD equations and explain how you would solve them
by the finite difference method. The basic MHD equations for a conducting
fluid are
ρ,t + div(ρv) = 0,
divE = 0, divB = 0, curlE = −B,t , curlB = σ(E + v × B) + eE,t ,
∇2 Φ = 4πGρ
Study small fluctuations and the dispersion relation in such a MHD fluid by
linearizing using
[3] Derive the basic Navier-Stokes and equation of continuity equation using
Lagrange multiplier fields. Derive consequently the costate equations for the
Lagrange multiplier fields and explain how using the Dirac brackets for problems
with constraints, the fluid flow problem can be quantized.
[4] Show that for an incompressible fluid, we can represent the velocity field
as
v = ∇ × ψ,
where
divψ = 0
Hence, by taking the curl of the Navier-Stokes equation, eliminate the pressure
field and reduce it to an equation involving only ψ. Specialize to 2-D flows,
where justifying that the vector field ψ can be taken as ψ0 (t, x, y)ẑ and derive a
nonlinear pde for ψ0 in the presence of an external force field per unit volume.
Waves and Optics 21
These equations are four in number for the four functions vx (t, x, z), vz (t, x, z), p(t, x, z), ξ(t, x).
We now make some simplifying approximations: A1:
ξ(t, x) = h + δξ(t, x)
where δξ is small, ie, the fluctuation in the sea level above or below the constant
level h is small. Further, assume that vx is independent of z. Then, we have,
without any approximation,
Thus, q2,x z is independent of z and hence q2,x = 0. This means that q2 (t, x) =
q2 (t). and we get
f,t −vx,tx z+vx (f,x −v,xx z)+(f −vx,x z)vx,x = −q2 /ρ+ν(f,xx −vx,xxx z)−g−−−(7)
It follows that
2
vx,tx + vx v,xx + vx,x = νvx,xxx − a,xx (t, x) − − − (8)
and
f,t + vx f,x + f vx,x = −q2 /ρ + νf,xx − g − a,xx (t, x) − − − (9)
Comparing (6) and (8), we get that
and hence,
q1 (t, x) = a(t, x)ρ + b1 (t)x + b2 (t)
24 Waves and Optics
f,t (t, x)+vx (t, x)f,x (t, x)+f (t, x)vx,x (t, x) = −q2 (t)/rho+νf,xx (t, x)−g−a,xx (t, x)−−−(b),
vx,t (t, x) + vx (t, x)vx,x (t, x) = −(a,x (t, x) + b1 (t)) + νvx,xx − − − (c)
Also when z = ξ(t, x) = h + δξ(t, x), the pressure must be the constant atmo-
spheric pressure p0 , ie,
q1 (t, x) + q2 (t)ξ(t, x) = p0
or equivalently,
(a)-(d) is our final set of four equations for the functions δξ(t, x), vx (t, x), f (t, x), a(t, x), b1 (t), b2 (t).
We now make some approximations to arrive at the one dimensional wave
equation for ξ(t, x). First assuming vz = 0, it follows from (3) that p(t, x, z) =
−ρgz + A(t, x) and since p(t, x, h + δξ(t, z)) = p0 , we get
Still no approximation has been made. We then observe that again without any
approximation,
vx,x (t, x)(h + δξ(t, x)) + ξ,t (t, x) = 0,
vx,t + vx (t, x)vx,x (t, x) = −gδξ,x (t, x) + νvx,xx (t, x)
However the equation of continuity becomes since vz = 0,
vx,x = 0
which cannot be satisfied. So we say that vx,x is very small since it is exactly
equal to −vz,z which is very small. Also neglecting the nonlinear terms in the
above equations, we get the approximate equations
This is the same wave equation as above except with a viscous correction term.
We leave it as an exercise to determine the dispersion of such a viscous wave,
ie, relationship between wavelength and frequency.
1.7.2 Exercises
[1] Prove that if waves in two dimensions in the sea are considered using the
following method, then we get after approximation the two dimensional wave
equation: The height of the sea level is ξ(t, x, y). The z component of the
velocity within the liquid volume is neglected and mass conservation the for the
volume over the area [x, x + dx] × [y, y + dy] yields
ξ,t (t, x, y) + (ξ(t, x, y)vx (t, x, y)),x + (ξ(t, x, y)vy (t, x, y)),y = 0
Writing
ξ(t, x, y) = h + δξ(t, x, y)
the above equation approximates to
This is the exact equation of motion for the longitudinal sound/pressure wave
u(t, x).
Simplifying approximations: Assume that ρ(0, x) = ρ0 , ie, the initial density
is a constant. Further, assume that |u,x | << 1, ie, the oscillations of the air
column are small. Then, we have approximately,
ρ(0, x)
F( ) = F (ρ0 (1 − u,x )) = F (ρ0 ) − F ' (ρ0 )ρ0 u,x
1 + u,x
28 Waves and Optics
and we get with such an approximation, the one dimensional wave equation for
u:
u,tt (t, x) − F ' (ρ0 )u,xx (t, x) = 0
The velocity of the sound wave is read off immediately from this equation as
It is readily verified that this satisfies the three dimensional wave equation. We
say that this wave field is transversely polarized if
n̂.ψ(t, r) = 0
Waves and Optics 29
n̂ × ψ(t, r) = 0
If both of these are not satisfied, then it is partially longitudinal and partially
transverse polarized. For example, the TEM waves in empty space are trans-
versely polarized as follows from the Maxwell equations ∇.E(t, r) = 0, ∇.H(t, r) =
0. Soundwaves in a tube are longitudinally polarized while the electromagnetic
field within a waveguide is partially longitudinal and partially transverse polar-
ized. For example, the T E modes have the electric field transversely polarized
while the magnetic field partially longitudinal and partially transverse while the
T M modes have the magnetic field transversely polarized while the electric field
partially longitudinal and partially transversely polarized.
1.9.1 Exercises
[1] Give examples of electromagnetic waves that are partially transverse and
partially longitudinally polarized.
[2] If φ(t, r) = φ0 (t).exp(−ik.r) in phasor form is the electric scalar potential
and if the magnetic vector potential can be neglected, then show that the electric
field is longitudinally polarized.
[3] If a wave has wave vector k and can be expressed as a sum of a longitu-
dinally polarized component and a parallely polarized component as
for the wave operator in free space with the source fields derived from the
charge and current densities. At a definite frequency ω, the resulting electric
and magnetic field vectors in the far field zone, ie, distant from the charged
matter fields which generate them can be expressed in the form of spherical
waves, ie, their dependence on t, r is of the form Re(F (r̂)exp(j(ω(t − |r|/c)))/r)
which means that these electromagnetic waves propagate in the far field zone
as spherical modulated by an ampltiude that depends on the direction alone.
The Maxwell divergence equations imply that these electric and magnetic field
vectors in the far field zone are approximately perpendicular to each other and
also the the radial direction of propagation. These orthogonality relations hold
good provided that we neglect O(1/r2 ) terms. Further, in the far field zone, we
find that the Poynting vector which gives the power flow per unit area starts
with a 1/r2 term and this term contributes on integration over the surface of a
sphere of radius r, a definite amount of power that is independent of |r|. This
is because, the infinitesimal surface area term r2 dΩ(r̂) has an r2 which cancels
out with the 1/r2 factor appearing in the Poynting vector. The O(1/rn ), n ≥ 3
terms do not contribute to any power flow from the source as r → ∞ for the
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100l. to destroy my child, for I do not think one shilling was
bestowed which did not in one way or other do mischief.
Whilst I was in much anxiety about my child’s health I bought
Mr. Wilberforce on Christianity.[180] I read it coldly at first, but
advanced with more attention. It brought me to a better sense of
my dangerous state; but I was much involved in hesitation and
doubt, and was very far from understanding the doctrinal part of
the book. This was well, for it induced me to read it again and
again, and it made so much impression upon me that I scarcely
knew how to lay it aside. It excited a very insufficient degree of
repentance, and a still more insufficient view of my interest in the
Great Physician of souls.
It is rather singular that a trifling circumstance at this time first
brought me acquainted with Mr. Wilberforce, whose book I had
been again perusing for the fourth time with increased pleasure,
and to whom I had more than once thought of writing for his
opinion on the intermediate state and original sin. On arriving at
Boston, what was my surprise on receiving a letter from him
relative to Parkinson’s subscription to some book on agriculture,
and apologising for the application to a stranger. I seized the pen
with eagerness to reply, writing largely about his own book,
praising it greatly, and telling him of my wish to apply to him.
Should this (I thought) be productive of a connection that might
confirm my pious resolution, I might, perhaps, be justified in
attributing it to the interposition of God.
I hope that the thought is not presumptuous. Is it the spirit of
my sweet girl that is thus friendly to me? How pleasing an idea!
July 29.—Having excused myself from dining out with the
Balgraves, a note from her this morning. But it will not do.
Company and the world will only draw off my mind from those
religious contemplations and that course of reading which is
favourable to prayer, repentance, and reformation. I wish not to
lessen my grief or banish my feelings of that sorrow which turns
my heart at present to seek God. I dread it will come but too
soon; and were it not for this apprehension I should go on my
journey to Lincolnshire for the Board directly, but I wish to
confirm these feelings and earnestly pray for the Divine grace to
preserve them to the extirpation from my heart of love for the
world or any of its follies.
[Note added by A. Y. in 1817.]
Throughout many of the succeeding notes, several
expressions occur not all consistent with true evangelical
religion; but I would not afterwards alter them, because I wished
to ascertain, on the re-perusal of these papers, what was at the
moment of my affliction the state of my mind and of my faith; and
when I consider what were the books which I read and admired, I
cannot be surprised at any such remarks falling from my pen.
I have often reflected on the great mercy and goodness of God
in not permitting my religious opinions to be permanently injured
by some of the works which it will be found I so eagerly perused
at a period when I could not have one moment’s conversation
with any truly pious character. Two circumstances probably
contributed to this effect: first, the incessant attention which I
gave to reading the New Testament; and secondly, my ardent
study of Mr. Wilberforce’s ‘Practical Christianity,’ though without
thoroughly understanding it.
The solitary life I condemned myself to, or, to speak with more
propriety, which alone I relished, while reading sixteen or
seventeen hours a day, and in which I consequently rather
devoured books than read them, was, I think, very
advantageous, and possibly more so in the final result than if my
authors had been more truly sound.
I have since perused many works which, had they fallen into
my hands at that time, would probably have made me quit my
retirement and rush into the society of men who would have
conducted me, in my then state of mind, to the utmost lengths of
enthusiasm.
The writers I consulted were well calculated to lay a certain
solidity of foundation in the great leading truths of Christianity,
which formed a basis whereon it was easy afterwards to raise a
more evangelical edifice.
In all this business I cannot but admire the goodness of the
Almighty in protecting me from many evils to which I might easily
have been led by my troubled feelings.
[Diary continued.]
Read Dr. Isaac Barrow’s sermon on submission to the Divine
will. He seems a powerful writer, but his language is debased by
expressions void of all dignity. Read a good deal in Barrow on
the pre-existence of human souls. Very singular; the texts on
which he builds support him very faintly, yet there is a degree of
probability in the system consonant to reason.
30th.—Prayed to God over the remains of my dear child, and
the circumstance fills my mind with that melancholy that is not
unsuitable to religious feelings. I do not wonder at the custom of
the primitive Christians praying at the tombs of the departed, it is
an obvious and natural prejudice.
Finished Barrow, and wrote to my friend Mr. Cole to desire he
would apply to his neighbour, the learned Bryant, to know his
opinion of that question. Began Dr. More on the ‘Immortality of
the Soul.’ Capel Lofft spent the day with us; his conversation is
ready on any subject, and mine led to serious ones, which he
seems to like. We had much that was metaphysical on the soul
(pre-existence), a future state, &c. He is of opinion that heaven is
not so very different from our ideas of what this world might be,
as are commonly entertained; and rightly observes, that if death,
evil, anxiety, and disease, with corporeal passions, were
banished, this earth would be a heaven; and that the knowledge
of one another hereafter is not at all inconsistent with our
Saviour’s expression, ‘in My Father’s house are many mansions.’
31st.—Read Littleton’s sermon on the necessity of well
husbanding our time. It is excellent, he has thoughts and modes
of expanding his observations that are beyond the common run.
Laid aside Dr. More on the ‘Immortality of the Soul;’ he gets so
high in the region of fancy, and is so full of jargon and
supposition, under the formula of demonstrations, that I am
disgusted with his farrago; and [there is] so much on witches,
apparitions, &c., as to be mere rubbish.
Read Sherlock’s sixth sermon on the ‘Immortality of the Soul,’
which is an admirable one. I see plainly from what I feel upon
occasion of the severe, dreadfully severe misfortune that I have
met with, that under great afflictions there can be no real
consolation but in religion. I have mused and meditated much on
what philosophy, as it is called, could afford in such an exigency,
but the amount would be no more than the employment of the
mind, and preventing its dwelling without interruption on the loss
sustained, the comfort to be drawn from it would be weak and
vain; but the Gospel offers considerations which bear
immediately on the source of the evil; affords matter of
consolation in the certainty of another life, and in those promises
which meet the yearnings of the distempered soul; diffuses a
calm and quiet resignation to the Divine will, under the pleasing
hope of seeing those again in the next world whom we have
loved tenderly in this. To me it seems that when this wish is
founded on a virtuous object here as that of a parent and a child,
the very hope is an argument in its favour, because it is perfectly
consistent with infinite benevolence to grant it—and the desire
must be universal in every human mind.
August 1.—Read about half of Sherlock on ‘Immortality,’ but
my patience was then quite exhausted; the verbiage is such that
it sickens one, though I approve the doctrine entirely and agree
with him in everything. What a loss! that excellent books for
matter should be so written, or rather spun into such endless
circumlocutions that time is wasted for want of compression.
Read three or four sermons of Littleton—clear, lucid, and
impressive.
At night a Dane came, recommended by Sir J. Sinclair.
Unfortunate to all my feelings. I refuse dining with all my friends,
and to be tormented with a trifler who can speak neither French
nor English.
My mind is in a state that cannot bear interruption. I love to
mope alone, and reflect on my misery.
August 2.—Began Scott’s[181] ‘Christian Life,’ but Smythies
having sent me the sixth volume of Bishop Newton’s[182] works,
containing a dissertation on the ‘Intermediate State,’ I read it with
equal eagerness and satisfaction. It exceeds on that subject all I
have yet met with. He is of opinion, in which all agree, that good
spirits will know each other; and probably, from the parable of
Lazarus, have some knowledge of what passes on earth. But
that is of little consequence in comparison with the most
consoling and comfortable idea contained in the first opinion.
And what a call is it to strive with earnestness and ardour to
arrive at a situation that will recompense us in so great a degree
for every evil and sorrow we can meet with in this world. Can I
then hope, by dedicating the rest of my life here to God, to join
my dear child hereafter, my mother, my other daughter, and my
sister; and should it so please the Almighty in His mercy, my
father and brother? Of the females I can have little doubt, or
rather none. I know too little of the lives of the others to venture
to pronounce. Read also Bishop Newton’s dissertation on the
Resurrection, general judgment, and final state of man. They are
all excellent, and I rather devoured than read them. These books
I must buy to read again with more attention.
3rd.—The Dane is gone, and therefore I am left to my favourite
contemplations. Newton’s dissertations are consoling, for they
leave me no doubts about that hideous doctrine, the sleep of the
soul, which, however it might have been suited for the dead, is
dreadful to those they leave behind. For the rest of my life to
know that my dear child is in a state of conscious existence, and
consequently happy, is the first of comforts; but to feel the
enlivening warmth and light of the sun, thinking that she felt
nothing, but slept in the cold grave, would have almost sunk me
into it. No! she lives, and as there is reason to believe, the
departed spirits have some knowledge of what passes here.
What a call is it to conduct myself so as to give no pain to her!
Let me imagine myself for ever seen by the spirits of my mother
and my child. Let me have a keen feeling of the pain any
unworthy action or impure thought would give to them, and of the
pleasure they would reap from seeing the reverse; that I was so
living as gave them a hope of my joining them hereafter. Let me,
if possible, entertain this persuasion till I am convinced of it. I
cannot have the thought without being the better man. Oh! guard
me against relapsing into evil negligence, the two certain fruits of
pleasure and prosperity.
What are the friendships of the world! What consolation, what
comfort!
When most wanted it is sure to fail. One has business, another
pleasure; one, a family, another a husband, all have something
to render them broken reeds to such as are in want; and whether
the boon be comfort or money, they prove the same to the
touchstone. Who have been my friends? Symonds and Carter
are good men, but I have seen them [of late] only once. Who
must I name but Ogden, Sherlock, Jortin, Bishop Newton, Butler,
Locke, and Clarke? These have told me how to make a friend
not like to fail in the time of need, my God and my Saviour. May I
strengthen and confirm that friendship and turn it to be a habit of
my life! And thou, most gentle spirit of my departed child, if it is
allowed thee to look down on earth, be my guardian angel and
lead me to everlasting life, to join thee to part no more!
4th.—Read three of Bishop Sherlock’s sermons and one of Dr.
Clarke’s, also some passages in his ‘Demonstration of the Truth
of Revealed Religion.’
5th.—Read a very good sermon of Bishop Sherlock on
Redemption, the third in fourth volume. Bishop Butler on human
ignorance, excellent. This subject, in the books I have yet read,
has not been sufficiently treated, it might be made to refute all
the infidels, and draw mankind to a more religious life.
My dear girl’s books are come, her unfinished work, her letters,
&c. Melancholy employment to unpack and arrange them in her
room. If any difference I think of her with more, rather than with
less regret; yet I hope and trust, not without resignation to the
Almighty will of the great and good Being whose providence has
deprived me of her. I think I feel that this deep regret, this calm
sorrow will last my life, and that no events can happen that will
ever banish her from my mind. Ranby called and I conversed
with him about her till tears would, had I continued it, stopped my
speaking. I hate and pity those who avoid talking to the afflicted
upon the subject which causes their affliction, it argues a little
trifling mind in one party or the other.
Read Bishop Sherlock’s ‘Dissertation respecting the Sense of
the Ancients on the Fall of Man,’ which seems to me (who am,
however, no judge) a very clear and satisfactory work. He
appears to have a singular talent in reconciling seeming
difficulties in knotty texts of Scripture, and opens every subject
with great clearness and an acute spirit of discrimination.
I suppose there must be some commonplace book of divinity,
but I know not whose; a collection of luminous passages from
such an immensity of writings as there are on this most important
of all subjects would be very useful; yet every man should make
his own, selecting such topics and observations as come home
to his own case and bosom.
Were I not going now a most uninteresting journey, I would do
this for myself. This tour hangs on my mind; nothing would suit
my feelings so well as to stay here in my present melancholy
gloom, reading divinity, and endeavouring so steadily to fix my
mind on eternity and the hope of joining my dear child, as to
work a change in my habits, my life, my conversation, and
pursuits; and to do all that human frailty will permit to reconcile
myself to the Almighty. These thoughts, however, I shall try to
preserve in spite of a journey. I will take the New Testament and
Wilberforce with me, and read a portion every day, and spend
the Sundays in a manner I have never done yet in travelling.
August 7.—To Ely. Called for a moment on Carter, who thinks
so highly of Bishop Newton that he intends to buy his works.
At Ely quite alone, and no resource but in my own melancholy
ideas. My first thought was to send to a Mr. Hall, who has hired
Tattersall’s farm, or Mr. Metcalfe, a minor canon, who has written
in the ‘Annals of Agriculture’—but I rejected the scheme and kept
to solitude. As soon as I finished dinner I began Mr. Wilberforce
for the fourth time, reading with renewed attention. I hear many
objections to him, of his being a Presbyterian engrafted on a
Methodist, but it is arrant nonsense. My mind goes with him in
every word. View the Minster and Trinity chapel, and venerate
the piety of former ages that raised such noble edifices in honour
of God the Almighty giver and governor of all things. I once
thought such buildings the efforts of superstition, perhaps folly!
How different are my present sentiments! for what can be more
rational than to raise temples of a character that shall impress
some idea, however weak, of the sublimity of that infinite Being
who made and pervades all that exists, except His own great
creative self!
8th.—Rise at five, write to my friends Dr. Valpy and C. Cole. To
Peterborough. Much time for reflection, and it is singular that
even while I am depressed with deep melancholy at the loss I
have sustained, yet unholy ideas and imaginations will intrude. Is
this the devil and his powers of darkness which buffet and beset
us? Is not depravity and sin so inherent in our natures that we
are ever liable to these wanderings which so disgrace our nature
at better moments? But the conclusion, whatever it be owing to,
is clear, that the government of the thoughts is an essential part
of our duty, as Johnson has well explained in an admirable
‘Rambler.’ Such thoughts, unresisted, seize and take possession
of the mind, and they cannot do that without leading to action
and all the guilt that may follow. Repel the first germinating
principle of the idea, and the difficulty is not great; but indulge the
pleasing dream and the heart is vitiated, for the imagination is
impure.
[The remainder of the diary, in the same strain, is much too
long for insertion. Here are a few closing sentences.]
September 2 [in Yorkshire].—To what is it that I shall return?
My child no more! To what at London? Solitary in my lodgings,
where am I to send for her whose cheerfulness gilded every
scene, and little pleasing ways lent such a charm to render her
presence such a comfort to me? All gone—gone for ever! Of that
description of feelings what remains? A blank!—a desert!... Cried
over the hair of my sweet departed Bobbin! Never more in this
world to see thee again!
October 15.—I have torn my heart to pieces with looking at my
dear child’s hair! Melancholy remains, but how precious when
their owner is no more! I am to see her no more in this world.
Gone for ever!
London, November 13.—This day se’nnight I came to town
with Mrs. Y. and Mary. I knew it would be a very uncomfortable
plan; but to do as I would be done by made it proper.
November 26.—I have been a week at Petworth, an
interesting, splendid, gay and cheerful week, and, as too often
the case, a vain, frivolous, and impious one. Sir John Sinclair
would have me on the Sunday go to Goodwood. Never a serious
word, never a soul to church from that house to thank God for
the numerous blessings showered down upon it, and the means
of good which 60,000l. a year confers. Yet Lord Egremont does
all that could be wished as far as humanity, charity, and doing
moral benefits can—but no religion. In the chapel, no worship, no
hats off but my own—dreadful example to a great family and to
his children and to 2,500 people in the town. I talked to Arthur,
and strongly recommended to him to attend constantly and to
keep himself clear from such a want of piety. He disapproves of it
much; and I pray to God that yet he may not be corrupted by
such evil examples, but imbibe a dislike to such want of
gratitude. I watched for opportunities of serious remark, but none
of effect offered except one observation on Lady Webster’s
infidelity in religion, when I threw in a word or two. The very
virtues of such people do mischief by recommending their
irreligious example.
‘At the time, my dear sir, that I received your letter I was
travelling over Italy, in order to figure in your “Annals of
Agriculture;” but the state of that country has been so much
bouleversé, that my head has been turned in reflecting upon it,
as is most probably the case with the greater part of its
inhabitants.
‘You ask me what plan I could propose to save the country.
Arm, undoubtedly, as you say; but how to do it most effectually I
pretend not to determine. You justly reprobate volunteering
infantry.
‘Charles Cole tells me you have something in the press upon
this subject. To fill the army or navy with defenders or volunteers,
is the way to pave the way to our ruin. But I should begin with
proposing a scheme which would probably be heard with
disdain, and which has been rejected by the King: recall Lord
Camden; appoint Lord Moira, Lord Lieutenant, with full powers to
emancipate the Roman Catholics. He is much respected in
Ireland as well as in England, for the opinion formed of him from
his civil and military knowledge and moral character. I have
heard Lord Bishop Douglas, who is no mean estimator of
mankind, often say, that he wished he could see Lord Moira one
of the Secretaries of State.
‘Were the Catholics satisfied, Ireland might bid defiance to the
French, and, perhaps, some regular infantry might thence be
sent to England, which, the Duke of Grafton said lately in the
House of Lords, was much wanted here. But it is in vain to speak
or write about Ireland.
We govern there by a faction—the Beresfords, Fitzgibbons,
and Fosters—whose emoluments, including their relations and
dependents, fall not short of 100,000l. per annum; some think
much more. Now the Polignacs under the old government had
not more than 50,000l. per annum, including a bishopric. This the
Duchess of Liancourt one day made out to me upon paper, yet
she was willing enough to exaggerate the profits of that family;
especially as the old duchess just before had been cast in a
lawsuit with one of them.
‘Your idea of applying to Bonaparte pleases me much. He
would probably do more towards effecting a peace than a
hundred Malmesburys and St. Helens. It will be curious to see
what terms Pitt will propose. There seems to be no doubt but that
the French will insist on having all the places taken from them;
and probably a restitution of twelve or fourteen ships of the line,
and perhaps a sum of money by way of indemnification, for this
word was always in the mouth of our Premier. After this, an
ample recompense to the Dutch and Spaniards, whose interests
the French will consider as their own. A fine peace indeed, after
so many absurd and haughty declarations of our ministry! A
peace there must be or an insurrection, if considerable taxes be
proposed to continue the war. Not that these would be of any
avail; for were the French merely to line their coasts from Ostend
to Calais with troops, and do nothing else, their point would be
carried. At the very time that a separate peace was made by the
Emperor with the French, Mr. Pitt, in the House of Commons,
called him “our great and good ally.” It was but two days after
that the news came of his defection, which every thinking man
naturally expected.
‘Mr. P. seems determined to do dirty jobs to the last; whilst our
enemies are almost at our gates, the subscribers to the loyalty
loan must forsooth be rewarded because many of them are his
Parliamentary friends. Should you hear your knight open himself
on this subject, remind him that a million or a million and a half
are wanted to pay the arrears of the Civil List; that professors,
whose stipends are fixed by Acts of Parliament, are in danger of
losing the profits of a couple of years from an abominable clause
in Burke’s Bill. Remind him of a remarkable circumstance in
Sully’s memoirs. When Henry IV. was in great distress for money
it was proposed to him to decline paying any stipends to the
professors in the University of Paris. “No,” said he, with an
honest indignation, “I will never consent to that; retrench the
expense of my table instead of touching their emoluments.” Such
an answer, and such conduct in conformity to it, reflected
peculiar honour on a prince who had never been trained up in
the study of polite letters
‘Carnot[184] cannot be too much commended for ordering your
agricultural works to be translated and published. It was giving
his countrymen a mass of knowledge, founded on experiment
not to be procured in their own writers. He showed very good
sense in sacrificing party prejudices. Would Pitt have acted thus
in his situation?
‘I have not read Wilberforce’s “Practical View of Christianity,”
nor am I indeed much solicitous about it, for my faith is not built
upon establishments but on the New Testament, which I have
considered with as much attention as most of our divines. W. is a
strict Calvinist, and is therefore orthodox, for he is supported by
our Articles of Religion. I who think that the Articles on this head
are not founded on Scripture, am a heretic, as I take you to be
also. It is very observable that the young theologians of Geneva
are at this day instructed much more in Ostervald’s[185]
Catechism than in Calvin’s books. The death of that worthy man
and excellent master of Italian, Isola, is an exceedingly great loss
to me, for he has managed all my little concerns at Cambridge
for twenty years. He can have left nothing for his family but his
good example. So respected was he by every one, that when a
long illness and his wife’s death prevented him from making his
usual earnings, and he was unavoidably loaded with heavy
debts, they not only raised for him 180l. by private subscriptions
in the Colleges, but in the following year the University gave him
100l. out of the public chest. I shall be very careful in
recommending his successor, for Isola always told me that most
of the Italians in England were rascals, and he therefore had no
communication with them when they came to Cambridge. I
allowed him twenty guineas a year, as few learn Italian. The
profits from teaching it are hardly sufficient to maintain one who
has a family; for parents in general are so foolish as not to
require of their sons the learning of that language, though their
intention is to send them into Italy.
‘Adieu! You will repent provoking me to write.
‘J. Symonds.’
‘Dear Sir,—It was but the other day that I became master of a
complete series of your “Annals of Agriculture;” accept my
confession and record my penitence. Having on my return from
my long peregrination on the Continent lent to a friend—who had
lent to another friend, whom we neither of us could recollect—the
twenty-five or thirty numbers which I had taken in before that
period, I postponed from time to time the completion of the series
in hopes of recovering the commencement of it. When at last
shame and necessity got the better of procrastination, what a
treasure of information burst upon me. No—so long as power
without ——— and without ——— shall have left an annual
guinea in my pocket (blanks are better here than words) not a
number of the “Annals” shall ever be wanting to my shelves.
Hold—don’t take me for a Jacobin now, nor even for a croaker.
What I allude to is not any common burden, such as you land-
owners and land-holders grunt under, but my own ten thousand
pound tax—my privilegium—a thing as new to English language
as it is to English practice—sole and peculiar fruit of the very
particular notice with which I have been honoured by ———.
‘This waits upon you with a proof of a blank pauper population
table, framed for the purpose of collecting an account of them in
as many parishes as I can. Knowing so well your zeal for all
zeal-worthy objects, and mindful of your often experienced
kindness, I cannot on this occasion harbour a doubt of your
assistance. Is it worth while to give the table the indiscriminate
circulation of your "Annals"? At any rate your editorial Majesty
will, I hope, be pleased graciously to grant unto me your royal
letters, patent or close, or both, addressed to all, and if need be,
singular, your loving subjects my fellow correspondents;
charging and exhorting them, each in his parish—and as many
other parishes as may be—to fill my tables and send in their
contributions.
‘Along with the table you will find a MS. paper, exhibiting the
importance of the information I am thus labouring to collect; you
will print it or suppress it as you think best. I also send in MS. a
table of cases calling for relief; a general map of pauper land
with all the roads to it. Few, if any, of the projects I have seen but
what have appeared (the arch-project not excepted) to bear an
exclusive—at least a predilective—reference to some of these
cases, overlooking or slighting the rest. I send it in the state in
which I propose printing it for my own book; but, in the
meantime, if it be worthy the honour of a place in the “Annals,” it
is altogether at your service. This preparatory insertion will turn
to the advantage of the work itself, if any of your correspondents
(not forgetting their editor) would have the goodness to
contribute their remarks to the emendation of it. You will not
easily conceive—few heads, at least, but yours are qualified to
conceive—the labour it has cost me to bring the two tables to
this state. As to the work at large, it will occupy two independent,
though connected volumes. Pauper systems compared; pauper
management improved—the last the romance, the Utopia, to
which I had once occasion to allude. Romance? How could it be
anything less? I mean to an author’s partial eye. In proportion as
a thing is excellent, when established, is it anything but romance,
and theory, and speculation, till the touch of the seal or the
sceptre has converted it into practice. Distress, at least, distress,
the very life and soul of romance, cannot be denied to mine; for
in this short and close-packed specimen already you behold it in
all its shapes. Magnanimous president! accomplished secretary!
ye, too, have your romance. Heaven send you a happy
catastrophe and a fettered land “a happy deliverance.” Patience!
patience! ye too, before you are comforted, must bear to be
tormented.
‘Apropos of presidents. The high priest of Ceres, having
divined or not divined my recent occupations, has been pleased
to send me a mandate in form, summoning me to devote myself
to this branch of his goddess’s service, that the fruit of my
labours may be consecrated in her temple at Whitehall; so that
whatever other requisites may fail me, I shall be in no want of
auspices.
‘I fear you will say to yourself that the Observations[186] I have
sent you are a sad farrago, but your miscellany, how superior
soever to others in subject-matter and contents, has this in
common with them, that half-formed ideas, so they have but
matter in them, are not prohibited from presenting themselves. It
is part of the character of your correspondents to have more of
substance about them than of form; and of the many
recommendations which join in drawing so much good company
to your conversazione, one, nor that the least, is the
convenience of being admitted to it in boots. Mine (you will say)
have hobnails in them; for, somehow or other, the very idea of
the person to whom I am addressing myself has insensibly
betrayed me into that sort of playful confidence—that
épanchement, as I think the French call it—which I have always
felt in his company.
‘Believe me, with the most serious respect,
‘Ever yours,
‘Jeremy Bentham.’
CHAPTER XIII