Dworkin V Philo
Dworkin V Philo
Dworkin V Philo
2007
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Green, Michael S., "Dworkin v. 1e Philosophers: A Review Essay on Justice in Robes" (2007). Faculty Publications. 22.
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DWORKIN V. THE PHILOSOPHERS: A
REVIEW ESSAY ON JUSTICE IN
ROBES
Michael Steven Green*
* Cabell Research Professor, William & Mary School of Law. Ph.D. (Philosophy), Yale Uni-
versity, 1990; J.D., Yale Law School, 1996. Thanks to Matthew Adler, Jules Coleman, and Ken
Himma for helpful comments on an earlier draft.
1. In a list Brian Leiter compiled of the most cited law professors by specialty for the academic
year 2002-2003, the number of citations to Dworkin (4750) was larger than the number of citations to
the next ten law professors writing in the philosophy of law combined. Brian R. Leiter, Top 10 Most
Cited Faculty by Areas, 2002-03, http://www.leiterrankings.com/faculty/2002faculty_impact_areas.
shtml (last visited Mar. 13, 2007).
2. See Leslie Green, Three Themes from Raz, 25 OXFORD J. LEGAL STUD. 503, 503 (2005) ("To
find another legal theorist [besides Raz] who has not only produced an indispensable body of work,
but who taught and encouraged so many jurisprudents of the next generation, one has to go back to
his forebear, H.L.A. Hart."); Brian Leiter, The Law School Observer, 5 GREEN BAG 101, 103 (2001)
("Among philosophers, [Dworkin) has long been overshadowed by Raz, who is generally thought by
specialists in the field to be the most important living legal philosopher.").
1477
1478 UNIVERSITY OF ILLINOIS LAW REVIEW [Vol. 2007
3. See Brian Leiter, The End of the Empire: Dworkin and Jurisprudence in the 21st Century, 36
RUTGERS L.J. 165, 166 (2004) ("The only good news in the story about Dworkin's impact on law and
philosophy is that most of the field declined to follow the Dworkinian path-something, interestingly,
that those not working in legal philosophy generally do not know."); Thorn Brooks, Book Review, 69
MOD. L. REV. 140, 140 (2006) ("[Dworkin's) wide readership has not translated into more than a small
number of disciples. It is quite rare to find anyone in the field identifying herself as a 'Dworkinian."').
4. RONALD DWORKIN, JUSTICE IN ROBES 35 (2006).
5. See Ronald A. Dworkin, "Natural" Law Revisited, 34 U. FLA. L. REV. 165, 165 (1982) (noting
that critics have characterized his theory as a natural law theory).
6. Most philosophers of law are positivists. Inclusive legal positivists claim that the law may
contain moral criteria of validity, but need not do so. Whether the law includes morality is ultimately
answered by social facts-namely the conventions that form the foundation of a legal system. See, e.g.,
JULES L. COLEMAN, THE PRACTICE OF PRINCIPLE 67-148 (2001) [hereinafter COLEMAN, PRACTICE
OF PRINCIPLE); H. L. A. HART, THE CONCEPT OF LAW 250-54 (2d ed. 1994); W. J. WALUCHOW,
INCLUSIVE LEGAL POSITIVISM (1994); Jules L. Coleman, Negative and Positive Positivism, 11 J. LEGAL
STUD. 139 (1982). Exclusive legal positivists agree that the criteria of legal validity are ultimately de-
termined by social facts, but argue that morality cannot be incorporated into the law at all. See Joseph
Raz, Authority, Law, and Morality, in ETHICS IN THE PUBLIC DOMAIN: ESSAYS IN ni:E MORALITY OF
LAW AND POLITICS 195 (rev. ed. 1994); Joseph Raz, Legal Positivism and the Sources of Law, in THE
AUTHORITY OF LAW: ESSAYS ON LAW AND MORALITY 37 (1979); Scott J . Shapiro, On Hart's Way
Out, in HART'S POSTSCRIPT: ESSAYS ON THE POSTSCRIPT TO THE CONCEPT OF LAW 149 (Jules Cole-
maned., 2001).
7. See, e.g., JOHNFINNIS,NATURALLAW AND NATURAL RIGHTS (1980).
8. See, e.g., Stephen R. Perry, Interpretation and Methodology in Legal Theory , in LAW AND
INTERPRETATION (Andrei Marmor ed., 1995).
9. See Michael Moore, Law as a Functional Kind, in NATURAL LAW THEORY:
CONTEMPORARY ESSAYS 188 (Robert P. George ed., 1992).
10. Only Dworkin's arguments have been described as "riddled with philosophical confusions,"
COLEMAN, PRACTICE OF PRINCIPLE, supra note 6, at 155, and "largely without philosophical merit,"
Brian Leiter, supra note 3, at 166.
11. See RONALD DWORKIN, LAW'S EMPIRE 45-46 (1986).
12. Indeed, according to Brian Leiter, it "has by now been subjected to so many withering criti-
cisms, that . .. if any argument is no longer worth discussing, it is this one." Brian Leiter, Beyond the
Hart!Dworkin Debate, 48 AM. J. JURIS. 17,31 n.49 (2003).
No.5] DWORKIN V. THE PHILOSOPHERS 1479
16. HART, supra note 6, at 94. The existence of a legal system also requires that the primary
rules that are valid according to the criteria are generally-although not necessarily a/ways-obeyed
by the population. /d. at 116-17.
17. On the complexity of these criteria in the American legal system, see Michael Steven Green,
Legal Revolutions: Six Mistakes About Discontinuity in the Legal Order, 83 N.C. L. REV. 331, 343-51,
358--60, 374-82 (2005) , and Kent Greenawalt, The Rule of Recognition and the Constitution , 85 MICH.
L. REV. 621, 630--60 (1987).
18. In fact, sometimes Hart speaks of the rule of recognition not as a social practice but as a
proposition specifying the criteria of legal validity within the legal system. See Benjamin C. Zipursky,
The Model of Social Facts, in HART'S POSTSCRIPT: ESSAYS ON THE POSTSCRIPT TO THE CONCEPT OF
LAW, supra note 6, at 219, 227-28. But he also uses the term to refer to the social fact that a certain
rule of recognition (in the propositional sense) is practiced by officials. The proposition is practiced in
the sense that officials agree to enforce only that which satisfies the criteria in the proposition. On the
distinction between a rule of recognition in the propositional sense and the practice of that rule, see
COLEMAN, PRACTICE OF PRINCIPLE, supra note 6, at 77-78.
19. DwORKIN, supra note 4, at 9.
20. Judges might disagree about how a case should tum out even though they agreed on en-
forcement criteria, for they might disagree about whether those criteria are in fact satisfied. They
might agree, for example, that t.he case could be resolved only by a statute validly enacted by the legis-
lature, but disagree about whether the legislative quorum required for valid enactment was satisfied
because the presence of a legislator at the time of voting was in dispute.
No.5] DWORKIN V. THE PHILOSOPHERS 1481
21. In speaking of Hart's theory as conventionalist, I mean only and vaguely that the rule of rec-
ognition rests upon agreement. I do not take a stand on whether it should be understood as a conven-
tion in the sense articulated by David Lewis, that is, as a solution to a coordination problem. DAVID
LEWIS, CONVENTION: A PHILOSOPHICAL STUDY (1969). For such an account of the rule of recogni·
tion, see Jules Coleman, lncorporationism, Conventionality, and the Practical Difference Thesis, in
HART'S POSTSCRIPT: ESSAYS ON THE POSTSCRIPT TO THE CONCEPT OF LAW, supra note 6, at 99, 114-
22; Gerald J. Postema, Coordination and Convention at the Foundations of Law, 11 J. LEGAL STUD.
165 (1982). Nor do I take a stand on whether it should be understood as a shared cooperative activity
in Michael Bratman's sense. Michael E. Bratman, Shared Cooperative Activity: Three Features, 101
PHIL. REV. 327 (1992). For such an account of the rule of recognition, see COLEMAN, PRACTICE OF
PRINCIPLE, supra note 6, at 96-99.
22. DWORKIN, supra note 4, at 7.
23. !d. at 8.
1482 UNIVERSITY OF ILLINOIS LAW REVIEW [Vol. 2007
tion enters into the question whether she is legally entitled to what
she asked. So far as the law is concerned, he would have said, she
must lose. 24
The truth is, for Hart's theory to say that Sorenson loses, Dworkin must
also assume that the statutes and past decisions did not leave her case le-
gally indeterminate. After all, it is common for the rule of recognition of
a jurisdiction to allow courts to create new law, on the basis of moral
considerations, when the law is silent on a matter.
Nevertheless, the fact remains that Sorenson's case is treated differ-
ently under Hart's theory compared to Dworkin's. According to Hart's
theory, morality is relevant to Sorenson's case only if officials agree that
it is. For Dworkin, in contrast, the law concerning Sorenson's case is al-
ways answered "by asking whether the best justification of negligence
law as a whole contains a moral principle that would require that result
in her circumstances." 25 Moral considerations are always relevant, even
if officials in the jurisdiction disagree on this matter, and so it always is
possible that the law is on Sorenson's side.
Dworkin's theory of law is nonconventionalist because the criteria
identifying the law of a jurisdiction are not necessarily those currently
accepted by people in the jurisdiction. Currently, no one in the jurisdic-
tion agrees about how Sorenson's case should be answered or they agree
that she should lose. But there nevertheless can be law on the matter on
the basis of which she should win- namely if such law follows from the
best moral justification of negligence law. But Dworkin's theory of law is
not completely insensitive to the attitudes of people in the jurisdiction,
for the materials upon which the moral interpretation works are identi-
fied by these attitudes. The question is the best moral justification of the
negligence law of Sorenson's jurisdiction, not whatever is morally best
simpliciter. For this reason, the criteria identifying the valid law of a ju-
risdiction, although always taking morality into account, will do so in dif-
ferent ways as one moves from one jurisdiction to the next.
the more concrete efforts of lawyers and judges to determine what is le-
gal or illegal.32
But even though Dworkin sees the investigation of the doctrinal
concept of law as situated within concrete judgments of legality and ille-
gality, he nevertheless agrees with Hart that a general theory of law can
be arrived at by revealing the content of this concept of law. 33 Dworkin
thinks that his theory of law is the proper account of the content of this
concept. 34
C. Conventionalist (Meta)semantics
Both Hart and Dworkin understand their theories of law as reveal-
ing the content of the concept of law. For this reason, both theories of
law can be understood as semantic. To make a semantic claim is to iden-
tify the meaning of a word-or the content of a concept associated with
the word. For example, to say that the content of the concept of bache-
lor is unmarried male (or that "bachelor" means unmarried male) is to
make a semantic claim. Both Hart's and Dworkin's theories of law can
be understood as semantic, for both are accounts of the content of the
concept of law.
But there is a different sense of the word "semantic," which refers
not to claims about what the content of a concept (or the meaning of a
word) is, but rather to claims about how this content or meaning is gen-
erated. Sometimes the term "metasemantic" is used to identify semantic
claims in this second sense. 35 The view that "bachelor" means unmarried
male says nothing about why "bachelor" has this meaning and so is not a
metasemantic claim. Likewise, Hart's and Dworkin's theories of law are
not metasemantic, for in saying what the content of the concept of law is,
they do not say anything about how it came to have this content.
Dworkin primarily uses the term "semantic" in this second, meta-
semantic, sense. For example, in Justice in Robes, he describes as "se-
32. /d. at 140--86. As we shall see later, it might be the case that Hart, like Dworkin, did not in-
sist upon a neat separation between the analysis of the concept of law and concrete applications of the
concept.
33. For example, in Justice in Robes, Dworkin notes that " [i]n one respect ... [Hart and I] are in
the same boat. We both believe that we will understand legal practice and phenomena better if we
undertake to study, not law in some particular manifestation, like the law of product liability in Scot-
land, but the very concept of law." Id. at 145; see also id. at 8--9 (stating that an account of the doc-
trinal concept of law is the development of. a " general theory of law").
34. He does not join Quine, who questions the very existence of philosophical truths that follow
from the content of a concept. He is not a skeptic about conceptual analysis. W. V. Quine, Two Dog-
mas of Empiricism, 60 PHIL. REV. 20, 20-34 (1951). For a Quinean position in the philosophy of law,
see Brian Leiter, Legal Realism, Hard Positivism, and the Limits of Conceptual Analysis, in HART'S
POSTSCRIPT: ESSAYS ON THE POSTSCRIPT TO THE CONCEPT OF LAW, supra note 6, at 355, 357.
35. David Kaplan, Afterthoughts, in THEMES FROM KAPLAN 565, 573-76 (Joseph Almog et al.
eds., 1989); see also Coleman & Simchen, supra note 29, at 12, 18; Michael Steven Green, Dworkin's
Fallacy, Or What the Philosophy of Language Can't Teach Us About the Law, 89 VA. L. REV. 1897,
1905 n.21 (2003).
No.5] DWORKIN V. THE PHILOSOPHERS 1485
36. DWORKIN, supra note 4, at 9. In Law's Empire, Dworkin also describes this metasemantic
position as the view that "[w]e follow shared rules ... in using any word: these rules set out criteria
that supply the word's meaning." DWORKIN, supra note 11, at 31.
37. DWORKIN, supra note 4, at 9.
38. For a fuller description of the metasemantic conventionalist approach, see Green, supra note
35. at 1899-1903.
39. DWORKIN, supra note 4, at 9-12.
1486 UNIVERSITY OF ILLINOIS LAW REVIEW [Vol. 2007
40. /d.
41. DWORKIN, supra note 11, at 73.
42. DWORKIN, supra note 4, at 223-26; DWORKIN, supra note 11, at 43-46.
43. DWORKIN, supra note 4, at 10.
44. /d. at 152.
No.5] DWORKIN V. THE PHILOSOPHERS 1487
What these concepts are about has no natural structure that could be sci-
entifically investigated: "(P)hilosophical analysis of political concepts
cannot be shown to be descriptive on the model of scientific investigation
into natural kinds. Liberty has no DNA." 45 And neither does the law.46
Another. reason not to apply natural-kind metasemantics to the
concept of law is that this metasemantics is still conventionalist in the
sense that content depends upon agreement concerning paradigm sam-
ples. And certain concepts can lack even that level of agreement: "Peo-
ple can share ... a concept even when they disagree dramatically about
its instances."47 A metasemantic theory about such a concept "cannot
simply ... excavate the deep structure of what people mainly agree are
instances."48
Dworkin's metasemantic theory is more radically nonconventional-
ist than the natural-kind approach. The content of a concept can outstrip
the current beliefs and attitudes of those using the concept even concern-
ing paradigm samples. The fact that there is disagreement, even perva-
sive disagreement, about what falls under a concept does not mean that
the concept is not shared or that there is no fact of the matter about what
falls under the concept.49
57. Indeed, it is arguable that there is nothing that conventionalist metasemantics excludes as the
content of a criteria! concept. Assume that it is claimed to exclude a candidate content. To be a plau-
sible candidate, what the content is must be described by describing what it is about. (For example,
the content bachelor can be described by saying that it is about unmarried males.) One has not ade-
quately described a candidate content simply by saying that it is about an indescribable something, for
the metasemantic conventionalist could simply deny that thinking about this indescribable something
is thinking about anything at all. But once a description of the content is offered, the description itself
could be the criteria agreed upon for using a concept.
The fact that any description can be made the criteria of a concept has been taken advantage of by
defenders of conventionalist metasemantics. Consider the metasemantic theory for natural-kind
terms, discussed earlier, according to which the meaning and reference of these terms is fixed by the
underlying structure of a paradigm sample. See supra text accompanying notes 43-49. Although such
accounts appear incompatible with conventionalist metasemantics-since the underlying structures of
these paradigm samples can be unknown to those using the term-metasemantic conventionalists can
reply that the description by means of which this alternative metasemantic theory is articulated is itself
part of the criteria for using the term. The word "gold," for example, means " whatever has the same
structure as the stuff picked out by the appropriate causal-historical relationship with the first uses of
the term 'gold."' See, e.g., Green, supra note 35, at 1950-51; Frederick W. Kroon , Causal Descriptiv-
ism, 65 AUSTRALASIAN J. PHIL. 1 (1987); David Lewis, Putnam's Paradox, 62 AUSTRALASIAN J. PHIL.
221 (1984).
Indeed, if Dworkin argued that his theory of law could not be the content of a criteria! concept, he
would be saying, in effect, that conventionalist metasemantics is unable to explain how one could think
his theory of law, even to reject it. I doubt-and Dworkin never suggests-that he thinks metasemantic
conventionalism is that bad of a theory.
To say that conventionalist metasemantics renders no content unthinkable is not to say that a con-
tent cannot be unthinkable in particular circumstances. What conventionalist metasemantics makes
impossible is thinking a content that outstrips currently accepted criteria for the concept's use. Any
content can be thought if it is formed in the right way, and any content can be unthinkable if it is
formed in the wrong way.
1490 UNIVERSITY OF ILLINOIS LAW REVIEW [Vol. 2007
For this reason, conventionalist metasemantics can make conventionalist theories of law unthink-
able. Consider Dworkin, who currently accepts a nonconventionalist theory of law. According to me-
tasemantic conventionalism, when Dworkin is thinking about the law, he cannot be thinking about the
law as identified by a conventionalist theory like Hart's, because that attributes a content to Dworkin's
concept of law that outstrips the criteria for using the concept that Dworkin currently accepts. For the
metasemantic conventionalist, Dworkin thinks about Hart's theory of law (in order to reject it) only
when he generates a concept whose criteria are, by stipulation, those spelled out in Hart's theory. In
contrast, nonconventionalist metasemantics would open up the possibility that Dworkin is actually
thinking about the law as identified in Hart's theory when he tries to think about the law as identified
by his own theory.
58. Green, supra note 35, at 1917-18.
No.5] DWORKIN V. THE PHILOSOPHERS 1491
mantics, he thinks that people can share a concept of law even though
they do not currently agree about the criteria for its use. This would al-
low for meaningful debate about the proper theory of law. But all this is
compatible with insisting that, according to the nonconventional criteria
that actually make up the content of the concept of law, something is the
law of a jurisdiction only if it satisfies the criteria for enforcement agreed
upon by people within that jurisdiction.
Indeed, not only is such a person possible, H. L.A. Hart was (or at
least claimed to be) just such a person. True, Hart thought that an ex-
amination of the content of the concept of law showed that the proper
theory of law was conventionalist. But he did not think that the reason
why the concept of law had this content was because language users
agreed that it did. As he put it, "the criteria of the application of a con-
cept with a constant meaning may both vary and be controversial."59 He
was no less aware than Dworkin that there was fundamental disagree-
ment between theorists of law. But he did not think that they were sim-
ply talking past one another.
If Hart was indeed a metasemantic nonconventionalist, then
Dworkin is wrong to accuse him of archimedianism, that is, of a com-
mitment to philosophy as occurring on a "second-order platform of
'meta' discourse, in which first-order concepts are defined and ex-
plored."60 Philosophy of law would be archimedian if it simply reported
the criteria people accept for using the concept of law, in a way that did
not depend upon concrete employment of the concept. Hart, however,
repudiated such a method.
Nevertheless, even if Dworkin is right that Hart was a metasemantic
conventionalist-and there are some reasons to believe that Hart was-
Dworkin's argument remains a fallacy. Dworkin is still wrong that Hart
arrived at his conventionalist theory of law because he was a metaseman-
tic conventionalist, for metasemantic conventionalism is compatible with
nonconventionalist theories of law like Dworkin's.
have a good deal to say about the rules that they use. Unless they shared
the same criteria for employing the concept of law, they would be talking
past each other. This metasemantic requirement would be satisfied, for
example, if Hart's The Concept of Law was accepted by people in Soma-
lia as a proper theory of law.
But their agreement concerning the criteria for employing the con-
cept of law would do nothing to create a rule of recognition. They have
no rule of recognition in Somalia, because officials are not actually en-
forcing norms on the basis of accepted conditions. Indeed, precisely be-
cause they all agree concerning the criteria for using the concept of law,
they would all conclude that there is no valid law in their jurisdiction at
all.6s
Because a rule of recognition is so different from the linguistic prac-
tice of using the concept of law, Dworkin finds it difficult to describe just
who the participants in this muddled linguistic/legal practice are. He of-
ten settles on lawyers, perhaps because they stand half-way between the
officials in a jurisdiction who are relevant for the rule of recognition and
the general language users who are relevant for conventionalist metase-
mantics. For example, in Justice in Robes, Dworkin claims that positiv-
ists like Hart assume that "analyzing (the concept of law) means bringing
to the surface the criteria that lawyers actually use, even if unselfcon-
sciously, in applying it."66
But this misdescribes both Hart's conventionalist theory of law and
conventionalist metasemantics. It distorts Hart's theory of law because
Hart did not think that lawyers were participants in a rule of recognition.
Assume that American officials (judges, legislators, sheriffs, regulators
and the like) took the Securities Exchange Act to be identified by the
American rule of recognition and enforced it accordingly. Hart would
say that the Securities Exchange Act was law and that lawyers who dis-
agreed were simply wrong-and were going to lose a lot of casesY
Metasemantic conventionalism is also distorted because the content
of a common concept of law is determined by the criteria agreed upon by
65. This is true even if one expands the agreement required in a conventionalist theory of law
beyond officials to include the general population in the jurisdiction. (On the question of whose prac-
tices are constitutive of a legal system, see Matthew Adler, Popular Constitutionalism and the Rule of
Recognition: Whose Practices Ground U.S. Law?, 100 Nw. U. L. REV. 719 (2006).) The point remains
that a population can agree concerning the concept of law and nevertheless not have the type of
agreement that is necessary for law according to a conventionalist theory of law. That has to be possi-
ble, for they must be able to agree that they have no law.
66. DWORKIN, supra note 4, at 31; see also id. at 225 (noting that positivist theorists of law as-
sume that the analysis of the concept of law must "consist in elucidating the tests that lawyers share,
except in borderline cases, for judging whether propositions of law are true"); DWORKIN, supra note
11, at 43 (noting that the project of semantic theories of law like Hart's is "digging out shared rules
from a careful study of what lawyers say and do").
67. Of course, because the primary rules that are valid according to the rule of recognition must
be generally-although not necessarily always-obeyed by the population, HART, supra note 6, at
116-17, it would probably be the case that most lawyers must obey the Act, however grudgingly. It
would not, however, be necessary that they think it is actually enforceable.
1494 UNIVERSITY OF ILLINOIS LAW REVIEW [Vol. 2007
68. Of course, it is possible that language-users' criteria for the concept of law specified that they
should defer to experts concerning the content and scope of the concept. Cf Coleman & Simchen,
supra note 29, at 10-11. But, once again, that would be true not because the experts said so, but be-
cause language users did.
69. DWORKIN, supra note 11, at 44.
70. /d.
No.5] DWORKIN V. THE PHILOSOPHERS 1495
they are both enforcing norms if those norms are promulgated in accor-
dance with the Constitution-even though, according to the metaseman-
tic conventionalist, they are talking past one another when they call the
norms they are enforcing "law.'m
Indeed, applying the concept of law is such a different activity from
participating in a rule of recognition that officials can have a rule of rec-
ognition without a concept of law at all. It is perfectly possible for an of-
ficial to enforce norms according to accepted criteria in her jurisdiction
without being at all aware of the general criteria that would allow her to
identify what should be called "the law" of various jurisdictions. She
might never have thought about-and be completely disinclined to think
about-how her jurisdiction and other jurisdictions have "laws" in some
common sense. This is no more impossible than someone who is able to
play the game of chess but has never come up with the concept of a
game. 72
Furthermore, even if an official has the concept of law, there is no
reason to think that she regulates her enforcement of norms on the basis
of whether they fall under the concept. She might care passionately
about abiding by the criteria in her rule of recognition-about enforcing
only those norms promulgated in accordance with the U.S. Constitution,
for example-but not care a whit about making sure that what she is en-
forcing is or is not law in a general sense. That is no more odd than the
idea of someone caring passionately about playing chess properly with-
out caring about whether what he is doing is a game.
71. For a similar argument, see COLEMAN, PRACfiCE OF PRINCIPLE, supra note 6, at 181.
72. For a similar argument, see Kenneth Einar Himma, Ambiguously Stung: Dworkin 's Semantic
Sting Reconfigured, 8 LEGAL THEORY 145, (2002).
73. HART, supra note 6, at 126.
74. Paradigm samples (such as motor cars) clearly fall under the term because we agree that they
do. /d. at 129.
1496 UNIVERSITY OF ILLINOIS LAW REVIEW (Vol. 2007
79. See David 0. Brink, Legal Theory, Legal Interpretation, and Judicial Review, 17 PHIL. & PUB.
AFF. 105 (1988).
80. HART, supra note 6, at 126.
81. Stavropoulos, supra note 26, at 59, 61.
82. See Brian Bix, Can Theories of Meaning and Reference Solve the Problem of Legal Determi·
nacy?, 16 RATIO JURIS 281 (2003); Green, supra note 35, at 1946-48.
1498 UNIVERSITY OF ILLINOIS LAW REVIEW [Vol. 2007
Dworkin's, according to which the criteria for the valid laws in a jurisdic-
tion are not limited to what officials in the jurisdiction consider to be
law. 83
By the same token, Dworkin's claim that metasemantic convention-
alism forces us to conclude that judges who disagree about the criteria of
legality in their jurisdiction must be talking past one another remains
false. It is true that the metasemantic conventionalist might have to treat
judges disagreeing about whether an item falls under a certain concept
(such as "stealing" or "vehicle") as talking past one another. These are
the examples of hard cases that Stavropoulos emphasizes. But Dworkin
emphasizes hard cases that result from judges disagreeing about the cri-
teria in the rule of recognition. And, as we have seen, there is no reason
to think that this type of disagreement means that judges have different
concepts of law and so are talking past one another. For judges might
share a concept of law-like Dworkin's-that embraces such disagree-
ment.
83. Indeed, at one point in Justice in Robes, Dworkin suggests he is such a person. He argues
that interpretive concepts, like the concept of law as he understands it, "require that people share a
practice: they must converge in actually treating the concept as interpretive." DWORKIN, supra note 4,
at 11. Dworkin appears to argue that the concept of law has the content to which he assigns it because
people agree that it does.
The same idea pops up in Law's Empire. He argues that the concept of law is interpretive because
"(j]udges normally recognize a duty to continue rather than discard the practice they have joined. So
they develop, in response to their own convictions and instincts, working theories about the best inter-
pretation of their responsibilities under that practice." DWORKIN, supra note 11, at 87. Once again,
Dworkin suggests that language-users' current attitudes are what determine the contents of their con-
cepts.
84. I rejected Dworkin's argument in Green, supra note 35, at 1927-29.
85. Timothy Endicott, Law and Language, in THE STANFORD ENCYCLOPEDIA OF PHILOSOPHY
(Edward N. Zalta ed., Winter 2007 ed.), http://plato.stanford.edu/entries/law-language/.
86. /d.
No.5) DWORKIN V. THE PHILOSOPHERS 1499
law. As Ken Himma has put this point: "Dworkin conflates the claim
that the concept of law can be explained in terms of shared criteria with
the claim that the grounds of law are exhausted by shared factual criteria
of legal validity."87 Or as Dennis Patterson has put it: "Dworkin confuses
the view that the content of the rule of recognition is determined by
shared criteria, which is a positivist view, with the view that the meaning
of the word 'law' is determined by shared criteria. The latter is no part of
the theory of positivism."88 Not only can officials share the same criteria
in a rule of recognition while having different concepts of law, they can
share a rule of recognition without having a concept of law at all. As Jo-
seph Raz has put it: "The point is that Uudges') duty (under the system in
whose courts they sit) is to judge in accordance with the rules of that sys-
tem, and it matters not at all whether these rules are legal ones ....
[T]here could be legal systems in cultures that do not have the concept of
law."89
Conversely, the fact that there is disagreement in a rule of recogni-
tion does not mean that officials are employing different concepts of law
and so talking past one another. As Hart himself put it, Dworkin was
mistaken to think that "if the criteria for the identification of the grounds
of law were not uncontroversially fixed, 'law' would mean different
things to different people."90
Is it really true that Dworkin is all alone against these philosophers?
Does he have no allies? I do not know whether Dworkin has found some
private defenders. But I have found no one defending the argument in
print. Furthermore, the two allies that Dworkin points to in Justice in
Robes, abandon him here.
The first is Nicos Stavropoulos. The essay by Stavropoulos that
Dworkin cites as defending his interpretation of Hart has been discussed
above. 91 In it, Stavropoulos accuses Hart of metasemantic conventional-
ism and argues that because of this metasemantics, Hart cannot account
for why judges disagreeing about the applicability of a concept (such as
the concept of a vehicle) in a hard case are not talking past one another. 92
But Stavropoulos never suggests that Hart held a conventionalist theory
of law because he had a conventionalist metasemantics, nor does he ar-
gue that disagreement over the criteria in a rule of recognition means that
those disagreeing hold different concepts of law.
The second ally is Stephen Perry. 93 But, once again, in the essay
Dworkin cites, Perry does not defend Dworkin's argument that Hart's
conventionalist theory of law follows from conventionalist metaseman-
tics. Indeed, the topic does not come up in the essay at all. 94
F. Dworkin's Response
So how does Dworkin, besieged and friendless, respond to these
criticisms? His most pointed response is in chapter seven of Justice in
Robes, where he reviews Jules Coleman's book The Practice of Principle.
In this book, Coleman criticized Dworkin's "semantic sting" argument
for the same reason the rest of the philosophers have, because Dworkin
confuses agreement in a rule of recognition with agreement in the
linguistic practice of using the concept of law. As Coleman puts it,
people "can use different factual criteria for determining whether
something is legally binding without disagreeing about the meaning or
concept of law. " 95
93. See Stephen R. Perry, Hart"s Methodological Positivism, in HART'S POSTSCRIPT: ESSAYS ON
THE POSTSCRIPT TO THE CONCEPT OF LAW, supra note 6, at 311. Dworkin mentions this essay at
DWORKIN, supra note 4, at 31 & 265 n.23.
94. Indeed Perry suggests, contrary to Dworkin, that Hart was not a metasemantic conventional-
ist. Rather, he engaged in a form of conceptual analysis very similar to Dworkin's own approach.
Perry, supra note 93, at 312-13.
It is worth noting that in a review of Coleman's book, Perry acknowledges that Coleman's critique
of Dworkin's semantic sting argument is correct:
Coleman asserts it is possible to disagree about the content of the concept of law while agreeing
about the criteria of legality in a particular legal system. He also asserts, more importantly, that it
is possible to agree about the content of the concept while disagreeing about the criteria in a par-
ticular system. He is clearly right on both counts. He is also right that in Law's Empire Dworkin
did not distinguish as clearly as he should have done between the criteria for applying the term
"law" and the criteria of legality in particular legal systems.
Stephen R. Perry, Method and Principle in Legal Theory, 111 YALE L.J. 1757, 1800-01 (2002). He
agrees with Coleman that two Dworkinians can be understood as agreeing concerning the content of
the concept of law even though they disagree about the criteria of validity within their legal system.
Perry does offer a different interpretation of Dworkin's argument, however, according to which
"this carelessness on Dworkin's part may well be nothing more than harmless error." /d. at 1801. As
Perry notes, it is clearly possible for there to be theoretical disagreement about the criteria of validity
in a legal system, that is, disagreement that is motivated by different theories of law. Perry offers as an
example the disagreement between inclusive and exclusive legal positivists:
It follows that we cannot determine which theory of law we should adopt simply by looking for
agreement about the content of the concept of law, because there is no such agreement. In this
sense, we can agree with Dworkin's rejection of "semantic" theories (without, it should be noted,
having to accept his claim that substantive positivist theories have heretofore all been semantic in
character).
/d. at 1802. Perry's point is that the disagreement between those offering different theories of law sug-
gests that conventionalist metasemantics cannot be true. For these people do not feel as if they are
talking past one another. But this is not all that there is to Dworkin's argument. Dworkin does not
merely suggest that conventionalist metasemantics cannot explain theoretical disagreement concerning
the law. On that matter Coleman agrees. Dworkin also argues that conventionalist theories of law
like Hart's follow from conventionalist metasemantics. Perry refuses to sign on to this part of
Dworkin's argument. He refuses to accept "[Dworkin's] claim that substantive positivist th.::ories have
heretofore been [meta]semantic in character." /d.
95. COLEMAN, PRACTICE AND PRINCIPLE, supra note 6, at 181.
No.5] DWORKIN V. THE PHILOSOPHERS 1501
To show why this is the case, Coleman asks us to consider two peo-
ple who disagree concerning the criteria for enforcement in their jurisdic-
tion and who nevertheless insist that there is law answering a hard case.
It does not follow that they disagree concerning the content of the con-
cept of law. For, as we have seen, they may agree on a nonconventional-
ist theory of law, like Dworkin's, that allows for right answers even in the
face of their disagreement. As Coleman puts it:
Suppose, for example, that we share the view that law is a contest-
able concept in the sense that wherever there is law, what the law is
is always a matter of potential dispute, and requires an interpretive
practice. Indeed our disagreement about what the criteria of legal-
ity in our community are makes perfectly good sense to us in part
because such disagreement is part of what we take law to be-part
of our shared understanding of the kind of thing it is. Thus, not
only is disagreement about the criteria of legality in our community
compatible with our sharing the same criteria for applying the con-
cept of law, in this case our disagreement about the criteria of legal-
ity in our community is intelligible to us just because we share the
same criteria for applying the concept.96
In short, a Dworkinian theory of law can be the content of a criteria!
concept.
Dworkin begins his reply by noting that both he and Coleman reject
conventionalist (or criteria!) metasemantics:
Lawyers share the concept of law as what I call an interpretive (or
essentially contested) concept. They do not agree on criteria for
applying the claim "it is the law that," but rather offer rival
interpretations of paradigm propositions of that form that they both
accept, and then extract from these paradigm propositions different
criteria for applying the judgment "it is the law that" to fresh cases.
about which they disagree. Coleman ... also endorses this view
about how lawyers employ the concept of law. 97
Dworkin is correct that Coleman rejects conventionalist metasemantics.
Coleman agrees that the true content of the concept of law cannot be
simply read off the accepted criteria for using the concept. People can
share a concept even though they disagree on criteria for its use.
But Dworkin takes his metasemantic agreement with Coleman to
mean that the people in Coleman's example disagree about the criteria
for using the concept of law. This is false. It is true that Coleman
believes that agreement on the criteria for using the concept of law is not
necessary for sharing the same concept of law. But it hardly follows from
this that people can never agree on these criteria. And Coleman is
offering an example of two people who in fact do agree on these criteria.
The point of his example is to show that it is possible for these people to
disagree in hard cases despite this other form of agreement.
Having understood Coleman's example as concerning people who
disagree concerning the criteria for using the concept of law, Dworkin
finds it easy to dismiss:
So what is my "fundamental" -or, as he also says, "deeply embed-
ded" -confusion? His explanation comes to this: if I am right that
lawyers share the concept of law as an interpretive concept, then,
contrary to what I say, they actually do agree about criteria for ap-
plying the concept. They agree that it should be applied in the in-
terpretive manner that I described. But this explanation misunder-
stands what I meant when I said that lawyers do not share criteria; I
clearly meant that they do not agree on a single set of tests for de-
ciding which propositions of law are true. Since Coleman agrees, it
remains mysterious why he supposes that I am confused.98
But Coleman does not accept that the people in his example "do not
agree on a single set of tests for deciding which propositions of law are
true." As he made clear, they "shar[e] the same criteria for applying the
concept of law" and have a "shared understanding of the kind of thing
[the law] is." 99 True, Coleman himself thinks that agreement on criteria
is not necessary for sharing a concept. But the point of his example is
solely to show that disagreement in a hard case does not entail disagree-
ment about criteria for using the concept of law.
Of course, by saying that the two people "do not agree on a single
set of tests for deciding which propositions of law are true," Dworkin
might mean that they do not agree on the enforcement criteria in their
jurisdiction. This is indeed something that Coleman accepts about his ex-
ample. But the fact remains that despite- indeed because of- this dis-
agreement concerning the rule of recognition, the people in his example
nevertheless agree concerning the criteria for applying the concept of law
because they share a nonconventionalist theory of law, like Dworkin's, in
which the law is whatever follows from the best moral interpretation of
standing lawY)() The fact that they disagree in a hard case would not
mean that they assign different contents to the concept of law. This
shows that Dworkin's semantic sting argument is wrong. And Dworkin
has managed to say nothing in response.
CONCLUSION
how crucial to his rejection of Hart. In fact, Dworkin has offered other
powerful arguments against Hart's theory of law, arguments that appeal
to Hart's inability to arrive at a coherent account of legal obligation. I
have indicated my own sympathies to this part of Dworkin's critique of
Hart elsewhere. 101 But I'm afraid that until Dworkin abandons his se-
mantic sting argument, his critique of Hart-and his philosophy of law as
a whole-are not going to get the hearing they deserve.
101. See Michael Steven Green, Legal Realism as Theory of Law, 46 WM. & MARY L. REV. 1915,
1939-56 (2005).