1302 6443v5
1302 6443v5
Abstract. Steinhaus proved that given a positive integer n, one may find a circle sur-
arXiv:1302.6443v5 [math.FA] 15 Sep 2016
rounding exactly n points of the integer lattice. This statement has been recently extended
to Hilbert spaces by Zwoleński, who replaced the integer lattice by any infinite set that
intersects every ball in at most finitely many points. We investigate Banach spaces satis-
fying this property, which we call (S), and characterise them by means of a new geometric
property of the unit sphere which allows us to show, e.g., that all strictly convex norms
have (S), nonetheless, there are plenty of non-strictly convex norms satisfying (S). We also
study the corresponding renorming problem.
that property with Hilbert spaces, yet of a very different nature. Our first main result then
reads as follows.
Theorem A. Let X be a Banach space. The following assertions are equivalent:
(S) X has Steinhaus’ property;
(S1 ) for any quasi-finite set A ⊂ X there exists a dense set Y ⊂ X such that for every
y ∈ Y there exists a ball B centred at y with |A ∩ B| = 1;
(S’) for all x, y ∈ X with x 6= y, kxk = kyk = 1 and each δ > 0 there exists a z ∈ X
with kzk < δ such that one of the vectors x + z and y + z has norm greater than
1, whereas the other has norm smaller than 1;
(S”) for all x, y ∈ X with x 6= y, kxk = kyk = 1 and each δ > 0 there exists a z ∈ X
with kzk < δ such that kx + zk =6 ky + zk.
In other words, condition (S”) means exactly that one cannot find a neighbourhood of
parallel line segments on the unit sphere of equal length. This seems to be a new geometric
property which, as we will see, is essentially weaker than strict convexity. Notice that, in
contrast to many other classical properties, property (S) is not inherited by subspaces and,
in a sense, is neither local nor global.
Properties (S’) and (S”) are related to another (weaker) property of ‘non-flatness’ of the
unit sphere:
(F) the unit sphere SX of X does not contain any flat faces, that is to say, there is no
non-empty subset of SX , open in the relative norm topology, that is contained in
a hyperplane.
Here by a hyperplane of X we understand a translation of a subspace of X of codimension 1,
i.e., a set of the form x + ker(x∗ ) for some x ∈ X and x∗ ∈ X ∗ . Note, p however, that (F)
does not imply (S”) that is witnessed by the norm k(x, y, z)k = max{ x2 + y 2 , |z|} for
(x, y, z) ∈ R3 (consider the points (1, 0, 0) and (1, 0, 21 )). However, whether every Banach
space admits a renorming satisfying (F) seems to be an attractive open problem.
We employ the announced equivalence to extend Zwoleński’s result to strictly convex
Banach spaces (Corollary 2). It is well-known that not every Banach space admits a strictly
convex renorming, just to mention the examples of `∞ (Γ) for any uncountable set Γ (see
[4] and [5, §4.5]) or the quotient space `∞ /c0 ([3]). This motivates the question of whether
strict convexity and property (S) are equivalent at the level of renormings, and a negative
answer is a part of our next result.
Theorem B. Assuming that the continuum is a real-valued measurable cardinal, there
exists a non-strictly convexifable Banach space whose norm satisfies (S). Moreover, for any
Banach space X we have:
(i) if dim X 6 2, then X has property (S) if and only if X is strictly convex;
(ii) if dim X > 2 and X admits a renorming with property (S), then it also admits
a non-strictly convex renorming with property (S).
Solovay ([10]) proved that the assertion that the continuum is a real-valued cardinal is
equiconsistent with the existence of a two-valued measurable cardinal number, therefore
STEINHAUS’ LATTICE-POINT PROBLEM 3
its consistency cannot be proved in ZFC alone (assuming of course that ZFC itself is
consistent). Interestingly, our construction in this universe is possible because the real-
valued measurability of the continuum implies the failure of the Continuum Hypothesis
([2, p. 131]) and we take advantage not only of pleasant measure-theoretic properties of
the continuum but also of the existence of an uncountable cardinal number below it.
It seems unlikely that real-measurability of the continuum is really necessary to show
that there exist Banach spaces with (S) but which do not have a strictly convex renorming.
This leaves the question of possibility of such constructions in ZFC open.
2. Proof of Theorem A
Proof of Theorem A. Since the implications (S) ⇒ (S1 ) and (S’) ⇒ (S”) hold true trivially,
it is enough to prove that (S1 ) ⇒ (S’), (S’) ⇒ (S) and (S”) ⇒ (S’).
(S1 ) ⇒ (S’): Suppose that (S1 ) holds. Fix any δ > 0 and x, y ∈ X with x 6= y,
kxk = kyk = 1. Consider any quasi-finite set A ⊂ X such that A ∩ (1 + δ)BX = {x, y},
where BX stands for the closed unit ball of X. According to (S1 ), there is a u ∈ X,
kuk < δ/2, such that for some r > 0 the open ball B(u, r) contains exactly one element of
A. Suppose there is an a ∈ A \ {x, y} belonging to B(u, r). Then
δ δ
r > ka − uk > kak − kuk > (1 + δ) − =1+ ,
2 2
hence kx − uk < r, that is x ∈ B(u, r); a contradiction. Consequently, B(u, r) contains
exactly one of the points x and y, say x ∈ B(u, r) and y 6∈ B(u, r). Then
δ δ
1− < kx − uk < r 6 ky − uk < 1 + .
2 2
Suppose that r 6 1, r = 1 − ε with some ε ∈ [0, δ/2) and take any number ρ satisfying
n δ o
0 < ρ < min r − kx − uk, − ε .
2
Obviously, we may find v ∈ X with kvk 6 ε + ρ such that ky − (u + v)k > r + ε + ρ > 1.
Then we also have
kx − (u + v)k 6 kx − uk + kvk < r − ρ + kvk 6 1.
Therefore, setting z = −(u+v) completes the proof of our claim, since we have the estimate
ku + vk < ε + ρ + δ/2 < δ. We proceed similarly in the case where r > 1 so the proof of
(S1 ) ⇒ (S’) is then complete.
(S’) ⇒ (S): Let X be a Banach space X that satisfies (S’) and let A ⊂ X be a quasi-finite
set. For any n ∈ N set
Gn = x ∈ X : |A ∩ B(x, r)| = n for some r > 0 .
It is evident, in view of the definition of a quasi-finite set, that each Gn is an open subset
of X. We shall prove that it is also dense.
4 T. KANIA AND T. KOCHANEK
and
λu (z) = min δ, inf{α > 0 : ku + αzk > 1} (z ∈ Vu ).
By the assumption, we have Vx = Vy and λx (z) = λy (z) for every z ∈ Vx , which means that
the unit sphere looks locally the same at x and y (via the translation by y − x), namely,
(1) y − x + (B(x, δ) ∩ SX ) = B(y, δ) ∩ SX .
Pick η > 0 so small that
x+z y+z
(2) x− <δ and y− <δ if kzk < η.
kx + zk ky + zk
Now, using (S”), choose a vector z ∈ X with kzk < η so that kx + zk =6 ky + zk. We have
then two possibilities: either kx + zk 6 1 and ky + zk 6 1, or kx + zk > 1 and ky + zk > 1.
We shall consider the former case; for the latter one the argument is similar.
With no loss of generality we can assume that kx + zk > ky + zk. Consider the function
g : [0, ∞) → [0, ∞) given by
g(α) = kx + z + α(y − x)k
which is convex, as can be easily verified. In view of (1) and (2), we have
x+z
y−x+ = 1,
kx + zk
that is, g(kx + zk) = kx + zk. We have also g(0) = kx + zk and g(1) = ky + zk < kx + zk.
This is a contradiction with the convexity of g, as the arguments: 0, kx + zk and 1 lie in
this order on the real line.
3. Examples
In this section we will demonstrate some applications of Theorem A in concrete situations.
We begin with a strengthening of Zwoleński’s result.
Given two elements x, y in a real vector space X, we denote by xy the line segment
between x and y, i.e., xy = {λx + (1 − λ)y : λ ∈ [0, 1]}.
Proposition 1. Let X be a Banach space and suppose that x, y ∈ X are distinct unit
vectors. If xy 6⊆ SX , then for each δ > 0 there is z ∈ X with kzk < δ such that one of the
vector x + z, y + z has norm greater than 1 whereas the other one has norm strictly less
than 1.
Proof. Let δ > 0 and x, y ∈ X with x 6= y, kxk = kyk = 1 be given. Then each point inside
the segment xy, joining x and y, has norm smaller than 1, whereas each point lying on the
straight line passing through x and y, but outside xy, has norm larger than 1. Therefore,
any point z ∈ X satisfying 0 < kzk < δ and x + z ∈ xy does the job.
Corollary 2. Every strictly convex Banach space X satisfies (S).
6 T. KANIA AND T. KOCHANEK
Now, we will see that strictly convex spaces do not exhaust the whole class of Banach
spaces satisfying Steinhaus’ condition. In fact, these two classes differ already in dimension
three. The following construction will also serve as a base for the proof of Theorem B.
Example 3. We claim that there exists a norm ||| · ||| in R3 such that (R3 , ||| · |||) contains
`2∞ isometrically (and hence is not strictly convex), nonetheless it satisfies condition (S).
We are indebted to the referee for suggesting the following example which significantly
simplified our original construction.
First, observe that the negation of (S”) easily implies that there are two different points
x and y on the unit sphere and δ > 0 so that kx + zk = kw + zk whenever kzk < δ and
w ∈ xy. In other words, if a given Banach space fails Steinhaus’ condition, then there must
be a ‘neighbourhood’ of segments on the unit sphere. Having this in mind we set
B = {(x1 , x2 , x3 ) ∈ [−1, 1]3 : |x3 | 6 f (x1 , x2 )},
where f : [−1, 1]2 → [0, 1] is any continuous function satisfying the equations f (0, 0) = 1
and f (−x1 , −x2 ) = f (x1 , x2 ) which vanishes on the boundary of [−1, 1]2 and is strictly
concave on (−1, 1)2 . For example, we can take f (x1 , x2 ) = (1 − |x1 |)p (1 − |x2 |)p with
0 < p < 21 . Then, let ||| · ||| be the norm on R3 defined as the Minkowski functional of
B. Since there are only four segments lying on the unit sphere (the edges of the square
[−1, 1]2 ×{0}), the Banach space (R3 , ||| · |||) satisfies Steinhaus’ condition due to the remark
above.
It is worth noticing a simple geometrical feature of B which makes ||| · ||| satisfy condition
(S’). Namely, considering any two different points x = (t, 1, 0) and y = (u, 1, 0) with
0 6 t < u < 1 we see that the curve lying on B that starts at x and is parallel to the x2 x3 -
plane is flatter at the point x than its counterpart at the point y. Therefore, for a given
δ > 0, one can take a vector z ∈ R3 with kzk < δ of the form z = (0, v, w) to guarantee that
exactly one (more precisely: the latter one) of the vectors x+z, y+z goes outside of B. For
any other two points our claim is either trivial or analogous. The upper part of the ball B
defined as above with p = 13 , as well as some contour lines illustrating the above-mentioned
flattening effect, are depicted in the two figures below.
STEINHAUS’ LATTICE-POINT PROBLEM 7
Remark 4. The above example shows that there is a Banach space X satisfying (S’), but
containing a pair of distinct vectors x, y ∈ X, with kxk = kyk = 1, such that for some
δ > 0 it is impossible to increase kxk and decrease kyk by adding to x and y the same
vector z ∈ X with kzk < δ. In other words, condition (S’) cannot be strengthened by
claiming which one of x + z and y + z has norm greater than 1.
Remark 5. Of course, if X is a non-strictly convex Banach space with dim X = 2, then
condition (S’) fails to hold. Therefore, Steinhaus’ condition is equivalent to strict convexity
in the class of Banach space with dimension at most 2.
The next corollary demonstrates that the classical L1 (µ)-spaces for atomless measures
µ also satisfy Steinhaus’ condition, giving thus another example of a non-strictly convex
space with this property. Recall that a set A in a measure space is called an atom if
µ(A) > 0 and µ(B) ∈ {0, µ(A)} for every measurable subset B of A.
Proposition 6. Let (Ω, Σ, µ) be a measure space. Then, the space L1 (µ) satisfies (S) if
and only if Ω contains at most one atom (up to measure-zero sets).
Proof. By Luther’s theorem [8], there is a decomposition µ = µ1 + µ2 with µ1 being semi-
finite (i.e., for each A ∈ Σ with µ1 (A) = ∞, there is a subset B ∈ Σ of A such that
0 < µ1 (B) < ∞) and µ2 being degenerate (i.e., the range of µ2 is contained in {0, ∞}).
The space L1 (µ) is then isometrically isomorphic to L1 (µ1 ) (for any f ∈ L1 (µ) we have
µ2 ({x : f (x) 6= 0}) = 0, thus the identity map yields the desired isometry). Therefore, we
consider only the case where µ is semi-finite.
First, suppose that (Ω, Σ, µ) is atomless. Fix two functions f, g ∈ L1 (µ) with f 6= g and
kf k = kgk = 1, and let δ > 0 be given. Interchanging f and g, if necessary, we may assume
that there is a set F ∈ Σ such that 0 < µ(F ) < ∞ and f (ω) > g(ω) for ω ∈ F . Since
∞ n
[ 1o
F = ω ∈ F : f (ω) > g(ω) + ,
n=1
n
we may also suppose that for some ε > 0 and all ω ∈ F we have f (ω) > g(ω) + ε.
Approximating f and g by step functions we may find a measurable set F 0 ⊂ F with
µ(F 0 ) > 0 and some cf , cg ∈ R such that
ε ε
|f (ω) − cf | < and |g(ω) − cg | < (ω ∈ F 0 ).
5 5
Hence, cf > cg + 35 ε and mf > Mg + 15 ε, where mf = ess inf f (F 0 ) and Mg = ess sup g(F 0 ).
We have three possibilities:
(i) mf > 0 and Mg > 0,
(ii) mf > 0 and Mg < 0,
(iii) mf 6 0 and Mg < 0.
With no loss of generality suppose that either (i) or (ii) occurs (the case (iii) is analogous
to (i)). Then there is a positive number d such that |mf − d| < mf and |Mg − d| > |Mg |;
indeed, in the former case we shall take any d ∈ (2Mg , 2mf ), while in the latter one any
sufficiently small d does the job.
8 T. KANIA AND T. KOCHANEK
map ϕ1 : K \ U → [0, 1/2] such that ϕ1 (v) = 1/2 and ϕ1 |K\(U ∪V ) = 0. Then the mapping
ψ : K → [0, 1] defined by
ϕ(x) for x ∈ U,
ψ(x) =
ϕ1 (x) for x ∈ K \ U,
is continuous and, of course, ϕ 6= ψ. So, both functions ϕ and ψ belong to the unit sphere
of C0 (K), but for any δ ∈ (0, 1/2) condition (S’) is violated.
4. Proof of Theorem B
Here, we shall construct a Banach space with property (S) but without any strictly
convex renorming. Assume that the continuum c is a real-valued cardinal number. This
implies that there is an atomless, c-complete probability measure µ defined on the power
set of a set Ω with the cardinality of the continuum (see, e.g., [7, §543B(c)])—here, by a λ-
complete measure µ (λ is an uncountable cardinal) we understand a measure satisfying the
following condition: for every cardinal κ < λ and for every family (Aα )α<κ of measurable
sets, their union A is measurable and
n [ o
µ(A) = sup µ Aα : F ⊂ κ finite .
α∈F
The statement that the continuum is a real-valued cardinal is equiconsistent with the
existence of a two-valued measurable cardinal ([10]), which is stronger than the consistency
of ZFC alone. Banach and Kuratowski ([2, p. 131]) proved that if such a measure exists,
then the Continuum Hypothesis fails to hold, hence there exists at least one uncountable
cardinal below the continuum. We will show that for any set Γ with |Γ| < c, the Bochner
space L1 (µ, `∞ (Γ)) satisfies Steinhaus’ condition. In particular, if Γ is uncountable, such
space does not have a strictly convex renorming as it contains `∞ (Γ) embedded via constant
functions and this space does not have such a renorming by a result of Day ([4], see also
[5, §4.5]).
Theorem 8. Assume that c is a real-valued cardinal number and let Γ be a set with car-
dinality less than c. Then the Bochner space X = L1 (µ, `∞ (Γ)) has property (S) for some
atomless, probability measure µ.
Proof. As c is assumed to be a real-valued cardinal number, there exists an atomless prob-
ability measure space (Ω, ℘(Ω), µ), where Ω is a set with the cardinality of the continuum
and µ is c-complete. Then µ is the required measure.
Let f 6= g be two norm-one elements of X. Since members of X are equivalence classes
of the relation of equality almost everywhere, let us work with concrete representatives
f, g : Ω → `∞ (Γ). Fix δ > 0. There exists n0 ∈ N such that µ(Fn0 ) > 0 where
n 1o
Fn0 = ω ∈ Ω : kf (ω) − g(ω)k`∞ (Γ) > .
n0
10 T. KANIA AND T. KOCHANEK
As any two finite direct sums of the same normed spaces are isomorphic, this defines
an equivalent norm on X which obviously fails to be strictly convex. Next, we shall show
that it has property (S).
For, suppose x1 = (y1 , α1 , β1 ) and x2 = (y2 , α2 , β2 ) are two distinct points from the unit
sphere of (X, k·k0 ). If β1 6= β2 , then (k(y1 , α1 )k, β1 ) and (k(y2 , α2 )k, β2 ) are two distinct
points on the unit circle, where the norm symbol stands for the `1 -norm on Y ⊕ R. Thus,
by manipulating the coordinates α and β we obtain a vector z of the form (0, α, β), and
of arbitrarily small length, so that kx + zk0 6= ky + zk0 .
Now, suppose that β1 = β2 and hence ky1 k + |α1 | = ky2 k + |α2 |. If y1 = y2 , then it
must be α1 = −α2 6= 0, whence we easily find a desired vector z being of the form (0, α, 0).
So, assume we have y1 6= y2 . In this case, we can find z with the aid of following simple
observation:
Claim. Since Y is strictly convex and dim Y > 2, for every pair of distinct vectors y1 , y2 ∈ Y
and every δ > 0 there exists z ∈ Y such that kzk < δ and ky1 + zk − ky1 k = 6 ky2 + zk − ky2 k.
Indeed, if the vectors y1 and y2 are linearly independent, we take z = ηy1 for suitably small
η > 0. Then, ky1 + zk − ky1 k = ηky1 k and this is equal to ky2 + zk − ky2 k if and only
if ky2 + zk = ky2 k + kzk, which is impossible as the norm is strictly convex. In the case
where y2 = γy1 for some γ ∈ R, we pick any vector z that is linearly independent of y1
and satisfies kzk < δ. Then, assuming with no loss of generality that |γ| > 1, the required
condition becomes kγy1 + zk = 6 (|γ| − 1)ky1 k + ky1 + zk which again follows from the strict
convexity of Y . The claim has been thus proved.
Now, take a vector z ∈ Y as in the above claim. Then we have:
ky1 + (z, 0, 0)k0 6= ky2 + (z, 0, 0)k0 ⇐⇒
ky1 + zk + |α1 | =
6 ky2 + zk + |α2 | ⇐⇒
(because ky1 k0 = ky2 k0 and β1 = β2 )
ky1 + zk − ky1 k =
6 ky2 + zk − ky2 k,
which is true. Therefore, we have checked that (X, k·k0 ) satisfies condition (S”).
Remark 11. The last proof shows that in all dimensions > 4 there exist easy examples
of non-strictly convex Banach spaces satisfying (S). However, in the ‘`1 -`2 -sum argument’
above we heavily used the assumption that dim X > 4, so seemingly one cannot avoid a bit
more involved geometric argument in the case dim X = 3 (as in Example 3).
12 T. KANIA AND T. KOCHANEK
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