Urbansci 06 00005
Urbansci 06 00005
Urbansci 06 00005
1 Department of Economics, Business, Mathematics and Statistics “Bruno de Finetti”, University of Trieste,
Via A. Valerio 4/1, 34127 Trieste, Italy
2 Department of Civil and Environmental Engineering and Architecture, University of Cagliari,
Via Marengo 2, 09123 Cagliari, Italy; [email protected]
* Correspondence: [email protected]; Tel.: +39-040-558-7008
Abstract: The image of the Smart City recalls Lynch’s “Image of the City” (1960) and the ways in
which urban spaces are perceived by the community and users. The categories presented there hold
a physical, tangible component, related to the spatial and material aspects of the city. Talking about
Smart Cities, a little formulated and tackled question refers to what the image of the Smart City is, and
how it is possible to represent it. The debate on the Smart City regards mainly the digital component
and technological aspects, often not visible or perceivable, neglecting the more humanistic aspects
and implications. We carry on a reflection on the “image of the smart city”. We propose some possible
evolutions of the concept and research directions, in light of the new challenges posed by COVID-19
and the pandemic, as well as the need for a more human-centric approach to planning and managing
urban areas and human settlements.
Keywords: Smart City; city; urban geography; sustainable development; urban sustainability
1. Introduction
Citation: Borruso, G.; Balletto, G. The The aim of the paper is a reflection on today’s meaning and representation of the Smart
Image of the Smart City: New City. The starting point is its visualization and representation, for proposing a framework
Challenges. Urban Sci. 2022, 6, 5. for comparing both the evolution of the concept, and also trying a possible categorization
https://doi.org/10.3390/urbansci of the different Smart City models so far encountered during nearly two decades of talks,
6010005 modelling, policies, and applications to the urban environment.
Academic Editor: Thomas The research aims at categorizing, in time and space, the different stages of evolution
W. Sanchez of the Smart City. This is put it into a framework of a model capable of meeting the needs
of different cities around the world, but allowing, at the same time, to understand if, and
Received: 15 January 2022
what of, the different “models” could be more or less suitable for a certain urban context.
Accepted: 27 January 2022
In doing so, we also consider an evolutionary approach from a merely technological to a
Published: 29 January 2022
more human and humanistic city.
Publisher’s Note: MDPI stays neutral
with regard to jurisdictional claims in 1.1. Images of the Smart Cities
published maps and institutional affil- The image of the city was first introduced by Kevin Lynch in 1960 [1], and referred to
iations. the ways in which urban space is perceived by their users, and how these acts are based on
mental maps, whose elements can be put into well-defined categories: paths, nodes, edges,
districts, and landmarks. Such categories, needed to drive those who live and move into the
city, hold a physical and material component, strictly related to the spatiality of the city. The
Copyright: © 2022 by the authors.
physical form of the city, therefore, could evoke images in citizens and city users, defined as
Licensee MDPI, Basel, Switzerland.
“imageability”, allowing the formation of security and intensity in the relations among the
This article is an open access article
people and the city itself [2,3]. The work by Lynch led researchers and scholars to reflect
distributed under the terms and
and debate on these categories, and explore their validity and sustainability through time.
conditions of the Creative Commons
Attribution (CC BY) license (https://
The theory was widely studied in urban planning and geography, together with other social
creativecommons.org/licenses/by/
sciences, with several studies focusing on the different aspects of the methods originally
4.0/). adopted, and on the main elements of classification of the images themselves [4–7].
Urban Sci. 2022, 6, 5 phy, together with other social sciences, with several studies focusing on the different 2 ofas-
12
pects of the methods originally adopted, and on the main elements of classification of the
images themselves [4–7].
Thedigital
The digitalrevolution,
revolution,particularly
particularly thethe more
more recent
recent oneone coming
coming out from
out from the wide-
the widespread
spread development of ICT-affected urban environments, contributed
development of ICT-affected urban environments, contributed to new suggestions and op- to new suggestions
and opportunities
portunities for a in
for a change change in theof
the images images of and
the city, the city, and
on the on the
ways ways to and
to evaluate evaluate and
interpret
interpret it, thanks to the widespread use of social networks and media,
it, thanks to the widespread use of social networks and media, as well as mobile phones as well as mobile
phones
and andapps.
related related
Thatapps.
alsoThat alsoaopened
opened wide set a wide set of applications
of applications of methods of for
methods for ana-
analyzing the
lyzingof
image thetheimage of well
city, as the city, as well as identifying
as identifying its constituting
its constituting elements [8–11].
elements [8–11].
Talking about
Talking about the
the Smart
SmartCity,
City,ananoften
oftenunderestimated
underestimatedquestionquestion could
couldbe:be:what is the
what is
image of the city, and how can we represent it? Research on a
the image of the city, and how can we represent it? Research on a popular search engine popular search engine
(Google) on
(Google) on thethe “images”
“images” of of the
the Smart
Smart City
City gave
gave aa set
set of results
results where
where aa real,
real, tangible
tangible city
city
cannotbe
cannot beseen.
seen.TheThesearch
searchprovides,
provides, asas results,
results, images
images of kinds.
of all all kinds. There
There is generally
is generally a city,a
city, made
made of tallofskyscrapers
tall skyscrapers and road
and wide wide avenues,
road avenues, with several
with several icons, icons,
symbols, symbols, and
and signs
signs added,
added, as wellasaswellWi-Fi assymbols,
Wi-Fi symbols, lines connecting
lines connecting dots to
dots to recall recall
wires, wires, connections
connections between
between digital
different different digital
nodes on nodes on communication
communication networks networks
(Figure 1).(Figure 1).
Figure 1. The “images” of a Smart City. Source: Google, accessed on 8 January 2022.
Figure 1. The “images” of a Smart City. Source: Google, accessed on 8 January 2022.
Such
Such anan apparently
apparently trivial
trivial consideration
consideration is is central
central in in interpreting
interpreting and and understanding
understanding
the
the complexity
complexity of the Smart City, City, given
given the difficulty in visualizing and representing it.
There
Thereisisnotnotaawaywaytotosee seeand
and properly
properly represent
represent it. it.
A building
A building andand
a street can can
a street be visualized,
be visual-
walked,
ized, walked, touched, and crossed, which is impossible for the “smartness” ofbuilding
touched, and crossed, which is impossible for the “smartness” of a a buildingor
of
or aofroad. The
a road. TheIdeal
IdealCity
Cityofof
thetheRenaissance
Renaissancewas wasvisible,
visible,although
althoughidealized,
idealized,and and could
could
be
be imagined, represented,
represented, planned,
planned,partly
partlybuilt,
built,andandlived
lived in.in.
The The Smart
Smart City City
todaytoday is
is im-
immaterial; it recalls
material; it recalls thethe
ICTICT (Information
(Information andand Communication
Communication Technologies)
Technologies) that that are
are gen-
generally
erally veryvery smallsmall or hidden,
or hidden, andand visible
visible onlyonly in their
in their more more technical
technical aspects,
aspects, such such as
as the
the mobile phone and Wi-Fi network receivers, routers, or antennas,
mobile phone and Wi-Fi network receivers, routers, or antennas, and the smart devices and the smart devices
(smartphones
(smartphones and and tablets).
tablets). Also,
Also, and
and maybe
maybe mainly,
mainly, from from thethe political
political point
point of of view,
view, itit is
is
something
something that cannot be easily proposed and “sold” to the population and electors, ifif not
that cannot be easily proposed and “sold” to the population and electors, not
in
in terms
termsofofthethephysical,
physical,network
network infrastructure
infrastructure hardware
hardware or in
orthe soft soft
in the component
component software.
soft-
It is in fact particularly difficult to communicate something “smart”,
ware. It is in fact particularly difficult to communicate something “smart”, as there is gen- as there is generally
very
erallylittle
verytolittle
communicate
to communicate or inaugurate. According
or inaugurate. Accordingto various observers,
to various the Smart
observers, City
the Smart
is essentially the last utopia of the 21st century [12,13]. Furthermore,
City is essentially the last utopia of the 21st century [12,13]. Furthermore, it is evident that it is evident that the
Smart City is not a well-defined concept, as it can be associated
the Smart City is not a well-defined concept, as it can be associated with a large number with a large number of
different interpretations, ideas, visions, and projects
of different interpretations, ideas, visions, and projects [14]. [14].
Also,
Also, for
for this
this reason,
reason, the
the Smart
Smart CityCity is
is difficult
difficult to to interpret
interpret forfor aa political
political decision-
decision-
maker. Furthermore, the main technological aspects proposed by Smart City hardware
maker. Furthermore, the main technological aspects proposed by Smart City hardware
(optical fiber, Wi-Fi, 5G, smartphones, apps) shift the attention towards intangible compo-
nents of the city characterized by rapid obsolescence.
The Smart City therefore seems to be turning in this direction, effectively excluding a
part of the population that does not have access to such technologies: a digital divide, even
during the pandemic [15–17]. In other words, although the term Smart City is widely used
Urban Sci. 2022, 6, 5 3 of 12
today [18–20], still no full light has been shed on its full meaning, and different research
contributions were realized on the topic [21–23]. We can certainly state that the Smart City
is the outcome of an evolution of the thought and reasoning of the city with reference
to sustainability, civic participation, and the rapid evolution of technology (Digital City,
Computable City and Virtual City) [24,25], whereas recently, the debate moved towards
more humanistic and naturalistic views [22,26].
The Smart City, at present, should be a city that tackles the needs of its citizens and
city-users, without focusing on their technological skills or devices. It should provide
solutions through technological infrastructure and devices, such as smartphones and apps,
now widely used, but the true change consists of putting the ICT-related procedure “under
the bonnet” and embedded into the processes, and therefore not necessarily visible and
detectable by the single citizen. The term therefore evolved in time from more purely
digital aspects to wider ones (Table 1).
Table 1. Evolution of the concept of Smart City. Authors: Borruso G. and Balletto G., 2021. Source:
Original elaboration by authors, inspired by ABB and TEH—Ambrosetti, 2012 [27].
human and humanistic point of view, we propose a framework for categorizing the different
ongoing processes involving the transformation of the cities towards a “Smart” framework.
2.2. The Smart City Models According to the Urban Transformations: A Proposal
It is possible to summarize different models of the Smart City according to the different
characters of the project itself, rather than considering the different lands where a Smart
City is developed and implemented. In doing so, there is a need to define, preliminarily,
some basic ideas behind the proposed scheme of classification.
Smart Cities are often developed as a blueprint, as projects coming from private or
private–public partnership for either brand new development of urban land, or from the
conversion of already existing land previously dedicated to other uses, such as industrial
or manufacturing activities, or services, such as retail and logistics.
In some cases, “smart” cities are not based on blueprints, but from bottom-up ap-
proaches, such as tactical urbanism or other user-generated initiatives, not necessarily
implying a structured and highly funded project behind.
With reference to the quality of land involved, greenfield areas can be considered. In
this case, a free area is used to realize a brand-new project from the beginning, without
previous use. This is the easier and often less expensive solution, although the more
land-taking one.
More frequently, a Smart City project implies the conversion of a previously used set
of parcels of land for industrial or services usage. In the former case, the term brownfield is
used, whereas in the latter, less frequently considered up to the present time, but with a
high probability of growing, this is considered as greyfield. Some possible combinations of
land can be considered for the implementation of Smart City projects.
Furthermore, with the Smart city, mainly in Europe, thanks to ICT, transparency in the
dynamics of governance has begun, as well as in the quality of public and social services,
and citizen participation in the decision-making phase (participation in public life: from
top down to top down/bottom up) [17]. (Table 2).
Urban Sci. 2022, 6, 5 5 of 12
Table 2. Synthetic comparison of the Smart City concepts (Authors: Borruso G. and Balletto G, 2021).
In general terms, before going into the details of the different models, there is the need
to clarify the role of participation. Planning, in its more recent flavors, implies, generally,
the public participation during the different stages of its evolution.
However, the overall push given by ICT, particularly in implementing social networks,
allowed a wide majority of people to interact and take part in the social, economic, and
planning life of cities, which also implies a different way of perceiving and fostering the
projects involving cities and their transformation.
The different models observed, of course, imply different ways of participation, from
the top-down, generally typical of grand investment projects, to the bottom up, in which
local communities are promoters, or at least widely involved, in local projects, implying an
important transformation of their local urban environment.
which rapidly grow old. Songdo (South Korea) is an example, with buildings planned with
smart-card access in mind, without foreseeing the disruptive impact of smartphones in
managing most of the ICT functions [39].
Figure2.2.Left:
Figure Left:Humanhattan
Humanhattan 2050, by Bjarke Ingels
Ingels Group,
Group, photo:
photo:Borruso
BorrusoG,G,“Biennale”,
“Biennale”,Venezia,
Venezia,
2018. Right: Leonardo, mockup
2018. Right: Leonardo, mockup ofof a “Città ideale” (Ideal City), photo: Borruso G, Trieste, 2019.
City), photo: Borruso G, Trieste, 2019.
smart working, reduction of social interactions, and, therefore, a possible “return to the
countryside” [62].
With the debate on the Smart City, attention has shifted to the “hard” elements (infras-
tructural, such as the network, hot-spots, etc.) and “soft” (social networks, apps, etc.), and
the same “apps” were seen as the way to solve the problems of cities. Trust in apps shifted
attention to the tool, without reflecting on the series of processes downstream of the same IT
applications. At present, some technological solutions have undoubtedly made life easier
for citizens, thanks to the use of technologies related to ICT, hard and soft. These span from
apps to platforms for e-commerce, which have represented the main methods of connection,
as well as access to information, and methods of educational, work, and cultural interac-
tion, from March 2020, the starting period of the pandemic-related restriction policies and
actions. This represents the positive and sparkling aspect of “smartness” and the Smart
City combined with the apparent positive effect of reducing pollution [63], restocking
vegetable and animal life in cities, and a slower lifestyle. What are the challenges? Which
elements of the Smart City, or rather, of the city, should be investigated in this key in the
most immediate future? Connection is a metaphor for division mending. In terms of the
Digital Divide, e-learning and smart working have highlighted the need for a network,
public or private, reliable and fast. Townsend [64] highlighted how different cities, in the
US’ case, had opted for public city Wi-Fi or private mobile phone operator investments. In
the current Smart City, this element should be rethought and evaluated. Furthermore, it is
also evident that there is a difference between center-periphery characterized by different
access speeds. Another aspect is related to connection and social characteristics [64].
The Digital Divide is a metaphor for access and social divide. In a world where
access to technologies is “equal for all” (reduced connection costs), however, the transition
to the virtual world remains a luxury for the benefit of a few, more than for access to
technology itself, for cultural and economic possibilities on the part of some to dedicate
time and resources to these tools. As an example, e-learning, where it works, required
a large organizational effort from families, not always possible for all workers. Another
important aspect is related to commercial distribution at the urban level. Here too, the use
of suppliers that, without the development of ICT, would not have been successful, i.e.,
Amazon, JustEat, Deliveroo, etc., especially during the lockdown period, has accentuated
the mobility of goods, of various sizes, but, above all, small ones, in a widespread way in
the cities. The challenge of urban logistics is very strongly linked to the need to think about
urban spaces precisely linked to the different ways of experiencing mobility, of people, but
also of goods. Among the primary challenges of the Smart City, are the real networking
and system of support modalities for the health sector based on ICT. Where possible, “at
home” care and support systems can be implemented starting from existing situations,
effectively developing the apparently hidden application of the Smart City to support the
quality of life of the citizens. Thus, there is the double advantage of reducing the stress
of health structures, with consequent reduction of the risk of crowding, as well as that of
spending a period of hospitalization in a family structure, such as one’s own home.
6. Conclusions
Main findings: The Smart City question is open, and probably, at present, it has
reached a turning point in which a reflection on the city, more generally, is required. The
recent pandemic, in fact, has almost eliminated the debate and reflection on the Smart
City. That was the case particularly during the most striking and exceptional period of the
lockdowns implemented in most of the countries of the world, during the first half of the
year 2020. In such a period, “true” Smart City solutions could have helped in tackling many
aspects of the pandemic, i.e., tracking and tracing of positive cases, better geo-localized
services for isolated people, etc.
Comparison with previous studies and existing literature: Still, the debate restarted
in more recent times, particularly on the more technological aspects, and related to the
influence of ICT, although there is a convergence in the belief that cities will be able to
Urban Sci. 2022, 6, 5 10 of 12
go out and resist this epochal event [42,59,62–68]. In fact, in the governance of the Smart
City, precisely because of its prevalent techno-digital component, the tools often make
a leap of species, and become objectives per se, fueling a distorted approach to urban
processes focusing more on tools and indicators rather than on the issues they are intended
to tackle and monitor. Furthermore, Smart Governance was the major absentee during the
epidemic, and shows no particular momentum in this current phase. The simplification
and streamlining of procedures are not enough; it is in fact necessary to seriously review the
government of territories and their programs, the mechanisms of the projects and related
processes, and to evolve towards new forms of partnership. In this sense, the epidemic is
an important reminder in respecting and adopting the objectives of the 2030 agenda, and,
despite the economic concerns, the dynamic spirit of the city is reflected in the development
of creative ideas, the ecological engine of the necessary change towards resilient cities [67].
Implications and recommendations: A holistic vision of urban processes and phenom-
ena based on interdisciplinary reciprocity relationships is therefore necessary and, given
the complexity to be governed, the multiple images of the Smart City [12,13] “without a
place” will be able to evolve towards places for prosperous coexistence [68].
Study limitations: The research we hereby propose is still ongoing, and there is the
need to integrate the analysis with further research on the applications from the political,
technological, and research points of view to the different urban cases around the world,
also considering the “pandemic break” that actually slowed down many projects and
reflections on Smart Cities. There will be the need to investigate how, and in which terms,
the Smart City will coexist with other emerging concepts, such as the 15-min City, the
Post-pandemic City, and the Augmented City [69], and, furthermore, if a model capable of
incorporating these latter evolutions could be proposed.
Author Contributions: This paper is the result of the joint work of the authors. Conceptualization,
G.B. (Giuseppe Borruso) and G.B. (Ginevra Balletto); methodology, G.B. (Giuseppe Borruso); formal
analysis, G.B. (Ginevra Balletto); investigation, G.B. (Giuseppe Borruso); resources, G.B. (Ginevra
Balletto); data curation, G.B. (Giuseppe Borruso); writing—original draft preparation, G.B. (Ginevra
Balletto); writing—review and editing, G.B. (Giuseppe Borruso); visualization, G.B. (Ginevra Balletto);
supervision, G.B. (Giuseppe Borruso). Graphic elaborations and photographs of Figures 1 and 2,
G.B. (Giuseppe Borruso). G.B. (Ginevra Balletto) wrote Sections 1.2, 4 and 6; G.B. (Giuseppe Borruso)
wrote Sections 1.1, 2, 3 and 5. All authors have read and agreed to the published version of the
manuscript.
Funding: This research received no external funding.
Data Availability Statement: Not applicable.
Conflicts of Interest: The authors declare no conflict of interest.
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