Separation of Powers and The Purposive Approach To The Interpretation of The 1999 Constitution
Separation of Powers and The Purposive Approach To The Interpretation of The 1999 Constitution
Separation of Powers and The Purposive Approach To The Interpretation of The 1999 Constitution
CONSTITUTION∗
THE INTERPRETATION OF THE 1999 CONSTITUTION
“The days have long passed when the Courts adopted a strict
constructionist view of interpretation which required them to adopt
the literal meaning of the language. The Courts must adopt a
purposive approach which seeks to give effect to the true purpose
of the legislation.” - Griffiths, L.J.
Introduction
These are the Legislature, the Executive and the Judiciary. In Nigeria, these
three arms of Government came into existence at the same time and by the same act of
creation under the 1999 Constitution. They are triplets born the same day or deemed to
be so, by virtue of sections 4, 5 and 6 of the Constitution. Accordingly, in Nigeria, no
one arm of government is superior to the other, neither is any subordinate to the other.
Each organ is independent within its own sphere of influence. This is also the position
under the American constitutional arrangement. Under the Constitution of the United
States of America, Articles I, II and III thereof created the Legislature, Executive and the
Judiciary respectively.
The functions of government are basically three, namely, Law-making
(Legislation); law-enforcement or execution and administration of justice (interpretation
of laws and settlement of disputes). These functions are assigned to the three arms of
government under the 1999 Constitution. Section 4 vests the legislative powers of the
∗
Oshio, P.E., Professor of Law, Barrister, Solicitor and Legal Consultant, Dean, Faculty of Law,
University of Benin, Benin City, Nigeria.
Federal Republic of Nigeria in the Legislature (the National Assembly, a bicameral
legislature, consisting of a Senate and a House of Representatives at the Federal level
and the legislative powers of a State of the Federation in the House of Assembly of the
State, a unicameral legislature.
Section 5 vests the executive powers of the Federation in the President at the
Federal level and the executive powers in a State in the Governor of the State.
Section 6 vests the judicial powers of the Federation and a State therein in the
Judiciary consisting of the Courts established for the Federation and the States by virtue
of the provisions of the Constitution.
∗∗
(see www.justice.gov.uk)
itself. Thus a system of checks and balances is desirable and feasible rather than an
absolute separation of powers, which is impracticable. The powers may be distinct but
not really separate. This is evident under the Nigerian constitutional arrangement. The
President has power to veto any bill passed by the legislature but the legislature can
impeach the President. Also, the President’s nomination for appointment as Supreme
Court Justices is subject to confirmation by the Senate. The legislature exercises
oversight functions including the power over public finance and the power of
investigation. On the other hand, the courts exercise the power of judicial review over
executive and legislative actions.
1. Oshio, P.E. “Between God and Man: Perfecting a Litany of Imperfections in Nigerian Legislation”,
Inaugural Lecture Series 96, University of Benin, 2008, August 7, 2008
2
Per Niki Tobi J.S.C. in Attorney-General of Abia State v. Attorney-General of the Federation (2006)
16 N.W.L.R. (pt. 1005) 265, 389.
and questions as to the limit of legislative competence of the State or Federal
legislature.3
The bone of contention before the Supreme Court in Attorney-General of Abia State &
Ors. v. Attorney-General of the Federation4 was the competence of the National
Assembly to legislate on the Tenure of Local Government Chairmen, and, indeed, on
election to Local Government Councils.
Specifically, the argument that the National Assembly could legislate on the
tenure of the Local Government Chairmen was rejected by the Supreme Court. Section
7 of the Constitution did not expressly provide for tenure to be included in State law on
Local government, most probably because, this had already been included under the
existing law which established the existing local government councils – Local
Government (Basic Constitutional and Transitional Provisions) Decree of 1998.
Unfortunately that law had been repealed by the Constitution of the Federal republic of
Nigeria (Certain Consequential repeals) Decree, 1999, and it was sought to argue that
the National Assembly could legislate on local government as an incidental matter under
item 68 of the Exclusive Legislative list. This argument was rejected by the Supreme
Court. It was held that the power to establish local government under section 7 of the
Constitution also implies the power on the part of the State Legislature to make provision
for tenure of the office holders particularly where, in this case, the Constitution is silent
on tenure. Secondly, under section 4 of the Constitution the State legislature is
empowered to make laws on any matter not in the Exclusive Legislative list. Since
tenure of Local Government Chairmen was neither in the Exclusive nor Concurrent
Legislative lists, it was therefore a residual matter on which the State Legislature is
entitled to make law exclusive of the National Assembly. It is submitted that this
decision is sound in law.
A related issue was the provision for election into Local Government Councils
which the National Assembly had made in the Electoral Act 2001, relying erroneously on
the Concurrent Legislative List, items 11 and 12 of Part II of the Second Schedule to the
Constitution. The Supreme Court also held that the National Assembly could not rely on
these items to make provision for Local Government elections, an area which was
expressly reserved for the States by virtue of Sections 4, 7 and 8 of the Constitution. We
agree entirely with this decision.
3
Oshio, P.E. “The Local Government System and Federal/State Legislature Competence Under the
1999 Constitution”, Journal of Constitutional and Parliamentary Studies, India (2004) Vol. 38, Nos. 1-
4, p. 159-173).
4
(2002) 6 N.W.L.R. (pt. 763) 264
Section 8 of the Constitution expressly gives power to a State house of Assembly
to create new Local Government Areas under its laws. The procedure is well laid down
in the section. Similar powers are also vested in the State Legislature of the purpose of
boundary adjustment of any existing Local Government area with the procedure clearly
outlined.
However, in the spirit of cooperative federalism section 8(5) and (6) enacts the
involvement of the National Assembly in the process. Under subsection 5 the National
Assembly is empowered by an Act to make consequential provisions with respect to the
names and headquarters of the Local Government Area as provided in section 3 and
part II of first Schedule to the Constitution. Indeed, this is expressly excluded by the
provisions of section 9(2) aforesaid. Section 8(6) enjoins the relevant State Legislature
to make adequate returns to the National Assembly to enable it enact the Act as
prescribed under section 8(5). Very unfortunately, this otherwise simple matter has
been unnecessarily, unduly and needlessly politicized. In the case of Attorney-General
of Lagos State v. Attorney-General of the Federation5 President Obasanjo suspended
and withheld the constitutionally guaranteed statutory allocation to the Lagos State for its
Local Government probably to punish the State for creating additional Local Government
Areas. It took the intervention of the Supreme Court to declare the action of the
President unconstitutional, illegal, null and void. The Court held that the Lagos State
Government has the power to create new Local Government Areas but that the new
Local Government Areas will only operate after consequential amendment by the
National Assembly of the list of the Local Government Areas in Part I of the First
Schedule to the Constitution by virtue of Section 8(5) thereof. It is submitted that it is
mandatory on the National Assembly to act under section 8(5) once the State legislature
submits adequate returns under section 8(6) unless the exercise by the State is a
violation of the Constitution. A direct amendment of the Constitution to this effect is
hereby advocated.
Executive Immunity
Another area of imperfection is Section 308 of the Constitution6. The
constitutional provision conferring immunity on the Chief executive of a State or
Federation is not new in Nigeria. However, the interpretation of the provision is not as
easy as it would appear at first sight.
Section 5 of the 1999 Constitution vests the executive powers of the State and
Federation respectively on the Governor and the President. To prevent these officers
from being inhibited in the performance of their executive functions by fear of civil or
criminal litigation during their tenure of office, section 308 of the Constitution contains
provisions clothing them with immunity from civil or criminal proceedings, arrest,
imprisonment and service of court processes.
The persons covered by this immunity are the President, Vice-President,
Governor and Deputy Governor. It is also clear that the period covered by this immunity
is the period during which he is in office and he is required to perform the functions of
the office and during that period only.
Nigerian Courts have had occasions to explain the rationale for, and nature of,
the executive immunity under our constitutional arrangement. In the case of D.S.P.
Alamieyeseigha v. Chief Saturday Yeiwa,7 the Court of Appeal explained that the
5
(2004) 18 N.W.L.R. (pt. 904) 1.
6
Oshio, P.E. “The Scope of Executive Immunity under the 1999 Constitution” Journal of Constitutional
and Parliamentary Studies, India, (2001) Vol. 35, Nos. 3-4, p. 65-91.
7
(2001) F.N.W.L.R. (pt.50) 1676, 1692 adopting Eso, J.S.C. in Obih v. Mbakwe (1984) I S.C.N.LR.
192, 211
purpose of conferring immunity on the executive is to prevent the executive being
inhibited in the performance of his executive functions by fear of civil or criminal litigation
arising out of such performance during his tenure of office. In Tinubu v. I.B.M. Securities
Ltd.8 the Supreme Court described the provision as a policy legislation designed to
confer immunity from civil or criminal process on the public officers named in section
308(3) and to insulate them from harassment in their personal matters during the period
of their office. The Attorney-General of the United States explained the nature of similar
immunity conferred on the American President. In the case of Attorney-General
Stanbery in Mississippi v. Johnson9 he stated as follows:
“It is not upon any peculiar sanctity belonging to him as an
individual, as is the case with one who has royal blood in his veins;
but it is on account of the office that he holds that I say the
President of the United States is above the process of any court or
jurisdiction of any court to bring him to account as President. There
is only one court or quasi-court that he can be called upon to
answer to for any dereliction of duty, for doing anything that is
contrary to Law or failing to do anything which is according to Law,
and that is not this tribunal but one that sits in another chamber of
this Capital.”
13
(2008) 5 N.W.L.R. (pt. 1080) 227
Lord Denning explained the problem thus:
This partly explains some reasons for ambiguities in the Constitution. Added to this is
the problem of drafting errors which may lead to some difficulties in interpreting the
Constitution. Given this situation, the need for a specialized arm of government arises
whose function is the correct interpretation of our Constitution – the Judiciary.
14
Seaford Court Estates Ltd. v. Asher (1949) 2 K.B. 481, 498
15
Action Congress v. INEC (2007) 12 N.W.L.R. (pt.1048) 222
and duty of the court to travel outside them on a voyage of discovery are strictly
limited.“16
However, the objection to the issue of legislative intention is that it appears to
assume that the intention of the legislature is an objective historical fact capable of
inference from relevant evidence. This assumption is rebuttable on a number of
grounds. First, is the fact that the legislature, being a composite body, cannot have a
single state of mind and therefore cannot have a single intention. According to
Professor Max Radin:
“A Legislature certainly has no intention whatever in connection with
words which some two or three men drafted, which a considerable
number rejected and in regard to which many of the approving
majority might have had, and often demonstrably did have, different
ideas and beliefs.”17
The second reason is that the nature of general words necessarily entails an
exercise of personal decision by the interpreter in every case where, as a judge, he is
precluded from referring back to the user of the words (the legislators or the draftsmen)
for elucidation. In consequence, this discretion becomes inevitable even if all evidence
bearing on the intention is admitted and even if the user of the general words is an
individual of whom a single state of mind may be ascribed or impacted. Hence, some
have argued that “the courts, while paying lip service to the theory of discovering
legislative intention, do in fact construe statutes so far as the words allow, in such a way
as to produce results which satisfy their sense of fitness.”18
But times have changed. There has been a shift in favour of a more dynamic and
liberal approach to the interpretation of statutes to deal with the complexities of modern
society. The courts have evolved over the years various canons or rules of statutory
interpretation to be discussed presently.
16
Magor and St Mellons Rural District Council V. Newport Corporation (1952) AC. 189 at 191; Hope V
Smith (1963) 6 W.L.R. 464 at 467, Wooding C.J. approving Viscount Simon L C. in King Emperor v
Benoari Lal Sama.
17
(1930 43 Harvard Law Rev. 863, 870).
18
Akande J.O. “An Assessment of the Rule of Statutory Interpretation” The Lawyer, Journal of the Law
Society, UNILAG (1980) p.37.
considered in construing the statute. Accordingly, where the words are plain, clear or
unambiguous, this intention is best found in the words. This rule states:
“If the words of the statute are themselves precise and
unambiguous, then no more can be necessary than to expound
those words in their natural and ordinary sense. The words
themselves alone do, in such case, best declare the intention of the
lawgiver. But if any doubt arises from the terms employed by the
legislature, it has always been held a safe means of collecting the
intention, to call in aid the ground and cause of making the statute,
and to have recourse to the preamble, which, according to Chief
Justice Dyer, is a key to open the minds of the makers of the Act,
and the mischiefs which they intend to redress.”19
It is however, a necessary corollary to this rule that the words used must be
interpreted in the context in which they are used in the statute as words have no intrinsic
meaning except within their context. In other words “every clause of a statute must be
construed with reference to the context and other clauses of the Act, so as, as far as
possible, to make a consistent enactment of the whole statute or series of statutes
relating to the subject matter.” According to Lord Blackburn:
“I quite agree that in construing an Act of Parliament we are to see
what is the intention which the legislature has expressed by the
words, but then the word again are to be understood by looking at
the subject-matter they are speaking of and the object-matter they
are speaking of and the object of the legislature, and the words
used with reference to that may convey an intention quite different
from what the self-same set of words used in reference to another
set of circumstances and another object would or might have
produced.”20
However, the literal rule alone is insufficient to deal with the varied problems of
interpretation. For instance, where the words are ambiguous – if they are reasonably
susceptible of more than one meaning – or if the provision in question is contradicted by
or is incompatible with any other provision of the enactment, then the court may depart
from the literal rule. Another limitation of the literal rule is that it fails to involve a
consideration of the object or purpose of a legislation or its surrounding circumstances in
the construction of a statute which may be relevant even where there is no ambiguity.
Lord Denning once lamented:
“A statute is not passed in a vacuum, but in a framework of
circumstances, so as to give a remedy for a known state of affairs.
To arrive at its true meaning, you should know the circumstances
with reference to which the words were used and what was the
object, appearing from those circumstances, which Parliament has
in view…But how are the courts to know what were the
circumstances with reference to which the words were used and
what was the object which Parliament had in view, especially in
these days when there are no preambles or recitals to give
guidance. In this country we do not refer to the legislative history of
the enactment as they do in the United States of America. We do
19
Sussex Peerage Case, 11 CL& F.85; 8 E.R. 1034, 1057.
20
Edingburgh Street Tranways v. Torbaain (1877) 3 App. Cas. 58, 68.
not look at the explanatory memoranda which preface the Bill
before Parliament. We do not have recourse to the pages of
Hansard. All that the courts can do is to take judicial notice of the
previous state of the law and of other matters generally known to
well-informed people.”21
“That for the sure and true interpretation of all statutes in general
(be they penal or beneficial, restrictive or enlarging of the common
law) four things are to be discerned and considered: (i) what was
the common law before the passing of the Act; (ii) what was the
mischief and defect for which the common law did not provide (iii)
what remedy the parliament hath resolved and appointed to cure
the disease of the law (iv) the true reason of the remedy. And then
the office of all judges is always to make such construction as shall
suppress the mischief and advance the remedy, and to suppress
subtle inventions and evasions for the continuance of the mischief
and pro private commodo, and to add force and life to the cure and
remedy according to the true intent of the markers of the Act “pro
bono publico”23
Accordingly, the court laid down the rule that in the construction or interpretation
of a piece of legislation the court should consider the common law as it stood before the
legislation in question was enacted, the mischief and the defect that gave rise to the
legislation, the remedy provided by the legislation and the rationale for the legislation. It
is clear that under this rule the court must consider not only the mischief that led to the
passing of the statute but must give effect to the remedy as stated by the legislation in
order to achieve the purpose of the legislation.
21
Escoigne Properties Ltd. V. I.R.C. (1958) A.C. 549, 565
22
(1963) 3 W.L.R. 63
23
Heydon’s case (1584) 3 co. Rep. 7a; 76 E. R. 637
24
Beck v Smith (1836) 2 M. & W. 191) (Grey v Pearson (1857) 6 H.L.C. 61; 10 E.R. 1216.
Under this rule, if the literal interpretation of a statute would lead to a result which
the legislature would never have intended, the courts must reject that interpretation and
seek for some other interpretation. This rule has been criticized as capable of resulting
in a situation where judges assume the function of the legislature in trying to prevent
absurdity or manifest injustice.
25
(1949) 2 K.B.481. 498. For more on this development, see Denning, L.J. The Discipline of Law,
Butterworths, London, 1979
26
(1951) 2 All E.R.839
to find out the intention of Parliament and of Ministers and carry it
out, and we do this better by filling in the gaps and making sense of
the enactment than by opening it up to destructive analysis”.
But this did not receive the approval of the House of Lords on appeal. Lord
Simonds, a strict constructionist, scotched this new approach and castigated it “as a
naked usurpation of the legislative function under the thin guise of interpretation”. In
1969 however, the English Law Commission advocated an approach to judicial
interpretation broader than the pre-existing approach.27 Subsequently, this approach
received some further impetus when Lord Diplock drew a clear distinction between the
“literal approach” and the “purposive approach” and adopted the latter for the resolution
of the problem in Kammins v. Zenith Investments Ltd.28 This was followed by the
express approval of Lord Denning’s position by the Law Commission (England) through
the Report of the Renton’s Committee29 to the effect that the Law Lords of the House of
Lords were willing to adopt the purposive approach to the interpretation of statutes. The
Committee noted:
“We see no reason why the Courts should not respond in the way
indicated by Lord Denning. The Courts should, in our view,
approach legislation determined, above all, to give effect to the
intention of Parliament. We see promising signs that this
consideration is uppermost in the minds of the members of the
highest tribunal in this country”.
This observation of the Committee aptly captured the new rethinking by some
Law Lords in the House of Lords, namely, Wilberforce, Diplock, Reid, Dilhourne, L.JJ.
gleaned from some decisions of the House of Lords. These positive developments
encouraged Lord Denning who, in the subsequent case of Nothman v. Barnet Council30
adopted the same approach to do justice. Declaring the literal method to be completely
out of date, the Law Lord urged judges to adopt the purposive approach. He declared:
“Faced with glaring injustice, the judges are, it is said, impotent,
incapable and sterile. Not so with us in this court. The literal
method is now completely out of date. It has been replaced by the
approach which Lord Diplock described as the “purposive
approach” …. In all cases now in the interpretation of statutes we
adopt such a construction as will “promote the general legislative
purpose” underlying the provision. It is no longer necessary for the
judges to wring their hands and say: “there is nothing we can do
about it”. Whenever the strict interpretation of a statute gives rise to
an absurd and unjust situation, the judges can and should use their
good sense to remedy it – by reading words in, if necessary - so as
to do what Parliament would have done, had they had the situation
in mind”.
It is interesting to note that after many years of conservatism, the English Courts
have embraced the purposive approach. Any vestige of doubt as to this was completely
27
Report on Statutory Interpretation No. 21, 1969.
28
(1971) A.C.850, 881.
29
Comnd. 6053, Para.19.2
30
(1978) 1 W.L.R. 220
removed by the House of Lords in the recent case of Pepper (Inspector of Taxes) v.
Hart31 where the House of Lords (Per Lord Griffiths) declared:
“The days have long passed when the Courts adopted a strict
constructionist view of interpretation which required them to adopt
the literal meaning of the language. The Courts must adopt a
purposive approach which seeks to give effect to the true purpose
of the legislation.”
In this case, the House of Lords held by an overwhelming majority of six to one
that having regard to the purposive approach to the construction of legislation the courts
had adopted in order to give affect to the true intention of the legislature, the rule
prohibiting the courts from referring to parliamentary material as an aid to statutory
construction should, subject to any questions of parliamentary privilege be relaxed.
Thus, the purposive approach has come to stay in England. The latter has eventually
joined other countries which had adopted this approach years before. This has been
the practice in the United States of America and other jurisdictions such as Australia,
New Zealand, India and Nigeria.
This approach has many advantages for justice. It allows recourse by the courts
to extrinsic materials like parliamentary history, official reports or records of proceedings
in parliament etc. in order to properly access legislative intention. The approach takes
account of the words of the legislation according to their ordinary meaning and also the
context in which they are used, the subject matter, the scope, the background, the
purpose of the legislation in order to give effect to the true intent of the legislation and
not just the intention of parliament only. Accordingly, the purposive approach is the
modern approach to the mischief rule, but it is wider in scope than the mischief rule as
the approach extends to applying an imputed intention of parliament. It is the approach
adopted in the interpretation of European Community legislation which merely states
broad principles in the continental style and leaves the details (gaps) to be filled in by the
courts. It enables the court to consider not only the letter but also the spirit of the
legislation for “everything which is within the intent of the makers of the Act, although it
be not within the letter, is as strongly within the Act as that which is within the letter and
the intent also.”32
In Nigeria, the Supreme Court stated the position as follows:
“My Lords, in my opinion, it is the duty of this court to bear
constantly in mind the fact that the present Constitution has been
proclaimed the Supreme Law of the Land, that it is a written organic
instrument meant to serve not only the present generation, but also
several generations yet unborn … that the function of the
Constitution is to establish a framework and principles of
government, broad and general in terms, intended to apply to the
varying conditions which the development of our several
communities must involve, ours being a plural, dynamic society,
and therefore, mere technical rules of interpretation of statutes are
to some extent inadmissible in a way so as to defeat the principles
of government enshrined in the Constitution. And where the
31
(1993) 1 ALL E.R.42
32
Stowell v. Lord Zouch (1969) E.R.536. See also Justice Crabbe for an adaptation of the Mischief Rule
as a statement of the Purposive Approach – “The Doctrine of Separation of Powers and the
Purposive Approach to the Interpretation of Legislation” 2000, Nigerian Institute of Advanced Legal
Studies, Lagos.
question is whether the Constitution has used an expression in the
wider or in the narrow sense, in my view, this court should
whenever possible, and in response to the demands of justice, lean
to the broader interpretation, unless there is something in the text or
in the rest of the Constitution to indicate that the narrower
interpretation will best carry out the objects and purposes of the
Constitution.
My Lords, it is my view that the approach of this court to the
construction of the Constitution should be, and so it has been, one
of liberalism, probably a variation on the theme of the general
maxim ut res magis valeat quam pereat. I do not conceive it to be
the duty of this court so to construe any of the provisions of the
Constitution as to defeat the obvious ends the Constitution was
designed to serve where another construction equally in accord and
consistent with the words and sense of such provisions will serve to
enforce and protect such ends.”33
Despite the advantages of the purposive approach some writers express the fear
that such liberal approach would encourage judicial activism or creativity and this may
lead to a floodgate of judicial legislation which will offend the doctrine of separation of
powers. It is submitted that this fear is unfounded.
33
per Udo Udoma JSC in Nafiu Rabiu v. The State (1981) 2 N.C.L.R. 293, 326.
34
(2007) 10 N.W.L.R. (Pt. 1041) p.1 @ 171-172 (per Aderemi, J.S.C.)
the back of his mind, a Judge, whenever faced with a new situation
which has not been considered before, by his ingenuity regulated
by law, must say what the law is on that new situation; after all, law
has a very wide tentacle and must find solution to all man-made
problems. In so doing, let no Judge regard himself as making law or
even changing law. He (the judex) only declares it (law) – he
considers the new situation, on principle and then pronounces upon
it. To me, that is, the practical form of the saying that the law lies in
the breast of the Judges.”
In some cases where the words used in the statute are ambiguous, the courts
have a discretion to chose the meaning which they consider most appropriate having
regard to the context and other surrounding circumstances. If this amounts to law-
making in the general sense, then judges make law. But this cannot be regarded as
Law-making in the strict sense, since they do not follow the legislative process of
passing a bill. This is variously called the dynamic approach, creative interpretation,
judicial creativity or the liberal approach. If this is what critics mean by judicial legislation,
then whatever claim might be made for the legislature judges make law, in this sense.
However, put in its proper perspective, judges do not “make” the law, they only “give” the
law by expounding or declaring it. But Lord Denning once asserted that this was mere
theory. According to him, a statute is what the courts say it is and, “as no one knows
what the law is until judges expound it, it follows that they make it.” This is not law-
making function but judicial function of interpretation. However, since the legislature is
responsible for enacting a statute, it is the law-maker but the judiciary which declares
the law is only the law-giver. In other words, the legislature makes the law and the
judiciary gives the law.
Perhaps, the judiciary is unfairly criticized when it is accused of usurping the
legislative function in this regard. This is because, the power of the President to assent
to or veto a bill passed by the legislature is a legislative power but the President has not
been accused of making the law in violation of the doctrine of separation of powers!
Accordingly, it is submitted that the so-called judicial legislation is the judiciary’s
contribution to the development and efficacy of the law to enable it achieve its purpose in
the society for which the three arms of government are progressive partners. The
function of law is to foster the orderly development of the society. The three arms of
government are not in competition, they are complementary in ensuring that the laws
made by the government are for the benefit of the society. The executive may contribute
to this by proposing bills; the legislature may detect and supply any deficiency in the
proposed bill before it becomes law. Then comes the contribution of the judiciary
through interpretation – judges should be allowed to expound, refine and develop the
law for the good of the society through sound dynamic, liberal, creative interpretation.
Since in the inter-relationship of the three arms of government it is suitable and right for
the Legislature to correct the defects of the Executive in legislation, should the judiciary
be deprived of its own contribution in this regard?
In the present state of things therefore, judicial creativity in
statutory/constitutional interpretation becomes inevitable to keep pace with the fast
growing and changing needs of the society. Accordingly, it is a natural response to the
challenge posed by the dynamic nature of the society.
The Supreme Court recently explained the same principle in Amaechi v. INEC 35 as
follows:
35
(2008) 5 N.W.L.R. (pt. 1080) 227 @ p.451 (per Aderemi, J.S.C.)
“…the primary duty of the court is to do justice to all manner of men
who are in all matters before it. It then seems to me clear, that
when the court sets out to do justice so as to cover new
conditions or situations placed before it, there is always that
temptation, a compelling one, to have recourse to equitable
principles. A court, in the exercise of its equitable jurisdiction must
be seen as a court of conscience. And Judges who dispense
justice in this court of law and equity must always be ready to
address new problems and even create new doctrines where
the justice of the matter so requires.”
36 th
Quoted by Azinge, E. “Living Oracles of the Law and the Fallacy of Human Divination” 6 Justice
Idigbe Memorial Lecture, Faculty of Law, University of Benin, p.8.
hesitate to use the powers available to it to do justice in the cases
before it.”37
Let us illustrate the operation of judicial creativity with a few decided cases.
In the case of Awolowo & Ors v. Federal minister of Internal Affairs38, Chief
Obafemi Awolowo standing trial for treasonable felony sought to engage the services of
an English Lawyer to represent him in court pursuant to his fundamental right to be
represented by “a legal practitioner of his choice “ under the 1960 Constitution of
Nigeria. The lawyer was denied a right of entry into Nigeria by the Minister of Internal
Affairs and the defendant brought this suit. It was held that the phrase “legal practitioner
of his own choice” means one who is ”not under a disability of any kind”.
In the recent case of INEC v. MUSA39 the Supreme Court of Nigeria was
prepared to accord the Constitution a liberal interpretation to protect the citizens’ right to
freedom of association and peaceful assembly, in particular, the right to form or join a
political party. It voided many provisions of the Electoral Act 2001 and the regulations
made by the National Independent Electoral Commission (INEC) as being inconsistent
with the provisions of the Constitution on the subject.
In Obi v. INEC40, the appellant who won the governorship election in Anambra
State was denied the seat for about three years before the Court of Appeal finally gave
him judgment as the winner of the election into the office. Section 180 of the Constitution
provides a tenure of four years for the Governor of the State. He took out an originating
summons for interpretation of this section seeking a declaration to this effect and that his
tenure had not ended. Meanwhile, the Independent National Electoral Commission
conducted an election and swore in another person, Mr. Andy Uba, as Governor while
the case was pending before the court. The Supreme Court granted a declaration that
Obi’s seat was not vacant and ordered out the other Governor, Andy Uba, from Office to
enable Mr. Obi complete his tenure of four years. In doing so the Supreme Court relied
on section 22 of the Supreme Court Act, an existing Law, to cover this new situation and
granted the relief to remove Uba from office, a relief which Obi could not have sought in
the circumstances.
In the recent case of Amaechi v. INEC41 popularly known as Amaechi v.
Omehia, a decision described by Professor Sagay S.A.N. as earth-shaking,42 the
Supreme Court of Nigeria also employed this ingenious judicial creativity or
inventiveness to achieve substantial justice. The Court based its decision on the need to
do substantial justice untrammeled by legal technicalities when Oguntade JSC., who
delivered the leading judgment of the court declared:
“I now consider the relief to be granted to Amaechi in this case even
if elections to the office of Governor of Rivers State had been held.
As I stated earlier, there is no doubt that the intention of Amaechi,
to be garnered from the nature of the reliefs he sought from the
court of trial, was that he be pronounced the Governorship
candidate of the PDP for the April, 2007 election in Rivers State.
He could not have asked to be declared Governor. But the elections
to the office were held before the case was decided by the court
below. Am I now to say that although Amaechi has won his case,
37
Amaechi v. INEC. Supra @ p.324, 344, and 449 (per Oguntade, Musdapher and Aderemi JJ.S.C.)
38
(1962) LL.R.77
39
(2003) 3 NWLR (pt.806) 72
40
(2007) 11 N.W.L.R. (Pt.1046) 565,
41
Supra
42
Sagay S.A.N. “The Amaechi v. Omehia Case Heralds a New Dawn at the Supreme Court” 1988
he should go home empty-handed because elections had been
conducted into the office? That is not the way of the court. A court
must shy away from submitting itself to the constraining bind of
technicalities. I must do justice even if the heavens fall. The
truth of course is that when justice has been done, the
heavens stay in place. It is futile to merely declare that it was
Amaechi and not Omehia that was the candidate of the PDP. What
benefit will such a declaration confer on Amaechi? Now in Packer
v. Packer (1958) p.15 at 22, Denning M.R. in emphasizing that
there ought not to be hindrances or constraints in the way of
dispensing justice had this to say:- “What is the argument on
the other side? Only this, that no case has been found in which it
had been done before. That argument does not appeal to me in the
least. If we never do anything which has not been done before we
shall never get anywhere. The law will stand still whilst the rest of
the world goes on and that will be bad for both.”43
On the rationale for ordering the swearing-in of Amaechi who did not contest the
governorship election, the court said:
“Having held that the name of Amaechi was not substituted as
provided by law, the consequence is that he was the candidate of
the PDP for whom the party campaigned in the April 2007 elections
not Omehia and since PDP was declared to have won the said
elections, Amaechi must be deemed the candidate that won the
said election for PDP. In the eyes of the law, Omehia was never a
candidate in the election much less the winner… PDP did not
provide cogent and verifiable reason for the attempt to substitute
Amaechi with Omehia. Not having done so, Amaechi who had
acquired a vested right by his victory at the primaries and the
submission of his name to INEC was never removed as PDP’s
candidate. If the law prescribes a method by which an act could be
validly done, and such method is not followed, it means that that act
could not be accomplished. What PDP did was merely a purported
attempt to effect a change of candidates. But as it did not comply
with the only method laid down by the law to effect the change, the
consequence in law is that the said change was never effected. In
the eyes of the law, Amaechi’s name earlier sent to INEC was
never removed or withdrawn… Having said that the substitution
was null and void; the appellant’s position as the candidate of the
PDP remains unshaken. This is so because equity looks on that as
done which ought to be done or which is agreed to be done.”44
On the allegation that Amaechi was indicted and was therefore disqualified from
contesting the governorship election in the first place, the court was ready to construe
section 182 of the Constitution according to the spirit rather than the letter.
Under section 182 (1) “no person shall be qualified for election to the office of Governor
of a State if he has been indicted for embezzlement or fraud by a Judicial Commission of
Inquiry or an Administrative Panel of Inquiry set up under the Tribunals of Inquiry Act, a
43
Amaechi v. INEC Supra @ p.315 (per Oguntade, J.S.C.)
44
Ibid @ p.318, 325 and 451 (per Oguntade, Katsina-Alu and Aderemi JJ.S.C.)
Tribunal of Inquiry Law or any other law by the Federal or State Government which
indictment has been accepted by the Federal or State Government.” The Supreme
Court held that the respondents could not rely on the provision since they acted contrary
to the purpose of the provision and abused it. The court observed that the Section could
not have anticipated spurious claims of indictment as they had exhibited.
The court declared:
“Section 182(1)(i) above is in the Constitution in order to ensure that
only persons of impeccable character and integrity are eligible for
the office of a Governor of a State. It is to ensure transparency and
high standard of probity in governance. It is not to be used as an
instrument by politicians to hinder the emergence of their opponents
or adversaries as Governors. Regrettably, the said provision has
been used to witchhunt and victimize. It is a provision which in its
application must be read and construed along with other provisions
of the 1999 Constitution.”45
Thus, the court held that the “indictment” envisaged by section 182(1)(i) , must
be one which resulted from legal proceedings by an impartial tribunal in which the
accused person was afforded fair-hearing as provided by section 36 of the Constitution.
Perhaps, the greatest advantage of the purposive approach is the prevention of
excessive legalism through undue adherence to the doctrine of judicial precedent
whereby the case before a court must be decided in accordance with the principles laid
down in an earlier case regardless of the different surrounding circumstances. The
approach encourages and enables the courts to fulfill the requirements of justice per
excellence. We must realize that justice has two categories (1) Procedural justice:
treating like cases alike, this is justice according to law or the letter of the law (2)
Substantial justice: this is justice according to the peculiar circumstances of each case,
justice based on equitable construction or the fairness or equity of the particular case or
based on the spirit of the law and not just the letter!
In the recent impeachment cases, the Supreme Court of Nigeria clearly
exhibited its willingness to do substantial justice by breaking away from slavish
adherence to excessive legalism and precedent. Under the 1979 Constitution the court
had held in Balarabe Musa v. Auta Hamza46 that the provision of section 170(10) of the
Constitution which is impari materia with section 188(10) of the 1999 Constitution
ousting the jurisdiction of the courts in respect of impeachment of the Governor of a
State was absolute prohibition, a decision criticized by Professors Nwabueze and
Sagay.47 However, in the recent impeachment cases, the courts have held that the
impeachment proceedings for which the courts’ jurisdiction is ousted are proceedings
which comply strictly with the procedure prescribed by the Constitution. Accordingly,
where the proceedings contravene the constitutional procedure, the court can intervene
in the interest of justice, since the ouster only protected legal and not illegal
proceedings.48 In the light of the above, one has no hesitation in joining Professor
Nwabueze to urge the Nigerian Courts to continue in this dynamic, creative, inventive
45
Ibid @ p.305 (per Oguntade, J.S.C.)
46
(1982) 3 N.C.L.R. 229
47
Sagay, S.A.N. “Nigerian Appellate Courts as a Cataqlyst for Democratic Consolidation and Good
Governance” Third Chief Babatunde Benson Lecture, Lagos, 2007.
48
Adeleke & Anor v. Oyo State House of Assembly (2006) 52 W.R.N.173; Dapianiong v. Dariye
(2007) 27 W.R.N.I, Ladoja v. INEC (2007) 12 N.W.L.R. (Pt. 1047) 119; Inakoju v. Adeleke (2007) 4
N.W.L.R (Pt. 1025) 423.
approach in the interest of justice, for the end of law is the attainment of justice for the
good of the society. The erudite Professor writes:
“The judicial approach stands indeed in dire need of revitalization if
the rule of law is to become or remain a really effective principle of
government. Judicial law-making should be openly acknowledged,
and its scope purposefully expanded. The rule of law cannot be
made effective by a rigid, doctrinaire insistence on the so-called
declaratory theory of the judicial function, which asserts that, in
adjudicating a case before it, the court is simply to act according to
law which is supposed to exist and to be well-known; its role is to be
the somewhat mechanical and passive one of merely declaring the
law and applying it to the determination of the case. Whatever the
issue involved, it is not to exercise any creativity by invoking any
ethical notions of a just or wise decision… Such a view of the
judicial function is utterly out-moded today. The maintenance of the
rule of law demands of the courts a positive role, it demands that
they should look beyond the formal letters of the law, and engage
themselves in a purposeful effort to try to distill principles of fairness
and justice from the moral, ethical and other fundamental values of
the society … While the letters of the law are and must remain the
core elements of the rule of law, their interpretation and application
by the court should be informed by reason and by the fundamental
values of the community. A narrowly positivist view of the law could
only make it sterile, devoid of a proper moral content. And judges
are eminently well placed to instill into it the necessary moral
content based on the notions of reasonableness, fairness, justice
and respect for individual liberty.”49
However, let me allay the fears of those very few conservatives and strict
constructionists that judicial creativity or inventiveness has enough safeguards and
limitations to check any potential abuse.
49
Constitutional Democracy in Africa, Vol. 3, Spectrum, 2004, p.29-30.
50
(1963) 3 W.L.R. 63
51
(1970) 1 U.I.L.R. 201
except where absolutely necessary in the interest of justice. Judges are well aware that
judicial legislation may amount to retroactive legislation and would be inconsistent with
certainty of the law. They would as much as possible bear in mind the danger of
disturbing retrospectively existing interests and the need for certainty of law.
Furthermore, the judiciary is conscious of the importance of the stability of the social
order and the need to cooperate with the other arms of government to promote the main
purpose of government enshrined in the Constitution.
Another limiting factor is the inability of the courts to initial proceedings for the
purpose of judicial creativity. Judges are passive vehicles in the administration of
justice; they do not seek out cases or initiate cases to try and determine them. They
must wait until a case is instituted by aggrieved persons. Thus the opportunity for
judicial legislation is limited, unlike the legislature and the executive which may initiate
legislation on their own.
Judicial legislation is also limited by the appellate system with its doctrine of
judicial precedent. In this sense, only the highest court of the land, the Supreme Court
can really effectively be involved in judicial legislation. This is because a decision of any
lower court may be reversed on appeal or overruled and therefore does not serve as a
good example of judicial legislation.
Indeed, judicial legislation is also limited by the wording of the statute. In this
connection, the more detailed the provisions of a statute the less opportunity there is for
a judge to engage in creativity in interpretation of the statute. Perhaps, this partly
explains the judicial creativity in the United States of America in such cases like Malbury
v. Maddison and others some of which involved the interpretation of such vague
provisions as the “due process” clause of the Fourteenth Amendment of the Constitution
of the United States of America.52
Conclusion
From the foregoing critical analysis, it is clear that a Constitution can hardly be
perfect in the sense that all the provisions are written in terms free from all ambiguity and
it is not possible for the Constitution-makers to foresee the manifold sets of facts which
may arise after its enactment. Consequently, a rigid and slavish adherence to the literal
rule, the doctrine of judicial precedent and other legal technicalities in the interpretation
of the constitution in all cases, most especially novel ones, would inevitably lead to
injustice and this would not be the intention of the constitution-makers. Accordingly,
judicial creativity and inventiveness in constitutional interpretation through the purposive
approach is necessary for the attainment of substantial justice if the rule of law is to
remain a really effective principle of government. The fear of few strict constructionists
that this approach may offend the doctrine of the separation of powers is, it is submitted,
unfounded since there are many safeguards against its abuse.
We, therefore, join other proponents of legal development to urge our judiciary to fully
embrace and remain committed to the purposive approach in the interpretation of our
Constitution
52
Fore more on this see generally, A.O. Obilade (ed.) Due Process of Law, 1994 published by Southern
University Law Center, U.S.A.. and Faculty of Law, University of Lagos.