Smillie 2010
Smillie 2010
Smillie 2010
Neuroscience Letters
journal homepage: www.elsevier.com/locate/neulet
a r t i c l e i n f o a b s t r a c t
Article history: Quantitative geneticists estimate the heritability of Extraverted personality to be around 40–60%. Theory
Received 11 September 2009 and research which links Extraversion with variation in dopaminergic function suggests that dopamin-
Received in revised form 28 October 2009 ergic genes should be a start-point for molecular genetic investigations of this trait. Recent endeavours
Accepted 30 October 2009
in this area have met with some encouragement but also setbacks. In this study, we investigate the rela-
tionship between Extraversion and the DRD2 TaqIA/ANKK1 polymorphism in 224 university students.
Keywords:
Presence of at least one copy of the A1 allele was associated with significantly higher Extraversion. The
Extraversion
robustness of this finding was confirmed through bootstrap analysis. Findings are discussed in relation
EPQ
Dopamine
to the broader literature, in particular, methodological issues which may have obscured this finding in
DRD2 previous research.
TaqIA Crown Copyright © 2009 Published by Elsevier Ireland Ltd. All rights reserved.
ANKK1
Extraversion – a personality descriptor reflecting variation general; in particular, the agency and approach motivation pro-
in sociability, positive affectivity, behavioural approach and cesses which characterise this trait [9,27,28]. Reward-reactivity
agency/dominance [41] – represents a major source of varia- has been linked with dopamine function in behavioural neuro-
tion in human personality. Over the last 20 years, large-scale science research [8,34,35] and with Extraversion in psychometric
twin studies have consistently indicated that approximately half [6], behavioural [26] and neuroimaging [5] research. Other com-
of the variation in scores on Extraversion questionnaires can ponents of Extraversion, such as positive affectivity, are thought
be attributed to genetic factors [10,17,19]. Similar estimates are to have no direct relationship with dopamine function [34,1] (and
also obtained when Extraversion scores are derived from peer as such the dopamine hypothesis is at best a partial explanation
ratings or from ratings by unacquainted judges of videotaped sub- of this trait [36]). Nevertheless, a dopamine model of Extraversion
jects [4]. However, very little is known about the specific genes appears biologically plausible and potentially powerful. It also
which underlie variation in Extraversion. This is firstly because provides strong guidance for candidate-gene approaches to the
relatively few molecular genetic investigations of individual dif- study of Extraversion; one would predict dopaminergic gene poly-
ferences have focused on non-clinical personality dimensions morphisms to influence scores on measures of trait Extraversion
such as Extraversion [42]. Furthermore, genetic variations which [36].
underlie complex, continuously distributed phenotypes such as This line of investigation has yielded encouraging findings,
personality traits almost certainly involve multiple and interacting but also met with challenges and setbacks. For example, two
gene effects which are difficult to specify theoretically and detect variants of the dopamine D4 receptor (DRD4) gene have been
empirically [29]. associated with questionnaire measures of Extraversion in several
Biologically oriented theories of personality may help studies [2,3,15]. On the other hand, a recent meta-analysis and
researchers to specify candidate-genes which may be asso- high-powered (N = 309 extreme high/low scorers on Extraversion
ciated with Extraversion (this strategy is in contrast to the from the Eysenck Personality Questionnaire; EPQ [11]) replica-
genome-wide association scan approach, which, though powerful, tion study has cast doubt on the reliability of these findings [24].
may risk capitalization on chance relationships [14]). Several More recently, variation in the dopamine transporter gene (DAT)
theories identify the mesolimbic dopamine system as the primary was shown to predict a potential animal analogue of Extraver-
mechanism underlying individual differences in Extraversion in sion, social dominance, in Cynomolgus Macaques [21]. However,
DAT variation differs greatly between humans and these mon-
keys, potentially limiting the implications of this finding for human
∗ Corresponding author at: Department of Psychology, Goldsmiths, University of personality. Finally, a polymorphism in the COMT gene, which
London, London, SE14 6NW, UK. Tel.: +44 0 207 919 7874; fax: +44 0 207 919 7873. influences metabolism of dopamine in the prefrontal cortex, has
E-mail address: [email protected] (L.D. Smillie). been associated with Extraversion and related traits, both alone
0304-3940/$ – see front matter. Crown Copyright © 2009 Published by Elsevier Ireland Ltd. All rights reserved.
doi:10.1016/j.neulet.2009.10.095
L.D. Smillie et al. / Neuroscience Letters 468 (2010) 234–237 235
resampled with replacement from the original data. For techni- of the self-report respondent [4]. Secondly, it is unclear to what
cal reasons it is preferred to bootstrap a t-statistic for the A1+ vs. extent present results using EPQ Extraversion will generalise to
A1− comparison, even though an F-test was reported above; this other Extraversion measures, and whether measures most strongly
is the same statistical test as F = t2 . The observed effect of genotype related to the agentic component of Extraversion will yield the
on Extraversion was shown to be robust, as the mean t-statistic strongest relationship (as some theories predict [9]). Future stud-
over 1000 bootstrap resamples was greater than zero (M = 2.45; 95% ies should therefore examine a wider range of traits and genetic
CIs = 0.51 and 4.39, assuming a t-distribution for the bootstrap dis- markers than was possible in the present study.
tribution). The bootstrapped 95th percentile confidence intervals Given the large number of candidate-gene studies assessing
(based on the bootstrap sample data without making any theoreti- personality in recent years, it is surprising that the relationship
cal assumptions about the bootstrap distribution) were very similar observed in this study has not been reported in healthy subjects
(CIs = 0.53 and 4.34). For Neuroticism, the mean t-statistic over before. There are at least three potential explanations for this
the 1000 bootstrap samples was not reliably different from zero state of affairs. First, as noted earlier, previous published studies
(M = 0.22; 95% CIs = −1.79 and 2.23). Similarly, the mean t-statistic that have assessed both Extraversion and the DRD2 TaqIA/ANKK1
for Psychoticism was also not reliably above zero (M = −1.56; 95% polymorphism have employed highly non-random samples with
CIs = −3.58 and 0.46). For all three traits, permutation resampling limited demographic variation. This potentially biases gene–trait
(in which all trait-allele data pairs were randomly re-paired with- relationships, and calls have been made in the recent literature
out replacement) was used to numerically estimate the p-values for more demographically diverse samples such as we present
for the F-statistics calculated from the actual data, and these were here [39]. Second, although often treated as interchangeable,
very close to those reported earlier based on the theoretical F dis- different measures of Extraversion may place unequal empha-
tributions. These bootstrap and permutation tests gives us further sis on the psychobehavioural features of this trait that relate to
confidence that the traditional statistics reported earlier are robust, dopamine function (as noted earlier). This is a problem that may
and are unlikely to reflect a type-1 error. also arise when Extraversion measures are translated into differ-
To our knowledge this is the first time a significant association ent languages, due to subtle changes in semantic meaning. For
between the DRD2 TaqIA/ANKK1 polymorphism and Extraverted instance, using German translations of alternative measures from
personality has been reported in a sample of healthy adults. The ours, Wacker et al. [40] could not find an effect of the DRD2
finding replicates a study of children in alcoholic families [25] and TaqIA/ANKK1 polymorphism on trait Extraversion, yet did find a
supports dopaminergic models of variation in Extraversion [9]. As gender-dependent effect on Neuroticism which could not be repli-
the A1 allele is associated with fewer D2 receptor binding sites, cated here. This underlines our recommendation for future studies
the positive association with Extraversion plausibly relates to a to provide more comprehensive personality assessment. Third, as
reduction in postsynaptic DA inhibition, resulting in increased DA- is the case with any gene association study, power constraints and
mediated behaviour (e.g., agency and reward-reactivity). Such an measurement error may have masked effects in previous work.
account chimes closely with recent findings in behavioural neu- Future psychogenomic investigations of personality should seek to
roscience. For instance, animal models of reward-sensitivity show replicate and extend the present research, perhaps by examining
that rat strains selected for anticipatory responding for rewards more thoroughly the role of demographic and also environmental
have lower D2 receptor availability [8]. Of course, this is not to variables on gene–personality relationships.
suggest that the A1 allele provides an equivalent model of reward-
reactivity, and further research is required to explicate mediating
brain processes. As several neurochemicals influence dopamine Acknowledgements
transmission (e.g., COMT, MAO, DAT), genomic imaging studies are
needed to assess variation in dopaminergic activity as a function The first author would like to acknowledge financial support
of the DRD2 TaqIA/ANKK1 polymorphism and in relation to trait from the British Academy (PDF/2006/291 and SG-44287) and the
Extraversion. Simple gene–trait associations such as we report here University of London Central Research Fund (AR/CRF/B).
are only first steps in this direction (although, given the high cost
of imaging technologies, they might be considered essential pre-
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