Title: Running Head: Venetoclax and Ketoconazole Drug Interaction in Non-Hodgkin
Title: Running Head: Venetoclax and Ketoconazole Drug Interaction in Non-Hodgkin
Title: Running Head: Venetoclax and Ketoconazole Drug Interaction in Non-Hodgkin
Title
Effect of Ketoconazole, a Strong CYP3A Inhibitor, on the Pharmacokinetics of
Venetoclax, a BCL-2 Inhibitor, in Patients with Non-Hodgkin Lymphoma
Authors
Suresh K. Agarwal1; Ahmed Hamed Salem1,2; Alexey V. Danilov3,4; Beibei Hu1; Soham
Puvvada5; Martin Gutierrez6, David Chien7; Lionel D. Lewis3; Shekman L. Wong1
1
Clinical Pharmacology and Pharmacometrics, AbbVie Inc., North Chicago, IL, USA
2
Department of Clinical Pharmacy, Faculty of Pharmacy, Ain Shams University, Cairo,
Egypt
3
Department of Medicine, The Geisel School of Medicine at Dartmouth and The Norris
Cotton Cancer Center at the Dartmouth-Hitchcock Medical Center, Lebanon, NH, USA
4
Current address: Knight Cancer Institute, Oregon Health and Science University,
Portland, OR, USA
5
The University of Arizona Cancer Center, Tucson, AZ, USA
6
The Cancer Center at Hackensack University Medical Center, Hackensack, NJ, USA
7
Oncology Development, AbbVie Inc., North Chicago, IL, USA
This article has been accepted for publication and undergone full peer review but has not
been through the copyediting, typesetting, pagination and proofreading process which may
lead to differences between this version and the Version of Record. Please cite this article as
doi: 10.1111/bcp.13175
The principal investigator for this study is Dr. Lionel D. Lewis, The Geisel School of
Medicine at Dartmouth and The Norris Cotton Cancer Center at the Dartmouth-Hitchcock
Medical Center, Lebanon, NH, USA.
Summary
Methods: Twelve patients with Non-Hodgkin lymphoma (NHL) were enrolled in this
venetoclax orally on Day 1 and Day 8, and a 400 mg once daily dose of ketoconazole on
Days 5 through 11. Blood samples were collected predose and up to 96 hours after each
Results: Eleven patients had evaluable pharmacokinetic data and were, therefore,
plasma concentration (Cmax) and area under the plasma concentration-time curve from
time 0 to infinity (AUC∞) by 2.3-fold (90% confidence interval [CI]: 2.0–2.7) and
plays a major role in elimination of venetoclax in patients. These results suggest the need
to avoid concomitant use with strong and moderate inhibitors or inducers of CYP3A
during the venetoclax ramp-up phase in chronic lymphocytic leukemia (CLL) patients.
For patients who have completed the ramp-up phase, a modification in venetoclax dose
hematological malignancies.
In vitro, venetoclax and its major metabolite (M27) are metabolized primarily by
Ketoconazole increased venetoclax mean Cmax and AUC∞ by 2.3- and 6.4-fold,
These results suggest the need for avoiding concomitant use of venetoclax with
strong and moderate CYP3A inhibitors in CLL patients during the venetoclax
ramp-up phase.
TARGETS
Other protein targetsa
BCL-2 Family
BCL-XL
BCL-2
Transportersb
P-gp
BCRP
Enzymesc
CYP3A4
These Tables of Links list key protein targets and ligands in this article that are
common portal for data from the IUPHAR/BPS Guide to PHARMACOLOGY (Southan
et al., 2016), and are permanently archived in The Concise Guide to PHARMACOLOGY
cell death (apoptosis) in cancer cells. Antiapoptotic BCL-2 family members are
lymphoid malignancies; antagonism of the action of these proteins may enhance response
to therapy and overcome chemoresistance, and thus, these proteins of the apoptotic
Venetoclax has been studied in multiple clinical trials and has demonstrated efficacy in
patients with hematologic malignancies as both a single agent and combination therapy
[2-7]. The pharmacokinetics of venetoclax has been characterized in several studies [2,
8–11]. Venetoclax plasma concentration peaked around 6 to 8 hours after a single dose
and the terminal phase elimination half-life (t1/2) was approximately 19 hours in subjects
steady state, venetoclax area under the plasma concentration time curve (AUC) increased
proportionally over the dose range of 150 to 800 mg/day [2]. Food increased venetoclax
exposure by 3-5 fold [9, 10]. Following a single oral dose of 200 mg (100 Ci) of
[14C]venetoclax to four healthy volunteers, recovery of total radioactive dose was 100%
(± 5%), with faeces being the major route of elimination of the administered dose,
Nonclinical studies indicated that venetoclax and its major metabolite (M27), formed by
azole class antifungal agent. Ketoconazole was selected in this study because it is a
potent inhibitor of CYP3A4 and recommended by the Food and Drug Administration as a
probe drug for investigating the effect of inhibition on the pharmacokinetics of CYP3A
turn could increase or prolong their therapeutic and adverse effects. Additionally, other
frequently used azole antifungal agents, such as posaconazole and fluconazole, used to
treat fungal infections in patients with cancer have been shown to inhibit CYP3A
enzymes. In vitro, venetoclax is also shown to be a substrate of P-gp and BCRP, which
are inhibited by ketoconazole [14]. Therefore, the current study was conducted to assess
venetoclax.
Patients
Adult men and women 18 years of age and older with relapsed or refractory (R/R)
performance score of between 0 and 2 were eligible to enroll in the study. Patients were
required to have adequate bone marrow, coagulation, renal, and hepatic function. Patients
must not have used any of the following drugs/agents before study drug administration
and during the study until completion of Study Day 12: biologic agents used for
within 14 days; corticosteroid therapy for antineoplastic intent, CYP3A inhibitors such as
phenytoin, rifampin and St. John's wort, or warfarin within 7 days; or grapefruit,
Study Design
This was a Phase 1, open-label, single sequence study (NCT01969669) conducted at The
Hitchcock Medical Center (Lebanon, NH), and The University of Arizona Cancer Center
(Tucson, AZ). The study was conducted in accordance with Good Clinical Practice
guidelines and ethical principles that have their origin in the Declaration of Helsinki. The
study protocol was approved by the institutional review boards (Western Institutional
Review Board, Olympia, WA; Dartmouth College Committee for the Protection of
Each patient received a single 50 mg tablet of venetoclax (AbbVie Inc., North Chicago,
IL) on Days 1 and 8. On Days 5–11, each patient received two tables of 200 mg
ketoconazole (Mylan Pharmaceuticals, Canonsberg, PA) (Figure 1). All tablets were
swallowed in the morning with 240 mL of water, within 30 minutes after completion of a
8, 10, 12, 24, 48, 72, and 96 hours after dosing on Day 1 and Day 8. Plasma
chromatography with tandem mass spectrometric detection [12]. The lower limits of
quantitation for the venetoclax and M27 assays were 2.05 and 2.04 ng/mL, respectively.
The precision values for the quality control samples of venetoclax and M27 were ≤ 12.2%
The pharmacokinetic parameters of venetoclax and M27 metabolite on Day 1 and Day 8
parameters estimated included: the maximum observed concentration (Cmax), the time to
maximum concentration (Tmax), the apparent terminal phase elimination rate constant (β),
the terminal phase elimination half-life (t1/2), the AUC from time 0 to time of the last
Treatment-emergent adverse events were defined as adverse events with onset after the
first dose of venetoclax through the end of the study. The number and percentage of
Days 1 through 4), ketoconazole alone (Days 5 to 7), and venetoclax and ketoconazole
coadministration (Day 8 to the end of the study). Adverse event severity was classified
according to National Cancer Institute (NCI) Common Toxicity Criteria for Adverse
Events (CTCAE) Version 4.0 toxicity grade. Serious adverse events and events leading
to discontinuation of treatment were summarized. Laboratory test results and vital signs
values were evaluated for possible clinical significance using predefined criteria.
analysis of variance (ANOVA) was performed for Tmax, β, and the natural logarithms of
Cmax, AUCt and AUC∞ using PROC GLM in SAS v9.2. The model included a fixed
effect for Day (venetoclax alone – Day 1 and venetoclax in combination with steady-state
dose ketoconazole – Day 8). Patients were treated as a random effect in the model.
Within the ANOVA modeling framework, the null hypothesis of no difference between
venetoclax with ketoconazole (Day 8) relative to venetoclax alone (Day 1) was tested
alone (Day 1) was assessed using 90% confidence intervals for difference of the least
square means obtained from ANOVA of the natural logarithms of Cmax, AUCt, and AUC∞
on Day 1 and Day 8. The 90% confidence intervals were obtained for those ratio
estimates by taking the antilogarithm of the upper and lower limits of confidence intervals
for the difference of least square means of the logarithmic scale obtained within the
The power calculations assumed the error term variance of 0.1724 for the natural
least 80% power to detect an 80% increase (or 45% decrease) in the central value of C max
between the two regimens (venetoclax alone versus venetoclax in combination with
ketoconazole).
Twelve patients were enrolled in the study. All 12 patients completed the study. Their
mean (standard deviation [SD]) weight was 83.3 (18.5) kg and the median age was
71.5 years (range: 37 – 82) (Table 1). One patient was excluded from the statistical
ketoconazole 400 mg was not taken on Day 6 through Day 8; the subject took
samples in the terminal elimination phase (48 and 96 hour) were not collected for one
subject. AUC∞ and t1/2 were not calculated for this subject on Day 8, as valid estimates
The mean (+ SD) plasma concentration-time profiles for venetoclax and M27, following
venetoclax and M27, with and without ketoconazole, are presented in Table 2. After a
50 mg oral dose, the median time to reach peak plasma concentrations of venetoclax was
not change but the venetoclax Cmax, AUCt, AUC∞, and t1/2 were significantly increased
(P < 0.05). Ketoconazole increased venetoclax Cmax and AUC∞ in all subjects (Figure 3)
venetoclax alone (Table 3). While the mean increase in AUC was 6.4-fold, the variability
acid-suppressing agents during the study. No change in point estimates for venetoclax
Cmax and AUC∞ were noted in the analysis conducted excluding data from these
two subjects. One subject reported taking a protocol exclusionary medication, diltiazem,
a moderate CYP3A inhibitor, before and throughout the study. Analyses conducted
excluding this subject showed no change in point estimate for venetoclax Cmax (2.3-fold)
and a slight increase in AUC∞ (7.2-fold vs. 6.4-fold) following coadministration with
ketoconazole. Interestingly, the one subject who was excluded from statistical analysis
for reporting to take incorrect ketoconazole dose of 200 mg on days 6 through 8 showed a
2.3-fold increase in Cmax and 3.5-fold increase in AUC, suggesting the interaction was
perhaps not maximal at 200mg ketoconazole daily; although, given the large variability in
AUC increases observed in this study, this may have merely been due to interpatient
variability.
In contrast to venetoclax, M27 metabolite Tmax was delayed and both Cmax and AUCt
decreased in most subjects with a mean decrease in Cmax and AUCt by approximately
(Table 3).
Five patients (41.7%) reported adverse events when treated with venetoclax alone,
2 (16.7%) patients reported adverse events when treated with ketoconazole alone, and
8 (66.7%) patients reported adverse events when treated with the combination of
venetoclax and ketoconazole. The majority of adverse events reported were mild or
moderate in severity (grade 1 or grade 2). One subject experienced a Grade 3 adverse
event of hypokalaemia on the day of treatment with venetoclax alone. This adverse event
ended after 2 days and was not considered by the investigator or sponsor to be related to
ketoconazole treatment and was ongoing at the end of the study; the ureteric obstruction
(the only serious adverse event reported in this study) which occurred on Day 11 was
increase, grade 2 hyperkalemia, grade 2 hypocalcemia); all were nonserious and resolved
with no action taken with regard to study drug administration. No clinically meaningful
were observed.
This is the first clinical pharmacokinetic study to determine the potential effect of any
malignancies. In this study, treatment with oral ketoconazole increased venetoclax mean
Cmax and AUC∞ by 2.3– and 6.4–fold, respectively, compared to venetoclax alone. An
increase in venetoclax AUC∞ of 6.4–fold combined with a > 2–fold increase in its t1/2
Inhibition of p-glycoprotein (P-gp) and breast cancer resistance protein (BCRP) may have
ketoconazole has inhibitory effects on P-gp and BCRP [14]. It must be noted that while a
dose of 50 mg was used in this study, higher doses (e.g.,: 400 mg) are used
therapeutically and the magnitude of the interaction at higher doses might be different.
Although the range of body weight of patients enrolled in the study was wide (50.8-119
kg), it must be noted that no relationship between body weight and AUC ∞ was observed
(Figure 4). Additionally, majority of the subjects were males and white. In an earlier
study, the covariates weight, sex, and race did not affect venetoclax clearance [10].
when compared to the effects observed on midazolam, a sensitive and often used CYP3A
probe substrate. Stoch et al reported an increase of 5.4- and 14.0-fold in Cmax and AUC∞
of midazolam in a healthy volunteer study in which ketoconazole 400 mg once daily was
using data from CLL subjects indicated that the rate of objective response is similar, with
0.5- to 2.0-fold change in exposure from that typically achieved at the 400 mg QD dosage
regimen [16]. At a venetoclax dose of 1200 mg QD, where venetoclax exposures are
approximately 2.5-fold higher than those achieved at 400 mg QD, the maximum tolerated
dose of venetoclax was not reached [17,18,19]. On the other hand, venetoclax therapy in
CLL patients starts according to a weekly ramp-up dosing schedule from 20 mg to the
recommended dose of 400 mg over a period of 5 weeks to minimize the risk for tumor
lysis syndrome. Therefore, based on the results from this study and the exposure–
efficacy and safety venetoclax profile, coadministration of venetoclax with moderate and
strong inhibitors or inducers of CYP3A should be avoided during the ramp-up phase in
CLL patients. For patients who have completed the ramp-up phase, a modification of
recommended.
M27 mean Cmax and AUCt decreased by approximately 50% and 30%, respectively, after
inhibition. However, a decrease in AUCt was not expected given that M27 is also a
CYP3A substrate and its metabolic clearance was reduced in the presence of
sampling duration. M27 Tmax was significantly delayed (median = 48 hours), only two
inability to accurately calculate M27 AUC∞ and t1/2 on Day 8 for 8 subjects, as valid
estimates of β could not be determined due to the lack of 3 concentration time data points
after Tmax. In 4 subjects where AUC∞ estimates could be calculated, the % extrapolated
AUC was very high (> 50%), further emphasizing the limitation of a shorter PK sampling
duration. It is worth noting that the M27 metabolite was not identified at the time of
study design and conduct and hence the PK sampling scheme was based solely on the
long enough, both M27 AUCt and AUC∞ estimates would have been higher as can be
inferred from Figure 2 showing relatively flat M27 concentrations in the presence of
ketoconazole beyond 24 hours. Overall, the results observed are consistent with those
expected from CYP3A inhibition of venetoclax and M27 metabolism and M27 formation
from venetoclax.
The pharmacokinetics of navitoclax, a dual inhibitor of BCL-2 and BCL-XL, were not
does not play a major role in the elimination of navitoclax. Thrombocytopenia caused by
BCL-XL inhibition has been the primary dose-limiting toxicity in the clinical
subject (8.3 %), a frequency similar to that reported previously in a Phase 1 venetoclax
monotherapy study in R/R NHL patients [17]. Venetoclax exposures in this subject were
ketoconazole was well tolerated in this Phase 1 study in 12 patients with relapsed or
refractory NHL with no other serious (grade 3, 4, or 5) adverse events attributed to study
drugs.
Conclusions
major role in elimination of venetoclax in patients. Due to the potential risk for the
occurrence of tumor lysis syndrome with elevated venetoclax exposures in patients with
certain types of cancer, such as CLL, these results suggest the need to avoid concomitant
use with strong and moderate inhibitors or inducers of CYP3A during the venetoclax
ramp-up phase. For patients who have completed the ramp-up phase and are on a steady
daily dose, a modification of venetoclax dose for use with strong inhibitors or inducers of
CYP3A/P-gp is recommended.
We thank the patients (and their families) who participated in the study, the clinical site
research personnel, and AbbVie personnel for their contributions to various aspects of the
study. In addition, we thank Ms. Amy Rohrlack of AbbVie for medical writing support.
All authors contributed to the study concept and design, analysis and interpretation of
data, and development and approval of the manuscript. AbbVie and Genentech/Roche
provided financial support for the study and participated in the design, study conduct,
analysis and interpretation of data as well as the writing, review and approval of the
Genentech/Roche.
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Characteristic N = 12
Gender, n (%) Female 1 (8.3)
Male 11 (91.7)
Age, yrs Mean (SD) 66.3 (13.17)
Median 71.5
Range 37 – 82
Age, n (%) ≤ 65 yrs 5 (41.7)
66 – 75 yrs 3 (25.0)
> 75 yrs 4 (33.3)
Weight, kg Mean (SD) 83.3 (18.5)
Median 81.5
Range 50.8 – 119.0
Height, cm Mean (SD) 172.7 (9.88)
Median 173.6
Range 148.2 – 183.0
Tobacco use Current user 2 (16.7)
Former user 5 (41.7)
Never used 5 (41.7)
Ethanol use Current user 7 (58.3)
Former user 3 (25.0)
Never used 2 (16.7)
Regimens
a
Pharmacokinetic Central Value Point 90% Confidence
Test vs. Reference Parameter (units) Test Reference Estimate Interval
Venetoclax
Venetoclax w/ Cmax (µg/mL) 0.461 0.198 2.323 1.996 – 2.702
Ketoconazole (Day 8) AUCt (µg•h/mL) 17.887 3.803 4.703 3.549 – 6.233
vs. Venetoclax Alone b
(Day 1) AUC∞ (µg•h/mL) 25.366 3.961 6.403 4.472 – 9.168
M27 Metabolite
Venetoclax w/ Cmax (µg/mL) 0.009 0.018 0.499 0.419 – 0.595
Ketoconazole (Day 8) AUCt (µg•h/mL) 0.694 0.968 0.717 0.634 – 0.812
vs. Venetoclax Alone c
(Day 1) AUC∞ (µg•h/mL) 2.356 1.308 1.801 0.961 – 3.376
a. Reference regimen (venetoclax alone) venetoclax 50 mg administered under nonfasting conditions as a single dose on
Day 1.
Test regimen (venetoclax with ketoconazole) ketoconazole 400 mg QD administered under nonfasting conditions on
Days 5 through 11; on Day 8, venetoclax 50 mg administered as a single dose under non-fasting conditions.
b. N = 10.
c. N = 4.