Navy Federal 2016 Docs

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UNITEDSTATES OMB APPROVAL

SECURITIESANDEXCHANGECOMMISSION OMB Number: 3235-0123


Washington, D.C. 20549 Expires: MaZ 31, 201
Estimated average burden
hours per response.. . . . . 12.00
ANNUAL AUDITED REPORT
FORM X-17A-5 SEC FILE NUMBER
PART III 8- 67161

FACING PAGE
Information Required of Brokers and Dealers Pursuant to Section 17 of the
Securities Exchange Act of 1934 and Rule 17a-5 Thereunder
01/01/2016
REPORT FOR THE PERIOD BEGINNING______________________________ 12/31/2016
AND ENDING______________________________
MM/DD/YY MM/DD/YY

A. REGISTRANT IDENTIFICATION

NAME OF BROKER-DEALER: 1DY\)HGHUDO%URNHUDJH6HUYLFHV//& OFFICIAL USE ONLY

ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) FIRM I.D. NO.

820 Follin Lane


___________________________________________________________________________________________________________________
(No. and Street)

Vienna Virginia 22180


_____________________________________________________________________________________________________________________
(City) (State) (Zip Code)

NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT


Xiaoning Gunn 703-206-2003
_____________________________________________________________________________________________________________________
(Area Code – Telephone Number)

B. ACCOUNTANT IDENTIFICATION

INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*

PricewaterhouseCoopers, LLP
_____________________________________________________________________________________________________________________
(Name – if individual, state last, first, middle name)

1800 Tysons Boulevard McLean Virginia 22102


_____________________________________________________________________________________________________________________
(Address) (City) (State) (Zip Code)

CHECK ONE:
✔ Certified Public Accountant
Public Accountant

Accountant not resident in United States or any of its possessions.

FOR OFFICIAL USE ONLY

*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant
must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)

Potential persons who are to respond to the collection of


information contained in this form are not required to respond
SEC 1410 (06-02) unless the form displays a currently valid OMB control number.

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