Management of Insomnia
Management of Insomnia
Management of Insomnia
Clinical Practice
Management of Insomnia
Charles M. Morin, Ph.D., and Daniel J. Buysse, M.D.
This Journal feature begins with a case vignette highlighting a common clinical problem. Evidence
supporting various strategies is then presented, followed by a review of formal guidelines, when they exist.
The article ends with the authors’ clinical recommendations.
A 50-year-old woman presents with a 6-month history of difficulty falling asleep and From the School of Psychology and Cen-
staying asleep several nights per week, which affects her work performance. She re- tre de Recherche CERVO–BRAIN Re-
search Center, Université Laval, Quebec,
ports having had mild-to-moderate symptoms of anxiety and depression for the past QC, Canada (C.M.M.); and the Depart-
year. She has hypothyroidism, for which she has received levothyroxine therapy; TSH ment of Psychiatry, University of Pitts-
and thyroid hormone levels were normal when measured the previous month. She burgh Medical Center, Pittsburgh (D.J.B.).
has tried over-the-counter sleep aids (valerian and melatonin), which have had lim- N Engl J Med 2024;391:247-58.
ited effect, and occasionally has tried hypnotic sleep aids (lorazepam and eszopi- DOI: 10.1056/NEJMcp2305655
Copyright © 2024 Massachusetts Medical Society.
clone). She is worried about drug dependence, but also believes that her sleep prob-
lem is getting worse. How would you manage this patient’s insomnia?
CME
The Cl inic a l Probl em
I
nsomnia disorder is characterized by dissatisfaction with sleep
quality or duration associated with difficulty falling or staying asleep and sub-
stantial distress or daytime impairments. The disorder is a sleep disturbance
that occurs 3 nights or more per week, persists for more than 3 months, and is
not the result of inadequate opportunities for sleep.1 It frequently co-occurs with
other medical conditions (e.g., pain) and psychiatric disorders (e.g., depression),
as well as other sleep disorders (e.g., restless legs syndrome and sleep apnea).
Insomnia is the most prevalent sleep disorder in the general population and
among the most frequent issues raised by patients during primary care visits, al-
though it often goes untreated.2 Approximately 10% of adults meet the criteria for
insomnia disorder and another 15 to 20% report occasional insomnia symptoms.3
Insomnia is more prevalent among women and persons with mental or medical
problems, and its incidence increases in middle age and later, as well as during
perimenopause and menopause.3,4 Although the pathophysiological mechanisms
of insomnia disorder are still poorly understood, psychological and physiological
hyperarousal are recognized as core features.
Insomnia can be situational or episodic, but it follows a persistent course in
more than 50% of patients. The first episode typically arises from stressful life
situations, health problems, atypical work schedules, or travel across several time
zones (jet lag). Although most persons resume normal sleep after adjusting to the
precipitating event, chronic insomnia may develop in persons who are vulnerable
to the disorder. Psychological, behavioral, or medical factors often perpetuate
chronic sleep difficulties. For instance, sleeping late in the morning or napping
during the day can initially help persons cope with sleep disturbances; however,
those same practices can exacerbate sleep difficulties over time and become treat-
Key Points
ment targets. In perimenopausal women, vaso- sleep–wake behaviors may identify additional be-
motor symptoms may serve as both a precipitating havioral and environmental targets for interven-
and perpetuating factor. Chronic insomnia is tion (Fig. 1). Patient-reported assessment tools and
associated with increased risks of major depres- sleep diaries can provide valuable information
sion,5 hypertension,6 Alzheimer’s disease,7 and about the nature and severity of insomnia symp-
work disability. toms, help screen for other sleep disorders, and
The assessment and diagnosis of insomnia monitor treatment progress (Table 2).
rests on a careful history to document symptoms,
course, co-occurring conditions, and other con- S t r ategie s a nd E v idence
tributing factors (Table 1).8 A 24-hour history of
Current treatment options for insomnia include
Table 1. Key Elements of Assessment. prescribed and over-the-counter medications, psy-
chological and behavioral therapies (also referred
Typical sleep schedule: bedtime, rise time, and daytime napping
to as cognitive behavioral therapy for insomnia
Nature of sleep concern: frequency, duration, course, triggers, and exacerbat- [CBT-I]), and complementary and alternative ther-
ing factors
apies. The usual treatment trajectory involves the
Daytime symptoms and effects: activities that are cancelled or avoided as a
result of sleep problems use of over-the-counter medications and, when
the disorder is brought to the attention of a prac-
Symptoms of other sleep disorders that may produce insomnia
titioner, prescription medication. Few patients
Loud snoring, restless sleep, and excessive daytime sleepiness (sleep
apnea)
receive CBT-I, owing in part to the lack of ade-
quately trained therapists.
Urge to move the legs or unpleasant leg sensations in the evening (rest-
less legs syndrome)
CBTI-I
Unusual or aggressive behaviors during sleep: sleepwalking, rapid-eye
movement (REM)–sleep behavior disorder CBT-I involves a combination of strategies aimed
Medical and psychiatric history: identify contributing medical problems and
at changing the behavioral practices and psycho-
psychiatric conditions logical factors (e.g., excessive worries and un-
Environmental factors helpful beliefs about sleep) that contribute to
Bedroom environment, noise, light level, and temperature
insomnia. The core components of CBT-I include
behavioral and sleep-scheduling strategies (sleep
Sleep hygiene: alcohol use; use of tea, coffee, or nicotine; exercise patterns
restriction and stimulus control instructions),
Previous treatments and outcomes relaxation methods, psychological and cognitive
Prescribed and over-the-counter medications and supplements interventions (or both) aimed at changing un-
Behavioral measures to improve sleep helpful beliefs and excessive worrying about in-
somnia, and sleep hygiene education (Table 3).
Bedtime, level
of sleepiness
Activities and mental Time to fall asleep
state before sleep (sleep latency)
Insomnia Assessment
Evening over 24 Hr Awakenings
activities, light level, (number, duration,
and arousal and timing)
Meal Sleep
and exercise duration
timing
sleep time had increased modestly at the end of the important gap between demand and access
treatment (effect size, 0.16; 95% CI, 0.08 to 0.24), to CBT-I. The SHUTi and Sleepio applications
although additional benefits were often seen have substantial published evidence supporting
several weeks or months after the end of thera- their efficacy. A meta-analysis of 11 randomized
py.17,20,21 Effect sizes are strongest for global in- clinical trials involving 1460 participants that
somnia symptom severity. Efficacy does not ap- tested Web-based CBT-I found that eCBT-I had a
pear to be moderated by age, insomnia severity, positive effect on several sleep outcomes (i.e.,
the presence of coexisting conditions, or hypnotic insomnia severity, sleep efficiency, subjective
medication use. Smaller improvements have been sleep quality, wake after sleep onset, sleep-onset
noted for daytime symptoms (e.g., fatigue and latency, total sleep time, and number of noctur-
mood) and quality of life,22,23 which have been nal awakenings), with effect sizes ranging from
attributed in part to the use of generic measure- 0.21 to 1.09. These effects were similar to those
ments not specifically developed for insomnia. observed in trials of face-to-face CBT-I and were
Overall, approximately 60 to 70% of patients maintained for 4 to 48 weeks after follow-up.16
have a clinical response, which is defined as a Additional digital CBT-I products (e.g., CBT-i
reduction of 7 points on the Insomnia Severity Coach, Go! To Sleep, and Sleep Reset) use simi-
Index (ISI; scores range from 0 to 28, with lar therapeutic principles but have no or limited
higher scores indicating more severe insomnia). published efficacy data.
A sample ISI form is shown in the Supplemen- Treating co-occurring conditions such as de-
tary Appendix, available with the full text of this pression and chronic pain may alleviate insom-
article at NEJM.org. Approximately 50% of per- nia symptoms but generally does not completely
sons with insomnia had remission (total ISI resolve them. Conversely, the treatment of insom-
score, <8) after 6 to 8 weeks of treatment, and 40 nia improves sleep in the context of co-occurring
to 45% had sustained remission for 12 months. conditions but has less consistent effects on the
Daytime sleepiness is a potential adverse event co-occurring conditions themselves. For instance,
in the early phase of restricting time in bed, but the treatment of insomnia alleviates depression
that effect tends to resolve as the sleep time is symptoms and reduces the incidence and recur-
increased.24 rence of depression25 but has only small effects
Digital CBT-I (eCBT-I) has gained in popularity on chronic pain.26
over the past decade and could eventually narrow Stepped-care approaches may help to address
Therapy Description
Sleep restriction This intervention limits the amount of time spent in bed (the sleep window) to match as
closely as possible the actual sleep time and strengthens the homeostatic sleep drive
(the increase in sleep propensity that accumulates with an increased duration of wake-
fulness). After the initial restriction, the sleep window is gradually adjusted upward or
downward on a weekly basis and as a function of sleep efficiency (time asleep ÷ time
spent in bed × 100) until an appropriate sleep duration is established.
Stimulus control Go to bed only when sleepy.
Get out of bed when unable to sleep.
Use the bed and bedroom for sleep and sex only (no reading, watching television, etc.).
Arise at the same time every morning.
Avoid napping.
Relaxation training This method involves the use of clinical procedures (e.g., progressive muscle relaxation
and imagery training) aimed at reducing autonomic arousal, muscle tension, and in-
trusive thoughts that interfere with sleep. Most relaxation procedures begin with some
professional guidance and are practiced daily over a period of a few weeks. Relaxation
training is not always included in cognitive behavioral therapy for insomnia (CBT-I).
Cognitive therapy This psychological approach uses Socratic questioning and behavioral experiments to
revise common misconceptions about sleep and to reframe unhelpful beliefs about
insomnia and its daytime consequences. This method is also intended to reduce ex-
cessive worrying about sleep difficulties and their daytime consequences. Additional
cognitive strategies may also involve paradoxical intention (willingly trying to stay
awake rather than trying to fall asleep) in order to alleviate the performance anxiety
triggered by attempting to force sleep.
Sleep hygiene education The patient receives education regarding general guidelines about health practices (e.g.,
diet, exercise, and substance use) and environmental factors (e.g., light level, noise,
and excessive temperature) that may promote or interfere with sleep. This may also
include some basic information about normal sleep and changes in sleep patterns
with aging.
Acceptance and commit- ACT is a type of psychotherapy aimed at educating the patient to stay focused on the
ment therapy (ACT) present moment and accept life experiences, thoughts, and feelings (even negative
ones) without trying to change them. ACT involves the use of different methods (e.g.,
acceptance, defusion, mindfulness, and committed action) and processes in order to
increase psychological flexibility.
Mindfulness This approach is a meditation method that involves observing one’s thoughts and feel-
ings and letting go of the need to change or ruminate about things. Originally de-
signed as a method of reducing stress and anxiety, mindfulness has been adapted for
the management of insomnia and can be included as one component of ACT.
Brief behavioral treatments This abbreviated version of CBT-I emphasizes behavioral components and is typically
for insomnia implemented in fewer (one to four) sessions. It involves education about sleep regula-
tion and factors that promote or interfere with sleep, along with a tailored behavioral
prescription based on stimulus control and sleep-restriction therapy.
resource limitations with traditional psychologi- epine receptor agonists have steadily decreased
cal and behavioral therapies. One such model and prescriptions for trazodone have steadily
recommends education, monitoring, and self-help increased, notwithstanding the absence of a
approaches at the first level, digital or group- Food and Drug Administration (FDA) indication
based psychological and behavioral treatment at for the use of trazodone to treat insomnia. In
the second level, individual psychological and addition, orexin receptor antagonist drugs were
behavioral treatment at the third level, and phar-introduced in 2014 and are widely used. Hyp-
macotherapy as a short-term adjunct at each level.27
notic medications are prescribed at higher rates
for women, older adults, and non-Hispanic White
Medications patients, which reflects the epidemiologic char-
Prescribing patterns for hypnotic medications in acteristics of insomnia.29 The main classes of
the United States have changed substantially over sleep-promoting medications are summarized in
the past 20 years.28 Prescriptions for benzodiaz- Table 4. Controlled data are sparse regarding the
nejm.org
(8 hr) mechanism of action on wake-promot- headaches, abnormal dreams, night- (0.08 to 0.63); suvorex-
n e w e ng l a n d j o u r na l
ing orexin system. Lower risk of cogni- mares, sleep paralysis, complex sleep- ant, 0.31 (0.01 to 0.62)
(9 hr),‡, mirtazapine (30 serotonin, and adrenergic receptors. (other than doxepin 3–6 mg) trazodone, 0.52 (0.16 to
hr)†‡, amitriptyline (30 Efficacy data for maintenance, variable Short-term risks: sedation, cognitive and 0.89)
hr)†‡ evidence for sleep onset. Low potential psychomotor impairment, cardiac con-
for abuse. duction delay, anticholinergic effects,
nausea, serotonin syndrome, increased
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suicidality
No other uses without permission. Copyright © 2024 Massachusetts Medical Society. All rights reserved.
Long-term risks: falls, hip fractures, de-
mentia, physiological dependence
(i.e., rebound insomnia); weight gain,
metabolic effects (i.e., abnormal glu-
cose metabolism, lipid levels) with
mirtazapine
Medication Class and Examples and Approximate Effect Size
Types Half-Life Potential Advantages Potential Disadvantages (95% CI)*
Melatonin, melatonin Melatonin (1 hr)‡, ramelteon (2 Mechanism of action involves melatonin Not efficacious for sleep maintenance Melatonin, 0.13 (−0.11 to
receptor agonists hr) tasimelteon (1–4 hr)‡ receptors. Efficacy data for sleep on- Short-term risks: sedation, fatigue, dizzi- 0.38); ramelteon, 0.12
set. Efficacy evidence for insomnia in ness, nausea, abnormal dreams (−0.14 to 0.37); tasimel
children with neurodevelopmental dis- teon
orders. Generally associated with few
side effects and low potential for abuse.
Sedating antihistamines Diphenhydramine (6 hr)†, dox- Widely available over the counter and by Limited efficacy data for insomnia Insufficient data
ylamine (10 hr)†, hydroxy- prescription. Mechanism of action in- Short-term risks: sedation, cognitive and
zine (20 hr)†‡ volves antagonism of central histamine psychomotor impairment, anticholiner-
receptors. gic effects (e.g., dry mouth)
Long-term risk: dementia (anticholinergic
effect)
Sedating antipsychotics Quetiapine (6 hr)†‡, olanza Sedating in clinical trials of patients with Limited efficacy data for insomnia Insufficient data
pine (30 hr)†‡ schizophrenia or bipolar disorder. Short-term risks: sedation, dizziness, cog-
Small studies suggest efficacy on nitive and psychomotor impairment,
patient-reported and polysomno- hypotension, headache, dry mouth
graphic sleep measures in insomnia. Long-term risks: metabolic effects (e.g.,
Mechanism of action involves multiple glucose metabolism and lipid levels)
receptor types (e.g., serotonin, dopa- and weight gain
nejm.org
ditions. Mechanism of action involves nitive and psychomotor impairment,
Clinical Pr actice
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No other uses without permission. Copyright © 2024 Massachusetts Medical Society. All rights reserved.
253
The n e w e ng l a n d j o u r na l of m e dic i n e
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