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Stability-Constrained Optimization for Modern
Power System Operation and Planning
IEEE Press
445 Hoes Lane
Piscataway, NJ 08854
IEEE Press Editorial Board
Sarah Spurgeon, Editor in Chief
Yan Xu
Nanyang Technological University
Singapore
Yuan Chi
Chongqing University
China
Heling Yuan
Nanyang Technological University
Singapore
Copyright © 2023 by The Institute of Electrical and Electronics Engineers, Inc. All rights reserved.
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Contents
List of Acronyms 3
List of Acronyms 47
Index 459
xvii
Yan Xu received the B.E. and M.E. degrees from South China University of
Technology, China, and the Ph.D. degree from University of Newcastle, Australia,
in 2008, 2011, and 2013, respectively. He conducted postdoctoral research with the
University of Sydney Postdoctoral Fellowship, and then joined Nanyang Techno-
logical University (NTU) with the Nanyang Assistant Professorship. He is now an
Associate Professor at School of Electrical and Electronic Engineering and a
Cluster Director at Energy Research Institute @ NTU (ERI@N). His research
interests include power system stability, microgrid, and data analytics for smart
grid applications. Dr Xu’s research in Singapore is funded by a range of funding
agencies (including Singapore NRF, EMA, MOE, HDB, etc.) and industry partners
(including Rolls-Royce Electrical, Singapore Power Group, Singtel, Infineon, EDF
Lab, Lite-On, etc.). Many of his research outcomes have been practically applied/
licensed to industry partners. Dr Xu has received 10 IEEE/IET paper contest and
conference best paper awards, the 2022 IET Premium Award (Best Paper), the
2021 IEEE Transactions on Smart Grid Outstanding Paper Award, and the 2018
Applied Energy Highly Cited Paper Award. His professional service roles include
Associate Editor for IEEE Trans. Smart Grid and IEEE Trans. Power Systems,
Chairman of the IEEE Power & Energy Society (PES) Singapore Chapter (2021
to 2022) and the General Co-Chair of the 11th IEEE ISGT-Asia Conference,
Nov. 2022.
Yuan Chi received the B.E. degree from Southeast University, Nanjing, China, in
2009, and the M.E. degree from Chongqing University, Chongqing, China, in 2012,
and the Ph.D. degree from Nanyang Technological University, Singapore, in 2021.
From 2012 to 2017, he worked as an Electrical Engineer of Power System Planning
consecutively with State Grid Chongqing Electric Power Research Institute and
Chongqing Economic and Technological Research Institute. He is currently a
Research Associate with Chongqing University. His research interests include
planning, resilience, and voltage stability of power systems. Dr Chi’s research in
xviii About the Authors
Heling Yuan received the B.E., M.Sc., and Ph.D. degrees from North China
Electric Power University, Beijing, China, the University of Manchester, UK,
and Nanyang Technological University, Singapore, in 2016, 2017, and 2022,
respectively. She is currently a Research Fellow at Rolls-Royce @ NTU Corporate
Lab, Singapore. Her research interests include modeling, optimization, stability
analysis and control of power systems. Dr Yuan’s research in Singapore is funded
by Singapore NRF, MOE and Rolls-Royce Electrical.
xix
Foreword
The stability of a power system is defined by the IEEE as its ability “for a given
initial operating condition, to regain a state of operating equilibrium after being
subjected to a physical disturbance, with most system variables bounded so that
practically the entire system remains intact”. Recent years have seen significant
integration of renewable energy resources such as wind and solar power into
power grids globally. Yet, such renewable energy-based generators can signifi-
cantly complicate the power system’s dynamic behavior and introduce consider-
able operational uncertainties due to their power-electronic converter interface
and variable power output.
Practically, the stability of a power system can be maintained and enhanced
through three general approaches: (i) accurately modeling and analyzing the power
system’s dynamic characteristics, then designing and deploying real-time controllers
to make the system well behaved under disturbances; (ii) dispatching the power
system to a state that can better withstand the disturbances; (iii) reinforcing the
power grid with fast-responding resources such as FACTS (Flexible AC Transmis-
sion Systems) to support the power system dynamics to ride through the distur-
bances. While the first approach involves power system dynamics modeling,
stability analysis, and controller design, the latter two require advanced optimiza-
tion methods to optimally operate the power system and determine the optimal size
and site of such resources for maximum cost effectiveness.
While most existing books are focused on the first approach to power system
dynamics modeling, stability analysis, and controller design, very few address
the latter two approaches that require advanced optimization. This book fills this
gap by presenting a series of stability-constrained optimization methodologies for
power system operation and planning. Two major foci of the book are transient
stability enhancement through optimal power system dispatch and operational
control and voltage stability enhancement through optimally sizing and siting
dynamic VAR resources in the power grid, respectively. The book presents a series
xx Foreword
Preface
The electrical power system is essential to a modern society, and its stability is
a fundamental requirement during both online operation and offline planning
studies. In general, the stability of a power system refers to its ability to regain
a state of operating equilibrium after experiencing a physical disturbance, such
as a short-circuit fault. In practice, the stability of the power system mainly
depends on both its inherent dynamic characteristics, i.e. how the system responds
to disturbances, and its steady-state operating conditions, i.e. how the system is
dispatched.
In recent years, renewable energy sources such as solar photovoltaic and wind
power have rapidly penetrated modern power systems, which have inherently
stochastic and intermittent power output and are connected to the grid through
power electronic converters. Consequently, both the static and dynamic behaviors
of the power system have become much more complex, creating a series of chal-
lenges for maintaining system stability. These challenges include long-distance
power transmission from renewable power stations to load centers, reduced syn-
chronous inertia in the power systems, complex dynamics of power electronic
interfaced devices, lack of reactive power resources, and fast fluctuation of
magnitude and direction of power flows through the transmission network.
Recent large-scale blackout events, e.g. the September 2016 South Australia black-
out and the August 2019 UK blackout, have clearly demonstrated the adverse
impact of these challenges on power system stability.
This book focuses on two power system stability problems, namely transient sta-
bility and voltage stability. Transient stability, also known as large-disturbance
rotor angle stability, is the most stringent requirement for a power system because
instability can develop rapidly within several cycles after a disturbance. Voltage
stability is becoming increasingly critical since poor dynamic voltage performance
of the power system could lead to the failure of wind and solar power generators
riding through disturbances. This book presents a series of optimization methodol-
ogies that we have originally proposed to (i) optimally dispatch the power system
xxii Preface
to an operating state that can maintain transient stability in the event of a large
disturbance and (ii) optimally allocate dynamic VAR resources, including STAT-
COM and SVC, in the power grid to reinforce the grid’s capability to counteract
voltage instability.
The book consists of 20 chapters, which are organized into three parts:
The book is targeted at scholars, researchers, and postgraduate students who are
seeking optimization methodologies for power system stability enhancement.
Additionally, it provides practical solutions to operational dispatch and network
Preface xxiii
Yan Xu
Nanyang Technological University
Singapore
Yuan Chi
Chongqing University
China
Heling Yuan
Nanyang Technological University
Singapore
1
Part I
List of Acronyms
1.1 Introduction
1.2 Definition
In this book, the definition of power system stability given in [1] is adopted. Con-
forming to definitions from system theory, the definition is based in physics, thus
easily understood and readily applied by power system engineering practitioners:
Power system stability is the ability of an electric power system, for a given
initial operating condition, to regain a state of operating equilibrium after
being subjected to a physical disturbance, with most system variables
bounded so that practically the entire system remains intact.
1.3 Classification
Power system
stability
mechanical torque. Instability will occur when the rotor angles of some generators
increase continuously with regard to other generators. Namely, the generators lose
synchronism with others. The loss of synchronism can occur between one
machine and the rest of the system, or between groups of machines, with synchro-
nism maintained within each group after separating from each other. The possible
outcome of the instability is generator tripping and/or separation of the power
systems.
As presented in Figure 1.1, the rotor angle stability can be divided into
large-disturbance rotor angle stability (also called transient stability) and
small-disturbance rotor angle stability, based on the severity of the disturbance.
80
60
40
Rotor angle (°)
20
–20
–40
–60
–80
0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5
Time (s)
Figure 1.2 Simulated rotor angles of a transient stable case. Source: Xu [3].
1.4 Rotor Angle Stability 9
500
400
300
Rotor angle (°)
200
100
–100
–200
0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6
Time (s)
Figure 1.3 Simulated rotor angles of a transient unstable case. Source: Xu [3].
the simulated post-disturbance rotor angle trajectories of a real large power grid for
a stable case and an unstable case, respectively. From the two figures, the stable
case corresponds to keeping the synchronism of all the generators, while the unsta-
ble case corresponds to the loss of synchronism of some generators after the
disturbance.
0.73
0.72
Active power (pu)
0.71
0.7 P of interconnector
0.69
0.68
0.67
0 5 10 15 20
Time (s)
Figure 1.4 Active power oscillation due to the small-disturbance instability. Source: Xu [3].
Voltage stability is the ability of the power system to maintain steady voltages at all
buses after being subjected to a disturbance. It depends on the ability to maintain
equilibrium between load demand and load supply from the power system. Insta-
bility will occur in the form of a successive fall or rise of voltage in some buses.
A possible outcome of instability is loss of load in an area or transmission lines
and other elements tripping by their protective systems, leading to cascading
outages. It should be noted that a progressive drop in bus voltage may be associated
with rotor angle instability.
The driving force for voltage instability is usually the loads. A run-down situa-
tion causing voltage instability occurs when load dynamics attempt to restore
power consumption beyond the capability of the transmission network and the
connected generation.
As in the case of rotor angle stability, classifying voltage stability into large-
disturbance voltage stability and small-disturbance voltage stability is applicable.
or circuit contingencies. This ability is determined by the system and load charac-
teristics, and the interactions of both continuous and discrete controls and
protections.
The simulated post-disturbance voltage trajectories of the New England
10-machine 39-bus system are indicated in Figures 1.5 and 1.6 for a stable and unsta-
ble case, respectively. In the stable case, all voltage trajectories fluctuate and return
1.4
1.2
1
Voltage (pu)
0.8
0.6
0.4
0.2
0
0 1 2 3 4 5
Time (s)
Figure 1.5 Simulated voltage trajectories of the large-disturbance voltage stable case.
1.2
1
Voltage (pu)
0.8
0.6
0.4
0.2
0
0 0.5 1 1.5 2 2.5 3 3.5 4
Time (s)
Figure 1.6 Simulated voltage trajectories of the large-disturbance voltage unstable case.
12 1 Power System Stability: Definition, Classification, and Phenomenon
0.8
Voltage (pu)
0.6
0.2
0
0 0.5 1 1.5 2 2.5 3 3.7115
Loading parameter λ (pu)
to the nominal level finally, while in the unstable case, the voltage trajectories fluc-
tuated dramatically without recovery.
loss of load. The instability that may result occurs in the form of sustained
frequency swings, leading to the tripping of generating units and/or loads.
Figures 1.8 and 1.9 indicate the simulated post-disturbance frequency trajectory
for a stable and unstable case.
50
49.8
System frequency (Hz)
49.6
49.4
49.2
49
0 2 4 6 8 10 12 14 16 18 20
Time (s)
50
System frequency (Hz)
49.5
49
48.5
48
47.5
0 2 4 6 8 10 12 14 16 18 20
Time (s)
Fig. 66.—Valvata
piscinalis Müll.: br,
branchia; fi, filament;
f.l, foot lobes. (After
Boutan.)
Fig. 67.—Doris
(Archidoris)
tuberculata L., Britain:
a, anus; br, branchiae,
surrounding the anus;
m, male organ; rh, rh,
rhinophores. × ⅔.
Fig. 68.—Pleurophyllidia
lineata Otto,
Mediterranean: a,
anus; br, secondary
branchiae; m, mouth;
s.o, sexual orifice.
Certain of the Nudibranchiata possess no special breathing
organs, and probably respire through the skin (Elysia, Limapontia,
Cenia, Phyllirrhoë). The majority, however, have developed
secondary branchiae, in the form of prominent lobes or leaf-like
processes (the cerata), which are carried upon the back, without any
means of protection. These cerata are, as a rule, of extreme beauty
and variety of form, consisting sometimes of long whip-like
tentaculae, in other cases of arborescent plumes of fern-like leafage,
in others of curious bead-like appendages of every imaginable shape
and colour. In Doris they lie at the posterior end of the body, in a sort
of rosette, which is generally capable of retraction into a chamber. In
Phyllidia and Pleurophyllidia these secondary branchiae lie, as in
Patella, on the lateral portions of the mantle.
The Scaphopoda in all probability possess neither true nor
secondary branchiae.
Pulmonata.—When we use the term ‘lung,’ it must be
remembered that this organ in the Mollusca does not correspond,
morphologically, with the spongy, cellular lung of vertebrates; it
simply performs the same functions. The ‘lung,’ in the Mollusca, is a
pouch or cavity, lined with blood-vessels which are disposed over its
vaulted surface in various patterns of network. The pulmonary sac or
cavity is therefore a better name by which to denote this organ.