GauthierGilliland - Mapping Urban Morphology
GauthierGilliland - Mapping Urban Morphology
GauthierGilliland - Mapping Urban Morphology
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Urban morphology, in simple terms, is the from a wide variety of disciplinary, linguistic
study of city forms. While there is general and cultural backgrounds. Undoubtedly, part
agreement among self-proclaimed ‘urban of the confusion arising from divergent
morphologists’ as to what they study, there is theories and methods in urban morphology
considerable debate over how urban forms are could be alleviated with a multi-lingual
to be studied. An inevitable source of glossary of terminology in the field (cf.
misunderstanding stems from the fact that Larkham and Jones, 1991; Malfroy, 1986).
major contributions to urban morphological Nevertheless, a great deal of confusion and
scholarship continue to be made by researchers controversy is due to the diversity (and
Urban Morphology (2006) 10(1), 41-50 © International Seminar on Urban Form, 2006 ISSN 1027-4278
42 Mapping urban morphology
Some social scientists or historians might enon. To add to the confusion, the applied
raise an eyebrow at the suggestion that it is planning literature, including canonic texts of
necessary to make a distinction between urbanism, often aim at conferring scientific
cognitive and normative contributions, status on what is highly ideological (Choay,
thinking that their different character is self- 1965; Lefebvre, 1970).
evident. However, others might question the Whether there is an epistemological gap
desirability or even the possibility, on between the explanatory and cognitive on the
epistemological grounds, of making such a one hand and the normative on the other, as
distinction. The fact that the same proposition implied by Choay (1965), or whether these
could elicit two entirely legitimate but categories correspond to opposite conceptual
opposite interpretations is indicative of the poles located on a continuum, as Moudon
complexities at play in underlying epistem- (1992) suggests, is open to interpretation. The
ological and philosophical questions. It is not former position suggests a difference in nature,
our intention in the context of this short article while the latter implies a variation in intensity.
to proceed to a thorough examination of such To distinguish between cognitive and
questions; however, we will evoke briefly normative approaches does much to clarify the
some epistemological considerations arising nature of the intellectual contribution of the
from the proposed distinction. school of process typology, as exemplified by
We posit that differentiating between the ideas of Italian architect Saverio Muratori.
cognitive and normative studies is a critical Various commentators have posited that the
step for clarifying the multi-faceted nature of Muratorian tradition has developed a
the intellectual agenda of urban morphology. normative approach to the built environment.
The field of urban morphology lies at the Moudon (1994) states for instance that the so-
intersection of several academic disciplines called Italian school offers a renewed
such as architecture, urban planning, theoretical foundation for urban planning and
geography and history. Each of these design, which engages long-standing city
disciplines is influenced in turn, by a variety of building traditions. She contrasts this
traditions, research programmes, analytical contribution with the ‘scholarly’ approach of
apparatuses, and in particular, by specific the so-called Conzenians, that is, British
research problems and research objectives. researchers working in the tradition of
Urban planning is a case in point, and one in geographer M.R.G. Conzen. Levy (2005)
which the problem of the heuristic expressed a similar idea, when making a
programmes and procedures is raised quite distinction between what he termed the
acutely. As a practice, urban planning is normative approach of Gianfranco Caniggia
clearly oriented towards action, whereas as a and the cognitive approach exemplified by the
scholarly subject matter, it assumes a more work of M.R.G. Conzen. Such an interpret-
complex and ambiguous character. The ation echoes that put forward by Whitehand
discipline of urban planning seems to possess and Larkham (1992), who, in their genealogy
a mixed identity: science, applied science and of research traditions in urban morphology,
prescriptive practice (Levy and Spigai, 1989). characterize the Italian school as being
In the fields of architecture and by extension preoccupied with urban design. We do not
urban design and planning, the term ‘theory’ dispute such an interpretation, but suggest that
for instance, could assume two distinctly it might obscure the scientific contribution
different meanings. In some circumstances, made by proponents of process typology, and
typically in the literature of applied planning, in particular those of the ‘second generation’,
theory refers to a doctrine accompanied by a such as Cataldi, Maretto and Caniggia who,
series of prescriptions. Whereas in other inspired by Muratori’s original ideas, have
circumstances, the term theory – as scientists been working towards a science of the built
would understand it – refers to a body of environment (Cataldi et al., 1997; Gerosa,
principles put forward to explain a phenom- 1992). It is therefore more accurate to depict
44 Mapping urban morphology
the intellectual enterprise of process typology such forms. Levy describes the common
as both normative and cognitive and to map ground of these studies as ‘the idea that a
individual studies according to their primary particular logic has dictated the organization of
aim. Accordingly, we term cognitive those the urban fabric in different periods; that some
contributions that aim to produce knowledge categories remain constant; that certain aspects
(e.g. Caniggia, 1963, 1994) or develop are permanent; that there are rules of
theoretical and analytical tools (e.g. Caniggia transformation over time that dictate changes
and Maffei, 1979; Maretto, 1984), and we to the fabric; and that the organization and
reserve the term normative for contributions development of the fabric are not random, but
explicitly aimed at articulating a vision of the follow laws that urban morphology tries to
future (e.g. Maretto, 2005, or the intellectual identify’ (Levy, 1999, p. 79). To comprehend
contribution represented by the 1983 entry to the urban fabric in terms of ‘urban form’,
the Campo di Marte alla Giudecca understood as a system of its own that is
competition in Venice by Caniggia and his governed by internal sets of relations,
team), or at formulating an approach to necessitates two prerequisites: first, that the
planning practice (e.g. Caniggia and Marconi elements in the system are not discrete objects;
(1986) on heritage preservation). and secondly, that the relations between
The appeal of comparing and assessing the elements are not contingent. In other words,
process typology and Conzenian approaches there exists an ‘internal’ logic to this system.
resides in the fact that both have developed – Such a perspective allows for the development
based on different philosophical and epistem- of theoretical frameworks that find the primary
ological grounds – rather sophisticated explanation for morphogenesis in the
descriptive and explanatory frameworks to constraints and potential for change present
study urban form and its transformations. The within the system itself. We propose to call
following section posits that these explanatory these approaches that are primarily concerned
frameworks confer a similar epistemic status to with understanding the internal logic of the
urban form as an object of enquiry, and that urban fabric internalist approaches to urban
this common trait distinguishes these morphology.
approaches from the vast majority of other Jean Castex and colleagues (1980) posit
approaches to the study of urban form. that, although to a certain extent a city is a
material projection of social, political and
economic systems or structures, to compre-
Internalist versus externalist approaches hend it as a built object and a form comprising
the city as an object allows one to observe that
According to the second proposed criterion for this projection proceeds through various
classification, each contribution is sorted systems of spatial symbolization, and is
according to the epistemic status conferred to manifested in a substance, the built space, that
urban form: by distinguishing between has its own consistency and resilience (Castex
contributions that consider urban form as a et al., 1980, XI). The understanding of such
relatively independent system, and modes of spatial symbolization and of
contributions in which urban form stands as a structurally resilient settlement configurations
dependent variable, or passive product of and urban forms that make up the specific
various external determinants. physiognomy of a city lies at the heart of the
An examination of the key research heuristic project of internalist approaches to
traditions in urban morphology, specifically urban morphology.
the British, Italian and French schools, reveals Alternatively, we label as externalist those
that they hold in common the intent to capture approaches that primarily see the urban form
in the empirical reality of the city, some as the end product of processes driven by
‘forms’, understood here as the form of the political (e.g. Çelik, 1997), anthropological
urban fabric, and to study intricate details of (e.g. Rapoport, 1977, 1982; Rykwert, 1988),
Mapping urban morphology 45
geographical and economic (e.g. Vance, 1977, disciplines. This simple theoretical a priori
1990), historical (e.g. Benevolo, 1980), and allows us to better understand the complexity
perceptual (e.g. Lynch and Rodwin, 1958; of the urban built environment, and in
Lynch, 1960) determinants. Historically, particular to better comprehend how the
externalist contributions have been far more process of a city’s physical formation has its
numerous than internalist ones; notwith- own weight and inertia, that work to oppose
standing the numbers, the importance of the social, economic and political factors, in the
internalist approach lies in its ability to same way that it has been alternatively
produce original and highly innovative assumed that the physical development of the
interpretations of urban material culture. city is conditioned by these factors.
We posit that a common object of enquiry,
i.e. the city as a spatial form, and a common
conceptualization of the urban built environ- Mapping urban morphology
ment as a dynamic system granted with
relative autonomy, connects the contributions The usefulness of graphically mapping various
of the three ‘schools’ and constitutes the contributions to the study of urban form on a
primary core of the urban morphology research grid should be seen at both a practical level for
programme, albeit this programme is still in researchers interested in urban morphology,
the process of becoming a paradigm. From an and at a more analytical and epistemological
epistemological perspective, the commen- level, as it elicits new interpretations on the
surability of the cognitive-explanatory nature of contributions or groups of
theoretical frameworks developed under the contributions that deal with urban form. This
auspices of the three schools of urban section will illustrate the benefits of the
morphology lies in their common internalist mapping exercise by discussing briefly some
perspective. It is interesting to discover how of its results (see Figure 1). It is not our
these similarly systemic or structuralist intention to draw a comprehensive picture of
frameworks were informed by particular the various contributions to urban morphology,
disciplinary and philosophical traditions that but we do reference some well-known
are only very remotely connected: geographer contributions in order to illustrate the
M.R.G. Conzen drew insights from Cassirer’s pertinence of the proposed approach.
philosophy of symbolic forms (Conzen, 1998), At a practical level, the grid allows for a
whereas Italian architect and planner Caniggia synthetic representation of some common-
was inspired by the European continental alities and distinctions observable in the
structural linguistics, particularly the structural theoretical and epistemological perspectives
phonology of the Cercle de Prague (Caniggia favoured in various contributions. Such
and Marconi, 1985; Caniggia, 1988). The mapping is beneficial as it provides an
adoption of Italian methods by architectural immediate basis for comparison when faced
scholars in France marked their entrance into with the corpus of contributions emanating
the animated French structuralist debate from a variety of disciplinary traditions and
(Cohen, 1984). linguistic environments. In fact, the idea to
Perhaps the most important contribution of develop such a tool originated in the authors’
urban morphology to the study of cities has attempts to make sense of the wide variety of
been to show how the built environment can contributions to the study of urban form by
be understood as a system of relations researchers in Canada (Gilliland and Gauthier,
submitted to rules of transformation. The 2006) (see this issue, pp. 51-66). When
conceptual possibility to capture some cultural conducted more comprehensively, the
occurrences in systemic terms has proven mapping can help to identify tendencies in a
extremely fruitful in urban morphology, as it national research effort on urban form, for
has in numerous other scientific fields and instance, or to distinguish the leanings of
46 Mapping urban morphology
various groups of researchers, whether or not scientific studies concerned with the city as an
these groups conduct formal exchanges. artifact and spatial form, and which
On a more analytical level, in addition to conceptualize its built environment as a
the intrinsic heuristic value of the proposed system. Such a depiction best qualifies the
categories, the mapping allows one to study work of M.R.G. Conzen (1960, 1962, 1968),
the distribution of various contributions in for instance, as well as the scientific efforts of
different quadrants in order to identify patterns various proponents of process typology.
of concentration (possible research ‘clusters’) Whereas Muratori’s philosophy and research
or dispersion. The exercise allows for the methods broke the ground, the second
recognition of similarities or differences generation process typologists such as
between narratives, which might otherwise go Caniggia and Maffei (1979), Cataldi (1977),
unnoticed. and Maretto (1984), have worked more
A closer look at the grid reveals that the attentively at developing a science of the built
internalist/cognitive quadrant includes various environment. The research tradition known as
Mapping urban morphology 47
space syntax has also produced several States in recent decades, such as New
important contributions to urban morphology Urbanism (Duany et al., 1999) and transit-
that fall in this category, and is best oriented development (Calthorpe, 1993).
represented by the work of Bill Hillier and In the externalist/normative quadrant group
Julienne Hanson from the Bartlett School of are studies that develop applied approaches to
Planning at University College London (e.g. the processes dealing with the making of urban
Hillier and Hanson, 1984; Hillier, 1996). fabrics. Among the contributions to be found
The externalist/cognitive quadrant regroups in this category are those arising from
the scientific contributions concerned with the researchers who first developed externalist
forms and transformations of the urban built explanatory theoretical frameworks and then
environment, but which rely predominantly on translated them into operational planning and
explanatory frameworks based on external design tools for the benefit of practitioners
conditions of development. The vast majority (e.g. Larkham, 1992, 1996; Lynch, 1981;
of scientific contributions dealing with urban Rapoport, 1977).
form (especially from the Anglo-Saxon world)
have adopted a common externalist
perspective, even though they have come from Conclusion
a wide array of disciplinary perspectives (e.g.
Benevolo, 1980; Lynch, 1960; Mumford, Thus far, most commentators in urban
1961; Rapoport, 1982; Vance, 1977). Most of morphology have insisted on the simple
the work that has been conducted in the so- cognitive/normative dichotomy to characterize
called Conzenian tradition (most notably the research on urban form in general, and
contributions of geographer Jeremy Whitehand contributions arising from the Conzenian and
(1972a, b, 1974, Whitehand and Whitehand, process typology approaches in particular.
1984) has been concerned with the impact of The mapping of specific contributions
social or economic factors on the evolution of displayed in Figure 1 shows that, from the
urban form. It therefore could be argued that proposed epistemological perspective at least,
although these more recent contributions draw there might actually be more similarities
upon Conzen’s ideas, they are fundamentally between the core contributions of M.R.G.
different in that they adopt an externalist Conzen and the cognitive contributions of the
explanatory framework. process typologists than there are between
The studies categorized as internalist/ Conzen’s own work and the contributions of
normative could be otherwise qualified as the so-called second generation Conzenians.
urban design normative contributions, as they Reading the proposed mapping allows one
aim at devising an urban form that has yet to also to visualize the dual nature of the
be built. Many contributions from process intellectual contribution of process typology;
typologists could be cited in this category (e.g. the enterprise has produced works of an
Cervallati et al., 1981; Davoli and Zaffagnini, explanatory or cognitive nature as well as
1993; Maretto, 2005; Spigai, 1980). For normative treatises. The mapping stresses
further discussion of the influence of typo- implicitly that its dual nature distinguishes
morphological approaches on urban design, process typology from more purely normative
see Lane (1993) and Nigrelli (1999). Some of planning and design theoretical perspectives
the ideas about heritage preservation that have (e.g. New Urbanism), which are confined to
been put forward by Conzenian researchers the internalist/normative quadrant. The said
also belong in this category, such as Kropf ’s duality could raise specific epistemological
(1996) paper on typological zoning and questions pertaining to the modalities
Conzen’s (1966, 1975) own work on the utility according to which morphological knowledge
of town-plan analysis. This category of could be operationalized in applied circum-
studies also includes the popular urban design stances and, conversely, how planning issues
doctrines that have come out of the United could be problematized for research. Spigai
48 Mapping urban morphology
(1980) and Levy and Spigai (1989) have ‘The Italian school of process typology’, Urban
discussed such matters, and have proposed Morphology 1, 49-63.
theoretical formulations aimed at building Çelik, Z. (1997) Urban forms and colonial
bridges between the two heuristic poles. confrontations: Algiers under the French rule
(University of California Press, Berkeley).
Accordingly, their contributions are mapped at
Cervallati, P.L., Scannavini, R. and De Angelis, C.
the intersection of the cognitive and normative (1981) La nouvelle culture urbaine: Bologne
categories. face à son patrimoine (Seuil, Paris).
It is expected that the proposed ‘mapping’ Choay, F. (1965) L’urbanisme utopies et réalités
system will be useful to act as a guide for (Seuil, Paris).
future reviews of literature in the field. Cohen, J.L. (1984) ‘La coupure entre architectes et
Furthermore, it is hoped that this system will intellectuels, ou les enseignements de l’italo-
help to clarify and adequately acknowledge the philie’, in Secrétariat de la Recherche Architect-
nature of a wide array of intellectual contri- urale Extenso (Ministère de l’Industrie et de la
butions to the understanding, management and Recherche, Paris).
Conzen, M.P. (2001) ‘The study of urban form in
making of the urban built environment.
the United States’, Urban Morphology 5, 3-14.
Conzen, M.R.G. (1960) Alnwick, Northumberland:
a study in town-plan analysis Institute of British
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Mapping urban morphology 49
Building Futures
The group Building Futures, set up by the Royal Examples of questions that Building Futures
Institute of British Architects, seeks to address seeks to answer are: how and where shall we be
future built environments, and issues affecting the living in 50 or 100 years’ time, when the climate
built environment professions, in 20 years and even has changed and cities are bigger than ever? What
further in the future. Its aims are: technologies will architects be using to design
! to promote debate on the future of the built buildings and what new materials will they be
environment; specifying? How will new technologies affect the
! to influence relevant professionals, clients, buildings we use every day?
educationalists, decision makers and policy Collaboration and dialogue are central to the
makers to anticipate and analyse developments Building Futures programme. A steering group has
affecting architecture and urban design, both as overall responsibility for the programme. There is
professional disciplines and as activities also an advisory group which is involved in and
influencing society; consulted on projects.
! to collaborate with key individuals and Questions and requests for further information
organizations; should be directed to Karolina Grebowiec, Royal
! to build upon and complement existing work; Institute of British Architects, 60 Portland Place,
! to use a variety of media including publications London W1B 1AD, UK. E-mail: buildingfutures
and events. @inst.riba.org