Theoretical Approaches To Analysis and Interpretation of Commingled Human Remains 1st Edition Anna J. Osterholtz (Eds.) Download PDF
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Bioarchaeology and Social Theory
Series Editor
Debra L. Martin
Professor of Anthropology
University of Nevada
Las Vegas, USA
Theoretical Approaches to
Analysis and Interpretation
of Commingled Human
Remains
1 3
Editor
Anna J. Osterholtz
Department of Anthropology
University of Nevada Las Vegas
Las Vegas
Nevada
USA
Working with human remains is fraught with ethical and methodological consider-
ations that push researchers to contextualize their studies with as much information
as possible. When human remains are relatively undisturbed and the bones map
well onto the original location and position of the body, there is a wealth of con-
textual information that can be used to reconstruct the identity of the person and to
make meaning out of the circumstances that may have led to death.
The studies in this volume do not have easy access to contextual information
because the bodies of the deceased have been disturbed both culturally and/or natu-
rally and the remaining bones no longer are part of their original context. The hu-
man remains in these studies are variously commingled, disarticulated, modified,
broken, burned, fragmentary, and often isolated from their original context. This
represents bioarchaeology as the most challenging kind that relies on empirical data
sets that are less than perfect. The extraordinary thing about this collection of papers
is that all the authors use state-of-the-art methodologies to situate and reconstruct
the original contexts and further, they all do so within richly configured theoretical
contexts.
The foundational work for this volume began with a previously edited volume
(Osterholtz et al. 2014) that focused on best practices in the analysis of commingled
and disarticulated remains. This volume builds on that one by utilizing the meth-
ods outlined in the former volume, but now focusing on the use of social theory to
provide more robust interpretations of these challenging and often understudied
collections. These studies bridge social theory with bioarchaeology in ways that are
innovative yet sensitive to the challenges and problems of working with incomplete
data sets. All these chapters consciously use social theory to expand our understand-
ing of social life and human behavior at multiple and dimensional levels. Culture
change, climate change, power, inequality, class, gender, ethnicity, identity, and ma-
teriality are all approached in various chapters using a wide variety of theoretical
frameworks that best fits the data at hand.
Engagement with theory in each of these chapters means that the authors have
approached the meanings, values, intentions, beliefs and ideas about human behav-
ior though the lens of available mortuary practices, and information on demography
and pathology. This is a relatively new arena for study. This volume supplies a kind
vii
viii Foreword
of road map for others working with imperfect collections who wish to expand their
studies well beyond description of the bones. For example, some of the studies fo-
cused on the socially created institutions, events and symbolic objects that animated
how the lines between life and death were often blurred or reimagined as derived
from the mortuary practices. The agency of human factors in creating the mortu-
ary contexts discussed in these chapters is highlighted as a way to think about the
interaction of the living and the dead.
In these studies, methodology, social theory, and data are tethered. Data without
theory has limited explanatory power and is difficult to generalize about meaning
beyond a local context. Theory in these chapters has aided in making sense of the
data in a broader context. These studies attest to the value of carefully collected em-
pirical observations and robust data sets as the baseline for building interpretations
that are enhanced with the use of social theory.
Debra L. Martin
University of Nevada, Las Vegas
References cited
Osterholtz, A. J., Baustian, K. M., & Martin, D. L. (eds.) (2014). Commingled and
disarticulated human remains: Working toward improved theory, method, and data.
New York: Springer.
Contents
1 Introduction������������������������������������������������������������������������������������������������ 1
Debra Martin and Anna J. Osterholtz
4 Part of the Family: Age, Identity, and Burial in Copper Age Iberia����� 47
Jess Beck
ix
x Contents
Index���������������������������������������������������������������������������������������������������������������� 253
Contributors
xi
xii Contributors
Anna J. Osterholtz has recently completed her PhD at the University of Nevada,
Las Vegas focusing on social change, migration, and identity during the Bronze Age
on Cyprus. Her primary research interests center around commingled and fragmen-
tary assemblages of human remains and the unique stories they tell. She has active
research projects in the Americas, Europe, the Middle East, and the Mediterranean.
xiii
Chapter 1
Introduction
This volume grew out of an organized symposium at the 2014 Society for American
Archaeology meetings in Austin, Texas, which focused on the application of social
theory to assemblages consisting of fragmentary and commingled human remains.
Too often, these assemblages (which can present analytical and methodological
challenges) are overlooked in bioarchaeology and at best they are described. The
contributions to this volume provide ways to go beyond description into the appli-
cation of social theory to facilitate providing conclusions that are more interpretive.
The case studies provide excellent examples of how interpretively rich these as-
semblages can be when placed within a framework where ideas about social rela-
tions or cultural processes complement bioarchaeological data and archaeological
reconstruction. As Sofaer (2006, p. 33) noted, “human remains are frequently seen
as products sourced from excavations, the recording and reports passed on as com-
modities through a system of commercial contract, thereby ensuring the place of
bioarchaeology at the bottom of the interpretive tree.” This statement has been even
more true of those assemblages that comprised fragmentary, modified, burned, dis-
articulated, and commingled remains.
These contributions are a very good indication of how far bioarchaeology has
come as a subdiscipline within biological anthropology. Martin et al. (2013) present
a model for bioarchaeology that necessitates a theoretical model from the outset of
analysis. This approach invites researchers to article why we want to analyze human
remains and how we intend to use the products of those analyses. This is integral
to modern bioarchology. Bioarchaeology is almost always focused upon how indi-
viduals interacted both with each other and their environments, how they died, and
how the living interacted with them after death.
The focus of this volume is not on the methodology used for the analyses, al-
though each chapter provides a short background about the methodological ap-
proaches used. The previous volume (Osterholtz et al. 2014) was primarily focused
on the importance of methodology and served as a catalyst for this one, which is
focused on how commingled assemblages can be used to make meaning. How can
commingled assemblages be used to answer social questions and to investigate hu-
man interactions?
The original Latin derivation of the word theory means to contemplate the cos-
mos and to reflect on why things in society are the way they are; in essence, it is a
way of explaining the visible world. Schiffer has written extensively about the use
of social theory in archaeology and he notes that it helps archaeologists to get at
the how and why questions for their data sets (e.g., 1987, 1995, 2000). In the con-
tributions to this volume, the how and why questions are answered by using social
theory. Moving from individual (skeletal), community-based, and regional-level
analyses, interpretations of human behavior emerge for each case study.
No Single Paradigm
Summary
The contributions to this volume reveal the dead to have complex and layered lives
as gendered, as agents, as symbols, and as forces in shaping and reifying identity.
Theoretical approaches are used with great care and deep knowledge of their utility
4 D. Martin and A. J. Osterholtz
to the case studies showing that one theory does not apply to all studies. The theo-
retical approaches chosen by the authors reflect the research questions being asked.
The contributions here provide multiple avenues for the examination of social struc-
ture, interaction, and the development of group identity. Innovative methodologies
are necessary for the inclusion of commingled assemblages into larger understand-
ings of social processes. The case studies presented in this volume show how theory
can change, evolve, and be mixed to provide a rich understanding of the past.
References
Martin, D., Harrod, R. P., & Pérez, V. (2013). Bioarchaeology: An integrated approach to working
with human remains. New York: Springer.
Osterholtz, A. J., Baustian, K. M., & Martin, D. L. (Eds.). (2014). Commingled and disarticulated
human remains: Working toward improved theory, method, and data. New York: Springer.
Parker Pearson, M. (1999). The archaeology of death and burial. College Station: Texas A & M
University Press.
Schiffer, M. B. (1987). Formation processes of the archaeological record. Salt Lake City: Univer-
sity of Utah Press.
Schiffer, M. B. (1995). Behavioral archaeology: First principles. Salt Lake City: University of
Utah Press.
Schiffer, M. B. 2000. Social theory in archaeology. Salt Lake City: University of Utah Press.
Sofaer, J. R. 2006. The body as material culture: A theoretical osteoarchaeology. Cambridge:
Cambridge University Press.
Chapter 2
A Tale of Two Platforms: Commingled Remains
and the Life-Course of Houses at Neolithic
Çatalhöyük
Introduction
The Neolithic site of Çatalhöyük is located in south-central Turkey (Fig. 2.1) and
dates from roughly 7100 to 6000 cal BC (Bayliss et al. 2015). It is well-known for
its large size, densely packed mudbrick houses, elaborate symbolic assemblages,
and subfloor burial practices (Hodder 1996, 2000, 2013a, 2013b; Mellaart 1967).
Beginning with James Mellaart’s work in the 1960s and continuing with Ian Hod-
der’s current excavation project begun in the mid-1990s, the site has been crucial
for the study of early settled life in the Neolithic of Central Anatolia, specifically,
and the wider Near East, in general. The human remains excavated at Çatalhöyük
comprise one of the largest Neolithic skeletal samples in the Near East and pro-
vide great insight into the lives of Çatalhöyük’s inhabitants, their social structure,
and their mortuary customs (Andrews et al. 2005; Boz and Hager 2013; Hillson
S. D. Haddow ()
Çatalhöyük Research Project, Stanford Archaeology Center,
Stanford University, Stanford, CA 94309, USA
e-mail: [email protected]
J. W. Sadvari
University Libraries Ohio State University, Columbus, OH 43210, USA
e-mail: [email protected]
C. J. Knüsel
UMR 5199 De la Préhistoire à l’Actuel: Culture, Environnement, et Anthropologie (PACEA),
Bâtiment B8, Allée Geoffroy Saint Hilaire, CS 50023, Pessac Cedex, 33615 Bordeaux, France
e-mail: [email protected]
R. Hadad
Département d’Anthropologie, UMR 7055 “Préhistoire & Technologie”, Maison de
l’Archéologie et de l’Ethnologie (MAE), Université Paris-Ouest Nanterre,
21 Allée de l’Université, 92023 Nanterre, France
e-mail: [email protected]
© Springer International Publishing Switzerland 2016 5
A. J. Osterholtz (ed.), Theoretical Approaches to Analysis and Interpretation of
Commingled Human Remains, Bioarchaeology and Social Theory,
DOI 10.1007/978-3-319-22554-8_2
6 S. D. Haddow et al.
et al. 2013; Larsen et al. 2013, 2015; Molleson et al. 2005; Nakamura and Meskell
2013; Pilloud and Larsen 2011).
In this chapter, we seek to build upon Boz and Hager’s (2014) discussion of
the nature of commingled remains at Çatalhöyük by focusing on two skeletal as-
semblages found within adjacent platforms in Building 52, a house currently being
excavated in the North Area of the Neolithic East Mound. The two assemblages
exhibit various degrees of commingling and represent the outcome of divergent
mortuary practices: one characterized by long-term, successive inhumations and the
other by a single interment episode consisting of multiple individuals—a rare oc-
currence at the site (see Osterholtz et al. 2014: Figure 1 for definition of terms). Our
aim is to demonstrate the relationship between these skeletal assemblages (and the
once-living individuals they embodied) and the occupational history and abandon-
ment of Building 52 and, in so doing, contribute to the understanding of the broader
social and ritual implications of mortuary practices at Çatalhöyük.
Fig. 2.2 Example of commingling of skeletal remains found at Çatalhöyük. (Photo by Jason Quin-
lan, Çatalhöyük Research Project)
8 S. D. Haddow et al.
these occurrences and distinguishing between what are essentially equifinal processes
in the archaeological record requires careful attention to the stratigraphic relationships
between burial sequences and grave fills as well as meticulous osteological analysis1
in order to reassociate loose skeletal elements.
Building 52
1
Adult skeletal age-at-death estimates presented in this paper are based primarily on the morpho-
logical changes observed in the os pubis (Brooks and Suchey 1990) and auricular surface of the
os ilium (Lovejoy et al. 1985). In the absence of the os coxae, adult age is estimated via occlusal
dental wear (Brothwell 1981). Subadult age estimates are based primarily on dental development
(Ubelaker 1989). In the absence of dentition, subadult age is estimated using diaphyseal shaft length
measurements (Maresh 1970; Schaefer et al. 2009). Adult sex estimation is based on the evaluation
of sexually dimorphic features of the pelvis, cranium, and mandible (Buikstra and Ubelaker 1994).
2 A Tale of Two Platforms 9
Fig. 2.3 Plan of the Neolithic East Mound at Çatalhöyük. (Plan produced by Camilla Mazzucato,
Çatalhöyük Research Project) IST Istanbul University excavation area; TPC Team Poznań Con-
nect excavation area; TP Team Poznań excavation area; GDN Gdansk excavation area
to correspond with burial activities). The northwest platform has a slightly larger
surface area than its counterpart to the east and was more affected by the burning of
the building since it is closer to the origin of the fire. The only other burials found
to date in Building 52 include a child aged 4 years (+/− 1 year) at death (F.7334)
10 S. D. Haddow et al.
Fig. 2.4 Plan of Building 52. (Plan produced by Camilla Mazzucato, Çatalhöyük Research
Project)
recovered from an infilling deposit used to raise a platform surface in the southwest
corner of Space 94, and three neonates found in the side rooms to the west of the
central room (Farid 2014a; Tung 2014). While the northeast platform has now been
fully excavated, the earliest phases of the house are still being excavated, and it is
possible that earlier burials will be uncovered.
The skeletal remains of at least five individuals (three adults and two subadults),
representing at least three separate burial events, were recovered from the northeast
platform (Knüsel et al. 2013a).These three interments occur at distinct phases in
the use-life of the northeast platform, during which the height of the platform was
successively raised. The uppermost (last) burial in the sequence (F.7112) is that of
a middle adult female (Sk.20655), 35–49 years of age at death, placed in a tightly
flexed supine position and leaning slightly to her left with the head to the west and
feet to the east (Fig. 2.7). Phytolith bands running across the ankles, right proximal
2 A Tale of Two Platforms 11
Fig. 2.5 Building 52 (looking north) showing area of burning in central room (Space 94). (Photo
by Jason Quinlan)
Fig. 2.6 3D reconstruction of the northwest and northeast platforms prior to excavation
femur, and left ilium suggest that the body was tightly bound with reed cordage
when it was placed in the grave. Despite being the final and most shallow inter-
ment within this platform, this individual appears to have been unaffected by the
fire that consumed Building 52. No heat-related color changes are apparent on the
bones, and no traces of carbonized soft tissue were found within the endocranium
or anywhere else on the skeleton (as has been found in other subfloor burials within
12 S. D. Haddow et al.
burnt houses at Çatalhöyük), suggesting that this individual was buried long before
the fire took place and with sufficient time for full decomposition of the soft tissues
of the body. A disarticulated cranium and mandible belonging to a possible young
adult male (Sk.20661), 20–34 years of age at death, were also found within the
grave fill of this burial.
Located immediately below burial F.7112 was the primary inhumation (F.7120)
of a middle adult male (Sk.30522) aged 35–49 years at death and an infant
(Sk.30523) aged 2 years (+/− 8 months) at death (Fig. 2.8). This burial was cut into
an earlier surface of the platform. Both of these individuals appear to have been
buried in a single event. The adult was placed on his back in a tightly flexed position
and oriented with the head to the west and the feet to the east. The infant, tightly
flexed on its right side, was placed directly above the torso of the adult. While the
remains of the lower lying adult male were undisturbed, the remains of the infant
were disturbed and partially disarticulated by the grave cut for burial F.7112 de-
scribed above. Three rows of small stone disc beads in various colors were found
on the abdomen of the infant along with an additional string of similar beads around
the left ankle. In addition, traces of red pigment were observed on the frontal bone
2 A Tale of Two Platforms 13
and two green stone beads (possibly serpentinite) were also found, one on either
side of the temporal area of the cranium. The disarticulated remains of a fifth in-
dividual were found within the lower grave fill of the grave cut. This individual is
represented by the cranium and mandible of a child (Sk.30521) aged 8 years (+/− 2
years) at death. A set of disarticulated tibiae and humeri, along with a femur, likely
belong to the same individual.
Burial F.7606 (Fig. 2.9), located immediately below burial F.7120, represents the
earliest interment in the northeast platform burial sequence (Haddow et al. 2014;
Tung 2014); in fact, it appears to immediately predate the construction of this plat-
form, for which it may have been a foundation deposit, and was cut into an older
platform belonging to an earlier phase of Building 52. The grave cut contained the
primary disturbed skeleton of a young adult male (Sk.21526) aged 20–34 years at
death and the disarticulated infracranial remains of a child (Sk.21525) aged 7–8
years at death found scattered throughout the grave fill. The young adult male was
placed on his left side in a flexed position, with the head oriented to the west and
the feet to the east. The cranium and mandible of this individual were missing, al-
though all of the cervical vertebrae were recovered. It appears that the cranium and
mandible were removed during the subsequent interment of the middle adult male
(Sk.21526) and infant (Sk.21525) in F.7120.
Based on developmental similarities (i.e., dental development and diaphyseal
lengths), the disarticulated child skull (e.g., cranium and mandible; Sk.30521) and
disarticulated infracranial remains found in the grave fill of F.7120 were associated
in the lab with the subadult remains found loose in the grave fill of earlier burial
14 S. D. Haddow et al.
F.7606. It is also likely that the loose adult cranium and mandible (Sk.20661) found
in the grave fill of the latest burial F.7112 may belong to Sk.21526, from F.7606,
as several loose teeth found in the grave fill of F.7606 appear to fit the maxillary
tooth sockets of Sk.20661. The occurrence of loose subadult remains from a single
individual within two separate burial features has two potential explanations: (1)
the skeletal remains of the child (Sk.30521 = Sk.21525) represent an earlier primary
burial predating this platform and belonging to the preceding phase, which was then
completely disturbed by the subsequent burial of the young adult male (Sk.21526).
In this scenario, the original grave cut was completely obliterated by the grave cut
for Sk.21526 and the bones of the child were redeposited with the grave fill of the
young adult male; or (2) the disarticulated subadult remains represent a secondary
deposit placed in the grave F.7606 at the same time as the primary burial of the
young adult male (Sk.21526). The latter scenario appears more likely, however, as
there is no trace of an earlier grave cut for the child, nor were any of its bones found
in a primary in situ position, as is the case with the majority of disturbed burials at
2 A Tale of Two Platforms 15
Çatalhöyük (Boz and Hager 2013, 2014). In both scenarios, it appears that the grave
cut for the subsequent interment event, F.7120, dislodged the cranium and mandible
of the primary young adult male along with a large amount of the disarticulated
child skeleton, including the cranium and mandible. The bones of the child were
then redeposited in the grave fill of F.7120—with special care taken to place the
cranium and mandible alongside that of the middle adult male (Sk.30522). Mean-
while, the young adult male cranium and mandible (Sk.20661) likely belonging to
Sk.21526 appear to have been retained for some time before being reburied with the
final interment (F.7112) in the platform.
The analysis and interpretation of the burial sequence in the northeast platform
was greatly assisted by the use of 3D photogrammetry techniques which allowed us
to produce individual 3D models taken at multiple stages of the excavation process.
These individual 3D models are combined and georeferenced, enabling more ac-
curate reconstruction of the sequence of events by virtually re-excavating the plat-
form. This method of 3D burial recording has been developed at Çatalhöyük since
2012 (Berggren et al. 2015; Forte 2014).
In contrast to the burial sequence in the adjacent northeast platform, only one inter-
ment, burial F.7127, was found within the northwestern platform. This highly un-
usual burial contained the primary inhumation of a middle adult male (Sk.30514),
aged 35–49 years at death, and the remains of at least eight subadult individuals
in various states of articulation. The upper layer of the grave fill contained large
amounts of loose, disarticulated subadult bone (Fig. 2.10). Based on previous
experience, we initially believed these represented loose bones from earlier buri-
als within this platform. However, no earlier grave cuts or disturbed burials were
found in the northwest platform and despite the various states of articulation seen
in the subadult remains, it is clear that all of these individuals were interred in a
single event. The adult male was the first individual to be placed in the grave cut
(Fig. 2.11), in a supine and flexed position with the head to the west and feet to the
east, and the subadults were placed on top of his body. Carbonized brain tissue was
recovered from within the cranial vault of the adult male, and the bones ranged
in color from yellowish-orange to grayish-brown as a result of heat transference
through the platform during the fire that consumed Building 52. Two large red-
painted mollusc shells were placed beside the right knee of the adult; the internal
shell surfaces contained a brownish organic material. A small, shiny, flat piece of
metallic mineral (likely hematite), roughly 20 mm × 15 mm and perforated at one
end, was recovered from the grave fill just below the cranium of Sk.30514 and may
have been worn as a pendant.
The first subadult to be placed in the grave cut with the adult male was a child
(Sk.30524) aged 4 years (+/− 1 year) at death (see Fig. 2.11). The body, placed on the
left upper arm of the adult male, appears to have been at least partially decomposed
16 S. D. Haddow et al.
Fig. 2.10 Northwest platform burial F.7127 showing upper fill of grave with loose subadult bones
and crania
Fig. 2.11 Northwest platform burial F.7127 showing adult male Sk.30514 and partial remains of
child Sk.30524 above the left upper arm of the adult
2 A Tale of Two Platforms 17
Fig. 2.12 Northwest platform burial F.7127 showing child Sk.30513 placed on top of adult male
Sk.30514
at the time of burial, as the skeleton was not completely articulated and certain
elements, such as those of the right upper limb and the left os coxae were missing.
The next subadult to be placed in the grave was a child (Sk.30513) aged 3 years
(+/− 1 year) at death (Fig. 2.12). The occipital of this child was in direct contact with
the frontal bone of the adult male, and a relatively well-preserved circular wooden
object, possibly a bowl, was placed on top of the cranium. This individual was miss-
ing the left upper limb, as well as the left tibia and fibula. As with the adult male,
carbonized brain tissue was recovered from the endocranium of this child, and the
bones exhibited heat-related color changes. An infant (Sk.30511) aged 6 months
(+/− 3 months) at death (Fig. 2.13) was placed on top of this child along the northern
wall of the grave cut, with a large amount of well-preserved linen textile separat-
ing the two bodies. Carbonized brain tissue was recovered from the endocranium,
and additional carbonized soft tissue was found in the abdominal region. The bones
from the infant’s upper body were orange-brown in color, while the bones of the
lower body were blackened and partially calcined, likely due to the proximity of
this burial to the platform surface. Unlike the other subadults, this individual was
fully articulated and largely complete.
The partially complete remains of a child (Sk.30510) aged 4 years (+/− 1 year) at
death (see Fig. 2.13) were recovered just to the south of the infant and child previ-
ously described. Only the axial skeleton of this individual was in articulation, and
the bones of the upper and lower limbs were dispersed in the upper grave fill. Given
this partially articulated state, it would appear that this child was in an advanced
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which is not that of the experimental sciences. Its claim to do so can
only be overthrown by proving what the criticism we are considering
assumes, that there is no intelligible way of looking at the facts
besides that of experimental science.
(c) More commonly still the intrinsic intelligibility of the
metaphysician’s problem is admitted, but our power to solve it
denied. There may be, it is said, realities which are more than mere
appearance, but at any rate with our human faculties we can know
nothing of them. All our knowledge is strictly limited to appearances,
or, as they are often called, phenomena.[5] What lies behind them is
completely inaccessible to us, and it is loss of time to speculate
about its nature. We must therefore content ourselves with the
discovery of general laws or uniformities of the interconnection of
phenomena, and dismiss the problem of their real ground as
insoluble. This doctrine, technically known as Phenomenalism,
enjoys at the present time a widespread popularity, which is
historically very largely due to an imperfect assimilation of the
negative element in the philosophy of Kant. Its merits as a
philosophical theory we may leave for later consideration; at present
we are only concerned with it as the alleged ground of objection
against the possibility of a science of Metaphysics. As such it has
really no cogency whatever. Not only do the supporters of the
doctrine constantly contradict their own cardinal assumption (as, for
instance, when they combine with the assertion that we can know
nothing about ultimate reality, such assertions as that it is a certain
and ultimate truth that all “phenomena” are connected by general
laws, or that “the course of nature is, without exception, uniform”),
but the assumption itself is self-contradictory. The very statement
that “we know only phenomena” has no meaning unless we know at
least enough about ultimate realities to be sure that they are
unknowable. The phenomenalist is committed to the recognition of at
least one proposition as an absolute and ultimate truth, namely, the
proposition, “I know that whatever I know is mere appearance.” And
this proposition itself, whatever we may think of its value as a
contribution to Philosophy, is a positive theory as to first principles
the truth or falsity of which is a proper subject for metaphysical
investigation. Thus the arguments by which it has been sought to
demonstrate the impossibility of Metaphysics themselves afford
unimpeachable evidence of the necessity for the scientific
examination of the metaphysical problem.[6]
§ 7. With the other two anti-metaphysical contentions referred to at
the beginning of the last section we may deal much more briefly. (2)
To the objector who maintains that Metaphysics, if possible, still is
useless, because the sciences and the practical experience of life
between them already supply us with a coherent theory of the world,
devoid of contradictions, we may reply: (a) The fact is doubtful. For,
whatever may be said by the popularisers of science when they are
engaged in composing metaphysical theories for the multitude, the
best representatives of every special branch of mathematical and
experimental science seem absolutely agreed that ultimate
questions as to first principles are outside the scope of their
sciences. The scope of every science, they are careful to remind us,
is defined by certain initial assumptions, and what does not fall under
those assumptions must be treated by the science in question as
non-existent. Thus Mathematics is in principle restricted to dealing
with the problems of number and quantity; whether there are realities
which are in their own nature non-numerical and non-quantitative[7]
or not, the mathematician, as mathematician, is not called upon to
pronounce; if there are such realities, his science is by its initial
assumptions debarred from knowing anything of them. So again with
Physics; even if reduced to pure Kinematics, it deals only with
displacements involving the dimensions of length and time, and has
no means of ascertaining whether or not these dimensions are
exhibited by all realities. The notion that the various sciences of
themselves supply us with a body of information about ultimate
reality is thus, for good reasons, rejected by their soundest
exponents, who indeed are usually so impressed with the opposite
conviction as to be prejudiced in favour of the belief that the
ultimately real is unknowable. (b) Again, as we have already seen,
the results of physical science, and the beliefs and aspirations which
arise in the course of practical experience and take shape in the
teachings of poetry and religion, often appear to be in sharp
antagonism. “Science” frequently seems to point in one direction, our
deepest ethical and religious experience in another. We cannot avoid
asking whether the contradiction is only apparent or, supposing it
real, what degree of authority belongs to each of the conflicting
influences. And, apart from a serious study of Metaphysics, this
question cannot be answered. (c) Even on the most favourable
supposition, that there is no such contradiction, but that science and
practical experience together afford a single ultimately coherent
theory of the world, it is only after we have ascertained the general
characteristics of ultimate reality, and satisfied ourselves by careful
analysis that reality, as conceived in our sciences, possesses those
characteristics, that we have the right to pronounce our theory finally
true. If Metaphysics should tum out in the end to present no fresh
view as to the nature of the real, but only to confirm an old one, we
should still, as metaphysicians, have the advantage of knowing
where we were previously only entitled to conjecture.
(3) The charge of unprogressiveness often brought against our
science is easily disproved by careful study of the History of
Philosophy. The problems of the metaphysician are no doubt, in a
sense, always the same; but this is equally true of the problems of
any other science. The methods by which the problems are attacked
and the adequacy of the solutions they receive vary, from age to
age, in close correspondence with the general development of
science. Every great metaphysical conception has exercised its
influence on the general history of science, and, in return, every
important movement in science has affected the development of
Metaphysics. Thus the revived interest in mechanical science, and
the great progress made in that branch of knowledge which is so
characteristic of the seventeenth century, more than anything else
determined the philosophical method and results of Descartes; the
Metaphysics of Leibnitz were profoundly affected by such scientific
influences as the invention of the calculus, the recognition of the
importance of vis viva in dynamics, the contemporary discoveries of
Leuwenhoeck in embryology; while, to come to our own time, the
metaphysical speculation of the last half-century has constantly been
revolving round the two great scientific ideas of the conservation of
energy and the origin of species by gradual differentiation. The
metaphysician could not if he would, and would not if he could,
escape the duty of estimating the bearing of the great scientific
theories of his time upon our ultimate conceptions of the nature of
the world as a whole. Every fundamental advance in science thus
calls for a restatement and reconsideration of the old metaphysical
problems in the light of the new discovery.[8]
§ 8. This introductory chapter is perhaps the proper place for a
word on the relation of Metaphysics to the widely diffused mental
tendency known as Mysticism.[9] Inasmuch as the fundamental aim
of the mystic is to penetrate behind the veil of appearance to some
ultimate and abiding reality, there is manifestly a close community of
purpose between him and the metaphysician. But their diversity of
method is no less marked than their partial community of purpose.
Once in touch with his reality, wherever he may find it, the mere
mystic has no longer any interest in the world of appearance.
Appearance as such is for him merely the untrue and ultimately non-
existent, and the peculiar emotion which he derives from his
contemplation of the real depends for its special quality on an ever-
present sense of the contrast between the abiding being of the
reality and the non-entity of the appearances. Thus the merely
mystical attitude towards appearance is purely negative. The
metaphysician, on the contrary, has only half completed his task
when he has, by whatever method, ascertained the general
character of the real as opposed to the merely apparent. It still
remains for him to re-examine the realm of appearance itself in the
light of his theory of reality, to ascertain the relative truth which
partial and imperfect conceptions of the world’s nature contain, and
to arrange the various appearances in the order of their varying
approximation to truth. He must show not only what are the marks of
reality, and why certain things which are popularly accepted as real
must, for Philosophy be degraded to the rank of appearance, but
also how far each appearance succeeds in revealing the character of
the reality which is its ground. Equally marked is the difference
between the mystic’s and the metaphysician’s attitude towards
ultimate reality itself. The mystic’s object is primarily emotional rather
than intellectual. What he wants is a feeling of satisfaction which he
can only get from immediate contact with something taken to be
finally and abidingly real. Hence, when he comes to put his emotions
into words, he is always prone to use the language of vague
imaginative symbolism, the only language suitable to suggest
feelings which, because immediate and unanalysed, cannot be the
subject of logical description in general terms. For the
metaphysician, whose object is the attainment of intellectual
consistency, such a method of symbolism is radically unsuitable.
A symbol is always a source of danger to the intellect. If you
employ it for what you already understand, and might, if you chose,
describe in scientific language, it is a mere substitution of the
obscure for the clear. If you use it, as the mystic commonly does, for
what you do not understand, its apparent precision, by blinding you
to the vagueness of its interpretation, is positively mischievous.
Hence, though some of the greatest metaphysicians, such as
Plotinus and Spinoza, and to a certain extent Hegel, have been
personally mystics, their philosophical method has invariably been
scientific and rationalistic. At the same time, it is probably true that,
apart from the mystic’s need for the satisfaction of emotion by the
contemplation of the eternal and abiding, the intellect would be prone
to exercise itself in less arid and more attractive fields than those of
abstract Metaphysics. The philosopher seeks, in the end, the same
goal as the mystic; his peculiarity is that he is so constituted as to
reach his goal only by the route of intellectual speculation.
§ 9. We have compared Metaphysics more than once with Logic in
respect of the universality of its scope and the analytical character of
its methods. It remains briefly to indicate the difference between the
two sciences. There is, indeed, a theory, famous in the history of
Philosophy, and not even yet quite obsolete, according to which no
distinction can be drawn. Hegel held that the successive steps by
which the human mind gradually passes from less adequate to more
adequate, and ultimately to a fully adequate, conception of the
nature of reality necessarily correspond, step for step, with the
stages of a process by which the reality itself is manifested with
ever-increasing adequacy in an ascending order of phenomena.
Hence in his system the discussion of the general characteristics of
reality and the general forms of inference constitutes a single
department of Philosophy under the name of Logic. Our motive in
dissenting from this view cannot be made fully intelligible at the
present stage of our inquiry, but we may at least follow Lotze in
giving a preliminary reason for the separation of the two sciences.
Logic is clearly in a sense a more general inquiry than Metaphysics.
For in Logic we are concerned with the universal conditions under
which thinking, or, to speak more accurately, inference, is possible.
Now these conditions may be fulfilled by a combination of
propositions which are materially false. The same relations which
give rise to an inference materially true from true premisses may
yield a false inference where the premisses are materially false.
Valid reasoning thus does not always lead to true conclusions.
Hence we may say that, whereas Metaphysics deals exclusively with
the characteristics of reality, Logic deals with the characteristics of
the validly inferrible, whether real or unreal. The distinction thus
established, however, though real as far as it goes, is not necessarily
absolute. For it may very well be that in the end the conditions upon
which the possibility of inference depends are identical with or
consequent upon the structure of reality. Even the fact that, under
certain conditions, we can imagine an unreal state of things and then
proceed to reason validly as to the results which would follow if this
imaginary state were actual, may itself be a consequence of the
actual nature of things. And, as a matter of fact, logicians have
always found it impossible to inquire very deeply into the foundations
and first principles of their own science without being led to face
fundamental issues of Metaphysics. The distinction between the two
studies must thus, according to the well-known simile of Bacon, be
compared rather with a vein in a continuous block of marble than
with an actual line of cleavage. Still it is at least so far effectual, that
while many metaphysical questions have no direct bearing on Logic,
the details of the theory of evidence are likewise best studied as an
independent branch of knowledge.
§ 3. But now suppose the sceptic takes this line. All our truth, he
may say, is only relatively truth, and even the fundamental conditions
of true thought are only valid relatively and for us. What right have
you to assume their absolute validity, and to argue from it to the real
constitution of things? Now, what does such a doubt mean, and is it
rational? The answer to this question follows easily from what we
have already learnt about the logical character of denial. Doubt,
which is tentative denial, like negation, which is completed denial,
logically presupposes positive knowledge of some kind or other. It is
never rational to doubt the truth of a specific proposition except on
the strength of your possession of positive truth with which the
suggested judgment appears to be in conflict. This is, of course,
obvious in cases where we hesitate to accept a statement as true on
the ground that we do not see how to reconcile it with another
specific statement already known, or believed, to be true. It is less
obvious, but equally clear on reflection, in the cases where we
suspend our judgment on the plea of insufficient evidence. Apart
from positive knowledge, however defective, as to the kind and
amount of evidence which would, if forthcoming, be sufficient to
prove the proposition, expressions of doubt and of belief are equally
impertinent; unless I know, to some extent at least, what evidence is
wanted, how indeed am I to judge whether the evidence produced is
sufficient or not?[13] Thus we see that the paradox of Mr. Bradley, that
rational doubt itself logically implies infallibility in respect of some
part of our knowledge, is no more than the simple truth. We see also
that the doubt whether the ultimate presuppositions of valid thinking
may not be merely “relatively” valid, has no meaning. If the sceptic’s
doubt whether Reality is ultimately the self-consistent system that it
must be if any of our thinking can be true is to lay any claim to
rationality, it must take the form of the assertion, “I positively know
something about the nature of Reality which makes it reasonable to
think that Reality is incoherent,” or “Self-consistency is inconsistent
with what I positively know of the nature of Reality.” Thus the sceptic
is forced, not merely to lay claim to absolute and certain knowledge,
but to use the test of consistency itself for the purpose of disproving
or questioning its own validity. Our criterion of Reality, then, has been
proved infallible by the surest of methods; we have shown that its
truth has to be assumed in the very process of calling it in question.