Relevance of International Law
Relevance of International Law
Relevance of International Law
Century Preoccupation
Author(s): Erik Ringmar
Source: Review of International Studies, Vol. 21, No. 1 (Jan., 1995), pp. 87-103
Published by: Cambridge University Press
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Review of International Studies (1995), 21, 87-103 Printed in Great Britain
*
I am grateful to Jens Bartelson, J?rgen Hermansson, Fredrika Lagergren, Steven Saxonberg,
Alexander Wendt, and Hans Christian Wind for their comments and criticisms.
87
88 Erik Ringmar
On 26 June 1630, Swedish troops under the command of King Gustav II Adolf
landed in Usedom on the northern coast of Germany.1 This was the beginning of a
military campaign which in several respects was nothing short of extraordinary. A
poor, sparsely populated, country on Europe's northern fringe had decided to take
up arms against the Habsburg emperor of the Holy Roman Empire, the mightiest
ruler on the Continent.2 The subsequent war?the 'Thirty Years War' to the
historians?was, however, to bring both successes and failures to the Swedes. After
the Swedish victory at the battle of Breitenfeld on 7 September 1631, Gustav Adolf
was greeted as the saviour of the Protestant religion and as the new head of the
German corpus evangelicorum. Only a year later, however, he was found dead on
the battlefield of L?tzen, Saxony. And although Sweden continued to maintain a
presence in Germany after the death of the king, Swedish troops increasingly had
to rely on subsidies from Cardinal Richelieu's government in France. Despite this
somewhat mixed record, when peace was finally concluded in 1648, Sweden was
nevertheless recognized as a fully fledged imperial power and as a major player in
European politics.
Even though the Swedish intervention may have been a spectacular enterprise, it
was, however, by no means a rash or an unpremeditated action. Before they finally
made up their minds, the Swedish leaders had discussed the question of the
'German war' for a number of years and in a number of diff?rent fora. Already in
the early 1620s, Gustav Adolf had warned his countrymen of the impending danger
posed by the Catholic forces which were advancing towards the Baltic sea coast.
And from the beginning of 1628 he held repeated and lengthy consultations on the
topic with the members of the Council of the Realm, with the estates of the Diet,
as well as with his personal advisers. Much of this material still remains in the
archives and it provides us with a very good view of the deliberations undertaken
by the Swedish decision makers.3
A particularly striking feature of the debates held in the King's Council is the
1
In this article I will follow recent writers who have refrained from latinizing the king's name, i.e. I
will prefer 'Gustav Adolf to 'Gustavus Adolphus'. For a full explanation of the Swedish
intervention, see Erik Ringmar, Words that Govern Men: A Narratological Explanation of the
Swedish Intervention into the Thirty Years War (under review).
2
For an overview of the Swedish campaign in Germany see Michael Roberts, 'The Political
Objectives of Gustav Adolf in Germany, 1630-2', in his Essays in Swedish History (London, 1967).
As well as the classic study by C. V. Wedgwood, [1938], The Thirty Years War (London, 1963),
pp. 269-332.
3
In print as: Arkiv till upplysning om svenska krigens och krigsinr?ttningarnes historia 1A (Stockholm,
1854); Svenska Riksr?dets Protokoll, vol. 1, edited by N. A. Kullberg (Stockholm, 1878); Konung
Gustaf II Adolfs tal och skrifter, edited by C. Hallendorff (Stockholm, 1901). An English translation
of some of the relevant material can be found in Michael Roberts (ed.), Sweden as a Great Power,
1611-1697: Government, Society, Foreign Policy. (London, 1967).
The relevance of international law 89
repeated attention given to matters of international law. This body of law was of
course relatively new at the time and a field of scholarship which attracted much
attention. Beginning with Francisco de Vitoria in 1539 a number of thinkers and
philosophers had expanded at great lengths on how relations between states were to
be regulated, and a particular emphasis was put on the question of how to regulate
war. The
legal scholars stipulated conditions under which wars were to be
considered as just and unjust; put forth the circumstances under which inter
ventions were permitted and prohibited; and discussed how neutrals should relate
to warring parties. The most influential pronouncement on these issues was
provided by Hugo Grotius in his treaties De iure belli ac pads, The Law of War
and Peace, published in 1625.4
As the protocols of the Council meetings clearly demonstrate, the Swedish
leaders attached great importance to these stipulations. The Swedes were very
concerned that the action they contemplated would, as the king put it, make them
able to 'not merely fight it [the war] with a clear conscience, but also to justify it
before the whole world'.5 Do we really have sufficient reasons for our war to be
called just?, they asked themselves. Do we have the right to support the Protestant
principalities in Germany against the Habsburg emperor, their lawful ruler? Should
we, as the law stipulates, dispatch a peace mission to Vienna, or should we go to
war without any prior negotiations? At meeting after meeting from the autumn of
1628 until the time of the intervention itself, arguments pro as well as contra each
position were adduced and carefully considered and weighed against each other.
Often these debates were held in Latin rather than in Swedish in order to allow
easy references both to ancient and to contemporary
legal authorities.6
The extent of this preoccupation is also attested to by the fact that the king by
all appearances was an avid reader of legal treaties. According to reports, he spent
some time each day studying ancient and rriodern authorities on the subject, and
especially 'the work of Grotius, and in particular his tractatus lure belli ac pads'.
The king always carried his Grotius with him?he was said to rest his head on the
book at night, to keep it in his saddle bag during the day, and a copy of the work
was found in the royal tent after his death.7
To later generations of historians this attention to matters of international law
has of course been somewhat perplexing. We are not used to legal arguments being
foremost in a politician's mind and especially not foremost on the mind of a
4
Published in excerpts as Hugo Grotius [1625], 'On the Law of War and Peace', in M. G. Forsyth,
H. M. A. Keens-Soper and P. Savigear (eds.), The Theory of International Relations: Selected Texts
from Gentili to Treitschke. (London, 1970), pp. 37-85. The natural law background of Grotius'
thought is discussed in Richard Tuck, Natural Rights Theories: Their Origin and Development
(Cambridge, 1979), pp. 58-81.
5
Gustav Adolfs address to the Council, 'One of the days December 9-12, 1628,' published as
appendix to Nils Ahnlund, i riksr?det om tyska kriget 1628-1630,' Historisk
'?fverl?ggningarna
tidskrift, 34(1914), p. 114.
6
Lars Gustafsson, Virtus Pol?tica: Politisk etik och nationeilt sv?rmeri i den tidigare stormaktstidens
litteratur (Uppsala, 1956), pp. 105-6.
7
Gustafsson, Virtus Pol?tica p. 85; Hedley Bull, 'The Importance of Grotius in the Study of
International Relations', in Hedley Bull, Benedict Kingsbury and Adam Roberts (eds.), Hugo
Grotius and International Relations. (Oxford, 1990), p. 75. The relations between the Swedish leaders
and the Dutch scholar became in fact even closer after the death of the king. Between 1634 and
1644 Grotius was Swedish ambassador to the French court. For a discussion, see C. G. Roelofsen,
'Grotius and the International Politics of the Seventeenth Century,' in Hugo Grotius, pp. 127-30.
90 Erik Ringmar
politician who is preparing for a foreign war. Why, then, did the Swedish leaders
spend such a lot of time on these issues? There are, we could say, two different
explanations of this fact.8 To nationalistic Swedish historians, who have seen
Gustav Adolf as a defender of his country and of his Protestant faith, the attention
paid to international law demonstrated the king's great concern for the stipulations
of morality. The Swedes were not only good Evangelical Christians, it is pointed
out, but also staunch defenders of the law.9 Other historians?often of a radical
bent or of a Catholic background?have, however, been far less impressed. To this
latter group of scholars these legal arguments were nothing but the rhetorical
moves of cynical Machiavellians.10 The pretty words were designed to conceal the
reality of military imperialism abroad and political repression at home. The
intervention of 1630 was propelled by economic and social causes, and moral
considerations only served to giveimperialism an idealistic face.
Regardless of which of thesetwo groups of historians we decide to trust,
however, a puzzle still remains. What neither the sympathetic nor the cynical
interpretation can explain is why matters of international law occupied such a
prominent place in the Swedish discussions. Why did legal arguments reappear
repeatedly in one Council meeting after another during the course of more than one
and a half years? And why were they a central topic, not of public declarations
delivered on solemn occasions, but of top-secret discussions held between the king
and his closest advisers?
What would a political scientist say regarding this question? How would a
scholar of international politics assess the Swedish Council debates? The most
readily available answer to these questions is likely to disappoint us. The dis
cussions taking place among contemporary scholars of international politics have
closely mirrored those taking place among historians. What historians have talked
about in terms of the dichotomy between 'moralism' and 'cynicism', political
scientists have talked about in terms of 'idealism' and 'realism'. While the idealists
have regarded law as the very foundation on which world peace is to be built, the
realists have pointed out that it is power, not law, which governs the world. Like
all dichotomies, the realism/idealism split leaves little room for nuance and subtlety.
If it is understood as a distinction between the world as it ought to but cannot be,
and the world as it really is and must be, then our only choice is whether to
participate in the games of power politics or to place our hopes in illusions.
International law, as Hans Morgenthau concluded,
delivers the enforcement of the law to the vicissitudes of the distribution of power between
the violator of the law and the victim of the violation. It puts a premium upon the
violation of the law as well as upon the enforcement of the law by the strong and,
consequently, puts the rights of the weak in jeopardy.11
8
For a summary of the historiographical debates on the Swedish intervention, see Sverker Oredsson,
Gustav Adolf Sverige och trettio?riga kriget: historieskrivning och kult (Lund, 1992), as well as Erik
Ringmar, 'Historical Writing and Rewriting: Gustav II Adolf, the French Revolution and the
Historians', Scandinavian Journal of History, 18, no. 4 (1993).
9
Compare the work of historians like C. T. Odhner, Martin Weibull and Ludvig Stavenow,
discussed in Oredsson, Gustav Adolf, pp. 97-114.
10
See e.g. Curt Weibull, 'Gustav II Adolf,' Scandia, 6 (1933); Axel Strindberg [1937], Bondenod och
stormaktsdr?m (Stockholm, 1988), pp. 17-18.
11
Hans Morgenthau, Politics among Nations: The Struggle for Power and Peace (New York, 1948),
p. 229.
The relevance of international law 91
12
Morgenthau, Politics among Nations, p. 211.
13
Compare the discussion inMartin Hollis and Steve Smith, Explaining and Understanding
International Relations (Oxford, 1991), pp. 25-6.
14
See, e.g. Nicholas Greenwood Onuf, World of Our Making: Rules and Rule in Social Theory and
International Relations (Columbia, 1989), esp. pp. 228-57; Friedrich V. Kratochwil, Rules, Norms,
and Decisions: On the Conditions of Practical and Legal Reasoning in International Relations and
Domestic Affairs (Cambridge, 1989).
15
Hedley Bull, The Anarchical Society: A Study of Order in World Politics (New York, 1977).
16
Bull, 'Importance of Grotius', p. 72. See also Bull, Anarchical Society, esp. 24-27, and Bull, 'The
Grotian Conception of International Society,' in Herbert Butterfield and Martin Wight (eds.),
Diplomatic Investigations: Essays in the Theory of International Politics (London, 1966), pp. 51-73.
17
Compare Wight's complaints in Martin Wight and Hedley Bull (eds.), Systems of States (Leicester,
1977), p. 127.
18
Bull associates Hobbes with realism and Kant with idealism. See Bull Anarchical Society, pp. 24-5.
19
R. B. J. Walker, Inside IOutside: International Relations as Political Theory (Cambridge, 1993),
pp. 69-70.
92 Erik Ringmar
Hegel on recognition
Hegel labelled the abstract, empty, Kantian notion of ethics 'Moralit?f and
contrasted it with his own definition of ethics in terms of Sittlichkeit. While
Moralit?t referred to abstract principles and to ought-to-be's, Sittlichkeit referred to
the existing moral obligations of actual communities. To act in accordance with
Sittlichkeit was thus necessarily to follow the given social code and to perpetuate
the already existing.28 Naturally this would seem to make ethics into an inherently
conservative enterprise, but before we reach any such conclusion we should take a
closer look at the relation between ethics and Hegel's own definition of freedom
and its connection to the development of personal identities.
As we said, Hegel praised Kant for his break with traditional sources of morality
and for his attempt to establish ethics on the basis of freedom and reason, while
remaining profoundly sceptical of the empty formalism that Kant's solution
implied. If freedom was to be protected it would consequently have to be placed on
a different, and more secure, foundation than that of Kantian self-legislative
reason.
What distinguishes human beings from animals, Hegel began this alternative
deduction, and what gives us freedom from determination through nature, is the
fact that we can form second-order desires.29 We can want to want things and desire
to desire. While animals only seek comfort and safety and the most immediate
satisfaction of their urges, human beings can organize their desires and thereby also
their selves. But as Hegel repeatedly stressed, one person's organization of his or
her self can only be carried out in interaction with others. We cannot be whatever
23
This section draws on Steven Smith, Hegel's Critique of Liberalism: Rights in Context (Chicago,
1989), pp. 103-31.
24
Smith, Hegel's Critique, pp. 108-9.
25
For a discussion, see Joachim Ritter [1956], Hegel and the French Revolution: Essays on The
Philosophy of Right, trans. Richard Dien Winfield (Cambridge, 1984), pp. 35-89.
26
Immanuel Kant [1795], 'To Perpetual Peace: A Philosophical Sketch', in Immanuel Kant, Perpetual
Peace and Other Essays, trans. Ted Humphrey (Indianapolis, 1983), pp. 107^3.
27
Hegel, 1821/1952, ?333, pp. 213-214.
28
As Taylor emphasizes in Charles Taylor, Hegel and Modern Society (Cambridge, 1979), p. 83. For a
discussion of the intellectual context of Hegel's use of this term, see Laurence Dickey, Hegel:
Religion, Economics, and the Politics of Spirit 1770-1807 (Cambridge, 1987).
29
Smith, Hegel's Critique, pp. 116-17.
94 Erik Ringmar
we want to be, but only somebody as we are recognized by people around us.30 The
desire to be recognized is consequently not just another desire, but instead the core
human desire, central to our sense of who we are. Only as recognized by others do
we fully come to exist as persons since it only is as recognized that we can separate
ourselves from the nature that surrounds us as well as from our natural desires.
But Hegel also stressed that recognition by others is never immediately forth
coming, but instead something for which individuals would have to fight. In the
chapter on 'Lordship and Bondage' in the Phenomenology of Spirit he imagined a
situation where two individuals were facing each other, neither of them recognized
the other.31 Between them a struggle for recognition ensued through which one of
them came to be recognized as superior?both by himself and by the other?while
the other came to be regarded as inferior. The 'master' gained recognition from the
'slave' by 'going all the way' and risking his own life, while the slave, cautiously,
preferred to save his life and to accept his inferior position.32
As Hegel went on to say, however, the master was unlikely to be satisfied with
his victory for very long. The slave was only a slave after all, and the recognition
he granted was simply not enough. What the master craved most of all was not just
recognition, but recognition from someone equal to himself; respect granted by
someone he himself in turn respected. The difference between the master and the
slave had to be overcome, and the mechanism through which this was to take place
was the slave's capacity to develop himself through the force of his own labour. As
Hegel argued, the slave could educate himself and become 'someone' as he worked
on his capacities and on the world around him. In this way recognition and
personal identity came to be seen as achievements which only could take place in
the course of time. Hegel envisioned social relations as becoming increasingly equal
as more and more individuals freed themselves both from the determination by
nature and from the subjugation imposed upon them by others.
A society where each individual is recognized by all others and treated with
respect is what Hegel referred to as an 'ethical community'. In such a community
the law is not a conservative force, but instead the guarantee that a person is
treated decently and granted the right to develop his or her personality and
individual capacities. A 'right' according to Hegel is fundamentally a right to
recognition, and as such it is intrinsically related to the development of a per
sonality and to freedom from natural determination.33 To Hegel, the law is thus
not, as Kant would have it, a guarantee of a pre-constituted, underlying indivi
duality, but instead something which human beings merit as a result of the struggle
for recognition in which they engage. Only once a person is constituted as an
autonomous self can rights properly be attached to her. Law acknowledges this
30
As Hegel famously put it: 'Self-Consciousness exists in and for itself when and by the fact that, it
so exists for another; that is to say, it exists only in being acknowledged.' G. W. F. Hegel, [1807],
Phenomenology of Spirit, translated by A. V. Miller (Oxford, 1977), ?178, p. 111.
31
Hegel, 1807/1977, ??178-196, pp. 111-119.
32
Compare the celebrated interpretation provided by Alexandre Koj?ve, [1974], Introduction to the
Reading of Hegel: Lectures on the Phenomenology of Spirit, trans. James H. Nichols (Ithaca, 1980),
pp. 3-70. See also Axel Honneth, 'Morality, Politics, and Human-Beings; I. Integrity and
Disrespect: Principles of a Conception of Morality Based on the Theory of Recognition', Political
Theory, 20, no. 2 (1992); Axel Honneth, Kampf um Anerkennung: zur moralischen Grammatik
sozialer Konflikte (Frankfurt-on-Main, 1992).
33
Compare Merold Westpahl, 'Hegel's Radical Idealism: Family and State as Ethical Communities',
in Hegel, Freedom, and Modernity (Albany, 1992), pp. 37-54; Smith, Hegel's Critique, pp. 122-31.
The relevance of international law 95
34 ... we mean
As Hegel put it: 'In speaking of Right [Recht] not merely what is generally
understood by the word, namely civil law, but also morality, ethical life, and world history.' Hegel,
1821/1952, addendum to ?33, p. 233.
35
George H. Mead [1932], Mind, Self and Society: From the Standpoint of A Social Behaviorist
(Chicago, 1964), p. 155. For an application of Mead's arguments to international politics, see
Alexander Wendt, 'Anarchy isWhat States Make of It: The Social Construction of Power Polities',
International Organization, 46, no. 2 (1992).
96 Erik Ringmar
36
Hegel's on inter-state
views affairs are discussed by, among others, Shlomo Avineri, 'The Problem
of War in Hegel's Thought', Journal of the History of Ideas, 22, no. 4 (1961); Steven Smith, 'Hegel's
Views on War, the State and International Relations', American Political Science Review, 11 (1983).
37
Compare F. R. Cristi, 'The Hegeische Mitte and Hegel's Monarch', Political Theory, 11, no. 4
(1983), pp. 601-22; Smith, 'Hegel's Views', pp. 156-64.
38
'The nation state is mind in its substantive rationality and immediate actuality and is therefore the
absolute power on earth. It follows that every state is sovereign and autonomous against its
neighbours. It is entitled in the first place and without qualifications to be sovereign from their
point of view, i.e. to be recognized by them as sovereign.' Hegel, 1821/1952, ?331, p. 212.
39
Smith, Hegel's Critique, p. 628.
40
'A state is as little an actual individual without relations to other states as an individual is actually
a person without rapport with other persons.' Hegel, 1821/1952, ?331, pp. 212-213. If states, in the
plural, ceased to exist, as Avinieri comments, there could not, by definition, remain a state in the
singular. Avineri, 'Problem of War', pp. 468-69.
The relevance of international law 97
French army?had forced them to grant the country the recognition they had failed
to grant freely.
When Napoleon said before the Peace of Campoformio [1797, the treaty which concluded
Napoleon's first Italian campaign] that the French Republic needs recognition as little as
the sun requires it, what his words implied was simply the strength which carries with it,
without any verbal expression, the guarantee or recognition.41
But just as in relations between individuals, perpetual war between states was not
the end of the story. Also in world politics Hegel envisioned that relations of
mutual respect could be developed. The world could never become a full-fledged
ethical community to be sure, but it could become a kind of 'quasi-community' of
states that mutually recognized each other's sovereignty. Perhaps we could call this
the 'mature phase' of world politics to which states would gain admission once they
had established domestic ethical communities of their own and once their external
struggles for recognition had abated. Among these states, conflict would still
remain a possibility, but Hegel believed wars would become increasingly rare and
increasingly humane. No doubt the Congress of Vienna, 1815, and the European
Concert system which this settlement inaugurated, were the empirical points of
departure of this philosophical argument.42 As Hegel pointed out:
The European peoples form a family in accordance with the universal principle underlying
their legal codes, their customs, and their civilization. This principle has modified their
international conduct ... in a state of affairs otherwise dominated the mutual infliction
by
of evils.43
In this mature, post bellum, quasi-community, there was indeed a role to play for
international law. International law, that is, understood not as an aprioristic
morality, but as inter-state custom.44 The kind of international law which mattered
consisted of the practices developed between states who freely granted each other
recognition. On this basis, codes of conduct could be established which remained
valid also in the case of conflict.
The fact that states reciprocally recognize each other as states remain even in war?the
state of affairs when rights disappear and force and chance hold sway?a bond wherein
each counts to the rest as something absolute. Hence in war, war itself is characterized as
For Hegel, in other words, international law and war are not as much contra
dictory moments?'morality' and its negation?as complementary processes which
presuppose each other. A state begins by fighting for recognition, and once this
recognition is granted it may join the ranks of states that mutually recognize each
other, and only as such is it a legitimate partner in contracts and in mutually
advantageous deals.
After this summary of Hegel's argument, let us return to the puzzle with which
41
Hegel, 1821/1952, addendum to ?331, p. 297.
42
On the European Concert in the early nineteenth century, see e.g. Ian Clark, The Hierarchy of
States: Reform and Resistance in the International Order (Cambridge, 1989), pp. 93-130.
43
Hegel, 1821/1952, addendum to ?339, p. 297.
44 . . .
'[Relations between states depend principally upon the customs of nations, customs being the
inner universality of behaviour maintained in all circumstances.' Hegel, 1821/1952, ?339, p. 215.
Compare Avineri, 'Problem of War', p. 469.
45
Hegel, 1821/1952, ?338, p. 215.
98 Erik Ringmar
we began. Why, we asked, were the Swedish leaders responsible for the intervention
of 1630 so peculiarly preoccupied with matters of international law?
46
Compare discussions in Jens Bartelson, The Geneaology of Sovereignty (Stockholm, 1993) esp. pp.
78-122; James Der Derian, On Diplomacy: A Geneaology of Western Estrangement (London, 1987).
47
See e.g. Adda B. Bozeman, Politics and Culture in International History (Princeton, 1960), pp.
457-513; Garrett Mattingly, Renaissance Diplomacy (London, 1955).
The relevance of international law 99
For just as the national, who violates the law of his country in order to obtain an
immediate advantage, breaks down that by which the advantages of himself and his
posterity are for all future time assured, so the state which transgresses the laws of nature
and of nations cuts away also the bulwarks which safeguard its own future peace.49
48
As Rousseau was ironically to remark regarding Grotius: 'Sa plus constante mani?re de raisonner est
d'?tablir toujours le droit par le fait. On pourrait employer une m?thode plus cons?quente, mais non
plus favorable aux tyrans.' Jean-Jacques Rousseau, Du contrat social [1762], book I, chapter 2, in
uvres compl?tes, vol. II (Paris, Seuil, 1967), p. 519.
49
Grotius, 1625, Prolegomena, ?18.
100 Erik Ringmar
throughout the sixteenth and early seventeenth centuries.50 'Why and from what
cause is it', as Gustav Adolf asked the Diet in 1625, 'that our realm and fatherland
by so many and so often is attacked and sought after?' The only reason I can find,
he said,
'is that we cannot carry out our enterprises with the same strength and power as other
nations and peoples, and this causes disrespect and contempt from our neighbours, so that
they argue that we can count for very little and become ready to suppress and dominate
us.'51
In order to give proof of this 'disrespect' and 'contempt' the insecure Swedish
leaders pointed to a number of different controversies and 'affairs'. One such affair
concerned the question of the 'Three Crowns'. During the Middle Ages, Denmark,
Norway and Sweden had been united in a triple monarchy with three crowns as its
insignia. When the Swedes broke away from this alliance in the 1520s, the Swedish
leaders?much to the dismay of the Danes?continued using the crowns as a
symbol also of their sovereign state. By using its emblem the Swedes naturally
sought to lay claim to all the legitimacy that the Scandinavian monarchy had
acquired throughout the years. As late as the early 1600s the affair still had not
been settled and as a result the Danes stubbornly refused to recognize the Swedish
king as a fully legitimate ruler.52
Swedish dynastic struggles also added to these problems. Family feuds within the
ruling royal house and successive coups d'?tat in 1523, 1570 and 1599 had not only
created dissension within the country, but also suspicion abroad. When Gustav II
Adolf ascended to the throne in 1611 it was simply not very clear with what right
he governed. This was especially the case since the former king, Sigismund, who
was also king of Poland, kept on demanding the return of his Swedish throne. As
a Catholic he wielded considerable influence with the Habsburg emperor as well as
with other Catholic rulers, and many princes on the Continent still regarded
Sigismund, not Gustav Adolf, as the legitimate Swedish king. A clear indication of
this fact was provided by the way in which the king was addressed. When peace
negotiations began with Poland in 1629, they immediately stalled since the Poles
refused to negotiate with someone who referred to himself as 'Gustav II Adolf,
King of Sweden.' Letters which arrived in Stockholm were addressed not to the
king, but to 'Gustavus the Swede' or to 'the Duke of Finland.'53
In addition, diplomatic and military relations between Sweden and its neighbours
continued to be strained. Even those countries that were supposed to be its allies
showed hesitation when dealing with Sweden and its ruler. Despite vigorous efforts,
the country remained diplomatically isolated and all Swedish proposals for a
military alliance of Protestant states were rejected. Although they in principle liked
the idea of an anti-Catholic front, Holland and England nevertheless refused to
grant the Swedish king the role of commander of such a joint?and potentially very
powerful?Evangelical force.54
50
A number of examples are provided by Wilhelm Tham, Den svenska utrikespolitikens historia: 1:2,
1560-1648 (Stockholm, 1960), pp. 101-202.
51
Gustav Adolfs Address to the Opening of the Diet, March 10, 1625, Gustaf Adolfs skrifter, p. 213.
52
In fact the issue of the Three Crowns was cited as a causus belli for the Nordic Seven Years War in
the 1560s. See Tham, 1960, pp. 35-36, 90.
53
Nils Ahnlund, Gustav Adolf den store (Stockholm, 1932), p. 51.
54
Ahnlund, Gustav Adolf, p. 318.
The relevance of international law 101
What, then, were the Swedes to do in this situation? How could they break out
of their isolation and gain recognition for their country and their king? One option
was to seek the support of the rules that had been developed in order to regulate
inter-state conduct. By following the rules of international law, the king and his
advisers saw their country as a legitimate member of the inter-state system and
asked other princes to recognize it as such. Sweden cared about international law,
neither because its elites were particularly moralistic, nor because they were
particularly cynical, but because they sought recognition as a legitimate state
among others.
What is the relevance of international law? Are the idealists justified in their hopes
that international law can contain war and force states to act morally? Are the
realists correct in their dismissal of all legalistic reasoning and in their emphasis on
the power of power politics? As we know, this issue has traditionally been settled
in favour of the realists' position. If we must choose between the world as it ought
to be, but cannot be, and the world as it is, and must be, then both statesmen and
55
Minutes of the Council, December 15, 1628, Arkiv, IA, p. 23.
56
On this last fear, see Tham, 1960, pp. 267-268.
57
Minutes of the Council, October 27, 1629, Arkiv, IA, pp. 51, 58.
102 Erik Ringmar
scholars have been forced to opt for the latter. Yet, as a number of students of
international politics recently have pointed out, the very realism of the realists'
position can easily be questioned. States do not always follow the imperatives of
power politics, but often also the rules and norms that have developed as a result
of their common interaction. Perhaps the world is best described neither in
Kantian, idealistic terms, nor in terms of a Hobbesian state of nature, but instead
with Grotius and with Hedley Bull as an 'anarchical society'.
As we have pointed out, however, while this alternative description may be
appealing in many respects, it has so far lacked in analytical precision. The Grotian
view of world politics has hovered uneasily somewhere between the idealist and
the realist positions?all too easily portrayed as an insignificant elaboration on
Realpolitik or, alternatively, as yet another attempt to defend an idealistic ought-to
be. Given the imperatives of power politics and the futility of idealism, it has
remained unclear precisely why a statesman would be interested in international
law in its own right.
My suggestion in this article is that the writings of G. W. F. Hegel can help us
answer this question. As Hegel would stress, law provides us not only with a means
of adjudicating between right and wrong, but also with a way through which
identities can be established, recognized, and developed. The law?understood
broadly as a system of rules of conduct?gives content to our wills, and thereby
also to our lives, and by our submitting our actions to the stipulations of the law,
others can come to recognize us as persons, or states, of a certain kind.
But recognition, as Hegel stressed, is not automatically forthcoming, but instead
typically something for which each individual will have to fight. In this way, as far
as the state is concerned, international law and recognition will inevitably become
closely connected to warfare. As Hegel would have it, individual human beings can
be transformed from self-centred bourgeois to full-fledged citizens only as they risk
their lives for the state, and the state can become a legitimate member of the system
of states only as it wages war on those states that already belong to it. Although
Hegel denied the possibility of the world ever becoming a true ethical community,
he did believe that what we called a 'mature quasi-community' of states could be
formed which comprised states that mutually recognized each other. In this post
bellum community, rules and norms could be both established and maintained and
mutually advantageous deals agreed upon.
In conclusion, let us briefly consider an important corollary of this Hegelian
argument. If international law is relevant at times when identities are established, it
follows that the relevance of international law is likely to vary over time. Questions
of identity are not always salient, or not always salient to the same degree. We
generally believe we know who we are, and when our identities are securely
established we do not analyze or worry about them, we simply use them.5%Yet, as
we know, even the most entrenched of identities does eventually break down, and
this is of course where the law suddenly becomes relevant. International law, as it
was developed in the Renaissance, defined the class of entities who were subject to
it, and if you thought of yourself as a member of this class?and if you were to be
granted recognition as such?you simply had to take the law seriously.
58
Compare Alessandro Pizzorno, 'Some Other Kinds of Otherness: A Critique of "Rational Choice"
Theories', in Development, Democracy and the Art of Trespassing: Essays in Honor of Albert O.
Hirschman, ed. Alejandro Foxley (Notre Dame, 1986), p. 372.
The relevance of international law 103
Does this, then, mean that our discussion has only a historical interest? That
international law was relevant in the Renaissance, but that this relevance now is
lost? As our Hegelian interpretation makes us see, the answer to these questions
should be given in the affirmative to the extent that we believe that identities can be
taken for granted, and in the negative to the extent that we believe that this is not
the case. As we began by pointing out, most historians and political scientists who
have touched upon this issue have settled for the first of the two options. During
the course of the last three centuries, the state has become increasingly reified; it
has come to be seen as a natural part of a natural world order?as the only
legitimate political entity, and as the only arena where political activities can be
conducted. Not surprisingly, the role played by international law has gradually
been forgotten. Once the state was established as a fully constituted self, legal
arguments could easily by dismissed as just so many empty words. The realism/
idealism dichotomy was the result of this process of reification and during this
century, statesmen, political scientists, historians, as well as everyone else interested
in international politics, have been required to stand up and be counted as loyal
members of either camp.
What is taken as natural may, however, by ?fe-naturalized, and philosophy is a
good tool through which such a denaturalization may be constituted. As our
Hegelian interpretation allows us to conclude, questions of identity may be settled
in a temporary fashion, yet sooner or later they will inevitably reappear. An
identity is a social construct and not a natural feature of a natural world. It is of
course precisely this realization which provided Hegel with a unique perspective on
relations between states, and it is this fact which provides us with the ultimate
rationale for the Hegelian interpretation we have undertaken. Hegel's time, just like
that of Grotius, was a time in which taken-for-granted identities were being
undermined and new identities created. As the world of the anciens r?gimes was
breaking down, people suddenly started worrying about what it meant to be a
citizen in relation to the state, but also what it meant to be a member of a state in
relation to other states. Thus, if Grotius' time was a time when the state was
established, Hegel's time was a time when the state was filled with a radically new
content?with citizens who sought to fulfil 'national destinies.' While Grotius
sought a philosophical justification for sovereignty, Hegel sought a philosophical
justification for Napoleon and for the revolutionary French republic. Both of them
were aware that new identities needed support, and both of them in their own
way?but Hegel with more obvious philosophical sophistication?pointed to inter
national law as a means through which such support could be gained.
Where then do we stand today? This question is of course the topic of much
contemporary?and very heated?debate. Is the state 'dead'? Is it going to die? Or
are we on the contrary about to witness a neo-statist revival? The wisest thing to
do as far as this particular issue is concerned is no doubt to defer judgement. Let
us note in conclusion, however, that the mere fact that the issue arises means that
identities no longer can be taken for granted quite in the same way that they used
to be. Since this is the case, we have a good prima facie reason to try to transcend
our old, constraining, vocabularies and to investigate precisely why and how
international law may also be relevant in today's world.