SAES-J-601
SAES-J-601
SAES-J-601
Emergency Shutdown and Isolation Systems
Document Responsibility: Process Control Standards Committee
Contents
Summary of Changes...................................................................................................... 4
1 Scope ..................................................................................................................... 11
2 Conflicts and Deviations ......................................................................................... 11
3 References ............................................................................................................. 11
3.1 Saudi Aramco References .................................................................................. 11
3.2 Industry Codes and Standards ........................................................................... 13
4 Terminology ........................................................................................................... 14
4.1 Acronyms ........................................................................................................... 14
4.2 Terms ................................................................................................................. 16
5 General Design Guidelines .................................................................................... 20
5.1 ESD Shutdown Levels ........................................................................................ 21
5.2 SIL Assignment .................................................................................................. 22
5.3 Safety Instrumented Functions ........................................................................... 22
5.4 Prescriptive ESD Functions ................................................................................ 22
5.5 Potential SIFs ..................................................................................................... 22
5.6 Segregation ........................................................................................................ 23
5.7 Failure Modes ..................................................................................................... 24
5.8 High Integrity Protection Systems (HIPS) ........................................................... 24
6 Input Devices ......................................................................................................... 24
6.1 Design Requirements for Input Devices ............................................................. 25
6.2 Process Taps and Connections .......................................................................... 26
6.3 Multiple ESD Functions ...................................................................................... 27
6.4 Redundant ESD Devices .................................................................................... 27
6.5 Time Delays and Filters ...................................................................................... 28
6.6 Shutdown and Reset Buttons ............................................................................. 28
6.7 ESD Input, Output and Startup Bypasses .......................................................... 30
6.8 Process Pre-Trip Alarm Requirements ............................................................... 32
7 ESD Systems and Auxiliary Equipment ................................................................. 34
7.1 Programmable Controller Based ESD Systems ................................................. 34
7.2 Solid-State ESD Systems ................................................................................... 34
7.3 Wellhead Emergency Shutdown System (WESD). ............................................. 34
7.4 Power Supplies................................................................................................... 34
7.5 Sequence of Events (SOE) and First Out Alarm................................................. 35
7.6 Input and Output Signal Isolation........................................................................ 35
7.7 Wiring Methods, Grounding and Ground Fault Detection Systems (GFD) ......... 35
7.8 ESD Communications to DCS/BPCS ................................................................. 36
7.9 ESD Peer to Peer Communications ................................................................... 37
8 Final Shutdown Devices ......................................................................................... 38
Summary of Changes
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1 Scope
1.1 This standard defines the minimum requirements for the design, specification,
installation, commissioning, and testing of Emergency Shutdown Systems
(ESD)/Safety Instrumented Systems (SISs), emergency isolation and
depressuring systems and equipment protection systems.
1.3 SAEP-250 and its referenced standards provide the basis for SIL Assignment
and Verification of the design of ESD SIFs.
1.4 The requirements of this standard also apply to the design of pneumatic,
hydraulic, pneumatic-hydraulic, electro-hydraulic, electric-electric, or
programmable controller based ESD systems for off-shore and on-shore
Wellhead Emergency Shutdown systems tie-in platforms and ESD systems for
packaged equipment.
1.5 Procedural requirements and guidelines governing security for the operations
and maintenance of Emergency Shutdown Systems are contained in SAEP-99.
Any conflicts between this document and other applicable Mandatory Saudi
Aramco Engineering Requirements (MSAERs) shall be addressed to the EK&RD
Director.
Any deviation from the requirements herein shall follow internal company
procedure SAEP-302.
3 References
SAES-B-070 Fire and Safety Requirements for Bulk Plants, Air Fueling
Terminals and Sulfur Handling Facilities
4 Terminology
4.1 Acronyms
AC Alternating Current
DC Direct Current
DI Digital Input
DO Digital Output
IC Initiating Cause
I/O Input/Output
4.2 Terms
Dual Modular Redundant 1oo2D ESD System (DMR): An ESD system which
uses two separate processors, bus structure, chassis, software and power
supplies, to vote signals in a 1oo2 arrangement. A valid input signal on either leg
of the system will initiate the desired logic response via two separate, fail-safe,
output modules. Quad Modular Redundant (2oo4D) ESD system combines two
fault-tolerant 1oo2D processors. The term “D” in 1oo2D and 2oo4D is
“diagnostic” capability of the system to check voted channels.
Emergency Isolation Valve (EIV): A valve that, in the event of fire, rupture, or
loss of containment, is used to stop the release of flammable or combustible
liquids, combustible gas, or potentially toxic material. An EIV can be either hand-
operated or power-operated (using air, hydraulic, or electrical actuation). Power
operated EIVs can be manually or automatically actuated through an ESD
system or operator actuated by a local and/or remote actuating button,
depending on the design of the facility. A power operated EIV serving as the final
element of a SIF is called ZV on a P&ID, refer to SAES-J-003 for symbols and
identification. Application requirements for applying hand-operated or power
operated EIVs are listed in SAES-B-058 and SAES-B-064.
First Out Alarm (FOA): ESD logic that discriminates from a group of inputs the
input that tripped first to cause a shutdown.
Ground Fault Detector (GFD): A device that detects a ground fault (earth fault)
i.e. any failure that allows unintended connection of power circuit conductors with
the earth.
Hazardous Event: Event that can cause injury or damage to the health of
people, or damage to property or to the environment. A loss of containment of
flammable, combustible or toxic materials is considered a hazardous event.
High Integrity Protection Systems (HIPS): High availability, fail-safe SIS with
dedicated SIFs, designed to reduce the size of or replace a mechanical relief
system by isolating the source of the over-pressure. A HIPS may respond to any
typical process measurement such as level, pressure, or temperature. A HIPS
system is designed as an independent and separate safety protection layer from
any other Basic Process Control System (BPCS) e.g. DCS, RTU/SCADA and
ESD safety systems. A HIPS system must be in compliance throughout the
system Safety Life Cycle to the strict conditions of approval resulting from the risk
assessment, dynamic process simulations, and other specific design
considerations.
Performance Based SIF: A SIF that with other Independent Protection Layers
(IPLs) and other elements like Conditional Modifiers and Enabling Conditions (if
they exist) achieve a Mitigated Event Frequency (MEF) that is equal to or less
than the hazard scenario tolerable risk.
Process Safety Time (PSFT): The time between a failure occurring in the
process or the BPCS (with the potential to give rise to a hazardous event) and
the occurrence of the hazardous event if the SIF is not triggered.
Risk Reduction Factor (RRF): The reduction of risk that the SIF or other
protection layers provide when operating in the process. RRF = 1/ PFD.
Safety Integrity Level (SIL): Discrete level allocated to the SIF for specifying the
safety integrity requirements to be achieved by the SIS. The SIL is a measure of
the performance of the SIF in terms of PFD.
Safety Integrity Level PFDavg Risk Reduction Factor
Safety Requirement Specification (SRS): The specification that contains all the
functional requirements for all the SIFs and their associated safety integrity
levels. Refer to SABP-Z-076.
Safety Response Time (SRT): The time between the moment the process
reaches the SIF trip condition, and the moment the SIF final element reaches its
safe state to prevent the identified hazard.
Safety Shutoff Valve (SSV): A fast closing valve that automatically shuts off the
gaseous or liquid fuel supply in response to a normal, emergency, or safety
shutdown signal. Also termed block valve, fuel shutdown valve or Safety Trip
Valve. A valve under the complete control and supervision of the Burner
Management System (BMS). Safety shutoff valves are not emergency isolation
valves (EIV) or valves labelled BV on the P&ID (refer to SAES-J-602).
Scan Time: ESD system scan time is the composite of input modules scan,
program execution, and output modules state transition time.
Spurious Trip Rate (STR): The rate of unscheduled shutdown of the process
each year due to malfunction of equipment or not an actual shutdown demand.
Triple Modular Redundant 2oo3 ESD (TMR): Fault tolerant systems using
3 separate processors with triplicated Input/Output (I/O) and bus structure. Each
processor executes its individual application program, simultaneously verifying
data, executing logic instructions, control calculations, clock and voter /
synchronization signals and performing comprehensive system diagnostics.
Process outputs are sent via triplicated paths to output modules where they are
voted 2oo3 to ensure logic and output integrity.
ZV: A power operated emergency isolation valve that is the final element of a SIF
controlled from an Emergency Shutdown System (ESD).
ZV Local Control Panel: A local panel that provides pushbuttons for ZV open,
close, and test as well as valve status indication.
The general design and management of ESD systems shall follow the safety
lifecycle requirements described in IEC 61511.
ESD systems shall contain SIFs and other prescriptive ESD functions as defined
in this standard and other Company standards.
Unless otherwise specified in the SRS, the SIF Response Time (SRT) to bring
the process to a safe state shall be within the hazard Process Safety Time
(PSFT). The intent is to ensure that the tolerable risk is not exceeded by
providing the necessary risk reduction for the process through the ESD and/or
other IPLs.
b. If the hazard scenario has a BPCS Initiating Cause or IPL then this SIF
shall be maintained in the ESD and be designed as SIL 1.
Unless otherwise specified in the SRS, I/Os for each SIF shall be contained
within the same ESD controller.
Saudi Aramco ESD functions (both prescriptive and performance based) logic
shall be organized into levels of shutdown as described below:
TOTAL PLANT SHUTDOWN (LEVEL 1): A total plant ESD effectively shuts
down the total plant or facility under emergency conditions. Isolation valves are
closed to stop the flow of combustible, flammable or potentially toxic fluids, stop
the heat input to process heaters or reboilers, and rotating equipment. Activation
of total plant ESD shall not stop or impede the operation of fire protection or
suppression systems, deluge systems, sump pumps, or critical utilities such as
instrument or process air.
SIFs shall be identified and assigned a SIL level based on the risk analysis and
methodologies outlined in SAEP-250.
SIFs assigned SIL 1, 2 or 3 shall be verified to achieve the target RRF and not be
less than the minimum performance requirements for the assigned SIL. Both SIL
Assignment and Verification shall comply with SAEP-250.
Prescriptive ESD functions include the functions listed below and other functions
mandated by other MSAER:
5.6 Segregation
5.6.1 ESD systems, including controllers, I/O, instruments, and logic, shall
be designed such that they are segregated from, and totally
independent of BPCS.
Note:
5.6.2 In general, ESD and BPCS shall not share final elements. Where a
final element device in existing facilities is shared the control function
and the ESD function shall have separate outputs to the final element.
Note:
Shared final elements are likely to introduce common cause failures. When a
final element is shared further analysis should be conducted to demonstrate that
failure of any hardware or software outside the SIS cannot prevent any SIF from
operating.
5.6.3 ESD systems shall only contain SIFs and prescriptive safety functions
as identified in this section of the standard.
Exception:
Applications such as turbomachinery control and BMS may require BPCS
functions such as startup permissive signals and sequencing to be implemented
in the ESD. These functions shall be managed through the same processes
applicable to ESD (MOC, testing and maintenance).
5.6.4 Interfaces between ESD systems and BPCS shall be performed in a
discrete, hardwired manner or via an acceptable data communications
interface, per Section 7.8.
5.6.5 ESD Systems shall be segregated into their respective Process Control
Systems risk areas to increase system and process availability. Risk area
segregation shall comply with Section 7 of SAES-Z-001.
5.7.1 ZVs shall be fail-safe and shall move to a specified safe-state position
upon loss of the ESD signal, electric power, pneumatic or hydraulic
supplies. Refer to Section 8. If an energized to trip control signal is
required the digital output signal shall be line monitored and a fault
alarm implemented. The line monitoring capability shall be specified for
the particular DO module. If an energized to trip control signal is
required the power supply shall be considered in SIL Verification.
5.7.4 The safe-state of final elements shall be clearly indicated in the ISS,
P&IDs, SIF data sheet and SRS.
6 Input Devices
This section provides the requirements for the design and selection of input
devices to be used for ESD service which includes transmitters, transducers,
process activated switches, push/pull buttons and relays.
6.1.2 Process actuated switches shall only be used when ESD digital or
analog transmitters are not suitable for the intended process service or
measurement application. Process actuated switches shall be selected
to be closed during normal process operation and shall open when the
shutdown condition is reached.
6.1.3 ESD input sensors shall meet or exceed all specified process and
environmental conditions. ESD sensors shall be capable of being
safely monitored and tested while the facility is operating.
6.1.4 ESD sensors shall be reliable, Saudi Aramco approved product and
purchased from approved Saudi Aramco vendors.
6.1.6 Analog ESD signals shall not be used as BPCS control variables.
6.1.7 A diagnostic alarm for an ESD transmitter failure (i.e. short circuit, high
range, and low range) shall be configured using signal over and under
range limits and indicated to the operator as a high priority alarm on
his/her workstation/HMI so that immediate corrective action is taken to
have the transmitter repaired or replaced.
6.1.9 The transmitter failure mode and ESD transmitter diagnostic logic may
be applied to minimize spurious trips where the design demonstrates
that the facility can be safely operated at normal operating conditions
by the BPCS. The failure of an ESD transmitter shall be alarmed as
high priority and the faulty transmitter repaired or replaced.
6.1.10 ESD transmitters which are voted in ESD logic shall be degraded per
the following table. The degradation of the voting may occur in logic or
with the failure of the transmitter configured in the direction of the trip.
Position transmitters shall be used when the ZV valve position is a SIF initiator.
An ESD sensor shall have its own dedicated process tap or connection separate
from a process control or monitoring instrument. Each transmitter shall be
capable of being calibrated in-service independently.
ESD level transmitters shall have separate process taps located at the same
elevation as the process control and monitoring transmitter taps. ESD level
transmitters shall also be calibrated for the same range as the process control
level transmitter to provide the means to accurately compare between level
variables, the ability to monitor the process during online maintenance and to
eliminate process blind spots for ESD transmitters.
Exceptions:
Differential pressure transmitters used for ESD and process control service may be
installed in parallel using the same primary element (e.g., orifice plate, venturi, and
flow nozzle) provided they have independent process isolation valves. Individual
transmitters shall be capable of being isolated while the other remains in service.
ESD Level transmitters may use the same process taps as the process control or
monitoring transmitters when the tap nozzle size is at least 50 mm (2 in.), the process
is non-plugging and the common isolation valves on the tap nozzle are car sealed
open. In addition, ESD and process control level transmitters shall have independent
level bridle isolation valves and shall be calibrated for the same range.
6.3.1 This determination may use process dynamic simulation analysis, prior
ESD device's operating history or trip report data. A single transmitter
may be used to provide both Low-Low (LL) and High-High (HH) ESD
input signals if the transmitter's calibrated range spans both LL and HH
trip settings, and it is acceptable to bypass both LL and HH inputs at
the same time when performing maintenance on the transmitter. Refer
to SAER-6460 for guidance on the use of ESD bypasses.
6.4.3 Voted input signals shall be assigned to separate input modules when
the system contains more than one input module of the required type,
and to separate racks if the system has multiple racks to avoid single
point of failure.
6.4.4 Sensors and final elements used in SIL 3 SIFs shall be voted to
provide a minimum hardware fault tolerance of 1 (SAEP-250).
6.5.1 ESD input time delays or filtering may be applied in ESD logic solver
based on an analysis of:
When time delays and filters are applied, the analysis needs to demonstrate that
the system response time (including time delay) is within the PSFT.
6.5.3 All ESD input time delays shall be verified suitable for the application
via field testing during pre-commissioning.
6.7.2.2 ESD input bypasses shall only be used for testing ESD
input instruments and for repair and replacement of faulty
instruments. ESD input bypasses shall not be used to
facilitate startup or override safety functions which do not
require maintenance or testing.
6.8.2.5 ESD trip alarms shall be combined into first-out groups, per
equipment within each ESD system, to distinguish between
initial and subsequent alarms.
Note:
The ESD output validity on alarm logic shall only be activated when the final
device fails to achieve the safe state following a trip. If required by the
application, final element mismatch alarms shall be configured as a separate tag.
This section establishes the criteria for the design of ESD and the related
auxiliary equipment such as power supplies and grounding.
Refer to 34-SAMSS-621 for specific material requirements for solid state based
ESD systems.
7.4.1 ESD systems and field devices shall be powered from negative-leg,
grounded power supplies that are in-turn, powered from separate
branch circuits of UPS systems (e.g., separate distribution panels).
The intent is that there is no single point of failure in the power
distribution to the system.
7.4.3 120 - 240 VAC, 48 VDC or 125 VDC power may be used for minor
additions or modifications to existing ESD field instrumentation.
7.4.4 For remote area ESD application the following shall be applied:
7.4.4.1 ESD systems and field devices shall be powered from two
sources; one is line power and the other is from a battery
A SOE utility within a programmable electronic ESD system shall time stamp and
log the change of state of all discrete ESD input trip initiators and ESD outputs to
shutdown devices, shutdown buttons, manual reset buttons, and the transition of
analog/digital devices past shutdown limits. The event logs shall include the first
out alarm, device tag number, and device description time-stamped within 300
milliseconds.
7.7 Wiring Methods, Grounding and Ground Fault Detection Systems (GFD)
7.7.1 ESD wiring methods for connecting field devices to field junction
boxes, through to marshaling cabinets shall be consistent with the
requirements of SAES-J-902.
7.7.3 Ungrounded or floating ESD system power supplies shall not be used
except where modifications are required to existing ungrounded
systems or equipment.
Note:
7.9.1 ESD peer-to-peer signals may be used for the communication of the
following:
These are devices which safely and reliably interrupt the flow of energy or power
to a particular piece of equipment or process area, e.g., motor starter cutouts for
electric driven motors to bring process or equipment to a safe state. Interposing
relays can also be used to interface ESD system outputs to final elements that
operate at a different voltage.
This section establishes the requirements for the design and selection of ZV
assemblies consisting of the valve and actuator, with the associated control
equipment such as limit switches or valve position transmitter, solenoid valve,
etc.
8.2 ZV Design
8.2.1 ZVs shall be suitable for the specific application and supplied as an
integrated assembly of valve and actuator, with the associated control
equipment such as limit switches or valve position transmitter, solenoid
valve, etc. Valves shall meet construction, materials requirements of
SAES-L-108, and the related Saudi Aramco material specifications.
8.2.2 ZVs shall meet or exceed all specified process and environmental
conditions per the ISS.
8.2.3 ZVs specified with spring return actuators do not require fireproofing of
the actuator or local controls. When a ZV is located in or above a fire-
hazardous zone then a fusible plug on the air signal or fusible link shall
be installed within 1 meter (3 feet) of the spring return actuator to move
the valve to the fail-safe position in the event of a fire.
8.2.6 Control valves installed in series with ZVs to manipulate a fuel supply,
a heat source, or a toxic fluid shall be interlocked with ZV logic such
that when the ZV is commanded to close, the control valve is forced to
the fail-safe position by a command to a BPCS control software
interlock.
8.3 ZV Actuators
8.3.2 When spring return fail-safe actuators cannot be provided for ZVs,
alternative actuator types shall be considered such as double-acting,
or fail last Motor Operated Valves (MOVs) using reliable and
independent backup energy sources described in Section 8.6 to
perform as a fail-safe actuator.
8.3.3 Motor operated valve actuators specified for ZVs without spring-return
fail-safe mechanism shall meet the risk reduction requirements
specified for the SIF. The independent back up power supply shall be
in the SIF SIL Verification. ESD commands shall override all integral
MOV selector switch signals.
8.3.4 Pipeline MOVs which are EIVs and are not the final element of a SIF
do not require redundant power sources.
8.4.1 ZVs shall have open and close position visual indication mounted on
the valve actuator such that it is clearly visible to an operator located at
grade or on an accessible platform per SAES-B-054.
8.4.2 ZVs shall be equipped with open and closed limit switches or a valve
position transmitter. Where HMI is available the ZV position shall be
indicated on the operator's console.
Safety Shutoff Valves for BMS applications do not require manual operators,
local pushbutton operator stations, or PST features. Refer to SAES-J-602.
8.5 The SIF response time including the ZV closure time shall not exceed the
process safety time and/or the specific requirements as stated in SAES-B-058,
SAES-B-064, and SAEP-354.
8.6.3 Fail-safe electric motor actuators, provided the electrical power for
operation and control is sourced from two independent power feeders
supported by a load-shedding scheme to maintain high availability and
protection. Loss of power to the MOV shall be monitored and alarmed
to the DCS.
8.7.1 Where partial stroke capability is adopted in the SIF SIL Verification to
extend the Full Stroke Testing (FST) interval, the ZV shall be provided
with local control and testing features as outlined in 34-SAMSS-634.
Commentary:
Facilities that can be shut down to allow full stroke valve testing or where valves
can be fully stroked in service, i.e., spared equipment or EIVs with full-flow
bypasses, partial stroke capability is not required. If full stroke testing can be
conducted without shutting down the process, valve partial stroke capability is not
required e.g. parallel identical processes that are not required to be both working
all the time.
8.7.3 ZVs shall be provided with a means to initiate a full valve stroke test.
The valve stroke test shall be initiated from the local control panel or
remotely via the ESD/BPCS.
8.7.4 A ZV shall move to the defined shutdown position in the event that a
shutdown signal is initiated during stroke testing.
8.7.5 Resetting ESD system logic following a trip shall not cause a ZV or
other equipment to automatically move to the normal operating
position. Local operator action is required at a ZV's local control panel
to re-open a fail-closed ZV following a trip.
Commentary:
8.7.6 A local control panel shall be provided as the means to both open and
close a ZV in the field after an ESD logic reset.
8.8.2 A full flow bypass valve in parallel with ZVs shall only be used for
stroke testing ZV valves and repairing or replacing faulty ZVs.
8.8.3 Bypass and equalizing valves around ZVs shall be equipped with a
sealed, proximity type limit switch, monitoring the valve “closed”
position and providing an alarm remotely to the operator when the
9 Documentation
9.1.1 A SRS shall be developed per SABP-Z-076. The SRS shall include all
functions implemented in the ESD and be reviewed as part of the
project design review.
The following documents (hard copy, electronic files and native electronic files)
shall be developed during project proposal or design phases and form the basis
for the development, verification and testing of new or revised ESD application
logic:
9.2.1 HAZOP Report identifying or verifying the type, function and trip
settings of protection instruments which function as required
emergency shutdown inputs and outputs.
9.2.3 The ESD SRS consisting of the SIF specifications sheets and safety
functional requirements. Refer to SABP-Z-076 and SAEP-250.
9.2.6 Boolean or function block type logic diagrams graphically showing ESD
inputs, outputs and internal logic using conventional ANSI/ISA S5.2
logic elements.
10 Application Logic
10.1 The application logic and system configuration shall include the specific
requirements stated in SRS.
10.2 The application logic and system configuration for programmable controller
based systems shall consider the specific requirements documented by the
manufacturer's safety installation guidelines and system alerts.
10.3 ESD logic shall be simple and understandable. Comments shall be inserted
within ESD logic to explain the function of each network and be descriptive
enough to allow maintenance and engineering to perform trouble shooting
without having to revert to separate logic narrative. ESD Logic shall clearly
indicate the associated SIF tag number.
10.4 Logic shall be clearly documented and organized according to the four shutdown
levels. Equipment isolation system (Level 3) logic within a unit shall be grouped
by equipment so that all logic for a piece of equipment are on consecutive logic
pages or networks. Logic shall also be organized so that logic for each individual
pumps, turbines, compressors, and SIFs is grouped on consecutive logic pages
or networks. Identical logic structures and elements (except for tag names and
addresses) shall be used for identifying ESD logic of equipment operating in
parallel trains, or which are controlled in a similar manner.
10.5 The logic developer must be consistent in selecting and applying logic elements
and developing a network structure between similar types of application
programs.
10.6 Soft copies of the latest version of the application programs, cross reference
tables and other source code shall be stored in a secure location. A written
procedure shall be in place at each operating facility detailing the backup
requirements of the ESD system applications.
10.7 The assignment of input and output addresses shall minimize or prevent a
potential failure of one module adversely affecting more than one critical piece of
equipment of a parallel process train. The assignment of inputs to separate
modules also applies to voted ESD input devices, such as 1oo2, 2oo2 or 2oo3,
when more than one input module is available.
10.8 Application logic and Boolean logic diagrams shall use the “positive” logic
convention per SAES-J-003. A healthy signal is to be represented by the ‘1’ state
and a trip signal represented by the ‘0’ state.
11.2.1 Functional testing is required during the Factory Acceptance Test and
Site Acceptance Test/Pre-commissioning.
11.2.2 The functional test shall validate the operation of each SIF as per the
requirements defined in the SRS.
11.2.3 The functional test shall validate the operation of each prescriptive SIF
as per Company and project specifications. Functional testing shall
also validate any start-up permissive logic implemented within the ESD
system.
11.3.1 The periodic testing interval for instrument sensors and final elements
in SIFs assigned SIL 1, 2 or 3 shall not exceed the test interval utilized
in the SIF SIL Verification calculations.
11.3.2 The periodic testing interval for instrument sensors and final elements
for prescriptive ESD functions shall be as follows:
c. SIF, alarm and interlock logic shall be tested every T&I. The
test shall be conducted by simulating a process input for digital
and analog devises over the calibrated range of the device,
and verifying the appropriate ESD logic and response of the
final shutdown element.
11.3.3 Unplanned process shutdowns which drive ZVs and other SIF final
elements to their failsafe positions within the designed response time
are considered valid FST of the respective final elements (relays and
ZVs) and can be considered as final element proof tests.
11.3.4 Calibration records and test results for ESD input devices or sensors,
final elements, and internal ESD logic shall be documented and
archived for permanent record. Each test record shall include test
number, time/date, person performing the test, plant number,
instrument number, test result, etc. These records shall be made
available for periodic plant maintenance audits and Loss Prevention
Compliance Reviews.
11.3.5 Periodical testing of SIF sensors and final elements shall follow an
approved facility Operating Instruction Manual or Management
Procedure.
11.4.2 A SIF logic may be omitted from a periodic test if the SIF has not been
through any change such as performing a download, the operating
shutdown logic program has been compared to the control copy and is
identical, and there has been no addition of ESD I/O into the logic
since the last functional test on the shutdown logic.
12.1 A written procedure shall be in place at each operating facility detailing the
requirements for the review and approval of all changes made to an ESD system.
12.3 Proposed changes shall undergo simulation, or emulation, validation and testing
before being commissioned and placed in-service.
12.4 The following steps shall be carried out prior to implementing any change within
an existing ESD system:
12.4.1 PHA/HAZOP of the new and/or modified parts of the process unit,
equipment or process, identifying the intent and effect of the change to
the existing ESD system.
12.4.2 LOPA if the PHA recommends a new SIF or identify the need to
reconducting the SIL Assignment for an existing SIF.
12.4.3 SIFs shall be verified for instrument type, function, failure modes, trip
setting and that the loop meets the assigned SIL.
12.4.5 Update of the related SRS documents for the SIF specification.
Document History
20 July 2022 Major revision.
13 July 2017 Major revision to optimize SMART ZV solutions, utilize position transmitters resulting in
less I/O’s, less spurious trips, reduced size and complexity, restrict the use of non-ESD
in ESD systems, and adopt safety requirements specifications document for SIS
lifecycle (SABP-Z-076).
22 April 2014 Major revision.