The Han Dynasty ruled China from 206 BCE to 220 CE, divided into the Western Han and Eastern Han periods. It followed the Qin Dynasty and was a time of Chinese cultural and economic prosperity. The dynasty was founded by peasant-turned-general Liu Bang and established a centralized bureaucratic government with the capital at Chang'an. Emperor Wudi expanded the empire through military campaigns. The Han developed advanced technology, agriculture, trade, and a merit-based civil service system based on Confucian philosophy. However, inheritance laws concentrated wealth and the government overtaxed peasants, causing social inequality until the dynasty's eventual collapse.
2. Historical Setting of the Han
• Followed the Qin dynasty
– 221-206 BCE
– Qin ended in rebellion and civil war due to
weak ruler and unrest (206-202 BCE)
• Han dynasty was China’s second
imperial dynasty
– 206 (or 202) BCE-220 CE
• Over 400 years
• Followed by the Three Kingdoms
– 220-265 CE
3. Liu Bang – Emperor Gaozu of Han
• Civil war
– Two strong leaders
• Xiang Yu (aristocratic general)
• Liu Bang (peasant-class
general under Xiang Yu)
• 202 BCE
– Liu Bang beat Xiang Yu for
good
• Liu Bang declared start of Han
dynasty Liu Bang reigned
202 BCE-195 BCE.
4. Two Periods of the Han Dynasty
• Former Han
– Also called the Western Han
– 206 BCE-9 CE
• Interrupted by the Xin dynasty
– Under Wang Mang
– 9-23 CE
• Later Han
– Also called the Eastern Han
– 25-220 CE
5. Government under the Han
• Centralized government
– Capital cities
• Chang’an
– 206 BCE-9 CE (all of the Former or Western Han) and
190-195 CE (Later or Eastern Han)
• Luoyang
– 25-190 CE and 196 CE (most of the Later or Eastern Han)
• Xuchang
– 196-220 CE (very end of the Later or Eastern Han)
• Lowered taxes
• Less harsh punishments
7. Empress Lu
• One of Liu Bang’s widows
• Retained power by naming various
children as emperor in turn
• Example of power gained through the
manipulation of court politics
– Families vied for power
– Alliances among powerful and influential
people
8. Wudi – The Martial Emperor
• Wudi lived 141-87 BCE
• Used warfare to expand the Chinese empire
– Northern steppes
• Xiongnu – steppe nomads from the north and west
• Commonly raided Chinese villages
• Traditionally kept at bay through bribery
• Wudi made allies of the Xiongnu’s enemies and sent in
100,000 soldiers
• Pushed the Xiongnu back
• Settled soldiers on former Xiongnu lands
• But the nomads of the steppes provided ongoing conflict
– Modern-day Korea, Manchuria, Vietnam, etc.
• Conquered and colonized
• Borders under Wudi nearly what they are today
10. Bureaucracy under the Han
• Taxes supported the government and
military
• Merchants
– Paid taxes
• Peasants
– Gave the government a portion of their
annual crops
– Each year gave a month of labor (for public
works projects) or of military service
11. Civil Service under the Han
• Over 130,000 employees
• 18 ranks of employees
• Civil service exams
– Confucian principles described the qualities
that emperors wanted in civil servants
– Wudi set up a Confucian-themed school
– Formal examinations in Confucianism, history,
law, and literature for civil service positions
– Theoretically a merit-based system
• But poor could not afford to educate their children
– In effect until the downfall of China’s last
dynasty in 1912
13. Agriculture under the Han
• Population of 60,000,000 to be fed
• Farming thought to be a pivotal and
honored occupation
• But in reality small farmers were
burdened by government taxes and
became heavily indebted to the rich
Ancient Chinese wheelbarrow
14. Commerce and Trade under the Han
• Trade and commerce were not respected
but were still very important
• Government had monopolies
– Salt mining
– Iron forging
– Coin minting
– Alcohol brewing
• Government engaged in industry
– Silk weaving
• Growth of trade along the Silk Roads
15. Silk Roads under the Han
• Trade routes across Asia
– To Mediterranean (access to Europe) in the
west
• Chinese silks were sold in the marketplaces of the
ancient Roman empire
– To Yellow Sea and China Sea (access to Japan)
in the east
• Traded silk and other goods
• Cultural diffusion
– Trade goods reflected the many cultures across
this trading region
19. Rich vs. Poor
• Inheritance law was the root cause of the
problem
– Land divided among male heirs (sons)
– Reduced the size of plots with each generation
– Small farmers couldn’t support themselves and
had to borrow money
• Became indebted to rich, aristocratic landowners
• These aristocratic landowners did not have to pay
taxes
– Decreased tax revenue for the government
• Government pressed peasants even harder for taxes
– Rich grew richer and poor grew poorer
21. Wang Mang
• 32 BCE-9 CE – unstable, chaotic period
• 3-9 CE – Wang Mang, a Confucian
scholar, served as regent for an infant
Han emperor
• 9 CE – Wang Mang overthrew the Han
and became emperor
• Wang Mang’s rule called the Xin dynasty
22. Xin Dynasty under Wang Mang
• Changes under Wang Mang
– Minted more money to solve the budget
crisis
• Led to inflation
– Established public granaries to feed the
poor
• Cost more money
– Land redistribution
• Upset wealthy, aristocratic landowners
23. End of the Xin Dynasty
• 11 CE – flood killed thousands and
displaced millions
– Not enough food
– Peasant revolts
– Wealthy aristocrats joined the revolts
• Upset over land redistribution
• 23 CE – Wang Mang assassinated
• 23-25 CE – chaos
• 25 CE – Han family regained power
24. Later (or Eastern) Han Dynasty
• 25-220 CE
• Imperial family eventually regained
power after Wang Mang
• Initially brought prosperity to China
• Eventually fell apart for largely the same
reasons that the Former (Western) Han
fell apart
• Followed by the Three Kingdoms
Editor's Notes
#2: Image courtesy of Wikipedia. After the Qin dynasty is the Han Dynasty which is considered to be a golden age for the Chinese. It started from 206 BCE upto 220 CE.
#3: So the Han dynasty went after the Qin dynasty. Because of the rebellion and civil war that the Qin dynasty experienced due to a weak ruler, Han dynasty was born. Imperial dynasty means that this dynasty was ruled by emperors.
#4: Who are the important people during this period? Liu Bang was a general under the rule of Xiang Yu. They started a civil war. When Liu Bang beat Xiang Yu, he declared the start of the Han Dynasty.
#5: So the Han Dynasty had two periods. One was former or Western Han and the other is Later or Eastern Han. We’ll talk more about Wang Mang later.
#6: Centralized government concentrates all political power and government responsibility into the hands of a single authority. This central authority exercises all governmental power, and any localized units of government, such as cities and counties, are subject to it, exercising only those powers the central government grants to them.
#7: Image courtesy of Wikipedia: http://upload.wikimedia.org/wikipedia/commons/c/c3/Han_map.jpg
#16: Export means that they sent their goods to other lands to be sold.
The Chinese also imported what they needed from other countries.
Import means goods that are brought in.
The Chinese made profits, or money gained, from their exporting on the Silk Road.
#19: Ban Zhao was a paradox because she urged the women to conform to the Confucian social order which is to be at home always. Yet, she was not conforming because she was a writer. She was going against convention.
#22: Wang Mang was a Han Dynasty official who seized the throne from the Liu family and founded the Xin (or Hsin, meaning "renewed"[1]) Dynasty (新朝), ruling AD 9–23. The Han dynasty was restored after his overthrow and his rule marks the separation between the Western Han Dynasty (before Xin) and Eastern Han Dynasty (after Xin). Some historians have traditionally viewed Wang as a usurper, while others have portrayed him as a visionary and selfless social reformer. Though a learned Confucian scholar who sought to implement the harmonious society he saw in the classics, his efforts ended in chaos.
In October of AD 23, the capital Chang'an was attacked and the imperial palace ransacked. Wang Mang died in the battle.
The Han dynasty was reestablished in AD 25 when Liu Xiu (Emperor Guangwu) took the throne.
#25: The dynasty was about to fall apart as there were so many factions fighting for the throne. Also, internal struggle amongst the family led to the destruction of the dynasty.