Louredo BrendoViniciusRodrigues M
Louredo BrendoViniciusRodrigues M
Louredo BrendoViniciusRodrigues M
Piracicaba
2021
BRENDO VINICIUS RODRIGUES LOURÊDO
Piracicaba
2021
Agência de fomento e nº de processo: CAPES, 88887.482426/2020-00
Ficha catalográfica
Universidade Estadual de Campinas
Biblioteca da Faculdade de Odontologia de Piracicaba
Marilene Girello - CRB 8/6159
Título em outro idioma: Epidemiology and survival of patients with lip, oral cavity, and
oropharyngeal squamous cell carcinoma in a southeast brazilian population
Palavras-chave em inglês:
Carcinoma, squamous cell
Lips
Mouth
Oropharynx
Survivorship (Public health)
Área de concentração: Patologia
Titulação: Mestre em Estomatopatologia
Banca examinadora:
Maria Paula Curado [Coorientador]
Célia Maria País Viegas
Vivian Petersen Wagner
Data de defesa: 30-07-2021
Programa de Pós-Graduação: Estomatopatologia
J. K. Rowling
DEDICATÓRIA
À Dra. Maria Paula Curado que aceitou ser minha coorientadora durante o mestrado.
Humildade, disponibilidade, competência e paciência são apenas algumas das várias qualidades
que a senhora possui. Obrigado por compartilhar conhecimentos tão importantes da
epidemiologia. Obrigado por me conceder a honra de aprender com a sua experiência. E
obrigado por todas as portas que se abriram com o seu auxílio.
Ao Prof. Dr. Alan Roger dos Santos Silva por me conceder a oportunidade de integrar o grupo
de revisões sistemáticas da estomatopatologia. Sou muito grato por todas os ensinamentos e
trabalhos realizados nos últimos meses, além da oportunidade de conhecer e interagir com
colegas de profissão e pesquisadores renomados do cenário nacional e mundial.
Aos Profs. Drs. Edgar Graner, Jacks Jorge Junior, Márcio Ajudarte Lopes e Oslei Paes
de Almeida que ministraram créditos importantes durante o mestrado. Seus compromissos
éticos e seus ensinamentos foram fundamentais para o meu desenvolvimento profissional e
pessoal.
À minha colega de pós-graduação e amiga Maria Eduarda Pérez de Oliveira que desde o
início estendeu a mão e não mediu esforços para me ajudar tanto no grupo de revisões
sistemáticas quanto na confecção desta dissertação. À minha também colega e amiga Anna
Luiza Damaceno Araújo que desde antes de eu ingressar no mestrado se dispôs de forma tão
humilde a passar ensinamentos importantes. Sua amizade é muito especial.
Aos meus amados pais, Doraci e Henrique. A vocês eu não tenho palavras para descrever o
quão fundamentais são na trajetória que estou construindo. Só posso dizer que eu sou resultado
de toda a persistência, luta, humildade e honestidade que vocês possuem. Obrigado pelo apoio
incondicional em todas as minhas escolhas de vida. À minha pequena irmã Isadora, meu amor
maior, minha alegria de vida, meu tudo. Um dia você irá entender o porquê da minha ausência.
Ao Leandro da Silva Lyra, pela parceria de vida e pelo apoio fundamental para que meu
caminho fosse trilhado da melhor forma possível. Obrigado por mudar sua vida por mim. Sou
muito grato por tudo que fez e ainda faz por mim. Por fim, vocês são o que tenho de mais
precioso e, por isso, é uma honra amar vocês.
À Deus, a minha eterna gratidão por todas as vitórias e bênçãos a mim concedidas. Sem Ele,
nada seria.
RESUMO
Head and neck cancer is a growing public health problem affecting men and women around the
world. Lip, oral cavity, and oropharyngeal squamous cell carcinoma (SCC) are the main and
most prevalent types of this group. Despite sharing similarities, chronic exposure to solar
radiation is the main carcinogen for lip SCC, tobacco and alcohol consumption for oral cavity
SCC, and human papillomavirus for oropharyngeal SCC. This study aimed to describe the
epidemiological profile and survival of patients with lip, oral cavity, and oropharyngeal SCC
in the state of São Paulo. The clinicopathological data of all patients with lip (ICD-O-3: C00),
oral cavity (C02-06), and oropharyngeal (C01 and C08-10) SCC were obtained from the
hospital cancer registries of the Fundação Oncocentro do Estado de São Paulo between 2010
and 2015. Survival rates and other analyzes were performed through the SPSS software. Of the
368,116 cancer cases, 12,099 patients were diagnosed with lip, oral cavity, and oropharyngeal
SCC. There was a higher prevalence of male patients, especially in oropharyngeal cases
(82.3%). The mean age was higher for lip cases (65±13.5 years) compared to other sites (oral
cavity: 60.3±12.1 years; oropharynx: 58.6±10 years). Schooling level was low for most patients
of all three sites studied (≤ 8 years of study), with the highest rate observed for lip lesions
(87.9%). About 90.6% of all patients were diagnosed through the Sistema Único de Saúde
(SUS). Most patients with the oral cavity (71.8%) and oropharyngeal (86.3%) SCC had the
advanced-stage disease, while 83.3% of patients with lip SCC were diagnosed with early-stage
(I -II) tumor. Surgical excision was the main treatment for lip (72%) and oral cavity (23.5%)
SCC, and the combination of radiotherapy and chemotherapy for oropharyngeal (40.2%) SCC.
The 5-year overall survival rates for lip, oral cavity, and oropharyngeal SCC were 66.3%,
30.9%, and 22.6%, respectively. The multivariate analysis revealed that the period of diagnosis
and diagnosis by SUS were independent predictors of survival only for patients with
oropharyngeal SCC, age over 60 years for lip and oral cavity SCC, and male sex and time
between diagnosis and treatment more than 60 days for cases of oral cavity and oropharynx.
The clinical stage was an independent predictor for the three sites and the different types of
treatment varied between the sites. Therefore, it was concluded that these tumors occur more
often in men over 60 years of age, with low education and advanced-stage disease in cases of
oral cavity and oropharynx. Survival predictors varied according to the topography analyzed,
and survival rates presented better results for patients with lip SCC.
Keywords: squamous cell carcinoma; lip; oral cavity; oropharynx; survival analysis.
LISTA DE ILUSTRAÇÕES
1 INTRODUÇÃO 16
3 CONCLUSÃO 59
REFERÊNCIAS* 60
ANEXOS 64
1 INTRODUÇÃO
Desse total, estima-se que cerca de 377,713 novos casos ocorram em lábio e cavidade
oral, sendo apontado como um dos tipos de câncer mais prevalentes, estando entre os dez
principais em vários países do mundo e sendo responsável por 177,757 mortes anualmente
(Sung et al. 2021). Quanto ao câncer de orofaringe, estima-se a ocorrência de 98,412 novos
casos e 48,143 mortes e quando analisados em conjunto com o câncer de lábio e cavidade oral,
essas duas localizações compreendem a oitava posição no top 10 dos mais prevalentes,
correspondendo a 2.5% de todos os casos (Warnakulasuriya and Greenspan 2020).
O câncer de orofaringe tem sido alvo de maior interesse nas últimas décadas devido à
tendência de aumento de novos casos, principalmente de tumores relacionados ao
papilomavírus humano (HPV) (Chaturvedi et al. 2013). Essa tendência é observada
principalmente em países desenvolvidos da Europa (França, por exemplo), América do Norte
17
e Austrália (Diz et al. 2017; Warnakulasuriya and Greenspan 2020). A revisão sistemática mais
recente sobre o assunto (Mariz et al. 2020) descreve que Nova Zelândia, Suécia e Dinamarca
apresentam as maiores proporções de CEC de orofaringe HPV+ do mundo (61.7-74.5%),
enquanto que as menores foram encontradas no Brasil (11.1%).
O carcinoma espinocelular (CEC) corresponde por até 90% dos tumores malignos
diagnosticados em cavidade oral e orofaringe e de acordo com Curado et al. (2016) a incidência
desses tumores na América do Sul entre os anos de 1998 e 2007 mostrou que as maiores taxas
foram encontradas no Brasil, até três vezes maior quando comparadas aos países vizinhos. O
Instituto Nacional do Câncer (INCA) estimou que cerca de 15,190 novos casos de cânceres de
lábio, cavidade oral e orofaringe tenham ocorrido no Brasil no ano de 2020, ocupando a quinta
e décima terceira posições entre todos os cânceres em homens e mulheres, respectivamente
(INCA 2019).
Classicamente, os CECs de lábio, cavidade oral e orofaringe sempre mostraram uma alta
incidência em homens comparado a mulheres. Essa proporção já esteve em 7:1, mas, atualmente
essa relação já se mostra de 2:1 na maioria dos países. Isso se deve, em grande parte à adoção
de hábitos historicamente associados ao comportamento masculino, por parte das mulheres,
principalmente tabagismo e consumo de álcool (Warnakulasuriya and Greenspan 2020).
Contudo, os CECs de lábio e orofaringe continuam mostrando alta prevalência em homens com
proporção masculino-feminino de 4.6:1 e 6:1, respectivamente (Han et al. 2016; Schnelle et al.
2017; Kowalski et al. 2020). E curiosamente, essas duas localizações estão associadas a fatores
de risco distintos (radiação ultravioleta para o lábio e HPV para a orofaringe) do CEC de
cavidade oral (Moore et al. 1999; Gillison et al. 2019).
A incidência do CEC de lábio e cavidade oral aumenta com a idade e a maioria dos casos
acomete pacientes acima dos 50 anos (Warnakulasuriya and Greenspan 2020). Em diversos
países, incluindo o Canadá (Lubpairee et al. 2019), Uruguai (Oliveira et al. 2015), Estados
Unidos (Han et al. 2016), Japão (Fukumoto et al. 2020), México (Hernández-Guerrero et al.
2013), entre outros, a média de idade ao diagnóstico está acima dos 60 anos. Por outro lado, a
incidência de CEC de orofaringe aumentou muito em indivíduos mais jovens (inferior a 60
anos), afetados principalmente pelos tumores HPV+ (Chaturvedi et al. 2013; Mariz et al. 2020).
Estudos da Austrália (Elwood et al. 2014) e Estados Unidos da América (Dahlstrom et al. 2015),
18
por exemplo, mostraram média de idade em torno de 55 anos para pacientes afetados por CEC
de orofaringe.
A definição dos limites da cavidade oral varia entre os estudos. Alguns autores incluem
lábios nas análises, enquanto outros não (Oliveira et al. 2015). A prevalência do CEC de lábio
apresenta substanciais diferenças regionais. No Brasil, essa malignidade representou 10% de
todos os carcinomas orais (Souza et al. 2011). Nos Estados Unidos, a prevalência relatada foi
de aproximadamente 30% (Han et al. 2016), enquanto na Austrália, foi de 49% de todos os
cânceres orais (Abreu et al. 2009).
Por ser uma região de fácil acesso e visibilidade, a grande maioria dos CECs de lábio
são detectados e diagnosticados ainda nos estágios iniciais da doença (estágios I e II do
estadiamento TNM da American Joint Committee on Cancer - AJCC) (American Joint
Committee on Cancer 2017; Moro et al. 2018). No estudo de Han et al, 78.5% e 12% dos casos
foram diagnosticados ainda em estágios clínicos I e II, respectivamente (Han et al. 2016). No
Brasil, esses valores são menores – 67.3% no estágio I e 16.6% no estágio II (Biasoli et al.
2016). Contudo, o mesmo nem sempre se reproduz para os tumores da cavidade oral e
orofaringe. Pra os casos intraorais, tanto em países considerados desenvolvidos como França
(Jéhannin-Ligier et al. 2017), Alemanha (Listl et al. 2013) e Japão (Fukumoto et al. 2020)
quanto em países em desenvolvimento da África (Asio et al. 2018) e América Latina, como
19
Brasil (Curado et al. 2016) e Uruguai (Oliveira et al. 2015), a maioria dos casos são
diagnosticados em estágios avançados (estágios III e IV). Mas alguns países como Canadá
(Lubpairee et al. 2019) e China (Bai et al. 2020), esses tumores são diagnosticados mais
precocemente. Independente do país de origem, cerca de 80% dos CECs de orofaringe são
diagnosticados em estágios avançados da doença (Dahlstrom et al. 2015; Curado et al. 2016;
Kowalski et al. 2020; Schroeder et al. 2020).
Os sinais e sintomas iniciais comuns do CEC de lábio são ulceração, formação de crosta
e dor. Nos estágios avançados apresentam-se como extensas lesões ulcerativas e/ou infiltrativas
(figura 1) (Moore et al. 1999). O CEC de cavidade oral possui múltiplas formas de
apresentação. A manifestação clínica mais comum em estágios iniciais da doença é a presença
de uma lesão eritroleucoplásica (figuras 2A). Por outro lado, lesão nodular, ulceração, e fixação
dos tecidos adjacentes associada a dor são apresentações clássicas da doença em estágio
avançado (figura 2B) (Warnakulasuriya and Greenspan 2020).
Figura 1. Paciente apresentando lesão nodular com superfície crostosa e endurecida à palpação
em lábio inferior esquerdo com 2 meses de evolução (A). Paciente com nódulo exofítico,
acastanhado, com bordas irregulares e limites mal definidos, endurecido à palpação, com área
ulcerada em mucosa labial esquerda com evolução de 24 meses (B).
A B
Figura 2. Paciente apresentando placa eritroleucoplásica em borda lateral direita de língua com
cerca de 12 meses de evolução (A). Paciente com lesão ulcerada infiltrativa, de bordas
irregulares, consistência firme à palpação e sintomatologia dolorosa em borda lateral de língua
com evolução de 8 meses (B).
A B
Figura 3. Paciente apresentando lesão ulcerada com bordas elevadas em pilar amigdaliano
esquerdo com 1 mês de evolução (A). Paciente com lesão nodular extensa, de consistência firme
e infiltrativa em base de língua com evolução de 6 meses. Os dois terços anteriores da língua
estavam endurecidos e sem movimentos.
A B
A B
C D
Os carcinomas de lábio, por serem detectados geralmente em uma fase mais precoce, são
tratados apenas por excisão cirúrgica com bom prognóstico. A sobrevida global em 5 anos para
pacientes com CEC de lábio gira em torno de 85% (Warnakulasuriya and Greenspan 2020).
Contudo, diferenças regionais e socioeconômicas também interferem nas taxas de sobrevida
dessa doença, até mesmo entre países economicamente desenvolvidos como Alemanha (Listl
et al. 2013) e Estados Unidos (Han et al. 2016), onde a sobrevida relatada foi de 86.5% e 69%,
respectivamente. No CEC de cavidade oral, os determinantes prognósticos adversos e doença
em estágio avançado, geralmente estabelece a necessidade de radioterapia e/ou quimioterapia
adjuvante ao tratamento cirúrgico (Warnakulasuriya and Greenspan 2020).
A maioria dos carcinomas de orofaringe são tratados por terapia combinada de cirurgia,
radioterapia e/ou quimioterapia, pois muitos desses casos são diagnosticados em estágios
avançados da doença, necessitando, portanto, de tratamentos mais complexos quando possível
(Kowalski et al. 2020). Isso resulta, claro, em taxas de sobrevida ainda mais baixas que o CEC
de cavidade oral. Contudo, a literatura já reconhece que os pacientes com CEC de orofaringe
positivos para HPV apresentam melhor prognóstico e melhores taxas de sobrevida em 5 anos
em comparação aos casos HPV- nos Estados Unidos (72.7% vs 50.1%) (Schroeder et al. 2020),
na França (80% vs 40%) (Mirghani et al. 2019) e na América do Sul (75.6% vs 44.6%)
(Abrahão et al. 2020). O estudo de Fakhry e colaboradores descreve o status do HPV como um
preditor forte e independente de sobrevida, pois estimou que a positividade do HPV nesses
tumores reduziu em 52% as chances de óbito (Fakhry et al. 2014).
2 ARTIGO: Epidemiology and survival outcomes of the lip, oral cavity, and
oropharyngeal squamous cell carcinoma in a southeast Brazilian population
Brendo Vinícius Rodrigues Lourêdoa, DDS, Maria Paula Curadob, MD, PhD, Maria Eduarda
Pérez-de-Oliveiraa, DDS, MSc, Márcio Ajudarte Lopesa, DDS, PhD, Luiz Paulo Kowalskia,c,d,
a
Oral Pathology Area, Department of Oral Diagnosis, Piracicaba Dental School, State
Corresponding author:
ABSTRACT
Objectives: The epidemiological and clinical profile and survival outcomes of lip, oral cavity,
and oropharyngeal squamous cell carcinoma (SCC) was studied in São Paulo State, Brazil.
Patients and methods: The clinicopathological data of patients with lip, oral cavity, and
oropharyngeal SCC were obtained from hospital cancer registries of the Fundação Oncocentro
de São Paulo, Brazil (2010–2015). Survival rates and other analyses were performed using
SPSS software. Results: The data from 12,099 patients were obtained. A clear male
predominance was observed, particularly for patients with oropharyngeal SCC (88.3%). The
average age of patients was higher for lip cases (65 ± 13.5 years) compared to other sites. The
schooling level was low for most patients, especially in lip cases (87.9%). Most of the patients
with oral cavity (71.8%) and oropharyngeal SCC (86.3%) had advanced-stage (III–IV) disease.
However, the majority of lip cases (83.3%) were at an early stage (I–II). Surgical excision was
the main treatment for lip (72%) and oral cavity SCC (23.5%), and chemoradiotherapy was the
main treatment for oropharyngeal SCC (40.2%). The 5-year overall survival (OS) for patients
with lip, oral cavity, and oropharyngeal SCC were 66.3, 30.9, and 22.6%, respectively.
Multivariate analysis revealed that the determinants of OS were different for lip, oral cavity,
and oropharyngeal SCC, except for those at the clinical stage, which was an independent
predictor for all sites. Conclusion: OS-independent determinants varied according to the
affected site. Oral cavity and oropharyngeal SCC presented worse survival rates than those for
lip SCC.
Keywords: squamous cell carcinoma of head and neck; lip neoplasms; mouth neoplasms;
INTRODUCTION
Oral cancer, including lip cancer, is one of the most common cancers around the world,
falling within the top ten cancers in several countries, with an estimated 377,713 new cases in
2020. When analysed together with the oropharynx, these two locations comprise
approximately 476,125 new cases, accounting for 2.5% of all cancer cases and 225,900 deaths
(177,757 deaths for oral cancer and 48,143 deaths for oropharyngeal cancer) [1,2].
In 2020, the estimated age-standardised rates of lip and oral cavity cancers were 6.0 and
2.3 per 100,000 in men and women, respectively, whereas for oropharyngeal cancer, they were
1.8 and 0.4 per 100,000 in men and women, respectively [1]. Most patients diagnosed with oral
cavity and oropharyngeal cancers report a previous history of smoking and alcohol
consumption, which are well recognised risk factors [3]. Additionally, human papillomavirus
(HPV) infection has been associated with the development of a distinct subset of head and neck
squamous cell carcinomas (SCC), particularly in the oropharynx [4], and ultraviolet radiation
The incidence of oral cavity and oropharyngeal SCC in South America is not
homogenous, and the highest rates are seen in Brazil, particularly for males, and are up to three-
times higher than in other South American countries [5]. The Fundação Oncocentro de São
Paulo (FOSP) is a Brazilian public database that collects data from all hospitals that perform
cancer treatment in São Paulo State, and it is updated every three months. The epidemiological
and clinical profile and survival outcomes of the lip, oral cavity, and oropharyngeal SCC were
assessed in the São Paulo State, Brazil, from a FOSP database (2010–2015).
26
Sample
This is a retrospective cross-sectional study using secondary data. Data of patients with
Oncology [ICD-O-03]: C00), oral cavity (ICD-O-3: C02, C03, C04, C05 [except C05.1 and
C05.2] and C06), and oropharyngeal (ICD-O-3: C01, C05.1, C05.2, C09, and C10) cancers in
São Paulo State were obtained from hospital cancer registries (HCRs) in the FOSP database
The morphological codes (8051/3, 8052/3, 8070/3, 8071/3, 8072/3, 8073/3, 8074/3, 8075/3,
8076/3, 8078/3, 8082/3, 8083/3, and 8084/3) [6] used for lip, oral cavity, and oropharyngeal
Data collect
São Paulo State has 17 Heath Regional Departments (HRDs): São Paulo, Araçatuba,
Presidente Prudente, Registro, Ribeirão Preto, São João da Boa Vista, São José do Rio Preto,
Sorocaba, and Taubaté. The following variables were collected: HRD, period of diagnosis,
gender, age group, schooling level, primary tumour site, previous diagnosis and treatment, type
of diagnosis, clinical stage (TNM: I-II and III-IV) [7,8], time between diagnosis and treatment,
Statistical analysis
The qualitative and quantitative data were presented descriptively, and missing values
were excluded from the analysis, with only valid percentages being considered. An association
analysis between demographic and clinicopathological variables with tumour site was
performed using the Chi-square test. All lip, oral cavity, and oropharyngeal SCC cases that
27
reported the patients’ follow-up and status were included for survival analysis. The Kaplan-
Meier method was used to estimate survival rates, and the difference between survival curves
was investigated by using the Log-Rank univariate test. The univariate Cox proportional hazard
regression model was employed to identify potential prognostic factors. A multivariate Cox
regression model was created using all variables that achieved a p-value ≤ 0.20. Data analyses
were performed with SPSS software version 22.0 (IBM Corporation, Armonk, NY, USA), and
The present study assessed information from a Brazilian public database (FOSP), with
no risk of patient data disclosure; thus, ethical approval was not required (Resolution 510/16 of
RESULTS
The data collected from 76 HCRs of the São Paulo State found a total of 368,116 cancer
cases in the period between 2010 and 2015. Of these, 12,099 patients were diagnosed with lip,
oral cavity, and oropharyngeal SCC (Figure 5). Figure 6 shows the distribution of all cases
according to the 17 HRDs in São Paulo State. The demographic and clinicopathological features
of the 12,099 cases of lip, oral cavity, and oropharyngeal SCC are summarised in Table 1.
Lip SCC
About 73.3% (n = 732) of 998 patients with lip SCC were male, with a male-to-female
ratio of 2.8:1. Regarding schooling level, most individuals (87.9%; n = 717) had less than or
equal to 8 years of formal education. The patients' ages ranged from 22 to 104 years old, with
a mean age at diagnosis of 65.0 ± 13.5 years, mainly affecting patients over 60 years (61.8%; n
= 616).
28
The most common site-affected subsite was the lower lip (79.4%; n = 793), followed by
lip, not otherwise specified (NOS; 9.5%; n = 95) and upper lip (7.5%; n = 75; Supplemental
Table 1). Most patients presented early-stage tumours (I–II) at diagnosis (83.3%; n = 810).
For most patients, the treatment was performed 60 days after diagnosis (69.5%; n =
423), with surgery being the main treatment modality (72.0%; n = 718), followed by
radiotherapy (RT) alone (7.1%; n = 71), and a combination of surgery and RT (7%; n = 69).
Approximately 5.1% (n = 51) of cases did not receive any active treatment, and the main reason
Data from 789 (78.8%) individuals with lip SCC with a median follow-up time of 52
months were available (range: 1–122 months). Survival analysis from the Kaplan-Meier
method estimated that the 5-year overall survival (OS) for lip SCC was 66.3% (Figure 7).
Based on the log-rank test (Table 2), there was a significant increase in the OS for patients
diagnosed in more recent years (58.7% in 2010–2012 to 72.7% in 2013–2015; p < 0.0001).
Among 5,398 individuals with oral cavity SCC (OSCC), 77.4% (n = 4,179) were male,
with a male-to-female ratio of 3.4:1. The patients’ ages ranged from 11 to 100 years old, with
a mean age of 60.3 ± 12.1 years. The most affected age group were patients over 60 years old
(46.2%; n = 2,496). For schooling level, 81.0% (n = 3,195) of patients had less than or equal to
The mobile tongue comprised 42.5% (n = 2,298) of cases, followed by the floor of the
mouth (22.2%; n = 1,200), mouth NOS (10.9%; n = 590), retromolar trigone (7.9%; n = 429),
and hard palate (7.1%; n = 383; Supplemental Table 1). At diagnosis, 71.8% (n = 3,743) of
than 60 days after diagnosis. Proportionally, surgery alone was the main treatment employed,
1,040), and a combination of surgery, RT, and CT (15.4%; n = 833). About 7.9% (n = 423) of
individuals did not receive any treatment, and the main described reasons were that the patient
died of disease before commencing treatment (3.1%; n = 172) or had advanced untreatable
Of those evaluated, 4,759 (88.2%%) had a median follow-up time of 19 months (range:
1–122 months). The OS rate for OSCC was 30.9% in the 5 years after diagnosis (Figure 7).
However, an improvement was observed in the overall survival for patients diagnosed in the
more recent years of study (25.1% in 2010–2012 to 35.8% in 2013–2015; p < 0.0001; Table 2).
Oropharyngeal SCC
Of the 5,703 patients with oropharyngeal SCC (OPSCC), 88.3% (n = 5,035) were male,
with a male-to-female ratio of 7.5:1. The patients' ages ranged from 20 to 99 years old, with a
mean age of 58.6 ± 10 years at diagnosis, with the most cases occurring in the sixth decade of
life (40.6%; n = 2,317). Based on schooling level, 81.5% (n = 3,349) of patients had less than
Most cases did not report the exact location of the tumour (oropharynx, NOS; 30.5%; n
= 1,741; Supplemental Table 1). The base of the tongue (30%; n = 1,711), tonsils (18.7%; n =
1,067), soft palate (11.4%; n = 650), and lateral oropharyngeal wall (3.2%; n = 180) were the
most affected sites of the oropharynx. Most of the tumours (86.3%) were at an advanced clinical
stage (III–IV).
In most cases, the treatment was performed 60 days after diagnosis (54%; n = 2,506),
and chemoradiotherapy was the main treatment (40.2%; n = 2,290), followed by a combination
30
of surgery, RT, and CT (11.4%; n = 649), and RT alone (10.2%; n = 579). Approximately 10%
(n = 572) of individuals did not receive any active treatment, and the main reasons reported
were that the patient died of disease before commencing treatment 4.4% (n = 258) or had an
For survival analysis, 5,114 (89.7%) patients with a median follow-up time of 15 months
were considered (range: 1–120 months). Five-year OS for OPSCC was 22.6% (Figure 7), with
a slight increase observed from 2013 to 2015, compared with the period of 2010 to 2012 (27.7%
clinicopathological variables, except period of diagnosis and tumour site (Table 1). The
proportion of patients lost to follow-up was 21.2, 11.8, and 10.3% for lip SCC, OSCC, and
OPSCC, respectively.
For lip SCC, the multivariate analysis model (Table 4) revealed that patients aged over
60 years (hazard ratio (HR): 2.45; 95% CI, 1.33–4.52), advanced-stage disease (HR: 1.97; 95%
CI, 1.32–2.95), patients treated by chemoradiation (HR: 4.56; 95% CI, 2.15–9.67), and other
treatments such as RT alone, CT alone, and other combinations (HR: 2.90; 95% CI, 2.06–4.08)
were associated with a higher mortality hazard. For patients with OSCC, mortality hazards were
significantly higher among male patients (HR: 1.20; 95% CI, 1.05–1.38), in those over 60 years
old (1.25; 95% CI, 1.09–1.45), with time between diagnosis and treatment over 60 days (HR:
1.27; 95% CI, 1.14–1.41), in those with advanced-stage tumours (HR: 2.19; 95% CI, 1.88–
2.55), and in patients treated by chemoradiation (HR: 1.62; 95% CI, 1.37–1.91) and other
In OPSCC (Table 4), an increase in mortality hazard was observed for patients
diagnosed between 2010–2012 (HR: 1.13; 95% CI, 1.01–1.26), in male individuals (HR: 1.45;
31
95% CI, 1.23–1.71), those with diagnosis from SUS (HR: 2.45; 95% CI, 1.66–3.62), those with
time between diagnosis and treatment over 60 days (HR: 1.19; 95% CI, 1.08–1.31), those with
advanced stage cancer (HR: 2.51; 95% CI, 2.09–3.00), and patients treated by other treatments
DISCUSSION
Lip, oral cavity, and oropharyngeal cancers represent a major health problem in the
global scenario, and together, comprise the eighth most common malignancy worldwide [2].
Brazil has the highest incidence of oral cavity and oropharyngeal cancer in South America, and
Data retrieved from the FOSP showed that lip SCC, OSCC, and OPSCC accounted for
8.3 (n = 998), 44.6 (n = 5,398), and 47.1% (n = 5,705) of the cases evaluated, respectively, in
2010–2015. Among them, there was marked male predominance at the three sites, especially in
Lip SCC and OSCC mainly occurred in older people. The average age at the time of
diagnosis was approximately 65 ± 13.5 years and 60.3 ± 12.1 years in the present study,
respectively, which corroborates previous studies performed in Italy [14], Mexico [15], and the
United States (US) [16] for lip SCC and Brazil [11], Japan [17], and Australia [18] for OSCC.
In contrast, the mean age at diagnosis was lowest for OPSCC (58.6 ± 10 years), with the
prevalence peaking in the sixth decade of life. Similar findings were reported by other studies
[10,19], in which the average age was lower compared to lip SCC and OSCC, mainly in the
cases of HPV-driven OPSCC, where the mean age was usually less than 60 years [20,21].
However, the FOSP database did not report the HPV status in the recorded OPSCC cases.
Oral cancer is related to socioeconomic status and deprivation, with the highest
incidence rates occurring in the most disadvantaged population groups [2]. Moro et al. [3],
32
Oliveira et al. [22], and Asio et al. [23] reported a marked association between lip
SCC/OSCC/OPSCC and the low schooling level of patients. Similarly, 81.9% of all patients in
the present study had up to 8 years of formal education. Nevertheless, studies from developed
countries, such as the US [20] and Australia [12], reported higher educational levels in these
patients.
The definition of the limits of the oral cavity varies between studies. Some authors
include lips [3,15,23], whereas others do not [11,22]. Due to this controversy, the lip and oral
cavity were classified as different sites in this study. Lip SCC accounted for approximately one-
third of OSCC cases [16]. When lip SCC was exclusively analysed, previous studies reported
that the lower lip was the most commonly affected site [14,16,24], similar to our findings. In
the oral cavity, according to previous reports [3,9,15,23] and our results, the tongue (excluding
the base of the tongue) was the most commonly affected subsite. However, in India and
surrounding countries, the most frequent subsite of OSCC was the buccal mucosa, as a
repercussion of the habit of chewing tobacco [25]. However, Elwood et al. [19] and Dahlstrom
et al. [20] reported that the most common subsite for OPSCC were tonsils, which is in contrast
with the present study, where the base of the tongue was the most common subsite.
In general, the lip region is more accessible, facilitating early cancer detection and
diagnosis [3]. Previous studies performed in the US [16] and Serbia [24] reported that most lip
SCC cases were in the early stage (I–II) at diagnosis, with few patients presenting regional and
distant metastasis. In contrast, Fukumoto et al. [17], Oliveira et al. [22], and Listl et al. [26]
described that the diagnosis of OSCC was usually delayed, allowing for local extension and
regional metastasis; consequently, most cases were advanced-stage disease (III–IV). Schroeder
et al. [21] and Kowalski et al. [11] observed that more than 70% of OPSCC patients were at
stages III–IV. In agreement, these observations were consistent with our findings for the three
sites.
33
Due to the early stages at the time of diagnosis, surgical resection with wide local
excision was the main choice of treatment for lip SCC [16,24]. Likewise, in our sample, 72%
of lip SCC cases were treated with surgery alone. Although most cases were in the advanced
stage, surgery alone was the most frequently employed treatment for OSCC cases in our sample,
which corroborates previous reports [11,17,27]. Nevertheless, in the studies performed by Asio
et al. [23] and Oliveira et al. [22], RT alone was the most used treatment in OSCC cases. The
oropharynx is not easy to access, and OPSCC usually presents as an advanced disease.
Chemoradiotherapy was the main choice of treatment, being employed in approximately 40.2%
of our cases, and confirming previous reports from Brazil [11] and another from the United
Kingdom [21].
It is important to emphasise that lip SCC exhibited a better survival curve in our study,
with a 5-year OS rate of 66.3%, which agreed with reports in the US [16] and Germany [26]
that showed 5-year OS rates of 69.9 and 86.5%, respectively. Although advances in cancer
treatments have occurred in recent decades, OSCC and OPSCC are still considered cancers with
poor prognosis, presenting lower survival rates when compared to lip SCC. The SEER database
analysis by Farhood et al. [28] demonstrated an OS rate of 49% at 5 years after the initial
diagnosis for OSCC. A study conducted in Northeast China [29] found that the 5-year OS rate
was slightly better than the report from the US, at 54.5%. The worst outcomes were reported in
southern Taiwan [30] and Uganda [23], in which the 5-year OS rates were 36.1 and 20.7%,
respectively. Similarly, a 5-year OS rate of 30.9% for OSCC was observed in the current study.
Tumours located in the oropharynx present worse survival rates, especially in HPV-
negative cases [3]. OPSCC showed a lower 5-year OS (22.6%) between the three sites analysed
in the sample. Similarly, Kowalski et al. [11] and Miller et al. [31] reported 5-year OS of 45
and 29.6%, respectively. A study conducted by Fakhry et al. [32] concluded that when
52% reduction in risk of death being associated with better OS rates [21]. Similarly, Abrahão
et al. [33] found that 3-year OS rates were 44.6% and 75.6% for p16-negative OPSCC and p16-
positive OPSCC, respectively, and concluded that HPV status was an important prognosis
Male sex was an independent predictor of OS in the multivariate analysis for OSCC
(HR: 1.20; 95% CI, 1.05–1.38) and OPSCC (HR: 1.45; 95% CI, 1.23–1.71). These findings
were consistent with a study that collected data from four countries in South America, in which
male patients with OPSCC (HR: 1.84; 95% CI, 1.08–3.14) [33] presented higher mortality rates
than females. Nevertheless, Farhood et al. [28] (HR: 0.98; 95% CI, 0.93–1.04) and Kowalski et
al. [11] (HR: 1.14; 95% CI, 0.86–1.51) did not observe an increase in mortality hazard for male
patients with OSCC. In contrast, this study showed that the increasing age for patients with lip
SCC (> 60 years—HR: 2.45; 95% CI, 1.33–4.52) and OSCC (> 60 years—HR: 1.25; 95% CI,
1.09–1.45) was associated with low OS rates, which corroborates the findings by Han et al. [16]
(HR, 1.07; 95% CI, 1.07–1.08) for lip SCC and Abrahão et al. [33] (HR: 1.82; 95% CI, 1.18–
2.78) for OSCC. Individuals diagnosed with lip SCC (HR: 1.97; 95% CI, 1.32–2.95), OSCC
(HR: 2.19; 95% CI, 1.88–2.55), and OPSCC (HR: 2.51; 95% CI, 2.09–3.00) with advanced-
stage (stages III–IV) tumours were more likely to die than patients with early-stage disease,
which was an important independent determinant of OS, corroborating the findings reported in
earlier studies [9,11,16,23,28]. The meta-analysis performed by Seoane et al. [34] reported that
diagnostic delay was moderately related to mortality hazard for patients with head and neck
cancer.
Pathology laboratories provide cancer diagnostic services and key prognostic factors
that guide patient treatment decisions [35]. In Brazil, the university oral pathology laboratories
performed an important role in oral cancer diagnosis and the national public health system
(SUS) [36]. In our study, patients with OPSCC diagnosed by public laboratories/hospitals
35
(SUS) presented higher mortality rates (HR: 2.45; 95% CI, 1.66–3.62). Furthermore, the delay
between diagnosis and the start of treatment at over 60 days was associated with a low mortality
hazard for OSCC (HR: 1.27; 95% CI, 1.14–1.41) and OPSCC (HD: 1.19; 95% CI, 1.08–1.31)
patients. In Australia [18], the median time between diagnosis and treatment was 30 days for
OSCC, and in Brazil, the median time was up to 3-times higher [37], which was similar to our
findings (75 days). Finally, according to Felippu et al. [37], this delay was associated with
factors such as the low intellectual and social status of most patients, as well as the shortcomings
Patients treated with surgery alone presented higher survival rates compared to patients
treated with combinations of RT and CT. Fukumoto et al. [17], Bai et al. [9], and Farhood et al.
[28] found similar results. However, the treatment must be done carefully, as advanced-stage
disease usually requires more complex treatments with the use of RT and/or CT. Furthermore,
the protocols used and the patient's collaboration can also influence the choice of treatment.
CONCLUSION
Based on this robust analysis of 12,099 cases of lip SCC, OSCC, and OPSCC derived
from the FOSP database, this report highlights a marked male predominance, mainly affecting
patients over 60 years old and with less than or equal to 8 years of education, presenting as an
advanced-stage (stages III–IV) disease. The independent prognostic factors varied according to
tumour site in multivariate analysis, except for tumour stage, which was a significant
determinant of survival for all three sites. In addition, OSCC and OPSCC presented worse 5-
year OS rates, whereas lip SCC had a high OS rate. However, an improvement in OS was
observed for patients diagnosed in the more recent years of study (2013–2015).
36
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42
Table 1. Demographical and clinicopathological features of 12,099 patients with lip, oral
cavity, and oropharyngeal squamous cell carcinoma diagnosed in São Paulo State, 2010–2015.
Missing data schooling level: 3,232 cases (26.7%); type of diagnosis: 2,944 cases (24.3%); clinical
stage: 375 cases (3.1%); time between diagnosis and treatment: 2,572 cases (21.3%); patient’s status at
last follow-up: 1,440 cases (11.9%).
a
Comparison between the three topographies (lip, oral cavity, and oropharynx) and the
clinicopathological variables.
b
Radiotherapy alone: 1,067 cases (39.2%); Chemotherapy alone: 726 cases (26.7%); Surgery +
Chemotherapy: 235 cases (8.7%); other combinations, not specified: 692 cases (25.4%).
44
Table 2. Survival probabilities after 5 years in patients with lip, oral cavity, and oropharyngeal squamous cell carcinoma diagnosed in São Paulo
State, 2010–2015.
Treatment <0.0001
Surgery 176/573 75.2 89.3 (85.3-93.3) 534/1,032 51.8 64.6 (61.3-67.9) 209/333 42.6 48.2 (43.1-53.4)
Surgery+RT 25/56 60.7 76.4 (64.8-88-0) 370/663 49.2 63.0 (59.1-66.8) 139/228 43.9 55.9 (49.9-61.9)
Surgery+RT+CT 13/24 42.3 58.0 (42.9-73.1) 527/750 33.9 48.6 (45.3-51.9) 412/582 33.3 47.2 (43.8-50.7)
RT+CT 11/14 28.6 31.5 (15.8-47.2) 807/969 18.2 30.6 (28.4-32.9) 1,630/2,062 23.5 36.2 (34.5-38.0)
Othersa 60/85 36.5 48.7 (40.1-57.3) 835/966 15.9 26.0 (23.9-28.2) 1,223/1,414 15.8 25.1 (23.2-26.9)
No treatment 25/34 29.4 31.3 (21.2-41.4) 356/379 6.6 10.6 (8.2-13.0) 486/495 2.0 6.2 (5.1-7.2)
Abbreviations CI: confidence interval; CT: chemotherapy; RT: radiotherapy; SUS: Brazilian national health system.
a
Radiotherapy alone: 976 cases (9.1%); chemotherapy alone: 682 cases (6.4%); surgery + chemotherapy: 213 cases (1.9%); other combinations: 594 cases
(5.6%).
46
a
Salivary gland cancer (480 cases); Lymphomas (230 cases); Sarcoma (47 cases); Neuroendocrine
tumour (15 cases); Malignant tumour, not otherwise specified (33 cases); other malignant tumours (28
cases).
Abbreviations ICD: International classification of diseases; OC: Oral cavity; SCC: Squamous cell
carcinoma.
49
Figure 6. Distribution of lip, oral cavity, and oropharyngeal squamous cell carcinoma diagnosed between 2010 and 2015 according to 17 Heath
Regional Departments of São Paulo State.
Figure 7. Five-year overall survival of 10,659 patients with lip, oral cavity, and oropharyngeal
squamous cell carcinoma diagnosed in São Paulo State, 2010–2015, by tumour site.
51
Supplemental table 1. Distribution of 12,099 patients diagnosed with lip, oral cavity, and
oropharyngeal squamous cell carcinoma according to subsite tumor.
Lips Oral Cavity Oropharynx
Site N (%) Site N (%) Site N (%)
Upper lip 75 (7.5) Oral tongue 2,298 (42.5) Base of tongue 1,711 (30.0)
Lower lip 793 (79.4) Floor of the mouth 1,200 (22.2) Tonsil 1,067 (18.7)
Commissure 35 (3.6) Retromolar trigone 429 (7.9) Soft palate 650 (11.4)
Lip, NOS 95 (9.5) Hard palate 383 (7.1) Lateral wall 180 (3.2)
Gum 300 (5.6) Vallecula 116 (2.0)
Buccal mucosa 198 (3.8) Uvula 99 (1.7)
Mouth, NOS 590 (10.9) Posterior wall 76 (1.3)
Anterior face of epiglottis 63 (1.2)
Oropharynx, NOS 1,741 (30.5)
Total 998 (100) Total 5,398 (100) Total 5,703 (100)
Abbreviations NOS: not otherwise specified.
53
3 CONCLUSÃO
• Os CECs de lábio, cavidade oral e orofaringe tratados no estado de São Paulo entre os
anos de 2010 e 2015 acometeram preferencialmente pacientes do sexo masculino acima
dos 60 anos de idade e com baixa escolaridade;
• Mais de 90% dos pacientes obtiveram o diagnóstico de câncer através do sistema único
de saúde (SUS);
• A maioria dos pacientes com CEC de lábio apresentaram tumor em estágio inicial
(estágios I e II). Por outro lado, a maioria dos pacientes com CEC de cavidade oral e
orofaringe apresentaram doença em estágio avançado (estágios III e IV) no momento
do diagnóstico;
• A excisão cirúrgica foi o principal tratamento para os casos de CEC de lábio e cavidade
oral, e a combinação de radioterapia e quimioterapia para os casos de orofaringe;
• As maiores taxas de sobrevida foram observadas nos pacientes com CEC de lábio e as
menores nos pacientes com CEC de orofaringe. Contudo, notou-se uma melhora na
sobrevida global dos pacientes diagnosticados nos anos mais recentes do estudo (2013-
2015);
• O período do diagnóstico e o diagnóstico através do SUS foram preditores
independentes de sobrevida apenas para os pacientes com CEC de orofaringe, a idade
acima de 60 anos para CEC de lábio e cavidade oral e o sexo masculino e o tempo entre
diagnóstico e tratamento superior a 60 dias para os casos de cavidade oral e orofaringe.
O estágio clínico foi preditor independente para as três localizações e os diferentes tipos
de tratamento variaram entre as topografias;
60
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63
ANEXOS