•
Progress 1n Laser Fusion
Infrared laser beams, converted to shorter wavelengths by optical
crystals, may heat heavy hydrogen to
100
million degrees Celsius.
Recent work suggests the technique could lead to useful fusion power
by R. Stephen Craxton, Robert 1. McCrory and John M. Soures
n the past year four of the world's
largest laser systems, the NOVA la
ser at the Lawrence Livermore
National Laboratory in Berkeley, the
GEKKO-XII laser at the University of
Osaka in Japan, the PHEBUS laser at Li
meil, France, and the OMEGA laser in
our laboratory at the University of
Rochester, have come into operation
at visible and ultraviolet wavelengths.
At the Los Alamos National Labora
tory another kind of laser, operating
at a slightly shorter ultraviolet wave
length, is under development. Many
large laser systems play an undisputed
role in weapons research and develop
ment. Nevertheless, the lines of scien
tific investigation opened up by all
these instruments make it possible to
be guardedly optimistic about an out
standing peacetime benefit: the scien
tific feasibility of harnessing fusion
power by laser may well be demon
strated in the next 10 years.
Major advances in two disciplines
are primarily responsible for this
optimism. In optics a phenomenon
called harmonic-frequency conversion
has been exploited to generate high
powered laser beams that have a much
shorter wavelength than was previous
ly possible. The advance is significant
because laser energy can be trans
ferred to a fusion fuel pellet much
more efficiently at short wavelengths
than it can at long wavelengths.
In computer modeling the simula
tion of fusion reactions initiated by la
sers in fuel pellets has become increas
ingly detailed and realistic. Simula
tions now make it possible to specify
quite accurately the characteristics of
fuel pellets and incident laser beams
that are needed to generate economi
cally viable fusion power. Moreover,
remarkable instrumentation can now
trace the evolution of the fusion reac
tions to within a hundredth of a nano
second. (A nanosecond is a billionth of
a second.)
The controlled release of the energy
I
68
derived from the fusion of atomic nu
clei has been one of the fondest hopes
of science since the potential benefits
of the process were recognized and
serious work on it was begun nearly
40 years ago. It is well known that a
mixture of deuterium and tritium, the
heavy isotopes of hydrogen, makes the
most suitable fuel for fusion. The ba
sic scientific objective is to heat ions of
deuterium and tritium to sufficiently
high temperatures and maintain the
temperatures long enough to realize a
net energy gain from the fusion of the
ions. In each fusion reaction a deuteri
um ion and a tritium ion give rise to an
alpha particle, or helium nucleus, and
a neutron; the total kinetic energy re
leased, which is shared by the two re
action products, is 17.6 million elec
tron volts.
In the long term, fusion between
deuterium ions alone could provide a
practically limitless source of energy,
since vast quantities of deuterium are
available from seawater. For example,
the energy from the fusion of the deu
terium in a pool of water 100 feet on
each side and seven feet deep could
satisfy the electrical energy needs of
the city of Rochester for a year.
Laser Fusion
The best-known scheme for creating
the conditions needed for fusion has
been to heat a plasma, a hot, electrical
ly neutral gas of ions and free elec,
trons, that is confined by a strong mag
netic field [see "The Engineering of
Magnetic Fusion Reactors," by Rob
ert W. Conn; SCIENTIFIC AMERICAN,
October, 1983]. In the early 1970's,
however, workers in the U.S. began
experiments on a radically different
method of heating and confining a
plasma, one that exploits the extraor
dinary heating potential of the laser
[see "Fusion by Laser," by Moshe J.
Lubin and Arthur P. Fraas, SCIENTIF
IC AMERICAN, June, 197 1, and "Fusion
© 1986 SCIENTIFIC AMERICAN, INC
Power by Laser Implosion," by John
L. Emmett, John Nuckolls and Lowell
Wood, SCIENTIFIC AMERICAN, June,
1974]. A beam or pulse of laser light is
split into several smaller beams of
equal intensity. The split beams are
amplified in energy and subsequently
brought back together by a system of
mirrors and lenses; the beams are
thereby focused on a small region
from different directions. A charge of
deuterium and tritium fuel is encased
in a spherical shell a few millimeters in
diameter, made of plastic, glass or
some other material, and the resulting
fuel pellet is placed at the intersection
of the beams; the pellet is thus uni
formly illuminated.
The laser pulse almost instantly ion
izes the atoms in the outermost layer
of the pellet, but the material inside a
certain critical radius is opaque to the
laser energy. Incident energy is conse
quently absorbed in a dense layer of
plasma that surrounds the deuterium
tritium fuel. The heated layer of plas
ma expands and ablates, or becomes
explosively torn free, from the rest of
the pellet; the velocity of the ablated
plasma is typically 1,000 kilometers
per second. An equal and opposite
force accelerates the material inside
the ablation layer inward, in accor
dance with Newton's third law, as if it
were a rocket propelled by the plasma
escaping all around it. The concentric
implosive force is sufficient to acceler
ate the remaining shell to a velocity of
several hundred kilometers per second
in a billionth of a second. The radius of
the fuel is compressed as much as 50
times, and the resulting high tempera
ture and high density of the fuel cause
it to fuse.
In a working fusion reactor the neu
trons to which the reaction gives rise
would escape from the fuel at high ve
locities and deposit their energy in the
surrounding reactor chamber. In one
design a layer within the wall of the re
actor chamber would hold a fluid such
TARGET AREA of the OMEGA laser system, operated in the au
thors' laboratory at the University of Rochester, is shown in the
photograph. The system is a neodymium-glass laser converted to a
shorter wavelength in order to study the properties of fuel pellets
for laser fusion. The laser first emits a single beam of infrared light
at a wavelength of one micron. The beam is then amplified and split
into 24'beams. After further amplification each of the 24 beams is
passed through a cell holding two crystals of potassium dihydrogen
•
phosphate (KDP), where it is converted into an ultraviolet beam at
three times the input fr equency. Mirrors and lenses guide and focus
the beams into the target chamber, the complex spherical device at
the center of the photograph. The target chamber is evacuated, and
the fuel pellet is suspended at its center; the 24 focused laser beams
converge on the pellet and deposit their energy there. Instruments
for monitoring the effects of the laser energy on the pellet can be
seen protruding from the upper hemisphere of the target chamber.
© 1986 SCIENTIFIC AMERICAN, INC
69
as lithium, which is known as a moder
ator. The neutrons would collide with
the fluid and slow down, giving up
their kinetic energy to the fluid in the
form of heat. The fluid would circu
late to a heat exchanger, which would
then transfer the heat to pressurized,
circulating steam, and electric power
would be generated by steam-driven
turbines in the usual way. The entire
process is known as laser fusion.
Although we shall limit our discus
sion to laser fusion, we should note
that particle-beam accelerators can
also drive the compression of a fuel
pellet. At the Sandia National Labo
ratories in Albuquerque construction
has recently been completed 011 an ac
celerator called PBFA " (Particle Beam
Fusion Accelerator), which will ener
gize fuel pellets with beams of high-en-
INCOMING
LASER BEAM
ABLATION
SURFACE
REFRACTED
LASER RAY
QUARTER-CRITICAL
SURFACE
IMPLODING
PLASTIC SHELL
CRITICAL-DENSI T Y
SURFACE
LASER FUSION takes place in a fuel pellet, typically a small plas
tic shell about a millimeter in diameter that holds a mixture of deu
terium and tritium fuel. The shell is irradiated uniformly from
many directions by overlapping laser beams, and its outer portion is
vaporized to form a plasma. The laser beams penetrate the plasma
only up to the critical-density surface and deposit much of their
energy in its vicinity. One mechanism for the energy absorption,
called collisional absorption, is particularly effective at short laser
wavelengths. Electrons oscillating in the electric field of the laser
heat the plasma through collisions with one another and with ions in
the plasma. The thermal energy of the heated plasma is then con-
ducted inward to the ablation surface, the boundary between the hot
plasma and the dense shell. The plasma outside the ablation surface
explodes away from the rest of the shell like the exhaust plume of a
rocket. The reaction force causes the shell to be driven inward to
ward the center of the fuel pellet. The implosion compresses the
fuel into a dense core and heats it; thermonuclear reactions can
then take place. For long-wavelength lasers a substantial fraction of
the laser energy is deposited into unwanted, highly energetic supra
thermal electrons. Such electrons can penetrate the core and heat
the fuel in the initial stages of the implosion, thereby precluding
the high compression needed in the core to achieve fusion ignition.
70
© 1986 SCIENTIFIC AMERICAN, INC
ergy lithium ions. The general term for
all such schemes of generating fusion
in a pellet by compressing it, whether
by laser, particle beam or some oth
er energy source, is "inertial-confine
ment fusion."
Frequency-converted Lasers
Until quite recently lasers powerful
enough to drive fusion reactions had
been built only for emission wave
lengths in the infrared. Most of the ex
perimental work to develop laser fu
sion has been conducted with two
kinds of infrared laser: the solid-state,
neodymium-doped glass laser, whose
wavelength is one micron, and the car
bon dioxide gas laser, whose wave
length is 10 microns. By the end of the
1970's, however, extensive experi
ments and elaborate computer simula
tions had identified a fundamental dif
ficulty. For lasers emitting at the in
tensities needed for fusion and at
wavelengths of one micron or longer,
less than half of the laser energy is ab
sorbed by the fuel pellet. Furthermore,
of the energy that is absorbed a sub
stantial fraction gets carried away by
so-called suprathermal electrons. Such
electrons pass freely through the fuel
pellet and heat the fuel before it can be
compressed. The premature heating
precludes achieving the high densities
needed for fusion.
Investigators quickly realized that
the unwanted preheating of the fuel
might be avoided if high-power lasers
having wavelengths shorter than the
infrared could be built. The apparent
impasse posed by the unavailability
of such lasers was sidestepped by an
interesting optical trick. By carefully
growing perfect crystals and then cut
ting each one at a precisely calculated
angle with respect to the orientation of
its crystal lattice, devices can be made
that generate the higher harmonics of
the incident beam. The frequency of
the harmonics is two, three or a high
er integer times the frequency of the
input wave, depending on the number
of crystals employed and their orien
tation within each device; the wave
length of the corresponding higher
harmonic beams is shortened by the
same integral factor.
For example, if long-wavelength in
frared laser light is passed through one
crystal, a large fraction of the light
energy can emerge as shorter-wave
length green light at twice the frequen
cy of the input. If the green light and
the residual infrared light from the
first crystal are passed through a sec
ond crystal, they can be combined into
a beam of even shorter-wavelength ul
traviolet light with three times the fre-
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LASER INTENSIT Y (WATTS PER SQUARE CENTIMETER)
ABSORPTION EXPERIMENTS at different laser wavelengths show that the energy ab
sorbed by a fuel pellet increases sig nificantly as the wavelength of the laser decreases to
less than one micron. The effect is particularly strong in the intensity range of 10" to 10"
watts per square centimeter, which is the range required for generating fusion in a reactor
with laser irradiation. For such wavelengths the high absorption at low intensity and the
decline in absorption at higher intensities are characteristic of collisional absorption, which
leads to the desired heating of the plasma surrounding the pellet. The fraction of the inci
dent energy absorbed by unwanted suprathermal electrons increases with laser wavelength.
quency (a third of the wavelength) of
the original infrared beam.
In one experiment at the Ecole Pol
ytechnique in France a one-micron
beam from a neodymium-glass laser
was passed through two crystals of po
tassium dihydrogen phosphate (KDP)
in succession; the wavelength of the
beam was reduced by a factor of two
in each crystal, and the total reduction
was therefore a factor of four. A target
pellet absorbed almost all the energy
of the frequency-converted beam, and
suprathermal electrons were not de
tected. In such early experiments only
a small part of the incident light was
converted into light of higher frequen
cy, but the results were still very en
couraging. Investigators began direct
ing greater attention to the physics of
harmonic-frequency conversion and
to methods for improving the conver
sion efficiency of existing neodymi
um-glass lasers.
Temperature and Density
To appreciate the need for the ex
traordinary scientific efforts being de
voted to frequency conversion and
other aspects of laser-fusion technolo
gy one must understand the physical
environment required if laser fusion is
to generate economically useful ener
gy. The temperature of the fuel in each
pellet must reach almost 100 million
degrees Celsius, several times the tem-
perature at the center of the sun. Si
multaneously the fuel must be com
pressed to a density typical of what is
found in the center of the sun: more
than 1,000 times its ordinary solid or
liquid density of .2 gram per cubic cen
timeter. The pressures corresponding
to such a temperature and density are
immense; indeed, pressures on the
order of several billion atmospheres
have already been generated in laser
driven implosions. Furthermore, mac
roscopic quantities of fuel must be
brought to such conditions. The cre
ation of such an environment not only
would have immediate application to
fusion power but also would open the
possibility of doing experiments of di
rect relevance to astrophysics in the
terrestrial laboratory.
The need to heat fusion fuels derives
from the basic energetics of nuclear in
teractions. At a very short range the
protons and neutrons that make up
atomic nuclei are attracted to one
another by the strong nuclear force.
Many systems of nuclei can therefore
increase their binding energy if the nu
clei fuse. The total mass of the reac
tion products is slightly less than the
sum of the masses of the fusing nuclei.
Thus, in accord with Einstein'S equiva
lence between energy and mass, the
mass lost in the reaction is converted
into energy, which shows up as the ki
netic energy of the reaction products.
There is an important energy barrier
71
© 1986 SCIENTIFIC AMERICAN, INC
to this path for reducing potential en
ergy. At temperatures less than about
10 million degrees C. the mutual elec
trostatic repulsion of the positively
charged protons in the nuclei keeps the
nuclei from coming close enough to
"feel" the attraction of the strong
force. Only within a distance of about
2 X 10-13 centimeter-comparable to
the radius of the nucleus itself-does
the strong force become dominant. To
approach within this range two nuclei
must be brought together with consid
erable kinetic energy; in other words,
their temperature must be raised sub
stantially. An important reason for the
selection of deuterium and tritium
ions as fusion fuels is that each ion car
ries only one positive charge, and that
small charge minimizes the mutual re
pulsion of the fuels.
High compression is not a theoreti
cal prerequisite for fusion, but it en
hances the efficiency of the fusion re-
actions, and it is essential in a practical
reactor design. The laser input energy
needed to fuse deuterium and tritium
efficiently at ordinary densities is well
beyond the capacity of present laser
technology. When the fuel in the pellet
reaches its peak compression, the ki
netic energy of the imploding material
is converted into heat, and the confine
ment of that heat to the small com
pressed region raises the temperature
of the fuel. Thermonuclear burning
begins in a small "spark plug" region
at the center of the fuel. Four-fifths
of the energy released by the burn
ing emerges as the kinetic energy of
neutrons, which pass through the sur
rounding plasma and deposit their en
ergy into a fluid circulating in the reac
tor chamber or into a moderator in the
reactor wall.
The other 20 percent of the energy
released by the fusion reactions is car
ried away by alpha particles. Because
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DIRECTION
OF LASER
PROPAG ATION
CRYSTALS for generating higher harmonics of the incident laser frequency are sliced
out of a crystal block as circular disks with
a predetermined orientation to the three
crystallographic axes x, y and z (le!t). The
crystal is symmetric under 90-degree rotations about the z axis, which is known
as the optic axis. The laser is propagated
through the disk at a right angle to its surface, making an angle called the phasematching angle with the optic axis. The
phase-matching angle is determined by the
way the crystal disk is cut (above). A light
wave entering the crystal with an arbitrary
polarization splits into two waves. The first
wave is the ordinary, or 0, wave polarized at
a right angle to the optic axis and along,
say, the y axis of the crystal. The second
wave is the extraordinary, or e, wave polarized in the (x-z) plane and perpendicular to
the 0 axis of the crystal disk. In the absence
of nonlinear effects the two waves travel independently through the crystal at slightly
different speeds, which are determined by
their slightly different refractive indexes.
72
© 1986 SCIENTIFIC AMERICAN, INC
they are charged particles, they are
slowed by the fuel much mqre effec
tively than the neutrons are. They col
lide with the surrounding fuel and give
up their kinetic energy over a distance
inversely proportional to the fuel den
sity. A sizable fraction of the fusion
energy can thus be deposited in the
cooler layers of the compressed fuel if
the fuel is dense enough and its radius
is large enough to stop the alpha parti
cles. Such partial absorption of the fu
sion energy in the fuel is critical to the
efficient propagation of thermonucle
ar burning; it is called bootstrap heat
ing. When the energy deposited in the
fuel by the alpha particles exceeds the
energy needed to compress the fuel,
the pellet is said to have ignited. If the
attainable value of the compressed
fuel density is known, the core radius,
the fuel mass and the laser energy
needed for ignition can all be deter
mined. Achieving ignition would be a
milestone in demonstrating the scien
tific feasibility of laser fusion.
There is a small price to be paid for
high compression: soon after fusion
begins it must cease because the high
internal pressure of the compressed
fuel causes it to fly apart. The higher
the compression is, the faster the fuel
disassembles. Nevertheless, the high
reaction rate at high compression
more than compensates for the limit
ed burning time. For example, other
things being held constant, a tenfold
compression of the radius of the fuel
increases the reaction rate by a factor
of 1,000, whereas the duration of the
burning is reduced by a factor of only
10. It should be noted that in magnet
ic fusion devices the density of the fuel
is 10 billion times lower than it is in
the burning core of the pellet. The de
sign must compensate for the low den
sity by confining the fuel for 10 bil
lion times as long.
Collisional Energy Absorption
Given the need for high temperature
and high density of the fuel, which of
the many physical processes relevant
to laser fusion are the most important
to understand and control? It turns out
that the most critical processes depend
on details of the interaction of the la
ser light with the plasma corona, or at
mosphere, surrounding the fuel pellet.
For example, the transfer of energy
from the laser to the ablation layer be
gins in the corona. Furthermore, the
degree to which the fuel is preheated
by suprathermal electrons, prior to the
implosion, is intimately related to the.
plasma physics of the corona.
After the first incident laser irradia
tion ionizes the outer surface of the
pellet, the resulting plasma corona be
gins to expand outward. The corona is
dense near the surface of the pellet
and becomes rarefied at larger radii.
The rapidly oscillating electric field
of the subsequent incoming laser light
causes rapid oscillations of the light
est charged particles in the plasma,
namely the electrons. A current is
therefore set up in the plasma, oscil
lating at the frequency of the driving
electric field and proportional to the
density of the electrons in the plasma.
In the rarefied outer regions of the
corona the current is small, but in ·the
inner regions, where the electron den
sity is greater, the current becomes
larger. At what is called the critical ra
dius the current becomes large enough
to shield the plasma at smaller radii
from further penetration of the incom
ing electric field. The oscillating elec
tric current acts as an antenna that
broadcasts a second, outgoing electro
magnetic wave, equal in frequency to
the incoming wave but carrying en
ergy away from the target. The elec
tron density at the depth of maximum
penetration of the incoming wave is
called the critical density, and it is in
versely proportional to the square of
the laser wavelength. For example, a
threefold reduction of the laser wave
length would give rise to a ninefold
increase in the critical density.
Much of the absorption of the laser
energy takes place in the vicinity of the
critical-density surface. The oscillat
ing electrons collide with ions in the
plasma as well as with one another,
thereby transferring part of their ener
gy to the plasma as the energy of ran
dom motion, or heat. This mechanism
for energy transfer is more efficient
for a short-wavelength laser than it is
for a long-wavelength laser, since the
short-wavelength beam can penetrate
to higher electron densities where col
lisions are more frequent. The heat en
ergy is conducted inward to the abla
tion surface, the boundary between the
exploding and imploding regions of
the pellet. Collisional absorption ac
counts for virtually all the absorbed
energy that contributes to the implo
sive compression of the pellet.
Suprathermal Electrons
There are several other mechanisms
for laser-energy absorption that do not
contribute to the heating or compres
sion of the fuel but must be under
stood because they give rise to un
wanted suprathermal electrons. As the
name implies, the energy of a supra
thermal electron is significantly higher
than the average energy of the thermal
electrons in the plasma. Such excess
z
OP T IC AXIS
DIRECTION
OF LASER
PROPAGATION
PHASE-MATCHING ANGLE
FOR FREQUENCY TRIPLING
PHASE-MATCHING ANGLE
FOR FREQUENCY DOUBLING
x
ORIENTATION OF DISK SLICE with respect to the crystallographic axes is determined
by a simple geometric construction. The red arcs represent the input frequency of the infra
red laser, and the green and blue arcs respectively represent the second and third harmonic
frequencies. The refractive indexes of the 0 waves vary with wavelength but not with a
change in the orientation of the slice with respect to the z axis. Hence the refractive index
of the infrared 0 wave is shown as a red circular are, and the indexes of the green and
ultraviolet 0 waves are shown as green and blue circular arcs. The refractive indexes of the
infrared, green and ultraviolet e waves do vary with the angle the slice makes with the z
axis; the variations are plotted as red, green and blue broken elliptical arcs. The propaga
tion direction for frequency doubling must be chosen in such a way that the refractive index
of the green e wave is equal to the average of the refractive indexes of the infrared 0 and e
waves. For frequency tripling the refractive index of the ultraviolet e wave must equal one
third of the index of the infrared e wave plus two-thirds of the index of the green 0 wave.
energy can be acquired only if the elec
tron is accelerated by a large electric
field for a sufficient time. The electric
field of the laser, although intense,
changes direction so often that the ve
locity of the electrons oscillating in the
field is relatively small. Hence in most
experimental conditions the electric
field of the laser does not lead directly
to suprathermal electrons.
Large electric fields can nonetheless
arise in waves known as plasmons,
which travel through the plasma. Plas
mons are somewhat like sound waves
in that they propagate as compressions
and rarefactions of particles in the di
rection of the wave motion. Unlike
sound waves, however, plasmons do
not affect all the particles in the medi
um: the ions in the plasma are station
ary and only the electrons move. Re
gions of net positive charge are there
by created in the rarefied electronic
regions, and regions of net negative
charge are created in the compressed
regions. A large electric field is formed
between a rarefied region and a com
pressed region, and there is a strong at
tractive force between the two.
Electrons that happen to be moving
in the same direction as the plasmon
and at roughly the same speed become
trapped in the plasmon somewhat like
a surfer riding a wave. Since they
move with the same speed as the wave,
they experience its electric field as a
nonoscillating field. The field acceler
ates them to suprathermal velocities,
which enable them to escape the plas
ma layer before collisions can slow
them down.
Plasmons can be generated in many
ways. One important mechanism is
called resonance absorption. As a laser
ray penetrates the plasma, much of the
energy of its oscillating electric field
is given up to surrounding electrons.
Near the critical-density surface, how
ever, the natural oscillating frequency
of plasmons equals the laser frequen73
© 1986 SCIENTIFIC AMERICAN, INC
ELECTRIC FIELD
OF INFRARED
INPUT
DOUBLER
CRYSTAL
e
ONE GREEN
PHOTON
TRIPLER
CRYSTAL
o
DIRECTION
OF LASER
PROPAG ATION
e
POLARIZATION
ANGLE
35 DEGREES
THREE INFRARED
PHOTONS
ONE-TO-TWO MIX
ELECTRIC FIELD
OF INFRARED
INPUT
DOUBLER
CRYSTAL
e
GREEN LIGHT
GENERATED IN
FIRST CRYSTAL
�
ONE ULTRAVIOLET
PHOTON
DOUBLER
CRYSTAL
o
DIRECTION
OF LASER
PROPAG ATION
�
POLARIZATION
ANGLE
45 DEGREES
GREEN LIGHT
GENERATED IN
SECOND CRYSTAL
TWO INFRARED
PHOTONS
ONE-TO-ONE MIX
ROCHESTER FREQUENCY-TRIPLING SCHEME (top) em
ploys two crystals whose 0 and e axes are mutually perpendicular.
The incident infrared laser beam is polarized at an angle of 35 de
grees to the 0 axis of the first crystal. This ensures that two-thirds
of the photons incident on the first crystal are aligned with its 0
axis and one-third are aligned with its e axis. One 0 photon com
bines with an e photon to give an e photon at the second harmonic
(greell), or at twice the frequency of the incident light. The green e
photon combines in turn in the tripler crystal with the remaining
infrared photon to give one ultraviolet photon at the third harmonic
(blue). In the authors' laboratory the technique has been shown to
cy. The energy that reaches this depth
in the plasma can drive plasmons res
onantly to large amplitudes, much as
a child on a swing can go progressive
ly higher by pumping in synchrony
with the swing's natural motion. The
energy that is pumped into resonantly
driven plasmons is eventually released
as the kinetic energy of suprathermal
electrons.
be 80 percent efficient, and it is now employed in the NOVA laser at
the Lawrence Livermore National Laboratory. A simple reorienta
tion of the two crystals (bottom) also makes it possible to generate
the second harmonic in the NOVA laser with improved efficiency.
The input beam is polarized in such a way that the numbers of
infrared 0 and e photons are equal. The doubling process is less than
100 percent efficient, and some residual infrared photons remain
unconverted after passing through the first crystal. When the sec
ond crystal is tilted through a small angle from its position for fre
quency tripling, it becomes a doubling crystal, and residual infra
red photons have a second opportunity to be converted to green.
There are two further important
mechanisms whereby plasmons can
form and generate suprathermal elec
trons. Although both mechanisms ap
pear to be less significant causes of
preheating than resonance absorption,
it is worthwhile to explain them brief
ly. Both of them arise out of a phe
nomenon called three-wave mixing,
which also plays a major role in har-
X-RAY IMAGES can determine the uniformity of laser irradiation
on a fuel pellet. The color-enhanced image at the left shows the X
ray emission when all 24 beams of the ultraviolet OMEGA laser are
focused onto small areas of the pellet. Such illumination does not
lead to symmetric compression, but it is useful for testing the point
ing and focusing of the laser beams. The other images are from
imploding pellets irradiated with overlapping beams. In the middle
monic-frequency conversion. In three
wave mixing two waves can interact
through the matter in a plasma or a
crystalline solid to produce a third
wave. In general the mixing is stron
gest when the amplitudes of the inter
acting waves are large. The frequency
of the third wave equals the sum of the
frequencies of the two input waves.
The direction of the process is also re-
is a large pellet with a thin glass shell and at the right is a smaller
pellet with a thick glass shell; both pellets are filled with deuterium
and tritium gas. The red parts of each image are the regions of
highest X-ray emission from the compressed part of the shell. The
thick shell maintains the fuel at a lower temperature than the thin
shell does, and it also generates a higher compression of the fuel.
The X-ray emission extends just beyond the initial pellet surface.
74
© 1986 SCIENTIFIC AMERICAN, INC
versible: from a "product" wave two
new "factor" waves can emerge.
The first mechanism for the forma
tion of plasmons is known as the two
plasmon instability. Here the laser
beam functions as the product wave,
and it splits into two plasmons, which
function as the two factor waves. The
frequency of each plasmon is half
the frequency of the incoming beam.
Since the critical density of the plasma
electrons varies inversely with the
square of the input wavelength, the
two plasmons are driven resonantly
when the electron density in the plas
ma is a quarter of the critical density
for the input laser. Hence the two-plas
mon instability arises near the so
called quarter-critical surface [see il
tests of these effects are needed for the
larger pellets required in a commercial
laser-fusion reactor. Thus empirical
study to date has confirmed the signifi
cant advantages of short-wavelength
lasers for fusion.
Frequency-Conversion Crystals
The desire to investigate how la
ser energy at submicron wavelengths
can be exploited to compress fuel pel
lets has led to the recent interest in
frequency-converted lasers. Since fre
quency conversion can readily shorten
the wavelength of a laser to a half or a
third of its ordinary emission value,
the wavelength range of interest is ex
perimentally accessible with existing
neodymium-glass lasers.
Optical frequency conversion may
become less critical as new kinds of la
sers appear. For example, the krypton
fluoride laser, a gas laser under devel
opment at the Los Alamos National
Laboratory and elsewhere, can also
lustration on page 70].
The second mechanism for plasmon
formation is called Raman scattering;
again the laser beam is the product
wave, and its factor waves are a plas
mon and a reflected light wave. Ra
man scattering can take place at the
quarter-critical surface and in more
rarefied regions of the plasma. The
plasmons created by the two-plasmon
instability and by Raman scattering
generate suprathermal electrons in
much the same way as they do in reso
nance absorption.
When the first suprathermal elec
trons escape from the corona, they
leave a net positive charge on the pel
let. The charge attracts later, outward
moving suprathermal electrons back
toward the pellet, whereupon they
overshoot their original positions and
pass on into the pellet core. Some of
the most energetic electrons may oscil
late several times through the pellet
before collisions with the fuel finally
slow them; the transfer of collisional
energy to the fuel preheats the fuel.
The attractive electrostatic force be
tween the suprathermal electrons and
the ions in the corona can also lead to
the outward acceleration of highly en
ergetic ions. The loss of energetic ions
from the ablation layer also drains
away laser energy that might other
wise drive the implosion.
Experiments show that for the range
of beam intensities relevant to laser
fusion-generally from 101 4 to 1015
watts per square centimeter-colli
sions are weak at infrared wavelengths
and resonance absorption is dominant.
For wavelengths shorter than .5 mi
cron, however, a variety of experimen
tal results suggest that collisional ab
sorption is the most important absorp
tion mechanism. Moreover, at such
wavelengths neither the two-plasmon
instability nor Raman scattering have
been found to preheat the fuel signifi
cantly, although further experimental
o
5
.
TIME (10-9 SECOND)
GLASS SHELL
OF PELLET
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VIEWING REGION
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STREAK CAMERA
© 1986 SCIENTIFIC AMERICAN, INC
1.0
1.5
IMPLOSION HISTORY of a spherical,
glass fuel pellet uniformly illuminated by
the OMEGA laser is captured in this color
enhanced photograph. An X-ray pinhole
camera forms an image of the pellet similar
to the ones in the bottom illustration on the
opposite page, and a mask with a slit is
placed over the X-ray image (left). A streak
camera then displaces the part of the image
seen through the slit a distance to the right
that is proportional to the time elapsed dur
ing the implosion. The resultant image (up
per image) thus portrays the implosion in
both space and time. Soon after the laser
begins illuminating the pellet, X rays are
emitted from the plasma near its initial sur
face. As the pellet is compressed the region
emitting X rays moves closer to its center,
until a bright flash of X rays is visible at
peak compression, about one nanosecond af
ter the implosion begins. The speed of the
imploding shell is about 200 miles a second.
75
deliver the high energies needed for fu
sion implosion; its emission wave
length is only .25 micron. Yet although
the krypton-fluoride laser is widely·
considered to be a promising candi
date for a reactor laser, questions re
lated to the efficiency with which it
can deliver the short pulses of ener
gy needed in a reactor are still under
study. The neodymium-glass laser re
mains the major research tool for
the study of short-wavelength, laser
fusion implosions.
Many kinds of crystal have been in
corporated into small laser systems for
converting laser light to its higher har
monic frequencies. The crystal KDP,
however, is the only one that has so far
been grown large enough for current
work. KDP crystals are grown from
solution at a rate of only a few centi
meters per month. The largest avail
able crystals of acceptable quality are
more than 30 centimeters in diameter
and take as long as a year to grow. Cir
cular slices about one centimeter thick
are cut from the crystal, polished and
mounted in the path of a laser beam.
One crystal can generate the second
harmonic, a wave at twice the frequen-
cy of the fundamental beam. A second
crystal mounted in the path of the first
output beam can then mix the generat
ed second harmonic with the residual
fundamental to produce the third har
monic [see top illustration on page 74],
or the crystal can generate the fourth
harmonic by a second doubling proc
ess. In principle there is no upper limit
to the frequency that could be generat-I
ed by successive stages of doubling,
but unfortunately suitable crystals
transparent to wavelengths shorter
than .2 micron are not available.
Harmonic Generation
The capacity of some crystals to
generate higher harmonic frequencies
of a laser beam was discovered soon
after the invention of the laser. Investi
gators at the University of Michigan
found that a laser beam focused into a
crystal of quartz emerged from the
crystal with some light at the second
harmonic frequency. As we mentioned
above, the phenomenon is an example
of three-wave mixing; in this case two
components of the input laser beam
make up the two factor waves, and the
BEAM SPLITTING, amplification and frequency tripling of the
laser are carried out in the large room shown. The bright
areas on the far wall (160 feet from the camera) are caused by flash
lamps that energize the laser amplifiers. The laser beams are infra
red, and so they are invisible. They are converted into invisible ul
traviolet light by crystals in the six boxlike modules. The visible
OMEGA
76
higher-harmonic output is the product
wave. The two components of the in
put beam arise as the beam enters the
crystal because of asymmetries in the
alignment of the atoms that make up
the crystal lattice.
When the oscillating electric field of
the laser enters the crystal, it displaces
electrons from their equilibrium loca
tions, just as it does in the corona of
the fuel pellet. In a KDP crystal the
electrons are harder to displace along
a preferred axis called the optic axis,
or z axis, than they are along any direc
tion lying in the x-y plane perpendicu
lar to the z axis. The crystal is "stiffer"
to the force of the electric field along
the optic axis, and the electromagnetic
wave whose electric field is aligned
with the optic axis propagates the fast
est through the crystal.
Imagine that the crystal is cut so that
its face makes an oblique angle to the z
axis, and suppose a light ray strikes the
crystal at a right angle to its face [see
illustration on page 72]. The electric
field of the ray, which then oscillates
parallel to the face of the crystal, has
two mutually perpendicular compo
nents. The first component, which lies
light emerging from some of the modules comes from heat lamps,
switched on intermittently to keep the crystals at a constant tem
perature. Residual green light from the conversion causes the green
glow. The beams emerge from the modules in groups of four, and
their energy is measured. Subsequently the beams are reflected by
the mirrors visible in the foreground into the adjacent target area.
© 1986 SCIENTIFIC AMERICAN, INC
in the x-y plane and is parallel to one
of the crystal axes (by convention the y
axis), is called the ordinary, or 0, ray.
Because it has no component in the
z direction, it propagates relatively
slowly through the crystal. The second
component of the incident ray is per
pendicular to the first one in the plane
of the crystal face. This second com
ponent is called the extraordinary, or e,
ray, and it does have a component in
the z direction. Because of its z com
ponent, which depends on the orienta
tion of the crystal face with respect to
the z axis, the e component of the inci
dent beam moves through the crystal
faster than the 0 component.
When high-intensity laser light trav
els through a crystal, the electrons dis
placed by the electric wave tend to feel
a restoring force that is neither in the
same direction as their displacement
nor proportional to it. It is the nonlin
ear, or nonproportional, response of
the electrons to the e and 0 compo
nents of the electric field that gives rise
to a so-called nonlinear current wave.
The current wave is made up of elec
trons oscillating in the x-z plane at
twice the frequency of the input laser
beam, and it moves through the crystal
at a velocity equal to the average ve
locity of the e and 0 components of the
input laser. More precisely, the refrac
tive index of the current wave is the av
erage of the refractive indexes of the e
and 0 components.
The current wave of oscillating elec
trons generates a wave of laser light
at the second harmonic of the laser
beam, just as oscillating electrons in
an antenna generate radio waves. The
second-harmonic light wave can be
generated efficiently, however, only if
it propagates at the same velocity as
the current wave: it must "surf," or be
in phase with, the current wave. Be
cause the second-harmonic wave is an
e wave, its velocity and therefore its re
fractive index vary with the angle be
tween its direction of propagation and
the optic axis. Hence the velocity of
the second harmonic can be matched
with the velocity of the current wave
by cutting the crystal in such a way
that the direction of propagation of
the laser through the crystal makes a
predetermined angle with the optic
axis [see illustration on page 73].
Attaining High Compression
Two more features of laser-fusion
design, complementary to the require
ment for a short-wavelength input
beam, are crucial for reaching high
fuel compressions in the pellet. They
are the uniformity of the illumination
and absorption of the incident laser
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LASER ENERGY (JOULES)
NEUTRON YIELD obtained with several laser systems depend� primarily on laser wave
length, energy and the symmetry of the incident beams. The sloping lines on the graph
indicate the energy gain of the pellet: the fusion energy generated divided by the input laser
energy. Results are from KMS Fusion, Inc., of Ann Arbor, Mich. (KMS); Lawrence Liver
more National Laboratory (LLNL); the Laboratory for Laser Energetics at the University
of Rochester (LLE), and the Institute for Laser Engineering in Osaka, Japan (OSAKA).
beams and the hydrodynamic stability
of the imploding pellet.
The uniformity of the illumination
and absorption is important for purely
geometric reasons. If the radius of the
compressed shell is to be decreased by
a factor of 30, the implosion velocity
must be uniform over the surface of
the shell to within about one part in 60.
That requirement limits the allowable
fluctuations of the laser irradiation in
tensity to one or two parts in 100 over
the surface of the pellet.
How many beams are needed, and
how should they be arranged around
the pellet? For laser systems employ
ing four, six, eight, 12 or 20 beams,
each beam can be positioned as if it
were at the center of a face of one of
the five Platonic solids (tetrahedron,
cube, octahedron, dodecahedron or
icosahedron) and directed perpendicu
lar to the face. The beams are then dis
posed symmetrically around the pellet
if it is placed at the center of the Pla
tonic solid. The frequency-doubled
VULCAN laser at the Rutherford Apple
ton Laboratory in England, and the
GEKKO-XII laser in Osaka both employ
a dodecahedral geometry. When the
number of beams is greater than 20, or
in other words greater than the num
ber of faces in the regular icosahedron,
suitable geometric configurations that
maximize the uniformity of the illu
mination can be calculated. For exam
ple, a 32-beam system can be based on
the configuration of the 32 pentagonal
and hexagonal faces of a soccer ball.
Symmetric placement of the sur© 1986 SCIENTIFIC AMERICAN, INC
rounding beams does not guarantee
uniform irradiation of the pellet, how
ever: not all points on a hemisphere of
the 'pellet are equally irradiated by
a given beam. The attainable irradia
tion uniformity increases as the num
ber of beams is increased, although
the complexity of the laser system
also increases. The number of beams
is therefore a trade-off between uni
formity and complexity. The 32-beam
sys-tem appears to be an attractive
compromise.
The optical quality of each beam
and the balance of energy among the
beams are also important to the uni
formity of irradiation. In our labora
tory we have put much emphasis on
generating laser beams with a uniform
cross section, and we have been able to
reduce the intensity variations across
the profile of a beam to less than 10
percent. Other methods of enhancing
the illumination uniformity have been
proposed by workers in Osaka. and
at the Naval Research Laboratory in
Washington. In both methods optical
systems near the focusing lens frag
ment each beam that is split from the
master beam into many-say 400smaller beamlets. Each beamlet is giv
en a random phase, and each spreads
its energy over a full hemisphere of the
pellet. Any spatial nonuniformities in
any of the beams at the focusing lens
are then averaged out over the pellet
surface. Initial results from both labo
ratories show that the methods im
prove the uniformity of irradiation.
Another major goal in the study of
77
laser fusion is to understand and con ium fuel. At the same time the fuel
trol hydrodynamic instabilities of the can rise through the dense plasma in
fuel pellet. When the imploding shell is bubbles. The instability is similar to a
decelerating just before the peak com- . phenomenon of incompressible fluids
pression of the fuel, the dense fluid called the Rayleigh-Taylor instability,
of the plasma shell can fall in spikes in which a dense fluid falls through a
and mix with the deuterium and trit- light one. It can be triggered by non-
uniformities of irradiation or by im
perfections in the shape or composi
tion of the pellet, particularly when
such imperfections are small. The ab
lation surface outside the fuel lay
er can also become hydrodynamically
unstable as the implosion accelerates.
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DISTANCE (MICRONS)
COMPUTER SIMULATION of the implosion of a fuel pellet de
signed for a reactor illustrates the effect of irradiation nonuniformi
ties on pellet performance. The nonuniformities are assumed to be
symmetric for rotations about the north-south axis of the pellet.
They are characterized by the number of maximums of irradiation
intensity encountered around the great circle represented by a line
of longitude on the pellet. The pellet is a plastic shell with a layer of
cold, liquid deuterium and tritium fuel on its inner surface and a
small amount of deuterium and tritium gas inside. When the gas is
compressed, it forms a so-called spark. plug region in which thermo
nuclear reactions are ignited. An irradiation nonuniformity of 1
percent is imposed in the simulation. The illustration shows the
78
compressed core just before ignition; darker regions correspond to
higher densities. The grid lines indicate the resolution with which
the evolution of the pellet implosion was calculated. The boundary
between the main fuel and the gas, which was the inner layer of the
shell before the compression, is shown as a white contour line. Most
of the material shown is compressed to a density of between 100
and 500 grams per cubic centimeter, or from 500 to 2,500 times its
liquid density. The calculation was done with the program ORCHID,
written by Charles P. Verdon of the University of Rochester; it
required tens of hours on a CRA Y X-MP, one of the world's fastest
supercomputers. In spite of the nonuniform compression the fusion
yield in the simulation was nearly 100 times the laser-energy input.
© 1986 SCIENTIFIC AMERICAN, INC
That instability can lead to a breakup
of the shell, a mixing of the fuel and
the shell and a smaller peak compres
sion. Ultimately such effects eliminate
or reduce the thermonuclear yield.
One-dimensional spherically sym
metric simulations show that the high
est compressions can be obtained for
pellets whose shells are thin compared
with their radii. Hydrodynamic insta
bility, however, is potentially most
dangerous for pellets with thin shells.
A realistic pellet design must therefore
represent a trade-off between the de
sirability of relatively thin shells and
the constraints imposed by uniformity
and stability considerations. It seems
desirable to ensure that the shell nev
er becomes thinner than a few percent
of the radius of the pellet throughout
the implosion.
Two designs currently assume ma
jor importance. The shell in our simu
lation is made out of plastic, and it
contains an inner, cryogenic layer of
liquefied deuterium and tritium. The
shell interior is filled with low-density
deuterium and tritium gas at the vapor
pressure of the cryogenic liquid. The
use of plastics made out of elements of
low atomic number reduces the emis
sion of radiation from the plasma co
rona, which could preheat the fuel.
Since the cryogenic pellet is essentially
empty, the shell is free to accelerate in
ward until the final moments when its
kinetic energy is converted into heat.
An important alternate pellet de
sign, which we can mention only brief
ly, exploits the response of materials
of high atomic number to laser irradia
tion. The fuel pellet is placed inside a
so-called radiation case made out of a
material such as gold. When the interi
or of the gold case is irradiated by the
laser, a large fraction of the incident
energy is transformed into X rays. The
X rays then irradiate the pellet and
cause it to implode in a highly uniform
way. Since the laser beams do not irra
diate the pellet directly as they do in
the first design, this alternate scheme is
called indirect drive.
Computer Simulations
We shall conclude by describing
computer simulations of a fuel pellet
that might be considered for a com
mercial reactor, irradiated by a kryp
ton-fluoride laser whose energy is 1.6
million joules and whose wavelength
is a quarter of a micron. (A joule is the
energy needed to lift one kilogram
approximately 10 centimeters.) In our
simulations the laser energy is deposit
ed with an average power of 3 X 101 4
watts i n a pulse whose intensity in
creases steadily for five to 10 nanosec
onds. The intensity of the pulse is kept
low enough to avoid generating signif
icant numbers of suprathermal elec
trons in the plasma corona.
One important measure of the re
sponse of the pellet to the laser is
called the spark-plug convergence ra
tio, the ratio of the initial radius of the
spark-plug material to its final radius.
To maintain the stability of the pellet
the ratio should not be too high; we
aim for a ratio of about 50. In our
models we then impose nonuniformi
ties from point to point in the laser il
lumination of the pellet. As the inter
face between the shell and the fuel
decelerates near the time of peak
compression, pressure variations and
the growth of hydrodynamic instabil
ities cause the density contours to fol
Iow a complex pattern around the core
[see illustration on oppOsite page].
The alpha particles emitted by ther
monuclear burning in the spark-plug
region begin to deposit their energy
in the main fuel layer. When the prod
uct of the density and the radius of
the spark-plug region rises to values
large enough to stop most of the al
pha particles, thermonuclear igni
tion is achieved. The temperature in
the spark-plug region reaches approx
imately 100 million degrees C.; the
temperature of the main fuel layer is
about 30 million degrees. The ther
monuclear burn propagates radially
outward into the main fuel layer, the
temperature profile becomes smooth
er and the burn becomes nearly spheri
cal as the main fuel is consumed. The
pellet then disassembles and the ther
monuclear fire goes out.
According to our simulations, which
have considered a variety of irradia
tion nonuniformities, the thermonu
clear energy output is typically 100
times the energy input of the laser.
These results inspire renewed confi
dence in the feasibility of laser fusion.
A power plant capable of generating
almost a billion watts might be feasi
ble if 10 such fuel pellets were ignited
every second and if the overall effi
ciency of the laser were approximately
15 percent. On the basis of these calcu
lations we expect that a laser emitting
more than 1.6 million joules of energy
but less than 10 million joules would
be appropriate for a reactor.
In summary, considerable progress
has been made in understanding the
physics of laser fusion, and the need
for short wavelengths is now firmly es
tablished. The results of the next dec
ade of experimentation should resolve
the basic scientific question for laser
fusion: Can ignition be achieved? An
affirmative answer would bring the
promise of abundant fusion energy for
the 2 1st century one important step
closer to its practical realization.
© 1986 SCIENTIFIC AMERICAN, INC
"Cameron has
never heard
the love in his
parents'voices!'
�ct
�
He's deaf.
Cameron Garberoglio is one
of 16 m i l l ion hearing-impaired
Americans who need your help.
And ours.
The Deafness Research Foun
dation is the only national volun
tary health organization solely
committed to finding the an
swers heari ng-impa i red Amer
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The Foundation is unique-its
overhead is funded by more
tha n 2,000 doctors, a l lied pro
fessionals, and medical societies.
So 100% of your contri bution
goes d irectly i nto research.
Research that might one day
help Cameron hear his parents,
and the crack of Regg ie's bat.
Take a moment, and send
your tax-deductible contribution
to the Deafness Research Foun
dation today. Because there's so
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