Description: Tags: 2008-184e
Description: Tags: 2008-184e
Description: Tags: 2008-184e
January 2008
Dear Colleague:
Thank you for your interest in applying for the Readiness and Emergency Management
for Schools grant (CFDA 84.184E) administered by the U.S. Department of Education’s
Office of Safe and Drug-Free Schools.
This grant competition will provide funds to local educational agencies (LEAs) to
improve and strengthen emergency management plans, including training school
personnel and students in emergency management procedures and coordinating with
local government, law enforcement, public safety, public health and mental health
agencies.
Taking action now can help save lives, prevent injury, and minimize property damage in
the moments of a crisis. Continuously reviewing and revising school and district
emergency management plans is critical to ensuring a high level of preparedness. To
help schools improve their emergency management plans, the Department has
developed several resources related to emergency management for schools, including
creating infectious disease plans, implementing an incident command system, and
conducting exercises. These publications were developed in collaboration with the
Department’s Readiness and Emergency Management for Schools Technical
Assistance Center and can be found at http://rems.ed.gov. The Department’s
publication, Practical Information on Crisis Planning: A Guide for Schools and
Communities also provides information on key concepts and components of strong
emergency management plans. Every applicant to the Readiness and Emergency
Management for Schools grant program should review this guide and address the four
phases it identifies for emergency management—Prevention-Mitigation, Preparedness,
Response and Recovery. The guide can be found at www.ed.gov/emergencyplan.
We look forward to receiving your application. Thank you for your efforts to ensure the
safety of our nation’s schools.
Sincerely,
/s/
Deborah A. Price
Applications for grants under this grant competition may be submitted electronically or in
paper format by mail or hand delivery. The electronic submission of applications is
voluntary. However, if you choose to submit your application electronically you must use
the site listed below. Note: You may not submit your application by e-mail or facsimile.
Attention Electronic Applicants: Please note that you must follow the application
procedures as described in the Notice Inviting Applications for this grant competition,
published in the Federal Register on January 8, 2008. Some programs may require
electronic submission of applications, and those programs will have specific
requirements and waiver instructions in the Federal Register notice.
If you want to apply for a grant and be considered for funding, you must meet the
following deadline requirements:
For more information on using Grants.gov, please refer to the Notice Inviting
Applications that was published in the Federal Register on January 8, 2008, the
Grants.gov Submission Procedures and Tips for Applicants section on pages 6-8 of this
application package, and the Grants.gov Web site (www.grants.gov).
You may access the electronic application for the Readiness and Emergency Management for
Schools grant competition at the following Web sites: www.grants.gov or
http://www.ed.gov/programs/dvpemergencyresponse/applicant.html.
If you mail an application through the U.S. Postal Service, we do not accept either of the
following as proof of mailing:
Note: The U.S. Postal Service does not uniformly provide a dated postmark. Before
relying on this method, you should check with your local post office.
1. Register Early – Grants.gov registration may take five or more business days to
complete. You may begin working on your application while completing the
registration process, but you cannot submit an application until all of the
registration steps are complete. For detailed information on the registration steps,
go to www.grants.gov/applicants/get_registered.jsp. Note: Your organization will
need to update its Central Contractor Registry (CCR) registration annually.
2. Submit Early – We strongly recommend that you do not wait until the last day to
submit your application. Grants.gov will put a date and time stamp on your
application and then process it after it is fully uploaded. The time it takes to
upload an application will vary depending on a number of factors including the
size of the application and the speed of your Internet connection, and the time it
takes Grants.gov to process the application will vary as well. If Grants.gov rejects
your application (see step three below), you will need to resubmit successfully
before 4:30 pm on the deadline date. Note: To submit successfully, you must
provide the D-U-N-S number on your application that was used when your
organization registered with the CCR.
3. Verify Submission is OK – You will want to verify that Grants.gov and the
Department of Education received your Grants.gov submission timely and that it
was validated successfully. To see the date and time your application was
received, log in to Grants.gov and click on the Track My Application link. For a
successful submission, the date and time received should be earlier than 4:30
p.m. (Washington, DC time) on the deadline date, and the application status
should be Validated, Received by Agency, or Agency Tracking Number
Assigned.
If the date and time received is later than 4:30 p.m. (Washington, D.C. time) on
the closing date, your application is late. If your application has a status of
“Received” it is still awaiting validation by Grants.gov. Once validation is
complete, the status will either change to “Validated” or “Rejected with Errors.” If
the status is “Rejected with Errors,” your application has not been received
successfully. Some of the reasons Grants.gov may reject an application can be
found on the Grants.gov site
(www.grants.gov/help/submit_application_faqs.jsp#10).
If electronic submission is optional and you have problems that you are unable to
resolve before the deadline date and time for electronic applications, please follow the
transmittal instructions for hard copy applications in the Federal Register notice and get
a hard copy application postmarked by midnight on the deadline date.
MAC Users
If you do not have a Windows operating system, you will need to use the Citrix solution
discussed on Grants.gov or a Windows Emulation program to submit an application
using Grants.gov. For additional information, review the FAQs for non-Windows users
(www.grants.gov/resources/download_software.jsp#non_window). To view the white
paper for Macintosh users published by Pure Edge, go to
www.grants.gov/section678/PureEdgeSupportforMacintosh.pdf or contact Grants.gov
Customer Support (www.grants.gov/contactus/contactus.jsp) for more information. If
electronic submission is required and you are concerned about your ability to submit
electronically as a non-Windows user, please follow the instructions in the Federal
Register notice to obtain an exception to the electronic submission requirement no later
than two weeks before the application deadline date. See the Federal Register notice
for detailed instructions.
Eligibility
This competition limits eligibility to local educational agencies (LEAs) and consortia
thereof.
Note: The REMS grant competition limits eligibility to applicants that do not currently
have an active grant under this program. For the purpose of this eligibility requirement,
a grant is considered active until the end of the grant’s project or funding period,
including any extensions of those periods that extend the grantee’s authority to obligate
funds (71 FR 70369).
For the purpose of this competition, the terms used in this application have the following
definitions:
The term includes any other public institution or agency having administrative
control and direction of a public elementary or secondary school. [EDGAR §77.1]
Authority
This application package is based on 34 CFR Parts 75, 77, 79, 80, 81, 82, 84, 85, 97,
98, 99 and 299 of the Education Department General Administrative Regulations
(EDGAR). This competition is authorized under Title IV, Section 4121 of the
Resources
Any questions related to the requirements of this grant competition should be directed to
the Competition Manager for this competition, Sara Strizzi of the Office of Safe and
Drug-Free Schools (OSDFS), at (303) 346-0924 or via email at [email protected].
Additional information about the Department of Education’s school emergency
management planning resources may be found at www.ed.gov/emergencyplan.
The U.S. Department of Education will host a series of Grant Question and Answer
teleconferences to answer questions regarding the REMS grant competition. For dial-in
information and a complete list of teleconference dates and times, please visit:
http://rems.ed.gov
For more information and resources on school emergency management planning, you
may contact the Department’s Readiness and Emergency Management for Schools
Technical Assistance Center at (866) 540-REMS or visit the Web site at
http://rems.ed.gov.
Travel Budget
Applicants must budget for attendance at three required meetings. There are no
registration fees for these meetings. For planning purposes, applicants should include
funds for transportation, lodging, and per diem costs for the following meetings:
This one-day Project Director Orientation Meeting is intended to provide the grant
Project Director with key information needed to manage and implement a discretionary
grant awarded by the U.S. Department of Education. This meeting will be held within
the first six months of the grant period.
This two-day meeting will provide participants with information related to developing
emergency management plans that address all-hazards and that are developed around
the four phases of emergency management: Prevention-Mitigation, Preparedness,
Response, and Recovery.
This two-day meeting will provide participants with training in advanced concepts in
emergency management for schools.
NOTE: All meetings will be held in the same hotel where participants will be staying or,
within easy walking/shuttle distance. Hotels will be located in a central, downtown
location. Therefore, costs for rental cars are not allowed.
Attendance at all three meetings by the required project staff is a REMS grant
requirement. All REMS grantees, regardless of the size or location of the district,
are required to meet this requirement. Grantees are also expected to attend the
meetings in their entirety. Grantee participants that arrive late at the meeting,
E-mail Addresses
As part of our review of your application, we may need to contact you with questions for
clarification. Please be sure your application contains valid e-mail addresses for the
Project Director and Authorized Representative.
Conflict of Interest
Grantees must maintain a written code of performance for their employees,
officers, or agents.
Specifically, §80.36(b)(3) provides conflict of interest requirements that state, in part –
Grantees and subgrantees will maintain a written code of standards of conduct
governing the performance of their employees engaged in the award and
administration of contracts. No employee, officer or agent of the grantee …
shall participate in selection, or in the award or administration of a contract
supported by Federal funds if a conflict of interest, real or apparent, would
be involved. Such a conflict would arise when:
(i) The employee, officer or agent,
(ii) Any member of his immediate family,
(iii) His or her partner, or
(iv) An organization which employs, or is about to employ, any of the
above, has a financial or other interest in the firm selected for award.
* * * * * *
34 CFR 80.36(b)(3) (2007 Ed), emphasis and formatting supplied. We consider an
entity that prepares an application or an RFP for a grantee to be an agent of the grantee
for the purposes of the grantee’s written conflict of interest requirements. As an agent
of the grantee, the policy and procedures of the grantee would have to prohibit the entity
from participating in a procurement transaction that grows out of the application or RFP
prepared by the entity.
We believe this result makes good policy sense because the entity would have inside
knowledge regarding the intent of the grantee in the procurement process and would
appear to have a competitive advantage in understanding and responding to the
requirements of the RFP. These situations also create a playing field that is not level for
all offerors, limiting the ability of a “fair” competition to produce contracts that
appropriately balance quality of goods or services and price. We believe that the
resulting conflict would erode public confidence about whether the procurement was
one that best met the needs of the LEA or provided the best value for the project.
Section 80.36(b)(3) continues, requiring the written procedures to include enforcement
tools to prohibit conflicts of interests, as follows:
Grantee[s] … may set minimum rules where the financial interest is not
substantial …. To the extent permitted by State or local law or regulations, such
Competition
Grantees must ensure that all competitions are conducted in a manner that
provides for full and open competition that is not unduly restrictive.
Section 80.36(c) requires the following:
(1) All procurement transactions will be conducted in a manner providing full and
open competition consistent with the standards of Sec. 80.36. Some of the
situations considered to be restrictive of competition include but are not limited
to:
(i) Placing unreasonable requirements on firms in order for them to qualify
to do business,
(ii) Requiring unnecessary experience and excessive bonding,
(iii) Noncompetitive pricing practices between firms or between affiliated
companies,
(iv) Noncompetitive awards to consultants that are on retainer contracts,
(v) Organizational conflicts of interest,
(vi) Specifying only a “brand name: product instead of allowing an “equal”
product to be offered and describing the performance of other relevant
requirements of the procurement, and
(vii) Any arbitrary action in the procurement process.
(2) Grantees … will conduct procurements in a manner that prohibits the
use of statutorily or administratively imposed in-State or local geographical
preferences in the evaluation of bids or proposals, except in those cases where
applicable Federal statutes expressly mandate or encourage geographic
preference. Nothing in this section preempts State licensing laws. When
contracting for architectural and engineering (A/E) services, geographic location
may be a selection criteria provided its application leaves an appropriate number
of qualified firms, given the nature and size of the project, to compete for the
contract.
(3) Grantees will have written selection procedures for procurement
transactions. These procedures will ensure that all solicitations:
(i) Incorporate a clear and accurate description of the technical
requirements for the material, product, or service to be procured. Such
description shall not, in competitive procurements, contain features which
unduly restrict competition. The description may include a statement of the
qualitative nature of the material, product or service to be procured, and when
In the past, some RFPs for services to be provided under REMS grants that have been
reviewed by OSDFS staff appear to include unreasonable eligibility or experience
requirements that only a limited number of firms can meet. Other draft RFPs have
included very specific requirements about format or other issues that aren’t related to
the quality or suitability of the goods or services covered by the proposed contract
product quality or suitability. One of the primary purposes of the REMS grant program is
to help local educational agencies (LEAs) and their community partners strengthen the
emergency management capacity of their schools to respond to their unique hazards
and vulnerabilities. RFPs that reflect only general requirements or rely on existing
products or services do not maximize the opportunity for LEAs to receive goods and
services that address local needs and improve local capacity.
OSDFS is also aware that in the past, identical RFP contract requirements have been
submitted for review by completely different LEAs. These LEAs represent areas that are
diverse in terms of size, geography, populations and other dimensions. Template RFPs
do not fully capture the unique needs of individual LEAs. That identical RFPs came
from areas of such divergent characteristics also suggests that they were prepared by a
Expectations of Grantees
By submitting an application for this program, applicants agree to fully cooperate with
any evaluation efforts conducted by the U.S. Department of Education (ED) and its
contractors. At a minimum, grantees are expected to:
Grantees also may be expected to work with ED’s Readiness and Emergency
Management for Schools (REMS) Technical Assistance Center to collect key program
information that will help assess the extent to which projects supported under this grant
competition are meeting their goals and objectives. ED may use the results of these
projects in an effort to identify and disseminate to LEAs those strategies that are
effective in improving school emergency management planning efforts.
GPRA 1: The percentage of REMS grant sites that demonstrate they have
increased the number of hazards addressed by the improved school emergency
management plan as compared to the baseline plan;
GPRA 3: The percentage of REMS grant sites that have a plan for, and
commitment to, the sustainability and continuous improvement of the school
emergency management plan by the district and community partners beyond the
period of Federal financial assistance.
The GPRA measures identified for REMS grants constitute the way in which we will
measure the success of this initiative. Consequently, applicants for a grant under this
program should give careful consideration to these measures in developing their
projects, and particularly to how they will collect and report data for these measures.
Grantees are required to collect and report data on these performance measures to the
Department. We will aggregate data provided by grantees for these GPRA measures
and use that data in developing future budget proposals. We will also share this
performance data with Congress. We may also publish results from individual grants to
illustrate how grant sites are making progress toward program objectives.
The ED 524B performance report requires that grantees report data on the GPRA
indicators as well as on all project-specific objectives outlined by each individual grant
as identified in project applications. Additional information about completing required
performance reports may be found at
http://rems.ed.gov/index.cfm?event=grantees#524bInstructions
To ensure that protocols are consistent with the expectations of local emergency
responders, schools should familiarize themselves with the four recognized phases of
emergency management and build these into their plans:
Recovery: Recovery includes actions designed to assist students, staff, and their
families in the healing process and to restore education operations in schools.
Plans that are developed to include these four phases should be reviewed and updated
on a continuous basis. Moreover, each phase should be seen as being interrelated and
as an extension of the others. For example, when creating school incident
management teams during the Preparedness phase, school officials should consider
the role that the team member will play during the Response phase.
A REMS grant will enable school districts to improve and strengthen emergency
management plans to include:
Schools play an essential role in ensuring the safety of their students in the event of any
kind of crisis. In recent years, the U.S. Department of Education has been involved in
several activities aimed at helping schools understand that important role. These
activities include:
Conducting grantee and non-grantee training for LEAs. Since 2004, the Office of
Safe and Drug-Free Schools has conducted 13 training sessions across the
country for grantee and non-grantee LEAs.
Meeting and communicating regularly with the chief law enforcement officials
from the nation's largest school districts. The chiefs help provide the Department
with a better understanding of the problems they face regarding school crime and
terrorist threats and on possible solutions.
Meeting and communicating regularly with School Safety Center directors from
across the country. Following September 11, 2001, approximately 20 States
developed school safety resource centers to provide support, training, and
information to schools in their State on issues of school preparedness and safety.
The Center directors routinely provide the Department with valuable information
regarding emerging issues related to school safety in their respective States.
White House Conference on School Safety. Convened on October 10, 2006, this
day-long Summit provided an opportunity for Federal, State, and local experts to
discuss the causes of violence, the scope of school violence, steps for preventing
or mitigating violence in the future, and strategies for healing and recovering
following a traumatic event. President Bush, First Lady Laura Bush, Secretary
Spellings and Attorney General Gonzalez all participated in this gathering.
Transcripts and videos from the Conference on School Safety are available for
reference at http://www.schoolsafety.gov.
Collaboration with the U.S. Department of Homeland Security (DHS). The Office
of Safe and Drug-Free Schools (OSDFS) works with DHS on several issues
related to school emergency management planning, including the National
Infrastructure Protection Plan (NIPP) and the National Response Plan (NRP).
The NIPP is intended to integrate the multiple infrastructure protection initiatives
within DHS into a single national effort. As part of this process, OSDFS is
working to enhance school and higher education preparedness using the four
phases of emergency management. The NRP is an all-hazards plan that
incorporates the National Incident Management System (NIMS) and is used to
coordinate Federal support to state, local, and tribal authorities, as well as the
private sector, in the event of a domestic incident.
OSDFS is pleased with the advances school districts have made in recent years in the
area of emergency management. Emergency management planning may seem
overwhelming. It takes time and effort, but is a manageable and worthwhile process
that can result in invaluable savings to life and property, as well as aid in the restoration
of the learning environment after a crisis.
It is important to remember that what constitutes success may differ from one project to
another. In preparing the project design and evaluation plan, applicants are
encouraged to develop performance measures that are based upon the specific goals
and objectives of their project. The evaluation plan should include both qualitative and
quantitative measures, as well as process measures. Applicants should also include a
description of all evaluation instruments they intend to use. Examples of evaluation
instruments include evaluation forms for training sessions, after-action reports from
tabletop practice exercises, and process checklists.
Grantees may also be expected to work with the Department’s REMS TA Center to
collect key program information that will help assess the extent to which projects
supported under this grant competition are meeting their goals and objectives. The
Department may use the data or products from these projects to help identify and
disseminate effective emergency management strategies to other LEAs.
Funding Priority
Under 34 CFR 75.105(c)(3), we consider only applications that meet the absolute
priority established for this competition. Contingent upon the availability of funds, we
may make additional awards in fiscal year 2009 and subsequent years from the list of
unfunded applications from this competition.
Absolute Priority
We give an absolute preference to applications that meet the following priority, and fund
under this competition only those applications that meet the following absolute priority:
LEA projects to improve and strengthen emergency management plans, at the district
and school-building level, addressing the four phases of emergency management:
Prevention-Mitigation, Preparedness, Response, and Recovery. Plans must include: (1)
training for school personnel and students in emergency management procedures; (2)
coordination with local law enforcement, public safety, public health, mental health
agencies, and local government; and (3) a method for communicating school
emergency management policies and reunification procedures to parents and
guardians.
Priority 1
Competitive Preference Priority for LEAs That Have Not Previously Received a Grant
Under The REMS/ERCM Program and Are Located In an Urban Areas Security
Initiative Jurisdiction
Under this priority, we give a 10-point competitive preference to applications from LEAs
that (1) have not yet received a grant under this program (CFDA 84.184E) and (2) are
located in whole or in part within Urban Areas Security Initiative (UASI) jurisdictions, as
determined by the U.S. Department of Homeland Security (DHS). An applicant must
meet both of these criteria in order to receive the competitive preference. Under a
consortium application, all members of the LEA consortium need to meet both criteria to
be eligible for the preference. Applications submitted by educational service agencies
(ESAs) are eligible under this priority if each LEA to be served by the grant is located
within a UASI jurisdiction and has not received funding under this program directly, or
as the lead agency or as a partner in a consortium; however the ESA itself may have
received a previous grant.
Because DHS’ determination of UASI jurisdictions may change from year to year,
applicants under this priority must refer to the most recent list of UASI jurisdictions
published by DHS when submitting their applications. The Governor of each State has
designated a State Administrative Agency (SAA) as the entity responsible for applying
for, and administering, funds under the Department of Homeland Security Grant
Program (which includes the UASI program). The SAA is also responsible for defining
the geographic borders for jurisdictions included in the UASI program. Guidance on
jurisdiction definitions can be found at
http://www.ojp.usdoj.gov/odp/docs/fy07_hsgp_urbanareas.pdf
Priority 2
Competitive Preference Priority for LEAs That Have Not Previously Received a Grant
Under The REMS/ERCM Program
Under this priority, we give a 5-point competitive preference to applications from LEAs
that have not previously received a grant under this program (CFDA 84.184E).
Applicants (other than ESAs) that have received funding under this program directly, or
as the lead agency or as a partner in a consortium application under this program, will
not receive competitive preference under this priority. For applications submitted by
ESAs, each LEA to be served by the grant must not have received funding under this
program directly, or as the lead agency or as a partner in a consortium application, in
order for the ESA to be eligible for the competitive preference under this priority;
however, the ESA itself may have received a previous grant.
Applicants that qualify for a competitive preference priority must submit an assurance
specifying that the LEA qualifies for Competitive Preference Priority 1 or Competitive
Preference Priority 2.
Note: Applicants that qualify for both Competitive Priority Preference 1 and Competitive
Priority Preference 2 will only receive points under Priority Preference 1. For example,
a district that is located within a UASI jurisdiction and has never received a grant under
the REMS grant program, will receive a maximum of 10 competitive preference points
under Priority 1. The district will not receive points under Priority 2.
Requirements
In order to receive funding, projects must be an eligible applicant and meet the above
absolute priority, in addition to the following application requirements.
NOTE: For consortium applications, each LEA to be served by the grant must
submit a complete set of partner agreements with appropriate signatures from
their own Authorized Representative and the five community partners noted
above.
• Applications must be coordinated with their State Homeland Security Plan. All
emergency management plans must be coordinated with the Homeland Security
Plan of the State or locality in which the LEA is located. All States submitted such a
plan to the Department of Homeland Security on January 30, 2004. To ensure that
emergency services are coordinated, and to avoid duplication of effort within States
and localities, applicants must include in their applications an assurance that the
LEA will coordinate with, and follow the requirements of their State or local
Homeland Security Plan for emergency services and initiatives.
Applicants must agree to implement their grant in a manner consistent with the
implementation of the NIMS in their communities. Applicants must include in their
application an assurance that they have met, or will complete, all FY 2007 NIMS
requirements by the end of the grant period. Additional information about the FY
2007 NIMS requirements for local governments can be found at
http://www.fema.gov/pdf/emergency/nims/imp_mtrx_tribal.pdf
(Note: An LEA’s NIMS compliance must be achieved in close coordination with the
local government and with recognition of the first responder capabilities held by the
LEA and the local government. As LEAs are not traditional response organizations,
• The plan must also take into consideration the communication, transportation, and
medical needs of individuals with disabilities and special needs within their school
district.
• Applicants must agree to develop a written plan designed to prepare the LEA for a
possible infectious disease outbreak, such as influenza pandemic. Plans must
address the four phases of emergency management (Prevention-Mitigation,
Preparedness, Response, and Recovery) and include a plan for disease surveillance
(systematic collection and analysis of data that lead to action being taken to prevent
and control a disease), school closure decision-making, business continuity
(processes and procedures established to ensure that essential functions can
continue during and after a disaster), and continuation of educational services.
Additional information about pandemic flu preparedness for schools can be found at
http://www.ed.gov/admins/lead/safety/emergencyplan/pandemic/index.html and
http://www.pandemicflu.gov/plan/school/index.html
Additional Requirements
In order to ensure equitable participation of private school children, teachers, and other
educational personnel, an LEA must consult with private school officials on emergency
management issues such as: hazards/vulnerabilities unique to private schools in the
LEA’s service area, training needs, and existing emergency management plans and
crisis response resources already available at private schools.
Reporting Requirements
Successful applicants are required to evaluate the effectiveness and outcomes of the
activities funded under their grant and to submit an interim and final report documenting
the effectiveness of the programs and activities funded under their grant. For additional
information regarding project evaluation, please see page 27.
Technical Assistance
Grantees will receive technical assistance throughout the life of the grant. This
assistance will take multiple forms, including meetings and workshops, telephone
consultations, and other forms of networking to share ideas and identify resources. In
addition, each grantee will be assigned a Federal Project Officer who will also serve as
a resource. Grantees are encouraged to become familiar with using email, as most
correspondence regarding their project will be delivered electronically.
a. The magnitude of the need for the services to be provided or the activities to be
carried out by the proposed project. (10 points)
Note: Under this criterion, we will look for a clear and convincing
demonstration of significant need to improve and strengthen the LEA’s
emergency management plan, such as an explanation of hazards and
vulnerabilities within the district.
a. The extent to which the design of the proposed project reflects up-to-date
knowledge from research and effective practice. (15 points)
Note: Under this criterion, we will look for the applicant’s understanding and
incorporation of the four phases of emergency management (Prevention-
Mitigation, Preparedness, Response, and Recovery) to strengthen and improve
emergency management plans at the district and school building level.
Applicants should also include details about their plan to develop a written
infectious disease plan that includes pandemic influenza.
b. The extent to which the design of the proposed project is appropriate to, and will
successfully address, the needs of the target population or other identified needs.
(10 points)
Note: Under this criterion, we will look for the applicant’s intent to develop a plan
that takes into consideration the specific needs of each individual school.
Applicants should describe how each school will develop an emergency
management plan that is customized based upon its particular vulnerabilities and
Note: Under this criterion, we will look for the applicant’s plan to communicate
and disseminate emergency management policies and procedures to
parents and guardians.
Note: Under this criterion, we look for the applicant’s plan to provide relevant
training and/or exercises to school staff, emergency management teams,
and students.
Note: Under this criteria, we will look for innovative strategies to improve and
enhance emergency management plans that do not rely heavily on pre-packaged
solutions and that could contribute to increased knowledge or understanding of
emergency management planning for schools and their community partners.
a. The adequacy of the management plan to achieve the objectives of the proposed
project on time and within budget, including clearly defined responsibilities,
timelines, and milestones for accomplishing project tasks. (10 points)
Note: Under this criterion, we will look for the applicant’s plan to manage the
development and implementation of emergency management plans at all
schools covered by the project. Applicants should include a detailed project
implementation timeline in this section, taking into consideration any additional
time that may be needed for relevant procurement procedures.
b. How the applicant will ensure that a diversity of perspectives are brought to bear
in the operation of the proposed project, including those of parents, teachers, the
Note: Under this criterion, we will look at the quality of the applicant’s planned
coordination and collaboration with community partners including, the head
of the local government, community-based law enforcement, public safety, public
health, and mental health agencies in the strengthening and improvement of the
plan. This description should go beyond simply stating the roles and
responsibilities discussed in the absolute priority. We will also look for the
applicant’s description of how their project is coordinated with their State or local
Homeland Security Plan and how they plan to support implementation of the
National Incident Management System. Applicants should also explain how
the needs of private schools are included in grant activities.
a. The extent to which the methods of evaluation include the use of objective
performance measures that are clearly related to the intended outcomes of the
project and will produce quantitative and qualitative data to the extent possible.
(10 points)
Note: Under this criterion, we will look for a description of the evaluation plan
that includes methods to be used to evaluate the outcomes and effectiveness of
the project, including the applicant’s plan to address the Government
Performance and Results Act (GPRA) measures established for this program.
We will look for clearly identified project activities, objectives, and goals.
b. The extent to which the methods of evaluation will provide performance feedback
and permit periodic assessment of progress toward achieving intended
outcomes. (5 points)
Note: Under this criterion, we will look for the applicant’s plan to continuously
monitor the project’s implementation, including a review of improvements
made to emergency management plans. In particular, we will look for the
applicant’s strategy for modifying their emergency management plans and
procedures to incorporate feedback received from site assessments, practice
drills, or after-action reports. Please refer to page 27 for additional information
regarding project evaluation.
General
What steps can I take to maximize my chances of receiving a grant?
How much money is available for this program?
How many new awards will be made?
For my GEPA 427 statement (see page 108), is it adequate to state that our
organization does not discriminate on the basis of race, religion, sex, etc.?
What should I use as the project start date?
What is the project and budget period for these grants?
What is the deadline date for transmittal of applications under this grant
competition?
May I get an extension of the deadline date?
Do applicants need to include the address for responses in the letter to the State
Single Point of Contact?
What is required from an applicant whose State Single Point of Contact indicates
that they are not reviewing applications for this grant competition?
By what date do applicants have to submit their application to their State Single
Point of Contact, if participating?
Eligibility
Who is eligible to apply?
If an Emergency Response and Crisis Management (ERCM) grantee is operating
under a no-cost extension, is the district eligible to re-apply?
Are ESAs with active REMS/ERCM grants eligible to apply for REMS funding in
FY 2008?
May private schools apply?
May institutions of higher education apply?
May LEAs apply as a consortium of districts (i.e., collaborative, BOCES, etc.)?
If a district received services under a previous REMS/ERCM grant, would that
district still be eligible to receive Competitive Preference Priority 2 under the FY
2008 REMS competition?
Can an ESA who is a previous ERCM grant recipient receive points under the
Competitive Preference Priorities?
Are previous ERCM grant recipients eligible to apply for the REMS grant in FY
2008?
Is a consortium application serving multiple school districts given greater merit
than an application serving an individual LEA?
Electronic Application
For my GEPA 427 statement (see page 108), is it adequate to state that our
organization does not discriminate on the basis of race, religion, sex, etc.?
No. An organization’s non-discrimination statement is not sufficient to meet the GEPA
requirements. A GEPA statement should outline an entity’s potential barriers and
solutions to equal access, specific to the proposed project.
What is the deadline date for transmittal of applications under this grant
competition?
February 19, 2008.
Do applicants need to include the address for responses in the letter to the State
Single Point of Contact?
Yes, applicants should direct them to send comments to the following address: The
Secretary, EO 12372-CFDA #84.184E, U.S. Department of Education, room 7W301,
400 Maryland Avenue, SW, Washington, DC 20202.
What is required from an applicant whose State Single Point of Contact indicates
that they are not reviewing applications for this grant competition?
Applicants should include a copy of such a response from the State Single Point of
Contact in their application package submitted to the U.S. Department of Education and
check the appropriate line on the SF 424 form.
By what date do applicants have to submit their application to their State Single
Point of Contact, if participating?
Applicants must submit their application to the State Single Point of Contact on or
before the deadline date for transmitting their application to the Department.
Eligibility
Are ESAs with active grants eligible to apply for REMS funding in FY 2008?
No. The December 4, 2006 Notice of final eligibility requirement for the Office of Safe
and Drug-Free Schools limits eligibility under the discretionary grant competition to
applicants that do not currently have an active grant under the same discretionary grant
program. This action was taken to ensure equitable distribution of awards among
eligible applicants for grants under OSDFS discretionary grant programs and also to
ensure that successful grantees have an opportunity to focus their efforts on completing
a current project and to use information and results from that current project in
designing future projects. An ESA with an active REMS/ERCM grant (CFDA 84.184E)
holds “applicant” status for that grant award and thus they are not eligible to apply.
Consortium applicants that are requesting a competitive preference under either Priority
1 or Priority 2 will only qualify for the preference provided that all of the districts are
located within a UASI jurisdiction (if applicable) and that none of the districts to be
served by the grant have previously received funding under a REMS/ERCM grant.
Can an ESA who is a previous ERCM grant recipient receive points under the
Competitive Preference Priorities?
Yes, ESAs are eligible for the Competitive Preference Priorities, but only if the ESA
does not have an active grant and if none of the LEAs to be served under the grant
have received services under a prior REMS/ERCM grant.
Are previous REMS/ERCM grant recipients eligible to apply for the REMS grant in
FY 2008?
Yes, provided the REMS/ERCM grant is not in active status. Previously funded districts
do not qualify for additional points under the competitive preference priorities.
What must applicants do to prove that they plan to coordinate with local
government, law enforcement, public safety, public health and mental health
agencies?
This grant competition is for LEA projects to review and strengthen emergency
management plans, including training school personnel and students in emergency
management procedures and coordinating with the local community-based law
enforcement, public safety, public health, and mental health agencies, as well as local
government. The absolute priority for this competition requires that applicants
collaborate with these partners to review and strengthen their plans. Applicants that do
not provide signatures of at least two of these partners (one of which must be local law
enforcement), along with descriptions of each partner’s roles and responsibilities in the
strengthening and improving of plans, will not be read.
It is important to ensure that necessary partners are familiar with schools, facilities, and
students before an event occurs. To fully meet this requirement, applicants must include
partner agreements that detail not only partners’ names, but also specific examples of
the roles and responsibilities each partner will have in the emergency management
plan. Therefore, we require applicants to work with local partners, drawing on their
knowledge and expertise as they review and revise school-based emergency
management plans, and then provide them with a copy of the final plan. We understand
that not all applicants may, for specific reasons, be able to include all of these partners.
An application is eligible if only two signatures from the list of partners are
included; however, one of the partners must be the local law enforcement
agency. Applicants must provide explanations when fewer than all five signatures are
submitted. We strongly encourage participation and coordination of all these partners,
for the safety of students and the successful implementation of school plans. Applicants
are encouraged to use the Partner Agreements form provided in this application
package on pages 104-107 to obtain the signatures and details of the roles and
responsibilities.
NOTE: For consortium applications, each LEA to be served by the grant must
submit a complete set of partner agreements with appropriate signatures from
their own Authorized Representative and the five community partners noted
above.
FY 2007 NIMS compliance activities for tribal and local jurisdictions include completion
of four courses: IS-700 NIMS: An Introduction, IS-800 NRP: An Introduction, ICS-100,
and ICS-200. Each of these courses are available online, free of charge through the
Federal Emergency Management Agency’s Emergency Management Institute:
http://training.fema.gov/
The NIMS Implementation guidance for FY 2007 includes information about who should
complete each course:
IS-700 NIMS: An Introduction should be completed by all personnel with a direct role in
emergency preparedness, incident management or response.
ICS 100 should be completed by all personnel with a direct role in emergency
preparedness, incident management or response.
Command staff generally refers to any staff that serves in the role of incident
commander, public information officer, safety officer, or liaison officer. General staff
Only part of an LEA is located within the UASI jurisdiction. Do they still qualify
for Competitive Preference Priority 1?
Yes, provided that the district has not previously received funding under this program.
Are applicants required to use an outside evaluator or may the Project Director
also serve as the Evaluator?
Applicants are not required to use an outside evaluator. However, to ensure an
unbiased and fair evaluation of the grant project, we recommend including funds in
project budgets to hire an outside evaluator. The Department would not expect that the
same individual or organization that manages or completes some of the primary
activities under the project (i.e., Project Director, consultant, etc.) would also be
evaluating those activities, as that would not support an unbiased evaluation.
These standards, which should be reviewed in EDGAR, set forth basic guidelines for
grantees that plan to award contracts under their grants. In very brief summary, these
standards include, but are not limited to, ensuring that grantees: have an effective
contract administration system in place, do not have any conflicts of interest between
the contractors and the contract administrators, have a system for ensuring that
duplicative services are not being procured; foster economical and efficient contracts;
maintain thorough records of the contracts/procurements; have a system for managing
disputes; have written selection procedures for procurements and related transactions;
and ensure maximum free and open competition is used when announcing
competitions.
In general, sole source awards (i.e., contracts awarded without a competitive bid
process) are unallowable under EDGAR §80.36.
EDGAR goes on to describe standards for engaging in procurements for both small
purchases and sealed bids, as well as for competitive and (rarely) non-competitive
proposals. See EDGAR §80.36 and the guidance on pages 12-17 for more detail.
How long can a grantee contract for services paid for with grant funds?
Applicants are only permitted to contract for services paid with grant funds for the time
period of the grant, or 18-months.
May the Department of Education share a copy of an LEA’s application with the
public?
The Freedom of Information Act (FOIA) was enacted in 1966 and provides that any
person has the right to request access to federal agency records or information. All
applications submitted for funding consideration under this grant competition are subject
to the FOIA. All agencies of the U.S. Government are required to disclose records upon
receiving a written request for them, except for those records that are protected from
disclosure by the nine exemptions listed in the FOIA. Under FOIA Exemption 1, we are
able to withhold any information needed to protect vulnerable security information from
unauthorized or untimely disclosure. This may include information related to risks and
vulnerabilities within the district or at particular schools. To read the text of the Freedom
of Information Act, visit www.usdoj.gov/04foia/foiastat.htm
Is guidance available for incorporating the needs of students and staff with
disabilities into a school or district’s emergency management efforts?
Yes. OSDFS, along with REMS TA Center, created a newsletter on this topic that can
be viewed at http://rems.ed.gov/views/documents/Disability_NewsletterV2I1.pdf
How much detail should applicants include about project evaluation in the
application?
Applicants should ensure that their evaluation plan clearly relates to the proposed grant
activities and describes objectives and methods to be used in evaluating the
implementation of the grant. Applicants should indicate their proposed plan for
conducting evaluation and for incorporating feedback into ongoing planning efforts.
Applicants are also required to address the Government Performance and Results Act
measures (GPRA), which have been established for this grant.
Applicants may view the REMS TA Center Web site (http://rems.ed.gov) for more
information on reporting requirements for grantees. On the Web site, the “Grantees”
button will display a link to instructions for completing the reporting form required for the
grant (ED 524B form). The Web page includes a sample 524B form that includes how to
How should applicants count the number of school facilities in the district?
When indicating whether an applicant is a small, medium or large district, please
present a count of facilities. When counting facilities, please count school sites, or
campuses, but not individual structures. For example, if one school has two trailers and
one permanent school building on its campus, please count that school as only one
facility, not three.
If a proposed budget is too high, will the Department of Education work with the
applicant to reduce the budget, or will the application be dismissed?
Suggested budget amounts are provided in the grant announcement. Applications will
not be ruled ineligible if the requested budget amount is higher than U.S. Department of
Education estimates. It is most important that the requested budget is reasonable and
adequately explained within the budget narrative and justified by the identified project
needs.
Once applications have been submitted, Department staff will review proposed budgets
to ensure that the amount requested is necessary, reasonable, and included in the
scope of work for the proposed project. If a budget item is determined to be
unreasonable, unnecessary, or outside the scope of the grant or if the item is
If your organization prefers to use all of its grant funds for direct project costs, you are
not required to charge the grant for indirect costs. If you wish to charge indirect costs,
however, you must use a negotiated unrestricted indirect cost rate for this
competition and provide proof of the approved rate with your grant application.
May funds be used to hire safety personnel, a school nurse, mental health
professionals, etc.?
No, this is not a hiring grant.
Many first responders will provide services to districts under this grant. Can first
responders working with schools be reimbursed for this work?
Yes. To the extent that costs are necessary, reasonable and allowable to the grant.
May districts use grant funds to buy safety and security equipment?
Yes, applicants may propose to use a small portion of these funds to buy safety and
security equipment and technology. However, applicants that propose in their
application to use these funds primarily to buy safety and security equipment will NOT
score highly on their application, and will decrease their chances of receiving funds. The
selection criteria for this competition call for a comprehensive, systematic, coordinated
improvement of emergency management plans, and applications that mainly request
funds for technology and equipment will not meet those criteria.
Electronic Application
4000-01-U
DEPARTMENT OF EDUCATION
SUMMARY: The Assistant Deputy Secretary for Safe and Drug-Free Schools announces a priority and
other application requirements under the Emergency Response and Crisis Management Grants program.
We may use this priority and these application requirements for competitions in fiscal year (FY) 2005 and
later years. We intend the priority to focus Federal financial assistance on supporting grants to local
educational agencies (LEAs) in improving and strengthening emergency response and crisis management
plans.
EFFECTIVE DATE: This priority and other application requirements are effective July 21, 2006.
FOR FURTHER INFORMATION CONTACT: Sara Strizzi, U.S. Department of Education, 400 Maryland
Avenue, SW., room 3E320, Washington, DC 20202. Telephone: (202) 708-4850 or via Internet:
If you use a telecommunications device for the deaf (TDD), you may call the Federal Relay Service
(FRS) at 1-800-877-8339.
Individuals with disabilities may obtain this document in an alternative format (e.g., Braille, large
print, audiotape, or computer diskette) on request to the contact person listed under FOR FURTHER
INFORMATION CONTACT.
SUPPLEMENTARY INFORMATION: The events of September 11, 2001, made schools and communities
aware that, in addition to planning for traditional crises and emergencies, schools must now plan to respond
projects to improve and strengthen emergency response and crisis management plans, at the district and
school-building level, addressing the four phases of crisis planning: Prevention/Mitigation, Preparedness,
Response, and Recovery. Plans must include: (1) training for school personnel and students in emergency
response procedures; (2) coordination with local law enforcement, public safety, public health, and mental
health agencies; and (3) a method for communicating school emergency response policies and
We published a notice of proposed priority and other application requirements for this program in
Analysis of Comments and Changes: In response to our invitation in the notice of proposed priority and
other application requirements, three parties submitted comments on the proposed priority. An analysis of
the comments and of any changes in the priority since publication of the notice of proposed priority follows.
Generally, we do not address technical and other minor changes and suggested changes the law
Comment: One commenter requested clarification regarding the implementation date of September 30,
2005 for requirements under the National Incident Management System (NIMS). The commenter noted
that the July 29, 2005 application due date does not allow adequate time to complete implementation of the
Discussion: The Department of Homeland Security (DHS) has established minimum NIMS compliance
activities and deadlines for the State, territorial, and local levels for FY 2005, which ends on September 30,
2005. The activities and deadlines listed in the Notice of Proposed Priority reflected these requirements.
However, as FY 2005 is a start-up year for NIMS implementation, full compliance with the NIMS is not a
requirement to receive FY 2005 grant funds. LEAs that have not completed all FY 2005 NIMS
Change: We have revised the priority to clarify NIMS implementation deadlines. The priority now allows
for LEAs that have not completed all FY 2005 NIMS requirements to complete implementation during FY
2006.
Comment: One commenter suggested substituting “local public health agencies” for “local health agencies”
Discussion: We agree that the priority would be clearer with the change recommended by the commenter.
The term “public health” is used consistently at the Federal, State, and local levels to describe an agency or
entity that performs essential functions that characterize public health programs, activities, or services.
Public health agencies are directly responsible for critical aspects related to emergency planning and
response. According to DHS, public health agencies are the primary entities responsible for conducting
one or more of the following functions or activities: Monitor health status to identify community health
problems; diagnose and investigate health problems and health hazards in the community; inform, educate
and empower people about health issues; mobilize community partnerships to identify and solve health
problems; develop policies and plans that support individual and community health efforts; enforce laws
and regulations that protect health and ensure safety; evaluate the effectiveness, accessibility, and quality
of personal and population-based health services; and research for new insights and innovative solutions to
health problems. The term “public health agencies” more accurately reflects the role of the health care
Change: We have substituted “local public health agencies” for “local health agencies” in the priority and
requirements.
Comment: One commenter suggested that the priority allow for funding State educational agencies (SEAs)
in order to encourage standardization and involvement at the State as well as the local level.
emergency response and crisis management plans that are specific to individual school sites – the primary
purpose of this grant program. LEAs need to identify their local first responders and mental health
professionals that will be charged with helping schools respond to a crisis and support students and their
families and staff in the recovery process, and work with them directly in developing plans that address
unique local threats and conditions. While some issues associated with response and recovery lend
communication protocols), even standardized processes or plans must be able to be modified to address
unique local needs and issues. We believe that SEAs have a very significant and valuable role to play in
the development of Statewide or regional protocols, practices, and templates related to crisis prevention,
response and recovery, but that those plans must be adapted and practiced at the LEA and school building
level if they are to provide school personnel and other first responders with the skills and confidence they
need to effectively manage a crisis situation. We encourage SEAs to work in collaboration with individual
Change: None.
Note: This notice does not solicit applications. In any year in which we choose to use this priority
and other application requirements, we invite applications through a notice in the Federal Register. When
inviting applications we designate the priority as absolute, competitive preference, or invitational. The
Absolute priority: Under an absolute priority we consider only applications that meet the priority (34
CFR 75.105(c)(3)).
preference to an application by either (1) awarding additional points, depending on how well or the extent to
which the application meets the competitive priority (34 CFR 75.105(c)(2)(i)); or (2) selecting an application
Invitational priority: Under an invitational priority we are particularly interested in applications that
meet the invitational priority. However, we do not give an application that meets the invitational priority a
PRIORITY:
Improvement and Strengthening of School Emergency Response and Crisis Management Plans
The priority supports LEA projects to improve and strengthen emergency response and crisis
management plans, at the district and school building levels addressing the four phases of crisis planning:
Prevention/Mitigation, Preparedness, Response, and Recovery. Plans must include: (1) training for school
personnel and students in emergency response procedures; (2) coordination with local law enforcement,
public safety, public health, and mental health agencies; and (3) a method for communicating school
1. Partner Agreements -- To be considered for a grant award, an applicant must include in its
application an agreement that details the participation of each of the following five community-based
partners: law enforcement, public safety, public health, mental health, and the head of the applicant’s local
government (for example the mayor, city manager, or county executive). The agreement must include a
description of each partner’s roles and responsibilities in improving and strengthening emergency response
plans at the district and school-building level, a description of each partner’s commitment to the
sustainability and continuous improvement of emergency response plans at the district and school-building
level, and an authorized signature representing the LEA and each partner acknowledging the agreement. If
one or more of the five partners listed is not present in the applicant’s community, or cannot feasibly
participate, the agreement must explain the absence of each missing partner. To be considered eligible for
partner, and at least one of the other required partners (public safety, public health, mental health, or head
of local government).
Applications that fail to include the required agreement, including information on partners’ roles and
responsibilities and on their commitment to continuation and continuous improvement (with signatures and
Although this program requires partnerships with other parties, administrative direction and fiscal
2. Coordination with State or Local Homeland Security Plan -- All emergency response and crisis
management plans must be coordinated with the Homeland Security Plan of the State or locality in which
the LEA is located. All States submitted such a plan to the Department of Homeland Security on January
30, 2004. To ensure that emergency services are coordinated, and to avoid duplication of effort within
States and localities, applicants must include in their applications an assurance that the LEA will coordinate
with, and follow, the requirements of their State or local Homeland Security Plan for emergency services
and initiatives.
3. Support of the National Incident Management System. Applicants must also agree to support the
implementation of the National Incident Management System (NIMS). In accordance with the Homeland
Security Presidential Directive/HSPD-5, the NIMS provides a consistent approach for Federal, State, and
local governments to work effectively and efficiently together to prepare for, prevent, respond to, and
LEAs, in collaboration with state and local resources, are encouraged to achieve full NIMS implementation
by September 30, 2005. To the extent that full compliance is not possible by September 30, 2005, LEAs,
working in coordination with state and local resources, should leverage federal preparedness assistance to
complete NIMS implementation by September 30, 2006. To be considered eligible for funding, an
• Administer the NIMS Awareness Course: “National Incident Management System (NIMS),
An Introduction” (IS 700) to key district and school staff. This independent study course, developed by the
Emergency Management Institute (EMI), explains the purpose, principles, key components, and benefits of
the NIMS. The course is available online and will take between forty-five minutes to three hours to
• Formally recognize the NIMS and adopt NIMS principles and policies. Districts and/or their
local government should establish an executive order, resolution, or ordinance to formally adopt the NIMS.
• Establish a NIMS baseline to determine which NIMS requirements have been met by the
LEA. Districts should coordinate with their community partners to assess the district’s overall compliance
with the NIMS, and determine gaps in compliance that need to be closed in order to reach full
• Establish a timeframe and strategy for full implementation of the NIMS requirements
• Establish the use of the Incident Command System (ICS). The ICS has been established
by the NIMS as the standardized incident organizational structure for the management of all incidents.
Districts should coordinate with community partners listed above in institutionalizing the use of the ICS in a
manner that is consistent with the concepts and principles in the NIMS.
(Note: Since LEAs are integral to local governments, an LEA’s NIMS compliance must be achieved in close
coordination with the local government and with recognition of the first responder capabilities held by the LEA and
the local government. As LEAs are not traditional response organizations, first responder services will typically be
provided to LEAs by local fire and rescue departments, emergency medical service providers, and law enforcement
agencies. This traditional relationship must be acknowledged in achieving NIMS compliance in an integrated NIMS
local government is essential to ensure that first responder services are delivered to schools in a timely and
4. Individuals with Disabilities -- The applicant’s must demonstrate that the applicant has taken into
consideration the communication, transportation, and medical needs of individuals with disabilities within
This notice of final priority and other application requirements has been reviewed in accordance
with Executive Order 12866. Under the terms of the order, we have assessed the potential costs and
The potential costs associated with the notice of final priority are those resulting from statutory
requirements and those we have determined as necessary for administering this program effectively and
efficiently.
In assessing the potential costs and benefits--both quantitative and qualitative--of this notice of final
priority and other application requirements, we have determined that the benefits of the final priority and
We have also determined that this regulatory action does not unduly interfere with State, local, and
We summarized the costs and benefits in the notice of proposed priority and other application
requirements.
Intergovernmental Review
This program is subject to Executive Order 12372 and the regulations in 34 CFR part 79. One of
the objectives of the Executive order is to foster an intergovernmental partnership and a strengthened
This document provides early notification of our specific plans and actions for this program.
Electronic Access to This Document: You may view this document, as well as all other documents of this
Department published in the Federal Register, in text or Adobe Portable Document Format (PDF) on the
To use PDF you must have Adobe Acrobat Reader, which is available free at this site. If you have
questions about using PDF, call the U.S. Government Printing Office (GPO), toll free, at 1-888-293-6498;
You may also view this document in text or PDF at the following sites:
www.ed.gov/emergencyplan
www.ed.gov/programs/dvpemergencyresponse/index.html
Note: The official version of this document is the document published in the Federal Register. Free
Internet access to the official edition of the Federal Register and the Code of Federal Regulations is
www.gpoaccess.gov/nara/index.html
(Catalog of Federal Domestic Assistance Number 84.184.E-Emergency Response and Crisis Management
Grant program)
_____________________________
Deborah A. Price,
Deputy Assistant Secretary for Safe and Drug-Free
Schools.
4000-01-U
DEPARTMENT OF EDUCATION
SUMMARY: The Assistant Deputy Secretary for Safe and Drug-Free Schools announces two priorities and
application requirements under the Emergency Response and Crisis Management Grants program. We
may use one or more of these priorities and application requirements for competitions in fiscal year (FY)
2006 and later years. We take this action to focus Federal financial assistance on an identified national
need. We intend these priorities and application requirements to support grants to local educational
agencies (LEAs) that are at high risk for crisis situations, as well as those that have not yet received
funding under this program; and to strengthen the quality of applications under this program in addressing
EFFECTIVE DATE: These priorities and application requirements are effective June 12, 2006.
FOR FURTHER INFORMATION CONTACT: Tara Hill, U.S. Department of Education, 400 Maryland
Avenue, SW., room 3E340, Washington, DC 20202. Telephone: (202) 708-4850 or via Internet:
If you use a telecommunications device for the deaf (TDD), you may call the Federal Relay Service
(FRS) at 1-800-877-8339.
Individuals with disabilities may obtain this document in an alternative format (e.g., Braille, large
print, audiotape, or computer diskette) on request to the contact person listed under FOR FURTHER
INFORMATION CONTACT.
Katrina and Rita, reinforce the need for schools and communities to plan for traditional crises and
emergencies, as well as possible terrorist attacks or other catastrophic events. The purpose of this
program is to support LEA projects to improve and strengthen emergency response and crisis management
plans, at the district and school-building level, addressing the four phases of crisis planning:
We published a notice of proposed priorities and application requirements for this program in the
In response to our invitation in the notice of proposed priorities and application requirements, three
parties submitted comments on the proposed priorities. An analysis of the comments and of any changes
in the priorities since publication of the notice of proposed priorities and application requirements follows.
We did not make any changes to the application requirements proposed in the notice of proposed priorities
Generally, we do not address technical and other minor changes and suggested changes the law
Comment: One commenter recommended that we revise the competitive preference priorities to include
educational service agencies (ESAs) that have previously received funding, provided the new grant
application is on behalf of previously unfunded LEAs. The commenter suggested that since ESAs do not
directly benefit from the grant, they should not be excluded from the competitive preference priorities if
applying on behalf of LEAs that have not previously received funding under this program.
Discussion: We agree that the competitive preference priorities should be revised to include ESAs that
have previously received funding under this program provided the ESA is applying on behalf of previously
unfunded LEAs. The primary role of ESAs is to provide educational support programs for LEAs, such as
or administrative services within an ESA, LEAs are able to cooperatively share services and costs for
programs that may be costly or difficult to administer by a single LEA. Since ESAs often serve an
administrative function for several LEAs, they are often the lead applicant in requests for funding.
Change: We have revised the competitive preference priorities to clarify the eligibility of ESAs for a
competitive preference under this program if the ESAs are applying on behalf of previously unfunded LEAs.
Comment: Two commenters suggested that the competitive preference priority for LEAs located in Urban
Areas Security Initiative (UASI) jurisdictions provides an unfair advantage over applicants that are not
Discussion: We believe that establishing a funding priority for LEAs located within UASI jurisdictions is
justified because the UASI effectively identifies the areas that are most likely to be targets of terrorist
attacks and other crises and, thus, have the greatest need for emergency plans.
However, we recognize that effective crisis plans are a priority for all LEAs, regardless of their
location. Accordingly, Proposed Priority 2 was designed to address the needs of LEAs that are not located
within UASI jurisdictions and that have not previously received funding under the ERCM grant program.
We believe that this is an equitable approach for addressing the needs of LEAs that are not located in
designated high-risk areas and whose crisis planning needs have not previously received support under
this program.
Change: None.
Note: This notice does not solicit applications. In any year in which we choose to use one or more
of these priorities and application requirements, we invite applications through a notice in the Federal
Register.
PRIORITIES:
ERCM Program and Are Located In an Urban Areas Security Initiative Jurisdiction
Under this priority, we give a competitive preference to applications from local educational
agencies (LEAs) that (1) have not yet received a grant under this program and (2) are located in whole or in
part within Urban Areas Security Initiative (UASI) jurisdictions, as determined by the U.S. Department of
Homeland Security (DHS). An applicant must meet both of these criteria in order to receive the competitive
preference. Under a consortium application, all members of the LEA consortium need to meet both criteria
to be eligible for the preference. Applications submitted by educational service agencies (ESAs) are
eligible under this priority if each LEA to be served by the grant is located within a UASI jurisdiction and has
not received funding under this program directly, or as the lead agency or as a partner in a consortium;
Because DHS’ determination of UASI jurisdictions may change from year to year, applicants under
this priority must refer to the most recent list of UASI jurisdictions published by DHS when submitting their
applications. In any notice inviting applications using this priority, the Department will provide applicants
with information necessary to access the most recent DHS list of UASI jurisdictions.
Priority 2--Competitive Preference Priority for LEAs That Have Not Previously Received a Grant Under The
ERCM Program
Priority: Under this priority, we give competitive preference to applications from local educational
agencies (LEAs) that have not previously received a grant under this program. Applicants (other than
educational service agencies (ESAs)) that have received funding under this program directly, or as the lead
agency or as a partner in a consortium application under this program, will not receive competitive
preference under this priority. For applications submitted by ESAs, each LEA to be served by the grant
must not have received funding under this program directly, or as the lead agency, or as a partner in a
APPLICATION REQUIREMENTS:
implement their grant in a manner consistent with the implementation of the NIMS in their communities.
Applicants must include in their applications an assurance that they have met, or will complete, all current
Because DHS’ determination of NIMS requirements may change from year to year, applicants
must refer to the most recent list of NIMS requirements published by DHS when submitting their
applications. In any notice inviting applications, the Department will provide applicants with information
Note: An LEA’s NIMS compliance must be achieved in close coordination with the local government and
with recognition of the first responder capabilities held by the LEA and the local government. As LEAs are
not traditional response organizations, first responder services will typically be provided to LEAs by local
fire and rescue departments, emergency medical service providers, and law enforcement agencies. This
compliance plan for the local government and the LEA. LEA participation in the NIMS preparedness
program of the local government is essential to ensure that first responder services are delivered to schools
in a timely and effective manner. Additional information about NIMS implementation is available at
http://www.fema.gov/emergency/nims/index.shtm.
2. Infectious Disease Plan -- To be considered for a grant award, applicants must agree to develop a
written plan designed to prepare the LEA for a possible infectious disease outbreak, such as pandemic
influenza. Plans must address the four phases of crisis planning (Mitigation/Prevention, Preparedness,
Response, and Recovery) and include a plan for disease surveillance (systematic collection and analysis of
business continuity (processes and procedures established to ensure that essential functions can continue
This notice of final priorities and application requirements has been reviewed in accordance with
Executive Order 12866. Under the terms of the order, we have assessed the potential costs and benefits
The potential costs associated with the notice of final priorities are those resulting from statutory
requirements and those we have determined as necessary for administering this program effectively and
efficiently.
In assessing the potential costs and benefits--both quantitative and qualitative--of this notice of final
priorities and application requirements, we have determined that the benefits of the final priorities and
We have also determined that this regulatory action does not unduly interfere with State, local, and
We summarized the costs and benefits in the notice of proposed priorities and application
requirements.
Intergovernmental Review
This program is subject to Executive Order 12372 and the regulations in 34 CFR part 79. One of
the objectives of the Executive order is to foster an intergovernmental partnership and a strengthened
federalism. The Executive order relies on processes developed by State and local governments for
This document provides early notification of our specific plans and actions for this program.
Department published in the Federal Register, in text or Adobe Portable Document Format (PDF) on the
www.ed.gov/news/fedregister
To use PDF you must have Adobe Acrobat Reader, which is available free at this site. If you have
questions about using PDF, call the U.S. Government Printing Office (GPO), toll free, at 1-888-293-6498;
Note: The official version of this document is the document published in the Federal Register. Free
Internet access to the official edition of the Federal Register and the Code of Federal Regulations is
(Catalog of Federal Domestic Assistance Number 84.184.E-Emergency Response and Crisis Management
Grant program)
_____________________________
Deborah A. Price,
Assistant Deputy Secretary for Safe and Drug-Free
Schools.
4000-01-U
DEPARTMENT OF EDUCATION
Overview Information
Notice inviting applications for new awards for fiscal year (FY) 2008.
Dates:
Purpose of Program: Readiness and Emergency Management for Schools (REMS) grants support efforts
by local educational agencies (LEAs) to improve and strengthen their school emergency management
plans, including by training school personnel and students in emergency management procedures;
communicating with parents about emergency plans and procedures; and coordinating with local law
Note: The REMS program was formerly known as the “Emergency Response and Crisis Management”
grant program. As indicated elsewhere in this notice, the priorities and other application requirements used
for this competition are from notices that were published in the Federal Register when the program
operated under the name “Emergency Response and Crisis Management.” While the substance of those
changed in order to be consistent with the new name of the program and the terminology used in the
Priorities: This competition includes one absolute priority and two competitive preference priorities. The
absolute priority is from (1) the notice of final priority and other application requirements for this program,
published in the Federal Register on June 21, 2005 (70 FR 35652), and the competitive preference
priorities and application requirements are from (2) the notice of final priorities published in the Federal
Absolute Priority: For FY 2008 and any subsequent year in which we make awards from the list of
unfunded applicants from this competition, this priority is an absolute priority. Under 34 CFR 75.105(c)(3)
This priority supports LEA projects to improve and strengthen emergency management plans, at
the district and school-building level, addressing the four phases of emergency management: Prevention-
Mitigation, Preparedness, Response, and Recovery. Plans must include: (1) Training for school personnel
and students in emergency management procedures; (2) Coordination with local law enforcement, public
safety, public health, and mental health agencies; and (3) A method for communicating school emergency
Competitive Preference Priorities: For FY 2008 and any subsequent year in which we make awards from
the list of unfunded applicants from this competition, these priorities are competitive preference priorities.
Under 34 CFR 75.105(c)(2)(i) we award an additional 10 points to an application that meets Priority 1 and
2. Applications that qualify for both Priorities 1 and 2 will receive points only under Priority 1.
Priority 1--Competitive Preference Priority for LEAs That Have Not Previously Received a Grant
Under the REMS Program (CFDA 84.184E) and Are Located in an Urban Areas Security Initiative
Jurisdiction.
Under this priority, we give a competitive preference to applications from LEAs that (1) have not yet
received a grant under this program (CFDA 84.184E) and (2) are located in whole or in part within Urban
Areas Security Initiative (UASI) jurisdictions, as determined by the U.S. Department of Homeland Security
(DHS). An applicant must meet both of these criteria in order to receive the competitive preference. Under
a consortium application, all members of the LEA consortium need to meet both criteria to be eligible for the
preference. Applications submitted by educational service agencies (ESAs) are eligible under this priority if
each LEA to be served by the grant is located within a UASI jurisdiction and has not received funding under
this program directly, or as the lead agency or other partner in a consortium; however the ESA itself may
Because DHS’ determination of UASI jurisdictions may change from year to year, applicants under
this priority must refer to the most recent list of UASI jurisdictions published by DHS before submitting their
applications to determine if they will receive a competitive preference under this priority.
Note: The Governor of each State has designated a State Administrative Agency (SAA) as the entity
responsible for applying for, and administering, funds under the DHS Grant Program (which includes the
UASI program). The SAA is also responsible for defining the geographic borders for jurisdictions included
http://www.ojp.usdoj.gov/odp/grants_hsgp.htm
Priority 2--Competitive Preference Priority for LEAs That Have Not Previously Received a Grant
Under this priority, we give competitive preference to applications from LEAs that have not
received funding under this program directly, or as the lead agency or other partner in a consortium
application under this program, will not receive competitive preference under this priority. For applications
submitted by ESAs, each LEA to be served by the grant must not have received funding under this program
directly, or as the lead agency, or other partner in a consortium application, in order for the ESA to be
eligible under this priority; however the ESA itself may have received a previous grant.
Other Application Requirements: Applicants under this competition must meet the requirements in this
section. Requirements (1), (2), and (4) are from the notice of final priority and other application
requirements for this program, published in the Federal Register on June 21, 2005 (70 FR 35652), and
requirements (3) and (5) are from the notice of final priorities and application requirements published in the
1. Partner Agreements. To be considered for a grant award, an applicant must include in its
application an agreement that details the participation of each of the following five community-based
partners: law enforcement, public safety, public health, mental health, and the head of the applicant’s local
government (for example, the mayor, city manager, or county executive). The agreement must include a
description of each partner’s roles and responsibilities in improving and strengthening emergency
management plans at the district and school-building level, a description of each partner’s commitment to
the continuation and continuous improvement of emergency management plans at the district and school-
building level, and an authorized signature representing the LEA and each partner acknowledging the
agreement. If one or more of the five partners listed is not present in the applicant’s community, or cannot
feasibly participate, the agreement must explain the absence of each missing partner. To be considered
eligible for funding; however, an application must include a signed agreement between the LEA, a law
enforcement partner, and at least one of the other required partners (public safety, public health, mental
responsibilities and on their commitment to continuation and continuous improvement (with signatures and
Although this program requires partnerships with other parties, administrative direction and fiscal
2. Coordination with State or Local Homeland Security Plan. All emergency management plans
must be coordinated with the Homeland Security Plan of the State or locality in which the LEA is located.
All States submitted such a plan to the Department of Homeland Security on January 30, 2004. To ensure
that emergency services are coordinated, and to avoid duplication of effort within States and localities,
applicants must include in their applications an assurance that the LEA will coordinate with, and follow, the
requirements of its State or local Homeland Security Plan for emergency services and initiatives.
3. Implementation of the National Incident Management System (NIMS). Applicants must agree to
implement their grant in a manner consistent with the implementation of the NIMS in their communities.
Applicants must include in their applications an assurance that they have met, or will complete, all current
Because DHS’ determination of NIMS requirements may change from year to year, applicants
must refer to the most recent list of NIMS requirements published by DHS when submitting their
applications. In any notice inviting applications, the Department will provide applicants with information
necessary to access the most recent DHS list of NIMS requirements. Information about the FY 2007 NIMS
requirements for tribal governments and local jurisdictions, including LEAs, may be found at:
http://www.fema.gov/pdf/emergency/nims/imp_mtrx_tribal.pdf
Note: An LEA’s NIMS compliance must be achieved in close coordination with the local government and
with recognition of the first-responder capabilities held by the LEA and the local government. As LEAs are
not traditional response organizations, first-responder services will typically be provided to LEAs by local
compliance plan for the local government and the LEA. LEA participation in the NIMS preparedness
program of the local government is essential to ensure that first-responder services are delivered to schools
in a timely and effective manner. Additional information about NIMS implementation is available at:
http://www.fema.gov/emergency/nims/nims_compliance.shtm
4. Individuals with Disabilities. The applicant’s plan must demonstrate that the applicant has taken
into consideration the communication, transportation, and medical needs of individuals with disabilities
5. Infectious Disease Plan. To be considered for a grant award, applicants must agree to develop
a written plan designed to prepare the LEA for a possible infectious disease outbreak, such as pandemic
influenza. Plans must address the four phases of emergency management (Mitigation-Prevention,
Preparedness, Response, and Recovery) and include a plan for disease surveillance (systematic collection
and analysis of data that lead to action being taken to prevent and control a disease), school closure
decision-making, business continuity (processes and procedures established to ensure that essential
functions can continue during and after a disaster), and continuation of educational services.
Applicable Regulations: (a) The Education Department General Administrative Regulations (EDGAR) in
34 CFR parts 75, 77, 79, 80, 81, 82, 84, 85, 97, 98, 99, and 299. (b) The notice of final priority and other
application requirements published in the Federal Register on June 21, 2005 (70 FR 35652). (c) The
notice of final priorities and application requirements published in the Federal Register on May 11, 2006
(71 FR 27576). (d) The notice of final eligibility requirement for the Office of Safe and Drug-Free Schools
discretionary grant programs published in the Federal Register on December 4, 2006 (71 FR 70369).
Note: The regulations in 34 CFR part 79 apply to all applicants except federally recognized Indian tribes.
Contingent upon the availability of funds and the quality of applications, we may make additional awards
later in FY 2008 and in FY 2009 and subsequent years from the list of unfunded applicants from this
competition.
Estimated Average Size of Awards: $100,000 for small districts (1-20 school facilities); $250,000 for
medium-sized districts (21-75 school facilities); and $500,000 for large districts (76 or more school
facilities).
1. Eligible Applicants: LEAs, including charter schools that are considered LEAs under State law,
that do not currently have an active grant under the REMS program. For the purpose of this eligibility
requirement, a grant is considered active until the end of the grant’s project or funding period, including any
extensions of those periods that extend the grantee’s authority to obligate funds. This eligibility
requirement is from the notice of final eligibility requirement published in the Federal Register on December
2. Cost Sharing or Matching: This competition does not require cost sharing or matching.
3. Other:
Section 9501 of the Elementary and Secondary Education Act of 1965, as amended (ESEA), requires that
Schools and Communities Act provide for the equitable participation of private school children, their
teachers, and other educational personnel in private schools located in areas served by the grant recipient.
In order to ensure that grant program activities address the needs of private school children, LEAs must
engage in timely and meaningful consultation with private school officials during the design and
development of the program. This consultation must take place before any decision is made that affects
the opportunities of eligible private school children, teachers, and other educational personnel to
participate.
In order to ensure equitable participation of private school children, teachers, and other educational
personnel, an LEA must consult with private school officials on such issues as: hazards/vulnerabilities
unique to private schools in the LEA’s service area, training needs, and existing emergency management
Section 9521 of the ESEA permits LEAs to receive a grant only if the SEA finds that the combined
fiscal effort per student or the aggregate expenditures of the LEA and the State with respect to the
provision of free public education by the LEA for the preceding fiscal year was not less than 90 percent of
the combined fiscal effort or aggregate expenditures for the second preceding fiscal year.
You can obtain an application package via the Internet or from the Education Publications Center (ED
Pubs). To obtain a copy via the Internet, use the following address:
the following: Education Publications Center, P.O. Box 1398, Jessup, MD 20794-1398. Telephone, toll
You can contact ED Pubs at its Web site, also: www.ed.gov/pubs/edpubs.html or at its e-mail
address: [email protected]
If you request an application from ED Pubs, be sure to identify this competition as follows: CFDA
number 84.184E.
Individuals with disabilities can obtain a copy of the application package in an alternative format
(e.g., Braille, large print, audiotape, or computer diskette) by contacting the person listed under Alternative
Requirements concerning the content of an application, together with the forms you must submit, are in the
Applications for grants under this competition may be submitted electronically using the Grants.gov
Apply site (Grants.gov), or in paper format by mail or hand delivery. For information (including dates and
times) about how to submit your application electronically, or in paper format by mail or hand delivery,
We do not consider an application that does not comply with the deadline requirements.
Individuals with disabilities who need an accommodation or auxiliary aid in connection with the
application process should contact the person listed under For Further Information Contact in section VII in
this notice. If the Department provides an accommodation or auxiliary aid to an individual with a disability
4. Intergovernmental Review: This competition is subject to Executive Order 12372 and the
regulations in 34 CFR part 79. Information about Intergovernmental Review of Federal Programs under
6. Other Submission Requirements: Applications for grants under this competition may be
To comply with the President’s Management Agenda, we are participating as a partner in the
Governmentwide Grants.gov Apply site. The Readiness and Emergency Management for Schools grant
competition, CFDA Number 84.184E, is included in this project. We request your participation in
Grants.gov.
If you choose to submit your application electronically, you must use the Governmentwide
Grants.gov Apply site at http://www.Grants.gov Through this site, you will be able to download a copy of
the application package, complete it offline, and then upload and submit your application. You may not e-
You may access the electronic grant application for the Readiness and Emergency Management
for Schools grant competition at http://www.Grants.gov You must search for the downloadable application
package for this competition by the CFDA number. Do not include the CFDA number’s alpha suffix in your
• When you enter the Grants.gov site, you will find information about submitting an application
• Applications received by Grants.gov are date and time stamped. You application must be fully
uploaded and submitted and must be date and time stamped by the Grants.gov system no later than 4:30
p.m., Washington, DC time, on the application deadline date. Except as otherwise noted in this section, we
will not consider your application if it is date and time stamped by the Grants.gov system later than 4:30
p.m., Washington, DC time, on the application deadline date. When we retrieve your application from
Grants.gov, we will notify you if we are rejecting your application because it was date and time stamped by
the Grants.gov system after 4:30 p.m., Washington, DC time, on the application deadline date.
• The amount of time it can take to upload an application will vary depending on a variety of
factors, including the size of the application and the speed of your Internet connection. Therefore, we
strongly recommend that you do not wait until the application deadline date to begin the submission
• You should review and follow the Education Submission Procedures for submitting an application
through Grants.gov that are included in the application package for this competition to ensure that you
submit your application in a timely manner to the Grants.gov system. You can also find the Education
Grants.ed.gov/help/GrantsgovSubmissionProcedures.pdf
• To submit your application via Grants.gov, you must complete all steps in the Grants.gov
registering your organization, a multi-part process that includes registration with the Central Contractor
Registry (CCR); (2) registering yourself as an Authorized Organization Representative (AOR); and (3)
getting authorized as an AOR by your organization. Details on these steps are outlined in the Grants.gov
You also must provide on your application the same D-U-N-S Number used with this registration. Please
note that the registration process may take five or more business days to complete, and you must have
completed all registration steps to allow you to submit successfully an application via Grants.gov. In
addition you will need to update your CCR registration on an annual basis. This may take three or more
• You will not receive additional point value because you submit your application in electronic
format, nor will we penalize you if you submit your application in paper format.
• If you submit your application electronically, you must submit all documents electronically,
including all information you typically provide on the following forms: Application for Federal Assistance
(SF 424), the Department of Education Supplemental Information for SF 424, Budget Information--Non-
Construction Programs (ED 524), and all necessary assurances and certifications. Please note that two of
these forms--the SF 424 and the Department of Education Supplemental Information for SF 424--have
• If you submit your application electronically, you must attach any narrative sections of your
application as files in a .DOC (document), .RTF (rich text), or .PDF (Portable Document) format. If you
upload a file type other than the three file types specified in this paragraph or submit a password-protected
• Your electronic application must comply with any page-limit requirements described in this
notice.
• After you electronically submit your application, you will receive from Grants.gov an automatic
notification of receipt that contains a Grants.gov tracking number. (This notification indicates receipt by
Grants.gov only, not receipt by the Department). The Department then will retrieve your application from
Grants.gov and send a second notification to you by e-mail. This second notification indicates that the
• We may request that you provide us original signatures on forms at a later date.
Application Deadline Date Extension in Case of Technical Issues with the Grants.gov System: If you are
experiencing problems submitting your application through Grants.gov, please contact the Grants.gov
Support Desk, toll free, at 1-800-518-4726. You must obtain a Grants.gov Support Desk Case Number and
If you are prevented from electronically submitting your application on the application deadline date
because of technical problems with the Grants.gov system, we will grant you an extension until 4:30 p.m.,
Washington, DC time, the following business day to enable you to transmit your application electronically or
by hand delivery. You also may mail your application by following the mailing instructions described
If you submit an application after 4:30 p.m., Washington, DC time, on the application deadline date,
please contact the person listed under For Further Information Contact in section VII in this notice and
provide an explanation of the technical problem you experienced with Grants.gov, along with the
Grants.gov Support Desk Case Number. We will accept your application if we can confirm that a technical
problem occurred with the Grants.gov system and that that problem affected your ability to submit your
application by 4:30 p.m., Washington, DC time, on the application deadline date. The Department will
contact you after a determination is made on whether your application will be accepted.
Note: The extensions to which we refer in this section apply only to the unavailability of, or technical
problems with, the Grants.gov system. We will not grant you an extension if you failed to fully register to
submit your application to Grants.gov before the application deadline date and time or if the technical
commercial carrier), you must mail the original and two copies of your application, on or before the
Regardless of which address you use, you must show proof of mailing consisting of one of the
following:
(2) A legible mail receipt with the date of mailing stamped by the U.S. Postal Service.
(4) Any other proof of mailing acceptable to the Secretary of the U.S. Department of Education.
If you mail your application through the U.S. Postal Service, we do not accept either of the
(2) A mail receipt that is not dated by the U.S. Postal Service.
If your application is postmarked after the application deadline date, we will not consider your
application.
If you submit your application in paper format by hand delivery, you (or a courier service) must
deliver the original and two copies of your application by hand, on or before the application deadline date,
The Application Control Center accepts hand deliveries daily between 8:00 a.m. and 4:30 p.m.,
Note for Mail or Hand Delivery of Paper Applications: If you mail or hand deliver your application to the
Department--
(1) You must indicate on the envelope and--if not provided by the Department--in Item 11 of the
SF 424 the CFDA number, including suffix letter, if any, of the competition under which you are submitting
(2) The Application Control Center will mail to you a notification of receipt of your grant application.
If you do not receive this notification within 15 business days from the application deadline date, you should
call the U.S. Department of Education Application Control Center at (202) 245-6288.
Selection Criteria: The selection criteria for this competition are from 34 CFR 75.210 and are listed
Senators and send you a Grant Award Notification (GAN). We may notify you informally, also. If your
2. Administrative and National Policy Requirements: We identify administrative and national policy
requirements in the application package and reference these and other requirements in the Applicable
We reference the regulations outlining the terms and conditions of an award in the Applicable
Regulations section in this notice and include these and other specific conditions in the GAN. The GAN
also incorporates your approved application as part of your binding commitments under the grant.
3. Reporting: At the end of your project period, you must submit a final performance report,
including financial information, as directed by the Secretary. You must also submit an interim report nine
months after the award date. This report should provide the most current performance and financial
expenditure information as specified by the Secretary in 34 CFR 75.118. The Secretary may also require
more frequent performance reports in accordance with 34 CFR 75.720(c). For specific requirements on
4. Performance Measures: We have identified the following key Government Performance and
Results Act of 1993 (GPRA) performance measures for assessing the effectiveness of the REMS grant
program: (1) The percentage of REMS grant sites that demonstrate they have increased the number of
hazards addressed by the improved school emergency management plan as compared to the baseline
plan; (2) The percentage of REMS grant sites that demonstrate improved knowledge of school emergency
management policies and procedures, district emergency policies and procedures, or both, by school staff
with responsibility for emergency management functions; and (3) The percentage of REMS grant sites that
have a plan for, and commitment to, the sustainability and continuous improvement of the school
assistance.
These GPRA measures constitute the Department’s indicators of success for this program.
Applicants for a grant under this program are advised to give careful consideration to these measures in
designing their proposed project, including considering how data for the measures will be collected.
Grantees will be required to collect and report, in their interim and final performance reports, data on about
For Further Information Contact: Sara Strizzi, U.S. Department of Education, 400 Maryland Ave., SW.,
Alternative Format: Individuals with disabilities can obtain this document and a copy of the application
package in an alternative format (e.g., Braille, large print, audiotape, or computer diskette) on request to the
program contact person listed under For Further Information Contact in section VII in this notice.
Electronic Access to This Document: You can view this document, as well as all other documents of this
Department published in the Federal Register, in text or Adobe Portable Document Format (PDF) on the
To use PDF you must have Adobe Acrobat Reader, which is available free at this site. If you have
questions about using PDF, call the U.S. Government Printing Office (GPO), toll free, at 1-888-293-6498; or
Note: The official version of this document is the document published in the Federal Register. Free
Internet access to the official edition of the Federal Register and the Code of Federal Regulations is
________________________________
Deborah A. Price,
Assistant Deputy Secretary for
Safe and Drug-Free Schools.
(a) Program Authorized-From funds made available to carry out this subpart under section 4003(2), the
Secretary, in consultation with the Secretary of Health and Human Services, the Director of the Office of
National Drug Control Policy, and the Attorney General, shall carry out programs to prevent the illegal
use of drugs and violence among, and promote safety and discipline for, students. The Secretary shall
carry out such programs directly, or through grants, contracts, or cooperative agreements with public and
private entities and individuals, or through agreements with other Federal agencies, and shall coordinate
such programs with other appropriate Federal activities. Such programs may include-
1) the development and demonstration of innovative strategies for the training of school personnel,
parents, and members of the community for drug and violence prevention activities based on
State and local needs;
2) the development, demonstration, scientifically based evaluation, and dissemination of innovative
and high quality drug and violence prevention programs and activities, based on State and local
needs, which may include-
a) alternative education models, either established within a school or separate and apart
from an existing school, that are designed to promote drug and violence prevention,
reduce disruptive behavior, reduce the need for repeat suspensions and expulsions, enable
students to meet challenging State academic standards, and enable students to return to
the regular classroom as soon as possible;
b) community service and service-learning projects, designed to rebuild safe and health
neighborhoods and increase students’ sense of individual responsibility
c) video-based projects developed by noncommercial telecommunications entities that
provide young people with models for conflict resolution and responsible decision-
making; and
d) child abuse education and prevention programs for elementary and secondary students;
3) the provision of information on drug abuse education and prevention to the Secretary of Health
and Human Services for dissemination;
4) the provision of information on violence prevention and education and school safety to the
Department of Justice for dissemination;
5) technical assistance to chief executive officers, State agencies, local educational agencies, and
other recipients of funding under this part to build capacity to develop and implement high-
quality, effective drug and violence prevention programs consistent with the principles of
effectiveness in section 4115(a);
6) assistance to school systems that have particularly severe drug and violence problems, including
hiring drug prevention and school safety coordinators, or assistance to support appropriate
response efforts to crisis situations;
7) the development of education and training programs, curricula, instructional materials, and
professional training and development for preventing and reducing the incidence of crimes and
conflicts motivated by hate in localities most directly affected by hate crimes;
8) activities in communities designated as empowerment zones or enterprise communities that will
connect schools to community-wide efforts to reduce drug and violence problems; and
9) other activities in accordance with the purpose of this part, based on State and local needs.
(b) Peer Review-The Secretary shall use a peer review process in reviewing applications for funds under
this section.
After applications have been scored on a scale of 0-100 by external readers, Federal
staff will assign all appropriate competitive preference points.
If you apply via Grants.gov, you will use the following Grants.gov narrative forms:
ED Abstract Form
Project Narrative Attachment Form
Other Attachments Form
Budget Narrative Attachment Form
The ED Abstract Form is where you will attach your program abstract.
The Project Narrative Attachment Form is where you will attach the narrative sections
addressing the selection criteria that will be used to evaluate applications submitted for
this grant competition.
The Other Attachments Form is where you will attach proposal appendices, such as
curriculum vitae of key personnel, letters of commitment, and samples of evaluation
instruments. In addition, all signed partner agreements and assurance forms should be
included as well. The Grants.gov system will allow applicants to attach as many as 10
separate appendices in this section.
The Budget Narrative Attachment Form is where you will attach a detailed line item
budget and any supplemental budget information.
All applicants (Grants.gov and paper format) should adhere to the following formatting
guidelines:
If you submit your proposal via Grants.gov, you will use your own word-processing
software to complete the application for this grant competition.
The D-U-N-S Number is a unique nine-digit number that does not convey any
information about the recipient. A built-in check digit helps to ensure the accuracy of
the D-U-N-S Number. The ninth digit of each number is the check digit, which is
mathematically related to the other digits. It lets computer systems determine if a
D-U-N-S Number has been entered correctly.
1. Application for Federal Assistance (SF Form 424): Use the Application for
Federal Assistance and the Department of Education Supplemental Information for
SF 424. The SF Form 424 is the title page of your application. Be sure that Item 11
identifies the CFDA Number for this grant competition: 84.184E and the title as
Readiness and Emergency Management for Schools.
If you submit your proposal in paper format by mail or hand delivery, you will need to
insert the correct CFDA number and program name where requested.
4. Budget Narrative: Use the Budget Information Form (ED Form 524) provided in the
required forms section of this application package to prepare a budget for the
project. The budget should be shown in one column, as the grant covers a
single 18-month budget period.
You must include a detailed budget narrative that supports and explains the
information provided in ED Form 524. Use the same budget categories as those on
ED Form 524 and explain the basis used to estimate costs for all budget categories,
and how the cost items relate to the proposed project’s goals, objectives, and
activities. All expenditures must be necessary to carry out the goals and objectives
of the project, reasonable for the scope and complexity of the project, and allowable
under the terms and conditions of the grant and in accordance with government cost
principles.
The Budget Information Form and accompanying narrative should provide enough
detail for ED staff to easily understand how costs were determined and if the budget
is commensurate with the scope of the project. A sample budget narrative is
available at http://www.ed.gov/admins/grants/apply/techassist/resource_pg8.html. If
you submit your application via Grants.gov, attach this document to the Budget
Narrative Attachment Form.
If you claim indirect costs in the budget for your project and do not have a negotiated
rate with the federal government, you have 90 days from the time you transmit your
application to submit the necessary paperwork to the Department to receive a
negotiated indirect cost rate. For more information about indirect cost rates, please
visit: www.ed.gov/about/offices/list/ocfo/intro.html
5. Appendices: If you submit your application via Grants.gov, the Other Attachments
Form is where you will attach proposal appendices that you may choose to submit in
support of the applicant’s capacity and preparation to undertake the proposed
project, such as curriculum vitae of key personnel, letters of commitment, and
samples of evaluation instruments. The Grants.gov system will allow applicants to
attach as many as 10 separate appendices in this section. If you have more than 10
appendices in your application, we suggest combining several of them as one
appendix and then upload them to the Other Attachments Form.
If you submit your application in paper format via mail or hand delivery, information
provided in this section includes forms and other material required by ED in order for
an application to be eligible for funding as well as any other information that
applicants may choose to submit in support of their capacity and preparation to
undertake the proposed project.
The following items are not part of the appendices and may not be included:
If you submit your application in paper format via mail or hand delivery, you must fill
out, have signed by the person authorized to sign for the district, and submit the
following forms:
Electronic versions of the Standard Form 424B and the Standard Form LLL can be
downloaded via the following Web site:
http://www.ed.gov/fund/grant/apply/appforms/appforms.html
An electronic version of the Grants.gov Lobbying Form can be downloaded via the
following Web site:
http://apply.grants.gov/apply/forms/sample/GG_LobbyingForm-V1.1.pdf
Read the entire application package and accompanying Federal Register notice
to determine if the program is a good fit for you--
If you answer no to the first question and yes to the second question, this grant
may be a good fit for you.
If you fall into one of the two eligible groups noted above (LEA or ESA) and are
NOT a current ERCM or REMS grantees, you are eligible to apply!
2. Second steps (You are eligible for the grant and it is a good fit for you…)
Identify the required community partners for your project and begin identifying
what their roles and responsibilities will be on the grant.
Ensure that the narrative addresses the selection criteria and the Absolute
Priority and the other grant requirements.
Complete budget form ED524 detailing your budget. Please put your total
expenditures for the 18-month budget period in the column marked “Project Year
1.”
If you are not submitting electronically, please double-check ALL budget figures
to ensure accuracy.
Complete a budget narrative that fully details the costs listed on the ED524.
__ Present breakdown of costs by the budget categories on the ED524.
__ Provide as much detail as possible.
__ Ensure that the justification clearly links the expenses listed with the
project’s goals and objectives.
__ Provide the percent of time commitment for the Project Director even if
these expenses are being paid with other funding sources.
Provide proof of your negotiated, unrestricted indirect cost rate with your
application.
Working collaboratively with your community partners, clearly identify and outline
each partner’s roles and responsibilities. You may wish to use the sample
partner agreements on pages 104-107.
NOTE: For consortium applications, each LEA to be served by the grant must
submit a complete set of partner agreements with appropriate signatures from
their own Authorized Representative and the five required community
partners.
o If the application is serving more than one LEA, list each LEA to be served
by the grant in the space provided.
Obtain the signature of your Authorized Representative for all required forms (SF
424, SF 424B, Assurance Non-Construction Programs, SF LLL, Disclosure of
Lobbying Activities, and Certification Regarding Lobbying).
Ensure that the Application for Federal Education Assistance (ED Form 424) has
been completed according to the instructions and includes the nine-digit D-U-N-S
Number and Tax Identification Number.
Include the percentage of time the project director will be working on this project.
This may be included in the budget narrative or added to the ED Supplement to
the 424.
Include the required GEPA 427 statement (more information is found on page
108).
o Ensure that there is sufficient detail regarding specific barriers for your
community and how those barriers will be addressed.
As required by EO 12372, notify your State Single Point of Contact about this
application if required (more information can be found on page 108). A copy of
the applicant’s letter on letterhead should be included with the application.
If submitting by hard copy, include one original, two copies, and one additional
voluntary copy (unbound) of the application.
If you submit your application in hard copy, you should receive a postcard from
ED’s Application Control Center acknowledging receipt of your application and
giving you its assigned P/R Award Number in approximately two weeks
(depending on the volume of applications). If you submit your application
electronically through Grants.Gov, you will receive an email acknowledgement
with the P/R Award Number. Please refer to this number if you need to contact
us about your application.
OSDFS staff will screen each application to ensure that all program eligibility
requirements are met and all forms are included.
If your application is deemed ineligible for review, you will receive notification
from OSDFS.
A grant award document will be sent to applicants whose proposals score within
the funding range no later than September 30, 2008.
Both successful and unsuccessful applicants will receive copies of the peer
review comments.
Please review the entire application package, particularly the Frequently Asked
Questions section and the Federal Register notice.
If your questions are not addressed, please contact the competition manager,
Sara Strizzi at (303) 346-0924 or [email protected]. Please be patient, as we
receive a high volume of inquiries during the competition.
Partner Agreements
1. Has contacted the State and/or local emergency management agency and will
coordinate emergency management efforts with the State and/or local Homeland
Security Plan;
2. Will work with community partners to complete all Fiscal Year 2007 National
Incident Management System (NIMS) requirements by the end of the grant
period;
3. Will work to develop emergency management plans that address the needs of
students and staff with special needs;
4. Will develop a written infectious disease plan that includes pandemic influenza;
and
5. Will provide for the equitable participation of private school children, their
teachers, and other educational personnel in private schools located in areas to
be served by the proposed project.
_____________________________________ __________________
Signature of Authorized Representative Title
_____________________________________ __________________
Applicant Organization Date Submitted
As the duly authorized representative, I certify that all LEAs to be served under
the grant meet the following conditions:
All LEAs are located within the Urban Areas Security Initiative Jurisdiction of:
___________________________________________
City, State
None of the LEAs to be served by the grant have previously received funding under the
ERCM program either as the lead LEA or as a part of a consortium of LEAs.
Please list the name and location (city and State) of all LEAs to be served by the
grant:
_____________________________________ __________________
Signature of Authorized Representative Title
_____________________________________ __________________
Applicant Organization Date Submitted
As the duly authorized representative, I certify that all LEAs to be served under
the grant meet the following condition:
None of the LEAs to be served by the grant have previously received funding under the
ERCM program either as the lead LEA or as a part of a consortium of LEAs.
Please list the name and location (city and State) of all LEAs to be served by the
grant:
_____________________________________ __________________
Signature of Authorized Representative Title
_____________________________________ __________________
Applicant Organization Date Submitted
Applicants may choose another format to obtain necessary signatures and descriptions
of roles. However, to be considered, applicants MUST have at least two partner
signatures, one of which must be the local law enforcement agency—AND in
every space where a signature is missing, an explanation must be provided for
why a signature could not be included.
Providing only signatures does NOT meet the requirements for this grant competition. In
addition to providing signatures, each partner must detail its specific role and
responsibility in the strengthening and improving of the emergency management plan
and its commitment to sustainability and continuous improvement of the plan as it
relates to the proposed REMS project.
Applications that do not provide both 1) at least two of the five signatures and 2) also
include a description of each partner’s roles and responsibilities will NOT BE READ.
If you are submitting an electronic application, you must print out the form below,
complete, and either upload all signed forms to the Other Attachments Form or fax it
(along with the ED 424 and other forms) to the Office of Safe and Drug-Free Schools at
(202) 205-5722 or (202) 260-7767 within (3) working days of submitting your electronic
application. You must indicate your PR/Award number in the upper right corner of the
form.
NOTE: For consortium applications, each LEA to be served by the grant must
submit a complete set of partner agreements with appropriate signatures from
their own Authorized Representative and the five required community partners.
------------------------------------------------------------------------------------------------------------
Signature:_____________________________________Title:_____________________
Signature:_____________________________________Title:_____________________
Description of roles and responsibilities in the strengthening and improving of the plan:
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
Below is a signature representing our local community-based public safety agency (i.e.
Emergency Management Services or Fire Department) and reflecting that partner’s
commitment to sustainability and continuous improvement of the plan:
Signature:______________________________________Title:____________________
Description of roles and responsibilities in the strengthening and improving of the plan:
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
Below is a signature representing our local community-based public health agency and
reflecting that partner’s commitment to sustainability and continuous improvement of the
plan:
Signature:________________________________________Title:__________________
Description of roles and responsibilities in the strengthening and improving of the plan:
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
Below is a signature representing our local community-based mental health agency and
reflecting that partner’s commitment to sustainability and continuous improvement of the
plan:
Signature:_______________________________________Title:___________________
Description of Roles and Responsibilities in the strengthening and improving of the plan:
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
Below is a signature of the head of our local government (i.e. the county executive, the
mayor, the county manager, head of the town council) and reflecting that partner’s
commitment to sustainability and continuous improvement of the plan:
Signature:________________________________________Title:__________________
Description of Roles and Responsibilities in the strengthening and improving of the plan:
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
_____________________________________________________________________
Applicants must contact the appropriate State Single Point of Contact to find out about,
and to comply with, the State’s process under Executive Order 12372. Applicants
proposing to perform activities in more than one State should immediately contact the
Single Point of Contact for each of those States and follow the procedure established in
each State under the Executive Order. The name and address of each State Single
Point of Contact is listed below. Note: A copy of the applicant’s letter to the State
Single Point of Contact must be included with the application.
To view a list of States that participate in the intergovernmental review process, visit
www.whitehouse.gov/omb/grants/spoc.html.
In States that have not established a process or chosen a program for review, State,
area-wide, regional, and local entities may submit comments directly to the Department.
Any State process recommendation and other comments submitted by a State Single
Point of Contact and any comments from State, area-wide, regional, and local entities
must be received by April 18, 2008, at the following address: The Secretary, EO
12372—CFDA #84.184E, U.S. Department of Education, 400 Maryland Avenue, SW,
Room 7W300, Washington, DC 20202-0124. Recommendations or comments may be
hand-delivered until 4:30 p.m. (Eastern Time) on April 18, 2008. Please do not send
applications to this address.
States that are not listed have chosen not to participate in the intergovernmental review
process, and therefore do not have a State Single Point of Contact. If you are located
within one of these States, you are exempt from this requirement.
Section 427 of GEPA affects applicants for new discretionary grant awards under this
program. All applicants for new awards must include information in their applications to
address this provision, summarized below, in order to receive funding under this
program.
Section 427 requires each applicant for funds (other than an individual person) to
include in its application a description of the steps the applicant proposes to take to
ensure equitable access to, and participation in, its federally-assisted program for
students, teachers, and other program beneficiaries with special needs.
Section 427 is not intended to duplicate the requirements of civil rights statutes, but
rather to ensure that, in designing their projects, applicants for federal funds address
equity concerns that may affect the ability of certain potential beneficiaries to fully
participate in the project and to achieve to high standards. Consistent with program
requirements and its approved application, an applicant may use the federal funds
awarded to eliminate barriers it identifies.
Examples
The following examples help illustrate how an applicant may comply with section 427.
1. An applicant that proposes to carry out an adult literacy project serving, among
others, adults with limited English proficiency, might describe in its application
how it intends to distribute a brochure about the proposed project to such
potential participants in their native language.
3. An applicant that proposes to carry out a model science program for secondary
students and is concerned that girls may be less likely than boys to enroll in the
course might indicate how it tends to conduct “outreach” efforts to girls to
encourage their enrollment.
Application for Federal Assistance (SF Form 424) is completed according to the instructions and
includes the nine-digit D-U-N-S Number and Tax Identification Number.
All required forms are signed in black or blue ink and dated by an authorized official and the
signed original is included with your submission.
One signed original and two copies of the application, including all required forms and
appendices plus one voluntarily submitted additional copy, are included. All copies are unbound
and each page is consecutively numbered.
Deadline Date: February 19, 2008. See Sections I and IV of this application package for
complete application transmittal instructions and general application instructions and
information.
All applications must include the required forms, assurances, and certifications,
including:
Budget Information Form (ED Form 524) and detailed budget narrative
Proof of federally negotiated indirect cost rate (if claiming indirect costs)