CBAP Handbook
CBAP Handbook
CBAP Handbook
Table of Contents
Table of Contents ......................................................................................................................................... 2 1.0 2.0 About this Handbook ......................................................................................................................... 3 About International Institute of Business Analysis .......................................................................... 3 2.1 IIBA Vision Statement.................................................................................................................. 4 2.2 IIBA Mission Statement ............................................................................................................... 4 2.3 Fair & Equitable Policy................................................................................................................. 4 IIBA BABOK Guide Overview ........................................................................................................... 4 About the CBAP Certification .......................................................................................................... 5 4.1 What is Certification?................................................................................................................... 5 4.2 Definition of a Business Analysis Practitioner ............................................................................... 5 4.3 CBAP Certification Program Overview ....................................................................................... 5 4.4 Benefits of CBAP Certification .................................................................................................... 6 CBAP Certification Requirements ................................................................................................... 7 5.1 Work Experience Requirement .................................................................................................... 7 5.2 Knowledge Area Requirement ..................................................................................................... 9 5.3 Education Requirement ............................................................................................................. 10 5.4 Professional Development Requirement .................................................................................... 10 5.5 Reference Requirement............................................................................................................. 10 CBAP Application and Exam Process ........................................................................................... 11 6.1 Step 1: Applying for and Paying for CBAP Certification ............................................................ 12 6.2 Step 2: Paying for the Exam ...................................................................................................... 13 6.3 Step 3: Registering for the Exam ............................................................................................... 14 6.4 Step 4: Preparing for the Exam .................................................................................................. 15 6.5 Step 5: Taking the Exam ........................................................................................................... 16 Granting CBAP Certification .......................................................................................................... 18 Re-writing the CBAP Exam ............................................................................................................ 18 Maintaining CBAP Certification and Recertification ..................................................................... 19 9.1 Suspending or Withdrawing CBAP Certification........................................................................ 19 Audit of Candidate and CBAP Information ............................................................................... 19 Resolution of Appeals & Complaints ......................................................................................... 19
3.0 4.0
5.0
6.0
Free access to the Agile Extension to the Business Analysis Body of Knowledge (BABOK) Guide Access to a free copy of the BABOK Learning Guide
The formation of IIBA started in October of 2003, and was formalized at the organization's first Annual General Meeting in March 2004. IIBA is headquartered in Toronto, Canada and maintains a website at www.iiba.org.
2.1 2.2
To develop and maintain standards for the practice of business analysis and for the certification of practitioners.
2.3
IIBA policies and procedures contribute to the development, oversight, evaluation and maintenance of fair and equitable certification and assessment. IIBA complies with all applicable laws and regulations, including the Americans with Disabilities Act.
4.2
The business analysis practitioner is responsible for identifying the business needs of his or her clients and stakeholders to help determine solutions to business problems. The business analysis practitioner is responsible for requirements development and requirements management. Specifically, the business analysis practitioner elicits, analyzes, validates and documents business, organizational and/or operational requirements. Solutions are not predetermined by the business analysis practitioner, but are driven solely by the requirements of the business. Solutions often include a systems development component, but may also consist of process improvement or organizational change. The business analysis practitioner is a key facilitator within an organization, acting as a bridge between the client, stakeholders and the solution team. Business analysis is distinct from financial analysis, project management, quality assurance, organizational development, testing, training, and documentation development. However, depending on the organization, a business analysis practitioner may perform some or all of these related functions.
4.3
A CBAP recipient is an elite member of the business analysis community, and a recognized expert in identifying the business needs of an organization in order to determine business solutions. CBAP recipients are senior BAs who have the skill and expertise to perform business analysis work on projects of various sizes and complexities. More and more companies are recognizing the CBAP designation and the value and expertise these professionals bring to their organizations. You will want to consider the many professional benefits of earning the CBAP designation if you have an advanced level of knowledge and experience, and are working in any of the following roles: Business analysis Systems analysis Requirements analysis or management Process management Consulting
This certification program has been carefully designed to be in compliance with the International Standards Organization (ISO) 17024 standard for certifying the competence of personnel. The program is also intended to achieve ISO approval. Certification applicants should be aware that the application process is a screening process for the exam. Therefore, applicants should be very familiar with the requirements for applying, and with the application process as described further in this handbook. This CBAP certification is targeted to senior business analysts only. IIBAs Certification of Competency in Business Analysis (CCBA) certification is for experienced business analysts who have acquired core BA skills. The certification examination is offered in the English, German and Japanese language; other languages may be included in the future. A certification applicant is not required to be an IIBA member in order to take the certification examination, but IBA members receive discounts on certification exam fees.
4.4
Benefits to the individual may include: Competence in the principles and practices of business analysis. Participation in a recognized professional group. Recognition of professional competence by professional peers and management. Advanced career potential due to recognition as a professional Business Analysis practitioner. Provides individuals with personal satisfaction of accomplishing a milestone in their BA careers. Certification can improve overall performance, remove uncertainty and widen market opportunities. The process of achieving and maintaining certification helps ensure you are continually improving and refining your activities. Potentially higher income for being formally recognized as an experienced BA professional. For more details, view this recent salary survey. Demonstrates knowledge of the skills necessary to be an effective senior member of the business analysis community.
Benefits to the organization may include: Provides advancement and recognition opportunities for staff. Demonstrates to customers, competitors, suppliers, staff and investors that you use industry-standard business analysis practices. Demonstrates to your stakeholders that your business is run effectively. The regular assessment process will improve staff responsibility, commitment and motivation. Establishment and implementation of business analysis practices as outlined in the Business Analysis Body of Knowledge (BABOK) Guide by individuals recognized as being knowledgeable and skilled. More reliable, higher quality results produced with increased efficiency and consistency by BA professionals who use industry standard BA techniques. Identifies professional business analysts to clients and business partners. Offers professional development and recognition for business analysts.
Demonstrates commitment to the field of business analysis, increasingly recognized as a vital component of any successful project.
If you dont meet the requirements for the CBAP certification, you may want to consider applying for the CCBA Designation
5.1
7,500 hours (approximately five years) of business analysis work experience in the last ten years engaged in tasks specifically aligned with the knowledge areas and underlying competencies defined within the BABOK Guide. The ten year time frame is based on the application submitted date. The business analysis work experience can either be activities the applicant has applied directly OR activities the applicant has assisted others in applyingall activities must be aligned with the BABOK Guide knowledge areas and underlying competencies. Acceptable activities include: Hands-on business analysis activities (e.g., requirements gathering, writing requirements documentation, etc.). Coaching or mentoring business analysts with respect to business analysis activities (e.g., planning the requirements gathering process with the BA, reviewing requirements documents, etc.). Activities that are not acceptable include: Non-supervisory management of business analysis activities (e.g., resource management, status reporting, performance management, etc.). Teaching of business analysis training courses. Selling requirements tools/software. Project management. Testing (e.g., creating and executing test scripts, reporting on testing status, creating test plans/strategies, etc.). Programming.
Neither the acceptable and unacceptable activities listed above are comprehensive. These are provided only as a guideline. Each applicants work experience will be assessed on a case -by-case basis. The following table lists examples of work experience that will qualify and that will not qualify during the application assessment process. This is not a complete list. See below for instructions on how to document the work experience section of the application form.
BABOK Guide Knowledge Area Business Analysis Planning and Monitoring o o o o o o o o Requirements Analysis o o o Work Experience that Qualifies Creating requirements plan to feed into project plan Identifying and documenting requirements risks Reporting on requirements progress as input to project status report Facilitating requirements gathering workshop Walkthroughs and sign-offs of requirements package Preparing and conducting requirements presentation for senior executives Determining business objectives Creating business architecture Functional requirements Non-functional requirements User requirements o o o o o o Providing weekly project status reports Conducting design walkthroughs Creating Project Charter Creating system or application architecture Creating service level agreements Creating and documenting design solution o o Work Experience that does NOT Qualify Creating project plan Identifying project risks
Enterprise Analysis
o o o o
Reviewing design document and ensuring requirements are met Reviewing test strategy, test plans and test cases to ensure requirements are met Supporting QA and testing team Reviewing defects and working with client to determine: Priority of fix Manual work around
o o o o
Creating design document Creating test strategy, test plan or test cases Executing testing Tracking and managing defects
Instructions for Documenting Work Experience: 1. The Work Experience section of the application form must be filled out by project as follows: For several small projects within the same year, those projects should be combined into one project. Indicate this on the application under Description.
List projects in date order with the most recent project experience first. It is mandatory that at least 7500 hours of BA related work in the last ten years has been documented in order to meet the application requirement. Resumes will not be accepted to complete this requirement. For each project, enter your Total BA Hours. These hours will count towards the minimum 7500 hours of business analysis work experience requirement and the minimum 900 hours in four of the six Knowledge Areas requirement. The Total BA Hours and the tasks you select must be aligned with the BABOK Guide v2.0. For each project, from the list of tasks in the table, check off the tasks you have completed that are aligned with the BABOK Guide v2.0. Do this for each of the six Knowledge Areas. You can select a task when you have either performed the task yourself or coached/mentored another business analyst in performing the task. For each Knowledge Area, indicate the percentage of the Total BA Hours you spent on the tasks you selected. The percentages across all of the Knowledge Areas must total 100 within a project. Note: Any tasks you select that are not aligned with the BABOK Guide v2.0 will be removed and the corresponding hours will be deducted from your Total BA Hours. This could result in your Total BA Hours falling below the minimum 7500 hours required and/or the minimum 900 hours required in four out of the six Knowledge Areas. If either occurs, your application will be declined. 2. During the assessment process, the hours deducted for work experience the applicant selects that is not aligned with the BABOK Guide are calculated as follows: a) We take the percentage entered for a Knowledge Area (KA) and multiply it by the number of Total BA Hours entered for the project to determine the number of BA Hours for that KA. b) We then subtract the percentage of invalid experience that is selected (i.e., experience not aligned with the BABOK Guide) to total experience selected for that KA to come up with the valid BA Hours for that KA. c) We do the same for all KAs. d) Then we add up the valid Total BA Hours for KAs across all projects to ensure the applicant meets the 900 minimum hours requirement in four of the six KAs (see below for this requirement). e) Finally, we add up the valid Total BA Hours across all projects to ensure the applicant meets the 7500 minimum hours requirement.
5.2
Demonstrated experience and expertise (i.e., a minimum of 900 hours) of business analysis work experience engaged in tasks specifically aligned with the BABOK Guide in at least four of the six knowledge areas. Note: This minimum of 900 hours in each of four out of the six Knowledge Areas are included in the minimum 7500 hours required for the Work Experience requirement above. This requirement ensures there is a breadth of work experience across the Knowledge Areas.
5.3
Education Requirement
High school or equivalent education. This is the minimum educational requirement. Note: There will be no reduction in work experience for post secondary education
5.4
A minimum of 21 hours of professional development in the last four years. The professional development must be completed by the application submitted date and it must meet the following criteria to qualify: 1. It must be moderated/facilitated similar to a formal course (i.e., there must be a moderator for the session, or a facilitator/instructor who leads the group/individual through the material). 2. There must be a measurable learning objective (or set of objectives), and those must be directly applicable to the role of the business analyst (i.e., in terms of either changing behaviour or improving skills). 3. It cannot simply be a presentation on a specific topic: a. There must be the opportunity for students to interact with the material (e.g., be able to ask questions, make the learning meaningful) AND b. An opportunity to practice the task or objective being presented and, be assessed by the facilitator/moderator. 4. The subject matter must be directly related to business analysis or its underlying competencies as per the BABOK Guide.
Note: IIBA endorsed courses as per the Endorsed Education Provider (EEP) program automatically qualify towards the 21 hours of Professional Development for initial certification because they have already been assessed to ensure they meet the above criteria. One hour of classroom/contact time is equal to one hour of Professional Development. Fractions of Professional Development hours may be reported in quarter () hour increments after one full hour. If the Professional Development is less than one hour, it does not qualify for any credit.
5.5
Reference Requirement
Two references from a career manager, client (internal or external) or CBAP recipient are required. In addition: Include one current contact. All references must have known the applicant for at least six months. A career manager is defined by IIBA as the person who is responsible for providing and preparing the applicants annual performance review. Project managers cannot be references unless they are also the applicants career manager. The reference form must clearly indicate they fill both roles or the reference will not qualify. Only two references will be assessed during the application assessment process. It is the applicants responsibility to ensure the reference submits their form in time to be considered for the exam date of interest and to do any necessary follow-up with their references.
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Fee Exam Cancellation Fee (CBT) Exam Re-write Fee English and Japanese *Exam Re-write Fee German
*IIBA is partnering with The European Association of Business Analysis (EABA) and in a joint effort, is now offering business analysis certification exams in German-speaking Europe and at all test center locations where IIBA exams are offered..
Note: 1. All fees are payable in U.S. dollars (USD) plus GST/HST if you are a Canadian resident or a GST/HST registrant. 2. The application fee is not refundable regardless of whether an application is approved or declined. 3. Additional transaction fees may apply (see details in the sections below). 4. Application fee payments can be made by VISA, MasterCard, AMEX in the online application, or by cheque or money order and mailed in. 5. Exam fee payments can be made by PayPal, cheque or money order. 6. For payments made by cheque or money order please mail to:
Certification 701 Rossland Road East, Suite 356 Whitby, ON Canada L1N 9K3
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7. The Exam Cancellation Fee is payable to the test administrator as per the instructions on the website at CBT Locations. Confidentiality of Information The CBAP Application Form, exam results and all other CBAP certification program-related materials are kept private and confidential. This information will not be disclosed to anyone other than the applicant without the applicants consent. To request the release of an exam result to a third party, IIBA must be provided with a written request identifying which exam result may be disclosed and the person or organization to which the result should be disclosed. Any violation of the IIBA Confidentiality Policy will be subject to disciplinary action(s) as described in the IIBA Constitution. Requests should be submitted to the address listed on our website at www.iiba.org. Notwithstanding any other confidentiality obligation owed by the IIBA to the applicant, in the event that the applicants application fee and/or examination fee has been paid by a third party (Sponsor), the applicant hereby irrevocably authorizes and directs the IIBA to release Confidential Results Information to that Sponsor.
6.1
To be eligible for the CBAP designation, the applicant must: 1. Meet the above applicant requirements (see Section 5.0). 2. Complete the CBAP Application Form online. 3. Determine two professional references that indicate suitability as an applicant for the CBAP designation. The online application system will automatically send an email to the references requesting them to log in to the system to complete the reference process. 4. Agree to adhere to the CBAP Code of Ethical Conduct & Professional Standards included in the online application. 5. Print a copy of the online application for recording purposes. 6. Submit the following: a. The completed online application. b. The application fee of $125 USD (plus GST/HST for Canadian residents) for all applicants (IIBA member and non-member) payable online by credit card with the online application, or by cheque or international money order to International Institute of Business Analysis. This fee is not refundable regardless of whether an application is approved or declined. 7. The system will display a message indicating that the application has been submitted to IIBA.
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8. IIBA will assess the application for completeness and fulfillment of the CBAP certification requirements and will notify the applicant, via email, of the results of this assessment within 21 business days of receiving the application and application fee. 9. If the application is approved, the applicant is eligible to write the CBAP Exam at this time. NOTE The applicant has a maximum of one (1) year from the date of their application approval and exam eligibility email to successfully pass the exam. It is the applicants responsibility to ensure the application does not lapse. 10. If an application is declined, the applicant is not eligible to write the CBAP exam at this time. The application assessment results email will include the reason the application was not approved. The exam fee, if submitted with the application package, will be refunded upon request or can be put towards the exam if the applicant intends on reapplying. The applicant may reapply for CBAP certification after three (3) months of receiving their application assessment results email and after the applicant has remedied the reasons for the application being declined. The applicant may also appeal the Certification Bodys decision to decline the application ; the Application Appeal process can be obtained by emailing [email protected].
6.2
The exam fee for English and Japanese exams is $325.00 USD (for IIBA members) or $450 USD (for nonmembers) (plus GST/HST for Canadian residents). The exam fee and exam rewrite fee for the German exam are (plus GST/HST for Canadian residents):
German CBAP Exam fee (IIBA members) German CBAP Exam fee (non members)
If paying a member fee, the applicant must be a member at the time of submitting their exam fee; otherwise, they must pay the non-member fee. The exam fees pay for the exam sitting. If the applicant does not pass the exam, they will not be reimbursed the exam fee. Exam Languages: Currently the CBAP exam is available in English, German and in Japanese. If you prefer to take the exam in a language other than English (i.e. Japanese or German), please select the appropriate language in your online application before submitting it to IIBA OR email [email protected] when making your exam fee payment and BEFORE you register online for the exam. It is your responsibility to ensure you are set up to take the exam in the correct language. If do not notify IIBA that you want to take the exam in a language other than English, you will be set up to take the exam in English. If you request a change to the exam language AFTER you have scheduled your exam, you will be subject to the exam cancellation policy documented below and on our website. Depending on how much notice you provide to IIBA of the language change, you could ultimately forfeit your exam fee altogether and have to repay the exam fee to IIBA in order to reschedule your exam in the correct language.
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Special Accommodations: A modification to the IIBA exam administration procedure may be requested due to disability, handicap or other condition that may affect the ability to sit for the exam. Special exam accommodation requests should be reasonable and not compromise the validity and reliability of the exam. If special accommodations are required to take the exam, please complete the relevant section of the exam registration and payment form. In addition, you may wish to provide further advance notice to IIBA such that more time is available to meet such accommodations you can do so by emailing [email protected]. Please note: you should not register for the exam through Prometric until you have been approved by IIBA for special accommodations
1. By PayPal- a transaction fee of 3.5% of the total amount owing will apply.
a. For example: An exam fee paid via PayPal will cost an additional 3.5% (an additional $11.38USD for members and $15.75USD for non-members), plus Canadian GST/HST, if applicable. b. There is no need to complete and mail in the Exam Fee Form if paying by PayPal. c. If the exam fee payment is made via PayPal, any refund of the exam fee requested as a result of an application being declined will be via PayPal.
2. By cheque or money order made payable to IIBA and mailed to the IIBA address found on page 11. Please include the Exam Fee Form when mailing in your payment. Any exam fee refund requested as a result of an application being declined will be made by cheque. IIBA is a Canadian Corporation. Please note that IIBA does not levy any additional service charges or fees. However, additional fees may be applied to this purchase if you reside outside of Canada. These fees are initiated, collected and kept by your credit card provider and are not refundable by IIBA. Fees are charged in United States currency (USD) and your credit card provider will convert your purchase to your home currency on your credit card.
6.3
Once the exam fee has been processed by IIBA, there are two options to register for the exam:
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Personal Information section of your IIBA profile. For IIBA members, it is also the same ID as your IIBA membership ID number.. .
6.4
The following are recommendations from IIBA on how to prepare for the CBAP exam. Note that following these recommendations does not guarantee passing the exam.
The CBAP exam is 3.5 hours long and consists of 150 multiple choice questions with four possible answers to select from. Some questions are based on "comprehension" (e.g., definition, recall, etc.) and others are based on "situational analysis" (e.g., given a scenario, which is the best course of action) where the applicant must do a bit of analysis to arrive at the answer. It is neither all of one type or the other but covers a range of Blooms Taxonomy. The current exam blueprint based on v2.0 of the BABOK Guide is as follows: Knowledge Area Business Analysis Planning and Monitoring Elicitation Requirements Management and Communication Enterprise Analysis Requirements Analysis Solution Assessment and Validation Percent of Questions 19.33% 14% 16% 15.33% 19.33% 16%
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Please note that due to rounding error, the percentages above do not quite add up to 100% without rounding up.
6.5
The final step in the Certification process is for the applicant to write and pass a comprehensive final examination, based on the BABOK Guide that is designed to objectively assess and measure business analysis knowledge. Exam Day Process Important Once the proctor logs you onto the computer, you have 2 minutes to confirm your name and exam. If you do not respond within 2 minutes OR you do not agree with the confirmation screen (i.e. you select NO), your exam will end and will be scored without the possibility to return back to it. If this happens, you will have to pay the exam fee again to IIBA to reschedule it. You will then have 2 minutes to agree to the Non Disclosure Agreement (NDA) screen that is presented after the exam and name confirmation screen. If you do not respond within 2 minutes OR you do not agree with the NDA screen (i.e. you select NO), your exam will end and will be scored without the possibility to return back to it. If this happens, you will have to pay the exam fee again to IIBA to reschedule it
Arrive on time for the exam. The reporting time is indicated in the exam registration Confirmation email. Provide the following when arriving at the exam: Confirmation email Identification Requirements: When you arrive at the test center, you are required to present ONE form of non-expired, government-issued, photo and signature-bearing identification in order to test. The primary form of identification must bear your signature and a recent photograph and be current (not expired). Please note: The name on your identification MUST be the exact same name that appears on your exam registration Confirmation email AND the same name you used to apply online with IIBA If you change your name on your required identification after having received your exam registration Confirmation email, it is your responsibility to notify IIBA as soon as possible so that the test center can be advised of the change prior to your exam sitting. Failure to notify IIBA in time will result in the test center not accepting your identification and therefore, you will not be able to take the exam on your scheduled date. In addition, you will forfeit your exam fee and have to repay your exam fee to IIBA to reschedule your exam. Acceptable forms of primary identification are limited to: Current non expired drivers license with photo and signature State or government-issued Identification with photo and signature Valid Passport with photo and signature National Identification Card with photo and signature Military Identification Card with photo and signature
If you cannot present one the primary IDs listed containing both a photo
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And signature, you must present TWO of the following current (not expired) IDs ONE of which must contain a recent recognizable photo and ONE of which must contain your signature: Valid drivers license Military Identification Card National identification Card Valid Passport Student Identification Card State/Province Identification Card
Unacceptable Forms of Identification include: Expired Drivers License or Passport Draft Classification Card Letter of Identity from a notary Social Security Card, National Identification Number Credit Card or Bank Card of any kind Employee Identification
If you are testing outside of your country of citizenship, you MUST present a valid passport. If you present primary identification without a signature, you MUST present a second form of current signature identification. You will not be admitted to the examination without the proper identification, and there will be no refund of your test fee.
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If it is necessary to cancel and/or to reschedule an exam, the following is the exam cancellation process:
You must cancel and/or reschedule via Prometrics online registration system. If you cancel 30 or more days before your exam date, there is no charge to you. If you cancel 5-29 days prior to your exam date, you will be required to pay Prometric a $50 USD cancellation/rescheduling fee. If you cancel less than five days before your exam date or, you fail to appear for a scheduled test or, you present yourself more than 15 minutes after the scheduled start time for taking the test and you are refused admission, you will forfeit the exam fee you paid. In addition, you will have to pay the full exam fee to IIBA to reschedule.
German CBAP Exam re-write fee (IIBA members) German CBAP Exam re-write fee (non members)
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If paying a member fee, the applicant must be a member at the time of submitting their exam fee; otherwise, they must pay the non-member fee. The exam fees pay for the exam sitting. If the applicant does not pass the exam, they will not be reimbursed the exam fee.
If the applicant does not write and pass the exam within the one-year period, they must reapply (and pay full application and exam fees).
9.1
The IIBA Certification Body reserves the right to revoke an IIBA CBAP certification at any time after review of a reported professional misconduct or for a misuse of the CBAP logo. The Certification Body also reserves the right to conduct random post-certification audits. All fees paid shall be forfeited in the event of a revoked or suspended certification. Those CBAP recipients whose certification has been revoked will not be allowed to reapply for the CBAP Certification for a period of time.
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