Overton - Nature and Nurture (1973)
Overton - Nature and Nurture (1973)
Overton - Nature and Nurture (1973)
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W.F.
OVERTON
Key Words
Nature
Nurture
Scientific paradigm
Mechanistic world view
Organismic world view
Additive paradigm
Interactive paradigm
The QI
It is b4
vasivenes:
as suggcs
or enviro
the quest
analysis.
extreme I
WAT<;ONl
[WHITE.
other
COL
I
by the est
estimates
value of'
'How mu
A st:Cc
suggested
question'
cific eflvir
different I
than bein
an indcpe
been coni
The iii
change ir
nature-nu
Certainly,
the many
provided
is necessa
thesis of I
[SPIKER.
. ...:~
~. ~
'
...
.. ',:
...
....
, ...... I",
OVERTON
.
a
"'.:'"
75
ersy:
JVature-JVurture
The Questions
digm
'orld view
orld view
digm
>;loigm
)ften ac
:ad issue
arget of
:lUrce of
Icredity
,vhether,
iquitous
1 philos
Ige were
,ttaining
lC prob
mtinues
; on the
: advent
::>ntribu
~ding of
'opment
I
,I
I
It is both impressive and significant that despite its long history and per
vasiveness, the general form of the issue has changed very little. Although,
as suggested by ANASTASI [1958], the question of 'Which' factor, heredity
(lr environment, determines behavior and development was superseded by
the question of 'HO'v much' each factor contributes, this change is, upon
analysis, more apparent than real. Even those who maintained the most
extreme positions and ascribed causation to one or the other factor, e.g.,
W::;:'SON and GESELL, did not assert the total absence of the other component
[WHITE, 1968]. Rather, they maintained that for analytic purposes one or the
other could effectively be ignored and designated as having a zero value
[SPIKER, 1966]. The emergence of the question' How much' was conditioned
by the establishment of quantitative methods which permitted more precise
estimates of the proportional contribution of each factor. Thus, the zero
value of the 'Which' question became the 10- or 20-percent value of the
'How much' question.
A second change in the form of the nature-nurture issue which was also
suggested by ANASTASI [1958], was from the question' How much' to the
question 'How'. Although the problem of how specific hereditary and spe
cific environmental factors influence various characteristics is distinguishably
different from the question' How much' it will be argued later that rather
than being a change in the form of the issue, the question' How' represents
an independent alternative to the' How much' question and one that has
been contesting it throughout history.
The duration, pervasiveness, cyclical nature, and lack of any meaningful
change in the form or the questions asked suggests that at very least the
nature-nurture issue involves more than mere empirical or factual problems.
Certainly, if the problems were merely empirical someone or some group of
the many investigators who have explored the issue would have by this time
provided us with a satisfactory form of solution. This not being the case, it
is necessary to look elsewhere for solutions or at least resolutions. It is the
thesis of this essay that while there are important empirical matters relevant
,"
:.:
76
OVERTON
reasonabl
This abs(
openly st
point', 't
also a rei
expJanatii
realm ofl
and appa
ances.
A fine
dimensiol
to the oU
lem. As,
as totally
An exam
of heredi
directly, I
tions con.
Conceptual Issues
Earlier Views
-.. .....,
[ANANDA
growth h.
tures ane
interactic
ever ch"r
pretation
order of I
to ideas'
interpret!
above; al
An AI
I wou
ceptual d
of these
attitude I
conlinuit
history \\
t,
..
~.
>
"
,:'
"
"
"{.,
..
d from
ceptual
I1pirical
. not in
I1d have
~ASTAsr,
; LEHR
'e often
I1t view
ferences
open to
l1ight be
11 would
-nurture
I' empir
possible
haviors,
eended.
lat such
Isonable
h is the
:c rather
\e point
re issue
loted as
I endur
chology
to view
catures.
us con
lie. Not
lceptual
'n as to
'peal to
77
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"
78
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..
OVERTON
ity may co-exist and develop individually over extended periods of time.
This proposal, when applied to the nature-nurture issue, asserts that there
have been two truly alternative conceptions of the problem. On the one hand,
there is a conception which most basically asserts that any behavior, trait,
or characteristic can be analyzed into individual components representing
genetic factors and environment factors. Empirical work within this tradi
tion has generally examined which factors or how much each factor con
tributes to a particular phenomenon. The historical change from the ques
tion 'Which' to the question' How much' represented a development within
this tradition analogous to the movement from a hard to a soft or statistical
determinism in the physical sciences.
On the other hand, there is the conception that most behaviors, traits,
and characteristics are the result of strong interactions between genetic and
environmental features and over the course of development it becomes
impossible to distinguish in any meaningful way individual components.
Empirical work in this tradition has tended to examine how specific genetic
or environmental features affect the normal developmental cours" of the
phenomenon in question. It should be recognized that this is a very different
approach from that of breaking the phenomenon itseif into components.
Thus, as mentioned earlier, the question' How' is seen not as an outgrowth
of earlier questions but as a viable alternative to such questions.
Before specifying some implications of this alternative viewpoint as well
as presenting some details of each alternative, it is important to be explicit
concerning the status of the alternatives themselves. They are not propo~ed
as empirical generalizations or even theoretical statements, at least not in
the narrow sense of that term. Rather they have a pretheoretical character
in that they represent metatheoretical presuppositions basic to the construc
tion of any theory. In a series of papers, written with my colleague, HAY~E
REESE [OVERTON and REESE, 1972; REESE and OVERTON, 1970], we examined
the nature and details of such presuppositions, pretheoretic models, or
paradigms. The significant fact is that they point in two directions. On the
one hand, these models are themselves formulated within the context of
general metaphysical world views and epistemological models. On the other
hand, they provide the determining context for the formulation of more
concrete models and thus ultimately determine the types of questions that
will and will not be asked and the type of methodologies that will and will
not be employed. There are levels of models then, and while models formu
lated at anyone level are partially independent of models at other levels,
there is a categorical determinism which extends across levels. Because
'. l~ r-'~
world vie'
of substar
world vie~
REESE, 19~
phenomer.
and empil
tion. The)
false, but,
I am SI
decompos
to strong i
precisely'
context of
be more I
mechanist
I'
This ill
from a ba
most, it I'
indeed an,
ible, irrcc(
a kind of
natives, 0:
soldier it i
more likcl
A seeo,
nature-nu
issues and
most geno:
choices 01
Here the l
of the em
more spec
tive parae
stressed t
learned If
.~
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."'.-'
,~' J
.~
~'.
::::
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..
......
.,c. .-.
f time.
t there
~ hand,
r, trait,
senting
s tradi
or con
e ques
t within
atistical
traits,
~tic and
lecomes
lonents.
genetic
~ of the
jjfferent
)onents.
,tgrowth
0,
t as well
explicit
roposed
t not in
baracter
Dnstruc
, HAYNE
tamined
dels, or
On the
I1text of
le other
)f more
>os that
mdwill
formu
r levels,
Because
. -./:.
79
world views differ in such basic categories as truth criteria and the nature
of substance and change, models and other conceptions based on different
world views are incompatible and irreconcilable [KUHN, 1970; OVERTON and
REESE, 1972; PEPPER, 1942]. They function as alternative representations of
phenomena and although they provide prescriptions for theory formations
and empirical work, they are not themselves open to empirical determina
tion. They closely resemble sets of rules and as such they are never true or
false, but rather, more or less adequate in guiding our conduct.
I am suggesting that the alternative conceptions of nature-nurture as (a)
decomposable into additive components versus (b) non-decomposable due
to strong interactions across the course of development, are truly alternatives
precisely because they are pretheoretical and are constructed within the
context of incompatible world views. Specifically, it seems that, and this will
be more fully elaborated later, the former alternative is a reflection of a
mechanistic world view whereas the latter reflects an organismic world view.
Implications
,f
I
,!
I'
-... /,.,..
80
,
..
V-
,"
.;~t'"
OVERTON
each of these factors [e.g., BURT, 1972; CATTELL, 1970; JENSEN, 1969;
NICHOLS, 1965; VANDENBERG, 1962]. Within the interactional paradigm, the
resultant theoretical conceptions have emphasized the interactional character
of the developmental process [e.g., PIAGET, 1971; Hum, 1961; KOHLBERG,
1968; LEHRMAN, 1970]. The theories in turn ultimately lead to methodolog
ical and empirical issues which are, of course, then directly open to various
research approaches.
I
I
I.
The Within Paradigm Debate
In order to elaborate on implications of the alternative conceptions view
point, we may focus on some of the recent literature covering the concept
of 'heritability' as this has been applied to intelligence and the understand
ing of differences in IQ scores between ethnic or racial groups [JENSEN, 1969].
Heritability (h2), 'refers to the proportion of population variance in some
particular characteristic (e.g. IQ) attributable to genetic factors (l-h2 is,
therefore, the proportion of variance attributable to nongenetic factors, that
is, environment and measurement error)' (JENSEN, 1971, p. 394]. Empirical
findings relevant to this concept (i.e., data on IQ scores for individuals of
diITerent kinships including monozygotic and dizygotic twins anq various
rearing conditions) have generally led to heritability estimates of approxi
mately 80%, thus leaving around 20% to be accounted for by error and
environmental influences. From this base the argument has been made by
JENSEN [1969] that lower mean IQ scores for Negros can largely be accounted
for by genetic factors.
The concept of heritability is quite clearly based within an additive para
digm. From the very statisticd n'.odel it employs, i.e., the components of
variance model, to the theory of knowledge it assumes, i.e., the analytic
ideal, the constant image thrust forth is one in which every event - whether
a particular test score or some general characteristic of nature - is under
stood as being a linearJunction oJindependent elements. Furthermore, it does
not change the situation any to maintain that this position does consider
interactions by introducing an interaction term into the analysis of variance
[JENSEN, 1969, p. 39]. As discussed by OVERTON and REESE [1972], such inter
action effects, 'are themselves linear, since they are defined as population
cell means minus the sum of main effects (plus the population base rate)'
(p. 84). In fact, the very use of the term' interaction' within this paradigm
indicates that definitions of terms are not model independent (see OVERTON
and REI,;
term'int
What
the cone,
through.
betwcen
he asserl
fallaciou
[1971] w,
different
prior to,
significar
all witM
alter the
changes
mental r:
against t
:.t a i
a simula.
his estim
mental c
onstratcc
[between
ferences!
and S~1Il
of this r
Other me
of rando
not hold
mating \'
with othl
of herita!
environrr
tivencss f
1969, KA
[HIRSCH,
As wi
again im
same sitl
'
...
..v
"
",
1969;
I,
igm, the
haracter
HLBERG,
IOdolog
I various
viewconcept
lerstand
N, 1969].
in some
(l-h2 is,
~vl:>, that
lOS
~mpirical
iduals of
1 various
approxi
:rror and
made by
ccounted
ive para
ments of
analytic
whether
is undere, it does
consider
variance
Ich inter
pulation
se rate)'
laradigm
)VERTON
.'
"....
,-',
'"
81
and REESE [1972], for an elaboration of different model related uses of the
term interaction ').
What then are some of the criticisms that have been raised concerning
the concept of heritability? Within paradigm criticisms, from the empirical
through the theoretical, will first be discussed and these will be followed by
between paradigm criticisms. A recent discussion by KAMIN [1972] in which
he asserted that a good deal of the twin intelligence score data are simply
fallacious, illustrates the most obvious empirical criticism. SCARR-SALAPATEK'S
[1971] work on the measurement of different heritability estimates between
different social class groups, an investigation which had not been conducted
prior to JENSEN'S [1969] article, is also an empirically directed criticism. The
significant point is that in both cases - and this is the theme that runs through
all within paradigm criticisms - acceptance of the critique does nothing to
alter the basic form of the argument. Acceptance merely entails quantitative
changes in the heritability estimate, perhaps to a ratio favoring the environ
mental rather than the genetic component. In any event, it does not argue
against the concept of heritability itself.
At a more general methodological level, LIGHT and SMITH [1969], using
a simulation technique, employed JENSEN'S own additive statistical model,
his estimates of the parameters of the genetic component (0.75), the environ
mental component (0.24) and the statistical interaction (0.01) and, dem
onstrated that it is possible to account for the entire 15 point [IQ] gap
[between blacks and whites] without resort to the hypothesis of genetic dif
ferences between average intellectual capacities of blacks and whites' [LIGHT
and SMITH, 1971, p. 352]. (For a continuing exchange on the pros and cons
of this methodological reinterpretation see also SHOCKLEY [1971 a, b].)
Other methodologicial criticisms include arguments that: (a) the assumption
of random mating essential to the mathematical model of heritability does
not hold [HIRSCH, 1967 a, b] and the counter argument that assortative
mating would most probably be positive (Le. high IQ individuals mating
with other high IQ individuals) and hence lead to a conservative estimate
of heritability [BRELAND, 1972]; (b) there is a confounding of hereditary and
environmental influences in twin studies [FEHR, 1969]; (c) the representa
tiveness of studies of twins and sibling reared apart is questionable [CROW,
1969, KAMIN, 1972J; (d) heritability values are limited to specific populations
[HIRSCH, 1970J.
As with empirical criticisms, within paradigm methodological criticisms
again involve no suggestion for a change in the form of the argument. This
same situation is further demonstrated at the final within paradigm level,
82
OVERTON
i.e. the theoretical. For example, BEREITER [1969, 1970] despite the fact that
he maintains a very environmentally oriented theoretical attitude, does not
even argue directly against the 80% genetic - 20% environment ratio of the
heritability estimate. Instead, his primary focus is directed toward the point
that within the limits imposed by genetic factors there is ample room for
the exercise of environmental determinants.
Before turning directly to between paradigm criticism of heritability, it
should be noted that some critiques do not lend themselves to immediate
classification into one or the other of the paradigm .categories. A case in
point is the criticism of the use of intelligence tests in the assessment of
intelligence [e.g., ELKIND, 1969; KAGAN, 1972; LIGHT, 1972; MCCLELLAND,
1973]. To the extent such criticisms maintain that the tests employed are not
reliable indicators of competence or are not culture free or culture fair, etc.
it seems that these, too, are arguments within the additive paradigm. That
is, from this perspective a change in the tests employed would result in a
different heritability estimate, not a repudiation of heritability itself. On the
other hand, to the degree that the argument opposes psychometric concep
tions of intelligence and substitutes in their place alternative understandings
of the very nature of intelligence, then the critique is based on an alternative
viewpoint and hence, represents a between paradigm criticism.
events ar:
developrr
ual comp
by CARM
distinctio
of the inc
that whic
factors c~
so-called
existing s
p.257].
Here,
acceptam
tion of t
Piaget's t
opment I
events im
mat;')ns
1969]. HI
that intel
ational a.
physical.
this cone,
ing to the
Apprc
the loreg
alternati..
study of I
that is Ix
based on
types - er
(Le. for d
different
WEISS [IS
illustrat~
space ... t
tions iJllt
environm
p. 364, er
/'
".-'.
oil ....
. . . . . ..:
--- ..... - .
/ .~','
'"
,',~
..
f. ."
act that
loes not
o of the
le point
)om for
bility, it
mediate
case in
ment of
ELLAND,
l are not
fair, etc.
,m. That
suIt in a
: On the
concep
tandings
ternative
, offering
phenom
witL ~he
and the
umunity
lcks. On
by dem
answers
veakness
lints are
des, and
'itability
compo
at many
\.
'fo:-'
".~-.....
83
events are the result of strong interactions occurring across the course of
development and as a consequence, they are not decomposable into individ
ual components. An early theoretical statement of this position was made
by CARMICHAEL: 'The fact as it appears to the present writer is that no
distinction can be expediently made at any given moment in the behavior
of the individual, after the fertilized egg has once begun to develop, between
that which is native and that which is acquired. The so-called hereditary
factors can only be acquired in response to an environment and likewise the
so-called acquired factors can only be secured by a modification of already
existing structure, which in the last analysis is hereditary structure' [I925,
p.257].
Here, there is a distinct alternative to the concept of heritability in that
acceptance of this view, by definition, results in the rejection of the calcula
tion of estimates of proportional contributions of nature and nurture.
Piaget's theory asserts an identical position in its conceptualization of devel
opment as an ongoing series of action c ",.. hich incorporate environmental
events into (initially hereditary) structures and result in qualitative transfor
mations in the structure due to the incorporation [PIAGET and INHELDER,
1969]. HUNT [1969] advances a similar theoretical view through the proposal
that intelligence is, 'a cumulative, dynamic product of the ongoing inform
ational and intentional interaction of infants and young children with their
physical and social circumstances' (p. 284). In turn, HUNT [1969] employs
this concept as an interpretative framework for discussing evidence pertain
ing to the role of environment and the role of heredity in development.
Approaching the problem from a more genetically briented position than
the foregoing theorists, HIRSCH [1970], nevertheless, arrives at the same
alternative conception. His statement that, 'the plain facts are that in the
study of man a heritability estimate turns out to be a piece of "knowledge"
that is both deceptive and trivial' [HIRSCH, 1970, p. 98] is at least partially
based on his rejection of additive assumptions and his acceptance of geno
types - environment interactions reflected in the' norm-of-reaction' concept
(Le. for different environmental conditions the same genotype can produce
different phenotypes) [HIRSCH, 1967a, b]. The work of individuals such as
WEISS [1971] and WADDINGTON [1971] in the field of theoretical biology,
illustrates similar views, e.g. 'between the genotype space and the phenotype
space ... there is a whole series of processes in which various genetic instruc
tions interact with one another and interact also with the conditions of the
environment in which the organism is developing' [WADDINGTON, 1971,
p, 364, emphasis added].
'
., ,'"
'
.'
. '.
84
".. " . f.
~..
. ...... i".;
'';
OVERTON
<- ,
......
Th~ A;
It was
directiOn!
digms 011
order to c
paradigm
general w.
the mech.
digms in I
REESE an,
ing two p
it was co
viewed m
STEIN is p
down, i.e.
The <u
world vie
thing .. \l
but alwa,
operating
one inqui:
that, like'
posed (an
static sub!
related in
identity. 1
world vie'
composat
actcr of t
doubts at
of authOr!
beepistali
1972), ani
ponents 0
If the rna,
would be
the case "
.:.
"
....
... "=-i
I.
re issue,
1Oiogicai
he inter
that the
1 as norgeneral
85
~quence,
ltal con
. 52). In
Iccurring
{ariables
laracter
itions or
the char
s exactly
imple, it
letic and
:mpirical
Iment or
and ter
ltions in
~ach
side
I repudi
ds to its
t is not,
IS can be
assump
lterprets
HUNT'S
environ
[SKEELS,
IOwever,
a model
ceptions
,e them
lecisions
i
i
I
I
II
!
I
I
j
"
'f
j:
; .. ~;... ~
'
.. ':
II
86
OVERTON
is consii
tistical t
appear,
of quest
PIAGI
artic\llal
its most
theorY:Ii
of its m<
ofintelli
This is 1
ligence i
sible. Nc
tures of
tures. F:
tures arc
between
the envil
or of or
ponents.
mental a
or termi:
In co
the n~!"
scientific
entails s
incompa
more of
ANANDAI~
menIal
De\'clc
ANASTA~.
(1958).
ANASTASI,
contro'
BERElnR,
,'.
".'
"
"'"
different
are con
11 the first
a system
Ire of the
een artic
. It is the
IUse; it is
{iewed as
cause or
11 (formal
terminate
ptual fea
ding may
Ibsystems
::'~3ality.
'ocal cau
FIT, 1968]
l( efficient
lariables),
ely to the
[po 195].
,n [organ
y] ... The
yavoided
1 extreme
o way to
)f naturepreclude
:>n, a dis
Ie nature
environ
of testing
nposable.
traumatic
nt fiction
lis fiction
87
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)
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!
!
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OVERTON
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A revi'
LOEVIl'GEJ
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