BCP Planner Professional Practices PDF

Introduction
Business Continuity Management is defined as a holistic management process that identifies

potential impacts that threaten an organisation and provides a framework for building resilience
with the capability for an effective response that safeguards the interests of its key stakeholders,
reputation and value creating activities.
The primary objective of Business Continuity Management is to allow the Executive
to continue to manage business operations under adverse conditions, by the
introduction of appropriate resilience strategies, recovery objectives, business
continuity, operational risk management considerations and crisis management plans.
The sections within these standards are not presented in any particular order of
importance or sequence, as it may be necessary to undertake or implement sections in
parallel during the development of the BCM Program.
SUBJECT AREA OVERVIEW

1. Program Initiation and Management
Establish the need for a Business Continuity Management (BCM) Program, including
resilience strategies, recovery objectives, business continuity, operational risk
management considerations and crisis management plans. The prerequisites within
this effort include obtaining management support and organizing and managing the
formulation of the functions or processes required to construct the BCM framework.
2. Risk Evaluation and Control
Determine the risks (events or surroundings) that can adversely affect the organization
and its resources (example(s) include: people, facilities, technologies) due to business
interruption; the potential loss of such events can cause and the controls needed to
avoid or mitigate the effects of those risks. As an outcome of the above, a cost benefit
analysis will be required to justify the investment in controls.
3. Business Impact Analysis
Identify the impacts resulting from business interruptions that can affect the
organization and techniques that can be used to quantify and qualify such impacts.
Identify time-critical functions, their recovery priorities, and inter-dependencies so
that recovery time objectives can be established and approved.
4. Business Continuity Strategies
Leverage the outcome of the BIA and Risk Evaluation to develop and recommend
business continuity strategies. The basis for these strategies is both the recovery time
and point objectives in support of the organizations critical functions.
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Professional Practices
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5. Emergency Response and Operations

Identify an organizations readiness to respond to an emergency in a coordinated,
timely and effective manner. Develop and implement procedures for initial response
and stabilization of situations until the arrival of authorities having jurisdiction
(if/when).
6. Business Continuity Plans
Design, develop, and implement Business Continuity Plans that provide continuity
and/or recovery as identified by the organizations requirements.
7. Awareness and Training Programs
Prepare a Program to create and maintain corporate awareness and enhance the skills
required to develop and implement Business Continuity Management.
8. Business Continuity Plan Exercise, Audit and Maintenance
Establish an exercise/testing program which documents plan exercise requirements
including the planning, scheduling, facilitation, communications, auditing and post
review documentation. Establish maintenance program to keep plans current and
relevant. Establish an audit process which will validate compliance with standards,
review solutions, verify appropriate levels of maintenance and exercise activities and
validate the plans are current, accurate and complete.
9. Crisis Communications
Develop and document the action plans to facilitate communication of critical
continuity information. Coordinate and exercise with stakeholders and the media to
ensure clarity during crisis communications.
10. Coordination with External Agencies
Establish applicable procedures and policies for coordinating continuity and
restoration activities with external agencies (local, regional, national, emergency
responders, defense, etc.) while ensuring compliance with applicable statutes and
regulations.
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SUBJECT AREA 1 PROGRAM INITIATION and

MANAGEMENT
Establish the need for a Business Continuity Management (BCM) Program, including
resilience strategies, recovery objectives, business continuity, operational risk
management considerations and crisis management plans. The prerequisites within
this effort include obtaining management support and organizing and managing the
formulation of the functions or processes required to construct the BCM framework.
A. THE PROFESSIONALS ROLE IS TO:

A.1
Establish the need for the Business Continuity Program
A.2
Present and Obtain Management Program support and approval of BCM

Program
A.3
Lead designated Sponsors in Defining Objectives, Program Structure,

Policies and Management of Critical Success Factors
A.4
Develop Budget requirements.
A.5
Coordinate and Manage the implementation of the overall Program
A.6
Oversee the ongoing effectiveness of the Program
A.7
Report to Senior Management on Program status on regular basis.
B. THE PROFESSIONAL SHOULD DEMONSTRATE A WORKING

KNOWLEDGE IN THE FOLLOWING AREAS:
B.1
Establish the Need for the Business Continuity Program
B.1.a. Research and reference relevant legal/regulatory/statutory/contractual needs

and restrictions both from an internal and external perspective, providing
recommendations on conformance and compliance requirements for the organization.
B.1.b. Reference relevant standards developed by industry trade or National Standards
bodies and/or associations where appropriate
B.1.c. Develop relevant organizational policies
B.1.d. Identify and resolve any conflicts between organizational policies and relevant
external requirements
B.1.e. Adequately addresses and record any gaps or opportunities identified in an
organizational audit report (either internal or external sources)
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B.1.f. Identify business practices (e.g., just-in-time inventory) that may adversely
impact the organizations ability to recover following a disaster event
B.2
Present and obtain Management support and approval of BCM Program
B.2.a. Develop formal reports and presentations focused on increasing the awareness
of risks to the organization from a Business Continuity Management (BCM)
perspective
B.2.b. State the benefits of BCM and relate them to the organizational mission,
objectives and operations
B.2.c. Explain executive management's role including their accountability and liability
within the BCM Process
B.2.d. Gain organizational commitment to the BCM process
B.2.e Obtain executive sponsorship for BCM Program development
B.3
Lead designated Sponsors in Defining Objectives, Program Structure,
Policies and Management of Critical Success Factors
B.3.a. Establish Planning/Steering Committee with roles/responsibilities, scope and
membership
B.3.b. Develop a suitable set of objectives for the BCM process
B.3.c. Develop a mission statement/charter for the BCM process
B.3.d Define BCM Program structure, its policies and critical success factors
B.3.e Identify teams for BCM implementation and execution including the following:
- Emergency management
- Incident response
- Crisis management
- Business continuity (multi-location, multi-divisions, etc.)
- Recovery/response and restoration
B.4
Develop Budget Requirements
B.4.a. Clearly define and obtain resource requirements for BCM Program
B.4.b. Obtain estimates of financial requirements
B.4.c. Review and confirm validity of financial estimates against resource
requirements
B.4.d. Negotiate resource and financial requirements with management
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B.4.e. Obtain executive approval for budget requirements

B.5.
Coordinate and Manage the implementation of the overall Program
B.5.a. Identify tasks required to support the agreed upon critical success factors
B.5.b Develop the required action plans to support the above including necessary
items such as:
- Schedule
- Time estimates
- Milestones
- Personnel requirements
B.6
Oversee the ongoing effectiveness of the Program
B.6.a Develop the on-going management and documentation requirements for the
BCM Program
B.6.b Monitor, track and report to established BCM compliance standards
B.7
Report to Senior Management on Program status on a regular basis
B.7.a. Develop a schedule to report the progress of the BCM Program to senior
managers
B.7.b. Develop regular status reports for senior management that contain concise,
pertinent, accurate, and timely information on key elements of the BCM Program.
B.7.c. Provide updates on the State of the BCM Program and make recommendations
for Program enhancements on an on-going basis.
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SUBJECT AREA 2 - RISK EVALUATION and CONTROL

Determine the risks (events or surroundings) that can adversely affect the organization
and its resources (example(s) include: people, facilities, technologies) due to business
interruption; the potential loss of such events can cause and the controls needed to
avoid or mitigate the effects of those risks. As an outcome of the above, a cost benefit
analysis will be required to justify the investment in controls.

A. 1
Obtain Information about the Organizations Risk Tolerance from

Management
A. 2
Identify and Implement Information Gathering Activities
A. 3
Identify Potential Exposures/Risks to the Organization based on Risk

Category
A. 4
Qualify and Prioritise the Exposures Identified
A. 5
Identify Controls and Safeguards to Avoid and Mitigate the Effect of the
Loss Potential
A. 6
Evaluate the Effectiveness of Controls and Safeguards
A. 7
Document and Present Risk Assessment to Senior Management for

Approval

B. 1 Obtain Information about the Organizations Risk Tolerance from
Management
B.1.a. Interview the Organizations Legal Counsel and other pertinent areas (such as
Financial Officer, Operations Officer, Risk Officer, etc) to identify the relevant risk
related issues
B.1.b. Work with management to select an appropriate cost benefit analysis model
B.1.c Establish the measurement criteria necessary to quantify risk tolerance
B. 2
Identify and Implement Information Gathering Activities
B.2.a. Determine methods of information gathering

(i)
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Determine information sources
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(ii)
Determine the credibility of the information sources
B.2.b. Develop a strategy to gather information consistent with business issues and
organizational policies.
B.2.c. Develop a strategy to gather information that can be managed across business
divisions and organizational locations
B.2.d. Create organization-wide methods of information collection and distribution
(i)
Forms and questionnaires
(ii)
Interviews
(iii)
Meetings
(iv)
Documentation review
(v)
Analysis
B. 3 Identify Potential Exposures/Risks to the Organization Based on Risk

Categories
B.3.a. Identify the categories of risk associated with a risk analysis process. Risk
categories include, but are not limited to:
(i)
Facility Risk
(ii)
Security Risks (both physical and data integrity)
(iii)
Reputation
(iv)
Procedural
(v)
Information Technology (including operational infrastructure)
(vi)
People
(vii)
Supply Chain (including outsourcing)
(viii)
Compliance
B.3.b. Identify exposures from both internal and external sources. Internal and
External sources include, but are not limited to:
(i)
Natural, man-made, or technological
(ii)
Accidental versus intentional
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B. 4
(iii)
Internal versus external
(iv)
Controllable exposures/risks versus those beyond the organizations

control
(v)
Events with prior warnings versus those with no prior warnings
Qualify and Prioritize the Exposures Identified
B.4.a. Develop a quantifiable method to evaluate exposures/risks in terms of

probability and severity
B.4.b. Identify alternative risk analysis methodologies and tools
(i)
Qualitative and quantitative methodologies
(ii)
Advantages and disadvantages
(iii)
Reliability/confidence factors
(iv)
Basis of mathematical formulas used
B.4.c. Select appropriate methodology and tool(s) for company-wide implementation

B.4.d. Evaluate risks and classifies them according to relevant criteria including, but
not limited to:
(i)
Risks under the organizations control
(ii)
Risks beyond the organizations control
(iii)
Exposures with prior warnings (such as tornadoes and hurricanes)
(iv)
Exposures with no prior warnings (such as earthquakes)
B.4.e. Evaluate impact of risks and exposures on those factors essential for conducting
business operations:
(i)
Availability of personnel
(ii)
Availability of information technology
(iii)
Availability of communications technology
(iv)
Status of infrastructure (including transportation), etc
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B. 5 Identify Controls and Safeguards to Avoid and Mitigate the Effect of the
Loss Potential
Considerations: The actions taken to reduce the probability of occurrence of incidents
that could impair the ability to conduct business.
B.5.a. Physical protection
(i)
Identify requirements necessary to restrict access at all pertinent levels

(e.g., building, room, etc.)
(ii)
Investigate the need for barriers and strengthened structures to

determine wilful and accidental and/or unauthorized entry
(iii)
Location: physical construction, geographic location, corporate

neighbors, facilities infrastructure, community infrastructure
(iv)
Identify the need for the use of specialist personnel to conduct checks
at key entry points
(v)
Evaluate the need for manned and/or recorded surveillance equipment

to control access points and areas of exclusion; including detection,
notification, suppression (e.g., sensors, alarms, sprinklers)
(vi)
Review security and access controls, tenant insurance, leasehold

agreements
B.5.b. Logical protection

(i)
Assess the need for system-provided protection of data stored, in

process, or in translation; information backup and protection
(ii)
Evaluate information security: hardware, software, data, and network

monitoring (e.g., detection, notification, etc.)
B.5.c. Location of assets

(i)
Evaluate the inherent protection afforded key assets by virtue of their

location relative to sources of risk.
(ii)
Personnel procedures
(iii)
Preventive maintenance and service as required
(iv)
Utilities: duplication of utilities, built in redundancies (telco, power,

water, etc.)
(v)
Interface with outside agencies (vendors, suppliers, outsourcers, etc.)
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B.5.d. Identify the organizations possible security exposures and risks, including but
not limited to:
(i)
Physical security of all assets (premises, equipment, etc.)
(ii)
Information security - computer room and media storage area security
(iii)
Communications security - voice and data communications security
(iv)
Network security - intranet security, Internet security
(v)
Personnel security
B.5.e. Develop preventive and pre-planning options
B. 6
(i)
Cost/benefit
(ii)
Implementation priorities, procedures, and control
(iii)
Testing
(iv)
Audit functions and responsibilities
(v)
Understand options for risk management and selection of appropriate

or cost-effective responses (examples include: risk avoidance,
transfer, or acceptance of risk).
Evaluate the Effectiveness of Controls and Safeguards
B.6.a. Evaluate security-related communications flow with other internal areas and
external service providers.
B.6.b. Evaluate business continuity service level agreements for both supplier and
customer organizations and groups within and external to the organization.
B.6.c. Evaluate controls and recommends changes, if necessary, to reduce impact due
to risks and exposures
(i)
Controls to inhibit impact exposures: preventive controls (such as

passwords, smoke detectors, and firewalls)
(ii)
Controls to compensate for impact of exposures: reactive controls

(such as hot sites)
B.6.d. Establish disaster scenarios based on risks to which the organization is

exposed. The disaster scenarios should be based on situations severe in magnitude,
occurring at the worst possible time, resulting in severe impairment to the
organizations ability to conduct business.
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B.6.e. Advise on feasible, cost-effective security measures required to prevent/reduce

security-related risks and exposures
B.6.f. Establish ongoing support of evaluation process
B. 7 Document and Present Risk Assessment to Senior Management for
Approval
B.7.a. Prepare risk assessment report
B.7.b. Present findings of risk assessment
(i)
Controls satisfactory
(ii)
Recommend new controls
(iii)
Recommend control improvements
(iv)
Consider appropriate areas to transfer risk
(v)
Document areas that management accepts risk
B.7.c. Determine next steps to begin the development of Business Continuity

strategies
(i)
Consider impacts from BIA
(ii)
Consider risks and exposures from risk analysis
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SUBJECT AREA 3 - BUSINESS IMPACT ANALYSIS

Identify the impacts resulting from business interruptions that can affect the
organization and techniques that can be used to quantify and qualify such impacts.
Identify time-critical functions, their recovery priorities, and inter-dependencies so
that recovery time objectives can be established and approved.

A. 1
Establish the Business Impact Analysis (BIA) Process and Methodology
A. 2
Plan and Coordinate Data Gathering and Analysis
A. 3
Prepare and Present the BIA Report to Management

B. 1
Establish the Business Impact Analysis Process and Methodology
B.1.a. Identify and obtain a sponsor for the Business Impact Analysis (BIA)
activity
B.1 b. Define objectives and scope for the BIA process
B.1.c. Identify, define and obtain management approval for criticality
criteria
(i)
Recommend and obtain agreement as to how potential financial and

non-financial impact can be quantified and evaluated
(ii)
Identify and obtain agreement on requirements for non-quantifiable

impact information
(iii)
Establish definition and criticality scale (e.g., high, medium, low)
(iv)
Negotiate with management for acceptance of criticality scale
B.1.d. Choose an appropriate BIA planning methodology/tool

(i)
Develop questionnaire and instructions as required
(ii)
Determine data analysis methods (manual or computer)
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(iii)
Data collection via questionnaires
a. Understand the need for appropriate design and distribution of

questionnaires, including explanation of purpose, to participating
departmental managers and staff
b. Manage project kick-off meetings to distribute and explain the
questionnaire
c. Support respondents during completion of questionnaires
d. Review completed questionnaires and identify those requiring followup interviews
e. Conduct follow-up discussions when clarification and/or additional
data is required
(iv)
Data collection via interviews only
Provide consistency with the structure of each interview being predefined and
following a common format
- Ensure the base information to be collected at each interview is predefined
- Enable each interviewee to review and verify all data gathered.
- Schedule follow-up interviews, if initial analysis shows a need to clarify
and/or add to the data already provided
(v)
Data collection via workshop

a. Set a clear agenda and set of objectives
b. Identify the appropriate level of workshop participants and obtain
agreement from management
c. Choose appropriate venue, evaluating location, facilities, and
participant availability
d. Facilitate and lead the workshop
e. Ensure workshop objectives are met
f. Ensure all outstanding issues at the end of the workshop are identified
and appropriate follow up conducted
B.1.e. Determine report format, content and obtain management approval for next
steps.
B.1.f. Obtain agreement from management on final time schedule and initiate the BIA
process
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B. 2
Plan and Coordinate Data Gathering and Analysis
B.2.a. Identify all Organization Functions

(i)
Collect and review existing organizational charts
(ii)
Working with the BIA sponsor to identify the major areas of the
organisation
B.2.b. Identify and Train Knowledgeable Functional Management Representatives

(i)
Working with the BIA sponsor to identify specific individuals to

represent the major areas of the organisation
(ii)
Identify functional management team members to participate in the

collection process
(iii)
Inform the selected individuals of the BIA process and its purpose
(iv)
Identify training requirements and establish a training schedule and

undertake training as appropriate
B.2.c. Assess Effects of Disruptions, Business Impact and Loss Exposure

(i)
Effects of disruptions
a. Loss of key personnel and assets (physical, informational, financial
and intangible)
b. Disruption to the continuity of service and operations
c. Violation of law/regulation
d. Public perception
(ii)
Business Impact
a. Financial
b. Customers and suppliers
c. Public relations/credibility/reputation
d. Legal
e. Regulatory requirements/considerations
f. Environmental
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g. Operational
h. Personnel
i. Other resources
(iii)
Loss Exposure
a. Quantitative
- Property loss
- Revenue loss
- Fines
- Cash flow
- Accounts receivable
- Accounts payable
- Legal liability
- Human resources
- Additional expenses/increased cost of working
b. Qualitative
- Human resources
- Morale
- Stakeholder confidence
- Legal
- Social and corporate image
- Financial community credibility
B.2.d. Determine Recovery Objectives and Minimum Resource Requirements

(i)
Determine recovery objectives for core and support business functions

based on level of criticality.
(ii ) Determine the prioritization of Business Processes

a. Determine the order of recovery for core and support business
functions and systems based on parallel and interdependent activities.
b. Interdependencies between the business and technology processes
and technology.
- Intradepartmental
- Interdepartmental
- External relationships
(iii) Determine minimum resource requirements for resumption and recovery
of core and support business functions.
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a. Internal and external resources

b. Owned versus non-owned resources
c. Existing resources and additional resources required
B.2.e. Evaluate Replacement Times and Costs
(i)
Key personnel
(ii)
Equipment
(iii)
Data
(iv)
Raw materials
(vi)
Other
B.2.f. Vital Records Management
B. 3
(i)
Identify vital records in the organization, including paper

and electronic, and establish when records will be needed during
recovery.
(ii)
Evaluate existing backup and restoration procedures to

ensure they are adequate to protect vital records.
(iii)
Advise on and implement feasible, cost-effective backup

and restoration procedures for vital records.
(iv)
Establish guidelines and procedures to ensure the current

version of the vital records is available and outdated backups are
deleted/destroyed in an appropriate manner.
Prepare and Present the BIA Report to Management
B.3.a. Prepare Business Impact Analysis report

(i)
Prepare draft BIA report using initial impact findings and issues,
as outlined in Sections B.1.d. and B.1.e.
(ii)
Provide a statement of organizational goals and objectives
(iii)
Summarize impacts of those goals and objectives as a result of a

disruption
(iv) Provide a summary of resource requirements over time to recover and

resume operations
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(v)
Issue draft report to participating functional management representatives

and request feedback
(vi)
Review functional management representative feedback and, where

appropriate, revise findings accordingly, or add to outstanding issues
(vii) Schedule a workshop or meeting with participating functional

management representatives to discuss initial findings, when necessary
(viii) Ensure that initial findings are updated, as necessary, to reflect
changes arising from these meetings
(ix)
Prepare final Business Impact Analysis report
B.3.b. Present Business Impact Analysis report

(i)
Prepare and submit formal presentation of Business Impact Analysis
findings to senior management.
(ii)
Obtain support from the Business Continuity Management sponsor for
the Business Impact Analysis report and approval to move on to the Risk
Evaluation phase of the Business Continuity Management process.
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SUBJECT AREA 4 - BUSINESS CONTINUITY STRATEGIES

Leverage the outcome of the BIA and Risk Evaluation to develop and recommend
business continuity strategies. The basis for these strategies includes consideration of
both the recovery time objectives and recovery point objectives to assess and plan for
support of the organizations critical functions.

A.1
Identify and Review Enterprise Business Continuity Strategy

Requirements
A.2
Identify and Develop Unit Strategies
A.3
Consolidate Unit and Enterprise Strategies

B.1
Identify and Review Enterprise Business Continuity Strategy
Requirements
B.1.a. Identify business continuity strategic requirements
B.1.b. Identify and review business continuity alternatives using the following
criteria
(i)
Advantages
(ii)
Disadvantages
(iii)
Cost
(iv)
Mitigation and control options
B.1.c Identify Alternative Facility and Offsite Requirements using the following
criteria
.
(i)
Facilities
(ii)
Communications
(iii)
Utilities
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B.2 Identify and Develop Unit Strategies

B.2.a. Consider:
(i)
(ii)
Timeframes
Options
(iii)
Location
(iv)
Required Personnel
(v)
Communications (crisis/media and voice/data)
(vi)
Equipment
(vii)
Raw Materials
B.2.b. Review technology continuity issues for each support service

B.2.c. Review continuity issues for support services not dependant on technology
B.2.d. Compare internal/external solutions
B.2.e. Develop preliminary cost/benefit analysis
B.2.f. Identify alternative business continuity strategies considering the following
options
(i)
Do nothing
(ii)
Defer action
(iii)
Revert to manual procedures
(iv)
Develop reciprocal agreements
(v)
Utilize alternative site or business facility
(vi)
Utilize alternate source of product
(vii)
Contract third party service providers / outsourcers
(viii)
Utilize distributed processing
(ix)
Utilize alternative communications capabilities
(x)
Mitigate risk / potential impact
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B.2.g Assess Viability of Alternative Strategies Against the Results of Business

Impact Analysis
B.3
(i)
Clearly define business continuity and crisis planning objectives
(ii)
Develop a consistent method for evaluation.
(iii)
Establish baseline criteria for business continuity strategy options
(iv)
Analyze business needs criteria.
Consolidate Unit and Enterprise Strategies

(i)
Prioritize units/sites
(ii)
Assess physical resource requirements and allocation
(iii)
Assess personnel requirements and allocation
(iv)
Develop finalized cost/benefit analysis of strategies
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SUBJECT AREA 5 - EMERGENCY PREPAREDNESS and

RESPONSE
Identify an organizations readiness to respond to an emergency in a coordinated,
timely and effective manner. Develop and implement procedures for initial response
and stabilization of situations until the arrival of authorities having jurisdiction
(if/when).

A.1
Identify Potential Types of Emergencies and the Responses Needed.
A.2
Identify and Review Existing Emergency Response Procedures.
A.3
Recommend the Development/Improvement of Emergency Procedures.
A.4
Recommend the Development of Command and Control Procedures.

B. 1
Identify Potential Types of Emergencies and the Responses Needed.
B.1.a Identify Potential Types of Emergencies

(i)
Natural, Manmade and Technological
(ii)
Accidental vs. Intentional
(iii)
Internal vs. External
(iv)
Controllable Exposures/Risks vs. those beyond organizations control
(v)
Events with prior warnings vs. those with no prior warnings
B.1.b Identify Potential Responses by emergency type

(i)
Strategic Phase
a. Pre incident Preparation
- Establish Relationships with internal and external authorities (i.e.,
Internal Security groups, Public agencies, etc)
- Development of Monitoring and Reporting process (i.e., escalation
procedures).
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- Identify necessary first response teams including roles and

responsibilities.
b. Review and receive signoff from Management on Strategic Phase.

(ii)
Tactical Phase
a. First Responders
- Evacuation
- Medical care and personnel counselling
- Hazardous material response
- Fire fighting
- Internal and external Communication
b. Emergency Stabilization
- Execution of emergency response and triage procedures, which
includes:
- Priorities for actions
- Implementation of first aid and medical treatment
- Identify location and implement procedures to liaise with
emergency services for transportation to nearby hospitals.
c. Facility stabilization
- Damage Assessment
- Establishment of command center
B.2
Identify and review existing Emergency Response Procedures.
B.2.a. Protection of personnel

(i)
Personnel assembly locations and process for ensuring identification,

safety and overall welfare of all employees including appropriate
escalation procedures as required.
(ii)
Provide for communication with staff, next-of-kin, and dependents.
(iii)
Understand implications of statutory regulations.
B.2.b Incident Assessment

(i)
Analyse the situation and provide effective assessment report
(ii)
Estimate the direct impact of the event on the organisation
(iii)
Communicate situation to employees at involved facility and any other

organization locations
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(iv)
Demonstrate awareness of the likely media interest and formulate a

response in conjunction with any existing public relations and/or
existing marketing unit.
(v)
Understand the issues to be considered when recommending or making

decisions on continuity options
B.2.c. Response process.

B.2.d. Incident Containment
B.3
(i)
Understand the principles of salvage and loss mitigation.
(ii)
Understand available options to support facility and or business

impacts.
(iii)
Maintain principles of security (personnel, physical and information)
(iv)
Maintain access restriction to impacted area
Recommend the Development/Improvement of Emergency Procedures.
B.3.a. Life Safety

(i)
Establish assembly points
(ii)
Establish communication process to be followed during an emergency.
(ii)
Develop procedures to manage employee tracking in the event of an

emergency.
(iv)
Identify shelter in place process and related communication.
B.3.b. Strategy for initial on-site activity

(i)
Understand the need for and, if necessary, prepare an action plan for
site safety, security, salvage and restoration as well as stabilization
efforts.
(ii)
Identify appropriate methods for protection of assets on-site, including

equipment, premises, and documentation.
(iii)
Recognize potential need to establish liaison with external agencies

(e.g., statutory agencies, emergency services such as fire departments
and police, insurers, loss adjusters, etc.),
a. Specify type of information these agencies may require.
b. Establish procedures with public authorities for facility access.
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(v)
Establish procedures with 3rd party service providers including

appropriate contractual agreements.
(vi)
Establish command center to coordinate and communicate with

employees, emergency services, police, etc
B.3.c. Salvage and Restoration
B.4
(i)
Assemble appropriate teams.
(ii)
Understand the need for effective incident diagnosis.
(iii)
Understand the need for resource coordination at the affected site.
(iv)
Develop internal escalation procedures to support resource

requirements during an incident.
Recommend the Development of Command and Control Procedures
B.4.a. Identify Command and Control Requirements

(i)
Designing and equipping the Emergency Operations Centre
(ii)
Command and decision authority roles during the incident.
(iii)
Communication vehicles (e.g., e-mail, radio, messengers, and cellular

telephones, etc.).
(iv)
Logging and documentation methods.
(v)
Understand the need for escalation and engagement of additional

internal and external services.
(vi)
Develop Continuity of Leadership process for Emergency Operations.
B.4.b Command and Control Procedures

(i)
Develop procedures to support the above requirements.
(ii)
Define Immediate Roles and Responsibilities.
(iii)
Define communication process.
B.4.c. Establish Physical or Virtual Emergency Operations Center (EOC)

(i)
Opening the Emergency Operations Center.
(ii)
Security for the Emergency Operations Center.
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(iii)
Scheduling the Emergency Operations Center teams.
(iv)
Management and operations of the Emergency Operations Center.
(v)
Closing the Emergency Operations Center.
7/23/2008
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SUBJECT AREA 6 BUSINESS CONTINUITY PLANS

Design, develop, and implement Business Continuity Plans that provide continuity
and/or recovery as identified by the organizations requirements.

A.1
Identify Requirements for Plan Development.
A.2
Design framework for Plan Development.
A.3
Identify the Process to support the plan.
A.4
Publish completed plan.

B.1
Identify Requirements for Plan Development.
B.1.a. Determine scope for BC plan

(i)
Plan Types:
- Strategic
- Tactical
- Operational
(ii)
Event Phase
- Prior Warning, e.g. hurricane
- Immediate Aftermath
- Damage Contained
- Resumption
- Return-to-Normal
(iii)
Planning Scenarios
- Short-term (less than 1 month outage)
- Long-term (more than 3 month outage)
- Local (Site or campus specific)
- Regional (e.g., Katrina)
- Pandemic
B.1.b. Define Roles and Responsibilities for Plan Development

- Identify necessary teams to perform required tasks
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B.1.c. Create action plans / checklists for Plan Development

- Identify tasks to be undertaken
B.1.d. Review, evaluate and recommend tools e.g. planning software, database(s)
B.1.e. Develop templates to acquire information on processes, technology matrices
and flowcharts
(i)
Locate and catalogue organization information
(ii)
Identify other supporting documentation
B.1.f. Recommend and Develop Plan Development procedures, which includes:

(i)
Business and organizational processes
(ii)
Technology
(iii)
Legislative
(iv)
Vendors and contractors
B.1.g. Identify, document and agree upon key phases/timetable for plan development.
B.1.h. Identify high probability incidents/events as per organization.
B.1.i. Define severity criteria.
B.1.j. Define escalation criteria / decision matrix
B.2
Design Framework for Plan Development.
B.2. a. Plan designs and structures

(i)
Define how plan structures are tied to the organization
(ii)
Document structure and design of plans
(iii)
Ensure built-in mechanisms to facilitate maintenance
(iv)
Define required plan methodology for data gathering
B.2.b Select and implement agreed upon planning tools based on evaluation process.
B.2 c. Allocate tasks and responsibilities to plan development teams
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B.2.d. Define Table of Contents which may include but not limited to the following:
(i)
Introduction
(ii)
Policy Statements
- Business Continuity
- Confidentiality Statement
- Risk Management
- Security
(iii)
Scope / Objectives
- Tie to organizational strategy and business continuity policies
(iv)
Assumptions
(v)
Essential business functions
(vi)
Business Continuity Processes, procedures and Communication
(vii)
Incident Command
- Activation of plans
- Declaration
- Succession planning
- Damage assessment
(viii)
Business Continuity Plans

- Mobilizing alternate resources
- Managing alternate resources
(ix)
Operational Plans
- Recovery Teams
- Team description, organization, and responsibilities
- Personnel primary and alternates
- Required Resources that may include:
- End-user requirements
- Vital records
- Voice and data communications
- Key contacts / suppliers
- Storage requirements
- Equipment requirements
(x)
Communication
- Notification
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- Statuses
- Media Releases
(xi)
B.3
Testing / Maintenance
Identify the Process to support the plan.
B.3.a. Establish procedures to transition from emergency response to business

continuity plan.
B.3.b. Create an action plan for assessing damage that may include:
(i)
Economics of repair versus replacement
(ii )
Capabilities of salvage specialists in selecting and applying relevant

methods of contamination analysis
(iii)
Criteria for selecting appropriate sub-contractors for salvage operations
B.3.c. Recovery site activation

B.3.d. Process continuity
(i)
Recommend alternative ways to conduct business when normal

resources are unavailable
(ii)
Provide recovery infrastructure that may include:

- Administration/logistics
- New equipment
- Technical services
- Application support
- Network communications
- Network engineering
- Operations
- Inter-site logistics and communications
- Data preparation
- Production control
- End user liaison
B.3.e. Define restoration strategy

(i)
Demonstrate ability to reduce consequential losses.
(ii)
Agree upon restoration methods for business assets (e.g., equipment,

electronics, documents, data, furnishings, premises, plant, computers,
etc.).
(iii)
Understand the approval process for restoration and especially the

implications of warranties.
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B.3.f. Identify continuity functions for the following including qualifications,

responsibilities and resources required:
(i)
Communications (public relations/media, client and employee)
(ii)
Personnel/human resources.3.
(iii)
Security (physical, data, etc)
(iv)
Insurance/risk management
(v)
Method/procedures to easily transfer business functions.
(vi)
Critical equipment; acquisition and/or reconditioning timeframes
(vii)
Transportation
(viii)
Legal
(ix)
Relations/liaison with regulatory bodies
(x)
Investor relations
(xi)
Labor relations
(xii)
Relations with other involved groups (example(s) include customers,

vendors, suppliers, etc).
B.3.g. Develop specific procedures for each continuity function which may include:
(i)
Department, individual and or site plan level.
(ii)
Checklists
(iii)
Technical procedures
(iv)
Status reporting
B.3.h. Develop specific procedures to support operational plans which may include:
(i)
Support of essential business functions.
(ii)
Coordination of disaster site recovery and restoration progress.
(iii)
Coordination of migration back to permanent site.

- Staggering migration based on business priority.
- Coordinate vendor and mail delivery.
- Shut down of recovery site.
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B.3.i. Document processes and procedures for voice communications recovery plans
B.3.j. Document processes and procedures for data communications recovery
B.3.k. Draft the Plans
B.4
(i)
Prepare initial draft
(ii)
Forward plan draft to plan development team / business process

owners
(iii)
Review the plan
(iv)
Revise plan content
(v)
Provide final draft to plan development teams / business process

owners
(vi)
Obtain Sign-off
Publish completed plan.
B.4.a. Ensure required tasks are completed for plan implementation that may include
the following:
(i)
Acquiring additional equipment
(ii)
Contractual arrangements
(iii)
Preparing backup and off-site storage
(vi)
Appropriate documentation for plans in place
B.4.b. Publish and distribute plan

(i)
Establish procedures for distribution and control of plans
(ii)
Establish procedures for distribution and control of plan changes and
updates
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SUBJECT AREA 7 - AWARENESS and TRAINING

PROGRAMMES
Prepare a program to establish and maintain corporate awareness that Business
Continuity Management (BCM) is a part of normal business management and to
develop and enhance the skills required to create and implement BCM.

A.1
Establish Objectives and Components of Corporate BCM Awareness and

Training Program
A.2
Identify Functional Awareness & Training Requirements
A. 3
Develop Awareness & Training Methodology
A. 4
Acquire or Develop Awareness & Training Tools
A.5
Identify External Awareness & Training Opportunities
A.6
Identify structure and delivery mechanisms for training

B.1. Establish Objectives and Components of Corporate BCM Awareness &
Training Program
B.1.a. Obtain support of Senior Management.
(i)
Secure adequate budget.
(ii)
Define program management approach and implementation

timeframes.
B.1.b. Obtain Commitment from Managers and Operational Staff who will
implement BCM.
B.1.c. Align BCM to business priorities.
B.1.d. Define the desired level of awareness based on responsibilities.
B.2
Identify Functional Awareness & Training Requirements
B.2.a. Awareness assessment necessary to assess current levels of awareness against

desired levels.
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(i)
Assess awareness gaps.
(ii)
Identify and document the BCM roles and responsibilities.
(iii)
Define measures for desired levels of awareness.
(iv)
Re-assess periodically
B.2.b. Identify and prioritize internal target groups.

(i)
Management
(ii)
Team members
(iii)
Key stakeholders
(iv)
New employee orientation
(v)
Employee refresher program.
B.2.c. Identify and prioritize external target groups

(i)
Key stakeholders
(ii)
Third parties
B.2.d. General Staff requirements may include:

(i)
Initial notification
(ii)
Responding to specific threats or events.
(iii)
What to do when evacuated from the work site.
(iv)
Knowledge of recovery plans.
B.2.e. Identify Training Structure

(i)
Define Training roles and responsibilities.
(ii)
Prioritize teaching points defining the BCM message to be

assimilated.
(iii)
Select order and delivery methods.
(iv)
Re-Assess awareness levels.
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B. 3
Develop Awareness & Training Methodology
B.3.a. Conduct Awareness assessment

(i)
Identify documentation to be used

- Corporate policy statements
- Incident Management Response Reports
- Previous tests and exercise results
- Business metrics
(ii)
Distribute awareness surveys.
B.3.b. Gain feedback through focus groups

B.3.c. Initiate plan to address awareness gaps
B.3.d. Identify trends and new developments
B.3.e. Develop program to target audience based on recommendations received.
(i)
Design and Plan training process
(ii)
Identify metrics required.
(iii)
Identify Skill set necessary.
(iv)
Conduct Pilot program
B.3.f. Identify Delivery Methods
B. 4
(i)
Computer based
(ii)
Web Based
(iii)
Instructor Lead
(iv)
Scenario based
(v)
Instructional Guides & Templates
(vi)
Briefing Papers
(vii)
Newsletters, Bulletins, Articles
(viii)
Train the Trainer
Identify and Acquire Awareness & Training Tools
B.4.a. Internal (In-house)
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B.4.b. External (Outsourced)

B.4.c. Software Packages
B.4.d. Intranet BCM Sites
B.4.e. Business Continuity and Incident Management exercises
B.4.f. Awareness special events
B.4. g. Brochures of Frequently Asked Questions
B. 4. h. Distance Learning (CBT, Video, books, periodicals)
B.5
Identify External Awareness & Training Opportunities
B.5.a. Conferences
B.5.b. Seminars
B.5.c. Symposia
B.5.d. User Groups and Associations
B.5.e. White Papers/Publications
B.5. f.. Regional Networks and Working Groups
B.5. g. Industry sector working groups
B.5. h. Certification bodies
B. 5. i. Formal academic education programs
B.6
Identify structure and delivery mechanisms for training
B.6.a. Identify business and audience requirements.

B.6.b. Complete comparative analysis of tools and opportunities.
B.6.c. Document program components.
B.6.d. Identify level of expertise.
B.6.e. Deliver training
7/23/2008
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SUBJECT AREA 8 - Business Continuity Plan Exercise, Audit and

Maintenance
Establish an exercise/testing program which documents plan exercise requirements
including the planning, scheduling, facilitation, communications, auditing and post
review documentation. Establish maintenance program to keep plans current and
relevant. Establish an audit process which will validate compliance with standards,
review solutions, verify appropriate levels of maintenance and exercise activities and
validate the plans are current, accurate and complete.

A.1
Establish an Exercise/Testing Program
A.2
Establish Plan Maintenance Program
A.3
Establish a Business Continuity Audit Process
A.4
Communicate Exercise/Test Results and Recommendations

B.1
Establish an Exercise/Testing Program
B.1.a Develop an exercise program which meets organizational continuity

objectives.
(i)
Obtain executive sponsorship for exercise/testing program
development
(ii)
Align with the organizations business strategy and tactical
requirements.
(iii)
Provide a high level of confidence for the continuity of operations.
(iv)
Develop a realistic, progressive and cost effective program.
B.1.b Document exercise/testing standards and guidelines.

(i)
Document Exercise Requirements

a. Identify test types which may include, business, facility and
technical testing
- Walkthrough / tabletop reviews
7/23/2008
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- Integrated (transmission of data to/from multiple

applications/systems)
- Backup and connective validation to another application(s)/system(s)
- Standalone
- Call trees
- Line of business (LOB) functional processes
- Facilities, e.g. buildings and work areas
b. Define testing program objectives and select appropriate scenarios
c. Define assumptions and limitations
d. Identify Participants and their Roles and
- Responsibilities
- Recovery Team(s)
- Observers/reporters
- Time keepers
- Auditor/reviewers
- Facilitator
- Suppliers
- Out-sourced Services and Providers
(ii)
Scheduling Exercises
a. Develop a multi-year progressive schedule
b. Develop specific testing schedule on an annual basis.
B.1.c Determine Exercise Requirements

(i)
Define and document exercise objectives

a. Define and document in-scope/out-of-scope
requirements
b. Approximate the types of incidents the organization is likely to
experience. Include suitable activities to exercise various facets of the
BC Strategies, example(s):
- Technical - does the equipment work?
- Procedural - are the procedures correct?
- Logistical - can people access the recovery facility and execute their
recovery procedures?
- Timelines - can the required RTOs be achieved?
(ii)
Define exercise notification process

- Announced/planned
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- Unannounced/surprised
(iii)
Define and document criteria aligned with exercise

objectives and scope:
- Quantitative
- Qualitative
B.1.d. Identify Pre Exercise activities
(i)
Identify resources required to conduct the exercise. Identify

participants (example(s): business unit contacts, IT representatives,
umpires, adjudicators, etc). Ensure all understand the objectives and
their roles. Provide an inventory of hardware, software and physical
assets required for the exercise (examples: PC/laptop, Security access,
telephone, applications, printers, etc).
(ii)
Document and communicate specifications for the

exercise environment.
- Production vs. Test
- Business Day vs. Weekend
(iii)
Provide a timetable of events and circulate to all

participants, facilitators and adjudicators
B.1.e. Identify Exercise Activities

(i)
Conduct Exercise.
- Should an incident occur during an exercise you should have a
predetermined mechanism for cancelling the exercise and invoking the
actual business continuity process.
(ii)
Record Exercise process.

- Document exercise results via the activation and maintenance of the
issues log.
(iii)
Declare end of exercise.

a. Shut down procedures.
b. Perform clean-up activities.
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B.1.f. Identify Post Exercise activities

(i)
Conduct debriefing sessions to review exercise results and identify

actions for improvements.
(ii)
Post-Exercise Reporting
a. Provide a comprehensive summary with recommendations,
b. Document Action Plan report
- Identify Open Issues
- Identify actionable items with responsibilities and timeframes for
resolution.
- Monitor (and escalate where necessary) progress to completion of
agreed actions
c. Communicate Exercise Results
- Document Lessons Learned
- Document expected versus actual results
- Document unexpected results
B.2
Establish Plan Maintenance Program
B.2.a. Define Plan Maintenance Method and Schedule

(i)
Define ownership of plan data
(ii)
Prepare maintenance schedules and review procedures
(iii)
Select maintenance tools
(iv)
Monitor maintenance activities
(v)
Establish plan update process
(vi)
Ensure that scheduled plan maintenance addresses all documented

recommendations.
B.2.b Define Change Control Process

(i)
Analyse business changes with planning implications
(ii)
Develop change control procedures to monitor changes

-Create proper version control; develop plan re-issue, distribution, and
circulation procedures
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-Identify plan distribution lists for circulation

-Process to update plans based on response to Audit findings
B.3
(iii)
Set guidelines for feedback of changes to planning function
(iv)
Implement change control process
Establish a Business Continuity Audit Process
B.3.a. Define Audit Method and schedule.

(i)
Select appropriate audit types.

- Internal Audit
- External Audit
- Self Assessment
B.3.b. Document Audit Standards and Guidelines

- Select/Develop any needed audit tools
B.3.c Establish Audit Schedule
B.3.d. Conduct/Monitor Audit Activities
(i)
Audit the Plan Structures, Contents, and Action Sections

- Audit BC Program requirements, documents and standards
- Audit BC templates and plan
- Audit test requirements and results
- Audit repository for plan and test results
(ii)
Audit the Plan Documentation Control Procedures

- Audit version control process and documentation
- Audit distribution lists and associated processes
- Audit change control process
B.3.e. Review Management response to Audit findings

(i)
Confirm responses have been submitted and action plans documented.
(ii)
Verify completed actions have been captured in the plan.
7/23/2008
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SUBJECT AREA 9 CRISIS COMMUNICATIONS

Develop and document the action plans to facilitate communication of critical
continuity information. Coordinate and exercise with stakeholders and the media to
ensure clarity during crisis communications.

A.1
Establish Crisis Communications Program
A.2
Develop Processes and Procedures to establish Programs for Proactive Crisis

Communications
A.3
Exercise Crisis Communications for the Program
A.4
Implement Crisis Communication Plan at time of disaster event

B.1
Establish Crisis Communications Program
B.1.a Define Objectives, Scope and Program Structure

(i)
Develop guidelines for communications with Emergency Response

Operations
(ii)
Define escalation procedures
(iii)
Establish Communications standards and guidelines
B.1.b Document Roles and Responsibilities

- Identify necessary teams to perform required tasks
B.1.c Define Crisis Communications Method and Schedule
- Identify notification process and or tools.
Call Tree
Automated Notification System
Email
B.1.d Establish Crisis Communications Policies
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B.2
Develop Processes and Procedures to establish Programs for Proactive Crisis

Communications
B.2.a. Identify groups to receive communications

(i)
Internal groups (examples include: corporate, lines of business,

stakeholders)
(ii)
External groups (examples include: media, customers, vendors,

suppliers, public, local, state and government agencies)
(iii)
Media (examples include: print, radio, television, and internet)
(iv)
Stakeholders
B.2.b. Develop communication processes and procedures for each identified group.
(i)
Internal Groups
- Identify designated communications spokesperson (HR, Corporate
Communications, etc).
- Identify most effective methods for communications (email and
group distribution lists, conference calls, intranet sites, etc).
- Establish engagement criteria
- Ensure communications align with organizational requirements.
- Agree upon frequency of communications (pre, post and interim).
(ii)
External Groups
- Identify designated communications spokesperson (Security,
Corporate Services, Public Relations, etc).
- Identify most effective methods for communications (800 or
Customer Service numbers, websites, mailing lists, Bridge or
Notification lines, etc).
- Ensure communications target specific external audiences.
(iii)
Media
- Identify designated communications spokesperson (Corporate
Communications, Public Relations, etc).
- Identify most effective methods for communications (Press release,
Press Conference, Notification via radio, TV and other, etc...).
- Ensure consistency in messaging throughout the organization.
- Develop ongoing methodologies to manage media relationships.
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(iv)
Stakeholders
- Define stakeholders as any persons or groups that have a vested
interest in the organization and or can be affected by a crisis situation.
- Identify designated communications spokesperson (Corporate
Communications, Public Relations, etc).
- Identify most effective methods for communications (Direct
communications via mail (either internet or post office), voicemail,
etc...).
- Ensure consistency in messaging throughout the organization.
B.3
Exercise Communications Plans for the Program.
B.3.a. Document Crisis Communications Exercise Standards and Guidelines

(i)
Scope and Objectives
(ii)
Establish Exercise Schedule
(iii)
Identify Crisis Management Declaration Team
B.3.b. Document Crisis Communications Exercise Requirements

(i)
Scope and Objectives
(ii)
Scenarios
(iii)
Identify Test Type
B.3.c. Conduct Crisis Communications Exercise

B.3.d. Document Crisis Communications Exercise Results
B.4
(i)
Open Issues
(ii)
Lessons Learned
(iii)
Update Communications Plans based on findings
Implement Crisis Communication Plan at time of disaster event
B.4.a. Crisis Management Declaration Team authorizes implementation

B.4.b. Implementation begins as per processes/procedures
7/23/2008
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SUBJECT AREA 10 - COORDINATION WITH EXTERNAL

AGENCIES
Establish applicable procedures and policies for coordinating continuity and
restoration activities with external agencies (local, regional, national, emergency
responders, defense, etc.) while ensuring compliance with applicable statutes and
regulations.

A.1
Identify and establish organizational Emergency Management procedures.
A.2
Coordinate Emergency Management with External Agencies.
A.3
Maintain knowledge of current laws and regulations to support Emergency
Management.
B.1
Identify and establish organizational Emergency Management procedures.
B.1.a. Identify relevant external agencies including their roles and responsibilities.
B.1.b. Develop and document response roles and escalation procedures (internally and
externally) to support Emergency Management process.
B.1.c. Include legal and regulatory requirements as appropriate.
B.2
Coordinate Emergency Management with External Agencies.
B.2.a. Identify representatives and establish open dialogue with external agencies.
B.2.b. Identify objectives for Emergency Management program and align with
specific external agencies process.
B.2.c. Assist in the development of the external agencies exercises requirements as
appropriate.
B.2.d. Coordinate and execute exercises
- Participate in external exercises were appropriate.
- Extend invitation to external agencies to participate in organizational
exercises as appropriate.
7/23/2008
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B.2.e. Debrief and Report on Exercise Results

- Identify and document internal action plans.
- Update internal recovery plans as appropriate.
- Share draft and final results with internal management.
B.3
Maintain knowledge of current laws and regulations to support Emergency
Management.
B.3.a. Gather/identify sources of information on applicable laws and regulations
(disaster recovery, environmental cleanup, business resumption, etc.) and determine
their impact to the organization and/or industry.
B.3.b. Identify statutory requirements for the industry in which the organization
participates.
B.3.c. Update internal plans as required.
B.3.d. Disseminate information to appropriate management and team members.
7/23/2008
Page 47 of 47

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Introduction

Business Continuity Management is defined as a holistic management process that identifies

SUBJECT AREA OVERVIEW

5. Emergency Response and Operations

SUBJECT AREA 1 PROGRAM INITIATION and

A. THE PROFESSIONALS ROLE IS TO:

Establish the need for the Business Continuity Program

Present and Obtain Management Program support and approval of BCM

Lead designated Sponsors in Defining Objectives, Program Structure,

Develop Budget requirements.

Coordinate and Manage the implementation of the overall Program

Oversee the ongoing effectiveness of the Program

Report to Senior Management on Program status on regular basis.

B. THE PROFESSIONAL SHOULD DEMONSTRATE A WORKING

Establish the Need for the Business Continuity Program

B.1.a. Research and reference relevant legal/regulatory/statutory/contractual needs

Present and obtain Management support and approval of BCM Program

Develop Budget Requirements

B.4.e. Obtain executive approval for budget requirements

Coordinate and Manage the implementation of the overall Program

Oversee the ongoing effectiveness of the Program

Report to Senior Management on Program status on a regular basis

SUBJECT AREA 2 - RISK EVALUATION and CONTROL

A. THE PROFESSIONALS ROLE IS TO:

Obtain Information about the Organizations Risk Tolerance from

Identify and Implement Information Gathering Activities

Identify Potential Exposures/Risks to the Organization based on Risk

Qualify and Prioritise the Exposures Identified

Evaluate the Effectiveness of Controls and Safeguards

Document and Present Risk Assessment to Senior Management for

B. THE PROFESSIONAL SHOULD DEMONSTRATE A WORKING

Identify and Implement Information Gathering Activities

B.2.a. Determine methods of information gathering

Determine information sources

Determine the credibility of the information sources

Forms and questionnaires

B. 3 Identify Potential Exposures/Risks to the Organization Based on Risk

Security Risks (both physical and data integrity)

Information Technology (including operational infrastructure)

Supply Chain (including outsourcing)

Natural, man-made, or technological

Accidental versus intentional

Internal versus external

Controllable exposures/risks versus those beyond the organizations

Events with prior warnings versus those with no prior warnings

Qualify and Prioritize the Exposures Identified

B.4.a. Develop a quantifiable method to evaluate exposures/risks in terms of

Qualitative and quantitative methodologies

Advantages and disadvantages

Basis of mathematical formulas used

B.4.c. Select appropriate methodology and tool(s) for company-wide implementation

Risks under the organizations control

Risks beyond the organizations control

Exposures with prior warnings (such as tornadoes and hurricanes)

Exposures with no prior warnings (such as earthquakes)

Availability of information technology

Availability of communications technology

Status of infrastructure (including transportation), etc

Identify requirements necessary to restrict access at all pertinent levels