Ruling On Kathleen Kane Senate Committee

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Commonwealth of Pennsylvania

Legislative Reference Bureau


November 17,

2015

LEGAL OPINION
This opinion is issued to the requestor and the reguestors
staff for individual use. The Legislative Reference Bureau issues
only advisory opinions and does not issue rulings or binding
legal opinions.

4zY A%

Vincent C. DeLiberato,
Director

Jr.

SUBJECT:

Whether The Senate of Pennsylvania Has The Authority,


With The Approval Of The Governor, To Remove The
Attorney General From Office Under Article VI, 7 Of
The Constitution Of Pennsylvania.

TO:

John R. Gordner
Chairman
Special Committee on Senate Address
Senate of Pennsylvania

FROM:

Legislative Reference Bureau

QUESTION PRESENTED
Does Article VI,

7 of the Constitution of Pennsylvania

confer upon the Senate the authority to consider the removal of


an elected Attorney General?

BRIEF ANSWER
Yes.

Article VI,

7 of

Pennsylvania

the Constitution of

allows for the removal of certain elected civil officers


office for reasonable cause,

from

including the Attorney General,

by

the Governor on address of two-thirds of the Senate of


Pennsylvania.
STATEMENT OF FACTS
By letter dated November 13,

2015,

to Vince DeLiberato,

Director of the Legislative Reference Bureau,


Gordner requested a legal opinion as

Senator John I?.

to whether the Senate of

Pennsylvania has the authority under Article VI,


Constitution of Pennsylvania

{hereinafter referred to as

remove an elected Attorney General from office.


Ed.)

Art.

VI,

7,

7 of the

Purdons Statutes,

Const.

Pa.

Art.

Const.

6,

7)

to

(1984

(2011).

DISCUSSION

Does Article VI, 7 of the Constitution of Pennsylvania


confer upon the Senate the authority to consider the removal of
an elected Attorney General?
The Supreme Court of Pennsylvania suspended the

law license

of Attorney General Kathleen Kane by per curiam order dated

September 21,

2015.

Granahan Kane

(No.

C3-15-558)

Office of Disciplinary Counsel v.


2202 Disciplinary Docket No.

(per curiam)

3,

Kathleen

Board File No.

The Senate of Pennsylvania recently

empaneled an ad hoc committee to examine whether Attorney General


2

Kane can perform the duties of her office with a suspended law
license.
Article VI,

7 of the Constitution of Pennsylvania provides

three distinct methods for removing certain individuals from


(1)

office:

mandatory removal of any civil officer upon

conviction for any misbehavior in office or an infamous crime;


(2)

permissive removal of an appointed civil officer,


at the pleasure of the appointing power;

judges,

reasonable cause,

VI,

7,

by the Governor for

after due notice and full hearing,

address of two-thirds of the Senate. Pa.


Purdons Statutes,

Const. Art.

6,

(3)

with exceptions

mandatory removal of an elected civil officer,


that do not include the Attorney General,

and

except

Const.
7

on the

(1984 Ed.) Art.

(2011)

The

antecedents to this constitutional provision date back to English


law of the 1600s.
House,

p.

June 10,

1885 Commonwealth Legislative Journal

1431.

Prior to 1874,

only judges were susceptible to removal by

legislative address to the Governor.


Assembly, by concurrent resolution,

In 1885,

the General

empaneled a special committee

to investigate the removal of Judge Kirkpatrick of Allegheny


County for mental incompetence under Article V,

15 of the

Constitution of 1874. The Journal of the House of Representatives


for the 1885 session contains the majority and the minority
reports of the special committee. Both reports contain a

discussion of the history of the removal provision included in


Article V,

15 of the Constitution of 1874. The majority report

states that this part of the constitution especially should be


in order that its true meaning

construed in a historical sense,


be ascertained. June 10,
House, p.

1431.

1885 Commonwealth Legislative Journal

Under the English constitution in the late lEOOs,

Parliament had the right to remove judges without any assignable


reason.

Id. When the right of removal was incorporated into

Pennsylvanias Constitution of 1790,

the limitation that the

removal be for reasonable cause was added.

Id.

The applicable

provision of the Constitution of 1790 read as follows:


Sec. 2. The judges of the supreme court, and of the
several courts of common pleas, shall hold their
for
any
behaviour.
But
good
during
offices
sufficient
be
shall
which
not
reasonable cause,
ground of impeachment, the governor may remove any
of them, on the address of two-thirds of each
branch of the legislature.
Article V,

2 of the Constitution of 1790.

The Constitution of 1838 did not change the removal


provision:
Sect. 2. The judges of the supreme court, of the
several courts of common pleas, and of such other
courts of record as are or shall be established by
law, shall be nominated by the governor and, by and
with the consent of the senate appointed and
commissioned by him. The judges of the supreme
court shall hold their offices for the term of
long behave
so
they shall
if
fifteen years,
the
of
judges
The president
themselves well.
such
other
several courts of common pleas, and of
courts of record as are or shall be established by
law, and all other judges, required to be learned
4

in the law, shall hold their offices for the term


they shall
long behave
so
ten years,
of
if
themselves well. The associate judges of the courts
of common pleas shall hold their offices for the
term of five years, if they shall so long behave
themselves well. But for any reasonable cause,
ground
of
shall
sufficient
be
which
not
impeachment, the governor may remove any of them on
the address of two-thirds of each branch of the
legislature.
2 of the Constitution of 1838.

Article V,

Likewise,

the Constitution of 1874 did not change the

removal provision:
Sec. 15. Election of judges. Term. Removal. All
judges required to be learned in the law, except
the judges of the Supreme Court, shall be elected
respective
electors
the
of
by
the
qualified
districts over which they are to preside, and shall
hold their offices for the period of ten years, if
they shall so long behave themselves well; but for
any reasonable cause, which shall not be sufficient
ground for impeachment, the Governor may remove any
of them on the address of two-thirds of each House
of the General Assembly.

15 of the Constitution of 1874.

Article V1

It was under this provision (Article V,


Constitution of 1874)

that the General Assembly adopted the

majority report of the special committee,


concluded

15 of the

by resolution,

that

[a] fter a full hearing and serious consideration of

the whole testimony,

as well as of the constitutional question

involved as to the power of the Legislature to recommend a


removal from office, that the incompetency of the judge subject
to the removal proceeding was fully evidenced and that the

Legislature,

under

[Article V,

15 of the Constitution of 1874]

have full power to recommend his removal. June 10,


Commonwealth Legislative Journal House,

As to the latter finding,

pp.

1885

1432-33.

the majority report addressed the

issue in response to the suggestion that a misuse or abuse of


office can only be judicially determined and that the General
Assembly did not have authority to make an inquiry into such
misuse or abuse.

Id.

at 1432. The majority report stated that it

would be unreasonable for framers of the Constitution to give the


legislature the power to remove for cause on the one hand and
deny the legislature the right to ascertain the cause on the
other.

Id.

The majority report then reiterated the well-

established principle of constitutional law that inherent with


the authority to perform is the authority to determine the cause
for the performance.

Id.

The minority report also considered the history of the


removal provision.

Id.

at 1434.

Its discussion included how the

Constitution of 1776 was amended by the Constitution of 1790,


first Pennsylvania Constitution to contain the removal for
reasonable cause language.

Id.

at 1434-35.

The Constitution of 1776 provided for removal as follows:


Section the Twenty-second. Every officer of state,
whether judicial or executive, shall be liable to
be impeached by the general assembly, either when
in office, or after his resignation or removal for
shall
be
impeachments
mal-administration:
All
before the president or vice-president and council,
6

the

who shall hear and determine the same.

Constitution of 1776,

Section 22.

Section the Twenty-third. The judges of the supreme


court of judicature shall have fixed salaries, be
commissioned for seven years only, though capable
of re-appointment at the end of that term, but
removable for misbehaviour at any time by the
general assembly; they shall not be allowed to sit
as members in the continental congress, executive
council, or general assembly, nor to hold any other
office civil or military, nor to take or receive
fees or perquisites of any kind.

Constitution of 1776,

Section 23.

The minority report correctly pointed out that the General


Assemblys power to remove for cause was absent from the
Constitution of 1776.
Journal House,

p.

June 10,

1885 Commonwealth Legislative

1435. The minority report then considered how

the phrase but for any reasonable cause,


sufficient ground of impeachment,

which shall not be

the Governor may remove any of

them on the address of two thirds of each branch of the


Legislature, which appeared in the Constitutions of 1790,
and 1874,
that:

came to be added.

1838

Id. The minority report contended

the Constitution of 1776 restricted the power of removal to

misbehavior generally; under the Constitution of 1790 impeachment


became the primary vehicle for removal,

and removal by the

Governor and the General Assembly was a power to be used only


when insufficient cause for impeachment existed,

but both methods

contemplated removal only for misbehavior; and the Constitutions


7

of 1838 and 1874 further restricted the power of removal to acts


of misbehavior not subject to impeachment to only those acts
which reach the level of infamous crimes.

Id.

at 1434-37. The

minority reached this conclusion by reading the removal clause in


conjunction with Article VI,

4 of the Constitution of 1874

{hereinafter referred to as 4 of 1874},

which read in part:

All officers shall hold their offices on the


condition that they behave themselves while in
and shall be removed on conviction of
office,
misbehavior in office or of any infamous crime.
The minority view did not carry the day:

the House of

Representatives concurred in the Senate resolution to request the


Governors removal of the judicial official subject to the
resolution.
p.

June 10,

1885 Commonwealth Legislative Journal Mouse,

1441.
Prior to the 1885 removal proceeding,

the General Assembly

considered the removal of a judge on petition of the residents of


Westmoreland County.
32,

Vol.

II,

p.

February 27,

1832 Journal of the House 1831the committee charged with

688. Ultimately,

investigating the complaint determined that insufficient evidence


was produced to make a finding of incompetency.
arriving at its conclusion,

Id.

at 690.

In

the committee considered its

authority to conduct an investigation,

and stated that the

removal provision was intended to apply where a judge becomes


incapable of discharging the duties of office from physical or
mental incapacity.

Id.

at 689, The committee also made the more


8

general statement that it is the obligation of the General


Assembly to exercise its removal power to correct a situation in
which the public has lost confidence in its court,
happens without good cause.

which seldom

Id.

The constitutional authority to remove officers for


reasonable cause on legislative address was extended to elected
officials in the Constitution of 1874. Article VI,

4 of 1874

provided for the removal of all civil officers elected by the


people,

for reasonable cause,

with certain exceptions,

notice and full hearing,

after due

on the address of two-thirds of the

Senate.
Under this provision,

the Senate sought the removal of State

Treasurer Henry Boyer and Auditor General Thomas MaCamant in 1891


for alleged misconduct in office. November 10,
the Senate,
however,

Extraordinary Session 1891 p.

The Senate,

voted by resolution to remove the case from the Senate

on jurisdictional grounds.
that,

618.

1891 Journal of

Id.

at 701-02. The resolution stated

because Boyer and MaCamant were accused of misdemeanors

while in office,

the better venue would be impeachment rather

than removal by address of the Senate.

Id.

at 619.

During the Senate debate on jurisdiction during the 1891


removal proceedings,

an instance where the Senate acted to remove

a magistrate for offenses that were subject to impeachment and


indictment,

as well as for incompetency and inefficiency,

was

advanced as an argument in favor of finding jurisdiction.

Id.

at

626. Also referred to during the Senate debate in support of a


finding of jurisdiction was a Supreme Court case,
Commonwealth ox rel.

1882)

Tenor,

10 W.N.C.

505,

100

Pa.

Houseman v.

222

(Pa.

The Houseman opinion included an analysis of the removal

provision under Article VI,

4. The Supreme Court viewed the

Constitution of 1874 as enlarging the power of removal and as


providing more certainty as to the authority and manner by which
an elected officer shall be removed by the Governor on the
address of two-thirds of the Senate. November 10,
the Senate,

Extraordinary Session 1891 p.

1891 Journal of

627; Houseman at 230.

The removal action taken by the Senate in the case of the


magistrate,

an action that was met without objection,

significantly,

and,

more

the Supreme Court analysis in Houseman support the

proposition that the Senate may act to remove an elected Attorney


General from office under Article VI,

7.

The debate surrounding the adoption of 4 of 1874 at the


Constitutional Convention of 1872-73 also supports that
proposition.

The debate as to whom the new constitutional

provision would apply suggests that the drafters intended 4 of


1874 to apply to all elected officers not specifically exempted.
The focus of the drafter who offered the amendment to include all
officers elected by the people,

a Mr.

the integrity of the elected office.

10

Darlington,

was to protect

The first iteration of 4

referred to tellected officers and required the address of just


two-thirds of the Senate.

Debates of the Constitutional

Convention of 1872-73, Vol.

III, p.

224.

Mr. Darlington offered

an amendment to change elected officers to all officers


elected by the people

and increased the requirement to two-

thirds of each branch of the

[l]egislature. Id.

at 23O3l.2 Mr.

Darlington wanted a mechanism to remove an officer more speedily


than trial by impeachment may accomplish. Id. at 231.

He offered

the examples of a State Treasurer who is either totally unfit


for the office or attempts to steal funds and that of an Auditor
General who may pass an account through his office, which may
take millions of dollars from the Treasury. Id. Both the State
Treasurer and the Auditor General became popularly elected
offices under the Constitution of 1874.
While Mr.

Darlington understood the need for an expeditious

removal procedure,

he cautioned against requiring the address of

only one house of the General Assembly. Mr. Darlington reasoned


that an officer elected by the people should only be removed in
some proper and judicious way and wanted each house to be a
check on the political whims of the other.

Id.

at 231-32. Adding

Mr. Darlington, it seems, wanted to ensure that Article VI,


apply to officers who were previously elected by the
would

legislature under the Constitution of 1838, but who would then,


under the Constitution of 1874, be elected by the people.
4

11

to this amendment,

two drafters offered amendments to include a

requirement for due notice and a full hearing,

to which Mr.

Darlington agreed.
As it read at that moment in time,
all officers elected by the people

4 of 1874 stated that


shall be removed by the

Governor for reasonable cause after due notice and full hearing,
on the address of two-thirds of each branch of the
[liegislature. Id.
Governor,

however,

at 232.

The responsibility to address the

quickly returned to the Senate. A Mr.

Hunsicker remarked that requiring both houses to act would


produce a cumbersome machinery. Id. Mr. Hunsicker approved of a
full hearing after due notice,

but he believed action by both

houses would stop the whole business of legislation.


response,

a Mr.

H.

W.

Id.

In

Palmer offered an amendment to require a

two-thirds vote of only the Senate,

which was agreed to.

Id.

Section 4 was eventually agreed to and passed in this form.


During the debates,

drafters offered varying examples of

conduct that would trigger removal on the address of the Senate


under 4 of 1874.

In addition to Mr.

Darlingtons examples,

drafters referred to a derelict official, an incompetent


official and any officer whose continuance in office would be
prejudicial to the public interest,

although they may not be

convicted of any infamous crime or misdemeanor within the meaning


of the Constitution. Id.,

at 231-32.

12

Indeed,

the drafters

intended to give the Senate wide latitude in applying 4 of


1874:
I would say that this matter received the very
deliberate consideration of the committees... It
was thought, however, that there was a very large
number of elected officers whose fault would
consist rather in incompetency than in anything
else. The faults likely to be attributed to them
are, of course, very difficult to define, and it
was thought best not to throw too much difficulty
in the way of their removal.

at 225.

Id.

of...

It should be noted that,

the remarks

generally,

convention delegates are not relevant

in construing a

constitutional provision as they represent only one persons


views.

66

R.

(1985)

Woodside,

Pennsylvania Constitutional Law,

63 and

ignored this rule

however,

Pennsylvania courts have,

pp.

and used the remarks of legislators. While statements by


legislators during the process of enactment are not dispositive
of legislative intent,

they may be considered as part of the

contemporaneous history.
275,

n.4,

Pennsylvania,

Commonwealth v.

649 A.2d 961,


685

(Table)

966

(1994)

AFT,

appeal

3,

denied,

Wolf,

13

Ct.

(Mem)

2952

Superior Ct.
541 Pa.

(2015)

268,

denied sub nom.

632,

117 A.3d 374,

WL6498617

AFL-CIO v.

cert.

112 S.

437 Pa.

529 Pa.

Wilson,

(1992),
977,

Berryman,

affirmed,

Local

n.4

504 U.S.

(1995); Arneson v.

Commonwealth 2015)
Teachers,

1294,

602 A.2d 1290,

Aultman v.
(1992);

Commonwealth v.

258,

663 A.2d

384,

n.10

Federation of

School District of

269,

(Pa.

Philadelphia,
granted,

109 A.3d 298,

121 A.3d 433

(Mem)

315

(2015)

Statutory Construction 48:14

Commonwealth 2015)

(Pa.

N.

Singer,

appeal

Statutes and

(2014).

The provisions of Article VI,

7 exist in much the same

form as they were originally established under Article VI,

4 of

1874. The drafters of the 1874 Constitution knew that the State
Treasurer was changing to a position elected by the people
instead of the legislature and wanted to ensure 4 of 1874 would
apply to that office.

The office of Attorney General went through

a similar change in 1978.

The legislature proposed an amendment

to the Constitution of 1968 to add the Attorney General to the


provisions of Article IV,
Department,

which dealt with the Executive

along with a new section providing for the election

of the Attorney General by the people. House Bill No.


Printers No.

94

(1977).

House Bill No.

approved by the electorate on May 16,


History,

84 was a joint resolution

1978.

See also Bill

Legislative Data Processing Center website.

the Constitution,

84,

In amending

the legislature could have proposed adding the

Office of Attorney General to the list of officers exempted from


the provisions of Article VI,
Furthermore,

7. Notably they did not.

the Executive Department also includes the offices

of State Treasurer and Auditor General,

both of which the Senate

attempted to remove by address to the Governor under then 4 of


1874 in the aforementioned 1891 matter.

14

Finally,

a plain meaning reading of 7 does not express or

imply any limitation on what could constitute reasonable cause.


This omission,

we think,

is significant. The late 19th and early

20th centuries produced occasion for Pennsylvania courts and,


most notably,

the General Assembly to interpret reasonable

cause as it has been found in relation to removing elected


individuals from office. Article VI,

7,

however,

was not

amended to limit or ascribe a rubric for calculating reasonable


cause during the most recent constitutional overhaul in 1968.

CONCLUSION
A plain reading of Article VI,

7 of the Constitution of

Pennsylvania provides the Senate of Pennsylvania the authority to


remove the Attorney General from office. The debate surrounding
the adoption of this constitutional provision in its earliest
form and the historical removal of officers on legislative
address support this conclusion.

15

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