United States Court of Appeals, Tenth Circuit
United States Court of Appeals, Tenth Circuit
United States Court of Appeals, Tenth Circuit
2d 1552
NOTICE: Although citation of unpublished opinions remains unfavored,
unpublished opinions may now be cited if the opinion has persuasive value on a
material issue, and a copy is attached to the citing document or, if cited in oral
argument, copies are furnished to the Court and all parties. See General Order of
November 29, 1993, suspending 10th Cir. Rule 36.3 until December 31, 1995, or
further order.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination
of this appeal. See Fed.R.App.P. 34(a); 10th Cir.R. 34.1.9. The case is therefore
ordered submitted without oral argument.
This case requires us to decide whether the district court correctly found itself
without jurisdiction to hear plaintiff's complaint regarding the constitutionality
of Colorado Rule of Civil Procedure 241.24(a), both as applied to him and in
general. Because the district court lacked jurisdiction to hear plaintiff's
challenge to the Rule as applied to him, and because plaintiff lacks standing to
challenge the Rule as a general matter, we affirm the district court's dismissal
of this case.
After plaintiff lost at trial, he appealed to the Colorado Court of Appeals, where
he first raised the issue of the constitutionality of the Rule. Because of the
presence of the constitutional issue, the court of appeals transferred the case to
the Colorado Supreme Court pursuant to Colo.Rev.Stat. 13-4-102(1)(b)
(1987). That court dismissed plaintiff's constitutional claim with prejudice
because he had failed to file a trial transcript as required by Colorado Appellate
Rule 10(b). Plaintiff's remaining issues on appeal were remanded to the
Colorado Court of Appeals. Plaintiff then filed this action in the United States
District Court for the District of Colorado, naming the Colorado Supreme
Court, that court's grievance committee, and the individual members of each
body as defendants. His action under 42 U.S.C. 1983 alleged that, as applied,
the Rule deprived him of his rights under the First and Fourteenth
Amendments. He also requested a declaratory judgment that the Rule is
unconstitutional and an injunction against its enforcement.
The district court dismissed the case under Fed.R.Civ.P. 12(b)(1) for lack of
subject matter jurisdiction. In so doing, the court properly relied on District of
Columbia Court of Appeals v. Feldman, 460 U.S. 462 (1983). In Feldman, the
Court held that a federal court had no subject matter jurisdiction to review a
state court's denial of the petitioners' individual applications for waiver from
state bar admission rules. Id. at 482. "[A] United States District Court has no
authority to review final judgments of a state court in judicial proceedings." Id.
Because part of plaintiff's complaint here alleged error in the way Rule
241.24(a) was applied in his case, the district court was correct to conclude that
it lacked jurisdiction.
6
The second part of Feldman, however, provided that, to the extent petitioners
had mounted a general challenge to the constitutionality of the bar rules,
jurisdiction in the federal court would lie. Id. at 482-83. That is so because such
challenges
7 not necessarily require a United States district court to review a final state-court
do
judgment in a judicial proceeding. Instead, the district court may simply be asked to
assess the validity of a rule promulgated in a nonjudicial proceeding. If this is the
case, the district court is not reviewing a state-court judicial decision.
8
Id. at 486.
In Facio v. Jones, 929 F.2d 541 (10th Cir.1991), this court addressed a situation
remarkably similar to plaintiff's. In Facio, the plaintiff had filed a motion in
Utah state court to set aside a default judgment. The state court judge denied
the motion because the plaintiff had not presented proof of a meritorious
defense as required under Utah law. The plaintiff then filed a 1983 action in
federal court alleging deprivation of his Fourteenth Amendment rights. The
district court found the Utah procedural requirement to be unconstitutional and
set aside the default judgment. This court reversed.
10
Citing Feldman, this court in Facio held that the district court had no
jurisdiction to set aside the default judgment because federal district courts lack
jurisdiction to reverse a state court judgment. Id. at 543. The plaintiff, however,
had also requested a declaratory judgment holding the Utah default procedure
unconstitutional. The court found jurisdiction to be lacking over this claim as
well because Feldman had also "prohibited ... federal courts from issuing any
declaratory relief that is 'inextricably intertwined' with the state court
judgment." Id. (quoting Feldman, 460 U.S. at 483-84 n. 16). The court
explained that the plaintiff's request for declaratory relief was inextricably
intertwined with his request to vacate the default judgment. Id.
11 two forms of relief are so intertwined, in fact, that if [plaintiff] is not able to
[T]he
set aside the default judgment against him, he would lack standing to assert his
second claim, which is the request that the federal court declare Utah's default
judgment procedures unconstitutional. Unless [plaintiff's] default judgment is upset,
his only interest in Utah's default judgment procedures is prospective and
hypothetical in nature. He cannot establish a sufficient interest in the future
application of those procedures to him to establish a constitutional case or
controversy.
12
Id. Because the plaintiff had not "demonstrated any real chance of being
subjected in the future to Utah's procedures for reversing default judgments," id.
at 544, he lacked the standing necessary to confer jurisdiction on the district
court. Id. at 545.
13
Plaintiff's complaint here suffers from the same defect. Unless the Colorado
Supreme Court's dismissal of his claim is upset, he has only a hypothetical
interest in seeing Rule 241.24(a) declared unconstitutional. Like Mr. Facio,
plaintiff has not demonstrated any real chance of being involved in the future
with an attorney discipline proceeding in Colorado and the attendant
confidentiality provisions. A plaintiff "cannot maintain a declaratory or
injunctive action unless he or she can demonstrate a good chance of being
likewise injured in the future." Id. at 544. Without this showing, the court had
no jurisdiction to hear plaintiff's general challenge to the Rule's
constitutionality because plaintiff did not have the requisite standing. "[T]he
federal courts have 'no jurisdiction to pronounce any statute, either of a State or
of the United States, void, because irreconcilable with the Constitution, except
as it is called upon to adjudge the legal rights of litigants in actual
controversies.' " Id. at 545 (quoting Liverpool, N.Y. & Phila. S.S. Co. v.
Commissioners of Emigration, 113 U.S. 33 (1885)).
14
The judgment of the United States District Court for the District of Colorado is
AFFIRMED.
Honorable G. Thomas Van Bebber, District Judge, United States District Court
for the District of Kansas, sitting by designation
**
This order and judgment has no precedential value and shall not be cited, or
used by any court within the Tenth Circuit, except for purposes of establishing
the doctrines of the law of the case, res judicata, or collateral estoppel. 10th
Cir.R. 36.3