Sun Wen Chen, Wen Hui Gao v. Attorney General of The United States, 491 F.3d 100, 3rd Cir. (2007)
Sun Wen Chen, Wen Hui Gao v. Attorney General of The United States, 491 F.3d 100, 3rd Cir. (2007)
Sun Wen Chen, Wen Hui Gao v. Attorney General of The United States, 491 F.3d 100, 3rd Cir. (2007)
3d 100
Gary J. Yerman, Yerman & Associates, New York, NY, for Petitioners.
Peter D. Keisler, Richard M. Evans, David E. Dauenheimer, Patricia A.
Smith, Brooke M. Maurer (Argued), United States Department of Justice,
Office of Immigration Litigation, Washington, DC, for Respondent.
Before: McKEE, ALDISERT, Circuit Judges, RESTANI* , Judge.
OPINION OF THE COURT
ALDISERT, Circuit Judge.
Sun Wen Chen and Wen Hui Gao, husband and wife, petition for review of an
order of the Board of Immigration Appeals ("BIA") that reversed the
Immigration Judge's ("IJ") grant of asylum and withholding of removal.
Petitioners contend that they qualify for asylum and withholding of removal
because they have a well-founded fear of persecution under China's one-child
policy should they be returned to China. This petition requires us to decide
whether a husband may qualify for asylum on the well-founded fear that his
wife may be persecuted under a coercive population control policy, a question
of first impression in this Court. We hold that the husband may stand in his
wife's shoes to bring such a claim. On the merits, we will grant the petition for
review on Petitioner Chen's asylum claim.
I.
2
Chen and his wife Gao are Chinese citizens from the Fujian province. Both
entered the United States without valid entry documents Chen in 1991 and
Gao in 1997. Chen applied for asylum within a month of his arrival, alleging
that he feared persecution because of his parents' active support of the students'
democratic movement. Gao applied for asylum more than two years after her
arrival. Both Chen and Gao's applications were denied, and their cases were
referred to immigration court.
3
Chen and Gao married in the United States, and Gao gave birth to their child, a
boy, on May 3, 1999. Their claims were consolidated, and the IJ held a merits
hearing on July 24, 2000. Before the IJ, Chen contended that his prior
application for asylum had been prepared without his approval by an
organization he had asked to help him obtain work authorization. He explained
that, notwithstanding statements on his application, he was not seeking asylum
on the basis of his parents' activities. Rather, Chen requested asylum and
withholding of removal because of the possibility that his wife would face a
forced abortion or sterilization under China's coercive population control policy.
Gao requested asylum on the same grounds. Both Petitioners testified that they
hoped to have more children and were physically able to do so.
The BIA reversed the IJ's decision, concluding that "the respondents failed to
sustain the burden of proof." The Board stated that "respondents did not submit
any evidence specifically addressing the treatment of children born outside of
China," and that "[t]he Department of State [Profile of Asylum Claims and
Country Conditions for 1998] mentions the apparent absence of a national
policy regarding children born abroad...." The BIA further commented that "
[t]he Department of State ... indicates that the coercive population control
policies are not uniformly applied and may be enforced using numerous nonpersecutory methods, including economic incentives and education...." The
BIA concluded that "[i]n light of the variance of enforcement in China, the
possibility of non-persecutory methods of enforcement, and the uncertainty
about how a child born abroad is treated under the policy, we find that the
respondents did not sustain the burden of proving eligibility for asylum or the
more stringent burden applicable to withholding of removal."
6
Chen and Gao's petition was timely filed in the United States Court of Appeals
for the Second Circuit, and was properly transferred to this Court on March 21,
2005. See 8 U.S.C. 1252(b)(1) & (2).
II.
7
[A] person who has been forced to abort a pregnancy or to undergo involuntary
sterilization, or who has been persecuted for failure or refusal to undergo such a
procedure or for other resistance to a coercive population control program, shall
be deemed to have been persecuted on account of political opinion, and a
person who has a well founded fear that he or she will be forced to undergo
such a procedure or subject to persecution for such failure, refusal, or resistance
shall be deemed to have a well founded fear of persecution on account of
political opinion.
8 U.S.C. 1101(a)(42)(B).
10
A party seeking asylum bears the burden of proving that he satisfies the
definition of "refugee." 8 U.S.C. 1158(b)(1)(B)(I). He may do this by
demonstrating a well-founded fear of persecution on the basis of a privileged
ground. See 8 U.S.C. 1101(a)(42). To establish a well-founded fear of future
persecution, an asylum-seeker must show that he has a subjective fear and that
his fear is objectively reasonable. See Zubeda v. Ashcroft, 333 F.3d 463, 469
(3d Cir.2003). The "[d]etermination of an objectively reasonable possibility [of
persecution] requires ascertaining whether a reasonable person in the alien's
circumstances would fear persecution if returned to the country in question." Id.
III.
11
Before considering the details of Chen's asylum claim, we note that we are
11
Before considering the details of Chen's asylum claim, we note that we are
unable to review the IJ's denial of Gao's application for asylum. We lack
jurisdiction to review a discretionary refusal to allow an asylum-seeker the
benefit of the "changed circumstances" exception to the one-year timeliness
requirement. See 8 U.S.C. 1158(a)(3); Sukwanputra v. Gonzales, 434 F.3d
627, 634 (3d Cir.2006). In this case, Petitioners argue that the BIA "did not
fulfill its obligation to determine whether Gao's application was timely," and
that therefore we have jurisdiction to reach the issue. This argument is based on
a faulty premise. As the BIA points out in its opinion, Petitioners did not
identify any errors in the IJ's finding; as a result, the BIA had no obligation to
review the IJ's timeliness determination. It now stands beyond our reach.
12
Only Chen's claim, then, is rightly before us. Chen's petition for asylum,
however, is based on the threat to his wife. He contends that his wife has a
well-founded fear of involuntary sterilization or forced abortion, and that her
fear may be imputed to him. We must determine whether such a petition may
succeed.
A.
13
The spouse of an asylee may obtain derivative asylum status under 8 U.S.C.
1158(b)(3), but the provision for derivative asylum does not allow one spouse
to stand in the shoes of the other and to independently obtain asylum based on a
threat to the other spouse. The BIA, however, has allowed a husband to obtain
asylum when his wife has been persecuted under China's one-child policy, even
though the wife remained in China. Matter of C-Y-Z-, 21 I. & N. Dec. 915, 920
(BIA 1997). In C-Y-Z-, the BIA, sitting en banc, held that "forced sterilization
of one spouse ... is an act of persecution against the other spouse." Id. at 919.
This Court has never determined the permissibility of the BIA's interpretation
in C-Y-Z-. Although we discussed the C-Y-Z- ruling in Cai Luan Chen v.
Ashcroft, 381 F.3d 221, 227 (3d Cir.2004), we found it unnecessary to decide
whether the Board's view was permissible because the petitioners in Cai Luan
Chen were not married and therefore, we held, fell outside the scope of the
BIA's ruling.1 The viability of the BIA's determination that one spouse's
qualification for asylum may be imputed to the other spouse is squarely before
us now.2
14
Following the familiar Chevron two-step, we ask first "if the statute is silent or
ambiguous with respect to the specific issue" of law in the case before us.
Chevron, 467 U.S. at 843, 104 S.Ct. 2778. In assessing this, we "emplo[y]
traditional tools of statutory construction" to determine whether "Congress had
an intention on the precise question at issue." Id. at 843 n. 9, 104 S.Ct. 2778. If
Congress' intent on the precise question is not evident, we move to the second
step, where "the question for the court is whether the agency's answer is based
on a permissible construction of the statute." Id. When Congress has left a gap
in a statute, implicitly leaving the administering agency responsible for filling
that gap, "a court may not substitute its own construction of a statutory
provision for a reasonable interpretation made by the administrator of an
agency." Id. at 844, 104 S.Ct. 2778. Chevron deference embodies the judgment
that agencies, rather than courts, ought to serve as gap-fillers in situations of
statutory silence. See Arent v. Shalala, 70 F.3d 610, 619 (D.C.Cir.1995) (Wald,
J., concurring).
B.
16
18
Of course, a statute's silence on a given issue does not confer gap-filling power
on an agency unless the open question is in fact a gap an ambiguity tied up
with the provisions of the statute. An agency cannot read a statute discussing
topic X to confer a power over unrelated topic Y just because the statute fails to
mention topic Y. But that is not the situation here. Section 1101(a)(42)(B)
establishes that forced abortion and sterilization constitute persecution. In C-YZ-, as explained by S-L-L-, the BIA interprets the scope of that persecution,
holding that it extends to the other spouse as well. The C-Y-Z- rule thus fleshes
out an issue germane to the application of 1101(a)(42)(B) that was not
addressed by Congress, and so poses no Chevron step one problem.
C.
19
statute. S-L-L-, 24 I. & N. Dec. at 6. The BIA also does not suggest that the
word "person" as used in 1101(a)(42)(B) can be read to include a marital
"entity." Instead, as the Board explains in S-L-L-, it recognizes that 1101(a)
(42)(B) does not address spouses, but, based on its notion of the marital
relationship and its knowledge of China's one-child policy, it concludes that the
scope of this particular type of persecution extends to both spouses. S-L-L-, 24
I. & N. Dec. at 7.
20
The BIA's interpretation stems from its conclusion that, when one spouse is
subjected to forced abortion or sterilization, it "naturally and predictably has a
profound impact on both parties to the marriage." Id. The Board offers three
principal explanations for this conclusion: First, that the forced abortion and
sterilization "depriv[e] a couple of the natural fruits of conjugal life, and the
society and comfort of the child or children that might eventually have been
born to them." Id. (quoting Matter of Y-T-L-, 23 I. & N. Dec. 601, 607 (BIA
2003)). Second, that the husband "suffers emotional and sympathetic harm
arising from his spouse's mistreatment and the infringement on their shared
reproductive rights." Id. (citing our opinion in Cai Luan Chen, 381 F.3d at 225226). And third, that in China, "such Government action is explicitly directed
against both husband and wife for violation of the Government-imposed family
planning law and amounts to persecution of both parties to the marriage."5 Id.
As the BIA makes clear in S-L-L-, the C-Y-Z- rule would not apply in the
hypothetical case where the spouse does not oppose the forced abortion or
involuntary sterilization of his wife.6 Id. at 8. Where the C-Y-Z- rule does
apply, it allows the forced abortion or involuntary sterilization of one spouse to
be imputed to the other spouse.
21
We conclude that the BIA has exercised its delegated gap-filling authority
reasonably. In a great many cases, forced abortion or involuntary sterilization of
one spouse will directly affect the reproductive opportunities of the other
spouse, and so the BIA is not unreasonable in considering the loss to the second
spouse of the "natural fruits of conjugal life, and the society and comfort of the
child or children that might eventually have been born to [him]." S-L-L-, 24 I. &
N. Dec. at 7. And persecution of one spouse can be one of the most potent and
cruel ways of hurting the other spouse so the BIA's emphasis of
"sympathetic harm" is not misplaced. Id. It also is not unreasonable for the BIA
to consider evidence that China conceives its punishments for violations of its
one-child policy as directed against married couples rather than just the party
subject to forced abortion or sterilization.7 The BIA was not unreasonable in
holding, based on these rationales, that the scope of the harm resulting from the
enforcement of a population-control policy by forced abortion and involuntary
sterilization extends to both spouses.
D.
22
The legislative history does not run counter to our decision. In passing
Amendment 601(a) of the Illegal Immigration Reform and Immigrant
Responsibility Act (IIRIRA) of 1996, which added to 8 U.S.C. 1101(a)(42)
(B) text specifically allowing for relief in cases of forced abortion or
sterilization, Congress acted to reverse the BIA's holding in Matter of Chang,
20 I. & N. Dec. 38 (BIA 1989); see H.R.Rep. No. 104-469(I), at 173 (1996)
("The primary intent of [the relevant section of the IIRIRA] is to overturn
several decisions of the Board of Immigration Appeals, principally Matter of
Chang and Matter of G-."). In Chang, the BIA had held "that implementation
of the Chinese Government's `one couple, one child' policy did not constitute
persecution on account of one of the five reasons enumerated in [8 U.S.C.
1101(a)(42)] of the Immigration and Nationality Act." S-L-L-, 24 I. & N. Dec.
at 2. In response, Congress "amended the statutory definition of `refugee' to
broaden the number of individuals eligible for asylum in connection with
coercive family-planning policies such as China's." Lin, 416 F.3d at 187.
According to the House Report, Congress did not intend "to protect persons
who have not actually been subjected to coercive measures or specifically
threatened with such measures, but merely speculate that they will be so
mistreated in the future." H.R.Rep. No. 104-459(I), at 174. This did not stop
Congress, however, from providing relief for individuals with a well-founded
fear of future forced sterilization or abortion. 8 U.S.C. 1101(a)(42)(B). C-Y-Zdid nothing to alter the point on the spectrum of decreasing probability at which
a well-founded fear dissipates into mere speculation. Instead, C-Y-Z- broadened
the scope of persecution recognized when a well-founded fear of forced
abortion or sterilization exists or when either has occurred in the past. We
are not convinced that Congress, in expanding asylum to include more
reproductive rights-based claims, intended to define the outer limits of relief in
such cases. We also note that the recent repeal of the 1,000-person per year cap
on grants of asylum suggests a desire on the part of Congress to make asylum a
less exclusive form of relief.
E.
23
A final issue remains before we move on to the text of the BIA's opinion in the
case at bar. C-Y-Z- and S-L-L- both involved allegations of past persecution,
rather than a well-founded fear of future persecution, and some of the text in
each of those opinions is specific to situations of past persecution. In the case
before us, the petitioners contend that they have a well-founded fear of future
persecution, but do not allege past persecution. We consider the rule of C-Y-Zto be no less applicable to claims based on future persecution. As S-L-L-
explains, the C-Y-Z- rule is based on the BIA's conclusion that the harm of a
forced abortion or involuntary sterilization is directed at and falls on both
spouses. This is no less true when the persecution lies exclusively in the future.
IV.
24
Having established that a petitioner may qualify for asylum on the basis of a
well-founded fear that his spouse may face forced abortion or sterilization, we
now turn to the text of the BIA decision before us. We review the BIA's
findings of fact under the deferential substantial evidence standard. Guo v.
Ashcroft, 386 F.3d 556, 561 (3d Cir.2004). Under this standard, its "findings of
fact are conclusive unless any reasonable adjudicator would be compelled to
conclude to the contrary." 8 U.S.C. 1252(b)(4)(B).
25
26
In the event that we grant a petition for review, the remedy depends upon the
precise type of review we exercise. If we grant a petition for review on the
grounds that the BIA's decision was not supported by substantial evidence, we
reverse the BIA decision remanding with the understanding "that a
reasonable factfinder would have to conclude that the requisite fear of
persecution existed." INS v. Elias-Zacarias, 502 U.S. 478, 481, 112 S.Ct. 812,
117 L.Ed.2d 38 (1992). On the other hand, if the BIA's error is a legal one
subject to de novo review, "we will vacate BIA conclusions." Qiu, 329 F.3d at
149. Thus, "insofar as the BIA either has not applied the law correctly, or has
not supported its findings with record evidence," we may grant a petition for
review even though "a perfectly reasonable factfinder could have settled upon"
the same ultimate decision as was reached by the BIA. Id.
A.
27
In the case before us, we review de novo the BIA's application of the legal
standard of 1101(a)(42) to the facts as it found them. The BIA based its
decision on three factual findings, as it makes evident in the sentence
summarizing its rationale: "In light of the variance of enforcement in China, the
possibility of non-persecutory methods of enforcement, and the uncertainty
about how a child born abroad is treated under the policy, we find that the
respondents did not sustain the burden of proving eligibility for asylum." We
find that these three factual findings, even if absolutely true, would not support
the Board's decision to deny asylum in this case. Therefore we find it
unnecessary to determine whether the record supports the BIA's factual
findings.
28
Chen seeks asylum based on future persecution, and so must demonstrate both a
subjective fear of persecution and that his fear is objectively reasonable. 8
U.S.C. 1158(b)(1)(B). Given that the IJ found Chen's testimony credible and
the BIA has not questioned that finding, we will accept that Chen demonstrated
a subjective fear that his wife would be persecuted if she returned to China. Our
analysis therefore focuses on whether Chen has demonstrated that his fear is
objectively reasonable.
29
B.
30
The BIA erred in concluding that Chen did not meet his burden of proof based
only on the findings that enforcement of China's one-child policy is "not
uniformly applied," that "not all methods of enforcement involved forced
abortion, sterilization, or other forms of persecution," and that the treatment of
children born outside China is uncertain. The BIA's conclusion was legal error.
The BIA's findings, summed together, amount to a determination that
persecution is not an assured fact. The BIA must address the degree of
uncertainty that Chen may face persecution; it is not enough to find that some
uncertainty exists. The overall observation that future persecution is uncertain
verges on a truism; it does not impugn Petitioner's claim.8
V.
31
At oral argument, the government suggested that denial of asylum was the only
viable outcome in this case because Petitioners presently have only one child,
even though they testified that they can and hope to have more. This argument
was not discussed in the briefs or by the BIA, and so we do not reach this
issue.9 Furthermore, we will not discuss withholding of removal at this
juncture. The BIA did not analyze withholding of removal in its opinion, having
previously determined that Chen did not meet his burden of proving entitlement
to asylum.10
******
32
33
For the foregoing reasons, the petition for review will be GRANTED as to
Petitioner Chen's asylum claim. This matter will be remanded to the BIA for
further proceedings consistent with the discussion set forth in this opinion.
Notes:
*
InCai Luan Chen, in the course of affirming the BIA's limitation of C-Y-Z- to
married couples, we repeatedly mentioned the 1,000-person limit on asylum
grants, which created an intense pressure to limit asylum to the most worthy
claims. Cai Luan Chen, 381 F.3d at 225, 229, 232, 233, 234. The limit was
removed in 2005. 8 U.S.C. 1157(a)(5) (repealed 2005).
The government does not take issue with the BIA's interpretation inC-Y-Z-, but
we must ascertain the permissibility of the BIA's rule before accepting it as the
law of this Circuit.
The principal issue inLin was not spousal eligibility but rather the BIA's refusal
to extend eligibility to boyfriends and fiances. It was the failure of the BIA to
explain its reasons for allowing spousal eligibility, however, that the Second
Circuit found necessitated remand. Lin, 416 F.3d at 192.
The BIA's decision inS-L-L- currently is under en banc review in the Second
Circuit.
We note that the third portion of this rationale is specific to China and might
not apply with equal vigor in other contexts
TheC-Y-Z- rule therefore is not one of per se spousal eligibility, as the Second
Circuit had suggested in Lin. 416 F.3d at 188.
10
34
35
I agree with the majority's jurisdictional rejection of Gao's asylum claim and
much of the analysis in parts IV. A. & B. I disagree with the analysis in part III
insofar as my colleagues conclude that Chen is entitled to claim refugee status
because his wife's "fear may be imputed to him." Maj. Op. at 105. I concede
that the majority's conclusion has a great deal to commend it. In addition to its
humanistic appeal, my colleagues' analysis recognizes the petitioners'
apparently sincere desire to raise a family without the intrusive and coercive
The Attorney General may grant asylum to an alien "if the Attorney General
determines that such alien is a refugee within the meaning of section 1101(a)
(42)(A)." 8 U.S.C. 1158(b)(1). Section 1101(a)(42)(A) initially defined
"refugee" as:
37
a person who is outside any country of such person's nationality or, in the case
of a person having no nationality, is outside any country in which such person
last habitually resided, and who is unable or unwilling to return to, and is
unable or unwilling to avail himself or herself of the protection of, that country
because of persecution or a well-founded fear of persecution on account of
race, religion, nationality, membership in a particular social group, or political
opinion....
38
39
For purposes of determinations under this chapter, a person who has been
forced to abort a pregnancy or to undergo involuntary sterilization, or who has
been persecuted for failure or refusal to undergo such a procedure or for other
resistance to a coercive population control program, shall be deemed to have
been persecuted on account of political opinion, and a person who has a well
founded fear that he or she will be forced to undergo such a procedure or
subject to persecution for such failure, refusal, or resistance shall be deemed to
have a well founded fear of persecution on account of political opinion.
40
8 U.S.C. 1101(a)(42)(B).
41
policy would be applied to Chen. See Maj. Op. at 104. The majority does not
rest its holding on whether China's coercive population control policy applies to
a child who is born outside of China. Rather, my colleagues focus on "whether
a husband may qualify for asylum based on the well-founded fear that his wife
might be persecuted under a coercive population control policy." Maj. Op. at
103. The majority's affirmative answer is largely guided by Matter of C-Y-Z-,
21 I. & N. Dec. 915, 920 (BIA 1997), and my colleagues afford that ruling
deference under Chevron U.S.A., Inc. v. Natural Res. Def. Council, Inc., 467
U.S. 837, 104 S.Ct. 2778, 81 L.Ed.2d 694 (1984).
II.
A. Chevron Step One
42
"Chevron applies when `it appears that Congress delegated authority to the
agency generally to make rules carrying the force of law, and that the agency
interpretation claiming deference was promulgated in the exercise of that
authority.'" Cai Luan Chen v. Ashcroft, 381 F.3d 221, 224 (3d Cir.2004)
(quoting United States v. Mead Corp., 533 U.S. 218, 226-27, 121 S.Ct. 2164,
150 L.Ed.2d 292 (2001)). Chevron governs our analysis here because Congress
has delegated authority to the Attorney General to make rules and decide
questions of law under the Immigration and Nationality Act ("INA"). See 8
U.S.C. 1103(a)(1). When "Chevron applies, a court must ask (at what is
customarily called step one) `whether Congress has directly spoken to the
precise question at issue.'" Cai Luan Chen, 381 F.3d at 224 (quoting Chevron,
467 U.S. at 842, 104 S.Ct. 2778).
43
If congressional intent is clear, "that is the end of the matter; for the court ...
must give effect to the unambiguously expressed intent of Congress." Id. at
843, 104 S.Ct. 2778. The Supreme Court has summarized the doctrine as
follows: Chevron established a familiar two-step procedure for evaluating
whether an agency's interpretation of a statute is lawful. At the first step, we
ask whether the statute's plain terms directly address the precise question at
issue. If the statute is ambiguous on the point, we defer at step two to the
agency's interpretation so long as the construction is a reasonable policy choice
for the agency to make.
44
Nat'l Cable & Telecomm. Ass'n v. Brand X Internet Services, 545 U.S. 967,
986, 125 S.Ct. 2688, 162 L.Ed.2d 820 (2005) (citations and internal quotations
omitted). For an agency's policy choice to be "reasonable," it must be one that is
permissible within the confines of the statute. Thus, "[e]ven for an agency able
to claim all the authority possible under Chevron, deference to its statutory
interpretation is called for only when the devices of judicial construction have
been tried and found to yield no clear sense of congressional intent." Gen.
Dynamics Land Sys., Inc. v. Cline, 540 U.S. 581, 600, 124 S.Ct. 1236, 157
L.Ed.2d 1094 (2004).
45
The majority concludes that an alien is eligible for asylum solely because
his/her spouse was subjected to (or has a well-founded fear of being subjected
to) a coercive population control policy. As the majority correctly notes, the
pertinent "section of the INA contains no explicit reference to spouses." Maj.
Op. at 107 (citing In re S-L-L-, 24 I. & N. Dec. 1, 3 (B.I.A.2006)). Rather than
accept the language as drafted, the majority concludes that the absence of
"spouse" in the statute creates a vacuum that the Attorney General may rush in
and fill, even though this results in amending the statute.
46
One need look only to the words Congress used in the statute to conclude that
1101(a)(42)(B) applies to "a person who": (1) "has been forced to abort a
pregnancy"; or (2) "has been forced ... to undergo involuntary sterilization"; or
(3) "who has been persecuted for failure or refusal to undergo such a
procedure"; or (4) "who has been persecuted ... for other resistance to a coercive
population control program"; or (5) "has a well founded fear that he or she will
be forced to undergo such a procedure"; or (6) "has a well founded fear that he
or she will be ... subject to persecution for such failure, refusal, or resistance." 8
U.S.C. 1101(a)(42)(B).
47
48
49
50
Our analysis should therefore begin and end with the language of 110 1(a)
(42)(B). There is no room here for a step two inquiry under Chevron. =
Struggle as I might, I can find no "ambiguity tied up with the provisions of
[this] statute" left for the agency to construe. Maj. Op. at 107. I believe
Congress meant what it said, and I do not assume that the omission of any
reference to a "spouse" is accidental or insignificant.
51
The Supreme Court has "made [it] quite clear that administrative constructions
which are contrary to clear congressional intent must be rejected." Zuni Pub.
Sch. Dist. No. 89 v. Dep't of Educ., ___ U.S. ___, 127 S.Ct. 1534, 1549, 167
L.Ed.2d 449 (2007). As I noted above, my colleagues defer to the BIA's
analysis in C-Y-Z-. There, the BIA had to decide whether an asylum applicant
could establish past political persecution where his wife was forced to obtain an
intrauterine device after she gave birth to the couple's first child and was
forcibly sterilized after she gave birth to their third child. 21 I. & N. Dec. at
917.
53
Significantly, the government agreed with the position taken by the petitioner.
The BIA explained: "[t]he position of the Immigration and Naturalization
Service is that past persecution of one spouse can be established by coerced
abortion or sterilization of the other spouse."11 Id. Accordingly, the BIA never
addressed that issue. Instead, given the litigation posture of the parties, the BIA
decided the appeal without any analysis or discussion. The Board simply
proclaimed: "We find that the applicant in this case has established eligibility
for asylum by virtue of his wife's forced sterilization. This position is not in
dispute ...." Id. at 918.
54
Thereafter, in Lin v. Dep't. of Justice, 416 F.3d 184 (2d Cir.2005), the Court of
Appeals for the Second Circuit had to decide if an alien was entitled to refugee
status because his girlfriend was subject to China's coercive population control
measures.12 The court then remanded the petitions to the BIA "because the BIA
failed, in C-Y-Z-, to articulate a reasoned basis for making spouses eligible for
asylum...." Id.
55
As the majority explains here, the BIA responded to the Lin mandate in In re SL-L-, 24 I. & N. Dec. 1. Therefore, any deference owed to the BIA's
interpretation of 1101(a)(42)(B) must be based on the analysis in that case.
Unfortunately, S-L-L- is devoid of any real analysis. The Board's conclusions
are not grounded on statutory text, legislative history, or Board precedent.
Rather, much like the decision in C-Y-Z-, that it purported to explain, S-L-L- is
little more than an essay on the virtues of the sanctity of procreation and
marriage.
56
The Board begins its analysis by explaining: "Given the agreement of the
parties [in C-Y-Z-], we did not provide the sort of detailed statutory analysis
that would have been required had the issue been in dispute." Id. at 3. The
Board then explains why it will not extend the holding in C-Y-Z- to couples
who are not married. Inasmuch as that issue is not before us, I will limit my
discussion to the Board's analysis of whether a married spouse can claim
asylum protection because the other spouse was forced to undergo abortion or
sterilization.
57
The crux of the BIA's entire analysis of this question is contained in the
following paragraph:
58
59
amended the definition of "refugee," it does not explain what those reasons are,
nor where they are to be found. The text of the statute is neither mentioned nor
cited, and we are left to assume that the "nexus" between procreation and
marriage requires, or at least justifies, extending the asylum statute to the other
spouse. That is a policy choice which, though it is certainly defensible, both
originates someplace other than the language the Board purports to interpret
and conflicts with it.13
60
61
This edict is unsupported by anything other than the Board's visceral reaction to
China's coercive population control policy. The BIA's "finding" in S-L-L- that
the policy is "explicitly directed against both husband and wife" is baseless. I
readily concede that commonsense is all that is needed to realize that a coercive
population control policy may impact both spouses. I also concede that it is fair
to conclude that such impact can be severe and profound. However, that does
not mean that the limitation to "a person who" in 1101(a)(42)(B) either
reflects a congressional intent to extend refugee status to that person's spouse or
leaves an ambiguity under Chevron.
62
One could just as readily conclude that any mistreatment that is sufficiently
severe to qualify as "persecution" that is inflicted on one spouse will probably
have a profound and lasting impact on the other spouse. Given the Board's
logic, the status of "refugee" could therefore extend to the spouse of a woman
who is beaten, tortured or raped. This is particularly true if the mistreatment
jeopardizes her ability to ever have children.14
63
64
The majority does not see this as including the "marital entity." My colleagues
expound: "as the Board explains in S-L-L-, it recognizes that 1101(a)(42)(B)
does not address spouses, but, based on its notion of the marital relationship and
its knowledge of China's one-child policy, it concludes that the scope of this
particular type of persecution extends to both spouses." Maj. Op. at 107 (citing
S-L-L-, 24 I & N. Dec. at 7). I see no distinction between the "marital
relationship," and the "marital entity." Moreover, although I agree that the
distinction the Board purports to draw is based upon "its notion of the marital
relationship," the Board has no more expertise in marital relationships than it
does in parenting, matters of religion, or the proper temperature for cooking leg
of lamb. I see no reason to defer to the Board's views of marriage and
procreation. There is more ethnocentrism than statutory interpretation in its
discussion of the marital relationship.
65
In S-L-L-, the Board also explains that "[t]he impact of forced abortions or
sterilizations on ... a shared right to reproduce and raise children is such that the
forced sterilization of a wife could be imputed to her husband, whose
reproductive opportunities the law considers to be bound up with those of his
wife." 24 I. & N. Dec. at 7 (internal quotations omitted). Yet again, the BIA
here fails even to attempt to reconcile that broad statement with the language of
the statute it purports to construe. Moreover, the Board's analysis ignores those
situations where one spouse may not want children and, therefore, supports the
other spouse's abortion or sterilization.
66
My colleagues attempt to parry this by stating: "As the BIA makes clear in S-LL-, the C-Y-Z- rule would not apply in the hypothetical case where the spouse
does not oppose the forced abortion or involuntary sterilization of his wife."
Maj. Op. at 108. But, why wouldn't it? The Board's explanation of this problem
is merely that "a husband who participated in attempts to persuade his wife to
submit to an abortion, or who favored the abortion, could not, in good faith,
claim to have been persecuted as a result of the abortion." Id. at 8. I agree, but
only because Congress limited the relief to "a person who has been forced to
abort ... or to undergo involuntary sterilization," as I argue above. The difficulty
in the BIA's attempt to read a spouse into that language is evident from its
attempt to limit the scope of its holding to situations where the husband wants
children. The Board explains:
67
We do not require proof in the individual case that ... Government officials
involved were confronted by the husband or otherwise made aware of the
husband's opposition. Rather, absent evidence that the spouse did not oppose
an abortion or sterilization procedure, we interpret the forced abortion and
sterilization clause of section 101(a)(42) of the Act, in light of the overall
S-L-L-, 24 I. & N. Dec. at 8 (emphasis added). But, I again note that the
"overall purpose of the amendment" is an unsupported assumption the Board
makes based upon its view of the marital relationship. In addition, how can the
government ever produce "evidence that the spouse did not oppose an abortion
or sterilization procedure"? The petitioner is certainly not likely to disclose this,
nor is the spouse assuming she is even present at the hearing before the IJ.
In addition, the Chinese government is not likely to offer an affidavit in
opposition to the asylum claim stating that the husband/petitioner really wants
no (more) children. We are left with an evidentiary convenience that the Board
has to construct to support its attempt to narrow its rule to situations that
coincide with its rationale. However, the evidentiary construct is so unworkable
that it collapses under its own weight. Thus, although my colleagues insist that
the rule of C-Y-Z-, "is not one of per se spousal eligibility, as the Second Circuit
suggested in Lin," maj. op. at 108 n. 6 (citing 416 F.3d at 188), I fail to see how
the rule can operate as anything but that.
69
Although Congress could clearly legislate to address the broader category of all
married couples based upon the assumption that a husband would usually
oppose his wife's forced abortion or sterilization, there must be something in
the statute or legislative history to support the conclusion that Congress
intended to protect the broader category in the first place. The majority's effort
to limit the BIA's rationale to situations where the husband opposes the forced
population control program also ignores the skepticism we expressed about that
result in Cai Luan Chen. Significantly, the Board cites Cai Luan Chen to
support its analysis in C-Y-Z-, stating: "[a]s recognized in [Cai Luan] Chen ...,
the ruling in Matter of C-Y-Z- is plausibly based on `the assumption that the
persecution of one spouse by means of a forced abortion or sterilization causes
the other spouse to experience intense sympathetic suffering that rises to the
level of persecution.'" S-L-L, 24 I. & N. Dec. at 7 (quoting Cai Luan Chen, 381
F.3d at 225). Its use of our precedent is not persuasive.
70
Additionally, we recognized that the decision in C-Y-Z- may have rested upon
the rationale "that performing a forced abortion or sterilization ... on one spouse
constitutes persecution of the other ... because of the impact on the latter's
ability to reproduce and raise children." Id. However, we also cast a skeptical
eye on this reasoning, stating: "[i]t takes some effort to reconcile this
interpretation with the language of the 1996 amendment, since the phrase `a
person who has been forced to [undergo the procedure]' is most naturally read
as referring only to a person who has personally undergone [abortion or
sterilization]." Id. Again, we acknowledged that "it could be argued that the
loss of opportunity to have and raise children also constitutes persecution for
other resistance to a coercive population control program." Id. Nevertheless, as
this dicta in Cai Luan Chen suggests, both theories leading to the result in C-YZ- create significant tension with the language of the statute. Yet, my colleagues
ignore the doubts we expressed as they outline "the three principal
explanations" for the Board's analysis. Maj. Op. at 108.
C.
72
73
74
Id. at 173-74. Obviously, Congress did not authorize refugee status for any
violation of "fundamental human rights," but limited it to violations that are "on
account of" membership in a social group, his/her political opinion, etc. As
noted at the outset, the definition of "refugee" is limited to "persecution" based
upon one of those specific factors.
75
Congress believed that the BIA's holdings in these cases were "unduly
restrictive" because they denied asylum protection to "persons who have been
submitted to undeniable and grotesque violations of fundamental human
rights." Id. The House Report explains that amending the definition of
"refugee" to include persons subjected to coercive family planning policies did
not alter the burden of proof for asylum applicants. Rather, "the burden of proof
remains on the applicant ... to establish by credible evidence that he or she has
been subject to persecution in this case, to coercive abortion or sterilization
or has a well-founded fear of such treatment." Id. (emphasis added). The
House Report therefore expresses a congressional intent to restrict asylum to
the "person" who undergoes the coercive procedure just as clearly as the text of
the statute.
76
I also note that the House Report clearly states that the amended definition of
"refugee" "is not intended to protect persons who have not actually been
subjected to coercive measures or specifically threatened with such measures,
but merely speculate that they will be so mistreated at some point in the future."
Id. (emphasis added). This specifically addresses claims based upon fears that
the petitioner may be forced to comply with certain coercive population control
measures in the future. However, it is nevertheless consistent with limiting
refugee status to the direct victim of forced population control measures. It
requires a gigantic leap to read that person's spouse into the language of the
House Report.
77
My colleagues minimize this language by noting that, although it is backwardlooking, it "did not stop Congress ... from providing relief for individuals with a
well-founded fear of future forced sterilization or abortion." Maj. Op. at 109. I
agree, but that does not advance our inquiry. We are concerned with whether
there is any gap in this statute for agency expertise to fill, and, if so, whether
the agency's interpretation of the statute is permissible. The House Report
states that Congress did not intend the amended definition of "refugee" to apply
to a person who has not "actually been subjected to coercive measures" or
"specifically threatened by such measures."
78
The majority believes that Congress did not intend "to define the outer limits of
relief" for asylum claims based on coercive family planning policy. Maj. Op. at
109. I can find no justification for that assumption of congressional intent in the
statute or legislative history. Rather, both the statutory text and legislative
history make clear that Congress intended to extend asylum only to "a person
who" has been subjected to (or has a well-founded fear of being subjected to)
coercive family planning policy. Moreover, assuming, arguendo, that the outer
limit was intentionally left fluid, the boundaries still can not be defined in a
manner that overflows the confines of 1101(a)(42)(B).
III.
79
Notes:
11
In 2003, the Immigration and Naturalization Service was abolished and its
functions were transferred to the Department of Homeland SecuritySee
Homeland Security Act, 116 Stat. 2135, Pub.L. 107-296 (2002).
12
InLin, two unrelated cases raising the same issue were consolidated for review.
In both cases, an IJ had refused to extend the rule of C-Y-Z- to unmarried
couples. The BIA summarily affirmed, and the aliens petitioned the court of
appeals for review.
13
As I noted earlier, Congress could have extended refugee status to the married
couple by amending "refugee" to include "married couples affected by coercive
population control policies," rather than limiting the protection to "a person
who has been forced to abort ... or to undergo involuntary sterilization...."
14
15
"[I]t is ultimately the provisions of our laws rather than the principal concerns
of our legislators by which we are governed."Oncale v. Sundowner Offshore
Services, Inc., 523 U.S. 75, 79, 118 S.Ct. 998, 140 L.Ed.2d 201 (1998).
16
Given all of the problems with the BIA's analysis, I see no need to address the
BIA's attempt to rely on the fact that Congress removed the 1000-person cap
that it originally imposed on the number of persons who could obtain asylum
under 1101(a)(42)(B) without reversing the decision inC-Y-Z-. See H.R.Rep.