ContemplativeSelfHealingA Program in Contemplative Self-Healing PDF
ContemplativeSelfHealingA Program in Contemplative Self-Healing PDF
ContemplativeSelfHealingA Program in Contemplative Self-Healing PDF
Assistant Professor of Clinical Psychiatry, Weill Cornell Center for Complementary and
Integrative Medicine; Adjunct Assistant Professor of Religion, Columbia University
Center for Buddhist Studies; Founder and Director, Nalanda Institute for Contemplative
Science, New York, New York, USA
b
This paper reviews current behavioral health interventions and introduces a self-healing
program based on the Indo-Tibetan tradition. While most work on behavior change
emphasizes cognition and motivation, this review highlights stress-reactivity as a ratelimiting resistance to learning. Surveying cognitive-behavioral theories, it finds these
limited in modeling stress-reactivity. Reviewing current interventions that address
stress by integrating relaxation, mindfulness, imagery, or movement with cognitivebehavioral education, it attributes their limited effectiveness to the limits of their model
of stress and their strategy of eclectically mixing techniques. Next, the article explores
the Indic model of stress-cessation and self-healing assumed by mindfulness practice,
concluding that it more fully reflects current findings on stress and learning. It reviews
the theory and practice of mindfulness and of two less known contemplative vehicles preserved in Tibet, using more advanced techniques and insights better suited to
lay lifestyles and secular cultures. It suggests that the Tibetan tradition of integrating
all three vehicles of contemplative insight and skill in one self-healing practice should
maximize coherence and effectiveness while minimizing confounding variables caused
by eclecticism. Finally, the paper introduces an intervention that integrates mindfulness with techniques of cognitive analysis, affect modulation, motivational imagery,
and reinforcing breathing, tailored over centuries into a complete, threefold path of
self-healing. A pilot study of this intervention in women treated for breast and other
gynecologic cancers suggests that the whole spectrum of Indo-Tibetan mind/body practices can be readily mastered and effectively used by Westerners to reduce stress and
enhance learning and quality of life.
Key words: mindfulness; contemplation; imagery; self-healing; health education;
Indo-Tibetan
Address for correspondence: Dr. Joseph Loizzo, Center for Complementary and Integrative Medicine, Weill Cornell Medical College, 1300 York Avenue, Box 46, New York, NY 10065. joeloizzo@
nalandascience.org
Longevity, Regeneration, and Optimal Health: Ann. N.Y. Acad. Sci. 1172: 123147 (2009).
C 2009 New York Academy of Sciences.
doi: 10.1111/j.1749-6632.2009.04398.x
123
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health science tradition. It presupposes the convergence of several lines of research clarifying
the mechanisms and health effects of mindset and lifestyle, ranging from the corrosive
effects of stress-reactive habits to the healthpromoting effects of positive outlook, affect
and behavior.14 As basic stress research shows
the pervasive impact of stress-reactivity in
promoting wear-and-tear on natural systems of
immunity, tissue healing, regeneration, cognition, motivation, and learning,59 clinical researchers and health practitioners have begun
to look more seriously into techniques of stressreduction, relaxation, positive motivation, and
healthy behavior change.1013 This new clinical focus on stress-reduction and health education has been further intensified by convergent research in positive health, showing the
unexpected effects of positive reinforcement
and practice in promoting use-dependent increases in immunity, tissue regeneration, neural plasticity, cognition,1416 motivation, and
learning.1723 This general shift is illustrated
by this volumes specific focus on the role of
psychosocial variables like stress or lifestyle on
the wide variations recently observed in human longevity, resilience, and quality of life.
Current research in this and related fields
is increasingly highlighting the deficiency of
conventional healthcare in mobilizing the untapped potential for self-healing and optimal
health.2432 This gives compelling support to
recent efforts at developing effective psychosocial, behavioral, and educational interventions
in emerging fields like rehabilitation medicine,
preventative medicine, complementary and integrative medicine, mind/body medicine, and
positive health.3340
This paper surveys current thinking and research in this promising area, specifically to explain the limitations of conventional interventions and to introduce our efforts to overcome
those limits by adapting time-tested mind/body
theories and methods from the Indo-Tibetan
medical tradition.41,42
While much of this work on behavior change,
including our own, has focused on cognitive
well designed to address the multi-factorial nature of stress-reactivity.58 Instead, we favor integrating analytic, social-emotional and behavioral insights and skills based on the same Indic
model of stress-cessation and self-healing assumed by mindfulness practice.
Cognitive-Behavioral Models
Informing Conventional Behavioral
Interventions
Although stress appears to play an important role in determining whether people
undertake and maintain potentially important health-related behavior changes,59,60 little attention has been focused in previous research, including our own, on the question
of whether and how stress is a barrier to
learning and adopting new behavior following illness episodes.61 We believe this reflects
the theory of mind/body causation assumed
in cognitive-behavioral psychology and therapy.6265 First, cognitive-behavioral interventions assume a linear, unidirectional model of
the effects learned habits of thinking have on
mood, physiology, and behavior. Typical models portray habitual thinking as triggering a
cascade of conditioned responses that includes
learned social emotions, learned forms of behavior, and innate physiologic responses. Informed by this behaviorist view of mind/body
causation, researchers exploring the complex
psychobiology of stress depicted it as a topdown cascade following the linear stimulusresponse model of classical conditioning. Thus,
the individuals distinctive response to a challenge that could cause stress has come to be
viewed in cognitive-behavioral terms as a cascade of two or more learned habits that made
it more or less likely to trigger the physiology of
the stress response.46,66,67
The first of these habits, cognitive appraisal,
refers to the cognitive assessment of a perceived
stressor as more or less threatening, given the
parallel assessment of the individuals coping
capacity and supports. Appraisal is thought to
125
126
127
128
FIGURE 2. Techniques and insights offer a gradual pathway from stress to healing.
This means that one and the same intervention can be designed to help carry an individual through the initial phase of overcoming resistances to healthy behavior change as
well as subsequent phases of maintaining and
extending healthy life change into the domain
of optimal health.
For most if not all diseases, behavioral and biological risk factors occur simultaneously and
require multidisciplinary research on integrative health, which is key to developing an
understanding of how health at the individual
and societal level is maintained.73,94 Integrative health is thus a broad framework that encompasses complex biological, psychological,
cultural, and social pathways to health and disease.31,73 Because even transactional cognitivebehavioral models tend to view mind and body
in terms of linear causal sequences, predisposing or synergistic variables like a history of
trauma, anxiety, depression, or addictive disorders are seen as more or less independent
variables whose etiology and treatment are not
an integral part of an individuals pattern of
stress-reactivity or resistance to learning and
higher development. We know of no previous
work that has demonstrated the relationship
of perceived stress, learning, and healthy behavior change, and we know of no previous
work that has attempted to test intervention
approaches designed to influence the mainte-
129
the negative correlation we have observed between stress and behavior change. Individuals
under stress are less likely to risk entertaining new ideas or behaviors and more likely to
engage in reactive patterns defensively and automatically, without the benefit of higher cognitive assessment and innovation or higher social coping behaviors.120,121 Consistent with
this negative correlation is the positive correlation between positive stimulation and learning found in studies of the effect of enriched
environments on neural plasticity and learning
competence. It now appears that the combination of stress-reduction and learning enrichment is gaining further support from current
hypnosis research, where learning models of
hypnosis are further challenging the conventional wisdom that mind/body interventions
work via a placebo-like mechanism involving
relaxation and suggestion.114,122,123 We believe
that the intervention approaches most likely to
yield effective reduction of stress-conditioned
behavior, and thus lead to better maintenance
of behavioral change, are those approaches that
utilize what has been learned from emerging
research on meditation-based stress reduction
that focuses on attention variables and learning
competence.
In order to appreciate the potential advantages of a contemplative approach to learned
behavior change, we must first consider the limitations of previous strategies combining cognitive therapy with relaxation techniques and/or
supportive interventions. The new learning
paradigm in stress-reduction has fueled a long
association of mind/body interventions with
cognitive therapy.124 Some have gone so far
as to integrate mindfulness skills into cognitive
treatments, notably in personality and mood
disorders.51,125127 The strategy of these interventions is to use mindfulness as an active ingredient that supports the learning and maintenance of skills such as cognitive reframing,
emotional self-regulation, and social effectiveness by building capacities for objective selfobservation, affect tolerance, and presence of
mind.128
130
131
a stress reactive imagination. In some interventions, patients then learn to increase positive
emotions through imagery and visualization.
Behavioral interventions even include skillslearning programs for interpersonal effectiveness, emotion regulation, and distress tolerance.125,137 While pilot studies so far have found
such hybrid interventions as or more successful
than conventional modalities,138,139 in the absence of full-scale randomized controlled trials
it is unclear to what extent they have resolved
internal contradictions and overcome limitations caused by mixing conflicting paradigms
and methods.140 One such intervention based
on the pioneering work of Masha Linehan, dialectical behavior therapy (DBT) tries to hybridize a biological disease model of borderline
personality disorder with a cognitive therapy
model of desensitization; Western philosophical models of dialectical thinking with Buddhist
theories of relativity and interdependence; and
mindfulness skills aimed at a general stress response with psycho-education aimed at diseasespecific psychopathology.125 Another hybrid intervention developed by Teasdale and others,
mindfulness-based cognitive therapy (MBCT)
uses mindfulness to build more objective selfawareness or metacognition, enhancing the effectiveness of conventional cognitive therapy
for depression. Other examples of eclectic interventions are common in mind/body medical research and practice.52,53,126,141 As we see
it the next challenge is to develop and/or adapt
interventions whose assumptions and methods
are as coherent as possible.128 This should minimize confounding variables internal to those
interventions and maximize their effectiveness
and research transparency.
While it is commonly assumed that there
is a large literature on the impact of stressmanagement programs, in fact there is remarkably little empirical data. Several small trials evaluating the impact of mindfulness-based
stress reduction techniques have shown that
daily hassles and overall psychological distress
were significantly reduced.54,55,112,142 A systematic review of studies of mindfulness-based
stress reduction demonstrated that the samplesize weighted mean effect size was 0.59. The
standard error of the effect size estimate was
0.41.128 Another of our aims in drawing on the
Indo-Tibetan tradition is to build on its many
advantages as a standardized, text-based tradition of academic medicine and psychology.
The extensive methods of educating and training expert practitioners as well as educating the
general public will no doubt facilitate the work
of making interventions more reproducible as
well as more effective and widely applicable.
The Theory and Practice of
Contemplative Self-Healing
Interventions
The contemplative self-healing program we
have been studying has been designed to meet
these challenges. Rather than mix mindfulness
practice with Western medical techniques of
cognitive therapy, dynamic therapy, hypnotherapy, or guided imagery, our intervention integrates mindfulness with techniques of cognitive analysis, affect modulation, motivational
imagery, and reinforcing breathing that have
been designed and tailored over thousands of
years to complement and advance the contemplative science of self-healing and mindfulness
practice. Extending the work of pioneers influenced by the Hindu Yoga, Theravada Buddhist, and Zen Buddhist traditions, it draws
on the Wests more recent encounter with the
civilization of Tibet, which preserved the Indian mind and health sciences in their most
complete and advanced form, as refined in the
worlds first university at Nalanda.143 Rather
than teaching mindfulness alone or mixing
it with the distinct paradigms and methods
of cognitive therapy or dynamic therapy, our
intervention exploits the fact that the IndoTibetan mind and health science tradition preserves what may be the worlds most complete
contemplative system of cognitive-affectivebehavioral stress-cessation and learning enrichment, including three complementary systems
132
dynamic, interactive view of mind/body causation is what lays the foundation for recognizing the binary potential of human learning
and development discovered by the Shakyamuni.144 Anticipating current notions of selfregulation (yogacara) and use-dependent plasticity (prasrabdi), this basic model supports the
linkage between stress and learning, compulsive reactivity and positive health, that is key
to the explanatory elegance and power of the
four truth framework. Hence, this sophisticated view of mind/body causation helps to
make the Indo-Tibetan model both more accurate and complete than current cognitivebehavioral models.
Most important to understanding the practice of self-healing in this tradition is the fourth
truth of the path that links the basic condition of suffering to the fruitional condition of
optimal well-being.145 The truth of the path
spells out eight steps towards self-healing that
may be simplified into three synergistic disciplines of reeducation: wisdom (prajna ), meditation (samadhi), and ethics (sila). Meditation aims
at developing conscious regulation of the workings of the mind, nervous system, and physiology through control of attention, concentration, breathing, and posture. Wisdom aims
at clear and objective knowledge of reality
through analysis that helps the mind expose and
reform unrealistic, self-involved views. Ethics
aims at developing skilled actions that are effective in achieving personal and social aims
like well-being, freedom, and happiness. Taken
together, the third and fourth truths transform the basic science of the first two truths
into a positive framework of stress-cessation,
self-healing, and optimal health, by describing the natural human potential for self-healing
that reverses the cycle of stress-prone living as
well as the complete gradual path of unlearning and relearning that helps ordinary individuals access that self-transcendent potential
(tathagata-garbha).
The path is often further simplified into a
dual format combining wisdom or insight with
contemplative-ethical technique (upaya). Prac-
133
134
Euphoric/Ecstatic
Devotion/Flow
High/Integral
Low/Exclusive
Care/Concern
Discipline
calm
Mastery/Flow
Joy/Mastery
Imaginal/Visceral
Analytic/Gestalt
Reflection/
Mindfulness
Alertness/Effort
Low/Inclusive
Relief/Release
Focus/Refocus
Subtle/Limbic
Subtlest/Core
Social concern
Process integrity
Daydream/
Dreaming
Orgasm/Sleep
Traumatic
cognition
Traumatic
affect
Stress instincts
Coarse/Cortical
Personal care
Waking/Fantasy
Motive/Intent
Aids (lift)
Blocks (drag)
Mental level
Neural level
Practice phase
Arousal/Attention
Skill level
Insight level
in terms of the accumulation of negative energies (pran.a) and drops (bindu) and by linking
these to the stress-reactive cognition, affect and
instincts that pose blocks (avaran.a) to learning, as
well as to the contemplative aids or powers (bala)
that help overcome those blocks. Elsewhere,144
we have argued that these blocks and aids may
be conceptualized as allostatic resistance or drag
versus allostatic facilitation or lift, respectively.
In terms of clinical application, our contemplative intervention translates the gradual path
methods from the Nalanda tradition into a series of eight skills or techniques and twelve insights or strategies for healthy change, all tailored to the needs of mainstream Westerners
(Figure 2). The skill sets and insights are taught
in a 20-week contemplative learning program
and range across all three phases of the continuum of mind/body practices mapped in a
global framework of mind/body practices. The
program introduces this comprehensive system
in two modules: 8 initial weekly group classes
focus on teaching meditative techniques or skill
sets; and another 12 weekly classes focus on
teaching contemplative insights and lifestyles.
Outside of the structured 90 minute classes,
which combine lecture and discussion with experiential learning exercises, homework consists of daily practice guided by meditation CDs
and by structured manuals. Taught in adapted
Tibetan style, individuals learn insights and
skills suited to various needs of daily living so
that they can use the ideas and tools best suited
to the complex and varied challenges of their
life in the world.
In the first 8 weeks, three contemplative
techniques are introduced. The discipline of
combining stable open-mindedness with
heightened attention is the basic skill set of
mindfulness. This is complemented by an intermediate level skill set of social-emotional
self-care called mind-clearing or mind-training
(Skt. buddhisoddhana, Tib. blo-byong), meant to
help participants protect their self-healing practice from the social stresses of everyday life.
Finally, visualization, affirmation, and deep
breathing are taught as an advanced skill
135
136
137
138
with discursive analysis, moving through analytic reflection on what has been learned
to analytic and focused contemplation within
meditation sessions, finally culminating in
practical application in dialogue with ones human potential, meditatively evoked as a visualized encounter with an ideal healer or healthy
self set in a visualized ideal healing and learning
environment.
139
The syllabus of insights reviewed in the second segment of the intervention program is as
follows:
Objective: Participants reexamine their familiar view of death, its nature and meaning,
in light of the greater freedom and responsibility possible for those who exercise mindfulness,
alertness, and other contemplative muscles.
Challenging extreme views of death as a moment of final annihilation or judgment, this session explores the possibility of a middle way in
which death is seen as the touchstone for the
hard choices that can make life more enjoyable and meaningful; a constant reminder of
the importance of letting go of illusions and
embracing the present as it is. Its intent is to
counter negative emotions that stem from the
denial of death and other challenging facts of
life.
140
Objective: Participants reexamine their familiar view of peace, its nature and benefits,
in light of the greater freedom and responsibility possible for those who exercise mindfulness,
alertness, and other contemplative muscles.
Challenging extreme views of contentment as
dependent on the satisfaction of instinctive
needs or as solely reflecting the grace of God,
acceptance of others or God, this session explores the possibility of a middle way in which
peace is the developmental effect of adopting
an outlook, attitude, and lifestyle committed
to facing reality without illusions or violence.
Its intent is to counter the distorted perception
that expects true contentment to come without
effort or from others.
141
Objective: Participants reexamine their familiar view of love and compassion, their nature and benefits, in light of the greater freedom and responsibility possible for those who
exercise insight, quiescence, and other contemplative muscles. Challenging extreme views
of love and compassion as self-interested instincts or as solely a matter of divine grace or
duty, this session explores the possibility of a
middle way in which the social emotions of
love and compassion are recognized and nurtured as natural muscles that can be exercised
and extended to expand the scope of proactive
social relations. Its intent is to counter the addictive craving for positive attention that blocks
higher social emotions and locks humans into a
regressive attachment to childish illusions and
habits.
142
Practice: Harnessing the energy and chemistry of arousal through restorative breathing
Objective: Participants reexamine their familiar view of mind/body states in light of
the greater freedom and responsibility possible for those who exercise vision, inspiration,
and other contemplative muscles. Challenging extreme views of mental states as determined by brain processes beyond conscious
control or as reflecting positive input from others or God, this session explores the possibility
of a middle way in which mind/body energy
and chemistry are recognized as products of
mental, verbal, and physical actions and vehicles to be consciously shaped to support the
realization of personal and social aims. Its intent is to counter the experience of facts of life
like illness, aging, and death as senseless, random events beyond our control and to harness
our full potential for altering our neurobiology
and biochemistry to best meet lifes ultimate
challenges.
Conflicts of Interest
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