A Review of Research On Steel Eccentrically Braced Frames PDF
A Review of Research On Steel Eccentrically Braced Frames PDF
A Review of Research On Steel Eccentrically Braced Frames PDF
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A Review of Research on Steel Eccentrically Braced Frames
Abstract: This paper reviews the research conducted on steel eccentrically braced frames (EBFs).
Both component level and system level responses for such braced frames are treated and discussed.
For the component level response, a thorough review of the investigations on links, which are the
primary sources of energy dissipation in EBFs, has been presented. The results of experimental and
numerical studies on strength, rotation capacity, and overstrength of links are discussed. Furthermore,
studies on the effects of axial force, the presence of a concrete slab, the loading history, compactness,
link detailing, and the lateral bracing on link behavior are summarized. Relevant available research on
link-to-column connections is revisited. Different approaches for the numerical modeling of links are
also given. For the system level response, characteristics of EBF systems are discussed in light of the
capacity design approach. Findings of numerical studies on the seismic performance of EBFs are
discussed to provide insight into suitable response factors utilized in the design of these systems.
Additionally, special topics and emerging applications of EBFs, such as replaceable links, are
provided. The impact of research findings on the design of EBF systems is demonstrated considering
the AISC Seismic Provisions for Structural Steel Buildings. Finally, future research needs for
Keywords: Eccentrically braced frames, links, structural fuses, review of research, experiments,
1. Introduction
The main idea in the design of an eccentrically braced frame (EBF) is to integrate the advantages
of both moment resisting frame (MRF) and concentrically braced frame (CBF) lateral load resisting
aim of achieving a structure with high elastic stiffness as well as high energy dissipation during severe
earthquakes.
There are several configurations for an EBF system, some of which are depicted in Figure 1 along
with their expected plastic mechanisms. Larger architectural openings can be used with EBF systems
when compared to CBFs. The short segment of the frame generally designated by the length e (Figure
1) is called the link. In EBF systems, yielding is concentrated only at link segments and all other
members of the frame are proportioned to remain essentially elastic. Therefore, during severe
earthquakes, links can be considered as structural fuses which will dissipate the seismic input energy
A comprehensive review is provided in this paper on the behavior and design of eccentrically
braced frames. The review includes research conducted on links, as they comprise the most critical
elements of an EBF. In addition, the research on EBF system response is elaborated. Areas of future
research needs are also identified. The comparison of design provisions as presented in various design
specifications is out of the scope of this work; however, the AISC Seismic Provisions for Structural
Steel Buildings [3] are mentioned to illustrate relationships between research findings and design
rules.
2. Characteristics of Links
The length of a link segment (e) is one of the key parameters that controls the stiffness, strength,
ductility, and behavior of an EBF system. The link length ratio, = e/(MP/VP), where MP and VP are
the plastic moment and plastic shear capacities of the link, provides a convenient measure for the yield
behavior. The free-body diagram of an isolated link is shown in Figure 2. Based on equilibrium,
considering equal end moments at the ultimate state, no moment-shear interaction, and an elastic-
perfectly plastic material, the theoretical dividing link length ratio between shear dominated and
flexure dominated behavior is theor = 2.0. In short (or shear) links, shear yielding of the web is found
2
to be predominant (Figure 3a). On the other hand, in long (or moment) links, flexural yielding controls
the link behavior (Figure 3c). An intermediate link, however, would experience a combination of both
There are substantial differences between the behavior of short and long links. Although longer
links provide more architectural freedom for openings, early experimental studies by Roeder and
Popov [4, 5] and Hjelmstad and Popov [6, 7] showed that the performance of short links is
considerably better than that of long links under severe cyclic loadings in terms of strength and
ductility. Over the years Popov and his colleagues [6, 8-10] suggested different practical limiting
lengths for shear dominated behavior, finally arriving at the limit of < 1.6, which is still in use in
The first comprehensive study on the behavior of intermediate and long links ( > 1.6) was
conducted by Engelhardt and Popov [11] in 1989. A total of 14 tests were conducted on 12 two-third
scale subassemblage specimens with ranging from 1.45 to 4.25. Based on the experimental results it
was concluded that a gradual transition from the shear-dominant behavior to the flexure-dominant
behavior occurs as is increased from 1.6 up to 3. Despite this, in most of the previous and current
specifications (e.g. [3, 12]), links with length ratios of 1.6 < < 2.6 are classified as intermediate links
while links with > 2.6 are generally referred to as long links. It is important to note that the presence
of high axial force in a link may change this categorization, as discussed in Section 2.3. Engelhardt
and Popov [11] also reported that moment-shear interaction has a notable effect on the behavior of
intermediate links, while short and long links are generally unaffected.
Terms such as very short and very long links are also used in the literature. Although there are no
explicit definitions, links with > 3 ~ 3.5 are sometimes referred to as very long links [11, 13] while
links with < 1 as very short links [14]. In 2012, finite element (FE) analyses conducted by
Daneshmand and Hashemi [13] demonstrated that the behavior of very long links can differ notably
from that of long links in terms of failure mode and ductility, and thus, dividing the long link range in
design codes into two or more sub-regions was suggested. Furthermore, recent studies (e.g. [14]) have
proved that there are also other remarkable differences between the characteristics of very short links
3
The nominal shear capacity (Vn) of a link can be defined as follows [3]:
where the plastic capacities (i.e. VP and MP) are calculated based on the nominal yield stress, Fy. For
links with length ratios less than 2.0 the first term will govern; however, for longer links the second
term is dominant. In order to meet the objectives of the capacity design approach, it is necessary to
estimate the maximum shear force that can develop in a link during an intense loading, i.e. Vmax.
Consequently, other structural members shall be designed to remain essentially elastic and resist the
loads developed by the fully yielded and strain hardened link. Any underestimation of the maximum
link force may lead to unfavorable failures in other members. To have a reliable estimate of Vmax the
where Ry is the ratio of expected to nominal yield stress, considered for each steel grade based on
statistical data, Ve is the expected (or actual) shear capacity of the link, and is the overstrength factor
due to strain hardening. Early experimental studies by Popov and his colleagues [4, 6, 11, 15, 16]
suggested the value of = 1.5 for design purposes, which is still (implicitly) in use in most seismic
design specifications (e.g. [3, 17]). The link overstrengths observed in the previous experimental
studies on horizontal I-shaped links [6, 11, 14, 15, 18-39] are presented in Figure 4. The traditional
line of = 1.5 is also depicted in this figure. It should be mentioned that the value of Ve for every data
point is calculated using the measured properties reported in the original reference. Only cyclic test
results for links with Fy > 200 MPa are included in the figure. A summary of the experiments
conducted between 1983 and 2002 on EBF links is also presented by Richards [40] in his dissertation.
Most of the links tested by Popov and his colleagues [6, 9, 11, 15, 19] were constructed from A36
steel, while links with higher strength steels such as A709 and A992 were tested later by other
researchers such as McDaniel [24], Okazaki and his colleagues [31, 33], Mansour et al. [41], and
Dusicka et al. [36]. Shear links constructed from low-yield-strength steels were also tested more
4
As can be seen in Figure 4, the value of = 1.5 seems like a reasonable upper-bound for links
with > 1. However, this overstrength value overestimates Vmax for some intermediate links (1.6 < <
2.6) and drastically underestimates Vmax for very short links ( < 1). There are several reasons for these
Using a constant value of 1.5 for the overstrength factor neglects the effect of moment-shear (M-
V) interaction. However, the study by Engelhardt and Popov [11] proved that this interaction can be
important for intermediate links where values lower than 1.5 were observed (Figure 4).
The nominal shear capacity of short links is generally calculated based on the web area, neglecting
the contribution of the flanges [3]. However, as mentioned by McDaniel et al. [24], in short links with
relatively thick flanges, there is a significant shear force carried by the flanges. Manheim and Popov
[8] and Richards [40] have proposed methods for determining the link plastic shear capacity
considering the flange effect. Through nonlinear FE analysis of isolated links, Richards [40]
demonstrated that the overstrength factor of 1.5 is a reasonable limit even for very short links,
provided that the flange effect is included in determining VP. However, the same conclusion was not
reached when previous test results on short and very short built-up links [21, 22, 24, 42] were
examined. The calculated overstrengths for these links decreased slightly by including the flange
effect in determining VP; however, they were still significantly higher than 1.5 for most cases.
Richards [40] attributed this discrepancy to the presence of other factors, beside the flange effect, in
experimental studies. In 2007, Okazaki and Engelhardt [31] reported the test results for a total of 37
links constructed from ASTM A992 steel. Although not very short, some of the specimens had very
high ratios of flange to web area (Af /Aw). These specimens however did not exhibit overstrengths
substantially higher than 1.5. On the contrary, other recent results by Ji et al. [14] indicated that very
short links with even lower flange to web area ratios could achieve remarkably high overstrengths, in
some cases even over 2.0. A further numerical investigation by Ji et al. [14] revealed that for the tested
specimens the shear contribution of flanges could be as much as 0.2VP. However, it was concluded
that other factors in addition to the flange effect are influential in causing the observed high
overstrengths. Thus, it can be deduced that the numerical and experimental studies are inconclusive
5
If axial restraints are present at the link ends, tension can develop during shearing, due to
nonlinear geometric effects, especially at high rotation angles [40]. In 2012, this crucial issue was
investigated by Della Corte et al. [43] using detailed FE analyses considering both geometric and
material nonlinearities. Based on the numerical results it was concluded that the presence of axial
restraints can significantly increase the overstrength (up to 15% increase was reported in some
models) especially for short links. In a more recent study, Ji et al. [14] also mentioned that restraining
axial deformations of very short links by adjacent members can create non-negligible axial forces in
Another possible cause for the very high overstrengths observed in some tests is the excessive
cyclic hardening of steel due to very large plastic strains. This idea was introduced recently by Ji et al.
[14] on the basis of an experiment conducted by Kasai et al. [44] on stocky short steel panels in which
hardening continued to very large shear angles. Based on this observation, Ji et al. [14] proposed that
the very high overstrengths reported for very short links are related to their high rotation capacities.
These links experience large plastic rotations (substantially higher than 0.08 rad) and consequently
their webs are subjected to excessive shear strains which may lead to excessive cyclic hardening. A
refined FE analysis by Ji et al. [14] on very short links revealed that for a link plastic rotation of the
order of 0.15 rad the cyclic hardening effect can increase the shear strength by about 70%.
The combined effect of the above-mentioned factors should be considered for each link in order to
have a reasonable estimate of its overstrength. Nonetheless, reasons behind some of the unusually high
overstrengths reported in the literature still remain unclear. For instance, Dusicka et al. [36] observed
overstrengths of about 5.0 in their experiments on very short links constructed from low-yield-strength
steel (Fy = 100 MPa) without web stiffeners. Such cases require further investigation.
Based on the numerical and experimental works of Berman and Bruneau [45-49] the use of built-
up box (or tubular) links is also permitted by AISC 341-10 [3]. A comparison between the test results
reported by Berman and Bruneau [49] with the numerical data presented by Richards [40] revealed
that the overstrength factor of built-up box links is typically higher than that of I-shaped links, by
about 11%. It is worth noting that the use of hollow structural sections (HSS) as links is prohibited by
AISC 341-10 [3] due to their questionable performance in terms of low cycle fatigue life under large
6
strains [50]. In addition, as explained in Berman and Bruneau [47], the longest shear link that can be
constructed from a common HSS is about 460 mm, which is rather short and will cause congested
details as well as very high rotation demands at the code-specified drift level.
The expected plastic mechanisms of EBF systems are depicted in Figure 1. The angle between the
link and the beam outside of the link is termed as the total link rotation angle () and its inelastic part
as the inelastic (or plastic) link rotation angle (P ). In general, the inelastic rotation capacity of a link,
max
P
, is defined as the maximum inelastic rotation angle (i.e. excluding the elastic portion which is
usually less than 0.01 rad) sustained by the link during a cyclic test, for at least one full cycle of
loading, before the shear resisted by the link drops below a predefined limit. This limit can be
quantified as 80% of the maximum link shear recorded during the cyclic test (0.8Vmax), the plastic
shear capacity (VP), or the code-specified nominal shear strength of the link (Vn) [14, 30, 41, 51].
Figure 5 shows an example of using the first definition for determining the inelastic rotation capacity
(max
P
) of a specimen tested by Okazaki et al. [29].
Experimental studies have shown that the rotation capacity of links depends significantly upon
several factors such as the link length ratio, loading history, compactness and web stiffening. A
summary of findings from the experimental studies on horizontal I-shaped links [6, 11, 14, 15, 18-39]
is given in Figure 6. The figure includes links with Fy > 200 MPa subjected to various cyclic loading
histories. It should be mentioned that a few monotonic tests were also conducted on links [15, 18, 27,
28, 37, 52] which demonstrated rotation capacities between 0.19 ~ 0.42 rad. Short links exhibit higher
rotation capacities compared to intermediate and long links. As shown in Figure 6, AISC 341-10 [3]
limits the inelastic rotation of short links to 0.08 rad and long links to 0.02 rad. For intermediate links,
linear interpolation is utilized. The following issues should be borne in mind when examining the data
shown in Figure 6. In a number of tests in which connection yielding or failure was reported (grey
triangles in the figure), specifically those located in the range of 1 < < 2, high rotation capacities in
excess of 0.10 rad were observed. It should be noted that in most of these tests the connection inelastic
7
rotation also contributed to the total link rotation, and thus, the reported high max
P
values are not solely
because of the inelastic action of the link. The results denoted by hollow circles indicate tests
conducted by Galvez [25] and Ryu [28] and reported by Okazaki and Engelhardt [31], in which the
observed rotation capacities fall significantly below the code-specified limit due to the use of a severe
exceed the AISC limit by a wide margin. These results (particularly the ones reported in [14, 36])
revealed that the rotation capacity of very short links can be substantially higher than that of short
links. Note that some of the tested very short links (shown by hollow diamonds) failed prematurely
due to the brittle fracture of the link web, which was initiated as a result of the insufficient offset
between the stiffener-to-web and the web-to-flange welds, as explained by McDaniel et al. [24].
Considering only the proper test data (grey diamonds in Figure 6), it can be deduced that the current
AISC requirements provide a reasonable lower-bound for the inelastic rotation capacity of links with
It is difficult to predict the rotation capacity of all links by means of pure numerical simulation.
For the case of long and some intermediate links, in which strength degradation is due to local
buckling, max
P
can be estimated reasonably via nonlinear FE analysis. However, it is troublesome to
estimate the rotation capacity of shorter links since strength degradation is generally due to low-cycle
fatigue induced fractures, which are not commonly considered in FE simulations. Nonetheless, results
of the numerical simulations [13, 51, 53-55] concurred with experimental observations that the
inelastic rotation capacity of short links is considerably higher than that of intermediate and long links.
The inelastic link rotation demand must be estimated at the design stage. The most accurate way
of determining this quantity is through inelastic dynamic analysis. Alternatively, a rigid plastic
mechanism can be used to estimate the inelastic link rotation angle. In this method the inelastic link
rotation angle, P , is related to the plastic story drift, P , via geometrical relationships [3]. Extensive
nonlinear time-history analyses conducted by Koboevic et al. [56, 57] on low-, mid-, and high-rise
EBFs further confirmed the appropriateness of assuming such a relationship. However, it was noted by
Koboevic et al. [56, 57] and other recent studies [58-60] that determining P based on the results of an
8
elastic analysis using the codified displacement amplification factors (Cd) or the equal-displacement
rule may provide unconservative estimates of P . This item is further discussed in Section 5.2.
Links can be subjected to axial loads due to the axial restraining effect of adjacent members
(which was discussed in Section 2.1) and also the loading scheme and/or geometry of a structural
system. For instance, in case of a seismic loading, the EBF configuration shown in Figure 1b will
impose higher axial forces on link segments compared to the negligible link axial forces developed in
the configuration shown in Figure 1a. A study by Kasai and Popov [10] revealed that the presence of
axial force can have deteriorative effects on link behavior. These researchers proposed modified
expressions for the plastic moment and shear capacities of links in the presence of axial force. In
addition, a modified shear link length limit was defined. The modified capacities are in general related
to the axial load ratio, defined by P/Py, where P is the available axial force and Py is the nominal axial
yield strength. This study revealed that the plastic capacities should be reduced as a function of P/Py
when this ratio exceeds 0.15. These recommendations still form the basis of the AISC 341-10 [3]
In 1990, Ghobarah and Ramadan [61] used nonlinear FE analysis to investigate the effect of axial
force on the performance of EBF links. Numerical results demonstrated that the presence of axial force
not only reduces the link plastic strength but also its plastic rotation capacity and energy dissipation. A
In a study by Mansour et al. [41] in 2011, the behavior of replaceable shear links was investigated
inside a frame system. In these tests the cyclic loading was applied to the floor beam from one end,
and thus, half of the applied load was transferred axially through the link. The maximum value of P/Py
was reported to be 0.26 which represented a relatively high axial force level. Mansour et al. [41]
observed that the links experienced higher peak shear forces when subjected to tension rather than
compression, with a maximum difference of 12%. Mansour [34] also demonstrated this issue
9
numerically in his dissertation and proposed a simple equation for estimating the increase in the shear
structure with eccentric braces, similar to the configuration shown in Figure 1b. Results revealed that
the peak value of P/Py recorded for the links exceeded 0.15 by a wide margin under most earthquake
records, indicating the high probability of developing large axial forces in shear links with the selected
configuration. Dastmalchi [62] also performed nonlinear FE analyses to examine the behavior of shear
links under very high levels of axial force (0.15 < P/Py < 0.5). The monotonic and cyclic shearing of
short links under constant axial compression confirmed its detrimental effect on the shear strength and
ductility of short links, especially when the length of the shear link was increased. It was also found
that the shear capacity formula given in AISC 341-10 [3] underestimates this effect for P/Py > 0.2, and
therefore, a numerically calibrated modification factor was introduced for this formula.
It is worth noting that, as stated in the AISC 341-10 [3] commentary, the effect of high axial force
on the behavior of long and intermediate links has not been investigated adequately. Therefore, the
code [3] requires the use of shear links if high axial force is present in a link.
In 1989, Ricles and Popov [63] conducted research on the effect of a concrete slab, placed over the
steel framing as a floor system, on EBF links. These researchers reported that the initial stiffness and
strength of the composite links were higher than those of the steel links, however, the composite action
deteriorated in later cycles. The maximum shear forces resisted by the composite links were 1 to 13%
higher than the corresponding steel links. Nevertheless, the general hysteretic behavior of the
composite links resembled that of the bare steel links. The slab damage was localized in the vicinity of
the link and no damage was observed in the concrete located away from the link segment. The test
results also demonstrated that a concrete slab alone cannot provide sufficient lateral bracing for links.
Engelhardt and Popov [11, 64] noted in their experimental study that if a diagonal brace is connected
to the bottom flange of a link, the presence of a concrete slab can substantially enhance the stability of
10
the link by restraining the top flange. A similar observation was also reported by Tsai et al. [65] during
the tests on large EBF sub-assemblages conducted at the National Taiwan University in the early
1990s.
Mansour et al. [41] also investigated the effect of a concrete slab on link behavior. In the details
studied, the replaceable link segment had a smaller depth than the floor beam. Therefore, there was no
direct interaction between the link and the composite slab. Nevertheless, it was reported that the
specimen with the concrete slab sustained a higher shear force, 14% more when compared to the bare
steel specimen, without a notable change in the link rotation capacity. Mansour et al. [41]
recommended using more shear studs away from the link region in order to guarantee the slab
Recently, Ciutina et al. [37] tested a single-story EBF setup with very short links with and without
a concrete slab. In one case the shear studs were placed along the entire beam length, while in the
other case they were suppressed in the link region. Tests by Ciutina et al. [37] confirmed that omitting
shear studs only in the link region does not fully eliminate the composite action, since in both of the
above cases the shear strength and stiffness were notably higher than those of the steel link. Therefore,
it was recommended that the composite action be considered during the EBF design, even if shear
studs are only available on the floor beams and not in the link regions. It is worth noting that link
regions are protected zones per AISC 341-10 [3] in which the use of shear studs is prohibited. In
addition to link behavior, the presence of a concrete slab also affects the structural response of EBF
Popov and his colleagues (e.g. [6, 18]) noticed that the applied loading history (or protocol) during
an experimental study has a major effect on the observed plastic rotation capacity of EBF links. A
comprehensive study on this effect was, however, conducted recently by Richards and Uang [66, 67].
Okazaki et al. [29] reported unexpected link web fractures for a number of tested short links prior
to reaching the code-specified 0.08 rad rotation limit. Richards and Uang [66, 67] attributed this issue
11
mainly to the utilized loading history and stated that the loading protocol used by Okazaki et al. [29]
(based on Appendix S of AISC 341-02 [68]) was significantly more severe than the loading sequences
used in the 1980s tests on short links. Nonlinear time-history analyses were conducted by Richards
and Uang [66, 67] on three prototype EBF structures subjected to 20 large-magnitude-small-distance
Los Angeles ground motions. The obtained cumulative rotation demands were used to come up with a
new protocol which was adopted by AISC 341-05 [69] for the cyclic testing of link-to-column
connections. The proposed protocol has fewer cycles with large rotations compared to the old
protocol.
Okazaki et al. [29] retested the specimens which failed to reach the code-specified plastic rotation
limit under the AISC 341-02 [68] old protocol using the new (revised) loading protocol. All of the
newly tested specimens exhibited rotation capacities higher than the code-specified limit, with an
confirmed the conclusion that the old protocol is overly demanding compared to the revised protocol
for shear links. It is worth noting that other loading protocols, for instance, random loading protocols,
loading protocols available in specifications other than the U.S. standards, or more severe loading
histories than the AISC 341-02 [68] old protocol have also been used in some studies (e.g. [14, 31]) to
demonstrate the sensitivity of the rotation capacity of shear links to the applied loading sequences.
As explained by Richards [40], if the revised protocol is used for testing intermediate or long
might be observed. Okazaki et al. [33] also noted that the cyclic demand imposed on flexural links by
both protocols is somewhat similar. The revised protocol was used in a number of experimental and
numerical studies on intermediate and long links (e.g. [13, 31, 70]). Daneshmand and Hashemi [13]
demonstrated the sensitivity of the rotation capacity of intermediate links to the employed loading
18% when the link was loaded based on the old protocol instead of the revised protocol.
12
3. Detailing of Links
The link flange slenderness limit is needed to prevent severe strength degradation due to flange
local buckling during intense loadings. Kasai and Popov [10] calculated the link flange stress at the
ultimate shear of 1.5VP and its associated moment for 156 links with four different yield stresses and
two length ratios, = 1.6 (short) and = 2 (intermediate), with and without axial force. The obtained
maximum flange stresses were compared to a conservative critical plastic buckling stress determined
based on Haaijers method [71]. Kasai and Popov [10] did not detect flange buckling for the links with
= 1.6 with no axial force when the flange slenderness (i.e. bf / 2tf) was limited to 0.38E/Fy , where
bf and tf are the flange width and thickness respectively and E is the elastic modulus of the steel
material. However, if these links were subjected to axial force, the stringent flange slenderness limit of
0.3E/Fy was suggested to prevent flange buckling. On the other hand, some of the intermediate links
with = 2, especially if subjected to axial force, were prone to flange buckling even if the flange
slenderness was kept below the more stringent limit of 0.3E/Fy . Based on these, it was recommended
to limit the flange slenderness of links to 0.3E/Fy . This limit was adopted by the early EBF
specifications [12, 72, 73] and was in use prior to the 2005 edition of AISC 341 [69].
Adhering to the flange slenderness limit of 0.3E/Fy disqualified several efficient wide-flange
rolled sections constructed from A992 steel from being used as links. A992 steel has become the most
widely used steel material in the U.S. and has replaced A36 steel after the 1994 Northridge earthquake
[51]. Using heavier sections to satisfy this requirement would be the common approach in practice, but
this is not fruitful from the capacity design point of view. Richards and Uang [51] conducted a
comprehensive numerical study to further investigate this issue. After verifying the FE modeling
procedure using the experimental data reported by Arce [23], a total of 112 isolated I-shaped link
models were analyzed considering different flange slenderness values. The numerical results
demonstrated that the flange slenderness limit can be relaxed from 0.3E/Fy to 0.38E/Fy . Although
some of the intermediate links could not achieve the code-specified rotation limit, this issue was
related to the stiffener requirements and not the flange slenderness limit [51]. In addition to the
13
numerical investigation of Richards and Uang [51], subsequent experimental studies by Okazaki and
his colleagues [29, 31] on wide-flange links constructed from A992 steel confirmed that the above
relaxation can be safely applied to short links. However, Okazaki et al. [29, 31] observed strength
degradation due to flange buckling in some of the intermediate link specimens. Taking into account
previous studies [10, 29, 31, 51] it was permitted as per AISC 341-05 [69] to use moderately ductile
flanges for I-shaped links with the slenderness limit of 0.38E/Fy only in short links ( < 1.6). It
should be noted that in the numerical study of Richards and Uang [51] and also the recent tests of
Okazaki and his colleagues [29, 31] no axial force was imposed on the links. Nevertheless, the above
relaxation in the flange slenderness requirements includes all shear yielding links regardless of the
Based on the results obtained from an exhaustive numerical parametric study containing more than
200 analyses as well as a subsequent experimental study, Berman and Bruneau [48, 49] concluded that
the flange slenderness of built-up box links should be limited to 0.64E/Fy . Until 2005, this limit was
the seismically compact limit for walls of rectangular HSS members as per AISC 341 [69]. However,
in 2010 the more stringent limit of 0.55E/Fy was adopted by AISC 341-10 [3] for flanges of highly
ductile built-up box sections, which is the case for tubular links.
In general, compact webs are used in links to prevent or delay the deteriorative effect of web
buckling [3]. Berman and Bruneau [48, 49] suggested that the web slenderness for built-up box shear
links should be limited to 1.67E/Fy . However, this limit was reduced to 0.64E/Fy for intermediate
and long built-up box links in which local buckling of both webs and flanges can cause strength
The proper use of end and intermediate web stiffeners in links is a major parameter for achieving
stable and controlled hysteresis behavior. End stiffeners are usually full-depth stiffeners provided for
all link length ratios located on both sides of the web at link ends. In 1977, Roeder and Popov [4]
provided the rationale for the necessity of using end stiffeners to ensure local stability at a brace-link-
14
beam connection panel. In the previous and current EBF specifications (e.g. [12, 72-74]) the use of
end stiffeners has always been mandatory with an aim of improving the link shear force transfer to
In the early experiments by Popov and his colleagues (e.g. [6, 75]) it was observed that in short
links tearing of web and severe strength degradation usually occurred shortly after web buckling.
Although in some tests (e.g. [6]) a considerable amount of energy was also dissipated by the link in the
post-buckling phase, since post-buckling behavior and its subsequent failure are difficult to predict and
more hazardous, web buckling is generally considered as the design ultimate state for short links [6, 7,
75]. Popov and his colleagues [6, 18, 75] demonstrated that providing intermediate stiffeners could
substantially improve the strength and energy dissipation capacity of links. In 1983, Hjelmstad and
Popov [7] proposed the first relation for determining the required intermediate stiffener spacing based
on the expected energy dissipation of a link. However, later tests by Kasai and Popov [10]
demonstrated that such a relation does not exist and instead, the required intermediate stiffener spacing
is dependent upon the expected ultimate link rotation, u. In 1986, Kasai and Popov [75] proposed a
conservative spacing formula for intermediate stiffeners using a cyclic plastic theory and the
experimental data obtained from tests [15] on short links constructed from A36 steel. The stiffener
spacing was expressed as a function of the depth of the I-shaped link and its web thickness for three
different ultimate rotations. The maximum spacing allowed for the intermediate stiffeners of short
links per AISC 341-10 [3] is based on this proposal with slight modifications. It is worth noting that a
number of recent studies [31, 34] have mentioned that the shear link stiffener spacing requirements of
the AISC Seismic Provisions [3] are somewhat conservative and might be relaxed if justified by
Malley and Popov [9] investigated the required area and moment of inertia of link intermediate
stiffeners using Baslers theory for plate girders [76] and the approach adopted by Bleich [77]. The
requirements proposed by Malley and Popov [9] were not included in AISC 341 [3, 68, 69], and
instead, the regular requirements of plate girder web stiffeners were recommended for determining the
required moment of inertia of link stiffeners with the addition of a minimum thickness limit. Bruneau
et al. [50] further discussed this issue and mentioned that the previous reasonable performances of
15
EBFs designed as per AISC 341 [3, 68, 69] indicate that the recommendations of Malley and Popov
Intermediate stiffeners are also required in links with flexure-dominant behavior. The
comprehensive experimental study by Engelhardt and Popov [11, 64] on long links revealed that,
unlike shear links, local buckling of flanges will not necessarily cause strength degradation in stiffened
long links. It was concluded that placing stiffeners at a distance of 1.5bf from each end of the link,
while not preventing flange buckling, would limit the strength loss due to flange buckling [64]. The
large scale pseudo-dynamic tests by Tsai et al. [65] indicated that such stiffeners may still be
beneficial if substantial axial force is also available in the link. Engelhardt and Popov [64] also
mentioned the beneficial effect of placing stiffeners outside the link region, in the brace-link-beam
connection panel. Furthermore, it was concluded that intermediate links, which will experience both
shear and flexural yielding, should have intermediate stiffeners at 1.5bf from the link ends, and also
equally spaced additional stiffeners through the link length based on the requirements of short links.
These recommendations have generally been adopted by AISC 341-10 [3]. However, the provisions
require no intermediate stiffeners when the link length ratio () is larger than 5.0.
Previous and recent experimental studies [9, 10, 29, 64] have demonstrated that, unlike end
stiffeners, intermediate stiffeners can also be one-sided in links with various lengths. The numerical
study of Daneshmand and Hashemi [13] revealed that using one-sided stiffeners can reduce the
rotation capacity of intermediate and long links, however, this reduction rarely decreases max
P
below
the code-specified rotation capacity. Furthermore, the reduction was reported to be more pronounced
for links in the range of 1.8 < < 2.2. Nevertheless, AISC 341-10 [3] permits the use of one-sided
intermediate stiffeners for links with a depth of less than 635 mm. Malley and Popov [9] demonstrated
that partial depth intermediate stiffeners can also be used in shear links, provided that a concrete slab
properly restrains the top flange. However, as required by AISC 341-10 [3], it is more advisable to use
full-depth intermediate stiffeners welded to the web and both flanges since these stiffeners can
enhance the stability of the link against flange local buckling as well as against lateral torsional
16
Recent tests and the probabilistic analysis of Bulic et al. [52] suggested the use of at least two
couples of properly designed web stiffeners in short I-shaped links to achieve enough reliability
Richards and Uang [51] noticed during their numerical study that some of the intermediate links
failed to achieve the rotation capacity predicted by the provisions, with a maximum difference of 11%.
Similar observations were also reported by Arce [23]. Richards and Uang [51] attributed the issue to
the intermediate stiffener spacing requirements of the AISC Seismic Provisions [3]. As stated earlier,
Kasai and Popov [75] proposed their stiffener spacing formula for short links; however, the provisions
extended its use to intermediate links, without accounting for the significant moment-shear interaction
that is present in the web panels of these links. Thus, it was concluded by Richards and Uang [51] that
the direct use of stiffener spacing requirements of short links may be unconservative for intermediate
links.
During a series of tests [23, 25, 26, 28] from 2002 to 2005 on A992 links, conducted at the
University of Texas at Austin, another important issue was observed. Most of the specimens with <
1.7 exhibited web fractures at the ends of the stiffener-to-web welds prior to any notable web buckling
(Figure 3a). This was not consistent with the failure modes observed in the early studies of Popov and
his colleagues (e.g. [6, 15, 18]) where web fracture occurred only after severe web buckling at
locations of large deformations. The pre-buckling web fracture had also been reported previously by
McDaniel et al. [24] during tests on large built-up links where it was attributed to the insufficient
offset between the stiffener-to-web and the web-to-flange welds. It is also worth noting that in a
number of more recent tests this type of failure mode has also been reported [14, 41]. Based on the test
results, Okazaki and his colleagues [29, 31] have concluded that altering the applied loading history or
the utilized stiffener detailing cannot change the link failure type from the web fracture mode. The test
results however revealed that it is fruitful to terminate the stiffener-to-web weld at a distance not less
than 5tw from the k-line of the link section. A clear correlation between the reduced material toughness
in the k-area and the occurrence of link web fracture was not established [31]. In addition to the above
findings, a new stiffener detailing was also reported by Okazaki and Engelhardt [31] which can delay
web fracture and provide enhanced cyclic performance. This detail consists of two-sided intermediate
17
stiffeners which are welded only to the flanges that restrain the web by sandwiching it. Additional
research regarding this detail was deemed necessary by Okazaki and Engelhardt [31].
In order to further investigate the cause of the recently observed pre-buckling web fracture
failures, Chao et al. [80] conducted a detailed numerical study. Numerical results suggested that the
web fractures are due to the high triaxial constraints that develop at the ends of the stiffener-to-web
weld and the localized high plastic strains at these locations. Beneficial effects of welding stiffeners to
both flanges, using two-sided intermediate stiffeners and avoiding large stiffener spacing were also
mentioned. Similar observations were also reported in previous experimental studies [25, 31]. Chao et
al. [80] also proposed a possible reason for the observed web fractures in the recent tests as opposed to
the 1980s experiments. The new straightening process for structural shapes causes higher strength and
reduced toughness in the k-area, along the full length of the rolled sections, unlike the old method
which induced localized changes in the material properties due to work hardening. As explained by
Chao et al. [80], the higher k-area strength in the new shapes prevents yielding in this region, and
consequently, high plastic strains are developed in the adjacent web steel. These localized strains
coupled with high stress triaxiality at the stiffener-to-web weld ends increase the possibility of ductile
fracture initiation at the weld ends. Based on the numerical results, Chao et al. [80] proposed a single
horizontal stiffener instead of multiple vertical stiffeners for short links and demonstrated its
promising performance numerically. The sandwich stiffener detail proposed by Okazaki and
Dusicka et al. [36] conducted experiments on isolated very short built-up I-shaped links with a
different stiffener detailing in which the link web was constructed from low-yield-strength steel (with
Fy of 100 MPa or 225 MPa) without any stiffeners. The test results revealed that, unstiffened links
with stocky webs constructed from low-yield-strength steel can sustain extremely high cyclic rotation
angles, of the order of 0.2 rad. As a result of such detailing, the failure mode was altered from that
controlled by fracture at the ends of the stiffener-to-web weld to web tearing at the link end corners
accompanied by web out-of-plane deformations in some cases. Bahrampoor and Sabouri-Ghomi [81]
also studied the effect of using very low-yield-strength steel with Fy = 90 MPa in EBF links.
Comparison between the results of one-story one-bay FE models with links constructed from regular
18
and low strength steels revealed that the energy dissipation characteristics of links can be enhanced
The use of diagonal web stiffeners for shear links was studied both experimentally and
numerically by Yurisman et al. [82]. Based on the results reported by these researchers it appears that
the diagonal web stiffeners may provide an alternative to the commonly used vertical stiffener
arrangement for short links; however, further research is essential. Chegeni and Mohebkhah [70]
proposed new stiffener details for improvement of the rotation capacity of long links. Two details were
suggested: placing an additional one-sided stiffener at a distance of 0.75bf from the link ends; and
using small one-sided diagonal stiffeners between the end stiffener and the intermediate stiffener in
long links. Results of the parametric study indicated that the latter detail is more effective in improving
the rotation capacity and energy dissipation of long links. However, further experiments for validating
Ohsaki and Nakajima [83] investigated the optimization of stiffeners in I-shaped EBF links. These
researchers used the heuristic Tabu Search algorithm for optimizing the locations and thicknesses of
link stiffeners.
Stiffener requirements for built-up box links were studied by Berman and Bruneau [45-49]. The
use of end stiffeners for built-up box links was recommended similar to I-shaped links. However,
results reported by Berman and Bruneau [48, 49] revealed that intermediate stiffeners are only
required for shear links ( 1.6) in which the web depth-to-thickness (h/tw) ratio is greater than or
equal to 0.64E/Fy . For shear links with lower h/tw ratios, flange buckling is the controlling failure
mode, for which the presence of intermediate stiffeners is not effective. Berman and Bruneau [48, 49]
also demonstrated that intermediate stiffeners are not beneficial in intermediate and long links where
compressive local buckling of both webs and flanges controls the link performance. The required
intermediate stiffener spacing for shear links with h/tw 0.64E/Fy has been determined by Berman
and Bruneau [45] using a methodology similar to that used by Kasai and Popov [75] for I-shaped
links.
19
In the numerical and experimental investigations of Berman and Bruneau [48, 49] external
stiffeners welded to webs and flanges were considered. However, as stated above, these stiffeners are
not effective in controlling flange buckling. Thus, stiffeners welded to outsides of the link webs or
located inside the box section and welded to the insides of the webs can be considered in practical
applications.
During the 2011 earthquakes in Christchurch, New Zealand, the first documented field fractures of
EBF short links were recorded at the Christchurch hospital garage [84]. In some of the fractured links,
unlike the correct detailing, the end stiffeners were not aligned with the brace flanges. This
misalignment was speculated to be a probable reason for the observed fractures in the link flange and
connection panel. Kanvinde et al. [84] performed in-depth numerical analyses to investigate the issue.
Numerical results revealed that the misalignment had an influential effect in triggering the fractures;
however, other factors, such as the imposed ground acceleration which was several times higher than
the expected design value, also played a major role. The use of field-welded stiffeners and gusset
plates for brace connections was suggested by Kanvinde et al. [84] for better fit-up. Another recent
study by Imani and Bruneau [85] further confirmed that the severe stress concentration in the vicinity
of the misalignment can initiate fracture and reduce the link rotation capacity significantly. The
numerical results also demonstrated that correcting the misalignment by using a different brace section
or, more conveniently, by relocating the end stiffeners can mitigate the problem [85].
Lateral torsional buckling (LTB) can have deteriorative effects on the cyclic performance of links.
The lateral bracing requirements are intended to restraint the link against out-of-plane displacement
and twist to ensure stable inelastic response [3]. Although lateral bracing was provided in earlier tests
[4], the importance of proper link lateral bracing was fully understood during the tests of Manheim
[86] on three-story prototypes in 1982, where LTB occurred in some test specimens. As a result,
lateral bracing of link ends was suggested by Manheim [86] with moment connections between the
lateral braces and the link ends to increase the torsional stiffness of the link. In 1989, Hjelmstad and
20
Lee [87] conducted an study to investigate the lateral buckling of beams in EBFs. Based on the
experimental results of five tests on propped cantilever beams with different lateral bracing schemes at
the link ends and a numerical parametric study, Hjelmstad and Lee [87] concluded that providing full
rotational restraints at the link ends is essential. Furthermore, it was noted by these researchers that the
forces imposed on the lateral braces were much higher than the traditionally used design load of 2% of
long links, strength degradation due to LTB of the link or the beam outside the link was reported for
some specimens. These observations further emphasized the importance of providing strong and stiff
lateral bracing at link ends. Similar to Hjelmstad and Lee [87], Engelhardt and Popov [11, 64, 88] also
mentioned that the demand on link lateral braces is several times higher than the minimum load of
1.5% of P flange
y , considered in the 1980s design codes [12, 72]. A minimum load of 6% of P flange
y was
suggested by these researchers for the design of lateral braces of short and long links. Furthermore, it
was recommended that the lateral braces should frame into the link ends from only one side in order to
Based on the above research, the use of lateral braces at the link ends was required by the early
EBF codes [12, 72, 73]. Similarly, AISC 341-10 [3] requires lateral bracing of both top and bottom
flanges of I-shaped links at the link ends. The concrete slab may only provide restraint to the top
flange [63, 64] and thus, explicit bracing of link ends is generally necessary.
The main advantage of built-up box links compared to I-shaped links is their significant resistance
to LTB. Berman and Bruneau [47] demonstrated that lateral bracing at link ends is not necessary for
typical built-up box links. This can be fruitful in cases where providing lateral bracing for links is not
possible or not desired. For instance, lateral bracing of links adjacent to elevator cores or links used in
bridge piers is generally cumbersome. Consequently, built-up box links are also referred to as self-
21
3.4. Connections
attention due to the high level of demands on these joints. Gusset plate buckling at the brace-to-beam
connection was observed in the full-scale tests of Roeder et al. [89] and Foutch [90]. Engelhardt and
Popov [11, 64] proposed and tested modified gusseted and directly welded brace-to-beam connections.
Satisfactory results were reported for all of the proposed connection details; however, the directly
welded connections were found to be more advantageous in controlling LTB of the beam segment
outside the link. Considering that the braces are expected to remain essentially elastic during severe
loadings, most of the ductility requirements which are required for braces of special CBFs are not
mandatory for EBF braces and their connections, based on the AISC Seismic Provisions [3].
Tests by Hjelmstad and Popov [6, 7], and Malley and Popov [9, 18] in the 1980s suggested that
fully welded link-to-column connections can exhibit satisfactory behavior during severe loading
scenarios. In these tests short links with different combinations of complete joint penetration (CJP)
groove welds and fillet welds for the flanges and the web were considered. In contrast, details with
welded flanges and bolted web connections tested by Malley and Popov [9, 18] showed significant
Engelhardt and Popov [11, 64] investigated the behavior of link-to-column connections for the
case of long links. Details employing CJP groove welds at the flanges and either a fully welded shear
tab or a CJP groove weld at the link web (Figure 7a and b) were considered owing to their acceptable
performances in previous tests on short links (e.g. [7, 9]). Premature link flange fracture was observed
for these specimens at early stages of loading, and thus, modified details (e.g. Figure 7c and d) were
proposed and tested by these researchers. Furthermore, a link-to-column connection with all-around
fillet welds (Figure 7e) was also studied. Although some of the modified details sustained high
rotations prior to failure (especially the cover plate (Figure 7d) and the all-around fillet weld (Figure
7e) details) due to the doubtful performance of the tested specimens as well as the observed brittle
failure modes, it was concluded that the use of long links attached to a column should be avoided.
Engelhardt and Popov [11, 64] also tested two short links which were connected to the web of an I-
shaped column through continuity plates (Figure 7f). A similar detail was previously studied by
22
Malley and Popov [9, 18] and acceptable results were reported with minor flaws compared to the link-
to-column-flange connections. However, the tests of Engelhardt and Popov [11, 64] revealed that the
link-to-column-web connection is prone to premature link flange fracture and should be avoided.
Based on these studies, the 1992 AISC Seismic Provisions [91] limited the use of link-to-column
In the experiments of Tsai et al. [65] CJP groove welds at the flanges and fillet weld at the web
were used to connect short links to box columns. Premature fractures at very low link rotations
(sometimes less than 0.005 rad) were observed in the link flange welds. Although a number of
modified details performed remarkably better, the observed fractures gave cause for concern.
Ghobarah and Ramadan [20, 92] proposed an extended end-plate link-to-column connection
(Figure 7g) in 1994. In this approach the link is shop-welded to the end-plate using all-around fillet
welds and the end-plate is then field-bolted to the column flange. Although some of the specimens
exhibited bolt or flange weld fractures, it was concluded that properly designed extended end-plate
link-to-column connections would remain elastic during severe loadings and demonstrate a similar
performance to that of a fully welded connection. In a recent study by Dusicka and Lewis [35] on end-
plate link-to-column connections, different stiffening details were investigated to reduce the demand
on link flanges in the vicinity of the link-to-end-plate welds, which was found to be a potential region
for brittle failure [20, 31, 92]. These details included using an additional pair of stiffeners in the first
web panel which were either parallel to the web and connected to the web or within a small distance
from it (Figure 7h), or angled from the link end towards the web, or curved stiffeners made from round
HSS. Promising results were reported based on FE analyses for the first detail with stiffeners parallel
to the web which shifted the failure mode from the link flange fracture to fracturing of the web. The
results were further confirmed through a number of experiments on long links. In 2016, Pirmoz et al.
[93] numerically studied the behavior of extended end-plate link-to-column connections, with rib
stiffeners, in contrast to the suggestion of Ghobarah and Ramadan [20, 92]. Although the study did not
address issues such as low-cycle fatigue or material fracture, the promising performance of this link-
23
An experimental study was undertaken by Tsai et al. [94] on the behavior of link-to-box column
connections in 2000. In these tests, short links were connected to box columns using CJP groove welds
at the flanges and either a fully welded shear tab or a CJP groove weld at the link web. Although some
of the specimens used the improved weld access hole detail suggested by Mao et al. [95], premature
fracture was observed in all connections at the link flange in the vicinity of the groove weld. The
urgent need for research on this issue was emphasized. Consequently, an extensive study was initiated
at the University of Texas at Austin in the early 2000s [26]. These tests along with those performed
previously at the National Taiwan University by Tsai et al. [65, 94] were the first experiments on
large-scale link-to-column connections with realistic details. Okazaki et al. [30] tested 12 welded link-
to-column specimens considering short, intermediate, and long links with four different connection
details using the old loading protocol of AISC 341-02 [68]. Pre-Northridge as well as other moment
connections which adhered to the recommendations of FEMA 350 [96] were considered. Recently
developed welded moment connections with free flange [97] (Figure 7i) and no access hole (Figure 7j)
[98] details were also tested. Except one specimen, all of the tested connections failed due to abrupt
fracture of the flange near the groove weld prior to developing the required level of plastic rotation.
The performance was inferior for the pre-Northridge and FEMA 350 [96] details which only
developed about half of the required P . Results proved that the connections which are suitable for
MRFs may not necessarily perform well as link-to-column connections. It was concluded that link-to-
column connections are prone to brittle failure regardless of the link length ratio and should therefore
specimens to investigate the effect of loading history and to study other details such as the all-around
fillet weld detail (Figure 7e) and a new reinforced detail (Figure 7k) referred to as the supplemental
web doubler connection. The test results seemed inconclusive as regards the effect of the loading
protocol. On the other hand, excellent performance was reported for most of the specimens with the
fillet welded and the newly proposed supplemental web doubler details. A summary of the
experimental results for these two connections reported by Okazaki et al. [38] indicates their high
potential for practical applications. Several design and welding details for the all-around fillet weld
24
connection were also outlined by these researchers. A step-by-step design procedure for the
supplemental web doubler connection was developed by Hong et al. [99] through a series of nonlinear
Two numerical studies were conducted recently to propose alternatives for reducing the demand in
critical regions of welded link-to-column connections, i.e. at the link flanges in the vicinity of groove
welds. Prinz and Richards [100] studied reduced web section links while Berman et al. [101]
investigated reduced flange section links. The reduced web section links with perforated webs did not
perform well in the simulations while the reduced flange section links were found to be a potential
The AISC Seismic Provisions [3] do not require qualification testing for the link-to-column
connection of a short link, provided that the connection is reinforced with haunches or other proper
details which prevent yielding in the reinforced segment adjacent to the column (e.g. Figure 7l).
Although this approach is found to be effective in MRF connections, no research is available at the
time which proves the reliable performance of such a reinforced detail specifically in EBF link-to-
column connections. The commentary on AISC 341-10 [3] mentions the promising performance of the
supplemental web doubler detail proposed by Okazaki et al. [33]; however, it encourages designers to
configure EBFs to avoid link-to-column connections entirely. The use of built-up box links in EBFs
with link-to-column connections has not been studied explicitly nor addressed by the specifications.
General FE techniques which model links using shell or solid elements can reasonably simulate
the behavior of these members under monotonic and cyclic loadings (e.g. [13, 43, 48, 51, 53, 55, 61,
80, 84, 85, 93, 99-103]), specifically if the strength degradation related with low-cycle fatigue-induced
fractures does not need to be captured. However, due to the complexity and computational burden of
these methods they are not typically used for nonlinear time-history analysis, and instead, simplified
approaches are utilized which model a link through a combination of line elements, nodal constraints,
25
springs, or plastic hinges. Although the detailed description and evaluation of the latter are out of the
scope of this study, a brief outline of each method is provided here for the sake of completeness.
In 1977, Roeder and Popov [4] proposed a sandwich beam model for links where shear was
resisted by the web and moment (through uniaxial stresses) by the flanges with bilinear responses. The
method was intended to be used for modeling shear yielding links with small end moments. A very
simple model was later proposed by Yang [104] in which the shear link behavior was simulated using
a truss member with calibrated uniaxial strength. In 1983, a finite element model based on a stress
resultant formulation was developed by Hjelmstad and Popov [6] which utilized a moment-shear yield
surface. The method was not suitable for link modeling since strain hardening effects were not
incorporated. A simplified approach was proposed in 1987 by Whittaker et al. [16] for short links
where regular flexural elements with moment hinges were calibrated to exhibit moment capacities
Ricles and Popov [105, 106] developed an approach in which a link was represented by a linear
elastic beam with a nonlinear zero-length hinge at each end. Although the numerical results obtained
using this approach were fairly accurate, the calibration and programing of the method was quite
complex [107].
A modeling procedure was developed by Ramadan and Ghobarah [107] on the basis of the theory
proposed by Ricles and Popov [105, 106]; however, with simpler end hinges and the ability to be
conveniently incorporated into regular analysis programs. The model was calibrated using the results
of experiments conducted at the University of California at Berkeley in the 1980s on links constructed
from A36 steel (e.g. [6, 15, 19]). The accuracy of the method was demonstrated through a comparison
with test results. In 2003, Richards and Uang [67] modified the link model proposed by Ramadan and
Ghobarah [107] in order to improve its accuracy in predicting the behavior of links constructed from
A992 steel. The proposed element was later used in an extensive parametric study [66, 67].
A simplified approach was recently used by Khandelwal et al. [108] in which the behavior of short
links was simulated using a rectangular truss system with vertical rigid bars and elastic horizontal bars
26
A three element link model consisting of a central beam element and concentrated hinges at the
ends was introduced by Rossi and Lombardo [109] in 2007 and extensively used in the numerical
studies of Bosco and her colleagues [110-113]. Although suitable for initial analysis, the model was
not able to properly capture the cyclic response of links. For instance, non-zero stiffness values were
provided by this model even at very large deformations [114]. To overcome these deficiencies, an
enhanced model of this element was recently developed by Bosco et al. [114] in which the responses
of flexural and shear hinges were defined using the uniaxial material model of Zona and DallAsta
[115]. The model was separately calibrated for short and long links using a large body of test data [6,
11, 25, 26, 32]. The effectiveness of the approach was demonstrated for short, intermediate, and long
links by comparing numerical and test results. It is worth noting that in all of the above-mentioned
models the effects of axial force and strength degradation on the nonlinear behavior were neglected.
In studies by Malakoutian et al. [116], OReilly and Sullivan [60], and Kanvinde et al. [84] the
OpenSees [117] analysis platform was utilized where a beam-column element with distributed
plasticity and additional independent nonlinear shear springs located at the element ends was used for
link modeling. Various different material models were adopted in each of these studies. Moghaddasi
B. and Zhang [118] used the beam element of OpenSees [117] with zero-length moment hinges at the
ends as well as four parallel translational springs at each end for simulating the behavior of shear links.
This method was also used in the numerical study of Dastmalchi [62].
Other more sophisticated elements have been developed for modeling steel members with
dominant shear yielding behavior, that are also applicable to EBF links. On the basis of the method
proposed by Ricles and Popov [105, 106], Kazemi and Erfani [119, 120] developed a model with a
combined shear-flexural inner hinge and two rigid beams on its sides. Numerical results were
compared to the test data reported by Kasai and Popov [10] to demonstrate the accuracy of the
proposed approach. An improved version of this model with an axial-shear-flexural hinge was recently
developed by Kazemi and Hoseinzadeh Asl [121]. A mixed-formulation (or force-based) element was
proposed by Saritas and Filippou [122] with independent displacement, stress, and strain fields, where
the displacement field was based on Timoshenkos beam theory. As a result, shear locking was
avoided and mesh refinement was deemed unnecessary. Since the axial-shear-flexural interaction was
27
captured using material data only, the model did not need further calibration for different loading and
boundary conditions, unlike most of the methods with concentrated hinges. Comparison between
numerical and experimental results revealed the accuracy and robustness of the method.
Papachristidis et al. [123] have also proposed a force-based element; however, considering a three-
dimensional state of stress and taking into account the interaction of axial, shear, flexural, and
torsional actions. The kinematics of the model were obtained through the natural-mode method. Fairly
accurate results were reported using this element when compared with the results of previous tests and
5. EBF Systems
This section provides general insight into the behavior and design philosophy of EBF systems,
while the subsequent section is devoted to more in-depth discussion about the research on the seismic
performance of these structures. As mentioned by Popov and Engelhardt [78], the use of eccentric
bracing for resisting wind loads was well recognized even in the 1930s [124]; however, the use of this
system for seismic applications was proposed in the 1970s in Japan [1, 2]. The studies of Roeder and
Popov [4, 5, 125] in the late 1970s pioneered the research on EBFs in the United States. The cyclic
loading tests of Roeder and Popov [4, 125] and Manheim [86] on a reduced-scale three-story one-bay
EBF, the pseudo-dynamic tests on a full-scale six-story two-bay EBF as a part of the U.S.-Japan
Cooperative Program in Earthquake Engineering reported by Roeder et al. [89] and Foutch [90], the
shaking table tests of Whittaker et al. [16, 126, 127] on a scaled replica of the same six-story EBF, and
the pseudo-dynamic tests of Balendra et al. [128] as well as the early analytical studies of Hjelmstad
and Popov [129], Ricles and Popov [105], and Popov et al. [130] on EBF systems, all confirmed that
this system could be effectively used for seismic applications. The EBF system was utilized in several
major applications (e.g. [131-133]) shortly after these studies. Short links in EBF systems are preferred
since they will provide higher stiffness, strength, and ductility over intermediate and long links [78,
130]. Nevertheless, Popov and Engelhardt [78] demonstrated that using links that are too short will
28
impose unmanageably high rotation demands on links. It was also noted by these researchers that the
stiffness and consequently the fundamental period (T) of EBF systems can be adjusted simply by
The capacity design approach [78, 130] is utilized in the EBF design to ensure concentration of
yielding in links while keeping other members essentially elastic. First, the links are sized and then,
other members are designed to resist the loads generated by the yielded and strain hardened links.
Plastic design methods for EBF systems were initially proposed by Roeder and Popov [4], Manheim
[86], and Kasai and Popov [15] in the 1970s and 1980s. An allowable stress design method was also
developed by Teal [134] in the late 1970s. In the current practice, an elastic analysis is typically
conducted during the design of EBF systems. Design examples for EBF systems can be found, for
instance, in Bruneau et al. [50], the AISC Seismic Design Manual [135], Popov et al. [130] and Becker
The overstrength of links () must be considered in the design of members other than the links to
estimate the maximum loads that might be imposed on these members by the fully yielded and strain
hardened links. Design specifications (e.g. [3, 137]) provide overstrength values which may be
different for beams, braces, and columns. The AISC Seismic Provisions [3] suggest a value of =
1.25 for I-shaped links during the capacity design of EBF braces, which is lower than the traditional
value of 1.5 (Section 2.1), mainly for considerations of economy. It is worth noting that a recent
numerical study by Yiitsoy et al. [103] demonstrated the adequacy of the current overstrength
The design of a beam in an EBF system is often problematic since it is generally under high axial
force and high bending moment. Increasing the size of the beam will not benefit the design, since the
link-induced forces will also increase. Several methods such as using short links and braces with
moment connections possessing inclination angles above 40o can reduce the demand on beams [50, 78,
88, 130, 138]. In addition, an EBF configuration proposed by Engelhardt and Popov [88] (Figure 1e)
can minimize the beam axial force at the cost of using larger links and reducing the system
redundancy. A similar EBF configuration was tested by Yang [104] in the early 1980s. In order to aid
this design difficulty, a lower overstrength factor is used in AISC 341-10 [3] for the capacity design of
29
beams when compared to that of braces. This is justified by considering the positive effect of the
composite floor on beam performance as well as the fact that limited yielding of a beam will not
negatively affect the behavior of an EBF system, as long as the stability of the beam is assured [11, 64,
139]. Based on extensive FE analyses on EBF sub-assemblages, Yiitsoy et al. [103] suggested that
the overstrength value recommended in AISC 341-10 [3] could be reduced even further in the design
of an EBF beam with I-shaped links, provided that the demand-to-capacity ratio of the beam is kept
below unity. For other cases a maximum unbraced length recommendation was developed. The FE
analyses demonstrated that the probable yielding of the beam due to the above relaxation would not be
Early analytical and experimental studies [16, 105] demonstrated that all of the links above the
level of the column under consideration would not develop their maximum shear forces
simultaneously. Based on this observation a lower overstrength factor was suggested by AISC 341-10
[3] for the capacity design of columns in EBFs of three or more stories of bracing, when compared
with the value used in the design of brace members. Columns also need to be checked for the
amplified seismic axial force of oPEQ, where o is the structural overstrength factor taken as 2.0 per
ASCE 7-10 [140] and PEQ is the column axial force generated by the code-specified earthquake loads.
It is important to note that drift-induced flexural forces are generally neglected in the design of
During the design process, it is necessary to estimate link end moments in order to determine the
internal force distribution after formation of the expected plastic mechanism. For links located in the
middle portion of floor beams (internal links) the end moments will almost be equal throughout a
seismic loading. On the other hand, for links connected to columns (external links) the end moments
will not be identical in the elastic range. However, early studies of Kasai and Popov [10, 15] proved
that for most cases these moments would equalize as the link goes through large plastic rotations.
Thus, in both cases, the link end moments can be readily estimated using equilibrium. The only
exception reported by Kasai and Popov [10, 15] was the case of external links with 1.3, for which
the end moments did not equalize at the ultimate state. For such cases, recommendations for moment
distribution were developed by these researchers. Kasai and Popov [15] also demonstrated that it is
30
advantageous to avoid EBF configurations with inactive links (e.g. Figure 1f) in which only one of the
links located at one end of a brace would dissipate most of the energy (and thus become active) while
the other would not contribute notably to the energy dissipation of the system (and thus remain
inactive).
It is worth mentioning that early multi-story tests [16, 89, 90] demonstrated that, in some cases,
the plastic behavior could be concentrated in the first story links leading to the development of a soft
story mechanism. Popov et al. [141] attributed this issue to the incorrect proportioning of the links
along the height of the EBFs in the above-mentioned tests. The static pushover and dynamic time-
history analyses of Kasai and Popov [15], Ricles and Popov [105], Ricles and Bolin [142, 143], and
Popov et al. [141] revealed that in order to achieve a reasonable distribution of link inelastic action
throughout an EBF height, all of the links need to have uniform capacity-to-demand ratios.
An enormous amount of research on the seismic performance and design of EBF systems has been
conducted in the past decades and important aspects of this research are briefly discussed in this
section.
In a series of studies by Koboevic and her colleagues [56, 57, 138, 144] in late 1990s and 2010s
the seismic behavior of low-, mid-, and high-rise EBF systems was investigated under several
earthquake records via nonlinear time-history analysis. Similar to previous findings [11, 64, 139],
limited yielding in EBF beams was found acceptable provided that braces were capable of resisting the
additional moments. The use of a higher overstrength factor in the capacity design of upper tier
columns was recommended, which is the approach used in CSA S16-14 [17]. The importance of drift-
induced column flexural forces was also demonstrated in the above studies. The last observation was
reported previously by Kasai and Han [145] as well. An iterative design methodology based on
selecting appropriate earthquake records and performing time-history analyses was also outlined by
these researchers [138, 144]. Although all of the links in the studied EBFs had similar capacity-to-
31
demand ratios, the numerical results [56, 57] revealed that the energy dissipation might be non-
uniform along the EBF height and more concentrated in the first and last story links.
The seismic behavior of six-story one-bay EBFs with long links under several earthquake records
was studied by Tirca and Gioncu [146] in 1999. It was concluded that long links should be used with
caution and avoided as much as possible due to their poor performance as observed in some of the
studied cases.
The effect of shear-moment interaction in the plastic design of EBFs was studied by Mastrandrea
et al. [147, 148], where a procedure for determining the ultimate link shear force and link end
moments was proposed for a given collapse mechanism. In companion studies [149, 150], a design
methodology for EBFs was developed which ensures formation of a global mechanism and prevents
partial or local collapse mechanisms. The behavior of EBFs designed with this method was compared
to that of EBFs designed using a simplified method proposed by Kasai and Han [145] and satisfactory
results were reported [149]. Further nonlinear static and dynamic analyses were conducted to
demonstrate the effectiveness of the proposed method in distributing the inelastic link action through
an EBF height while preventing the occurrence of undesirable failure modes [150]. The method was
also verified via incremental dynamic analysis (IDA) in a study by Mastrandrea et al. [151] in 2013.
The above-mentioned plastic mechanism control theory was recently implemented in the design of
dual EBFs (i.e. systems composed of EBFs and MRFs) by Montuori et al. [152].
In 2006, Kber and tefnescu [153] compared the seismic behavior of EBFs designed on the
basis of four different specifications including AISC 341-02 [68] and Eurocode 8-2002 [154] using
nonlinear time-history analysis. It was reported that AISC 341-02 [68] required heavier sections for
columns, beams, and braces. In a companion study by these researchers [155] the positive and
negative aspects of placing webs of I-shaped braces normal or parallel to the plane of EBFs were
performance and required amounts of steel. In 2009, Kber and tefnescu [156] investigated the
effects of using different structural details at the plastic hinge locations near the bottom of the first
story columns in EBFs. Numerical results pointed to the advantages of utilizing a detail with reduced
32
The effects of frame geometry on the seismic behavior and weight of chevron EBFs were
investigated in 2008 by zhendekci and zhendekci [157]. It was concluded that EBFs with shear
links performed better than those with intermediate and moment links. Furthermore, the use of longer
shear links and shorter intermediate links was found to be advantageous in terms of seismic
performance. However, it was demonstrated that for shear links, the frame weight would also increase
A novel performance-based plastic design (PBPD) methodology for EBFs was proposed by Chao
and Goel [158, 159] in 2005. The method, which uses an energy-balance criterion and provides a
design base shear for a given hazard level, global yield pattern, and target drift, is a direct method in
the sense that it does not require any assessment after the initial design. A procedure for the height-
wise distribution of this lateral force was also proposed based on the results of extensive nonlinear
dynamic analyses. The results revealed that the EBFs designed using the new approach can satisfy
expected performance objectives and perform better than those designed using conventional methods,
without any notable increase in material usage. It is worth noting that an application of a performance-
based approach for the design of a 97.6 m tall EBF system located in the United States was reported by
In 2013, Sullivan [161] developed a direct displacement-based design (DDBD) method for EBFs
with the aim of overcoming the deficiencies generally attributed to the force-based design approach.
freedom (SDOF) structure. A flow chart of this iterative design process as well as a design example
were also provided. Sullivan [161] and OReilly and Sullivan [60] demonstrated the effectiveness of
the method through time-history analyses of EBFs designed using DDBD. The studied EBFs exhibited
lower-than-expected ductilities ( < 3), and thus it was noted that the codified response modification
factors (i.e. R factors) are generally unconservative. Furthermore, using a unique R factor and a single
displacement amplification factor (Cd) factor for all EBFs was found to be inappropriate since the
ductility () would tend to reduce as the EBF height increases. The use of longer shear links was
33
The effect of height-wise distribution of the demand-to-capacity ratio of links was studied by
Rossi and Lombardo [109] in 2007 using IDA. Partial collapse mechanisms, especially in the upper
stories, were observed in all of the cases which had scattered height-wise link demand-to-capacity
ratios. Furthermore, the R factors for mid- and high-rise EBFs as well as EBFs with long links were
found to be considerably lower than those proposed by different building codes [68, 162]. A
subsequent study was undertaken by Bosco and Rossi [111] in 2009. The results of extensive
nonlinear incremental dynamic analyses revealed that the traditional method of designing EBFs
considering capacity design principles as well as providing uniform demand-to-capacity ratios for
links would not necessarily ensure proper distribution of link inelastic action through the height,
especially for mid- and high-rise EBFs. To have a better prediction of the seismic performance of
EBFs, a new parameter, called the damage distribution capacity factor, was introduced by Bosco and
Rossi [111]. It was demonstrated that, considering both of the demand-to-capacity ratio and the
damage distribution capacity factor, it is possible to accurately predict the collapse mechanism of an
EBF system.
In 2013, Bosco and Rossi [112] proposed a design procedure for dual EBFs to overcome the
deficiencies observed in their previous studies regarding regular EBFs. In this approach, EBF links are
the main energy dissipating mechanisms while MRFs provide lateral stiffness during inelastic
behavior. Nevertheless, to have a more cost-efficient design, limited yielding was also permitted in
MRFs at beam ends, bottom ends of the first story columns, and top ends of upper story columns. In a
companion numerical study by Bosco and Rossi [113] it was demonstrated that dual EBF structures
designed based on the proposed methodology perform better than those designed according to
conventional methods. In addition, an expression for determining the R factor for dual EBFs was
proposed which was dependent upon the link rotation capacity, max
P
, and gave R factors ranging from
4.0 (for long links) to 7.5 (for short links). A similar formula for the R factor of EBFs, ranging from
3.5 (for long links) to 5.0 (for short links), was suggested more recently by Bosco et al. [110].
Furthermore, the use of modal response spectrum analysis instead of equivalent lateral load methods
for the design of mid- and high-rise EBFs was emphasized by Bosco et al. [110]. In a very recent study
34
by Bosco et al. [163] the Eurocode 8 [154] EBF design procedure has been thoroughly reviewed and
The seismic column demands of EBFs were studied by Richards [164] in 2009. The demands from
nonlinear dynamic analyses were compared to the amplified seismic axial force ( oPEQ) according to
IBC 2006 [165] or ASCE 7-10 [140] considering the amplification factor (or structural overstrength)
of 2.0. The numerical results revealed that designing EBF columns solely using the amplified seismic
axial force can be quite unconservative for upper tier columns of tall EBFs while overly conservative
for columns at the base of these structures. A similar conclusion was reported by Kuylmaz and
Topkaya [166] in 2013. An average value of 3.25 was reported by these researchers for the structural
overstrength factor which is well above the codified value of 2.0. The results reported by both studies
may indicate some concern regarding the EBF column design; however, as noted by Kuylmaz and
Topkaya [166], recalling that the capacity design principles should also be considered in the EBF
column design it is anticipated that the use of o = 2 would not yield substantial underestimations in
The appropriateness of using the displacement amplification factor, Cd, equal to 4.0 per ASCE 7-
10 [140], which is directly used for estimating the plastic link rotation angle, P , was studied by
Richards and Thompson [58] in 2009. Nonlinear dynamic analyses of a large set of EBFs revealed that
a factor of Cd = 4 can underestimate P for links of low-rise EBFs while overestimating the plastic
rotations of links in mid- and high-rise EBFs. Although calibrated Cd factors were proposed, the
researchers pointed out that the study was inadequate to recommend factors for general design. To
further investigate this design deficiency, a numerical study was undertaken by Kuylmaz and
Topkaya [59] in 2015 and it was demonstrated that the Cd factor of 4.0 may result in significantly
unconservative estimates of P in low-, mid-, and high-rise EBFs. Results of the inelastic time-history
analyses were used to develop a nonlinear relation which provides Cd values ranging from 8.0 (in the
lower stories) to 5.0 (in the upper stories). In a subsequent study by Kuylmaz and Topkaya [167]
nonsimulated collapse analyses revealed that EBFs designed in accordance with the U.S. provisions
[3, 140], considering an R factor of 8.0, have higher collapse probabilities than expected.
35
Consequently, two distinct design modifications were proposed to reduce this probability. The first
one was a modification to the Cd value based on [59] and the second one was a modification to the R
In a recent study by Speicher and Harris [168] the seismic performance of six EBFs designed
using IBC 2012 [169] were assessed based on ASCE 41-06 [170] using static and dynamic, linear and
nonlinear analyses. The correlation between ASCE 7-10 [140] and ASCE 41-06 [170] in terms of the
anticipated performance level was also studied. Numerical results once again indicated the possibility
of concentration of inelastic action in a limited number of links in a properly designed EBF system. In
addition, it was observed that the linear assessment methods given in ASCE 41-06 [170] are less
conservative than the nonlinear assessment procedures. However, it was unclear which of these
procedures is more representative of the actual behavior, since the code does not consider the effect of
loading history in the assessment process and acceptance criteria. Speicher and Harris [168] mentioned
that the responses of links under earthquake loadings were mostly one-sided with a ratcheting
approach towards large rotations, and thus, higher rotation capacities might be anticipated for links
compared to the codified limits. Consequently, the need for link assessment criteria which are based
Studies have also been undertaken recently to provide simple relations for estimating the
fundamental period as well as the stiffness of EBF systems. In 2010, Richards [171] derived a simple
relation for predicting the lateral stiffness of an EBF story based on the design story shear, frame
geometry, and beam depth. A comprehensive study was conducted in 2015 by Kuylmaz and
Topkaya [172] to improve the accuracy of the formula available in ASCE 7-10 [140] for estimating
the fundamental period (T) of EBFs, which first appeared in UBC 88 [72] and has not been calibrated
since then. A hand-method for estimating T was first formulated and its accuracy was demonstrated by
comparing the results with data obtained through an extensive parametric study and also with data
available in the literature. A simple period-height relation for EBFs was then developed. The results
obtained by this expression were compared to the apparent (measured) periods of actual EBF
buildings, reported by Kwon and Kim [173], and acceptable conformity was reported. In a similar
study, Young and Adeli [174] studied the effect of building irregularities on the fundamental period of
36
EBFs. It was demonstrated that the formula given in ASCE 7-10 [140] can yield overly conservative
estimates of T for these systems. The results from analyses of 12 properly designed EBFs as well as
the data available in the literature were combined to propose a three-variable power expression for
predicting T, which included the effects of EBF building irregularities. The study also confirmed that
regular EBF buildings tend to have a longer fundamental period compared to EBF buildings with
irregularities. The accuracy of the proposed formula was demonstrated using the analytical periods
compiled by Tremblay [175] and the apparent periods reported by Kwon and Kim [173].
The effect of the variability of steel material in the seismic performance of EBFs was studied by
Badalassi et al. [176] in 2013. The numerical results revealed that the variability of the steel material
did not have a major effect on the failure probability of the studied structures. In addition, the capacity
design requirements of Eurocode 8 [177] were found to be appropriate. It is worth mentioning that in
some of the studied EBFs by Badalassi et al. [176] two floor beams were used in each level of the
EBFs to avoid interaction between the floor deck and the link. The coupled beam sustained the gravity
loads while the main beam contained the link and carried the seismic loads. This approach is generally
The seismic reliability of EBFs was investigated recently by Lin et al. [179] by means of nonlinear
dynamic analyses, considering far-fault and near-fault earthquakes, based on the guidelines of FEMA
356 [180]. It was concluded that EBFs (particularly low-rise EBFs) have lower failure probabilities
than MRFs. The reduction was more pronounced when far-fault ground motions were considered. The
behavior of EBFs under near-fault earthquakes was also studied by Eskandari and Vafaei [181] In
2015. Even though near-fault earthquakes were found to be somewhat more destructive, the
probability of low-cycle fatigue-induced premature web fractures were observed to be higher for the
case of far-fault ground motions. Nevertheless, it was also concluded that EBFs are suitable systems to
be used in near-fault regions owing to the fact that the P values recorded for all links were in the
acceptable range based on FEMA 356 [180] requirements for the life safety performance level.
The application of the reduced beam section (RBS) connection in dual EBFs with long external
links was investigated in 2011 by Naghipour et al. [182]. Results of nonlinear static (pushover)
analyses on four-, seven-, and ten-story dual EBFs revealed that the RBS connection can increase the
37
ductility of the system (by about 10%) and reduce the demand on link-to-column connections by
moving the hinge location away from the column face. The RBS connection was however
The seismic performance of a special type of EBF, hereafter referred to as HS-EBF, in which links
are constructed from conventional steel while other members are made from high strength (HS) steels
with Fy in excess of 345 MPa, was investigated by Lian et al. [39] in 2015. Results of a cyclic test on a
scaled one-story one-bay chevron HS-EBF conducted by these researchers were used to validate their
numerical modeling approach. The results of the subsequent analyses under cyclic loading and three
ground excitations revealed a general similarity between the performances of HS-EBFs and equivalent
conventional EBFs. However, better load carrying capacity and lower material consumption was
reported for the HS-EBFs while slightly higher ductility and energy dissipation was indicated for the
EBFs. The inter-story drifts and plastic link rotations were also found to be lower in the studied EBFs.
Furthermore, a maximum height limit of sixteen stories was recommended for HS-EBFs in order to
A number of recent studies have focused on the optimization of EBF systems. In 2013, Gong et al.
[183] presented a genetic algorithm based structural optimization technique for EBFs. A successful
application of this optimization method was demonstrated for a hypothetical three-story EBF building;
however, this came with the cost of an excessive computational burden (of the order of days). In a
more recent study, Karami Mohammadi and Sharghi [184] developed an optimum design technique
for EBFs based on the concept of uniform deformation theory. These researchers applied the method
to three-, five-, and ten-story EBFs and demonstrated that the optimized EBFs have lower weights and
There are also a limited number of studies regarding the effect of concrete slabs on the structural
response of EBF systems. In 2013, Danku et al. [185] investigated the issue in three EBFs and three
dual EBFs with four, eight, and twelve stories through nonlinear static (pushover) analyses as well as
IDA considering seven earthquake records. The models were calibrated using the outcomes of a
companion experimental study [37]. The numerical results revealed that composite action can increase
the system stiffness and reduce the structural drifts and rotation demands on links and lead to a more
38
optimum EBF design. For the case of dual EBFs, inelastic action was reported to be mainly
concentrated in the links. Furthermore, the R factor for the steel EBFs and the steel dual EBFs was
found to be about 6.0 (similar to Eurocode 8 [137]); however, a lower R factor (between 3.5 to 6.0)
was reported when composite action was incorporated in the models. Prinz and de Castro-e-Sousa
[186] also investigated the effect of concrete slabs on the EBF behavior in 2014. Two three-story
EBFs with and without concrete slabs were modeled via FE method. The results of dynamic analyses
under two earthquake accelerations confirmed the findings of Danku et al. [185] regarding the effects
of concrete slabs on stiffness, inter-story drifts, and rotation demands of EBFs, especially for the case
with long links, where a reduction of 35% was reported in the residual drifts because of composite
action. Although the link rotation demands were lower in the composite models, Prinz and de Castro-
e-Sousa [186] observed that the link damage accumulation was rather independent of the presence of
concrete slabs. This increase of plastic demand in the composite models was attributed to the shift in
the neutral axis which in turn produced higher strains in the bottom flanges of the links.
6. Special Topics
Beside the topics covered in the previous sections, some special and emerging topics related with
EBF systems are also available in the literature, and these are briefly discussed here.
Although one of the earliest experimental studies on EBFs was conducted on frames with vertical
links (also known as inverted Y-braced EBFs; Figure 1d) by Tanabashi et al. [2] in 1974, the use of
horizontal links in EBFs has become more popular through the years. Compared to their horizontal
counterpart, vertical links have an easier post-earthquake repair process. In addition, they can be
conveniently used for the seismic rehabilitation of existing structures. Furthermore, their use can be
advantageous in cases where the floor girders are required to remain elastic due to the presence of very
large gravity loads. On the other hand, proper lateral bracing of vertical links can be difficult in certain
cases. Early static, cyclic, and dynamic loading experiments by Seki et al. [187] and Vetr [188] on
39
single- and multi-story EBFs with vertical shear links revealed that this system can exhibit a very
ductile and stable behavior during an intense loading, provided that proper lateral bracing for the link
ends is available. The results of a numerical study by Fehling et al. [189] in 1992 further emphasized
the importance of lateral bracing for vertical links. A force equal to 1/50 of the link shear force was
deemed adequate for the design of these lateral braces. In a subsequent study by Bouwkamp and Vetr
[190] a relation for limiting the length ratio of short (or shear) vertical links was proposed which was
The advantages of hybrid vertical links with low strength web and high strength flanges were
demonstrated by Shinabe and Takahashi [191] in 1995. Similarly, the FE analyses of Saedi Daryan et
al. [192] revealed that utilizing vertical links constructed from very low-yield-strength steel with Fy of
about 100 MPa could increase the energy dissipation of an EBF notably while reducing the probability
of local buckling.
The concept of EBFs with double vertical links, originally mentioned by Fehling et al. [189], was
recently investigated numerically as well as experimentally by Shayanfar et al. [193, 194] and
promising results were reported. This concept can be advantageous in cases where the dimensional
limitations of the floor beam in an existing structure do not allow the use of a single large-size vertical
Through extensive nonlinear static and dynamic analyses, Dicleli and Mehta [195, 196]
investigated the behavior of EBFs with vertical shear links built from compact HP sections. Results
revealed that such systems can combine the advantages of MRFs and CBFs during an earthquake
while experiencing less damage and eliminating the negative aspects of each system.
In 2012, Shayanfar et al. [197] tested a composite vertical shear link in which a steel link was
partially encased in reinforced concrete. Results revealed that the concrete in these links can delay the
web buckling and increase the shear strength and energy dissipation of the specimens significantly.
Nevertheless, the behavior of the composite link coincided with that of the bare steel link when the
A novel two-stage seismic load resisting system was developed by Zahrai and Vosooq [198] in
2013 which combined an EBF system with vertical shear links with a knee braced frame. During a
40
moderate earthquake, only the vertical links dissipate energy while in the case of a strong ground
motion, the plastic deformations in the vertical links are limited to a certain extent using a mechanical
stopper device and further frame drift causes yielding in the knee elements.
Shayanfar et al. [199] developed a performance-based plastic design (PBPD) methodology for
EBFs with vertical links similar to the design methodology proposed previously by Chao and Goel
[158, 159] for EBFs with horizontal links. Based on the approach developed by Mastrandrea et al.
[147-150], a rigid-plastic analysis and design approach for EBFs with vertical links was developed by
Montuori et al. [200, 201] in 2014 which included moment-shear interaction and aimed to prevent
local and partial mechanisms while ensuring formation of a desired global collapse mechanism.
In a recent numerical study by Massah and Dorvar [202], the analysis and design of EBFs with
vertical shear links and shape memory alloy (SMA) devices were investigated. The SMA material can
recover its original shape even after very large strains through the shape memory effect (which
requires heating) and the superelasticity effect (which requires unloading). In this study, SMA devices
were mounted on sides of the vertical links to obtain a reversible system with reduced residual
deformations.
In 2016, Wang et al. [203] conducted an experimental study on a three-story one-bay by one-bay
EBF system with vertical links in which the links were constructed from conventional steel while other
members were made from high strength steel, similar to the concept studied for EBFs with horizontal
links by Lian et al. [39]. Although excellent cyclic performance was reported, significant out-of-plane
deformation was observed at the conjunction of the vertical link and the braces (which was not
laterally supported) leading to failure due to fracture in the link-to-beam connection at the first story.
Although the current AISC Seismic Provisions [3] are intended for designing EBFs with
horizontal links, the commentary on the code emphasizes the importance of lateral bracing at the
intersection of a vertical link and braces, if inverted Y-braced EBFs are utilized.
To prevent formation of a soft story mechanism in an EBF [16, 89, 90], Martini et al. [204]
proposed a modified EBF configuration in 1990, known as the tied braced frame (TBF), in which the
41
link ends are vertically connected to each other over the entire height of the structure. Although a
number of early studies indicated some advantages for using TBFs [143, 204], the nonlinear static and
dynamic analyses of Popov et al. [141] in 1992 demonstrated that properly designed EBF systems can
have well-distributed inelastic action throughout the building height without the need for ties. In a
number of recent studies, however, unsatisfactory seismic behavior was reported, particularly for high-
rise EBFs [109, 111]. As a result, design methodologies for TBFs were developed by Ghersi et al.
[205] and Rossi [206] on the assumption that these systems are more prone to form a global collapse
mechanism. Promising performance was reported by Rossi [206] for TBFs deigned according to the
proposed methodology.
In a similar approach, Zahrai et al. [207] proposed and numerically investigated the behavior of
EBFs with zipper struts, which vertically connect the mid-points of shear links throughout the height.
Results of the extensive pushover, cyclic loading, and time-history analyses revealed that the zipper
struts not only help in having coincident yielding of the links but also increase the ductility and energy
Although the concept of replaceable links was previously mentioned in a number of studies (e.g.
[24, 104, 187]), the first research specifically on EBFs with horizontal links that can be easily
dismounted and replaced after an earthquake was conducted by Stratan and Dubina [27, 208] in the
early 2000s. A link-to-beam connection with bolted end-plates, which were flush with the floor beam,
was studied. Pinched behavior due to the end-plate bending and bolt thread stripping was observed in
some cases and it was concluded that the link length ratio () should be limited to 0.8 to have proper
cyclic behavior. Further numerical and experimental studies of Dubina et al. [209, 210] confirmed the
applicability of the concept and demonstrated that dual EBFs have a notable re-centering capability
comprehensive full-scale test program, known as the DUAREM project [211, 212], was recently
conducted at the European Laboratory for Structural Assessment (ELSA) of the Joint Research Centre
(JRC) in Ispra, Italy in which a three-story three-bay to one-bay dual EBF system with end-plated
42
replaceable links was tested pseudo-dynamically under three earthquake levels and link replacement
was performed after each ground motion simulation. It was concluded that the dual EBF system with
replaceable links is a promising lateral load resisting system that provides the desired seismic
Two other replaceable shear link details were recently studied by Mansour et al. [34, 41] through
isolated link tests as well as frame tests. The first detail was again a bolted end-plate link-to-beam
connection; however, it had a link segment that was smaller than the floor beam, making it possible to
use bolts above the top flange and below the bottom flange of the link. Excellent ductility and stable
behavior was reported for this detail proving its ability for practical applications. Further numerical
studies of Mago [213] in 2013, which are summarized in the HERA R4-145 report, confirmed the
reliability of the connection. In a recent study by Dusicka and Lewis [35] on a similar replaceable link
connection, the use of an additional pair of stiffeners was proposed to reduce the probability of flange
fracture in the vicinity of the link-to-end-plate welds. These additional stiffeners were placed parallel
to the link web and located in the first web panel (similar to the detail shown in Figure 7h). In addition
to the numerical analyses, the detail was verified experimentally for the case of replaceable long links
Another detail developed by Mansour et al. [34, 41] for replaceable shear links (originally
proposed by Balut and Gioncu [214] for MRFs) was a bolted web connection where two back-to-back
channel sections, considered as the link segment, were bolted to the web of the floor beam. Although
larger max
P
values were obtained compared to the tested end-plate connections, the bolted web
connection experienced a pinched behavior due to the repeated cycles of bolt-slip, bolt bearing against
the link web, and bolt hole ovalization. The larger rotation capacities of these links were attributed to
the inelastic rotation of the connection itself which, in average, was about 16% of the total inelastic
link rotation. Modified and reinforced details were proposed to overcome the pinched behavior
observed for the web bolted connection. The replaceability of the damaged links was also studied in
There are also a limited number of practical applications of replaceable links in New Zealand
which are summarized by Fussel et al. [215], Ramsay et al. [216], and Gardiner et al. [217]. It is worth
43
noting that design guidelines for replaceable links are given in the specifications of New Zealand and
Providing a thorough review of this topic is out of the scope of this study; however, the main
applications of EBF configurations in reinforced concrete (RC) structures are mentioned here for the
sake of completeness. Steel eccentric braces with or without vertical links can be connected to existing
RC frames for seismic rehabilitation. This concept was numerically and experimentally studied by
Bouadi and Engelhardt [219], Ghobarah and Abou Elfath [220], Bouwkamp et al. [221], Perera et al.
[222], DAniello [223], Mazzolani et al. [224], Pina et al. [225], Durucan and Dicleli [226], zel and
Gneyisi [227], Varum et al. [228], and Wang and Yu [229] in the past few decades. Steel links are
also utilized as energy dissipating coupling beams between adjacent RC wall piers in hybrid coupled
wall (HCW) systems. A comprehensive review of the research on the behavior, analysis, and design of
these systems as well as particular topics such as link-to-wall connections can be found in El-Tawil et
al. [230].
In 2009, the gravity-induced progressive collapse of EBFs was studied by Khandelwal et al. [108]
utilizing validated numerical analyses. To this end, the alternate path method (APM) was used, i.e.
critical columns and adjacent braces were instantaneously removed from a ten-story EBF, properly
designed based on the U.S. specifications [69, 231] for high seismic risk. The limited numerical results
demonstrated that EBFs are less vulnerable to progressive collapse compared to special CBFs, mainly
because of their improved system layout. The beneficial effect of locating EBFs at the perimeter of the
The damage states and fragility functions for EBF links were developed recently by Gulec et al.
[232]. Based on a precise evaluation of the test data of 82 links (reported previously in the literature) a
44
total of 9 damage states, such as web yielding, flange local buckling, flange fracture, damage to
concrete slab, etc., were indicated. Furthermore, the methods of repair (MoR) were categorized into 4
groups (i.e. cosmetic repair, concrete replacement, heat straightening, and link replacement) and each
damage state was related to a certain MoR. Fragility functions were also developed for short and long
links based on statistical analyses to specify the probability that a specific MoR will be required as a
function of P .
In a number of studies by Bruneau and his colleagues [233-237], the concept of EBFs with
horizontal or vertical links has been used in steel bridge superstructures in order to introduce energy
dissipation in end-diaphragms instead of the common approach which relies on the energy dissipation
of the substructure. This can be fruitful for instance in cases where stable and ductile behavior of the
substructure is doubtful. Results of the extensive numerical and experimental studies as well as design
The applicability of stainless steel in EBFs was studied by DiSarno et al. [238] in 2008. The
results of nonlinear pushover and time-history analyses of a sample structure revealed that using
members made from stainless steel can enhance the energy dissipation and structural overstrength of
the system compared to regular EBFs while reducing the roof drift and the probability of local
buckling in members.
In addition to EBFs, HCWs, and bridges, the concept of dissipative link segments has also been
utilized in other structural systems. For instance, Moghaddasi B. and Zhang [118] studied the seismic
behavior of diagrid structural frames with replaceable shear links, in 2013. In another recent study, the
concept of linked column frames (LCF) was proposed and numerically studied by Malakoutian et al.
[116]. The use of buckling-restrained braces (BRB) in eccentric configuration was studied by Prinz
and Richards [239, 240]. The energy dissipation mechanism in this system is however substantially
different from that of EBFs since yielding is concentrated in the braces rather than in the links.
45
7. Summary and Future Research Needs
A comprehensive review of the research conducted on the behavior and design of eccentrically
braced frames has been presented in this study which has covered both component level and system
level responses. Experimental and numerical studies that address the main characteristics of links as
well as link detailing have been presented. Different numerical techniques for link modeling have also
been discussed. Furthermore, studies which focused on the seismic behavior and design of EBF
systems have been summarized with an emphasis on the capacity design approach. Finally, the special
applications of EBF systems or link segments have been discussed. For the improvement of EBF
design and applications, the following items have been identified in the course of this review study as
Further research on the behavior of very short links ( < 1) is required in order to take advantage of
their excessive inelastic rotation capacity in EBF systems. In contrast, considering the doubtful
performance of very long links ( > 3 ~ 3.5) reported in some numerical studies, additional research
The use of a single link overstrength factor () for all link length ratios in the EBF design process
can lead to significant underestimations of internal forces developed in other members due to the
yielded and strain hardened links, especially when very short links are utilized. Thus, further
research is needed to develop simple methods for estimating the actual link overstrength factor for
different link length ratios considering the effects of moment-shear interaction, link flange shear
resistance, axial restraint provided by the adjacent members, and excessive cyclic hardening. A
similar concern is also valid for the case of built-up tubular links. Furthermore, the unusually high
overstrengths (of the order of 5.0) which have been reported recently for some unstiffened very
There is a substantial research need for investigating the effect of high axial load on the behavior of
intermediate and long links. In addition, the effect of tensile axial force on increasing the link
46
The increase in the link overstrength due to the presence of a concrete slab has not been adequately
investigated. This effect can be hazardous particularly from the capacity design point of view.
Methods for estimating this increase are required which can be conveniently applied in practice.
Additional investigation is required to validate whether the recent relaxation in the flange
slenderness requirements of shear links by the AISC Seismic Provisions [3] can also be considered
Several issues have recently been reported for the spacing requirements of links per AISC 341-10
[3] which need further consideration. Research is required to investigate the possibility of any
relaxation in the stiffener spacing requirements of I-shaped shear links. On the contrary, the
observed poor performance of some intermediate links, which is attributed mostly to their stiffener
Many novel web stiffening details for reducing the probability of premature fracture and improving
the link rotation capacity including, but not restricted to, the sandwich, horizontal stiffener, and
diagonal stiffeners details have been proposed which require further research. In addition, the
feasibility of other approaches, such as links without intermediate stiffeners, should be studied.
Furthermore, if approved, the development of design guidelines for employing these details is
essential.
The relation between the reduced material toughness in the k-area of I-shaped links and the
recently observed link web fractures is still unclear and necessitates additional experiments.
The deteriorative effect of misalignment between the link end stiffeners and brace flanges in
triggering fracture was observed during recent earthquakes, and thus, providing practical methods
for reducing the probability of this misalignment in field applications would be fruitful.
The current intermediate stiffener spacing requirements of built-up box shear links are not
dependent upon the required level of P . Further experimental research is needed to validate such a
relation.
Although the crucial importance of link lateral bracing is well understood, there exist only a
handful of studies which have explicitly investigated the effect of lateral bracing on link behavior,
47
considering realistic loading and boundary conditions. Additional research on this topic would be
beneficial since the current codified lateral bracing requirements for links are in fact based on
There is a significant research need in the field of link-to-column connections considering the fact
that most of the connections suitable for MRFs exhibit poor performance when used as link-to-
column connections. Promising details such as the all-around fillet weld and the supplemental web
doubler connections require further experimental verification, especially for long links, with the
aim of developing prequalified link-to-column connections. In addition, other less studied link-to-
column connections such as the end-plate connection with and without rib stiffeners as well as the
procedures. There are also details such as the reduced flange section link connection, which have
There is almost no study which specifically investigates the behavior and design of the column
panel zones of EBFs with link-to-column connections. Research on this issue is indispensable. The
current AISC Seismic Provisions [3] use the requirements of special MRFs for EBF column panel
The amount of reduction in for the capacity design of columns in EBFs is typically limited since
there are no methods for predicting the actual number of simultaneously yielded links above the
column under consideration except for complicated nonlinear analysis. Thus, developing simple
and reliable methods for estimating the reduced column forces can be advantageous, especially for
There is an urgent need for the reevaluation of the response modification factors (R) of EBFs that
are in use by most of the design specifications, since they can significantly overestimate the
ductility of these structures. In a similar manner, previous studies have proven that the codified
displacement amplification factors (Cd) for EBFs are not capable of predicting the actual inter-story
drifts and inelastic link rotations based on the results of linear analysis, and thus, reevaluation again
appears to be necessary. Although several studies have been undertaken regarding these issues,
48
The problem of the concentration of yielding in a limited number of stories is reported even for
some properly designed mid- and high-rise EBFs. New methodologies have been proposed recently
to overcome this issue, which require further verification (and in some cases simplification) so as to
The codified assessment procedures for EBFs typically do not consider the effect of the loading
history on the acceptance criteria and link failure detection. As noted in recent studies, this
monotonic tests or experiments with other more suitable loading histories might be fruitful for
developing these cumulative criteria, which can be used for predicting the actual link rotation
The research on EBFs with vertical links is limited when compared to their horizontal counterparts.
There is a significant need for research on the behavior and design of these structures to address
issues such as stability and the detailing of vertical links. There is also a notable gap in the design
specifications regarding EBFs with vertical links, which can only be closed with additional studies.
The promising performance of tied braced frames (TBFs) as well as EBFs upgraded with zipper
struts in terms of the proper distribution of yielding over the structure height necessitates further
There has been a considerable improvement in the field of replaceable links in the past decade;
however, there is still a need for additional research to develop codified design and detailing rules
for link-to-beam connections with the final goal of proposing prequalified connection types for
replaceable links. Furthermore, studies on intermediate and long replaceable links as well as
external replaceable links located between a brace and a column are few in number.
Research on the progressive collapse of EBFs is very limited. Future research on this topic is
essential, particularly for improving the behavior of these structures under probable blast loading
scenarios.
49
Newly proposed concepts such as composite links, EBFs with shape memory alloy (SMA) devices,
EBFs made of high strength or stainless steel, and the use of energy-dissipating steel links in other
structural systems such as diagrids and linked column frames (LCF) are also potential areas for
future studies.
Acknowledgments
The study was supported by the Scientific and Technological Council of Turkey (TBTAK)
through grant number 114M251. The opinions expressed in this paper are those of the authors and do
not reflect the views of the sponsor. The help of Professor Okazaki in providing photos and data is
greatly acknowledged.
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List of Figures
Figure 3: Failure mechanisms of (a) short, (b) intermediate, and (c) long links (photo courtesy of T.
Okazaki)
Figure 5: Inelastic link rotation capacity for the UTA 9 specimen (data courtesy of T. Okazaki)
61
Figures
Link e Beam e e e e e
e
Column
Brace
e e e e e e
e
e e e e e e e
e
Yielded
ML MR
V V
Figure 2: Free-body diagram of an isolated link segment
Figure 3: Failure mechanisms of (a) short, (b) intermediate, and (c) long links (photo courtesy of T. Okazaki)
62
Figure 4: Link overstrength factors reported in different experimental studies
Figure 5: Inelastic link rotation capacity for the UTA 9 specimen (data courtesy of T. Okazaki)
63
Column Column Column Triangular Column
Shear Tab Cover PL.
Link
Link
Link
Link
(a) (b) (c) (d)
Link
Link
Link
STF. Parallel to W eb
(e) (f) (g) with/without Offset from (h)
the Web
Extended
Weld Access
Link
Link
Link
Link
Hole
STF. Parallel to W eb
Haunch
(i) (j) with Offset from the W eb (k) (l)
64