Naeyc Code of Ethical Conduct
Naeyc Code of Ethical Conduct
Naeyc Code of Ethical Conduct
POSITION STATEMENT
naeyc
Code of Ethical Conduct
and Statement of Commitment
Revised April 2005
A position statement of the National Association for the Education of Young Children
NAEYC recognizes that those who work with young Standards of ethical behavior in early childhood care
and education are based on commitment to the follow-
children face many daily decisions that have moral and
ing core values that are deeply rooted in the history of
ethical implications. The NAEYC Code of Ethical
the field of early childhood care and education. We
Conduct offers guidelines for responsible behavior and
have made a commitment to
sets forth a common basis for resolving the principal
Appreciate childhood as a unique and valuable stage
ethical dilemmas encountered in early childhood care and
of the human life cycle
education. The Statement of Commitment is not part of
the Code but is a personal acknowledgement of an Base our work on knowledge of how children develop
individuals willingness to embrace the distinctive values and learn
and moral obligations of the field of early childhood care Appreciate and support the bond between the child
and education. and family
The primary focus of the Code is on daily practice with Recognize that children are best understood and
children and their families in programs for children from supported in the context of family, culture,* community,
birth through 8 years of age, such as infant/toddler and society
programs, preschool and prekindergarten programs, child Respect the dignity, worth, and uniqueness of each
care centers, hospital and child life settings, family child individual (child, family member, and colleague)
care homes, kindergartens, and primary classrooms. Respect diversity in children, families, and colleagues
When the issues involve young children, then these Recognize that children and adults achieve their full
provisions also apply to specialists who do not work potential in the context of relationships that are based
directly with children, including program administrators, on trust and respect
parent educators, early childhood adult educators, and
officials with responsibility for program monitoring and
* The term culture includes ethnicity, racial identity, economic
licensing. (Note: See also the Code of Ethical Conduct:
level, family structure, language, and religious and political
Supplement for Early Childhood Adult Educators, online beliefs, which profoundly influence each childs development
at www.naeyc.org/about/positions/pdf/ethics04.pdf.) and relationship to the world.
Copyright 2005 by the National Association for the Education of Young Children
NAEYC Code of Ethical Conduct 2 Revised April 2005
Copyright 2005 by the National Association for the Education of Young Children
NAEYC Code of Ethical Conduct 3 Revised April 2005
Principles P-1.8We shall be familiar with the risk factors for and
symptoms of child abuse and neglect, including
P-1.1Above all, we shall not harm children. We shall physical, sexual, verbal, and emotional abuse and
not participate in practices that are emotionally physical, emotional, educational, and medical neglect.
damaging, physically harmful, disrespectful, degrad- We shall know and follow state laws and community
ing, dangerous, exploitative, or intimidating to procedures that protect children against abuse and
children. This principle has precedence over all neglect.
others in this Code.
P-1.9When we have reasonable cause to suspect child
P-1.2We shall care for and educate children in abuse or neglect, we shall report it to the appropriate
positive emotional and social environments that are community agency and follow up to ensure that
cognitively stimulating and that support each childs appropriate action has been taken. When appropriate,
culture, language, ethnicity, and family structure. parents or guardians will be informed that the referral
P-1.3We shall not participate in practices that dis- will be or has been made.
criminate against children by denying benefits, giving P-1.10When another person tells us of his or her
special advantages, or excluding them from programs suspicion that a child is being abused or neglected, we
or activities on the basis of their sex, race, national shall assist that person in taking appropriate action in
origin, religious beliefs, medical condition, disability, order to protect the child.
or the marital status/family structure, sexual orienta-
P-1.11When we become aware of a practice or situa-
tion, or religious beliefs or other affiliations of their
tion that endangers the health, safety, or well-being of
families. (Aspects of this principle do not apply in
children, we have an ethical responsibility to protect
programs that have a lawful mandate to provide
children or inform parents and/or others who can.
services to a particular population of children.)
P-1.4We shall involve all those with relevant knowl-
edge (including families and staff) in decisions con-
cerning a child, as appropriate, ensuring confidential- Section II
ity of sensitive information.
P-1.5We shall use appropriate assessment systems, Ethical Responsibilities to Families
which include multiple sources of information, to
provide information on childrens learning and Families* are of primary importance in childrens
development. development. Because the family and the early child-
P-1.6We shall strive to ensure that decisions such as hood practitioner have a common interest in the childs
those related to enrollment, retention, or assignment well-being, we acknowledge a primary responsibility to
to special education services, will be based on mul- bring about communication, cooperation, and collabo-
tiple sources of information and will never be based ration between the home and early childhood program
on a single assessment, such as a test score or a single in ways that enhance the childs development.
observation.
P-1.7We shall strive to build individual relationships Ideals
with each child; make individualized adaptations in
I-2.1To be familiar with the knowledge base related to
teaching strategies, learning environments, and
working effectively with families and to stay informed
curricula; and consult with the family so that each
through continuing education and training.
child benefits from the program. If after such efforts
have been exhausted, the current placement does not I-2.2To develop relationships of mutual trust and
meet a childs needs, or the child is seriously jeopar- create partnerships with the families we serve.
dizing the ability of other children to benefit from the I-2.3To welcome all family members and encourage
program, we shall collaborate with the childs family them to participate in the program.
and appropriate specialists to determine the addi-
tional services needed and/or the placement option(s)
most likely to ensure the childs success. (Aspects of
this principle may not apply in programs that have a * The term family may include those adults, besides parents, with
lawful mandate to provide services to a particular the responsibility of being involved in educating, nurturing, and
advocating for the child.
population of children.)
Copyright 2005 by the National Association for the Education of Young Children
NAEYC Code of Ethical Conduct 4 Revised April 2005
I-2.4To listen to families, acknowledge and build upon P-2.8We shall treat child assessment information
their strengths and competencies, and learn from confidentially and share this information only when
families as we support them in their task of nurturing there is a legitimate need for it.
children. P-2.9We shall inform the family of injuries and
I-2.5To respect the dignity and preferences of each incidents involving their child, of risks such as expo-
family and to make an effort to learn about its struc- sures to communicable diseases that might result in
ture, culture, language, customs, and beliefs. infection, and of occurrences that might result in
I-2.6To acknowledge families childrearing values and emotional stress.
their right to make decisions for their children. P-2.10Families shall be fully informed of any pro-
I-2.7To share information about each childs educa- posed research projects involving their children and
tion and development with families and to help them shall have the opportunity to give or withhold consent
understand and appreciate the current knowledge without penalty. We shall not permit or participate in
base of the early childhood profession. research that could in any way hinder the education,
I-2.8To help family members enhance their under- development, or well-being of children.
standing of their children and support the continuing P-2.11We shall not engage in or support exploitation
development of their skills as parents. of families. We shall not use our relationship with a
I-2.9To participate in building support networks for family for private advantage or personal gain, or enter
families by providing them with opportunities to into relationships with family members that might
interact with program staff, other families, community impair our effectiveness working with their children.
resources, and professional services. P-2.12We shall develop written policies for the
protection of confidentiality and the disclosure of
childrens records. These policy documents shall be
Principles made available to all program personnel and families.
Disclosure of childrens records beyond family mem-
P-2.1We shall not deny family members access to their
bers, program personnel, and consultants having an
childs classroom or program setting unless access is
obligation of confidentiality shall require familial
denied by court order or other legal restriction.
consent (except in cases of abuse or neglect).
P-2.2We shall inform families of program philosophy,
P-2.13We shall maintain confidentiality and shall
policies, curriculum, assessment system, and person-
respect the familys right to privacy, refraining from
nel qualifications, and explain why we teach as we
disclosure of confidential information and intrusion
dowhich should be in accordance with our ethical
into family life. However, when we have reason to
responsibilities to children (see Section I).
believe that a childs welfare is at risk, it is permissible
P-2.3We shall inform families of and, when appropri- to share confidential information with agencies, as
ate, involve them in policy decisions. well as with individuals who have legal responsibility
P-2.4We shall involve the family in significant deci- for intervening in the childs interest.
sions affecting their child. P-2.14In cases where family members are in conflict
P-2.5We shall make every effort to communicate with one another, we shall work openly, sharing our
effectively with all families in a language that they observations of the child, to help all parties involved
understand. We shall use community resources for make informed decisions. We shall refrain from
translation and interpretation when we do not have becoming an advocate for one party.
sufficient resources in our own programs. P-2.15We shall be familiar with and appropriately
P-2.6As families share information with us about their refer families to community resources and profes-
children and families, we shall consider this informa- sional support services. After a referral has been
tion to plan and implement the program. made, we shall follow up to ensure that services have
P-2-7We shall inform families about the nature and been appropriately provided.
purpose of the programs child assessments and how
data about their child will be used.
Copyright 2005 by the National Association for the Education of Young Children
NAEYC Code of Ethical Conduct 5 Revised April 2005
Copyright 2005 by the National Association for the Education of Young Children
NAEYC Code of Ethical Conduct 6 Revised April 2005
I-3C.2To create and maintain a climate of trust and P-3C.8We shall not make hiring, retention, termina-
candor that will enable staff to speak and act in the tion, and promotion decisions based on an indivi-
best interests of children, families, and the field of duals sex, race, national origin, religious beliefs or
early childhood care and education. other affiliations, age, marital status/family structure,
I-3C.3To strive to secure adequate and equitable disability, or sexual orientation. We shall be familiar
compensation (salary and benefits) for those who with and observe laws and regulations that pertain to
work with or on behalf of young children. employment discrimination. (Aspects of this principle
I-3C.4To encourage and support continual develop- do not apply to programs that have a lawful mandate
ment of employees in becoming more skilled and to determine eligibility based on one or more of the
knowledgeable practitioners. criteria identified above.)
P-3C.9We shall maintain confidentiality in dealing
Principles with issues related to an employees job performance
and shall respect an employees right to privacy
P-3C.1In decisions concerning children and pro- regarding personal issues.
grams, we shall draw upon the education, training,
experience, and expertise of staff members.
P-3C.2We shall provide staff members with safe and Section IV
supportive working conditions that honor confidences
and permit them to carry out their responsibilities Ethical Responsibilities to Community
through fair performance evaluation, written griev- and Society
ance procedures, constructive feedback, and opportu-
nities for continuing professional development and Early childhood programs operate within the context of
advancement. their immediate community made up of families and
P-3C.3We shall develop and maintain comprehensive other institutions concerned with childrens welfare.
written personnel policies that define program Our responsibilities to the community are to provide
standards. These policies shall be given to new staff programs that meet the diverse needs of families, to
members and shall be available and easily accessible cooperate with agencies and professions that share the
for review by all staff members. responsibility for children, to assist families in gaining
access to those agencies and allied professionals, and
P-3C.4We shall inform employees whose performance
to assist in the development of community programs
does not meet program expectations of areas of
that are needed but not currently available.
concern and, when possible, assist in improving their
As individuals, we acknowledge our responsibility to
performance.
provide the best possible programs of care and educa-
P-3C.5We shall conduct employee dismissals for just tion for children and to conduct ourselves with honesty
cause, in accordance with all applicable laws and and integrity. Because of our specialized expertise in
regulations. We shall inform employees who are early childhood development and education and
dismissed of the reasons for their termination. When a because the larger society shares responsibility for the
dismissal is for cause, justification must be based on welfare and protection of young children, we acknowl-
evidence of inadequate or inappropriate behavior that edge a collective obligation to advocate for the best
is accurately documented, current, and available for interests of children within early childhood programs
the employee to review. and in the larger community and to serve as a voice for
P-3C.6In making evaluations and recommendations, young children everywhere.
we shall make judgments based on fact and relevant to The ideals and principles in this section are pre-
the interests of children and programs. sented to distinguish between those that pertain to the
P-3C.7We shall make hiring, retention, termination, work of the individual early childhood educator and
and promotion decisions based solely on a persons those that more typically are engaged in collectively on
competence, record of accomplishment, ability to behalf of the best interests of childrenwith the
carry out the responsibilities of the position, and understanding that individual early childhood educa-
professional preparation specific to the developmental tors have a shared responsibility for addressing the
levels of children in his/her care. ideals and principles that are identified as collective.
Copyright 2005 by the National Association for the Education of Young Children
NAEYC Code of Ethical Conduct 7 Revised April 2005
Copyright 2005 by the National Association for the Education of Young Children
NAEYC Code of Ethical Conduct 8 Revised April 2005
The National Association for the Education of Young manner, based on currently available data. However,
Children (NAEYC) is a nonprofit corporation, tax exempt further research or developments may change the current
under Section 501(c)(3) of the Internal Revenue Code, state of knowledge. Neither NAEYC nor its officers,
dedicated to acting on behalf of the needs and interests of directors, members, employees, or agents will be liable
young children. The NAEYC Code of Ethical Conduct for any loss, damage, or claim with respect to any liabili-
(Code) has been developed in furtherance of NAEYCs ties, including direct, special, indirect, or consequential
nonprofit and tax exempt purposes. The information con- damages incurred in connection with the Code or reliance
tained in the Code is intended to provide early childhood on the information presented.
educators with guidelines for working with children from
birth through age 8.
An individuals or programs use, reference to, or review NAEYC Code of Ethical Conduct
of the Code does not guarantee compliance with NAEYC Revisions Workgroup
Early Childhood Program Standards and Accreditation
Performance Criteria and program accreditation proce- Mary Ambery, Ruth Ann Ball, James Clay, Julie
dures. It is recommended that the Code be used as guid- Olsen Edwards, Harriet Egertson, Anthony Fair,
ance in connection with implementation of the NAEYC Stephanie Feeney, Jana Fleming, Nancy Freeman,
Program Standards, but such use is not a substitute for Marla Israel, Allison McKinnon, Evelyn Wright
diligent review and application of the NAEYC Program Moore, Eva Moravcik, Christina Lopez Morgan,
Standards. Sarah Mulligan, Nila Rinehart, Betty Holston
NAEYC has taken reasonable measures to develop the Smith, and Peter Pizzolongo, NAEYC Staff
Code in a fair, reasonable, open, unbiased, and objective
Copyright 2005 by the National Association for the Education of Young Children
NAEYC Code of Ethical Conduct 9 Revised April 2005
Statement of Commitment*
As an individual who works with young children, I commit myself to furthering the
values of early childhood education as they are reflected in the ideals and prin-
ciples of the NAEYC Code of Ethical Conduct. To the best of my ability I will
* This Statement of Commitment is not part of the Code but is a personal acknowledgment of
the individuals willingness to embrace the distinctive values and moral obligations of the field
of early childhood care and education. It is recognition of the moral obligations that lead to an
individual becoming part of the profession.
Copyright 2005 by the National Association for the Education of Young Children