Helichrysum Umbreculigerum Better Than CBD
Helichrysum Umbreculigerum Better Than CBD
Helichrysum Umbreculigerum Better Than CBD
by
Doctor of Philosophy
University of KwaZulu-Natal
Pietermaritzburg
November 2008
Natura in minima maxima
Nature is the greatest in the smallest things
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Acknowledgements
I have to thank
Craig Grimmer who always had time to listen, give advice and answer
questions on NMR, computers, chemistry and life in general
Prof Drewes, Madira Litedu and everybody else in the Warren laboratory who
understands the sometimes fickle nature of organic chemistry
Raj Somaru and Fayzil Shaik, who made working in the Warren lab a
pleasure
Karen and André du Toit and Elize Wilson for their friendship and ensuring
that I had a cooked meal every now and then
– Gloria Patri –
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Abstract
The genus Helichrysum (Asteraceae) consists of approximately 500 species worldwide,
with 245 indigenous to South Africa. As a result of the large number of species, the
chemistry and biological activity of several species have not yet been investigated. The aim
of this project was to investigate the phytochemistry of three species and propose a
synthetic route to one of the antibacterial compounds isolated.
An extensive literature review regarding the widespread traditional uses, biological activity
and phytochemistry of the South African Helichrysum species is provided.
The phytochemistry of Helichrysum montanum was investigated for the first time and new
diastereoisomers of known guaianolides were isolated. The phytochemistry of H.
splendidum and H. montanum is remarkably similar and supports their morphological
classification in the same taxonomic group. The chloroform:methanol extract of H.
montanum yielded a new dimeric guaianolide, 13’-epihelisplendidilactone, which is related
to helisplendidilactone, as well as three monomeric guaianolides (of which one is a new
diastereomer of a known compound). The extract also yielded spathulenol (a
sesquiterpene), umbelliferone (a coumarin) and 4’,5,7-trihydroxy-3,3’,8-trimethoxyflavone
(a flavonoid).
Thirty-five Helichrysum species were screened for antimicrobial activity against six micro-
organisms and a preliminary cytotoxic assay, which included the use of “normal” and
cancer cell lines, was performed. H. excisum was selected for further study based on the
fact that it exhibited promising antimicrobial activity and relative low toxicity.
Furthermore, with the exception of the essential oil, the phytochemistry of this species has
not been investigated.
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From the aerial parts of H. excisum, five flavonoids, identified as pinocembrin, gnaphaliin,
lepidissipyrone, 5-hydroxy-7,8-dimethoxyflavone and isoscutellarein 7-O-β-glucoside
were isolated. Four of these flavonoids have an unsubstituted B-ring, a phenomenon often
observed in flavonoids isolated from Helichrysum species. The active antimicrobial
component of H. excisum has been identified as lepidissipyrone.
Owing to the interesting biological activities reported for phloroglucinol α-pyrones and the
synthetic challenges associated with these molecules, lepidissipyrone was selected for a
synthetic study. Both the flavanone and pyrone moieties present in lepidissipyrone have
been successfully synthesised. A successful strategy towards the CH2 linker between the
two units has been illustrated. The strategy could be used to synthesise similar
phloroglucinol-derived pyrones.
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Table of Contents
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Chapter 3: The antimicrobial activity and cytotoxicity of selected
Helichrysum extracts
3.1 Introduction 80
3.2 Results and discussion 81
3.3 Conclusion 84
3.4 Experimental 85
3.4.1 Plant collection 85
3.4.2 Instrumentation and chemicals 85
3.4.3 General extraction 85
3.4.4 Antimicrobial bioassays 85
Determination of minimum inhibitory concentration (MIC) values 85
3.4.5 Cytotoxicity screening against normal and cancer cell lines 87
Cell lines 87
Preparation of media and solutions 87
Preparation of cells 88
Preparation of samples for the SRB assay 88
SRB assay 88
Determination of percentage cell growth 90
3.5 References 90
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Chapter 5: The phytochemistry of Helichrysum montanum
5.1 Introduction 119
5.2 Results and discussion 120
5.3 Conclusion 133
5.4 Experimental 133
5.4.1 General experimental procedures and instruments 133
5.4.2 Plant material 134
5.4.3 Extraction and isolation 134
5.4.4 Physical data of isolated compounds 135
5.4.5 Molecular modelling 138
5.5 References 138
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7.2.2 Preparation of ethyl 4-(2-ethyl-1,3-dioxolan-2-yl)-
3-oxopentanoate (384) 163
7.2.3 Preparation of the flavanone moiety 165
7.2.4 Preparation of the pyrone moiety 169
7.2.5 Alternative approach towards pyrone synthesis 170
7.2.6 Synthesis of alkene 415 172
7.2.7 Coupling of phloroacetophenone and β-keto ester moieties 174
7.3 Conclusion 176
7.4 Experimental 177
7.4.1 General materials and methods 177
7.4.2 Experimental procedures and physical data of compounds 178
Methyl 3-oxopentanoate (386) 178
Methyl 2-methyl-3-oxopentanoate (387) 178
Methyl 2-(2-ethyl-1,3-dioxolan-2-yl)propanoate (389) 179
Ethyl 4-(2-ethyl-1,3-dioxolan-2-yl)-3-oxopentanoate (384) 179
2,4-Dibenzyloxy-6-hydroxyphloroacetophenone (391) 180
2’4’-Dibenzyloxy-6’-hydroxychalcone (392) 181
5,7-Dibenzyloxyflavanone (393) 182
6-Benzyl-7-benzyloxy-5-hydroxy-2-phenylchroman-4-one (394) 183
7-Benzyloxy-5-hydroxyflavanone (395) 184
7-Benzyloxy-5-hydroxy-4-oxo-2-phenylchroman-6-carbaldehyde (396) 185
7-Benzyloxy-5-hydroxy-4-oxo-2-phenylchroman-8-carbaldehyde (397) 185
7-Benzyloxy-6-formyl-4-oxo-2-phenylchroman-5-yl acetate (398) 186
7-Benzyloxy-8-formyl-4-oxo-2-phenylchroman-5-yl acetate (399) 187
Ethyl 4-methyl-3,5-dioxoheptanoate (400) 187
6-Ethyl-4-hydroxy-5-methyl-2-pyrone (401) 188
Helipyrone (375) 188
2,4-Dibenzyloxy-6-hydroxybenzaldehyde (403) 189
2,4,6-Tribenzyloxybenzaldehyde (404) 190
2,4-Dibenzyloxy-6-acetoxybenzaldehyde (405) 190
2,4-Dibenzyloxy-6-isopropoxybenzaldehyde (406) 191
Diethyl 2-(2,4-dibenzyloxy-6-isopropoxybenzylidene)
malonate (407) 192
Ethyl 2-(2,4-dibenzyloxy-6-isopropoxybenzyl)malonate (408) 192
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Dimethyl 2-(2,4-dibenzyloxy-6-isopropoxybenzyl)malonate (409) 193
2-(2,4-Dibenzyloxy-6-isopropoxybenzyl)malonic acid (410) 194
2,4,6-Trichlorophenol (411) 195
(2,4-Dibenzyloxy-6-isopropoxyphenyl)methanol (413) 195
3-Acetyl-4,6-dihydroxy-2-isopropoxybenzaldehyde (414) 196
Ethyl 2-(2,4-dibenzyloxy-6-isopropoxybenzylidene)-
4-(2-ethyl-[1,3]dioxolan-2-yl)-3-oxo-pentanoate (415) 196
Acetyl-4,6-dibenzyloxy-2-hydroxybenzaldehyde (416) 197
3-Acetyl-4,6-dibenzyloxy-2-isopropoxybenzaldehyde (417) 198
1-(4,6-Dibenzyloxy-3-hydroxymethyl-2-isopropoxyphenyl)-
ethanone (418) 199
1-(4,6-Dibenzyloxy-3-ethoxymethyl-2-isopropoxyphenyl)-
ethanone (419) 200
1-(4,6-Dibenzyloxy-3-chloromethyl-2-isopropoxyphenyl)-
ethanone (420) 200
Diethyl 2-(3-acetyl-4,6-dibenzyloxy-2-isopropoxybenzyl)-
malonate (421) 201
7.5 References 202
x
NMR spectra of compound 67 (Plates 75-80) 286
NMR spectra of compound 72 (Plates 81-87) 292
NMR spectra of compound 80 (Plates 88-94) 299
NMR spectra of β-keto ester compound 384 (Plates 95-96) 306
NMR spectra of chalcone 392 (Plates 97-98) 308
NMR spectra of flavanone 395 (Plates 99-100) 310
NOESY NMR spectrum of flavanone 398 (Plate 101) 312
NOESY NMR spectrum of flavanone 399 (Plate 102) 313
NMR spectra of pyrone 401 (Plates 103-104) 314
NMR spectra of pyrone 375 (Plates 105-106) 316
NMR spectra of alkene 407 (Plates 107-108) 318
NMR spectra of alkene 415 (Plates 109-110) 320
NMR spectra of alcohol 418 (Plates 111-112) 322
NMR spectra of compound 421 (Plates 113-114) 324
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List of Figures
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Figure 4.5 Structure of 11α,13-dihydroxanthalongin (302) and the
AM1 calculated three-dimensional structure of this compound 102
Figure 4.6 a) Important NOESY correlations observed for compound 304 and
b) AM1 calculated structure for compound 304. 103
Figure 4.7 a) Chair conformation of cycloheptene ring
b) Boat conformation of cycloheptene ring 103
Figure 4.8 Selected HMQC couplings observed for helisplendidilactone (306) 105
Figure 4.9 Important NOESY correlations observed for helisplendidilactone (306) 106
Figure 4.10 Crystal used for data collection 107
Figure 4.11 b-Axis axial photo indicating mirror symmetry consistent
with monoclinic lattice 107
Figure 4.12 Colour thermal ellipsoid plot for helisplendidilactone (306) 108
Figure 4.13 Unit cell contents 108
Figure 4.14 Helisplendidilactone (306) X-ray structure (blue) vs. AM1-calculated
helisplendidilactone structure 109
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stereoisomer of 13’-epihelisplendidilactone (307) with the X-ray
structure of helisplendidilactone (306) 127
Figure 5.8 HMQC correlations observed for both compound 300 and 301 128
Figure 5.9 a) NOESY correlations observed for compound 300 129
b) AM1 Gaussian model of compound 300. 129
Figure 5.10 a) NOESY correlations observed for compound 301 131
b) AM1 calculated structure of 301 131
Figure 5.11 Thin-layer chromatography plate, indicating compounds isolated
from H. montanum 135
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List of Tables
xv
List of Schemes
xvi
List of abbreviations
xvii
MEM : methoxyethoxymethyl ether
MIC : minimum inhibitory concentration
MOM : methoxy methyl
MS : mass spectrometry
NCI : National Cancer Institute (USA)
NCTC : National Collection of Type Cultures
NF-κΒ : nuclear factor-κΒ
NHLS : National Health Laboratory Service
NMR : nuclear magnetic resonance
NOESY : nuclear Overhauser effect spectroscopy
NS : not susceptible
NU : University of KwaZulu-Natal herbarium
PBS : phosphate buffer saline
Ph : phenyl
q : quartet
RPMI : Roswell Park Memorial Institute
RT : retention time
s : singlet
S.N. : unknown locality
SRB : sulforhodamine B
subsp. : subspecies
t : triplet
TBDMSCl : t-butyldimethylsilyl chloride
TCA : trichloroacetic acid
THF : tetrahydrofuran
TLC : thin layer chromatography
Tris : tris(hydroxymethyl)aminomethane
TSB : tryptone soya broth
xviii
CHAPTER 1
“A small collection of smart compounds may be more valuable than a much larger
hodgepodge collection mindlessly assembled’’ – S.J. Danishefsky
Natural products formed the basis of most early medicines and still serve as an important
source of new pharmaceutical agents today. Novel drugs approved for use in oncology, as
anti-infectives, as anti-inflammatories and drugs used in the treatment of cardiovascular
and metabolic diseases are often natural products, natural product derivatives, or inspired
by natural products (Butler, 2005; Newman et al., 2003; Newman and Cragg, 2007; Wilson
and Danishefsky, 2007).
The advent of computers, automation, robotics, the sequencing of the human and
pathogenic genomes, and the introduction of high-throughput screens based on large
numbers of molecular targets, led to a demand for huge libraries of compounds to satisfy
the capacity of the screens. This meant that chemistry became the rate-limiting step in the
drug discovery process (Newman et al., 2003; Newman and Cragg, 2007; Rouhi, 2003a).
The tedious and expensive nature of traditional natural products isolation, legalities
associated with source (e.g. plant) collection and difficult intellectual property issues
surrounding compounds obtained from natural products are further deterrents associated
with natural product research (Balunas and Kinghorn, 2005; Cordell, 1995). The
advantages offered by rational drug design and combinatorial chemistry have therefore
prompted most pharmaceutical companies to reduce or terminate their natural product drug
discovery programmes (Butler, 2005; Gullo and Hughes, 2005, Newman et al., 2003;
Newman and Cragg, 2007, Rouhi, 2003a).
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2006, Newman and Cragg (2007) stated that “Although combinatorial chemistry in one or
more of its manifestations has now been used as a discovery source for approximately 70%
of the time covered by this review, to date, we can find only one de novo new chemical
entity (NCE) reported in the public domain as resulting from this method of chemical
discovery and approved for drug use anywhere”. The decline in the number of new active
substances (and new natural product templates) in the past decade correlates with a
decreased interest in natural product drug discovery by pharmaceutical companies (Butler,
2005).
Despite the current low level of natural product drug discovery programmes of
pharmaceutical companies, natural products still play an important role as a source of
drugs. The recent survey by Newman and Cragg (2007) showed that approximately 70% of
the 974 small-molecule NCE’s introduced as drugs during 1981-2006 can be traced to or
were inspired by natural products. Even the best-selling drug, atorvastatin (Lipitor), is a
direct descendent of a natural product (Newman and Cragg, 2007). Natural products
feature in high percentages especially in approvals as antimicrobials (77% of small
chemical entities) and anticancer drugs (78% of small chemical entities).
The reason for the success of natural products as drugs can be attributed to their unique
structural characteristics. These compounds have diverse skeletons, often contain
numerous stereogenic centres (associated with stereospecific binding), frequently have
many rings (fused and bridged), and are therefore rigid. This rigidity is associated with
stronger protein binding due to a thermodynamic advantage over more flexible compounds
that can form the same pattern of hydrogen bonds and hydrophobic interactions. They
generally contain more nitrogen and oxygen atoms than combinatorial compounds, which
is important for hydrogen bonding during ligand-receptor binding. Another interesting
difference between natural products and combinatorial compounds is their lipophilicity, a
property that affects the pharmacokinetics of a drug. Combinatorial compounds are
generally more hydrophilic than both drugs and natural products (Feher and Schmidt,
2003; Lee and Schneider, 2001).
Although still labour intensive, practical difficulties associated with natural product drug
discovery are increasingly overcome by advances in screening, separation and structural
elucidation technologies. Smaller biotechnology companies in particular, are exploring
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natural resources as drug candidates, filling the gap left by large pharmaceutical companies
(Gullo and Hughes, 2005; Rouhi, 2003a).
In a 2000 report by Newman et al., it was stated that approximately 119 chemical
substances obtained from 90 plant species were important drugs in one or more countries.
Of these, 74% was the result of chemical studies directed at isolation of active components
from plants used in traditional medicine (Newman et al., 2000). Plants provided
humankind with some of the best-known medicines, including quinine, aspirin, and
morphine while important new drugs such as taxol and vincristine were both recently
isolated from plants (Van Wyk and Wink, 2004; Balunas and Kinghorn, 2005). In 2006 for
example, the botanical preparation Hemoxin® was approved as a treatment for sickle cell
anaemia in Nigeria. This preparation includes a mixture of plants directly derived from
indigenous knowledge and may be classified as a true “ethnobotanical preparation”.
According to Meinwald, of the 250 000 described flowering plants, only about 10% have
been examined chemically and many have been investigated decades ago, when techniques
were relatively crude (Rouhi, 2003b).
South Africa has a remarkable biodiversity with more than 30 000 species of flowering
plants (accounting for 10% of the world’s higher plants), 3000 of which are used
medicinally (Van Wyk et al., 2000; Van Wyk and Gericke, 2000). World renowned South
African plant remedies include Cape aloes (Aloe ferox), “buchu” (Agathosma betulina) and
devil’s claw (Harpagophytum procumbens). If the remarkable number of South African
plant species is taken into account, the almost complete absence of drug leads obtained
from South African plants is quite surprising. Two examples of lead compounds obtained
from South African plants are that of the appetite suppressant P57 isolated from Hoodia
gordonii (Van Heerden et al., 2007; Van Wyk and Wink, 2004) and anticancer compound
combretastatin, isolated from Combretum caffrum (Griggs et al., 2001; Tron et al., 2006)
(Fig. 1.1).
3
O
O O
H3CO
Figure 1.1 Structures of P57 from Hoodia gordonii and combretastatin from Combretum
caffrum
4
Significant characteristics associated with compounds that modify multi-drug resistance
include a large size and high degree of lipophilicity, important for solubility in bacterial
membranes and binding to efflux transporters (Gibbons, 2004). Isoflavones isolated from
Lupinus argenteus, for example, have been shown to potentiate the activity of berberine
and norfloxacin by inhibiting multi-drug resistance (MDR) pumps (Morel et al., 2003).
The Asteraceae is the largest plant family in southern Africa with 253 genera
encompassing 2253 species. In this family, there are relatively few large genera and only
three genera (representing 1% of the Asteraceae) have more than 100 taxa, namely Senecio
L., Helichrysum Mill and Euryops Cass. (Koekemoer, 1996). In South Africa, the genus
Helichrysum encompass a large number of species that is used traditionally, often in
conditions associated with infections. There are numerous reports on the antimicrobial
activity and other activities of extracts of these species and the vast and interesting number
of compounds isolated from the South African Helichrysum species. However, due to the
large number of species and the taxonomic complexity of the genus, the phytochemistry
and biological activity of many species have not been investigated. Furthermore, most of
the phytochemical research was done in the 1970’s and 1980’s by the group of Bohlmann
and often no connection was established between compounds isolated and any biological
activity (See Chapter 2 for an extensive literature review).
Compound availability has in the past been a serious concern associated with natural
product-based drug discovery (Wilson and Danishefsky, 2007). The low supply, especially
in the case of anti-infectives, may be overcome by using recombinant technology
(biosynthesis) or by organic synthesis. Total synthesis, semi-synthesis and in some cases,
manipulation of biosynthesis, also provide ways to obtain natural product derivatives with
improved therapeutic indexes and enables the assembly of compounds inspired by the
original natural product (Gullo and Hughes, 2005; Nicolaou and Snyder, 2004; Wilson and
Danishefsky, 2007). By combining synthesis and a process known as “dynamic
combinatorial screening” for example, a set of vancomycin dimers was synthesised that
5
showed improved activity when compared to vancomycin, an antibiotic used against
methicillin-resistant strains of S. aureus (Nicolaou and Snyder, 2004). In the synthesis of
cycloproparadicicol (inspired by the natural resorcinylic macrolide, radicicol), the
replacement of an epoxide functionality with a cyclopropyl group resulted in improved in
vivo anticancer activity (Wilson and Danishefsky, 2007).
A complex total synthesis of a natural product may lead to the additional reward of
developing novel methodologies and still provides the absolute proof of the assigned
structure. For example, efforts directed towards the total synthesis of quinine led to the
knowledge of the construction of heteroaromatic systems, while attempts to synthesise
progesterone provided insights into the formation and cleaving of carbon-carbon bonds
(Nicolaou and Snyder, 2004). In recent years, there has been a huge increase in the
capacity of chemical synthesis. These advances include recognising the importance
transition metals and the generation of enantiopure substances through reagent control.
Due to advances made in synthetic methodology, synthesis of compounds with a high level
of complexity is now possible and timelines for accomplishing total syntheses have been
significantly improved. Creative approaches during retrosynthetic analysis, such as
“pattern recognition” using the concept of identifying substructural motifs, have further
enabled medicinal chemists to effectively synthesise complex natural products, such as the
anticancer agent migrastatin (Wilson and Danishefsky, 2007).
In 2003 and again in 2007, Newman and Cragg reported that there was a tendency to move
away from large combinatorial libraries and emphasis was placed on small, focused
collections that were structurally more natural product-like in terms of their combination of
heteroatoms and significant numbers of stereogenic centers within a single molecule. It is
postulated that scaffolds of natural origin, which presumably have undergone evolutionary
selection over time, might confer favourable bioactivities and bioavailibilities to library
members (Rouhi, 2003c, Nicolaou and Snyder, 2004). Small combinatorial libraries have
yielded derivatives of taxol for example (Xiao et al., 1997), while a combinatorial library
of 10 000 structures based on the privileged structure of the 2,2-dimethylbenzopyran
scaffold that occurs widely in nature and are associated with a wide range of biological
activities was recently successfully completed (Nicolaou et al., 2000). A possible solution
to the low yield of small novel chemical entities approved as drugs might lie in this
6
approach that combines the advantages offered by nature with those offered by synthetic
and combinatorial chemistry and rational drug design.
This investigation aims to combine plant natural product research with organic synthesis,
with the main focus on the South African species of the medicinally important genus
Helichrysum.
1.7 References
Anderson, J.C., Headley, C., Stapleton, P.D., Taylor, P.W., 2005. Asymmetric total synthesis of B-ring
modified (-)-epicatechin gallate analogues and their modulation of β-lactam resistance in Staphylococcus
aureus. Tetrahedron 61, 7703–7711.
Balunas, M.J., Kinghorn, A.D., 2005. Drug discovery from medicinal plants. Life Sciences 78, 431-441.
Butler, M.S., 2005. Natural products to drugs: natural product derived compounds in clinical trials. Natural
Product Reports 22, 162-195.
Cordell, G.A., 1995. Changing strategies in natural products chemistry. Phytochemistry 40, 1585-1612.
Feher, M., Schmidt, J.M., 2003. Property distributions: differences between drugs, natural products, and
molecules from combinatorial chemistry. Journal of Chemical Information and Computer Sciences 43, 218-
227.
Gibbons, S., 2004. Anti-staphylococcal plant natural products. Natural Product Reports 21, 263-277.
Griggs, J., Metcalfe, J.C., Hesketh, R., 2001. Targeting tumour vasculature: the development of
combretastatin A4. The Lancet Oncology 2, 82–87.
Gullo, V.P., Hughes, D.E., 2005. Exploiting new approaches for natural product drug discovery in the
biotechnology industry. Drug Discovery Today: Technologies 2, 281-286.
Koekemoer, M., 1996. An overview of the Asteraceae of Southern Africa. In: Compositae: Systematics Eds.
Hind, D.J.N., Beentjie, H.J., The Royal Botanic Gardens, Kew. pp. 95-110.
7
Lee, M-L., Schneider, G., 2001. Scaffold architecture and pharmacophoric properties of natural products and
trade drugs: Application in the design of natural product-based combinatorial libraries. Journal of
Combinatorial Chemistry 3, 284-289.
Morel, C.C., Stermitz, F.R., Tegos, G., Lewis, K., 2003. Isoflavones as potentiators of antibacterial activity.
Journal of Agriculture and Food Chemistry 51, 6577-6579.
Newman, D.J., Cragg, G.M., Snader, K.M., 2000. The influence of natural products upon drug discovery.
Natural Product Reports 17, 215-234.
Newman, D.J., Cragg, G.M., 2007. Natural products as sources of drugs over the last 25 years. Journal of
Natural Products 70, 461-477.
Newman, D.J., Cragg, G.M., Snader, K.M., 2003. Natural products as sources of new drugs over the period
1981-2002. Journal of Natural Products 66, 1022-1037.
Nicolaou, K.C., Pfefferkorn, J.A., Roecker, A.J., Cao, G.-Q., Barluenga, S., Mitchell, H.J., 2000. Natural
product-like combinatorial libraries based on privileged structures. 1. General principles and solid-phase
synthesis of benzopyrans. Journal of the American Chemical Society 122, 9939-9953.
Nicolaou, K.C., Snyder, S.A., 2004. The essence of total synthesis. Proceedings of the National Academy of
Sciences of the United States of America 101, 11929-11936.
Rouhi, A.M., 2003a. Rediscovering natural products. Chemical and Engineering News 81, 77-78, 82-83, 86,
88-91.
Rouhi, A.M., 2003b. The case for natural product research. Chemical and Engineering News 81, 77-78, 82-
83, 86, 88-91.
Rouhi, A.M. 2003c. Moving beyond natural products. Chemical and Engineering News 81, 104-107.
Tron, G.C., Pirali, T., Sorba, G., Paliai, F., Busacca, S., Genazzani, A.A., 2006. Medicinal chemistry of
combretastatin A4: Present and future directions. Journal of Medicinal Chemistry 49, 3033-3044.
Van Heerden, F.R., Horak R.M., Maharaj, V.J., Vleggaar, R., Senabe, J.V., Gunning, P.J., 2007. An
appetite suppressant from Hoodia species. Phytochemistry 68, 2545–2553.
Van Wyk, B-E., Gericke, N., 2000. People’s Plants. A Guide to Useful Plants of Southern Africa, 1st ed.
Briza, Pretoria, p. 166.
Van Wyk, B-E., Van Oudtshoorn, B., Gericke, N., 2000. Medicinal Plants of South Africa, 2nd ed. Briza,
Pretoria, p.148.
Van Wyk, B-E., Wink, M., 2004. Medicinal Plants of the World. Briza, Pretoria, p. 171.
Wilson, R.M., Danishefsky, S.J., 2007. Pattern recognition in retrosynthetic analysis: snapshots in total
synthesis. Journal of Organic Chemistry 72, 4293-4305.
Xiao, X-Y., Parandoosh, Z., Nova, M.P., 1997. Design and synthesis of a taxoid library using radiofrequency
encoded combinatorial chemistry. Journal of Organic Chemistry 62, 6029-6033.
Yam, T., Hamilton-Miller J., Shah S., 1998. The effect of a component of tea (Camellia sinensis) on
methicillin resistance, PBP2’synthesis, and β-lactamase production in Staphylococcus aureus. Journal of
Antimicrobial Chemotherapy 42, 211-216.
8
CHAPTER 2
2.1 Introduction
The genus Helichrysum Mill. derives its name from the Greek words helios (sun) and
chrysos (gold) which is appropriate considering the attractive yellow flowers displayed by
several species (Pooley, 2003). It belongs to the family Asteraceae, tribe Inuleae and
subtribe Gnaphaliinae (Hilliard, 1983). This large genus consists of approximately 500
species and although Helichrysum species are also found in southern Europe, south-west
Asia, southern India, Sri Lanka (previously Ceylon), and Australia, most species occur in
Africa, including Madagascar (Hilliard, 1983). In South Africa (including Namibia), the
ca. 244-250 species are widely distributed and the tremendous morphological diversity
displayed by these species resulted in their division into 30 morphological groups, using
the shape and size of the flower heads as differentiating characteristics (Hilliard, 1983).
The flower heads occur as either solitary or in compact or spreading inflorescences. The
aerial parts are usually hairy or woolly and plants occur as herbs or shrublets that are
sometimes dwarfed and cushion forming. They are also often aromatic (Pooley, 1998;
Pooley, 2003; Van Wyk et al., 2000).
In South Africa, the genus is widely used in traditional medicine. The uses are well
documented although renaming of species and the resulting confusing taxonomic
nomenclature may cause uncertainty as to which specific species was referred to in some
reports. The chemistry of the genus has been studied extensively and there are several
reports on the biological activity diplayed by extracts and compounds isolated from South
African species.
9
The aims of this chapter are:
• To present a collated and coherent overview of the documented traditional uses of
South African Helichrysum species and the compounds isolated from them.
• To summarise biological activities of extracts (excluding essential oils) and isolated
compounds from South African Helichrysum species.
10
previously accepted names are shown in parenthesis. For the sake of clarity, the name as it
appears in the reference is sometimes indicated in brackets after the reference.
In some cases, one species name was changed to another, for example H. adscendens Less.
var. cephaloideum Moeser. in Watt and Breyer-Brandwijk (1962) is now known as H.
cephaloideum DC. In other instances, a Helichrysum species now belongs to a different
genus for example, H. capillaceum (Thunb.) Less (Watt and Breyer-Brandwijk, 1962) is
now classified as Troglophyton capillaceum subsp. capillaceum (Hilliard, 1983).
Sometimes the same species name with only a different author name refers to a different
species, for example H. calocephalum Schltr., which is now classified as H. ecklonis and
not H. calocephalum Klatt (Germishuizen and Meyer, 2003; Gibbs Russell et al., 1987).
Batten and Bokelmann, (1966), Jacot Guillarmod, (1971), Phillips, (1917) and Watt and
Breyer-Brandwijk (1962) all used H. calocephalum Schltr., which is now recognised as H.
ecklonis, but in Arnold et al. (2002) there is no reference to H. ecklonis yet the above-
mentioned sources are used as references under H. calocephalum Klatt.
11
H. crispum Less. Both species occur in the same region making exclusion of one species
on the basis of distribution impossible.
H. pedunculare DC. is another name with an unfortunate and confusing history. In this
case, it seems that H. pedunculare DC. in ethnobotanical literature could refer to either H.
pedunculatum Hilliard and Burtt or H. nudifolium var pilosellum (previously known as H.
pedunculare (L.) DC. var. pilosellum, (Germishuizen and Meyer, 2003; Hilliard, 1983;
Arnold et al., 2002). The vernacular name and uses indicated by e.g. Watt and Breyer-
Brandwijk (1962) for H. pedunculare DC. and Bhat and Jacobs (1995) for H.
pedunculatum Hilliard and Burtt. are similar. According to Hilliard (1983), H. pedunculare
(L.) DC. is also a synonym for H. odoratissimum (L.) Sweet.
In some instances it is impossible to decide to which species an author refers to, for
example H. agrostophilum Klatt (Watt and Breyer-Brandwijk, 1962) that was in part
changed to H. pallidum DC. and in part to Helichrysum griseum Sond (Germishuizen and
Meyer, 2003).
12
inflammation as they are used to treat menstrual pain, rheumatism, and headaches. The
plants are used to fumigate huts and also used as bedding to repel insects.
South African species are not often used to treat heart and kidney ailments. Both H.
pandurifolium and H. patulum belongs to Group 18, and are indicated in the treatment of
kidney disease and heart disorders. Both are also used to treat backpain and respiratory
conditions by the same administration route. Plants from Groups 23 and 24 are often used
to treat wounds. The leaves of H. miconiifolium (Group 23), H. nudifolium (Group 23), H.
pedunculatum (Group 23), H. appendiculatum (Group 24) and H. longifolium (Group 24)
are all used as wound dressings. However, H. foetidum (Group 30) is mentioned as a
replacement for H. pedunculatum in the treatment of circumcision wounds (Gerstner,
1938). The species constituting Group 23 are also used for respiratory conditions
including, H. mundtii, H. nudifolium and H. pedunculatum. Root decoctions of both H.
adenocarpum and H. ecklonis belonging to Group 28 are used to treat diarrhoea in
children, while a root infusion from H. argyrophyllum (Group 29) is used to treat intestinal
troubles. It is interesting to note that the only two species indicated for the treatment of
snakebite both belong to Group 30, namely H. cooperi and H. setosum.
13
2.3 Phytochemistry
The chemistry of this genus is complex with a wide variety of chemical classes occurring
as is illustrated in the three major publications by Bohlmann and Jakupovic (Bohlmann et
al., 1980b; Jakupovic et al., 1986; Jakupovic et al., 1989b) in which the phytochemistry of
a total of 63 South African Helichrysum species was investigated. The classes of
compounds isolated from the South African Helichrysum species are summarised in Table
2.2 and Figures 2.1 to 2.11. Acylphloroglucinols are commonly found, often with prenyl or
geranyl side chains. The replacement of the cinnamic acid starter unit by other acyl CoA
derivatives in the biosynthesis of the main constituents seems to be characteristic
(Jakupovic et al., 1989b). The appearance of humulone derivatives, such as helihumulone
(49) is also widespread (Jakupovic et al., 1989b).
Flavonoids derived from phloroglucinol are very common and often have unsubstituted B
rings (Bohlmann and Abraham, 1979a; Bohlmann and Abraham, 1979d; Jakupovic et al.,
1986) which is a characteristic feature of plants from the Inuleae tribe (Harborne, 1977).
The presence of 6- and 8-hydroxyflavonols and their methyl ethers are also frequent as in
other members of the tribe (Harborne, 1977). A wide variety of chalcones are also found,
including those substituted with prenyl or geranyl groups, dihydrochalcones and
pyranochalcones. As in other Inuleae species, these chalcones are often accompanied by
their structurally and biogenetically related flavanones (Harborne, 1977) as can be seen for
H. acutatum (Bohlmann and Abraham, 1979c), H. cymosum (Jakupovic et al., 1989b) and
H. oreophilum (Jakupovic et al., 1986).
The presence of α-pyrones is rather common (they occur in plants from morphologic
Groups 1, 2, 4, 12, 15, 18, 19 and 24) and are often isolated from the roots of these plants
(Hänsel et al., 1980; Jakupovic et al., 1986; Jakupovic et al., 1989b). Different types of
diterpenes occur; these include the kaurenoic acid type (Jakupovic et al., 1989b) as well as
helifulvenic acid derivatives (Bohlmann et al., 1980a). Sesquiterpenes from a variety of
skeletal types occur, as is characteristic for the rest of the family (Hegnauer, 1977). Some
skeletal types, such as the humulenes, are widely distributed across the genus, whereas
others such as the guaianolides are restricted to a few species (morphological Groups 10
and 22). Helichrysum species are known for their aromaticity and a variety of
14
monoterpenes are reported in the essential oils of some species (Lourens et al., 2004; Van
Vuuren et al., 2006; Frum and Viljoen, 2006; Asekun et al., 2007). Squalene (309) is the
most common triterpene found and is often present in high concentration.
Other unusual compounds that occur is thiophene derivatives which have been isolated
from the roots of these plants (H. acutatum and H. tenuifolium). These thiophenes are the
result of addition reactions of a common chloro-acetylene precursor with H2S (Bohlmann
and Abraham, 1979b; Bohlmann and Abraham, 1979c). Simple polyacetylenes are
widespread and acetylenics with pyran and furan moieties, some with epoxy and/or
chlorine substitution, occur in these plants and are characteristic of the Gnaphalineae
(Harborne, 1977).
As for the traditional uses, one particular class of compound is not restricted to a particular
morphological group. However, there are some compounds that occur mainly in a
particular morphological class. For example, phloroglucinols (excluding those belonging to
the flavonoid class) feature as major compounds in morphological classes 2, 3, 4, 12, 14,
15, 20, 24 and 28. Flavonoids are present in basically all morphologic groups, but a large
number are found in plants from Groups 8, 9 and 27. Diterpenes were isolated in large
quantities from species in Groups 23, 25 and 30 (all 10 plants investigated in this group
had this type of compound as the major chemical species). H. umbraculigerum from Group
5 seems to be the only species investigated that contains compounds of the cannabigerol
type as the major constituent and H. dasyanthum (Group 10) and H. splendidum (Group
22) contain mainly sesquiterpenes of the guaianolide type (which is absent in the other
species). Plants from Groups 6, 18 and 19 are also rich in sesquiterpenes (Table 2.2).
Although there seem to be similarities in the chemistry of the European and South African
species, the Australian species are chemically different from their South African
counterparts (Jakupovic et al., 1989a; Jakupovic et al., 1989b).
15
2.4 Biological activity
16
observed against the Gram-positive bacteria. K. pneumoniae and S. marscecens were
resistant to all the extracts. H. glomeratum, H. montanum, H. monticola, H. oreophilum
and H. pilosellum were all inactive at the maximum concentration tested against all the
bacterial species used in the assay (Mathekga and Meyer, 1998; Mathekga, 2001).
Antifungal activity was also determined for the 28 acetone extracts mentioned above.
Extracts were tested against Aspergillus flavus, Aspergillus niger, Cladosporium
cladosporioides, Cladosporium cucumerinum, Cladosporium sphaerospermum and
Phytophthora capsici (Mathekga, 2001). The most active extracts were those of H.
caespititium, H. callicomum, H. glomeratum (which showed no antibacterial activity), H.
hypoleucum, H. melanacme, H. oreophilum, and H. rugulosum, all of which had MIC’s of
0.01 mg/ml against one or more of the fungal species tested (Mathekga, 2001).
Activity ranging from 0.078 mg/ml – 0.3 mg/ml against Gram-positive and Gram-negative
bacteria and yeasts was also reported for a H. cymosum extract (Van Vuuren et al., 2006).
17
Acetone and methanol extracts of H. odoratissimum (incorrectly identified as H.
dasyanthum in Lourens et al., 2004), H. excisum, H. felinum, and H. petiolare displayed
activity against S. aureus and B. cereus. The species with the best activity was the acetone
extract of H. odoratissimum with an MIC of 0.016 mg/ml against S. aureus (which
correlates well with the values obtained by Matheka and Meyer, 1998).
Helichrysum species are often used to treat respiratory conditions and tuberculosis (Table
2.1). Extracts of H. odoratissimum and H. melanacme showed activity against
Mycobacterium tuberculosis at concentrations of 0.5 mg/ml (Lall and Meyer, 1999; Lall et
al., 2006). The acetone extract of H. caespititium inhibited a drug-sensitive strain of M.
tuberculosis at a concentration of 0.5 mg/ml in the agar plate method and a MIC of 0.1
mg/ml was observed using the rapid radiometric method (Meyer et al., 2002). The water
extract caused partial inhibition at the highest concentration of 5 mg/ml.
18
(1998) also reported on the anti-staphylococcal activity for pinocembrin chalcone (22)
(isolated from H. trilineatum), as well as pinocembrin (1) that was obtained as an artifact
during the isolation procedure.
Flavonoids (21, 35) isolated from the flowers of H. gymnocomum exhibited promising
antimicrobial activity against a wide variety of Gram-positive and Gram-negative
organisms as well as yeasts. An MIC of 8 µg/ml was for example observed against
Cryptococcus neoformans for 5,7-dibenzyloxyflavanone (35) (Drewes and Van Vuuren,
2008). Two chalcones (23, 39) isolated from H. melanacme exhibited MIC’s of 0.05
mg/ml against the drug sensitive H37Rv strain of M. tuberculosis. The activity of the
chalcones was higher than the extract but a combination of the two chalcones did not result
in an improved MIC (Lall et al., 2006).
There are also reports on the antimicrobial activity of compounds other than flavonoids.
Activity against Gram-positive bacteria was observed for both linoleic and oleic acids,
isolated from antibacterial extracts of H. pedunculatum (a plant used to treat circumcision
wounds, Dilika et al., 2000). The MIC of both fatty acids was 1.0 mg/ml for S. aureus and
M. kristinae in the agar diffusion assay. The MIC’s was 0.05 mg/ml of each fatty acid
when they were administered at the same time (Dilika et al., 2000).
Kaurenoic acid (195) (a diterpene), isolated from H. kraussii, exhibited a MIC as low as 1
µg/ml against E. coli and MIC’s of 10 µg/ml against B. cereus, B. subtilis, S. aureus and S.
19
marcescens (Bremner and Meyer, 2000). Significant antimicrobial activity was also
observed for monomeric and dimeric diterpenes (228-232) from H. tenax var tenax. MIC
values as low as 3.1 and 3.6 µg/ml were determined against B. cereus whereas MIC’s as
low as 41.5 µg/ml were determined for a Gram-negative organism such as P. aeruginosa
(Drewes et al., 2006).
MIC’s of 100 µg/ml were observed for a prenylated butyrylphloroglucinol (90) isolated
from H. kraussii against B. cereus, B. pumilis, B. subtilis, M. kristinae, S. aureus, S.
marcescens and E. coli in an agar diffusion assay (Bremner and Meyer, 2000). The same
phloroglucinol analogue (90) was isolated from H. gymnocomum and MIC’s of below 100
µg/ml (6 - 45 µg/ml) were reported for Enterococcus faecalis, Staphylococcus epidermidis,
S. aureus, B. cereus, P. aeruginosa, C. neoformans, and C. albicans (Drewes and Van
Vuuren, 2008). A difference in assays employed, inoculum size and possibly different
strains of the micro-organism used may account for the observed difference in activity. A
structurally related phloroglucinol (102) also exhibited promising antibacterial activity
against E. faecalis, S. aureus P. aeruginosa, and C. neoformans (Drewes and Van Vuuren,
2008). Caespitin (127) and caespitate (98) (both phloroglucinols) exhibited antimicrobial
activity against several bacteria as well as fungi (Dekker et al., 1983; Mathekga et al.,
2000). Caespitin (127) was active against S. aureus, Streptococcus pyogenes, C.
neoformans, Trichophyton rubrum, T. mentagrophytes, and Microsporum canis although
neither the method used, nor the level of activity, are indicated in the relevant article
(Dekker et al., 1983). Caespitate (98) exhibited antibacterial activity against the Gram-
positive B. cereus, B. pumilis, B. subtilis, M. kristinae and S. aureus at concentrations of
0.5 µg/ml in the agar dilution method (Mathekga et al., 2000). This compound also
exhibited antifungal activity which ranged from 0.5 - 1.0 µg/ml against A. flavus, A. niger,
C. cladosporioides, C. cucumerinum, C. sphaerospermum, and Phytophtora capsici
(Mathekga et al., 2000). Caespitate (98) was also active against several M. tuberculosis
strains at a concentration of 0.1 mg/ml which was similar to the MIC observed for the
crude extract of H. caespititium (Meyer et al., 2002). Several caespitin derivatives were
synthesised with MIC values as low as 2 µg/ml against Staphylococcus aureus and
Streptococcus pyogenes. These compounds also exhibit antifungal activity. The possible
development of antimicrobial resistance was examined as well as the development of cross
resistance with known antimicrobials (Van der Schyff et al., 1986).
20
For helihumulone (49), a phloroglucinol derivative of the humulone type, activity was
exhibited for a broad range of micro-organisms with some promising results, for example
16 µg/ml against P. aeruginosa. The antimalarial activity of this compound was
determined to be 15 µg/ml (Van Vuuren et al., 2006). As previously mentioned, the South
African Helichrysums contain a large amount of phloroglucinol derivatives and
considering the promising antimicrobial activity observed for this type of compound, it
seems a class well worth investigating.
Aqueous extracts of H. aureonitens exhibited antiviral activity against the Herpes simplex
virus type I in vitro at a concentration of 1.35 mg/ml (Meyer et al., 1996). The flavone,
galangin (54), isolated from this plant also exhibited antiviral activity against H. simplex
virus type I and the Coxsackie virus at concentrations of 6 µg/ml (Meyer et al., 1997). The
antiviral activity was also determined for a crude ethanolic extract of H. melanacme and its
isolated constituents. The activities of the isolated prenylated chalcone (23) and a
pyranochalcone (39) were lower (IC50 = 0.1 mg/ml) against the Influenza A virus than that
of the crude extract (0.01 mg/ml) although a combination of the two chalcones resulted in
an improved IC50 (0.01 mg/ml, Lall et al., 2006).
In summary, the crude extracts generally show some degree of antimicrobial activity,
which is usually higher against Gram-positive organisms than against Gram-negative
organisms. Although the antibacterial and antifungal activities of these plants are well
documented, antimalarial, antimycobacterial, and antiviral data are scarce. Isolated
compounds sometimes exhibit more superior activity when compared to the crude extract,
but often the crude extract has similar activity. Correct identification of plant material is
crucial as misidentification of plant material can lead to incorrect reporting (Lourens et al.,
2004). The selected range of concentrations is often on the high side (Gibbons, 2004,
considered values of below 1 mg/ml for extracts and 64 µg/ml for single chemical entities
as significant); for example a range of 10-100 mg/ml was used for H. pedunculatum
extracts (Meyer and Dilika, 1996). Positive controls (antibiotics) are absent in some of the
assays (Mathekga et al., 2000), making it difficult to comparatively assess the activity of a
particular extract or compound. The fact that different assays are employed impairs
comparison of data between different laboratories (assays relying on diffusion are
especially suspect since a low rate of diffusion would present a low activity, which is not
21
always a true representation). Microbial strains are often not referenced and the number of
colony forming units not mentioned (Meyer and Afolayan, 1995). Extracts also often do
not dissolve completely in the solvents used and as Cushnie and co-workers (2003)
illustrated with galangin (54), this can have a profound effect on the MIC’s observed
(Cushnie et al., 2003). Chemical classes such as the flavonoids, acylphloroglucinols, and
diterpenes from South African Helichrysum species exhibit promising antimicrobial
activity and plants that contain these compounds seems potential candidates for further
study.
The group at Noristan observed that the second of three fractions obtained after gradient
column chromatography (using petroleum ether, ethyl acetate and methanol) of a
dichloromethane/methanol extract from H. panduratum showed a 79% reduction in pain
experienced in the writhing pain test at 500 mg/kg. Edema was also reduced by 50% in the
carrageenan test indicating that this plant has both anti-inflammatory and analgesic
properties. It was also antihypertensive (a reduction of 6% in mean blood pressure was
observed after administering a dose of 300 mg/kg) and weakly antimicrobial (Swanepoel,
1997).
22
inhibited the 5-lipoxygenase enzyme which also plays a role in inflammation. Antioxidant
activity (as indicated with the DPPH assay) of acetone and methanol extracts of H.
odoratissimum, H. excisum, H. felinum and H. petiolare was comparable to that of vitamin
C, as expected for species rich in phenolic compounds (Lourens et al., 2004).
As previously mentioned, Helichrysum species are often burnt as incense to invoke the
goodwill of the ancestors, in protective and other charms, and to induce trances. It is also
used in the treatment of insanity, possession, used as a sedative to treat insomnia, and as a
protective cleanser (Table 2.1). Their traditional uses indicate that these plants may exhibit
psychotropic effects. Stafford et al. (2005) determined the GABA-receptor binding effect
of extracts from H. argyrolepis, H. herbaceum, H. nudifolium, H. ruderale, H. rugulosum,
H. simillimum, and H. umbraculigerum by using the 3H-Ro 15-1788 binding assay. H.
ruderale and H. umbraculigerum exhibited the most pronounced effects, while H.
herbaceum, H. rugulosum, and H. simillimum showed moderate to good dose dependant
activity.
There appears to be a large divide between the rich chemical data available and biological
testing on compounds isolated from the South African species. One chemical class, the α-
pyrones will be discussed as an example. By our rough estimate, 28 different pyrones were
23
isolated from South African Helichrysum species. The same class of compound was
isolated from European species and rather interesting biological activity was observed.
Italipyrone (370), plicatipyrone (371), and a mixture of homoarenol (372) and arenol (373)
were all active against B. subtilis, S. aureus, S. epidermidis, and Mycobacterium phlei
using the agar diffusion method with the highest MIC being 25 µg/ml and the lowest 3
µg/ml (Ríos et al., 1991).
O OH O OH
HO OH O O HO OH O O
O O
370 371
OH OH OH OH
OH O O OH
O O
O OH O OH
372 373
Antifungal activity was also reported for α-pyrones isolated from H. decumbens (Tomás-
Lorente et al., 1989). Pyrones [like arzanol (374) and helipyrone (375)] showed significant
anti-oxidant activity and arzanol was not toxic at all concentrations tested (Rosa et al.,
2007). Most interesting though, are the findings by Appendino et al. (2007) that arzanol
(374) inhibits HIV-I replication in T-cells and inhibited NF-κB (IC50 = 5 µg/ml)
indicating that this group of compounds may exhibit both antiviral and anti-inflammatory
properties. To our knowledge, none of the unique pyrones isolated from South African
species were evaluated for biological activity.
OH OH
OH OH
HO OH O O
O O O O O
374 375
24
Most concerning is the almost complete absence of toxicity data for the South African
species of this genus. In very few cases, for example where antiviral and antimalarial
activity was determined (Lall et al., 2006; Meyer et al., 1996; Meyer et al., 1997; Van
Vuuren et al., 2006) toxicity is mentioned. Toxicity of the diterpenes is well known (for
example IC50 values of below 4 µg/ml was reported for three diterpene lactones from
Parinari capensis; Uys et al., 2002), and several Helichrysum species contain high
amounts of these compounds. Furthermore, Reid et al. (2006) screened 42 medicinal South
African plants for mutagenicity, which included H. herbaceum, H. nudifolium, H. ruderale,
H. rugulosum, H. simillimum, and H. umbraculigerum. The only three plants that showed
mutagenic activity were all Helichrysums, namely H. herbaceum (at 5 mg/ml), H.
rugulosum (at 5 mg/ml), and H. simillimum (at 0.05 mg/ml). These results highlight both
the need and importance of toxicity and safety data for plants of this genus. In general,
there also seems to be a large need for in vivo validation of in vitro results since the
effectiveness of these extracts and their compounds have not been validated in living
organisms.
2.5 Conclusion
Helichrysum species are used extensively in ethnomedicine in South Africa and many of
the uses are associated with the treatment of infections, e.g. it is used widely for treatment
of respiratory diseases and wound dressing (Table 2.1). The large morphological diversity
of the genus is mirrored by the diversity of chemical compounds isolated from the genus.
However, determining the biological activity of the plant extracts and isolated compounds
has, up to now, not received the same attention as the phytochemical studies. Furthermore,
there are sometimes confusion as to exactly which species have been used and in any
studies based on reported traditional uses, the identity of the species should be verified
first. There is an interesting relationship between the morphological classification and the
classes of chemical compounds isolated from a specific morphological group and there are
certain classes of compounds, e.g. diterpenes, guaianolides, acylated phloroglucinols and
α-pyrone derivatives, for which one can predict in which species they are most likely to
occur. This may be important in the search of new plant-derived drugs, e.g. acylated
phloroglucinols show potential as anti-staphylococcal drug leads (Gibbons, 2004) and α-
pyrone derivatives have anti-HIV properties (McClacken and Fairlamb, 2005; Appendino
25
et al., 2007). It is clear that Helichrysum is an interesting genus from an ethnobotanical,
phytochemical and pharmacological perspective but that biological data to correlate the
ethnobotany to the chemistry is often still lacking. To complete the picture, a
multidisciplinary approach involving botanists, chemists and biologists is required.
2.6 References
Afolayan, A.J., Meyer, J.J.M., 1997. The antimicrobial activity of 3,5,7-trihydroxyflavone isolated from the
shoots of Helichrysum aureonitens. Journal of Ethnopharmacology 57, 177-181.
Alcaráz, L.E., Blanco, S.E., Puig, O.N., Tomás, F., Ferretti, F.H., 2000. Antibacterial flavonoids against
methicillin resistant Staphylococcus aureus strains. Journal of Theoretical Biology 205, 231-240.
Appendino, G., Ottino, M., Marquez, N., Bianchi, F., Giana, A., Ballero, M., Sterner, O., Fiebich, B.L.,
Munoz, E., 2007. Arzanol, an anti-inflammatory and anti-HIV-1 phloroglucinol α-pyrone from Helichrysum
italicum ssp. microphyllum. Journal of Natural Products 70, 608-612.
Arnold, T.H., Prentice, C.A., Hawker, L.C., Snyman, E.E., Tomalin, M., Crouch, N.R., Pottas-Bircher, C.,
2002. Medicinal and Magical Plants of Southern Africa: an Annotated Checklist. National Botanical Institute,
Pretoria, pp. 32-34.
Asekun, O.T., Grierson, D.S., Afolayan, A.J., 2007. Characterization of essential oils from Helichrysum
odoratissimum using different drying methods. Journal of Applied Sciences 7, 1005-1008.
Batten, A., Bokelmann, H., 1966. Wild flowers of the Eastern Cape Province. Books of Africa, Cape Town,
pp.149-160.
Bhat, R.B., Jacobs, T.V., 1995. Traditional herbal medicine in Transkei. Journal of Ethnopharmacology 48,
7-12.
Bohlmann, F., Abraham, W-F., 1979a. Neue Diterpene und weitere Inhaltsstoffe aus Helichrysum
calliconum und Helichrysum heterolasium. Phytochemistry 18, 889-891.
Bohlmann, F., Abraham, W-F., 1979b. Neue, chlorsubstituierte Thiophenacetylenverbindungen mit
ungewöhnlicher Struktur aus Helichrysum-arten. Phytochemistry 18, 839-842.
Bohlmann, F., Abraham, W-R., 1979c. Neue Diterpene aus Helichrysum acutatum. Phytochemistry 18,
1754-1756.
Bohlmann, F., Abraham, W-F., 1979d. Neue Prenylflavanone aus Helichrysum hypocephalum.
Phytochemistry 18, 1851-1853.
Bohlmann, F., Abraham, W-F., Sheldrick, W.S., 1980a. Weitere Diterpene mit Helifulvan-gerüst und andere
Inhaltsstoffe aus Helichrysum chionosphaerum. Phytochemistry 19, 869-871.
Bohlmann, F., Ates, N., 1984. Three prenylated flavanoids from Helichrysum athrixiifolium. Phytochemistry
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Bohlmann, F., Hartono, L., Jakupovic, J., 1985. A diterpene related to erythroxydiol from Helichrysum
refluxum. Phytochemistry 24, 611-612.
Bohlmann, F., Hoffmann, E., 1979. Cannabigerol-ähnliche Verbindungen aus Helichrysum umbraculigerum.
Phytochemistry 18, 1371-1374.
26
Bohlmann, F., Knauf, W., Misra, L.N., 1984a. Structures and synthesis of chlorophenol derivatives from
Helichrysum species. Tetrahedron 40, 4987-4989.
Bohlmann, F., Mahanta, P.K., 1979. Weitere Phloroglucin-derivate aus Helichrysum gymnoconum.
Phytochemistry 18, 348-350.
Bohlmann, F., Mahanta, P.K., Zdero, C., 1978a. Neue Chalkon-derivate aus Südafrikanischen Helichrysum-
arten. Phytochemistry 17, 1935-1937.
Bohlmann, F., Misra, L.N., 1984. New prenylflavanones and chalcones from Helichrysum rugulosum. Planta
Medica 50, 271-272.
Bohlmann, F., Misra, L.N., Jakupovic, J., 1984b. Weitere Phloroglucin- und α-pyrone-derivate aus
Helichrysum arten. Planta Medica 50, 174-176.
Bohlmann, F., Suwita, A., 1978. Neue Phloroglucin-derivate aus Leontonyx-arten sowie weitere
Verbindungen aus verretern der Tribus Inuleae. Phytochemistry 17, 1929-1934.
Bohlmann, F., Suwita, A., 1979a. Weitere Phloroglucin-derivate aus Helichrysum-arten. Phytochemistry 18,
2046-2049.
Bohlmann, F., Suwita, A., 1979b. Ein neues Guajanolid und ein Secoguajanolid aus Helichrysum
splendidum. Phytochemistry 18, 885-886.
Bohlmann, F., Zdero, C., 1973. Über ein neues Azulen aus Helichrysum bracteatum (Vent.) Willd.
Chemische Berichte 106, 1337-1340.
Bohlmann, F., Zdero, C., 1979. Neue Phloroglucin-derivate aus Helichrysum natalitium und Helichrysum
bellum. Phytochemistry 18, 641-644.
Bohlmann, F., Zdero, C., 1980a. Neue Phloroglucin-derivate aus Helichrysum-arten. Phytochemistry 19,
153-155.
Bohlmann, F., Zdero, C., 1980b. Neue Geranylphloroglucin-derivate aus Helichrysum monticola.
Phytochemistry 19, 683-684.
Bohlmann, F., Zdero, C., 1983. Flavanones from Helichrysum thapsus. Phytochemistry 22, 2877-2878.
Bohlmann, F., Zdero, C., Abraham, W-R., Suwita, A., Grenz, M., 1980b. Neue Diterpene und neue
Dihydrochalcon-derivate sowie weitere Inhaltsstoffe aus Helichrysum arten. Phytochemistry 19, 873-879.
Bohlmann, F., Zdero, C., Hoffmann, E., Mahanta, P.K., Dorner, W., 1978b. Neue Diterpene und
Sesquiterpene aus Südafrikanischen Helichrysum-arten. Phytochemistry 17, 1917-1922.
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32
Table 2.1 Traditional uses and biological activities reported for Helichrysum species
Classification
Dosage form
Plant part
Biological
activityb
of useb
used
H. acutatum DC. Widely used as traditional medicine, sold NS Arnold et al., 2002; Cunningham, 1988;
21c commercially in large quantities Hutchings et al., 1996.
H. adenocarpum DC. Root Decoction Used to treat diarrhoea and vomiting in GIT Arnold et al., 2002; Jacot Guillarmod,
28 children. 1971; Neuwinger, 1996; Phillips, 1917;
Pooley, 2003; Walker, 1996; Watt and
Breyer-Brandwijk, 1962.
d
H. appendiculatum (L.f.) Leaf Eaten raw Chest problems or infection of the respiratory Resp B, dF Arnold et al., 2002; Githens, 1949;
e
Less. tract Infec Mathekga, 2001; Smith, 1895; Smith,
24 Plant Smallpox Anth 1966; Swanepoel, 1997; Walker, 1996;
Plant Anthelmintic W Watt and Breyer-Brandwijk, 1962.
P
Root Coughs and colds and applied externally on
wounds
Leaf Wound Applied externally to wounds. Ground leaves
dressing are rubbed into areas which cramps or on
wounds
Roots Ground and burnt and smeared on body to relax
body and to reduce swelling
Leaf Used medicinally as tea
H. argyrophyllum DC. Root Infusion Intestinal troubles GIT Arnold et al., 2002; Batten and
29 Bokelmann, 1966; Smith, 1966; Walker,
Not grazed by stock, preventing soil erosion in 1996; Watt and Breyer-Brandwijk,
overgrazed areas. 1962.
d
H. argyrosphaerum DC. Browsed by animals but poisonous if large Poi B, dF Hutchings et al., 1996; eMathekga,
15 quantities is ingested. 2001; Pooley, 1998; Van Wyk et al.,
2002.
H. asperum (Thunb.) The plants are casually browsed by sheep and Poi Smith, 1966 f, (H. ericaefolium DC.).
33
33
Hilliard and Burtt. ( = H. said to be a cause of “Geilsiekte“.
ericifolium Less)
12
H. athrixiifolium (Kuntze) Leaf Smoked Chest complaints. Resp Arnold et al., 2002; Jacot Guillarmod,
Moeser 1971 f(H. athrixifolium O. Hoffm.);
9 Phillips, 1917 f(H. athrixiifolium O.
Hoffm.); Watt and Breyer-Brandwijk,
1962 f(H. athrixifolium O. Hoffm.).
d e
H. aureonitens Sch. Bip. Leaves Burnt as Used to invoke the goodwill of the ancestors Psy B, Afolayan and Meyer, 1997;
d
8 and stems incense and to induce trances Psyc F, V Cunningham, 1988; Hutchings et al.,
Infect 1996; Jacot Guilllarmod, 1971;
e
Leaves Commercially sold Insect Mathekga, 2001; eMeyer and Afolayan,
and stems 1995; eMeyer et al., 1996; eMeyer et al.,
Decoction A remedy for inuresis in children 1997; Phillips, 1917; Pooley, 1998;
Extracts Used topically for skin infections especially Pooley, 2003; Swanepoel, 1997;
against Herpes zoster and infections associated Walker, 1996, Watt and Breyer-
with Herpes simplex Brandwijk, 1962.
Used to keep red mites away
Used as tinder to start fire, used to make hats.
g
H. aureum Houtt. Merr. Decoction Used for washing sore eyes. Eye Arnold et al., 2002 f(H. fulgidum L.f.)
var. aureum/ Willd.); Batten and Bokelmann, 1966
f
monocephalum ( = H. (H. fulgidum Willd.); Jacot Guillarmod,
fulgidum (L.f.) Willd.) 1971 f(H. fulgidum (L.) Willd.); Phillips,
30 1917 f(H. fulgidum Willd.).
d
H. bellum Hilliard B, dF e
Mathekga, 2001.
28
d
H. caespititium (DC.) Plant Crushed Used to treat head and chest colds (headaches) Resp B, Arnold et al., 2002; eDekker et al., 1983;
d
Harv and burnt Infect F, I, Gelfand et al., 1985 f(H. caespitium
12 and smoke GIT My Sond.); Hutchings and Van Staden,
inhaled Vi 1994; Jacot Guillarmod, 1971 f(H.
Plant Decoction Drunk by the Kwena and the Kgatla to treat W caespitium Sond.); eMathekga et al.,
gonorrhoea 2000; eMathekga, 2001; eMeyer et al.,
Root Decoction Nausea 2002; Neuwinger, 1996; Phillips, 1917
f
Roots Virility (H. caespitium Sond); Pooley, 1998;
Plant Ointment Ointment is applied to the roof of the mouth for Pooley, 2003; eSwanepoel, 1997; Watt
a depressed fontanelle and Breyer-Brandwijk, 1962.
Used as dressing for open wounds during
34
34
circumcision rites
d
H. callicomum Harv Protective charm. Mixed with Aster bakerianus M B, dF Arnold et al., 2002; Jacot Guillarmod,
2 (hispidis) and H. rugulosum GIT 1971; eMathekga and Meyer, 1998;
e
Mathekga, 2001; Phillips, 1917;
Used for fuel in winter Pooley, 2003; Watt and Breyer-
Brandwijk, 1962.
Enema Used as an ingredient in an enema for colic.
H. calocephalum Klatt Arnold et al., (2002) refers to others
23 using H. calocephalum Schltr, which is
classified as H. ecklonis Sond
(Germishuizen and Meyer, 2003).
Helichrysum calophalum Root Used for hyperfunction of the lower gastro- GIT Swanepoel, 1997, information obtained
Klatt intestinal tract. from TRAMED database. It is not clear
23 to these authors whether this use
pertains to H. calocephalum Klatt or H.
ecklonis Sond.
d
H. candolleanum Buek B, dF e
Mathekga, 2001
15
d
H. chionosphaerum DC. B, dF e
Mathekga, 2001
25
H. cephaloideum DC. Irritant poisoning in sheep demonstrated. Poi Van Wyk et al., 2002; Watt and Breyer-
( = H. adscendens Less. Known to be poisonous to sheep (symptoms Brandwijk, 1962.
var. cephaloideum similar to that of poisoning caused by Geigera).
Moes.)
24
H. cochleariforme DC. Tea, Demulcent in coughs and other pulmonary Resp Arnold et al., 2002; Neuwinger 1996;
( = H. imbricatum Less) infusion affections. In the Western Cape area the plant is Smith, 1966; Swanepoel 1997; Watt and
15 used to treat whooping cough, other coughs, Breyer-Brandwijk, 1962.
bronchial catarrh and bronchitis
Whole Decoction Drunk for infections of the respiratory tract
plant
H. cooperi Harv. Leaf Ointment, Used as love charm. The ointment is applied M Arnold et al., 2002; Hutchings et al.,
30 applied after bathing and as a result the desired lady Fum 1996; Pooley, 1998; Pooley, 2003;
after finds the man irresistible Snakebite Walker, 1996; Watt and Breyer-
bathing Brandwijk, 1962.
35
35
H. cooperi Harv. Leaves Used to make Zulu headdress distinctive to
30 married women
Used as a fumigant and as part of a traditional
remedy for snakebite.
H. crispum (L.) D. Don Used medicinally as a calming tea. Resp B Arnold et al., 2002 (with reference to
17 Coughs, bronchitis, urinary tract infections and Renal Smith, 1966); Kling as quoted by eSalie
tuberculosis. et al., 1996; Roberts, 1990 f(H.
crispum).
These authors are not certain whether
Kling is referring to H. crispum (L.) D.
Don or H. crispum Less.
d
H. cymosum (L.) D. Don Used to invoke the goodwill of the ancestors M B, Arnold et al., 2002; Bhat and Jacobs,
d
8 and to induce trances Psy F, Pl 1995; Kokwaro as quoted by
Resp Neuwinger, 1996; Neuwinger, 1996;
Leaf Decoction Used to treat colds and coughs GIT Pooley, 2003; eVan Vuuren at el., 2006;
/tea P Van Wyk et al., 2000.
Root Extract Used as emetic and purgative
Leaf Filtrate drunk to treat colds and fever
36
Schltr.) water snake Pooley, 2003; Watt and Breyer-
28 Brandwijk, 1962.
Root Decoction Used to treat diarrhoea in children.
H. epapposum Bolus 3 Leaves Burned as Used to invoke the goodwill of the ancestors , M Arnold et al., 2002; Cunningham, 1988;
and stems incense commercially sold Hutchings et al., 1996.
d e
H. excisum (Thunb.) Less B, I Lourens et al., 2004
12
d e
H. felinum Less B, I Lourens et al., 2004
17
H. flanaganii Bolus Leaves Burned Incense M Walker, 1996.
13
H. foetidum (L.) Moench Plant Extract is Used to induce trances Psy B Arnold et al., 2002; Batten and
30 drunk/ Infect Bokelmann, 1966 f(H. foetidum Cass.);
smoke Resp Gerstner, 1938 f(H. foetidum Cass);
inhaled W Hulme, 1954; Hutchings et al., 1996;
Leaf Extract Used to treat flu (influenza) Eye Kokwaro quoted by Neuwinger, 1996;
Leaf Wound Used to treat circumcision and infected wounds P Neuwinger, 1996 Roberts, 1990;
dressing (festering sores) Rwangabo, quoted by Neuwinger, 1996;
e
Steenkamp et al., 2004; Swanepoel
Leaf Preparatio Applied to treat Herpes 1997; Van Wyk and Gericke, 2000;
n Watt and Breyer-Brandwijk, 1962 f(H.
Root Extract Eye problems, used to bath eyes foetidum Cass.).
37
d
H. gymnocomum DC. Stems and Burned as Used to invoke the goodwill of the ancestors Skin B, dF Cunningham, 1988; eDrewes and Van
4 leaves incense M Vuuren, 2008; Hutchings et al., 1996;
Fum Phillips, 1917.
Ointment Mixed with fat, only the wives of chiefs were
previously allowed to use it
38
H. lepidissimum S. Moore Powder or Used as a body perfume Skin Dlamini, 1981; Watt and Breyer-
19 ointment Brandwijk, 1962.
H. litorale Bolus ( = Plant Dried and pounded or mixed with lard or fat, W Smith, 1966; Swanepoel, 1997; Watt
Leontonyx angustifolius was used for applying to ulcers Skin and Breyer-Brandwijk, 1962.
DC. = Leontonyx In the Western Cape Province an ointment for
spathulatus Less) boils, carbuncles and abscesses is made from
14 this plant, Cyanella lutea and
“tiendaegeneesbossie”
d
Helichrysum longifolium Leaf Used by the Pondos to treat circumcision W B, dF e
Dilika et al., 1997; eMathekga, 2001.
DC. wounds. The leaves are heated over very hot
24 ash before being used as a bandage for the
treatment of wounds after circumcision.
H. lucilioides Less. Excellent stock feed Smith, 1966.
12
d
H. melanacme DC. Used as bedding Resp B, Arnold et al., 2002; eLall and Meyer,
d
8 Used medicinally as tea P F, 1999; eLall et al., 2006; eMathekga,
Used for cough, fever, headache, colds and My, 2001; Smith, 1966.
chest pain. V
d
H. miconiifolium DC. Tea Used medicinally as tea P B, dF Smith, 1966 f(H. miconiaefolium DC);
23 Anthel Arnold et al., 2002; eMathekga, 2001;
Leaf The Xhosa grind and boil the leaves and use it Swanepoel, 1997.
as a wash for pain after circumcision.
Root The powdered root is used for intestinal
parasites and for ticks on poultry.
H. montanum DC. B, dF e
Mathekga, 2001.
22
H. monticola Hilliard B, dF e
Mathekga, 2001.
28
Helichrysum mundtii Plant Decoction Chest complaints Resp Arnold et al., 2002; Jacot Guillarmod,
Harv. 1971; Pooley, 1998; Pooley, 2003;
23 Phillips, 1917 f(H. mundii, Harv.); Watt
and Breyer-Brandwijk, 1962.
39
39
Helichrysum natalitium Leaves Burnt as Used to invoke the goodwill of the ancestors M Arnold et al., 2002; Cunningham, 1988;
DC. and stems incense Hutchings et al., 1996; Pooley, 2003.
3 Leaves Commercially sold
and stems
d
H. nudifolium (L.) Less Leaf Burnt as To invoke the goodwill of the ancestors M B, Arnold et al., 2002; Gerstner, 1938 f(H.
d
var. nudifolium (= H incense Resp F, I undifolium, also H. leiopodium DC.);
coriaceum Harv. = also H. W Githens, 1949 f(H. nudifolium, also H.
Infusion Colds (Zulu and Khoi – administration route
gerberifolium A. Rich, = Infect leiopodium); Glover et al quoted by
not indicated)
also H. leiopodium DC. = P Neuwinger, 1996; Hulme, 1954;
also H. nudifolium var. Leaf Eaten raw Used to treat colds by the Xhosa Skin Hutchings et al., 1996; Hutchings and
quinquenerve = also H. GIT Johnson, 1986; Hutchings and Van
nudifolium var. leiopodium Plant Infusion Regarded as demulcent, used to treat catarrh, Staden, 1994; Jacot Guillarmod, 1971
) phthisis and other pulmonary affections f
(H. nudifolium var. leiopodium); eJäger
23 Leaf/ Respiratory infections et al., 1996; Mabogo, 1990; Phillips
plant 1917 f(H. leiopodium DC.); Rood, 1994;
Root Coughs and colds Smith, 1895 f(H. nudiflorum), Smith,
Leaf Wound Wounds 1966 f(H. coriaceum Sond. and H.
dressing nudifolium var. quinquenerve);
e
Root/ Applied to sores on the genitalia by the Xhosa Swanepoel 1997 f(H. gerberifolium),
Leaf Van Wyk et al., 2000; Neuwinger, 1996
Plant/ Smoke Headache (also fH. gerberifolium Sch. Bip); Watt
leaf inhaled and Breyer-Brandwijk, 1962 f(H.
gerberaefolium Sch. Bip. Ex A.Rich).
Leaf Infusion Rectal prolapse
d
H. nudifolium (L.) Less Powder Protection of children from illness M B, Arnold et al., 2002; Gerstner, 1938 f(H.
d
var. nudifolium (H mixed, Resp F, I undifolium, also H. leiopodium DC.);
coriaceum Harv.= also H. eaten with W Githens, 1949 f(H. nudifolium, also H.
gerberifolium A. Rich, = butter Infect leiopodium); Glover et al., quoted by
also H. leiopodium DC. = Root Decoction Chest problems, used as emetic by the Zulu P Neuwinger, 1996; Hulme, 1954;
also H. nudifolium var. Skin Hutchings et al., 1996; Hutchings and
quinquenerve = also H. Leaf Decoction To encourage weaning in babies GIT Johnson, 1986; Hutchings and Van
nudifolium var. leiopodium Staden, 1994; Jacot Guillarmod, 1971
f
) Leaf Infusion Diseases in goats (H. nudifolium var. leiopodium); eJäger
23 Plant Infusion Used as steam bath to treat fever and et al., 1996; Mabogo, 1990; Phillips
on hot nightmares 1917 f(H. leiopodium DC.); Rood, 1994;
stones Smith, 1895 f(H. nudiflorum), Smith,
Plant Poultice Swellings 1966 f(H. coriaceum Sond. and H.
40
40
Decoction Colic in children (administered as enema) nudifolium var. quinquenerve);
e
Rubbed into scarifications over bruises Swanepoel 1997 f(H. gerberifolium),
Used as tea Van Wyk et al., 2000; Neuwinger, 1996
Root Decoction Internal sores (intestinal ulceration) (also fH. gerberifolium Sch. Bip); Watt
and Breyer-Brandwijk, 1962 f(H.
gerberaefolium Sch. Bip. Ex A.Rich).
H. nudifolium var. Protective charm against thunder
oxyphyllum ( = H.
oxyphyllum DC. = also H.
undatum Less.)
23
H. nudifolium var. Used for “doctoring’ people who wish some M B, dF Arnold et al., 2002 f(H. pilosellum);
pilosellum ( = H. deed concealed and who are afraid of being GIT Hulme, 1954 f(H. latifolium); Hutchings
latifolium (Thunb.) Less. = found out et al., 1996 f(H. pilosellum (L.f.) Less);
H. pilosellum (L.f.) Less) Jacot Guillarmod, 1971 f(H. latifolium
23 (Thunb.) Less.); eMathekga and Meyer,
Ingredient in colic remedy 1998; eMathekga, 2001; Neuwinger,
1996 f(H. pilosellum (L.f.) Less);
Leaf Infusion Stomach ache in children
Phillips, 1917 f(H. latifolium Less.);
Roots Ground Ground and burnt near cattle suffering from Phillips, 1917 f(H. latifolium Less.);
and burnt black leg Pooley, 2003 f(H. pilosellum);
Swanepoel 1997; Walker, 1996 f(H.
pilosellum (L.f.) Less); Watt and
Breyer-Brandwijk, 1962 f(H. latifolium
Less.).
g
H. nudifolium var. As an antiseptic and to induce fast healing: W Arnold et al., 2002; the sources below
pilosellum ( = H. Used after circumcision to prevent Resp are indicated in Arnold et al., under H.
pilosellum (L.f.) Less = H. inflammation externally GIT pedunculare DC.:
pedunculare (L.) DC. var. Also externally applied to wounds and used for Batten and Bokelmann, 1966 h(isicwe,
pilosellum) infections of the respiratory tract isiGqutsi); Githens, 1949 f(H.
23 As an antiseptic pedunculare); Smith, 1895 h( isi-Cwe.);
Stomach ailments Smith, 1966 .
d
H. odoratissimum (L.) Leaf/ Used as Wounds and burns W B, Adjanohoun quoted by Neuwinger,
d
Sweet ground wound Fum F, 1996; Arnold et al. 2002; Baerts and
4 plants dressing/ Psy My Lehmann quoted by Neuwinger, 1996;
leaf pulp Psyc Cunningham, 1988; Dlamini, 1981;
Plant The Southern Sotho use this plant to fumigate M Hutchings and Johnson, 1986;
41
41
huts Resp Hutchings et al., 1996; Hutchings and
Ointment It is mixed with fat to form pleasantly smelling Eye Van Staden, 1994; Jacot Guillarmod,
ointment, formerly only used by wives of chiefs GIT 1971; Kokwaro quoted by Neuwinger,
Leaf Ash is Insanity, possession. P 1996; eLall and Meyer, 1999; eLourens
rubbed et al., 2004; eMathekga and Meyer,
into 1998; eMathekga, 2001; Neuwinger,
H. odoratissimum (L.) scarificati 1996; Pooley, 1998; Pooley, 2003;
Sweet ons Rwangabo quoted by Neuwinger, 1996;
4 Burnt as Used to invoke the goodwill of the ancestors, Smith, 1966; Swanepoel, 1997; Van
incense protective charm Puyvelde et al., 1989; Van Wyk et al.,
Tea Aids sleep, relieves muscle tension and cramps 2000; Van Wyk and Gericke, 2000;
Watt and Breyer-Brandwijk, 1962.
Plant, leaf, Smoke Used as a sedative and to treat insomnia and as
stems inhaled protective cleanser.
Root Colds, coughs
Leafy Ash is Coughs
twigs eaten
Leaf and Extract or Conjunctivitis
twigs sap used
as eye
drop
Decoction Abdominal pain
Aerial Extract Used to treat dehydration
parts
Leaf Sap Heartburn, flatulence
Root Extract Purgative (extract is drunk)
Leaf Ash is Vomiting
eaten
Tea Colic and stitch
Leaf Decoction Febrile convulsions (part of preparation)
Leaf Smoke Headache
inhaled
Leaf Infusion Fever (Also used as wash)
Leaf and Decoction Used to treat female sterility, menstrual pain
twigs and eczema in Rwanda
42
42
Leafy Decoction Tonic for pregnant women
twigs
Leaf Decoction Galactagoque.
Used a bedding material since it is an effective
insect repellent. Sold commercially.
The Xhosa also use the plant for spiritual
purposes, as a fumigant when a baby is born
H. oreophilum Klatt B, dF e
Mathekga and Meyer, 1998;
e
21 Mathekga, 2001.
g
H. pallidum DC. ( = H. Preventative charm for illness. M Arnold et al., 2002; Jacot Guillarmod,
agrostophilum Klatt (in 1971 f(H. undatum var. agrostophilum);
part) = Burnt as fuel in winter Phillips, 1917 f(H. undatum Less., var.
H. undatum (Thunb.) Less pallidum and H. agrostophilum Klatt).
Roots Bathing in The act of forgetting, The bath is suppose to
var. agrostophilum (Klatt)
decoction make a person invisible/or forgotten by his
Moeser =
enemies, witchcraft.
H. undatum var. pallidum
23
H. panduratum O. Hoffm. Leaf Decoction Febrile convulsions in children (part of a P A, I Adjanohoun quoted by Neuwinger,
18 preparation) Infect 1996; Haerdi quoted by Neuwinger,
Plant Sap Used to treat malaria in children 1996; Neuwinger, 1996; Neuwinger,
Used to make herbal tea 1996; Pooley, 1998; eSwanepoel, 1997.
H. pandurifolium Schrank. Infusion, Respiratory conditions Resp Arnold et al. 2002; Roberts, 1990 f(H.
( = Helichrysum demulcent P auriculatum Less.); Rood, 1994; Smith,
auriculatum Less.) Ca 1966 f(H. auriculatum Less.);
18 Backpain, heart trouble, kidney disease, kidney Renal Swanepoel, 1997; Watt and Breyer-
stones Brandwijk, 1962 f(H. auriculatum
Less.).
Historically been used as a tea.
H. patulum (L.). Don ( = Heart trouble, backache, kidney disease, also P Neuwinger, 1996 f(H. crispum Less.);
H. crispum Less) ‘heart weakness’ (also heart treatment in Ca Roberts, 1990 f(H. crispum); Scott et al.,
18 animals). Stress and fatigue. Renal 2004; Smith, 1966 f(H. crispum Less.);
Resp Watt and Breyer-Brandwijk, 1962 f(H.
Infusion Hyperpiesa, (hyperpepsia is probably a spelling crispum Less.).
error in Neuwinger), coronary thrombosis,
bladder conditions/infections.
Asthma, Influenza
43
43
Gynaecological disorders
Used as bedding.
H. pedunculatum Hilliard Leaf and As an antiseptic and to induce fast healing: W B Arnold et al., 2002; Batten and
and Burtt ( = H. root Used after circumcision to prevent Resp Bokelmann, 1966 (fH. pedunculare DC.,
h
pedunculare DC.) inflammation externally. Infect isiCwe, hisiGqutsi, Xhosa); Bhat and
23 Also externally applied to wounds and used for GIT Jacobs, 1995 (fH. pedunculatum
infections of the respiratory tract Hilliard and Burtt, hisiCwe, hsiGgutsi,
As an antiseptic Xhosa); eDilika et al., 1997; Gerstner,
Stomach ailments 1938 (fH. pedunculare DC., hisiCwe,
Zulu); Githens, 1949 (fH. pedunculare,
h
isicwe, Zulu); Hutchings et al., 1996
(fH. pedunculatum Hilliard et Burtt);
e
Meyer and Dilika, 1996; Rood, 1994
(fH. pedunculatum, hery’kue, Fingo);
Smith, 1895 (fH. pedunculare DC., eisi-
Cwe); Smith, 1966 (fH. pedunculare
DC.); Neuwinger, 1996 (fH.
pedunculatum Hilliard and Burtt);
Swanepoel, 1997; Watt and Breyer-
Brandwijk, 1962 (fH. pedunculare DC.).
d
H. petiolare Hilliard and Coughs, colds, catarrh, headache, fever, B Arnold et al. 2002; eLourens et al.,
Burtt menstrual disorders, urinary tract infections.. 2004; Kirstenbosch Botanical Garden;
18 Neuwinger, 1996; Roberts, 1990 f(H.
Leaf Antiseptic wound dressing peteolatum); Scott et al., 2004; Smith,
1966 f(H. petiolatum DC.); Van Wyk et
Tea Tea taken for heart conditions, stress,
al., 2000.
hypertension, anxiety and over-excitement.
Used as bedding
H. platypterum DC. Root Decoction Renew virility in men Vi Arnold et al. 2002; Jacot Guillarmod,
20 1971; Phillips, 1917; Watt and Breyer-
Brandwijk, 1962.
Root Crushed
and
sucked
44
44
d
H. psilolepis Harv. Root Decoction Dysmenorrhoea P B, dF Arnold et al., 2002; Jacot Guillarmod,
22 1971; eMathekga, 2001; Phillips, 1917;
Neuwinger, 1996; Watt and Breyer-
Brandwijk, 1962.
Used to weave hats
H. rotundatum ( = H Used as tea NS Smith, 1966 f(H. coriaceum Sond.).
coriaceum (DC.) Harv.)
d
Helichrysum rugulosum Protective charm (with H. callicomum and Aster M B, dF Arnold et al., 2002; Dlamini, 1981;
Less. bakerianus; GIT Jacot Guillarmod, 1971; eMathekga and
9 Enema Colic (an ingredient) Fum Meyer, 1998; eMathekga, 2001; Phillips,
1917; Pooley, 1998; Pooley, 2003; Watt
Used to fumigate huts when children are ill and Breyer-Brandwijk, 1962.
(cold).
H. setosum Harv. Love potion M Chabra quoted by Neuwinger, 1996;
30 Leaf Decoction Epilepsy Epilepsy Jacot Guillarmod, 1971; Lucas and Pike,
Fum 1971; Neuwinger, 1996; Phillips, 1917;
Fumigate rooms Snakebite Watt and Breyer-Brandwijk, 1962.
Root Powdered Snakebite, roots are also mixed with the flesh of
and the snake and put in the patient’s porridge
rubbed
into the
wound
d
H. simillimum DC. B, dF e
Mathekga, 2001.
8
H. splendidum (Thunb.) Roots Used to treat rheumatism P Arnold et al., 2002; Dlamini, 1981;
Less. Skin Jacot Guillarmod, 1971; Pooley, 2003;
22 Swanepoel 1997.
Fuel plant in the mountains
45
e
H. subglomeratum Less. Aerial Smoke Headaches P I Jäger et al., 1996.
6 parts inhaled
d
Helichrysum sutherlandii Plant Burnt, Powder applied to cuts in the skin of a sick M B, dF Arnold et al., 2002; Jacot Guillarmod,
Harv. powdered person 1971; eMathekga, 2001; Phillips, 1917;
17 plant Pooley, 1998; Pooley, 2003; Watt and
material Breyer-Brandwijk, 1962.
g d
H. tenax M.D. Hend var. Decoction Used for washing sore eyes. Eye B, dF Arnold et al., 2002 f(H. fulgidum (L.f)
tenax ( = H. fulgidum (L.f) Willd.); Batten and Bokelmann, 1966
f
Willd. (H. fulgidum Willd.); eDrewes et al.,
30 2006; Jacot Guillarmod, 1971 f(H.
fulgidum (L.) Willd.); Phillips, 1917 f(H.
fulgidum Willd.).
H. tomentosulum (Klatt) Used as a perfume (subsp.) aromaticum P Neuwinger, 1996; Van Wyk and
Merxm Renal Gericke, 2000; Von Koenen, 2001.
1
Twigs Extract Twigs are pounded in water and used as mouth
wash for tooth ache
Plant Smoke The entire plant is placed on red hot coals and
inhaled smoke inhaled for body pain. The same
treatment is used by pregnant women suffering
from antepartum haemorrhage
Root Decoction Bladder problems (dribbling)
Used as thatching.
d
H. trilineatum DC. B, dF e
Bremner and Meyer, 1998; eMathekga,
22 2001.
d
H. umbraculigerum Less. Heavily grazed B, dF e
Mathekga, 2001; Pooley, 1998.
5
Helichrysum uninervium The Swazi use the plant as a purgative or an GIT Swanepoel, 1997.
Burtt Davy emetic. They add one teaspoon of the plant to
12i soft porridge which is then eaten by the patient.
a
Where the species name has been changed, the previously accepted name is given in brackets. The following species are no longer classified as Helichrysum: H. capillaceum
(Thunb.) Less (Phillips, 1917; Jacot Guillarmod, 1971; Watt Breyer-Brandwijk, 1962) accepted name now Troglophyton capillaceum subsp. capillaceum (Thunb.) Hilliard
and B.L.Burtt (Gibbs Russell et al., 1987); H. orbiculare (Thunb.) Druce (Smith, 1966) accepted name now Plecostachys serpyllifolia (P.J,Bergius) Hilliard and B.L.Burtt
(Gibbs Russell et al., 1987); H. sesamoides Willd. (Smith, 1966) accepted name now Edmondia sesamoides (L.) Hilliard (Gibbs Russell et al., 1987); H. vestitum (L.) Willd.
46
46
(Smith 1966) accepted name now Syncarpha vestita (L.) B.Nord. (Gibbs Russell et al., 1987); H. hochstetteri (A. Rich) Hook. F.) (Githens, 1949), H. stenopterum DC
(Dlamini, 1981) accepted name now Achyrocline stenoptera (DC.) Hilliard (Gibbs Russell et al., 1987).
b
Abbreviations used:
A = Analgesic activity determined My = Antimycobacterial activity determined
Anth = Anthelmintic NS = Not specified
B = Antibacterial activity determined P = Conditions associated with pain, inflammation and fever, which include
headache, convulsions and dysmenorrhoea
Ca = Cardiac conditions Pl = Antiplasmodial (antimalarial) activity determined
Eye = Used in eye conditions Psy = Psychotropic use – plants that are used to induce trances
F = Antifungal activity determined Psyc = Psychological conditions such as inuresis in children and insomnia
Fum = Used as fumigant, often plants are burnt in room of a sick person Poi = Possible poison, mainly when stock ingest excessive amounts
GIT = Gastrointestinal conditions, which include mainly colic, nausea and vomiting, Renal = Conditions associated with kidney and bladder problems
diarrhoea and stomach pain
I = Anti-inflammatory activity determined Resp = Respiratory conditions, which include colds, coughs, flu, tuberculosis
Infect = Conditions associated with infections, such as gonorrhoea and smallpox Skin = Used for skin conditions such as keloid scars, abscesses, as ointments
Inflam = Conditions associated with inflammation such as swelling, menstrual pain W = Used to dress wounds
Insect = Plants are used to deter insects such as red mites V = Antiviral activity determined
M = Used in a magical sense, to invoke the goodwill of the ancestors and as charms Vi = Used for virility in men
(protective, love)
c
The number refers to the morphological group according to Hilliard (1983).
d
Antimicrobial activity of 1 mg/ml or less observed for one or more micro-organisms.
e
Reference associated with biological activity
f
In some cases the author name as indicated in the source, is not present in either Hilliard (1983) or Germishuizen and Meyer (2003). The current author was then chosen.
g
In cases where the name in the source and the current name differ, the name used in the source is indicated in brackets for clarification.
h
In cases where the old name is used to describe two different species in the current system, the uses are indicated under both the current names
i
Vernacular name
47
47
Table 2.2 Compounds isolated from South African Helichrysum species
group
Plant
glucinols
a b c d e f
g
H. acutatum DC. 21 1 22 240, 241 309 328 Bohlmann and
Roots and aerial parts 242 349 Abraham, 1979c
g
H. adenocarpum DC. 28 338 Bohlmann et al.,
Roots and aerial parts 340 1980b
H. albirosulatum Killick 6 192, 193, 284 Bohlmann et al.,
Roots and aerial parts 194 1980b
Bohlmann et al.,
1978b
H. allioides Less 23 334 Bohlmann and Zdero,
Roots 1973
H. anomalum Less 9 91, 94 250 Jakupovic et al.,
Aerial parts 1989b
g
H. appendiculatum (L.f.) Less 24 309 Bohlmann et al.,
Roots and aerial parts 1980b
H. argentissimum J.M. Wood. 28 195 305 338 Bohlmann et al.,
Roots 1980b
H. argyrolepis MacOwan 29 23 42 Bohlmann et al.,
Aerial parts 48 1984b
49
g
H. argyrophyllum DC. 29 56 247 268 319, 334 Jakupovic et al.,
Aerial parts and roots 57 341, 342 1989b
343, 344 Bohlmann and Zdero,
345,346 1973
353
48
48
Species Phenolic Derivatives Phloro- Pyrones Diterpenes Terpenes Other Reference
group
Plant
glucinols
a b c d e f
49
Species Phenolic Derivatives Phloro- Pyrones Diterpenes Terpenes Other Reference
group
Plant
a b c d e f glucinols
g
H. caespititium DC. Harv. 12 98 Dekker et al., 1983
Whole plant 127 Mathekga et al., 2000
Aerial parts
g
H. callicomum Harv. (= H. 2 1 89, 103, *184 243 252 338 Bohlmann and
calliconum ) 137, 168, *185 244 270 Abraham, 1979a
Aerial parts and roots 169 *186 245 309 Bohlmann et al.,
310 1984b, *structures
drawn without double
bonds in reference,
but names indicate
pyrones
50
Species Phenolic Derivatives Phloro- Pyrones Diterpenes Terpenes Other Reference
group
Plant
a b c d e f glucinols
51
Species Phenolic Derivatives Phloro- Pyrones Diterpenes Terpenes Other Reference
group
Plant
a b c d e f glucinols
g
H. decorum DC. 30 30 Bohlmann et al.,
aerial parts 1980b
H. drakensbergense Killick 19 188 233 256, 258 353 Bohlmann and
Roots and aerial parts 271, 309 Suwita, 1979a
g
H. dregeanum Sond. & Harv. 9 23 58 140 250, 264 Jakupovic et al.,
Aerial parts 1989b
52
Species Phenolic Derivatives Phloro- Pyrones Diterpenes Terpenes Other Reference
group
Plant
a b c d e f glucinols
g
H. herbaceum (Andrews) 29 16 74 254, 256, Bohlmann et al.,
Sweet 75 309 1979b
Aerial parts 76
77
78
H. heterolasium Hilliard 30 31 60 197, 198 248, 249 338 Bohlmann and
Aerial parts 200, 204 254, 267 Abraham, 1979a
205 286, 287
H. hyphocephalum Hilliard 27 2, 3 82 309 324 Bohlmann and
Aerial parts and roots 4, 5 Abraham, 1979d h (H.
9 hypocephalum)
g
H. indicum (L.) Grierson 15 90 Jakupovic et al.,
Aerial parts 105 1989b
H. infaustum J.M. Wood. & 4 90, 91 250, 266 Bohlmann and
M.S. Evans 105 267 Suwita, 1979a
Aerial parts
g
H. kraussii Sch. Bip. 8 22 58 70 90 195 250, 251 Jakupovic et al.,
Aerial parts, flowers and roots 28 64 71 261, 263 1989b
39 69 264, 265 Bremner and Meyer,
2000
Candy et al., 1975;
Candy and Wright,
1975.
H. krebsianum Less 23 234, 235 Bohlmann et al.,
Aerial parts 1980b
H. krookii Moeser 5 91, 92 270 338 Bohlmann et al.,
Roots and aerial parts 108, 109 309 1980b
H. lepidissimum S. Moore 19 19 83 19 325 Jakupovic et al.,
Aerial parts 20 20 326 1989b
g
H. litorale Bolus 14 120, 129 270 Bohlmann and
(= Leontonyx angustifolius 132, 136 Suwita, 1978 h
DC., = Leontonyx spathulatus 157 (Leontonyx
Less.) spathulatus Less.)
53
53
Species Phenolic Derivatives Phloro- Pyrones Diterpenes Terpenes Other Reference
group
Plant
a b c d e f glucinols
g
H. melanacme (DC.) Harv. 8 23 63 Lall et al., 2006
Shoots 39 64
g
H. miconiifolium DC. 23 195, 205 Bohlmann et al.,
Roots 1980b
H. mimetes S. Moore 19 74 189 246 262, 266 Jakupovic et al., 1986
Aerial parts 267, 268
272
309
H. mixtum (Kuntze.) Moeser 24 138, 139 172, 176 Jakupovic et al., 1986
Roots 172, 176 179, 180
179, 180 182, 183
182, 183
H. moeseranium Thell. 22 90, 105 195 Jakupovic et al.,
Aerial parts 136 1989b
H. montanum DC. 22 286 Lourens et al., in
300, 301 preparation
304, 307
H. monticola Hilliard 28 45 91, 108 309 Jakupovic et al.,
Aerial parts and roots 46 129, 130 1989b
47 156 Bohlmann and Zdero,
1980b
g
H. mundtii Harv. 23 51 73 236 313 Bohlmann et al.,
Roots and aerial parts 52 81 314 1978a,
53 Bohlmann et al.,
1980b
h
(H. mundii Harv.)
H. nanum Klatt 6 104 236 250 Bohlmann and
Aerial parts 318 Suwita, 1979a
g
H. natalitium DC. 3 91, 92 309 338 Bohlmann and Zdero,
Aerial parts and roots 108, 109 1979
54
54
Species Phenolic Derivatives Phloro- Pyrones Diterpenes Terpenes Other Reference
group
Plant
a b c d e f glucinols
g
H. nudifolium L. Less var. 23 142, 143 222, 237 261, 267 334 Jakupovic et al., 1986
nudifolium 144, 155, 239 276, 277 336 Bohlmann et al.,
Aerial parts and roots 158 278, 279 1978b h(H. nudifolium
281, 282 L. Less)
288, 289 Bohlmann and Zdero,
290, 291 1973 h(H.nudifolium
309 L. Less)
H.nudifolium L.Less var. 23 216, 217 276 335 Bohlmann et al.,
nudifolium 283 1984a
(= H. coriaceum Harv.)
Roots
g
H. nudifolium var. oxyphyllum 23 1 28 235 265 Bohlmann et al.,
(= H. oxyphyllum DC. 29 1980b h(H.
Aerial parts oxyphyllum Klatt)
g
H. nudifolium var. pilosellum 23 334 Bohlmann and Zdero,
(=H. latifolium Less.) 1973 h(H. latifolium
Less.)
H. nudifolium var. pilosellum 23 195, 196 Jakupovic et al., 1986
(= H. pilosellum (L.f.) Less) 197, 204
Roots 205
g
H. odoratissimum (L.) Sweet 4 31 58 90, 105 170 234 334 Van Puyvelde et al.,
Aerial parts and roots 64 170, 172 172 237 337 1989; Hänsel et al.,
1980; Bohlmann and
Zdero, 1973
H. oreophilum Klatt. 21 1 22 87 235 251 Jakupovic et al., 1986
Aerial parts 28 238 Bohlmann et al.,
29 1980b
H. pagophilum M.D. Hend. 27 58 Bohlmann et al.,
Aerial parts 1980b
g
H. pallidum DC. 23 195, 197 259 Bohlmann et al.,
Aerial parts and roots 205, 208 309 1980b
g
H. panduratum O.Hoffm. 18 256 Bohlmann and
Aerial parts 314 Abraham, 1979b
55
55
Species Phenolic Derivatives Phloro- Pyrones Diterpenes Terpenes Other Reference
glucinols
group
Plant
a b c d e f
g
H. patulum (L.) D. Don 18 110, 117 285 Bohlmann and
(= H. crispum Less) 129, 136 Suwita, 1979a h (H.
Aerial parts crispum Less)
g
H. pedunculatum Hilliard & 23 Dilika et al., 2000
Burtt Leaves Linoleic and oleic
acids
g
H. petiolare Hilliard & B.L.. 18 28 72 140 190 250, 251 334 Jakupovic et al.,
Burtt. 265, 275 1989b
Aerial parts 286, 287 Bohlmann and Zdero,
1973 (H. petiolatum
DC.)
g
H. platypterum DC. 20 55 70 83 90, 105 195 321 Jakupovic et al., 1986
Aerial parts and roots 107, 114, 196 338 Bohlmann et al.,
116, 151, 339 1980b
152, 153, Bohlmann and Zdero,
154, 159, 1979a
160, 161, Jakupovic et al., 1987
163, 164
165
H. polycladum Klatt 8 12 22 43 162 330 Bohlmann et al.,
Aerial parts and roots 9 23 44 1980b
28 51
H. populifolium DC. 16 331 Bohlmann et al.,
Roots 1980b
H. reflexum N. E. Br. 29 195 261 Bohlmann et al., 1985
(=H. refluxum N. E. Br.) 223 309 ** **other terpenes also
Aerial parts isolated, see reference
H. revolutum (Thunb.) Less 9 58 140 Jakupovic et al.,
Aerial parts 1989b
H. retortoides N.E. Br. 26 338 Bohlmann et al.,
Aerial parts 1980b
H. rosum (Berg.) Less. 9 140 322 Jakupovic et al.,
Aerial parts 1989b
56
56
Species Phenolic Derivatives Phloro- Pyrones Diterpenes Terpenes Other Reference
group
Plant
a b c d e f glucinols
57
Species Phenolic Derivatives Phloro- Pyrones Diterpenes Terpenes Other Reference
group
Plant
a b c d e f glucinols
H. tenax var tenax M.D. Hend. 30 228, 229 Drewes et al., 2006
leaves 230, 231,232
H. tenuiculum DC. 8 2 23 48 250, 315 Bohlmann et al.,
Aerial parts and roots 24 309 1979c
38
H. tenuifolium Killick. 22 1 41 54 70 83 254, 327, 329 Bohlmann and
Aerial parts and roots 55 256, 338, 352 Abraham, 1979b;
317 Bohlmann et al.,1984a
H. thapsus (O. Kuntze) Moeser 23 9 84 Bohlmann and Zdero,
Aerial parts 85 1983.
86
H. tomentosulum Klatt. Merxm 1 25 62 Jakupovic et al.,
subsp. aromaticum (Dinter) 1989b
Merxm.
Aerial parts
H. tricostatum (Thunb.) Less 11 58 Jakupovic et al.,
Aerial parts 66 1989b
H. trilineatum DC. 22 316 327 Bremner and Meyer,
Shoots and roots 333 1998; Bohlmann et
al., 1980b
H. umbraculigerum Less. 5 2 27 309 320, 356 Bohlmann and
Aerial parts 357, 358 Hoffmann, 1979
359, 360
361, 362,
363, 364,
365, 366,
367, 368,
369
H. vernum Hilliard 28 193, 195 260 Bohlmann et al.,
Roots 1980b
H. zeyheri Less. 1 89 185, 187 250, 264 Jakupovic et al., 1986
Aerial parts 103 191
a: Flavanone, b: Chalcone, c: Dihydrochalcone, d: Flavonol, e: Flavone, f: Other flavonoids, gUsed traditionally, hName used in reference
58
58
Figure 2.1 Flavanones (a)
R5
R1
R2O O
R3
OR4 O
R1 R2 R3 R4 R5 Plant
1 H H H H H H. acutatum
H. callicomum
H. cymosum
H. excisum
H. oreophilum
H. oxyphyllum
H. tenuifolium
2 Isopentenyl H H H H H. cymosum
H. hyphocephalum
H. tenuiculum
H. umbraculigerum
3 Hydroxy- H H H H H. hyphocephalum
isopentenyl
4 Oxo- H H H H H. hyphocephalum
isopentenyl
5 Geranyl H H H H H. hyphocephalum
6 H Isopentenyl H H H H. arthrixiifolium
H. rugulosum
7 OCH3 Isopentenyl H H H H. cymosum
8 H Isopentenyl H CH3 H H. rugulosum
9 H H Isopentenyl H H H. hyphocephalum
H. polycladum
H. rugulosum
H. thapsus
10 Isopentenyl Isopentenyl H H H H. rugulosum
11 Isopentenyl H Isopentenyl H H H. rugulosum
12 H CH3 H H H H. polycladum
13 OH CH3 H H H H. cymosum
14 OCH3 H H H H H. cymosum
H. glaciale
15 H H OCH3 H H H. glaciale
16 H H H CH3 H H. herbaceum
17 Isopentenyl H H H OH H. arthrixiifolium
18 H Isopentenyl H H OH H. arthrixiifolium
19 H H CH2-lactone H H H. excisum
H. lepidissimum
20 Isopentenyl H CH2-lactone H H H. lepidissimum
21 H Benzyl H Benzyl H H. gymnocomum
CH2OH
R CHO R
59
Figure 2.2 Chalcones (b)
R5
R1
R 2O OH
R3
OR4 O
R1 R2 R3 R4 R5 Plant
22 H H H H H H. acutatum
H. cymosum
H. kraussii
H. oreophilum
H. polycladum
H. scabrum
H. subglomeratum
23 Isopentenyl H H H H H. argyroplepis
H. athrixiifolium
H. dregeanum
H. cymosum
H. felinum
H. melanacme
H. polycladum
H. revolutum
H. rugulosum
H. tenuiculum
24 Isopentenyl CH3 H H H H. cymosum
H. rugulosum
H. tenuiculum
25 H Isopentenyl H H H H. athrixiifolium
H. rugulosum
H. tomentosulum
26 H Isopentenyl H CH3 H H. rugulosum
27 H H Geranyl H H H. umbraculigerum
28 H CH3 H H H H. cymosum
H. kraussii
H. oreophilum
H. oxyphyllum
H. petiolare
H. polycladum
29 H CH3 H CH3 H H. oreophilum
H. oxyphyllum
30 H CH3 H CH3 OH H. decorum
31 H H H CH3 OH H. heterolasium
H. odoratissimum
32 H Glucose H CH3 OH H. ps. Aff. H.cooperi
Harv.
33 H CH3 OCH3 CH3 H H. sutherlandii
34 H Isopentenyl H H OH H. athrixiifolium
35 H Benzyl H Benzyl H H.gymnocomum
OH
O O
O O OCH3
OH
OH O
OCH3 O
36 H. glomeratum 37 H. sutherlandii
60
OH
O OH
H3CO O
HO
OH O
OH O
39 H. kraussii, H. melanacme
38 H. cymosum, H. tenuiculum
R5
R1
R2 O OH
R3
OR4 O
R1 R2 R3 R4 R5 R6 Plant
40 H H H H OH H H. splendidum
41 H H H H H H H. tenuifolium
42 H H Isopentenyl H H H H. argyrolepis
43 H Isopentenyl H H H H H. polycladum
44 Isopentenyl H Isopentenyl H H H H. polycladum
45 E-Geranyl H OH H OH H H. monticola
46 Z-Geranyl H OH H OH H H. monticola
HO OMe OH
OH
HO OH
OH O
47 H. monticola *
R
O O
48 R = CH2CH=C(CH3)2
H. tenuiculum,H. argyrolepis
49 R = OCH3
H. argyrolepis, H. cymosum,
H. subglomeratum
O O
O OCH3 O OCH3
*
OCH3 O OCH3 O OH
50 H. sutherlandii 51 H. mundtii, H. polycladum
O O
O O OCH3
OCH3
*
OCH3 OH OCH3 OH OH
OH
52 H. mundtii 53 H. mundtii
61
Figure 2.4 Flavonols (d)
R5
R1
R2O O
R6
R3 OR4
OH O
R1 R2 R3 R4 R5 R6 Plant
54 H H H H H H H. aureonitens
H. tenuifolium
55 H H H CH3 H H H. platypterum
H. tenuifolium
56 OCH3 H H CH3 H H H. argyrophyllum
H. cymosum
57 OCH3 H H Angeloyl H H H. argyrophyllum
58 OCH3 CH3 OCH3 H H H H. dasyanthum
H. dregeanum
H. felinum
H. kraussii
H. odoratissimum
H.pagophilum
H. revolutum
H. tricostatum
59 OCH3 CH3 OCH3 CH3 H H H. cephaloideum
60 H H OCH3 CH3 H H H. heterolasium
61 H CH3 OH CH3 H H H. chrysargyrum
62 H CH3 OCH3 CH3 OH H H. tomentosulum
63 H H H H OH OH H. melanacme
64 H H H CH3 OH OH H. kraussii
H. melanacme
H. odoratissimum
65 OCH3 CH3 H H OH H H. cymosum
66 OCH3 CH3 H CH3 OH OH H. splendidum
H. tricostatum
67 OCH3 H H OCH3 H H H. excisum
68 H CH3 OCH3 CH3 OCH3 OCH3 H. chionosphaerum
69 H H H p-coumaroyl OH OH H. kraussii
glucoside
HO
HO
O OH
R O
CH2OCOCHCH OH
R
(E-configuration)
Angeloyl = p-Coumaroyl glucoside = H
R2O O
R3 R6
OR4 O
R1 R2 R3 R4 R5 R6 Plant
70 H H H H H H H. kraussii
H. platypterum
H. tenuifolium
62
R5
R1
R2O O
R3 R6
OR4 O
71 H CH3 H H H H H. kraussii
72 OCH3 CH3 H H H H H. excisum
H. petiolare
73 OCH3 CH3 H CH3 H H H. mundtii
74 OH CH3 OCH3 H H H H. herbaceum
H. mimetes
75 OCH3 CH3 OCH3 CH3 H H H. herbaceum
76 OCH3 H OCH3 CH3 OCH3 H H. herbaceum
77 H CH3 H CH3 H H H. herbaceum
78 OH CH3 OCH3 CH3 H H H. herbaceum
79 H H H H OH H H. cooperi
80 OH Glucose H H OH H H. excisum
O
O O
CH3O O
81 H. mundtii
R1 R5
HO O Ph R2O O
R3 OR4
OH OH O
82 H hyphocephalum 83-86
R1 R2 R3 R4 R5 Plant
83 H H H H H H. lepidissimum
H. platypterum
H. tenuifolium
84 H H Isopentenyl H H H. thapsus
85 H H Geranyl H H H. thapsus
86 H H Isopentenyl Ac H H. thapsus
R3
R4O OR2
R1
R5
OR6 O
R1 R2 R3 R4 R5 R6 Plant
87 CH3 H Isopentenyl H H H H. candolleanum
H. oreophilum
88 CH3 H Geranyl H H CH3 H. cerastioides
89 CH(CH3)2 H H H H H H. callicomum
H. zeyheri
63
R3
R4O OR2
R1
R5
OR6 O
R1 R2 R3 R4 R5 R6 Plant
90 CH(CH3)2 H Isopentenyl H H H H. asperum
H. flanagani
H. gymnoconum
H. indicum
H. infaustum
H. kraussii
H. moeseranium
H. odoratissimum
H. platypterum
91 CH(CH3)2 H E-Geranyl H H H H. anomalum
H. infaustum
H. krookii
H. monticola
H. natalitium
92 CH(CH3)2 H (Z)-Geranyl H H H H. krookii
H. natalitium
93 CH(CH3)2 H H Isopentenyl H H H. asperum
H. spiralepis
94 CH(CH3)2 H H Geranyl H H H. anomalum
95 CH(CH3)2 CH3 H Geranyl H H H. gymnocomum
96 CH(CH3)2 H H Hydroxy- H H H. asperum
isopentenyl
97 CH(CH3)2 H H Acetoxy H H H. asperum
isopentenyl
98 CH(CH3)2 H Acetoxy- H H H H. asperum
isopentenyl H. caespititium
99 CH(CH3)2 H H CH2CH2CH- H H H. asperum
(CH3)COOH
100 CH(CH3)2 H H CH2CH2CH- H H H. asperum
(CH3)COOMe
101 CH(CH3)2 H Isopentenyl H H CH3 H. gymnocomum
102 CH(CH3)2 H CH2CH(OH) H H H H. gymnocomum
C(CH3)=CH2
103 CH(CH3)CH2 H H H H H H. callicomum
CH3 H. zeyheri
104 CH(CH3)CH2 CH3 CH3 H H H H. nanum
CH3
105 CH(CH3)CH2 H Isopentenyl H H H H. asperum
CH3 H. flanagani
H. gymnocomum
H. indicum
H. infaustum
H. moeseranium
H. odoratissimum
H. platypterum
106 CH(CH3)CH2 H Isopentenyl CH3 H H H. cephaloideum
CH3
107 CH(CH3)CH2 H Isopentenyl H H CH3 H. gymnocomum
CH3 H. platypterum
64
R3
R4O OR2
R1
R5
OR6 O
R1 R2 R3 R4 R5 R6 Plant
108 CH(CH3)CH2 H (E)-Geranyl H H H H. krookii
CH3 H. monticola
H. natalitium
109 CH(CH3)CH2 H (Z)-Geranyl H H H H. krookii
CH3 H. natalitium
110 CH(CH3)CH2 H H Isopentenyl H H H. asperum
CH3 H.patulum (H.
crispum in
reference)
H. spiralepis
111 CH(CH3)CH2 C H Geranyl H H H. gymnocomum
CH3 H3
112 CH(CH3)CH2 H H Hydroxy- H H H. asperum
CH3 isopentenyl
113 CH(CH3)CH2 H H Acetoxy- H H H. asperum
CH3 isopentenyl
114 CH2CH(CH3)2 H Isopentenyl H H H H. platypterum
115 CH2CH(CH3)2 H Isopentenyl CH3 H H H. cephaloideum
116 CH2CH(CH3)2 H Isopentenyl H H CH3 H. platypterum
117 CH=C(CH3)2 H H Isopentenyl H H H. patulum (H.
crispum in
reference)
118 CH2CH3 H H Isopentenyl H H H. spiralepis
119 CH2CH2CH3 H Isopentenyl H H H H. asperum
120 CH2CH2CH3 O Isopentenyl H OCH3 H H. litorale
C
H3
121 CH2CH2CH3 H Acetoxy- H H H H. asperum
isopentenyl
122 CH2CH2CH3 H H Isopenteny H H H. asperum
123 CH2CH2CH3 H H Hydroxy- H H H. asperum
isopentenyl
124 CH2CH2CH3 H H Acetoxy- H H H. asperum
isopentenyl
125 CH2CH2CH3 H H Dihydroxy- H H H. asperum
isopentenyl
126 CH2CH2CH3 H H CH2CH2CH- H H H. asperum
(CH3)COOH
127 CH2CH2CH(C H Isopentenyl H H H H. caespititium
H3)2
128 Ph H Isopentenyl H H H H. asperum
H. candolleanum
129 Ph H E-Geranyl H H H H. litorale
H. monticola
H. patulum (H.
crispum in ref)
130 Ph H Z-Geranyl H H H H. monticola
65
R3
R4O OR2
R1
R5
OR6 O
OH OAc
Hydroxyisopentenyl = R Acetoxyisopentenyl = R
O OH
* R
OH O
R Plant
137 CH(CH3)2 H. callicomum
138 CH(CH3)CH2CH3 H. cephaloideum
H. mixtum
139 CH2CH(CH3)2 H. cephaloideum
H. mixtum
OH O
HO O
H3CO
O O
R2O OR3 O OCH3
*
1
R
O O O O
1 2 3 144 H. nudifolium
R1 R2 R3 Plant
141 CH3 CH3 H H. cerastioides
142 CH(CH3)2 H H H. nudifolium
143 CH(CH3)2 H CH3 H. nudifolium
66
O
O OCH3
R1
H
OCH3 OR2
R1 R2 Plant
145 CH(CH3)2 H H. chrysargyrum
146 CH(CH3)2 CH3 H. chrysargyrum
147 CH(CH3)CH2CH3 H H. chrysargyrum
148 CH(CH3)CH2CH3 CH3 H. chrysargyrum
O
O OCH3
OCH3 O
R
149 CH(CH3)2 H. chrysargyrum
150 CH(CH3)CH2CH3 H. chrysargyrum
R4 * OH
* O OH OH
O OH
Ph
HO O
R1
R3 OH O
Ph O
OR2 O
157 H. litorale, H. spiralepis
156 H monticola
R1 R2 R3 R4 Plant
151 CH(CH3)CH2CH3 H H CH3 H. platypterum
152 CH(CH3)CH2CH3 CH3 H CH3 H. platypterum
153 CH2CH(CH3)2 H H CH3 H. platypterum
154 CH2CH(CH3)2 CH3 H CH3 H. platypterum
155 CH2CH(CH3)2 CH3 OH CH2CH2 H. nudifolium
CH=C(CH3)2
O OH OH
O OH
O O
HO O HO OH
O OH
* OH OH
OMe
* *
HO OH
HO OH HO OH
OH O
67
OH
O OAc
O
O HO OH
OH Ph
CH3O
* OAc OAc
HO OH
162 H. polycladum
161 H. platypterum
O O *
O
O O O
O HO OH HO HO
O OH O OH
OH OH OH
*
* * *
*
O OH O OH O OH
OH
HO O HO O
HO O *
OH O OH O
OH O
2 isomers. 166; 167 H. bellum 168 H. callicomum 169 H. callicomum
O O
OH
R3O OR2
R1
R4
OH O
R1 R2 R3 R4
68
O O
OH
O OR2
* R1
OH O
R1 R2
179 CH(CH3)CH2CH3 H H. cephaloideum
H. mixtum
180 CH2CH(CH3)2 H H. cephaloideum
H. mixtum
O O
OH
* O OR2
R3 R1
OH O
R1 R2 R3
181 CH3 H CH2CH2CHC(CH3)2 H. cerastioides
182 CH(CH3)CH2CH3 H CH3 H. mixtum
183 CH2CH(CH3)2 H CH3 H. mixtum
OR3
R2
R1 O O
R1 R2 R3
184 CH2CH3 CH3 CH3 H. callicomum
185 CH(CH3)2 CH3 CH3 H. callicomum
H. zeyheri
186 CH(CH3)2 CH2OH CH3 H. callicomum
187 CH(CH3)2 CH3 H H. zeyheri
OMe O
O O O O *
O O O O
OMe OMe
HO
190 H. petiolare
188 H. drakenbergense
189 H. mimetes
O
O *
OH
191 H. zeyheri
69
Figure 2.8 Diterpenes
OH
R1
R1
192 O H. albirosulatum
193 H H. albirosulatum
H. vernum
194 OH, H H. albirosulatum
R6
R5
R3
R4 R7
R8
R2 R9
R1
R1 R2 R3 R4 R5 R6 R7 R8 R9 Species
195 COOH H H CH2 H.
argentissimum
H. aureum
H. bellum
H.
chionosphaerum
H. confertum
H. cooperi
H. fulvum
H. kraussii
H.
miconiifolium
H. moeseranium
H. pallidum
H. pilosellum
H. platypterum
H. reflexum
H. vernum
196 COOH H H CH2 9,11- H. aureum
double H. pilosellum
bond H. platypterum
H. ruderale
197 COOH H OCO CH2 H. aureum
CH3 H. cooperi
H. heterolasium
H. pallidum
H. pilosellum
H. ruderale
198 COOH OCO CH2 H. aureum
CH3 H. cooperi
H. heterolasium
199 COOH OCO CH2 H.
CH3 chionosphaerum
200 COOH CH2 OCOCH3 H. heterolasium
70
R6
R5
R3
R4 R7
R8
R2 R9
R1
R1 R2 R3 R4 R5 R6 R7 R8 R9 Species
201 COOH CH2 OH H.
chionosphaerum
H. dasyanthum
202 COOH OH CH2 OH OH H. dasyanthum
203 COOH CH3 H H H. fulvum
*15,16 double
bond
204 CH2O H H CH2 H. aureum
H H. heterolasium
H. pilosellum
205 CHO CH2 H. heterolasium
H.
miconiifolium
H. pallidum
H. pilosellum
206 CH2OC H H CH2 H. aureum
OCH2C
OOH
207 CH3 OH CH2 H.aureum
OH H.
chionosphaerum
208 CH3 H, H. pallidum
OH
R2
R1
R1 R2
209 COOH H H. aureum
H. chionosphaerum
210 COOH OH H. fulvum
211 COOH OCOCH3 H. fulvum
212 CH2OH H H. chionosphaerum
OH OH
H H
R2 R1
216 abienol, H. nudifolium 217 (isoabienol, H. nudifolium (H.
(H. coriaceum in reference) coriaceum in reference)
R1 R2
213 CH3 CH3 H. confertum
H. sutherlandii
214 H COOCH3 H. confertum
215 COOCH3 H H. confertum
71
R2 R1
1
R R2
218 CH3 CH2OH H. setosum
219 CH2OCOCH2COOH CH3 H. setosum
220 CH3 CH2OCOCH2COOH H. setosum
CH2OH
OH OH
H
221 H. confertum
222 H. nudifolium
H
COOH COOH
223 H. refluxum 224
H. chionospaerum
225 COOH
H. chionospaerum Dehydroabietic acid
226 H. chionospaerum, H. candolleanum
H
H
H
COOH
HOH2C
227
H. chionospaerum 228 H. tenax
HOCH2 HOCH2
H2C H2C
O H2C O H2C
COCH2COO COCH2COO
72
* * OH
*
O OH
OH
geranyl linalool
12-Oxo-geranyl linalool
236 H. mundtii, H. nanum, H. subfalcatum
235 H. krebsianum, H. oreophilum, H.
oxyphyllum
O
OH
* *
HO
OH
OH OH
* *
OH OH
OH O O OH
*
*
CHO CH2OH
* * * COOH OH
245 H. callicomum
246 geranyl nerol
H. mimetes
247 H. argyrophyllum
CH2OH CH2OAc
73
Figure 2.10 Sesquiterpenes
250 α-humulene =
humulene
H. anomalum 251 α-humulene- 252 253
H. aureonitens epoxide H. callicomum H. aureonitens
H. chionospaerum H. kraussi
H. cymosum H. petiolare
H. dregeanum H. oreophilum
H. glomeratum
H. infaustum
H. kraussii
H. nanum
H. petiolare
H. tenuiculum
H. zeyheri
CH2OH
COOH
254
H. herbaceum 255 256 257
H. heterolasium H. chionospaerum H. aureum H. chionospaerum
H. splendidum H. drakenbergense
H. tenuifolium H. glomeratum
H. herbaceum
H. panduratum
H. splendidum
H. tenuifolium
OH
261
H. chionospaerum 262 263
260 H. krausii
H. vernum H. kraussi H. mimetes
H. nudifolium
H. reflexum
O
74
270
γ-curcumene H. bellum, H. callicomum, H. cephaloideum,
endoperoxide 269
H. argyrophyllum H. chrysargyrum, H. cymosum, H. krookii,
268 H. litorale
H. mimetes H. mimetes
OH
nerolidol
271 272
H. mimetes, H. splendidum, H. drakenbegense
H. subglomeratum
OH
HO OH HO OH O
H H
β-isocomene isocomene-5,6-epoxide O H
silphiperfolene
277 H. nudifolium 278 H. nudifolium 279 H. nudifolium 280 H. aureum
H
silphinene modhephene α-bergamotene
281 H. nudifolium 282 H. nudifolium 283 H. coriaceum
OH
H H H OH
H
H H
H H HO
spathulenol ledol
285 286 287
284
H. crispum H. dasyanthum H. heterolasium
H. albirosulatum
H. heterolasium, H. petiolare
H. montanum,
H. petiolare
H. splendidum
H H H H
H H OAc H
H OAc H OH
75
H H
O O O O
O O O O
OH OH H H
OH OH OH
OH
292 H. dasyanthum 295 H. dasyanthum
293 H. dasyanthum 294 H. dasyanthum
H H H H
O O O O
O O O O
H H H H
OH OH OH OH
296 H. dasyanthum 299
297 H. splendidum 298 H. splendidum H. splendidum
O O
O O
O
O O
302 304
H. splendidum 303 305
H. splendidum H. splendidum, H. argentissimum
H. montanum
O O
O
O OH
HO
squalene 310 H. callicomum
309
H. acutatum, H. appendiculatum, H. aureonitens,
H. callicomum, H. chrysargyrum, H. cymosum, H.
drakenbergense, H. glomeratum, H.
hypocephalum, H. krookii, H. mimetes, H.
monticola, H. natalitium, H. nudifolium, H.
pallidum, H. tenuiculum, H. umbraculigerum
76
CO2H CO2H
AcO AcO
CO2H
HO HO
313 H. mundtii 314 H. mundtii, H. panduratum
COOH
HO HO
HO
317 H. tenuifolium
OCO(CH2)7(CH=CHCH2)3CH3
O HO O O
O O O O
O
CH3O O
320 O
319 OH
H. argyrophyllum H. umbraculigerum 321 H. platypterum 322 H. rosum
Me(CH2)7CH CH(CH2)4 O
O
OH
324 H. hypocephalum
323 H. aureonitens
O O
Me(CH2)7 O Me(CH2)4CHCHCH 2 O
77
HO HO OMe HO
S CCH Cl
HC C S MeCO S
O
Cl Cl
327 H. tenuifolium 328 H. acutatum * 329 H. tenuifolium
H. trilineatum
S S S MeC S [C C]2CH=CH2
330 H. polycladum,
331 H. populifolium*
H. splendidum
MeO O
Me[C C]3CH Cl
O Me[C C]3CH Cl
Me[C C]3 Cl O
CH2OH CH2OH
HC OAng HC OAng CH2OH
CH2OCO(CH 2) 8CH 3 CH2OCO(CH2)7CHMe2 HC OAng
345 H. argyrophyllum 346 CH2OCO(CH2)10CH3
H. cerastroides* H. argyrophyllum 347 H. cerastroides**
*
Configuration at double bonds and stereocentres not indicated in original sources
78
MeO OH O
HO O O MeO O O O O O O
MeO O
348 H. swynnertonii 349 H. acutatum 351 obliquin
350 H. cymosum H. dasyanthum
OH O O HO MeO
Ph Ph
O
OH OH
352 353 354 355
H. drakenbergense H. argyrophyllum H. chionospaerum H. chionospaerum
H. tenuifolium
OH OH
HO Ph HO
COOH R
356 H. umbraculigerum 357 R =H,
358 R = COOH H. umbraculigerum
OH OH
HO Ph HO
R COOH
OR
OH
HO Ph
COOH
HO Ph
362 H. umbraculigerum 363 364 365 366 367
R H iBu iVal MeBu Ang
(H. umbraculigerum)
OH
HO
HO Ph
COOR
368 R = H
369 R = Me H. umbraculigerum
O
R
iVal = isovaleryl = R
iBu = isobutyryl = O
O O
R R
MeBu = 2-methylbutyryl = Ang = angeloyl =
79
CHAPTER 3
3.1 Introduction
There are two main reasons why researchers should concern themselves with antimicrobial
research. Firstly, it is well established that resistance of bacteria, especially those
associated with serious infections, are increasing against antibiotics worldwide (Alanis,
2005; Chander et al., 2007; Jansen et al., 2006; Overbye and Barret, 2005). Secondly,
another alarming trend is the global decrease in antibacterial and antibiotic research by
large pharmaceutical companies. There are various reasons for this decrease: 1)
development of resistance against any antimicrobial drug is almost guaranteed as the most
resistant individuals in a bacterial population is naturally selected, 2) antibiotics are taken
as short courses and are therefore at an economic disadvantage when compared to drugs
directed at chronic conditions such as cardiovascular disease which is taken daily over a
long period of time, and 3) due to the AIDS epidemic shared anti-infective resources has
been mostly used for antiviral research, decreasing the funding available for antimicrobial
research. Furthermore, an increase in regulatory requirements have led to an increase in
developmental costs, patents expire soon after market introduction and the reservation of
new drugs for special situations result in decreased revenues (Overbye and Barret, 2005;
Norrby et al., 2005). Some of the most useful antibiotics have been obtained from natural
products (Butler, 2005; Silverman, 1992) and it seems reasonable to use nature as a source
of inspiration to search for chemical entities in the fight against the ever evolving
microbes.
Even if compounds isolated from plants cannot claim the same success in the clinical
setting as those isolated from soil bacteria for instance, several phytochemicals exhibit
antimicrobial activity (Gibbons, 2004). As set out in Chapter 2, the antimicrobial activities
of extracts from the genus Helichrysum have been determined by different laboratories and
80
this genus is rich in anti-infective compounds such as phloroglucinols, diterpenes, and
flavonoids (Dekker et al., 1983; Drewes et al., 2006; Drewes and Van Vuuren, 2008;
Süzgeç et al., 2005). Helichrysum species are also widely used in traditional medicine to
treat ailments associated with antimicrobial infections. It is often used to dress wounds and
to treat patients with respiratory diseases. These facts indicate that the genus is a potential
promising source of antimicrobial compounds. Moreover, although there are several
reports on the antimicrobial activities of Helichrysum extracts, comparative toxicity values
are often not available (Drewes et al., 2006; Lourens et al., 2004; Mathekga and Meyer,
1998), indicating the importance of a study to determine relative toxicity.
81
H. herbaceum H. cf. swynnertonii H. oreophilum
The extracts of H. herbaceum and H. rugulosum flowers were the only extracts active
against the yeast C. neoformans and exhibited MIC’s of 0.5 and 1.0 mg/ml, respectively.
The flower extract of H. rugulosum showed much better activity against S. aureus, S.
epidermidis, and K. pneumoniae than the extract of the leaves and stems of the same plant.
Since this flower extract had much better activity than the stems and leaves, investigating
the flower extracts of other species may yield interesting results in a future study. There
are reports on the traditional use of six of the seven most active species relating to
antimicrobial use. For example, H. foetidum is used to treat festering sores while H.
odoratissimum is used to treat wounds and burns, indicating that the traditional use should
be considered in species selection.
Although the MIC values observed for some species seem promising, in several cases
toxicity (inhibition of Graham cell growth) was also observed at 0.1 mg/ml. The MIC’s for
H. aureum extract, for example, are 0.02 and 0.01 mg/ml against S. aureus and B. cereus,
respectively, but only 5% Graham cell growth is observed at a concentration of 0.1 mg/ml.
Species with potential toxicity include H. acutatum, H. aureum var aureum, H.
platypterum and H. rugulosum, since less than 10% Graham cell growth was observed at
the test concentration (100 µg/ml).
83
concentration of extract, indicating a degree of selectivity. In general, the MCF-7 cells
were more sensitive towards the extracts than either the Graham or SF-268 cells.
3.3 Conclusion
The antimicrobial activities of 35 Helichrysum species have been shown in relation to their
cytoxicity. The results of this study enabled us to select Helichrysum species for further
study. Criteria used for selection included biological activity, availability of plant material,
whether phytochemical studies have been performed on the species previously, and the
presence of promising phytochemicals in related species. Based on these criteria, the
species selected for further study included Helichrysum splendidum, H. montanum, and H.
excisum.
Although the extract of H. splendidum did not exhibit potent antimicrobial or anticancer
activity (the extract was relatively non-toxic to normal cells) an interesting class of
compounds, namely guaianolides, was previously isolated from this species. These types
of compounds are used as anticancer agents and exhibit anti-inflammatory activity, which
is interesting considering its traditional use to treat rheumatism. The ambiguities that exist
in literature regarding the stereochemistry of these isolated compounds prompted us to
reinvestigate this species (Chapter 4).
It was proposed that the morphologically related species, H. montanum, would exhibit
phytochemistry similar to that of H. splendidum. No previous phytochemical investigations
have been carried out on this species and it was anticipated that it would be a source of
exciting sesquiterpenoids. Furthermore, this species inhibited the growth of all three cell
lines in the cytotoxicity assay, indicating the possible presence of cytotoxic compounds
(Chapter 5).
Helichrysm excisum was selected for further study based on the fact that it exhibited
promising antimicrobial activity, relative low toxicity and except for the essential oil, has
not been studied phytochemically (Chapter 6).
84
3.4 Experimental
85
MIC values were determined by the 96-well microplate method (Fig. 3.2) as described by
Eloff (1988) and adapted by Magee et al. (2006). Stock solutions were prepared by
dissolving samples in DMSO (64 mg/ml) since dissolution problems occurred with
solvents such as acetone. Sterile water (100 µl) was added to all wells of the microtitre
plate. The stock solutions (100 µl) of 10 different extracts were added to the first row
(wells A1-A10) of the 96-well plate, mixed with the water and 100 µl of the resulting
solution transferred to the next row of the plate. This process of serial dilution was
repeated for all rows until the last row, where the remaining 100 µl was discarded. A fixed
bacterial culture (100 µl) of approximate inoculum size of 1 × 106 colony forming units
(CFU)/ml in TSB was added to all wells to obtain a concentration range of 16 to 0.125
mg/ml of extract. Further dilutions were prepared when activity below these ranges were
observed.
The plates were incubated at 37 ºC for 24 h for bacteria and 48 h for the yeast. MIC values
were determined at least in duplicate. Positive controls included ciprofloxacin for bacteria
and amphotericin B for the yeast (column 11). A solvent control (column 12) was included
with the assay since DMSO has antimicrobial activity and samples with MIC values equal
to that found for DMSO were considered not susceptible (NS, Table 5.2). After the
incubation period, 50 µl of a 0.4 mg/ml p-iodonitrotetrazolium violet (INT) solution was
added to all wells and left for 6 h (except Cryptococcus which was left for 12 h) at room
temperature before reading the MIC’s.
The method is based on the principle that the colourless tetrazolium compound (INT) acts
as an electron acceptor and is reduced to a coloured product by biologically active
organisms (Eloff, 1998). The MIC value was determined as the lowest concentration of
sample required to inhibit the growth of test organisms. Wells where bacterial growth
occurred stained red in the presence of INT and the concentration in the first unstained
well was taken as the MIC.
86
Figure 3.2 Example of a 96 well plate used to determine MIC’s. Wells where red staining
occurs are indicative of bacterial growth. In clear (yellow) wells no bacterial growth
occurs. The concentration in the first clear well is taken as the MIC. Column 11 is used for
the negative control (solvent) and column 12 for the positive control (e.g. ciprofloxacin).
Cell lines
Breast adenocarcinoma (MCF-7) and neuronal (glioblastoma) (SF-268) cell lines were
obtained from the Division of Cancer Treatment and Diagnosis, National Cancer Institute
(NCI), Fairview Centre, Frederick Maryland in the United States of America. Transformed
human kidney epithelial cells (Graham cells) were obtained from Dr. Robyn van Zyl from
the Department of Pharmacy and Pharmacology, University of the Witwatersrand.
87
KCl (0.3 g), Na2HPO4.2H2O (0.73 g) and KH2PO4 (0.2 g) in one litre of distilled Millipore
water which was then autoclaved. Trypan blue was prepared at a concentration of 2 mg/ml
in PBS and the solution of tris(hydroxymethyl)aminomethane (Tris base) was prepared at a
concentration of 10 mM (pH 10.5) with distilled Millipore water. All solutions were stored
at 4 ºC until required.
Preparation of cells
The cells were maintained at 37 °C in a 5% CO2 humidified incubator. The media was
replaced three times a week and the cells were trypsinised weekly, and then allowed to
reach confluency before being used in the assay. After trypsinisation, a single cell
suspension was obtained, stained with trypan blue and cell density determined on a
haemacytometer. The stock cell suspension was then diluted to the required cell
concentration with culture media. The experiment was carried out only when at least 95%
of cells were viable. The Graham cells were seeded at 25 000 cells/well, while the MCF-7
and SF-268 cells were seeded at 15 000 cells/well.
SRB assay
A volume of 100 µl of the prepared cell suspension was plated out in all wells of the 96
well plate except rows A and H. Wells A1, A2, H1 and H2 served as blanks, while wells A3-
A12 and H3-H12 were used as colour controls for samples. Media without cells were
therefore transferred to these wells. A duplicate plate was prepared to serve as a time zero
plate (reference plate to indicate cell growth at time of sample addition). The plates were
then incubated for 24 hours at 37 °C in 5% CO2 at 100% relative humidity to allow for
attachment of cells. After incubation, 100 µl of the prepared samples was added to the
appropriate wells (Fig 3.3) to obtain concentrations of 100 µg of sample per well. Samples
were plated out in triplicate or quadruplicate.
88
1 2 3 4 5 6 7 8 9 10 11 12
A Blank Blank C1 C2 C3 C C C C C C C
B Cell control S1 S1
C Cell control S1 S1
D Cell control S2 S2
E Cell control S2 S2
F Cell control S3 S3
G Cell control S3 S3
H Blank Blank C1 C2 C3 C C C C C C C
Figure 3.3 Representation of a microtitre plate used in the SRB assay. Blank = only
culture media without cells; Cell control = cells with only media and no sample; C =
sample control, sample and culture media, no cells; S = cells and sample.
Plates were then incubated for a further 48 hours. The time zero plate was however, not
incubated, but the cells were fixed after the first 24 hour incubation period to establish that
adequate cell growth occurred before addition of samples. At the end of the 48 hour
incubation period, cells were fixed with TCA. Ice-cold TCA (50 µl) was added to all wells
and the plates incubated for a further hour at 4 °C, where after the supernatant was
discarded and the plates washed copiously (five times) to remove all TCA, growth medium
and extract residues. Plates were then air dried at room temperature. To stain the fixed
cells, the SRB solution (100 µl) was added to all wells and left for approximately 10
minutes, where after the SRB solution was discarded and the plates washed thoroughly
with 1% acetic acid to remove all unbound dye. The plates were again air dried. The bound
dye was solubilised through the addition of 200 µl Tris base. The absorbance was read at
492 nm against a Tris base blank after the plates were shaken at 960 rpm for 3 minutes.
89
Determination of percentage cell growth
The percentage cell growth in reference to control growth was calculated as follows:
% cell growth = (mean abs test sample – mean abs background) *100
(mean abs control – mean abs blank)
where “mean abs test sample” refers to the mean absorbance at 492 nm obtained for the
three similar sample wells (100 µl cell suspension + 100 µl sample)
“mean abs background” refers to the mean absorbance at 492 nm of the wells
containing only media (100 µl) and sample (100 µl)
“mean abs control” refers to absorbance of wells containing only cell suspension
and no sample.
“mean abs blank” refers to wells containing only media and neither cells nor
sample.
3.5 References
Alanis, A.J., 2005. Resistance to antibiotics: Are we in the post-antibiotic era? Archives of Medical Research
36, 697-705.
Butler, M.S., 2005. Natural products to drugs: natural product derived compounds in clinical trials. Natural
Product Reports 22, 162-195.
Chander, Y., Gupta, S.C., Goyal, S.M., Kumar, K., 2007. Perspective. Antibiotics: has the magic gone?
Journal of the Science of Food and Agriculture 87, 739-742.
Dekker, T.G., Fourie, T.G., Snyckers, F.O., Van der Schyf, C.J., 1983. Studies of South African medicinal
plants. Part 2. Caespitin, a new phloroglucinol derivative with antimicrobial properties from Helichrysum
caespititium. South African Journal of Chemistry 36, 114-116.
Drewes, S.E., Mudau, K.E., Van Vuuren, S.F., Viljoen, A.M., 2006. Antimicrobial monomeric and dimeric
diterpenes from the leaves of Helichrysum tenax var tenax. Phytochemistry 67, 716-722.
Drewes, S.E., Van Vuuren, S.F., 2008. Antimicrobial acylphloroglucinols and dibenzyloxyflavonoids from
flowers of Helichrysum gymnocomum. Phytochemistry 69, 1745-1794.
Eloff, J.N., 1998. A sensitive and quick microplate method to determine the minimal inhibitory concentration
of plant extracts for bacteria. Planta Medica 64, 711-713.
Gibbons, S., 2004. Anti-staphylococcal plant natural products. Natural Product Reports 21, 263-277.
Jansen, W.T.M., Van der Bruggen, J.T., Verhoef, J., Fluit, A.C., 2006. Bacterial resistance: A sensitive
issue. Complexity of the challenge and containment strategy in Europe. Drug Resistance Updates 9, 123-133.
90
Kamatou, G.P.P., Van Zyl, R.L., Davids, H., Van Heerden, F.R, Lourens, A.C.U., Viljoen, A.M., 2008.
Antimalarial and anticancer activities of selected South African Salvia species and isolated compounds from
S. radula. South African Journal of Botany 74, 238-243.
Lourens, A.C.U., Reddy, D., Başer, K.H.C., Viljoen, A.M., Van Vuuren, S.F., 2004. In vitro biological
activity and essential oil composition of four indigenous South African Helichrysum species. Journal of
Ethnopharmacology 95, 253-258.
Magee, A.R., Van Wyk, B-E., Van Vuuren, S.F., 2006. Ethnobotany and antimicrobial activity of sieketroos
(Arctopus species). South African Journal of Botany 73, 159-162.
Mathekga, A.D.M., Meyer, J.J.M., 1998. Antibacterial activity of South African Helichrysum species. South
African Journal of Botany 64, 293-295.
Monks, A., Scudiero, D., Skehan, P., Shoemaker, R., Paull, K.D., Vistica, D., Hose, C., Langley, J., Cronise,
P., Vaigro-Wolff, A., Gary-Goodrich, M., Campbell, H., Mayo, J., Boyd, R., 1991. Feasibility of a high-flux
anticancer drug screen using a diverse panel of cultured human tumour cell lines. Journal of the National
Cancer Institute 183, 757−766.
Norrby, S.R., Nord, C.E., Finch, R., 2005. Lack of development of new antimicrobial drugs: a potential
serious threat to public health. The Lancet: Infectious Diseases 5, 115-119.
Overbye, K.M., Barret, J.F., 2005. Antibiotics: where did we go wrong? Drug Discovery Today 10, 45-52.
Silverman, R.B., 1992. The Organic Chemistry of Drug Design and Drug Action. Academic Press: London,
pp. 5, 8.
Süzgeç, S., Meriçli, A.H., Houghton, P.J., Çubukçu, B., 2005. Flavonoids of Helichrysum compactum and
their antioxidant and antibacterial activity. Fitoterapia 76, 269-272.
Voigt, W., 2005. Sulforhodamine B assay and chemosensitivity. Methods in Molecular Medicine 110,
39−48.
Wu, F.Y.H., Liao, W.C., Chang, H.M., 1993. Comparison of antitumour activity of vitamin K1, K2, and K3
on human tumour cells by two (MTT and SRB) cell viability assays. Life Sciences 52, 1797−1804.
91
Table 3.1 Helichrysum species collected.
84
Plant species Voucher number Locality/ date collected
22. H. pandurifolium Schrank A. Lourens 35 (ex. J. Manning) Cape Agulhas; 01/2004
23. H. patulum (L.) D. Don. A. Lourens 36 (ex. J. Manning) Cape Agulhas; 01/2004
24. H. petiolare Hilliard and Burtt J. Vlok 2827 Western Cape, Oudtshoorn, base of Robinson pass, near farm Moerasrivier; 20/12/2002
25. H. platypterum DC. A. Lourens and A. Viljoen 30 Mpumalanga, Just outside Dullstroom on road to Belfast. (Sign 56/0). Farm dam on left
hand side of road. Approx. 500 m from Uitvlugt turn-off; 25/01/2004
26. H. psilolepis Harv. A. Lourens and A. Viljoen 11 Free State, 2 km from Clarens on road to Koster. S 28 31 12; E 28 26 45; 6062 ft.;
03/01/2004
27. H. retortum (L.) Willd. A. Lourens 37 (ex. J. Manning) Cape Agulhas; 01/2004
28. H. rosum (Berg.) Less. cf. var. J. E. Victor 2436 Amatolas
rosum
29. Helichrysum ruderale Hilliard A. Lourens and A. Viljoen 32 KwaZulu-Natal, Hilton, Weir street; 14/11/2004
and Burtt
30. H. rugulosum Less. A. Lourens and A. Viljoen 8 North West, on Derby road, from Klerkskraal dam, 19 km from turn-off. Along road side.
S 26 05 33; E 27 07 04; 4933 ft.; 12/12/2003.
31. H scitilum Hiliard and Burtt F. van Heerden 2 Western Cape, Koueveld mountains, on farm Weltevrede Murraysburg; 25/12/2003.
32. H. simillimum DC. A. Lourens and A. Viljoen 23 KwaZulu-Natal, on road from Loteni to Himeville. Near Loteni stock theft unit. S 29 33
44.3; E 29 35 45.6; 4652 ft.; 10/01/2004
33. H. splendidum (Thunb.) Less. A. Lourens and A. Viljoen 2 Mpumalanga, 2.6 km from God’s Window at stop point near “Staircase”, 27/09/2003
34. H. wilmsii Moeser A. Lourens and A. Viljoen 5 Mpumalanga, Robbers pass, approx. 2 km after crystal Springs turn-off on road from
Lydenburg to Pelgrims Rest. (Approx. 9 km from Pelgrims Rest). S 24 52 34.2; E 30 42
13.8; 04/10/2004
35. H. zeyheri Less. F. van Heerden 3 Western Cape, Koueveld mountains, on farm Weltevrede Murraysburg
93
85
Table 3.2 Antimicrobial activity (MIC, mg/ml) and cytotoxicty (at 0.1 mg/ml ± standard deviation) of Helichrysum extracts
Antimicrobial activitya
Plant Species Test organisms Cytotoxicitya,b
86
Antimicrobial activitya
Plant Species Test organisms Cytotoxicitya,b
C. P. S. K. % Growth % Growth of % Growth
neoformans aeruginosa S. aureus B. cereus epidermidis pneumoniae of Graham SF-268 cells of MCF-7
cells cells
H. odoratissimum (L.) Sweet NS NS 0.02 0.03 4 2 17.5±0.4 48.2±1.4 7.4±0.7
H. oreophilum Klatt NS NS 4 4 NS NS 63.4±2.2 82.9±3.0 34.8±0.1
H. pallidum DC. NS NS NS NS NS NS 88.6±0.9 83.9±9.7 49.0±1.7
H. pandurifolium Schrank NS NS 2 4 NS NS 57.1±1.2 71.8±0.8 34.2±0.1
H. patulum (L.) D. Don NS NS 4 4 NS NS 63.8±1.3 75.2±2.0 37.8d
H. petiolare Hilliard and Burtt NS NS 4 2 NS NS 59.3±3.4 76.6±3.0 33.4d
H. platypterum DC. NS NS 0.05 0.5 NS NS 0.8±0.3 35.1±1.5 4.6
H. psilolepis Harv. NS NS 1 1 NS NS 25.9±1.9 58.4±7.4 23.1d
H. retortum (L.) Willd. NDe NS 4 NS NS NS 79.6±3.4 87.3±4.8 NDe
H. rosum (Berg.) Less. NS NS 1 1 4 NS 47.5±1.8 54.8±5.0 22.5±0.7
H. ruderale Hilliard & Burtt. ND NS 2 1 NS NS 45.1±1.2 75.8±3.9 NDc
H. rugulosum Less. NS NS 0.5 0.25 4 NS 3.0±1.2 44.7±3.6 12.7±2.7
H. rugulosum Less. Flowers 1.0 NS 0.01 0.33 0.01 0.22 ND ND ND
H. scitilum Hilliard & Burtt. NS NS NS NS 4 NS 58.6±1.2 85.3±6.8 46.8d
H. simillimum DC. NS NS 1 4 4 NS 54.6±2.6 66.8±3.9 26.8d
H. splendidum (Thunb.) Less NS NS 4 NS NS NS 82.3±3.2 72.8±3.3 49.2±2.5
H. wilmsii Moeser NS NS 1 1 4 NS 22.5±2.1 64.1±6.1 15.3±0.5
H. zeyheri Less. NS NS 2 4 NS NS 54.4±9.5 58.2±3.1 37.4d
95
87
Antimicrobial activitya
Plant Species Test organisms Cytotoxicitya,b
C. P. S. K. % Growth % Growth of % Growth
neoformans aeruginosa S. aureus B. cereus epidermidis pneumoniae of Graham SF-268 cells of MCF-7
cells cells
f -3 -3 -3 -3 -3
Antimicrobial control 0.3 x 10 0.3 x 10 1.0 x 10 2.5 x 10 0.7 x 10
f -3
Antimicrobial control 2.5 x 10
g
DMSO control 2 4 8 8 16 4
a
Experiments done at least in duplicate. Exceptions include determination of cytotoxicty against MCF-7 cells for extracts of H. aureum, H. calliconum, H. cephaloideum, H.
dasyanthum, H. kraussii, H. melanacme, H. miconiifolium, H. montanum, H. patulum, H. petiolare, H. platypterum, H. psilolepis, H. scitilum, H. simillimum.
b
At a concentration of 0.1 mg/ml of 5-flourouracil, more than 80% growth was observed for the SF-268 cells, while an IC50 of 1.1 µg/ml was determined for the same drug
against the MCF-7 cell line (Kamatou et al., 2008).
c
Not susceptible, MIC observed equal to that of solvent control
d
Experiments done only once, using the SRB assay
e
Not determined
f
Ciprofloxacin used as a positive control against bacteria and Amphotericin B used as a positive control against the yeast
g
Solvent control
96
88
CHAPTER 4
4.1 Introduction
Helichrysum splendidum (Thunb.) Less. (Fig. 4.1) is a slender, erect aromatic shrub which
is distributed widely on the high mountains of East Africa and Malawi to Zimbabwe. In
South Africa the plant occurs in the eastern parts of the country, with distribution ranging
from the highlands of Mpumalanga to the Swartberg near Oudtshoorn and George
(Hilliard, 1983). This plant is used traditionally to treat rheumatism (Pooley, 2003; Jacot-
Guillarmod, 1971) and is also used as fuel and as women’s perfume (Dlamini, 1981).
97
large class of sesquiterpenoids which can be divided into simple guaianes, 12,8-
guaianolides, 12,6-guaianolides (introduction of a lactone moiety changes the name from
guaiane to guaianolide), guaiane-dimers and seco-, cyclo- and abeo-guaianes (Dictionary
of Natural Products, Fig. 4.2).
14 O
14
9 2
15 4
10
8 3 10 9
1 1
2 7 5 8
6
12 O 6 7
3 4 5 11
11 13
13
15 12
Various biological activities, such as anti-inflammatory (Hilmi et al., 2003; Siedle et al.,
2003), cytotoxic (Hilmi et al., 2002), and antiviral effects (Kim et al., 2002; Hwang et al.,
2006) have been attributed to guaianolides. In the case of guaianolides from Warionia
saharae and Artemisia argyi, all of the cytotoxic guaianolides have an exo-methylene
moiety adjacent to the lactone carbonyl (Hilmi et al., 2002, Kim et al., 2002), which
probably results in the alkylation of biological nucleophiles (Kim et al., 2002). The same
interaction is believed to be responsible for the inhibition of NF-κΒ (Jin et al., 2004)
associated with anti-inflammatory effects of these compounds.
The medical relevance of the guaianolides is illustrated by the almost 10 000 publications
on the subject of thapsiargin (376), a highly oxygenated guaianolide which acts as a
selective, irreversible inhibitor of sarco-endoplasmic reticulum Ca2+ ATP dependant
98
pumps, thus initiating apoptosis and rendering it an efficient anticancer agent (Ball et al.,
2007). Arglabin (377), a guaianolide isolated from Artemisia myriantha, is also used
clinically as an anticancer agent (Wong and Brown, 2002; Newman et al., 2003).
O
O
O O O
H O
O
O
H
HO O
H H
O OH O
O O
376 377
This chapter describes the confirmation of the structures of guaianolides isolated from H.
splendidum, a species that was previously studied (Bohlmann and Suwita, 1979; Jakupovic
et al., 1989). An important part of this project was the investigation of the sesquiterpenoids
of H. montanum (Chapter 4). However, problems experienced with the determination of
the relative configuration of the sesquiterpenes in this species and the ambiguity that exists
in literature on the stereochemistry and NMR assignments of the isolated guaianolides
from H. splendidum prompted us to reinvestigate this species. An initial TLC (thin-layer
chromatographic) investigation of the extracts of H. splendidum and H. montanum
revealed the presence of compounds that stained red with anisaldehyde spray reagent (Fig.
4.3). These sesquiterpenoids were targeted during this investigation.
Figure 4.3 TLC of extracts of H. montanum (MO1 locality unknown, MO2 collected in the
Koueveld Mountains) and H. splendidum (SP2 and SP3 both collected in Mpumalanga).
99
To study the conformations of these compounds, molecular modelling was employed. The
most stable conformation of different stereoisomers, determined with the AM1 method,
was used in conjunction with observed NOESY correlations to determine the relative
configuration of the isolated sesquiterpenoids.
After careful consideration of the COSY (Plate 3), HSQC (Plate 5) and HMQC (Plate 6,
Fig. 4.4) NMR spectra, the structure of compound 302 was assigned as 11α,13-
dihydroxanthalongin, previously isolated from H. splendidum (Jakupovic et al., 1989) and
Arnica mollis (Marcinek-Hüpen-Bestendonk et al., 1990).
14
2 10
1
H
O
15 5 8 O
H
O
13
100
The 7,8-cis-configuration of the lactone ring was unequivocally established by the
observed NOESY correlations (Plate 7) in conjunction with the AM1 calculated structure
(Fig. 4.5). A NOESY experiment captures the through-space nuclear Overhauser effect
(NOE) between a proton and its neighbouring proton that are within a distance of
approximately 5 Å (Claridge, 1999). Important NOESY correlations for the assignment of
the relative configuration of 11α,13-dihydroxanthalongin (302) are those observed
between H-8 (δH 4.61) and H-7 (δH 2.65) as well as between H-11 (δH 2.79) and H-7 (δH
2.65). Furthermore, the NOESY correlation observed between H-10 (δH 2.34) and H-8 (δH
4.61) confirmed the α-orientation of H-10.
In the AM1 calculated structure, the distance between H-7 and H-8 is 2.31 Å, the distance
between H-11 and H-7 is 2.35 Å and the distance between H-8 and H-10 is 2.28 Å,
confirming that at least the calculated distance between these atoms complies with the
requirements for observing a NOESY correlation (Fig. 4.5). The structure of compound
302 was unambiguously established as 11α,13-dihydroxanthalongin.
101
14
3 10
2 1
9 H
O
5
15 6 7 8 O
12
H
O
13
Figure 4.5 Structure of 11α,13-dihydroxanthalongin (302) and the AM1 calculated three-
dimensional structure of this compound.
Confirming the relative configuration of compound 304 was less straightforward than for
compound 302. This was due to the overlapping signals observed for H-10 and H-7 (δH
2.37), as well as for H-11 and H-6 (δH 2.24). A NOESY correlation (Plate 14, Fig. 4.6a) is
observed between the protons at δH 2.36 (assigned to H-7, H-10) and H-8 (δH 4.46). This
could therefore be a correlation between either H-8 and H-7 or H-8 and H-10, but is most
probably a correlation between H-7 and H-8. Due to the overlapping signals of H-7 and H-
10, a correlation between H-8 and H-10 can however not be excluded. This NOESY
correlation of H-8 could therefore not be used to determine whether the lactone ring had a
7,8-cis or 7,8-trans configuration.
If one considers the AM1 calculated model (Fig. 4.6b) of compound 304 in conjunction
with the NOESY spectrum, the NOESY correlation observed between the signal at δH 2.36
102
(assigned as H-7, H-10) and δH 1.22 (H-13) is most likely a correlation between H-13 and
H-7 as H-10 is spatially too far away from H-13 (6.56 Å in the AM1 calculated structure),
confirming that H-7 and the H-13 are on the same side of the ring. As no NOESY
correlation is observed between H-8 (δH 4.46) and the multiplet that is assigned to H-11
(δH 2.24), it can be concluded that H-8 must also be on the same side of the ring as H-7 and
H-13, resulting in the 7,8-cis assignment of the lactone ring (Fig 4.6).
14
H
3 H
2 1
10 H
9
4 H
O 5
15 8 O
6 7
H
11
b
a
O
13
Figure 4.6 a) Important NOESY correlations observed for compound 304 and b) AM1
calculated structure for compound 304.
a b
103
corrected by Jakupovic and co-workers (1989), although no NMR data was supplied for
this compound in this particular publication. A compound with NMR data identical to
compound 304, with the configuration assigned as 7,8-trans, was also isolated from
Tithonia diversifolia (Kuo and Lin, 1999). However, the authors refer to Bohlmann and
Suwita (1979), indicating a possible incorrect assignment of configuration at C-8,
emphasising the importance of independent stereochemical assignments, even though these
are known compounds.
13
Our C NMR assignments for helisplendidilactone (306) differ at certain positions from
those previously reported (Jakupovic et al., 1989). From the HSQC (Plate 19), it was clear
that the assignments of C-9 and C-9’ had to be interchanged because the carbon signal at
δC 40.3 (assigned by Jakupuvic et al., 1989 as C-9) showed HSQC correlations with the
protons at δH 1.54 and δH 2.28 assigned as the H-9’ protons. The assignment of the protons
is correct as a COSY correlation is observed between these protons and the signal at δH
4.14 (H-8’). The HSQC correlation between the proton singlet at δH 1.22 and the carbon at
δC 13.4 indicates that the carbon signal at δC 13.4 can be assigned to C-15’, while the
carbon signal at δC 10.6 correlating with the proton doublet at δH 1.23 can be assigned to
C-13’. Thus, the assignments of C-13’ and C-15’ has to be exchanged as well.
According to Jakupovic et al. (1989), the C-1 carbon has a chemical shift of δC 150.1 while
104
C-1’ appears at δC 144.5. However, the HMQC correlation (Plate 20, Fig. 4.7) observed
between the carbon at δC 144.5 and the broad proton triplet at δH 2.10 (H-2, which shows a
COSY correlation with H-3, δH 2.53) indicates that the signal at δC 144.5 should be
assigned to C-1 and the signal at δC 150.1 to C-1’. This change in assignment is further
supported by the assignment of the signal at δC 144.7 as C-1 of the dihydroxanthalongin
monomers (302, 304) by Marcinek-Hüpen-Bestendonk and co-workers (1990). HMQC
correlations (Fig. 4.8) between the proton doublet at δH 1.11 (H-14’ according to Jakupovic
et al., 1989) and the carbons at δC 144.7 (C-1) and 35.8 (C-10) resulted in our assignment
of this proton as H-14. Similar HMQC correlations between the proton doublet at δC 1.25
(H-14’ by our assignment) and the carbons at δC 150.1 (C-1’), δC 40.4 (C-9’) and δC 29.3
(C-10’) support this change.
O
15
4
2
3 13'
1 5
O
6
14 10 15' 3' 11'
7
8 11 7' O
6'
A 4' B 8'
12 13 2' 1' 9'
O
O
14'
Figure 4.8 Selected HMQC couplings observed for helisplendidilactone (306) to support
changes in assignments from those of Jakupovic et al. (1989).
105
O
15
4
2
3 13'
1 5
H H O
6 H
14 10 15' 3' 11'
7 H
H 8 11 7' O
6' 8'
4'
H H 13 2' H
12 9'
O H
1'
O H
14'
The absence of a NOESY correlation between H-7’ (δH 2.10) and H-8’ (δH 4.14) indicated
7’8’-trans configuration for the second lactone ring, while a clear NOESY correlation is
observed between H-7’ (δH 2.10) and H-11’ (δH 2.72), showing that these protons are
cofacial. This is confirmed by the absence of a NOESY correlation between H-8’ (δH 4.14)
and H-11’ (δH 2.72) (indicating that these protons are on opposite sides of the ring), while
a NOESY is observed between H-8’ (δH 4.14) and H-13’ (δH 1.23).
The relative configuration at C-14’ could be determined indirectly by using the NOESY
correlations observed between H-7’ (δH 2.10) and H-14’ (δH 1.25) with Hβ-9’ (δH 1.49). H-
14’ (δH 1.25) is on the same side of the ring as H-7’ (δH 2.10), as both H-7’ and H-14’
shows NOESY correlations with Hβ-9’ (δH 1.49), while no correlation is observed between
H-8’ and Hβ-9’. A NOESY correlation observed between the signal at δH 2.28 (assigned as
Hb-6, H-10, Hb-3’, Hα-9’, H-10’) and H-8’ (δH 4.14) could either be between H-8’ and Hα-
9’ or H-8’ and H-10’ as these signals (Hα-9’, H-10’) overlap.
The relative configuration of the stereogenic centres of the two monomer moieties could
therefore be determined with NOESY correlations (Fig. 4.9). However, the orientation of
the bridge was not absolutely clear from the NMR data obtained and confirmation of the
complex configurational assignments necessitated the X-ray analysis of
helisplendidilactone (306) (Fig. 4.10 and Fig. 4.11).
106
Figure 4.10 Crystal used for data collection Figure 4.11 b-Axis axial photo
indicating mirror symmetry
consistent with monoclinic lattice.
The X-ray structure of helisplendidilactone (306) has not been reported in the literature.
Crystal data of helisplendidilactone (306) obtained in this study is given in Table 4.1 and
Table 4.2 and indicates that all bond lengths and bond angles are in agreement with the
expected values (Table 4.2) for a good X-ray-diffraction structure refinement. The X-ray
structure is summarised as follows: Monoclinic, P21, a = 9.0738(5), b = 11.4764(7), c =
3
12.2960(9) Å, α = 90, β = 96.933(5), γ = 90°, V = 1271.08(14) Å , and Z = 2 (Fig. 4.12,
4.13).a
The X-ray structure confirmed that both the backbone structure and relative configuration
(we were unable to determine the absolute configuration) were correctly assigned by NMR
spectroscopic methods by Jakupovic et al. (1989). In the illustration of helisplendidilactone
(306) in the paper by Jakupovic and co-workers (1989), the stereochemical assignment at
C-11 is not clear. Herewith, we provide an unambiguous assignment of the relative
configuration at C-11.
a
Crystal data collected and analysed by Prof. Orde Munro of the University of KwaZulu-
Natal, Pietermaritzburg
107
Figure 4.12 Colour thermal ellipsoid plot for helisplendidilactone (306) (50% probability
level), with H atoms not labelled for clarity.
The AM1 model of helisplendidilatone was obtained using the atomic coordinates obtained
from the X-ray structure as input. The calculated structure was overlayed with the X-ray
structure to determine whether there was a good correlation between the calculated and
experimental structures. A reasonably good fit was obtained between the calculated and X-
ray structure, illustrating the usefulness of these models (Fig. 4.14). The differences
observed are possibly due to the fact that the atoms of the side chain are more tightly
packed in the crystal structure, while more free rotation is experienced in the gas phase
108
molecular model. In both cases the cycloheptene ring of part A of the dimer adapts a boat-
like conformation, while that of the B unit derived from guaia-1,4-dien-12,8β-olide is more
chair like.
O
O
O
H
O O
+ H
H H
O
O H H
O O
O
378 379
109
4.3 Conclusion
Three guaianolides, were isolated from H. splendidum. The determination of the relative
configuration proved to be challenging due to overlapping signals. The assignment of the
configuration as done by Jakupovic et al (1989) for these compounds was confirmed, while
the NMR assignments for certain peaks of helisplendidilactone (306) was corrected. An X-
ray structure for helisplendidilactone (306) was obtained for the first time. The examples of
incorrect assignments of configuration associated with these types of compounds
(Bohlmann and Suwita, 1979; Kuo and Lin, 1999) emphasise that extreme care needs to be
taken in the assignment of the configuration of these compounds, even if they are known.
This study has also shown the value of AM1 calculated models during the determination of
the complex configuration exhibited by these compounds.
4.4 Experimental
Separations were done using open column chromatography and a chromatotron (Model
7924, Harrison Research). Silica gel (60F254, 40-63 µm, Merck) was used for column
chromatography, while silica gel Merck 7749 with gypsum binding agent was used for
preparation of chromatotron plates. Thin-layer chromatography (TLC) was done on
precoated Kieselgel 60 F254 plates (Merck or Machery-Nagel). Detection was done by UV
(254 nm) followed by staining with an anisaldehyde solution, prepared as follows:
110
Absolute ethanol (465 ml) was cooled in an ice bath. Acetic acid (5 ml), sulphuric acid (17
ml) and p-anisaldehyde (13 ml) was added and the solution mixed and stored in the fridge.
111
Hz, J8,7 = 6.2 Hz, H-8), 5.44 (1H, br dd, J5,6α = 9.4 Hz, J5,6β = 2.2 Hz, H-5); 13C NMR (125
MHz, CDCl3): δ 10.8 (CH3, C-13), 21.3 (CH3, C-14), 21.8 (CH2, C-6), 29.8 (CH3, C-15),
31.0 (CH2, C-2), 32.8 (CH, C-10), 36.9 (CH2, C-9), 38.9 (CH, C-11), 42.2 (CH, C-7), 42.7
(CH2, C-3), 80.5 (CH, C-8), 122.6 (CH, C-5), 144.1 (C, C-1), 179.1 (C, C-12), 208.2 (C,
C-4); HRESIMS (positive ionization mode), m/z 251.1654 [M+H]+ (calc. for C15H23O3
251.1647).
112
Ha-3, Hβ-6’, H-7), 2.53 (1H, ddd, J2,3 = 7.0 and 6.6 Hz, J3a,3b = 16.5 Hz, Hb-3) 2.72 (1H,
dq, J11’,13’ = 7.8 Hz, J11’,7’ = 7.5 Hz, H-11’), 2.94 (1H, br s, H-2’), 4.14 (1H, ddd, J8’,7’=
J8’,9’β = 11.0 Hz, J8’,9’α = 2.2 Hz, H-8’), 4.48 (1H, ddd, J8,9α =12.3 Hz, J8,7 = 9.0 Hz, J8,9β =
2.2 Hz, H-8), 5.19 (1H, dd, J5,6 = 9.0 Hz, J5,6 = 5.5 Hz, H-5); 13C NMR (125 MHz, CDCl3):
δ 10.6 (q, C-13’), 13.4 (q, C-15’), 20.7 (q, C-14), 21.2 (q, C-14’), 25.0 (t, C-6’), 25.3 (t, C-
6), 29.3 (d, C-10’), 29.8 (q, C-15), 30.3 (t, C-2), 35.8 (d, C-10), 36.2 (t, C-13), 37.1 (t, C-
9), 39.7 (d, C-11’), 40.4 (t, C-9’), 41.8 (d, C-7), 42.5 (t, C-3), 43.2 (d, C-2’), 45.5 (d, C-7’),
50.7 (t, C-3’), 54.0 (s, C-4’), 63.0 (s, C-11), 78.5 (d, C-8), 84.6 (d, C-8’), 119.7 (d, C-5),
140.7 (s, C-5’), 144.5 (s, C-1), 150.2 (s, C-1’), 179.1 (s, C-12’), 181.7 (s, C-12), 207.8 (s,
C-4); HRESIMS (positive ionization mode), m/z 479.280 [M-H]- (calc. for C30H39O5
479.2797).
4.5 References
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thapsigargin, a potent SERCA pump inhibitor. Organic Letters 9, 663-666.
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Structure of isoabsinthin. Acid isomerization of absinthin derivatives. Tetrahedron Letters 22, 2269-2272.
Bohlmann, F., Ang, W., Trinks, C., Jakupovic, J., Huneck, S., 1985. Dimeric guaianolides from Artemisia
sieversiana. Phytochemistry 24, 1009-1015.
Bohlmann, F., Suwita, A., 1979. Ein neues Guajanolid und ein Secoguajanolid aus Helichrysum splendidum.
Phytochemistry 18, 885-886.
Claridge, T.D.W., 1999. High Resolution NMR Techniques in Organic Chemistry. Pergamon, Oxford,
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Dictionary of Natural Products, 2003. CHCD Dictionary of Natural Products on CD-ROM. Chapman and
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Dlamini, B., 1981. Swaziland Flora: Their Local Names and Uses. Ministry of Agriculture and Co-
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Hamada, F., Ohta, T., Shigeo, N., 1980. CD study of guaianolide sesquiterpenes having 8-fused lactone: The
absolute configuration of helenium lactone and pleniradin. Heterocycles 14, 429-432.
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Botanical Research Institute of South Africa, Pretoria, pp. 7,2:61-7,2:317.
Hilmi, F., Sticher, O., Heilmann, J., 2002. New cytotoxic 6,7-cis and 6,7-trans configured guaianolides from
Warionia saharae. Journal of Natural Products 65, 523-526.
Hilmi, F. Gertsch, J., Bremner, P., Valovic, S., Heinrich, M., Sticher, O., Heilmann, J., 2003. Cytotoxic
versus anti-inflammatory effects in HeLa, Jurkat T and human peripheral blood cells caused by guaianolide-
type sesquiterpene lactones. Bioorganic and Medicinal Chemistry 11, 3659-3663.
Hwang, D-R., Wu, Y-S., Chang, C-W., Lien, T-W., Chen, W-C., Tan, U-K., Hsu, J.T.A., Hsieh, H-P., 2006.
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replicon system. Bioorganic and Medicinal Chemistry 14, 83-91.
Jacot Guillarmod, A., 1971. Flora of Lesotho (Basutoland). Cramer, Lehre, pp. 34, 38, 40-46, 267-281, 432-
434.
Jakupovic, J., Zdero, C., Grenz, M., Tsichritzis, F., Lehmann, L., Hashemi-Nejad, S.M., Bohlmann, F.,
1989. Twenty-one acylphloroglucinol and further constituents from South African Helichrysum species.
Phytochemistry 28, 1119-1131.
Jin, H.Z., Lee, J.H., Homg, Y.S., Kim, Y.H., Lee, J.L., 2004. Inhibitors of the LPS-induced NF-κΒ
activation from Artemisia sylvatica. Phytochemistry 65, 2247-2253.
Kim, J.H., Kim, H-K., Jeon, S.B., Son, K-H., Kim, E.H., Kang, S.K., Sung, N-D., Kwon, B-M. 2002. New
sesquiterpene-monoterpene lactone, artemisolide, isolated from Artemisia argyi. Tetrahedron Letters, 43,
6205-6208.
Kuo, Y-H., Lin, B-Y., 1999. A new dinorxanthane and chromone from the root of Tithonia diversifolia.
Chemical and Pharmaceutical Bulletin. 47, 428-429.
Leong, M.K., Mastryukov, V.S., Boggs, J.E., 1998. Structure and conformation of cyclopentene,
cycloheptene and trans-cyclooctene. Journal of Molecular Structure 445, 149-160.
Marcinek-Hüpen-Bestendonk, C., Willuhn, G., Steigel, A., Wendisch, D., Middelhauve, B., Wiebcke, M.,
Mootz, D., 1990. Germacranolide, Guaianolide und Xanthanolide aus Blüten von Arnica mollis und
Röntgenstrukturanalyse von Baileyinacetat. Planta Medica 56, 104-110.
Newman, D.J., Cragg, G.M., Snader, K.M., 2003. Natural products as sources of new drugs over the period
1981-2002. Journal of Natural Products 66, 1022-1037
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Publishers: Orlando, Florida. Pp.240-243.
Pooley, E., 2003. Mountain Flowers: A Field Guide to the Flora of the Drakensberg and Lesotho, 1st ed. The
Flora Publications Trust, Durban, pp. 44, 102-110, 146-157, 222-225.
Siedle, B., Gustavsson, L., Johansson, S., Murillo, R., Castro, V., Bohlin, L., Merfort, I., 2003. The effect of
sesquiterpene lactones on the release of human neutrofil elastase. Biochemical Pharmacology 65, 897-903.
Su, J-H., Dai, C-F., Huang, H-H., Wu, Y-C., Sung, P-J., Hsu, C-H., Sheu, J-H., 2007. Terpenoid-related
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114
Ulubelen, A., Gören, N., Jiang, T-Y., Scott, L., Tianasoa-Ramomojy, M., Snyder, J.K., 1995. NMR
assignments and absolute stereochemistry of two guaianolide sesquiterpenes from Tanacetum densum subsp.
Amani. Magnetic Resonance in Chemistry 33, 900-904.
Wedge, D.E., Galindo, J.C.G., Macoas, F.A., 2000. Fungicidal activity of natural and synthetic sesquiterpene
lactone analogs. Phytochem. 53: 747-757.
Wong, H-F., Brown, G.D., 2002. Dimeric guaianolides and a fulvenoguaianolide from Artemesia myriantha.
Journal of Natural Products 65, 481-486.
Zdero, C., Bohlmann, F., 1989. Sesquiterpene lactones and other terpenes from Geigera species.
Phytochemistry 28, 3105-3120.
115
Table 4.1 Crystal data and structure refinement for helisplendidilactone (306).
Volume 1271.08(14) Å3
Z 2
Goodness-of-fit on F2 1.089
Final R indices [I>2sigma(I)] R1 = 0.0516, wR2 = 0.1073
R indices (all data) R1 = 0.0524, wR2 = 0.1077
Absolute structure parameter 0.1(10)
116
Table 4.2 Bond lengths [Å] and angles [°] for helisplendidilactone (306).
Bond lengths:
117
Table 4.2 (continued) Bond lengths [Å] and angles [°] for helisplendidilactone (306).
Bond angles:
118
CHAPTER 5
5.1 Introduction
Helichrysum montanum DC. is a mat-forming dwarf shrub that occurs mainly at high
altitudes (1800 - 2500 m) such as the high mountains of KwaZulu-Natal (Drakensberg),
Lesotho, and the Eastern Cape. Its branches are very short, congested and densely leafy,
and the leaves are distinctly striped and appear greyish-white and woolly. This species is
morphologically closely related to H. splendidum (Fig. 5.1), both species belonging to
Hilliard’s morphological Group 22. H. montanum is distinguished from H. splendidum by
its dense growth pattern and by its leaves, which is always broadest near the tip. It
generally grows at higher altitudes than H. splendidum and flowers later. H. montanum
flowers between January and April, while the flowering time of H. splendidum is between
October and January (Hilliard, 1983; Pooley, 1998).
a b
Figure 5.1 a) Flower and leaf of H. montanum b) Flower and leaf of H. splendidum
119
Mo1 Mo2 Sp1 Sp2
Figure 5.2 TLC of extracts of H. montanum (MO1 locality unknown, MO2 collected in the
Koueveld Mountains) and H. splendidum (SP1 and SP2 both collected in Mpumalanga).
The chloroform:methanol (1:1) extract of H. montanum yielded two new compounds, 13’-
epihelisplendidilactone (307) and the monomeric guaianolide 301, both of which are
stereoisomers of compounds isolated from H. splendidum. The extract also yielded five
known compounds, namely spathulenol (286, a sesquiterpene), umbelliferone (348, a
coumarin), the guaianolide 11β,13-dihydroxanthalongin (304) (also isolated from H.
splendidum), 1β,5α,7α,8β,11β)-4α-hydroxyguai-10(14)-en-8,12α-olide (300), a
stereoisomer of a guaianolide isolated from H. splendidum, and a flavone, 4’,5,7-
trihydroxy-3,3’,8-trimethoxyflavone (381).
The 1H NMR (Plate 22) and 13C NMR (Plate 23) spectra of compound 307 indicated that
the spectra were similar to those of helisplendidilactone (306), previously isolated from H.
splendidum (Thunb.) Less. (Jakupovic et al., 1989) and reisolated in our laboratory
(Chapter 4). The multiplicity of each of the 30 carbons of compound 307 was determined
with a DEPT experiment (Plate 25), which indicated the presence of eight quaternary, nine
CH, eight CH2 and five CH3 carbons, supporting the molecular formula of C30H40O5 as
120
determined by high-resolution mass spectrometry. Consideration of two-dimensional
spectra [(HSQC (Plate 26), COSY (Plate 24) and HMQC (Plate 27, Fig. 5.3)] and
comparison with the NMR data (Plates 15 - 21) obtained for helisplendidilactone (306)
(Chapter 4, Jakupovic et al., 1989) revealed that compound 307, which we named 13’-
epihelisplendidilactone, had a backbone similar to that of helisplendidilactone (Table 5.1).
O
15 4
2
3 13'
1 5
O
6 11'
14 10 15' 3'
7 6' BO
7'
8 4' 8'
A 11 2' 1'
O 13
9'
12
O
14'
121
9β 1.98 (m) 1.98 (ddd, 12.1, 6.7,
2.3)
10 2.28 (m) 2.30 (m) 35.8 CH 35.6 CH
11 63.0 C 62.9 C
12 181.7 C 181.6 C
13 1.57 (dd, 12.1, 2.5) 1.56 (dd, 12.2, 2.6) 36.2 CH2 36.1 CH2
α
13b 1.98 (br d, 12.0) 1.98 (dd, 12.1, 3.8)
14 1.11 (d, 7.0) 1.11 (d, 6.8) 20.7 CH3 20.7 CH3
15 2.13 (s) 2.13 (s) 29.8 CH3 29.8 CH3
1’ 150.2 C 150.5 C
2’ 2.94 (br s) 2.94 (br s) 43.2 CH 43.3 CH
3’a 1.08 (br dd, 8.5, 2.1) 1.08 (br dd, 8.5, 2.1) 50.7 CH2 50.6 CH2
3'b 2.28 (m) 2.30 (m)
4’ 54.0 C 54.3 C
5’ 140.7 C 140.3 C
6’α 1.68 (ddd, 15.2, 2.6) 1.65 (m) 25.0 CH2 28.5 CH2
6’β 2.44 (m) 2.64 (br d, 13.5)
7’ 2.10 (br ddd, 11.0 7.5, 1.65 (m) 45.5 CH 50.7 CH
2.8)
8’ 4.14 (ddd, 11.0, 2.2) 3.93 (ddd, 11.0, 2.2) 84.6 CH 84.9 CH
9’β 1.49 (ddd, 12.4) 1.49 (ddd, 11.5) 40.4 CH2 40.2 CH2
9’α 2.28 (m) 2.30 (m)
10’ 2.28 (m) 2.30 (m) 29.3 CH 29.5 CH
11’ 2.72 (dq, 7.8, 7.5) 2.30 (m) 39.7 CH 42.00 CH
12’ 179.1 C 178.3 C
13’ 1.23 (d, 7.9) 1.260 (d, 7.0) 10.6 CH3 12.8 CH3
14’ 1.25 (d, 7.0) 1.257 (d) 21.2 CH3 21.3 CH3
15’ 1.22 (s) 1.23 (s) 13.4 CH3 13.5 CH3
a
Positions where significant differences in chemical shifts are observed are indicated in red.
The changes observed in the chemical shifts of certain signals in the 1H and 13
C NMR
spectra of helisplendidilactone (306) and 13’-epihelisplendidilactone (307) suggested that a
stereoisomer of helisplendidilactone was isolated. Significant differences observed in the
NMR data of the two compounds include those for Hβ-6’ (∆δH = -0.2), H-7’ (∆δH = +0.48),
H-8’ (∆δH = +0.21), H-11’ (∆δH = +0.42) and C-6’ (∆δc = -3.5 ), C-7’ (∆δC = -5.2 ), C-11’
(∆δC = -2.3), and C-13’ (∆δC = -2.2) (Table 5.1). These differences indicate the two
molecules differ in the stereochemistry of the B guaianolide unit (Fig 5.3).
122
Consideration of the NOESY spectrum (Plate 28) and comparison with the NMR data
obtained for helisplendidilactone (306) revealed that 13’-epihelisplendidilactone (307) had
a 7,8-cis configuration like helisplendidilactone for the A guaianolide unit and that the
bridge moiety was identical for the two compounds. The chemical shifts for the “left-hand
side” of the molecule, which encompasses the A guaianolide monomer as well as the
bridge, is almost identical for the two compounds. Important NOESY correlations are
those observed between H-7 (δH 2.44) and H-8 (δH 4.48), confirming the 7,8-cis-
configuration of the A unit, while the absence of a NOESY correlation between H-8 (δH
4.48) and H-14 (δH 1.11) indicates that this methyl group must be trans to H-8 (δH 4.48).
This is confirmed by the NOESY correlation observed between H-14 (δH 1.11) and Hα-9
(δH 1.78) and the absence of a correlation between H-8 (δH 4.48) and Hα-9 (δH 1.78),
similar to what was observed for helisplendidilactone (307).
A NOESY correlation is also observed between H-8 (δH 4.48) and most probably H-10 (δH
2.30, although the H-10 signal overlaps with one of the H-6 proton signals, which means
the observed NOESY may also be between H-8 and H-6). The NOESY correlation
observed between H-7 (δH 2.44) and H-15’ (δH 1.23) for helisplendidilactone (306), is also
observed for 13’-epihelisplendidilactone (307). The relative configuration of the left-hand
side of the molecule could therefore be determined with relative ease.
This was not the case for the right-hand side of the molecule. Analysis of the NMR spectra,
especially the 1H NMR spectrum (Plate 22) of 13’-epihelisplendidilactone (307) proved to
be more challenging than that of helisplendidilactone (306). For 13’-
epihelisplendidilactone (307), the signals for both H-7’ (δH 1.65) and H-11’ (δH 2.30)
overlap with the signals of other protons which complicate the assignment of the
stereochemistry at C-7’ and C-11’.
In an attempt to improve the resolution (in other words, to separate overlapping signals), a
chiral shift reagent, Eu(fod)3 was added to the compound. This reagent was selected as it
was used to improve the resolution of the signals of a related guaianolide (Bohlmann et al.,
1977). Although this addition did improve the resolution between Hβ-9 and Hβ-13, the
signals for H-6α’/7’ and H-10’/11’ were still overlapping (Plate 29). However, the addition
123
did enable us to observe a NOESY correlation between Hβ-9’ and Hα-6’/H-7’ not seen in
the spectrum where no addition occurred (Plate 28 vs. Plate 30).
NMR experiments were also performed on a 600 MHz NMR spectrometera in further
efforts directed at enhancement of resolution. However, there was no significant
improvement in the spectra when compared to those obtained from the 500 MHz
instrument. Further specialised NMR experiments, such as a double quantum COSY, a
gradient multiple quantum filtered COSY, and a homonuclear-2dj-resolved experiment
were also performed. These experiments were done to determine whether coupling
constants of individual protons belonging to multiplets could not be obtained, but due to
the complexity of these signals unambiguous conclusions could not be drawn.
Finally, NOESY correlations used in conjunction with AM1 calculated structures of the
most stable conformations of different possible stereoisomers provided a solution. An
important correlation that was absent in the NOESY spectrum of 307 was a correlation
observed for 306 (helisplendidilactone), between H-8’ (δH 3.93) and H-13’ (δH 1.26). This
indicated that in 13’-epihelisplendidilactone (307), the 13’-methyl group was trans to H-8’.
Therefore, two alternative structures were proposed for compound 307: a) where the B-
lactone ring has 7’,8’-cis configuration with the 13’-methyl group in the α-position (Fig.
5.4a) or b) where the B-lactone ring has a 7’,8’-trans configuration as in
helisplendidilactone (306), but with the 13’-methyl group in the β-position (Fig.5.4b).
O O
15 15
4 4
2 2
3 13' 3 13'
1 5 1 5
O O
6 6
14 10 15' 3' H 11' 14 10 15' 3' H 11'
H 6' H 6'
8
7
7'
B O 8
7
7'
B O
11 11
A 4' 8' A 4' 8'
H 12 H H 12 H
O 13 2' 9' O 2' 9'
1' 13 1'
O H O H
a 14'
b 14' 10'
a
NMR experiments on the 600 MHz Varian instrument were performed by Ms. Jean
McKenzie of the University of Stellenbosch
124
As mentioned before, the major difficulty in assigning the relative configuration at C-7’
and C-11’ lies in the fact that in the 1H NMR spectrum, the signals for H-11’ and H-10’ as
well as those of Hα-6’ and H-7’ are overlapping. This extensive overlap of signals was not
observed for helisplendidilactone (306).
If the AM1 calculated structures of 13’-epihelisplendidilactone (307) (Fig. 5.5, only the B-
unit is displayed for the sake of clarity) is considered, the following arguments can be
made to differentiate between the stereoisomers: If there was a 7’,8’-cis configuration, the
NOESY correlations observed for H-8’ (δH 3.93) is most probably with H-11’ (δH 2.30)
and H-7’ (δH 1.65) (Fig. 5.5a). On the other hand, if one considers the 7’,8’-trans
possibility, these same NOESY correlations indicate a close proximity of H-8’ and H-
11’/H-10’ and H-8’ and only Hα-6’ (also observed for helisplendidilactone) (Fig. 5.5b).
These correlations did therefore not allow unambiguous assignment of the relative
configuration at C-7’ or C-11’ (Fig.5.6).
As direct NOESY correlations could not be used to determine the relative configuration at
C-7’ and C-11’, correlations observed with other protons had to be considered. A NOESY
correlation is observed between Hβ-9’ and Hα-6’/7’, which is most likely a correlation
between H-7’ and Hβ-9’, as a correlation between Hα-6’ and Hβ-9’ does not seem feasible
for both possible structures. Furthermore, if the model of the 7’,8’-cis structure is
considered, a NOESY correlation is expected between Hβ-9’ and H-8’, however no
correlation is seen between these protons which are resolved in the 1H NMR spectrum. It is
therefore concluded that 13’-epihelisplendidilactone (307) has the 7’,8’-trans structure,
thus differing from helisplendidilactone only in the orientation of the 13’-methyl group
(Fig. 5.4b and 5.5b). A NOESY correlation is also observed between H-13’/14’ and Hα-
6’/7’. This is probably a correlation between H-7’ with H-13’, further supporting this
assignment (Fig. 5.6).
125
13’ 6β’
7’ 13’
11’ 7’
6β ’
11’
8’ B B
8’
9 α’
10’ 10’ 9α’ 14’
a b
Figure 5.5 a) B guaianolide unit with 7’,8’-cis configuration. b) B guaianolide with 7’8’-
trans configuration (Models calculated with Gaussian).
O
15
4
2
3 13'
1 5
H
6 11' O
14 10 15' H HH
7 3' 7'
11 6' 8' O
8 4' H
12 9'
O 13 2' 10 H
1'
H
O H
14'
Figure 5.6 NOESY correlations observed for the second lactone ring of 13’-
epihelisplendidilactone (307).
The AM1 calculated structures were obtained by using the atomic coordinates of the X-ray
structure of helisplendidilactone (306), then changing the stereochemistry to obtain the
isomers possible for 13’-epihelisplendidilactone (307), followed by AM1 geometry
optimisations in GaussianR. These models were then overlayed with the X-ray structure of
helisplendidilactone (306) in HyperchemR to observe whether any conformational changes
occurred. A much better fit was obtained with the X-ray structure of helisplendidilactone
and the AM1 calculated structure of the 7’,8’trans 13’-epihelisplendidilactone structure
than with the 7’8’-cis structure (Fig. 5.7).
126
a b
Figure 5.7 a) Overlay of the AM1 calculated structure of the proposed 7’8’-cis
stereoisomer of 13’-epihelisplendidilactone with the X-ray structure of helisplendidilactone
(306). b) Overlay of the AM1 calculated structure of the 7’8’-trans stereoisomer of 13’-
epihelisplendidilactone (307) with the X-ray structure of helisplendidilactone (306).
O
O
O
H
O O
+ H
O
O
O O
O
378 380
The second new guaianolide isolated from H. montanum was assigned structure 301. A
known guaianolide 300 (Bohlmann et al., 1982; Rustaiyan, 1987) was also isolated. The 1H
13
and C NMR spectra of compounds 300 (Plates 37, 38) and 301 (Plates 56, 57) were
similar. These compounds also exhibited the same blue staining with anisaldehyde spray
127
reagent. Both compounds had 15 carbons (acetone is present as an impurity in 300),
indicating the presence of two closely related sesquiterpenes. This was confirmed by high-
resolution mass spectrometry which indicated that both compounds had a molecular
formula of C15H22O3. Two characteristic proton signals at approximately δH 5.0 and δH 4.9
indicating the presence of an exomethylene group were observed, while protons typical of
those next to the oxygen in a lactone ring occurred at δH 4.26 (300) and δH 4.45 (301).
The normal two-dimensional experiments [(COSY (Plates 39, 58), HSQC (Plates 41, 60),
HMQC (Plates 42, 61, Fig. 5.8) and NOESY (Plates 43, 62)] were performed and it was
determined that compounds 300 and 301 are two stereoisomers of 4-hydroxyguai-10(14)-
en-12,8-olide. To our knowledge six stereoisomers of this structure have been described
(Table 5.2) and these compounds were isolated from H. splendidum (Jakupovic et al.,
1989), Gnephosis brevifolia (Jakupovic et al., 1988), Geigera aspera Harv. var. aspera
(Bohlmann et al., 1982), and Dittrichia graveolens (Rustaiyan et al., 1987). A synthetic
route was also developed for two of these isomers (Blay et al., 2000).
14
H 9 H
2 10
1
O
8
3 5 7 11
4 O
H 6 H
15 OH
13
Figure 5.8 HMQC correlations observed for both compound 300 and 301.
The proton NMR shifts observed for compound 300 were an exact match to those observed
by Bohlmann et al. (1982) for 11β,13-dihydroinoviscolide. The structure of this compound
was later revised by Rustaiyan and co-workers (1987) who corrected the relative
configuration from the 1α,8α-stereoisomer to the 1β,8βH-stereoisomer as indicated in
Figure 5.10. In our hands, NOESY correlations were observed between H-1 and H-8, while
no correlations were observed between H-8 and H-7 or H-1 and H-5, indicating trans-1,5
and trans-7,8 configuration. Other correlations confirming this configuration are those
between Hβ-6 and H-15, Hβ-6 and H-11 and between H-7 and Hα-6 (Fig. 5.9). The NOESY
correlations observed for compound 300 used in conjunction with the AM1-calculated
128
models of the structures confirmed the configuration as assigned by Rustaiyan and co-
workers (1987). Therefore, 300 has the same structure as the guaianolide previously
isolated from Geigera aspera var. aspera (Bohlmann et al., 1982) and Dittrichia
graveolens (Rustaiyan et al., 1987), both members of the Asteraceae.
H
H 14
H H
H 10 H
9
2 1 8
O
3 5 7
4 6 O
H 11
H
OH H H H
13
Figure 5.9 a) NOESY correlations observed for compound 300 b) AM1 Gaussian model of
compound 300.
As previously mentioned, compound 301 was identified as a new guaianolide. The shifts of
several protons (H-1, H-5, Hβ-6, H-7, H-8, H-9) in the 1H NMR spectrum of compound
301 differed from those in the proton spectrum of compound 300, although all HSQC,
COSY and HMQC correlations supported the assignment of a similar carbon backbone.
The relative configuration was again assigned using NOESY correlations (Fig. 5.9).
However, as more overlap occurred for signals associated with stereogenic centres in 301,
determining the configuration was more challenging.
The difference between compound 301 and compound 300 is the relative configuration at
C-8. If one considers the AM1 calculated models of these compounds, a large difference in
the most stable conformations is observed, with the five-membered lactone ring in
compound 301 bending up towards the central cycloheptane ring when compared to
compound 300, providing a possible explanation for the chemical shift changes observed
between the two compounds. NOESY correlations relevant to the determination of the
configuration include those observed between H-1 and H-15, H-5 and H-8, Hα-6 and H-13,
H-8 and H-7/Hα-9 and the absence of a correlation between H-8 and H-1 (Fig. 5.10).
Compound 301 is a new C-11 epimer of a similar guaianolide previously isolated from H.
splendidum (Jakupovic et al., 1989).
129
Table 5.2 Structures and 1H NMR shifts of 4-hydroxyguai-10(14)-en-12,8-olide isomers previously isolated and synthesised, compared to
compounds 300 and 301.
14 14 14 c 14 14 14
301 300 a b c d d
H 9 H H 9 H H 9 H H 9 H H 9 H H 9 H
2 10 2 10 2 10 2 10 2 10 2 10
1 8
O O 1 8
O 1 O O 1 O
1 8 8 1 8 8
3 5 7 3 5 7 3 5 7 3 5 7 3 5 7 3 5 7
4 O 4 O 4 O 4 O 4 O 4 O
Proton
6 11 6 11 6 11 6 11 6 11 6 11
H H H H H H H H H H H H
OH OH OH OH OH OH
13 13 13 13 13 13
130
H H
H 14 H 14
H H H H
H 10 H H 10 H
9 9
2 1 8
O 2 1 8
O
3 5 3 5
6 7 6 7
4 O 4 O
H 11 H 11
H H
OH H H H 13 OH H H H 13
a b
Figure 5.10 (a) NOESY correlations observed for compound 301, arrows in identical
colours (other than black) indicate where overlap of signals occur and more than one
possibility is likely for the observed NOESY correlation (b) AM1 calculated structure of
301.
14
14
2
3 10
2 1
9 3 10 9
1
4 H 4
O 5
8 5 8
15 7 O 6 7
6 12 15 OH
H 11
O
13 12 13
304 286
131
Except for flavonoid 381, the other compounds isolated from H. montanum have all
previously been isolated from Helichrysum species. Spathulenol (286) is recognisable by
the broad singlets at δH 4.67 and δH 4.69 in the 1H NMR spectrum (Plate 31), which are
characteristic of the exomethylene group. The three singlets upfield (δH 1.04, 1.05 and
13
1.25) each integrating for three protons are assigned to the three methyl groups. The C
NMR spectrum (Plate 32) exhibited 15 major peaks, typical of a sesquiterpene, in a pattern
related to that exhibited by compounds 300, 301 and 304. The compound was further
identified using the DEPT (Plate 34) and two-dimensional experiments (Plates 33, 35, 36),
as well as by comparison with literature values (Tringali et al., 1995, Ulebelen et al.,
1994). Spathulenol was previously isolated from H. splendidum (Bohlmann and Suwita,
1979), H. dasyanthum, H. petiolare (Jakupovic et al., 1989) and H. heterolasium
(Bohlmann and Abraham, 1979a).
Umbelliferone (348) was identified by the coupling patterns of protons in the aromatic
region, consisting of one set of ABX protons (δH 7.45, 6.79 and 6.71) (Plate 44) and two
13
coupled protons typical of a coumarin (δH 6.18, 7.84). The data obtained from the C
(Plate 45), DEPT (Plate 47) and two-dimensional NMR spectra (Plates 46, 48, 49)
supported this assignment. Coumarins are not very often isolated from Helichrysum
species. Umbelliferone (348) was previously isolated from H. swynnertonii (Bohlmann et
al., 1980), while other coumarins were isolated from H. cymosum (Jakupovic et al., 1989)
and H. acutatum (Bohlmann and Abraham, 1979b).
5'
OH
6'
OMe 4'
8
5
HO 7 O 2 1'
4a
4
9 2'
3' OMe
6 3
6 10 4 3
5 OMe
HO 7 8a O O
8 OH O
348 381
For the polyoxygenated flavonoid 381 a 1H NMR spectrum (Plate 50) characteristic for a
flavonoid was obtained (NMR spectra, Plates 52-55). Due to the limited amount of
material, the quality of the 13C, HMQC and HSQC spectra were not very good. Therefore,
these spectra played a limited role in the determination of this structure. However, data
obtained from the NOESY spectrum enabled us to propose a structure. Based on 1H NMR
132
chemical shift data, the compound seemed to be the same as a flavone isolated from H.
splendidum, 3’,4’,5-trihydroxy-3,7,8-trimethoxyflavone, by Bohlmann and Suwita (1979).
However, for 381, no NOESY correlation was observed between any of the methoxy
groups, between a methoxy group and the aromatic singlet (δH 6.26), or a methoxy group
and an ortho-coupled B-ring proton (δH 7.00, 7.75). In the NOESY spectrum, two of the
methoxy groups (δH 3.83, 3.96), assigned to 3-OMe and 8-OMe correlates with both H-2’
and H-6’, whereas the third methoxy group (δH 3.92, assigned as 3’-OMe) correlates with
only H-2’. These correlations unambiguously confirmed the assignment of the flavone as
4’,5,7-trihydroxy-3,3’,8-trimethoxyflavone (Seaman et al., 1972). It is possible that the
flavonoid isolated by Bohlmann and Suwita (1979) from H. splendidum is the same
compound, but the substitution pattern was assigned wrongly by these authors.
5.3 Conclusion
The phytochemistry of Helichrysum montanum was investigated for the first time and two
new guaianolides were isolated. The occurrence of guaianolides is very rare in this genus;
this type of compound has previously only been isolated from H. dasyanthum (Jakupovic
et al., 1989) and H. splendidum (Bohlmann and Suwita, 1979; Jakupovic et al., 1989). The
phytochemistry of H. splendidum and H. montanum is remarkably similar as initial TLC
results indicated and supports their morphological classification in the same taxonomic
group. However, interesting differences were observed in the stereochemistry of similar
compounds isolated from these plants. It is also the configurational assignments of these
compounds that poses a challenge to the chemist. Overlapping signals and errors in
literature complicate stereochemical assignments and great care needs to be taken when
elucidating these structures. The isolation of these remarkable compounds again illustrates
the fascinating chemical diversity exhibited by South African Helichrysum species.
5.4 Experimental
133
500 MHz for 1H and 125 MHz for 13
C spectra). Spectra were measured in CDCl3 for all
compounds except for umbelliferone and the flavonoid, where spectra were obtained in
CD3OD. Structures were determined by analysis of 2D (HSQC, HMBC, COSY and
NOESY) NMR spectra. Mass spectrometry data was collected on a time-of-flight Waters
LCT Premier mass spectrometer using electrospray ionization in the positive or negative
mode. Optical rotation was determined with a Perkin Elmer 241 polarimeter. Separations
were done using open column chromatography and a chromatotron (Model 7924, Harrison
Research). Silica gel (60F254, 40-63 µm, Merck) was used for column chromatography,
while silica gel MERCK 7749 with gypsum binding agent was used for manufacturing of
chromatotron plates. Thin-layer chromatography (TLC) was done on precoated Kieselgel
60 F254 plates (Merck or Machery-Nagel). Detection was done by UV (254 nm) followed
by staining with an anisaldehyde solution, prepared as follows: Absolute ethanol (465 ml)
was cooled in an ice bath. Acetic acid (5 ml), sulphuric acid (17 ml) and p-anisaldehyde
(13 ml) was added and the solution mixed and stored in the fridge.
134
(10:2) yielded compound 286 (spathulenol) as a mixture (12.5 mg). A chromatotron ran
with dichloromethane: hexanes:diethyl ether (4:2:1) on fraction G7 followed by a
hexanes:ethyl acetate (2:1) chromatotron of G7.2 (second of nine fractions) resulted in the
isolation of compound 304 (1 mg), also isolated from helisplendidilactone. Compound 301
was isolated from fraction G8 after a chromatotron using hexanes: ethyl acetate (2:1) as
eluent (fraction four of six fractions). Compound 348 (umbelliferone, 0.6 mg) was
obtained by running consecutive chromatotrons on G9 with hexanes:ethyl acetate:methanol
(9:4:1) and G9.4 (fourth of five fractions) with hexanes:ethyl acetate (4:1).
286
304
307
348
300, 301
376
135
1.49 (1H, ddd, J9’β,8’= 9’β,9’α = 9’β,10’ = 11.5 Hz, Hβ-9’), 1.56 (1H, dd, J13α,13β = 12.2 Hz, J13α,2’
= 2.6 Hz, Hα-13), 1.65 (2H, m, Hα-6’, H-7’), 1.78 (1H, ddd, J9α,8 = 9α,9β = 9α,10 = 12.4 Hz,
Hα-9), 1.98 (1H, ddd, J9β,9α = 12.1 Hz, J9β,10 = 6.7 Hz, J9β,8 = 2.3 Hz, Hβ-9), 1.98 (1H, dd,
J13β13α = 12.1 Hz, J13β2’ = 3.8 Hz, Hβ-13), 2.13 (3H, s, H-15), 2.20 (2H, br t, J2,3 = 7.9 Hz,
H-2), 2.30 (6H, m, Hb-6, H-10, Hb-3’, Hα-9’, H-10’, H-11’), 2.44 (2H, m, Ha-3, H-7),
2.55 (1H, ddd, J2,3 = 6.7 and 6.4 Hz, J3a, 3b = 16.5 Hz, Hb-3), 2.64 (1H, br d, J6α6β = J6α7’ =
13.5 Hz, Hβ-6’), 2.94 (1H, br s, H-2’), 3.93 (1H, ddd, J8’7’= 8’9’β = 11.0 Hz, J8’,9’α = 2.2 Hz,
H-8’), 4.48 (1H, ddd, J8,9α =12.1 Hz, J8,7 = 8.9 Hz, J8,9β = 2.6 Hz, H-8), 5.23 (1H, dd, J5,6 =
8.9 Hz, J5,6 = 5.2 Hz, H-5); 13C NMR (125 MHz, CDCl3): δC 12.8 (q, C-13’), 13.5 (q, C-
15’), 20.7 (q, C-14), 21.3 (q, C-14’), 25.3 (t, C-6), 28.5 (t, C-6’), 29.5 (d, C-10’), 29.8 (q,
C-15), 30.4 (t, C-2), 35.6 (d, C-10), 36.1 (t, C-13), 37.1 (t, C-9), 40.2 (t, C-9’), 42.00 (d, C-
11’), 42.02 (d, C-7), 42.4 (t, C-3), 43.3 (d, C-2’), 50.6 (t, C-3’), 50.7 (d, C-7’), 54.3 (s, C-
4’), 62.9 (s, C-11), 78.6 (d, C-8), 84.9 (d, C-8’), 119.9 (d, C-5), 140.3 (s, C-5’), 144.4 (s,
C-1), 150.5 (s, C-1’), 178.3 (s, C-12’), 181.6 (s, C-12), 207.9 (s, C-4), HRESIMS (negative
ionization mode), m/z 479.2777 [M-H]- (calc. for C30H39O5 479.2797).
136
Hα- 9), 4.45 (1H, ddd, J8,9α = 3.0 Hz, J8,7 = 8.2 Hz, J8,9β =12.1 Hz, H-8), 4.91 (1H, s, H-14),
4.98 (1H, s, H-14); 13C NMR (125 MHz, CDCl3): δC 14.6 (q, C-13), 24.2 (q, C-15), 24.4 (t,
C-2), 29.3 (t, C-6), 39.4 (t, C-9), 39.5 (t, C-3), 41.1 (d, C-11), 45.2 (d, C-7), 50.9 (d, C-1),
54.8 (d, C-5), 80.1 (s, C-4), 81.7 (d, C-8), 112.0 (t, C-14), 145.9 (s, C-10), 178.9 (s, C-12);
HRESIMS (negative ionization mode), m/z 249.1480 [M-H]- (calc. for C15H21O3
249.1491).
Compound 348, a white amorphous solid was identified as umbelliferone (Nath et al.,
2005), 1H NMR (500 MHz, CD3OD, CDCl3): δH 6.18 (1H, d, J3,4 = 9.5 Hz, H-3), 6.71 (1H,
d, J8,6 = 2.2 Hz, H-8), 6.79 (1H, dd, J6,5 = 8.5 Hz, J6,8 = 2.3 Hz, H-6), 7.45 (1H, d, J5,6 = 8.5
Hz, H-5), 7.84 (1H, d, J4,3 = 9.3 Hz, H-4); 13C NMR (125 MHz, CD3OD, CDCl3): δC 103.4
(d, C-8), 112.3 (d, C-3), 113.1 (s, 4a), 114.5 (d, C-6), 130.6 (d, C-5), 146.0 (d, C-4), 156.5*
(s, 8a), 162.5* (s, C-7), 163.5* (s, C-2); HRESIMS (positive ionization mode), m/z
163.0398 [M+H]+ (calc. for C9H7O3 163.0395).*Estimated from HMQC.
137
(1H, dd, J6β,6α = J6β,5 = J6β,7 = 12.4 Hz, Hβ-6), 1.20 (3H, s, H-15), 1.24 (3H, d, J13,11= 7.2
Hz, H-13), 1.59 (1H, m, H-5), 1.77 (4H, m, Ha-3, H-7, Ha-2, Hb-3), 1.95 (1H, m, H-2),
2.15 (2H, m, Hα-6, H-1), 2.30 (1H, ddd, J11,13 = 7.0 Hz, J11,7 = 12.0 Hz, H-11), 2.51 (1H,
dd, J9α,8 = 10.4 Hz, J9α,9β = 15.8 Hz, Hα-9), 3.17 (1H, dd, J9β,9α = 15.7 Hz, J9β,8 = 5.6 Hz,
Hβ-9), 4.26 (1H, td, J8,7 = J8,9α = 10.3 Hz, J8,9β, = 5.6 Hz, H-8), 4.94 (1H, br s, H-14), 5.04
(1H, br s, H-14); 13C NMR (125 MHz, CDCl3): δC 13.0 (q, C- 13), 24.0 (q, C-15), 29.7 (t,
C-2), 31.1 (t, C-6), 40.8 (t, C-9), 41.2 (t, C-3), 42.3 (d, C-11), 47.6 (d, C-1), 50.3 (d, C-7),
58.3 (d, C-5), 80.5 (s, C-4), 82.0 (d, C-8), 111.3 (t, C-14), 146.7 (s, C-10), 178.4 (s, C-12);
HRESIMS (negative ionization mode), m/z 249.1500 [M-H]- (calc. for C15H21O3
249.1491).
5.5 References
Blay, G., Bargues, V., Cardona, L., Collado, A.M., García, B., Muñoz, M.C., Pedro, J.R., 2000.
Stereoselective synthesis of 4α-hydroxy-8,12-guaianolides from santonin. Journal of Organic Chemistry 65,
2138-2144.
Bohlmann, F., Abraham, W-F., 1979a. Neue Diterpene und weitere Inhaltsstoffe aus Helichrysum
calliconum und Helichrysum heterolasium. Phytochemistry 18, 889-891.
Bohlmann, F., Abraham, W-R., 1979b. Neue Diterpene aus Helichrysum acutatum. Phytochemistry 18,
1754-1756.
Bohlmann, F., Czerson, H., Schıneweiß, S., 1977. Neue inhaltsstoffe aus Inula viscosa Ait. Chemische
Berichte 110, 1330-1334.
Bohlmann, F., Suwita, A., 1979. Ein neues Guajanolid und ein Secoguajanolid aus Helichrysum splendidum.
Phytochemistry 18, 885-886.
Bohlmann, F., Zdero, C., Abraham, W-R., Suwita, A., Grenz, M., 1980. Neue Diterpene und neue
Dihydrochalcon-derivate sowie weitere Inhaltsstoffe aus Helichrysum arten. Phytochemistry 19, 873-879.
Bohlmann, F., Zdero, C., Ahmed, M., 1982. New sesquiterpene lactones, geranyllinalol derivatives and other
constituents from Geigera species. Phytochemistry 21, 1679-1691.
Hilliard, O.M., 1983. Asteraceae. In: O.A. Leistner Flora of Southern Africa., Vol. 33, part 7 (Inuleae),
Botanical Research Institute of South Africa, Pretoria, pp. 7,2:61-7,2:317.
138
Jakupovic, J., Schuster, A., Bohlmann, F., King, R.M., Lander, N.S., 1988. Sesquiterpene lactones from
Gnephosis species. Phytochemistry 27, 3181-3185.
Jakupovic, J., Zdero, C., Grenz, M., Tsichritzis, F., Lehmann, L., Hashemi-Nejad, S.M., Bohlmann, F.,
1989. Twenty-one acylphloroglucinol and further constituents from South African Helichrysum species.
Phytochemistry 28, 1119-1131.
Nath, M., Jairath, R., Eng, G., Song, X., Kumar, A., 2005. New diorganotin(IV) derivatives of 7-
hydroxycoumarin (umbelliferone) and their adducts with 1,10-phenanthroline. Spectrochimica Acta Part A
61, 3155–3161.
Pooley, E., 1998. A Field Guide to the Wild Flowers. KwaZulu-Natal and the Eastern Region, 1st ed. Natal
Flora Publications Trust, Durban, pp. 82, 212-215, 310-317, 442-443.
Rustaiyan, A., Jakupovic, J., Chau-Thi, T.V., Bohlmann, F., Sadjadi, A., 1987. Further sesquiterpene
lactones from the genus Dittrichia. Phytochemistry 26, 2603-2606.
Seaman, F., Rodriguez, E., Carman, N.J., Mabry, T.J., 1972. A new flavonoid from Ambrosia dumosa.
Phytochemistry 11, 2626-2627.
Tringali, C., Piatelli, M., Spatafora, C., 1995. Sesquiterpenes and geranylgeranylglycerol from the brown
algae Taonia lacheana and Taonia atomaria f. ciliata: their chemotaxonomic significance. Phytochemistry
40, 827-831.
Ulubelen, A., Topcu, G., Eriş, C., Sönmez, U., Kartal, M., Kurucu, S., Bozok-Johansson, C., 1994.
Terpenoids from Salvia sclarea. Phytochemistry 36, 971-974.
Wang, Y., Hamburger, M., Gueho, H., Hostettmann, K., 1989. Antimicrobial flavonoids from Psiadia
trinervia and their methylated and acetylated derivatives. Phytochemistry 28, 2323-2327.
139
CHAPTER 6
6.1 Introduction
Helichrysum excisum (Thunb.) Less. (Fig 6.1) is a highly aromatic, densely twiggy dwarf
shrub with yellow flowers endemic to the Western Cape Province of South Africa (Fig.
6.1, Fig. 6.2). Based on morphological characters, it is placed in Group 12 (Hilliard, 1983)
(Paragraph 2.1). This morphologic group contains sixteen species. The phytochemistry of
two of these species (H. caespititium and H. asperum var. albidulum) has been
investigated. H. caespititium is used in traditional medicine to treat colds, headaches,
gonorrhoea and nausea occurs widely in the central parts of South Africa (Hutchings and
Van Staden, 1994; Watt and Breyer-Brandwijk, 1962; Hilliard, 1983).
a b
Figure 6.1 a) Helichrysum excisum, plant habitat b) H. excisum, flower
(Photos: J. Vlok)
Acylated phloroglucinols were isolated from both H. caespititium (Dekker et al., 1983,
Mathekga et al., 2000) and H. asperum var. albidulum, a plant found in the Western Cape
(Jakupovic et al., 1989, Hilliard, 1983). Various phloroglucinols exhibit biological activity
140
such as antibacterial (Gibbons, 2004) and antiviral (Appendino et al., 2007; Nakane et al.,
1991) activity. In a previous study, Lourens et al. (2004) reported on the antimicrobial
activity of crude extracts of H. excisum against Gram-positive organisms such as
Staphylococcus aureus and Bacillus cereus. To the best of our knowledge, there is no
reference in ethnobotanical literature relating to the use of H. excisum. However, the
interesting chemistry and medicinal use of morphologically related species served as
motivation for the investigation of this species. Furthermore, apart from the composition of
the steam-distilled oil (Lourens et al., 2004), no phytochemical studies have been reported
on H. excisum.
From the aerial parts of H. excisum, five flavonoids, identified as pinocembrin (1),
gnaphaliin (67), lepidissipyrone (19), 5-hydroxy-7,8-dimethoxyflavone (72) and
isoscutellarein 7-O-β-glucoside (80), were isolated. Four of these compounds have an
unsubstituted B-ring, a trend often observed in the flavonoids isolated from Helichrysum
species (Chapter 2).
In the 1H NMR spectrum (Plate 63), the chemical shifts and coupling constants of two
aromatic protons δH 5.90 (1H, d, J = 2 Hz) and δH 5.94 (1H, d, J = 2 Hz) are characteristic
of two meta-coupled protons of the A ring of a 5,7-dioxygenated flavonoid. The remaining
141
five aromatic protons were assigned to a monosubstituted aromatic ring. In the aliphatic
region, two non-equivalent methylene protons at δH 2.78 (1H, dd, J = 17 Hz, J = 3 Hz) and
δH 3.09 (1H, dd, J = 17 Hz, J = 13 Hz) which are coupled to a doublet of doublets at δH
5.46 (1H, dd, J = 13 Hz, J = 3 Hz) suggests a flavanone structure. From the evidence
mentioned, the structure was assigned as pinocembrin (1). The assignment was confirmed
by analysis of two-dimensional NMR data (Plates 65-68) and comparison of the NMR
data with literature values (Fukui et al., 1988, Jung and McLaughlin, 1990).
5'
6' 4'
8
HO 7 O 2 3'
1'
9 2'
3
6 4
10
5
OH O
Pinocembrin (1)
The compound showed laevorotatory rotation like the majority of natural flavanones and is
assigned a 2S configuration (Bohlmann and Zdero, 1983; Slade et al., 2005), with the C-2
phenyl substituent in the α-equatorial position. Taking the configuration of the stereocentre
at C-2 and the coupling constants of the two H-3 geminal protons into account, the proton
at δH 2.78 could be assigned as Hβ-3 and the proton at δH 3.09 as Hα-3. It is interesting to
note that in the HMQC (Plate 68), Hα-3 shows correlations with C-2, C-4 and C-1’, while
Hβ-3 only shows a correlation with C-4 (Fig. 6.2).
HO O
H
H
OH O
13
Figure 6.2 Correlations seen in HMQC of pinocembrin (indicated by arrows from C to
1
H).
Pinocembrin (1) and its derivatives (often prenyl derivatives) occur frequently in the South
African Helichrysum species, especially in plants from Hilliard’s morphological Groups 8,
9, 21, 23 and 27 (Bohlmann et al., 1980; Bohlmann et al., 1979; Bohlmann and Ates, 1984;
142
Bohlmann and Misra, 1984; Jakupovic et al., 1986; Bohlmann and Abraham, 1979c,d;
Bohlmann and Zdero, 1983). This compound has been isolated from H. cymosum
(Jakupovic et al., 1989), H. oreophilum, H. zeyheri (Jakupovic et al., 1986), H. oxyphyllum
(Bohlmann et al., 1980), H. callicomum (Bohlmann and Abraham, 1979a), H. tenuifolium
(Bohlmann and Abraham, 1979b) and from the roots of H. acutatum (Bohlmann and
Abraham, 1979c). High concentrations are also found in the Australian species H. stirlingii
(Jakupovic et al., 1987) and European species such as H. italicum (Sala et al., 2003).
Lepidissipyrone (19) precipated as a white solid from chloroform. Its structure was based
on NMR data (Plates 69-74, Table 6.1), combined with high-resolution mass spectrometry
which indicated a molecular formula of C24H24O7. As for pinocembrin (1), the set of
doublet of doublet signals at δH 2.84 (1H, dd, J = 17 Hz, J = 3 Hz, H-3) and δH 3.27 (1H,
dd, J = 17 Hz, J = 13 Hz, H-3), coupling to the doublet of doublets at δH 5.53 (1H, dd, J =
13 Hz, J = 3 Hz, H-2), in the 1H NMR spectrum (Plate 69) indicated the presence of a
flavanone moiety. Integration of the signal at δH 7.51 indicated that there were five
aromatic protons, suggesting an unsubstituted aromatic B ring. The shift of the proton at δH
6.21 is in the region characteristic for protons on the A ring of flavonoids.
5'
6' 4'
8
7" HO 7 O 2 3'
6" O 2" O 9
1'
2'
8" 3
3" 4
10
5" 5
9" 4" 10"
OH O
OH
Lepidissipyrone (19)
143
experiments (COSY – Plate 71, HSQC – Plate 73, HMQC - Plate 74) were employed in
further analysis of the structure (Table 6.1).
a
Integral (if not 1H), multiplicity and coupling constant(s) (in Hz) indicated in parentheses.
b
Multiplicity determined by DEPT indicated in parentheses.
HMQC (Plate 74) correlations indicated that the methylene group connecting the pyrone
and flavanone moiety was attached to C-6 of the flavanone A ring and C-3” of the pyrone.
2
J correlations were observed between H-10” δH 3.57 and C-6 δC 104.9 and C-3” δC 101.2,
while 3J correlations were observed between H-10” δH 3.57 and carbons resonating at δC
169.0, 166.9 and 157.7, assigned to carbons C-2”, C-4” and C-5, respectively.
144
The aromatic proton at δH 6.21 showed HMQC correlations to δC 165.8 (C-9), 163.2 (C-7),
104.9 (C-6), 102.3 (C-10) confirming its assignment as H-8 of the aromatic A ring.
Considering the HMQC correlations, the singlet at δH 8.09 could be assigned to the 4”-OH,
while the singlet at δH 11.89 most likely belongs to the 5-OH and the singlet at δH 10.61 to
the 7-OH. It may be of interest to note that as for pinocembrin, a HMQC correlation was
only observed between the more downfield H-3 (δH 3.27) and C-1’ as well as C-2, while
these correlations were absent for the upfield H-3 (δH 2.84). However, this compound
decomposed in the chloroform solution before the optical rotation could be obtained. This
compound was previously only isolated from H. lepidissimum and the proton data is in
agreement with that reported by Jakupovic et. al (1989).
Similar pyrones were isolated from other plants in this genus, for example H. mixtum, H.
cephaloideum (Jakupovic et al., 1986), H. auriceps (Bohlmann and Zdero, 1980), H.
cerastioides (Bohlmann et al., 1984) and H. odoratissimum (Hänsel et al., 1980), although
the pyrone side chain is usually combined with a phloroglucinol and not with a flavanone
moiety. The antimicrobial activity of lepidissipyrone (19) is summarised in Table 6.2.
145
Table 6.2 Mean MIC (µg/ml) values for the chloroform:methanol (1:1) extract of Helichrysum excisum, lepidissipyrone (19) and isoscutellarein
7-O-glucoside (80).
a
MIC values at least determined in duplicate
b
Not susceptible, activity observed equivalent to DMSO control
c
Not determined
d
Ciprofloxacin was used as positive control for bacteria and amphotericin B as positive control for the yeast.
146
146
5'
6'
OMe 4'
HO 7 O 2
1' 3'
9 2'
6 4
5 10 OMe
OH O
Gnaphaliin (67)
The singlet at δH 12.4 is typical for a hydrogen-bonded hydroxy, implying the presence of
a C-5 hydroxy group. The NOESY correlations (Plate 80) observed between both the
methoxy groups and H-2’and H-6’, confirmed their relative positions as only substitution
on C-3 and C-8 allowed both methoxy groups to be in close proximity to both the H-2’ and
13
6’ protons. The C (Plate 76) and DEPT NMR spectra showed 17 carbons, two methyl
groups, six CH, and nine quaternary carbons. The assignment of our 13C NMR spectrum of
gnaphaliin differs slightly from that of Tomás-Lorente (1991), with the signal at δC 62.0
being assigned as the 8-methoxy group and the signal at δC 60.4 assigned to the 3-methoxy
group, based on HSQC (Plate 78) and HMQC correlations (Plate 79). Gnaphaliin (67), was
previously isolated from H. cymosum and H. argyrophyllum (Jakupovic et al., 1989) and
European species such as H. picardii (Tomás-Lorente et al., 1991) and H. italicum (Sala et
al., 2003).
147
while an extra proton was present in the aromatic region (δH 6.68) and an extra CH signal
present in the DEPT spectrum (Plate 84). This suggested that 72 contains one hydroxy
substituent less than gnaphaliin (67). This was confirmed by the high-resolution mass data
(m/z 297.0757 [M-H]-), which indicated a molecular formula of C17H14O5. The singlet at
δH 12.6 was again indicative of a hydroxy substitution on C-5, while the presence of an
unsubstituted B ring could be derived from the integration and splitting pattern of the
aromatic protons at δH 6.68 and 7.95. Important HMQC correlations (Plate 86) observed
were those between the proton at δH 6.45 (H-6) and the carbons at δC 105.0 (C-10), 128.9
(C-8) and 158.7 (C-7) and the proton at δH 6.68 (H-3) and the carbons at δC 105.0 (C-10),
131.4 (C-1’), 163.9 (C-2), confirming the positions of the unsubstituted aromatic protons
as H-6 and H-3. The spectroscopic data obtained are identical to that reported by
Kuroyanagi et al. (1987) for 5-hydroxy-7,8-dimethoxyflavone except for the assignments
of C-5 and C-7. The HMQC correlation observed between the 7 or 8 methoxy signal at δH
3.96 and the carbon at δC 158.7 (thus C-7) resulted in the revised assignment. This change
is in agreement with the assignments of C-5 and C-7 as reported by Horie et al. (1998) for
related flavones. An extract of the South African H. petiolare as well as the Kenyan H.
schimperi previously yielded this compound (Jakupovic et al., 1989, Jakupovic et al.,
1990).
5'
6'
OMe 4'
MeO 7 O 2
1' 3'
9 2'
6 4 3
5 10
OH O
7,8-Dimethoxy-5-hydroxyflavone (72)
The 1H (Plate 88) and 13C NMR (Plate 89) spectral data of compound 80 again suggested
the presence of a flavone. The substitution pattern in 1H NMR spectrum for compound 80
differed from the other isolated flavonoids in certain aspects. The presence of two ortho-
coupled doublets (J = 8.8 Hz) at δH 6.98 and δH 8.01 assigned to H-3’,5’ and H-2’,6’
respectively, indicated a para-substituted B ring. Several signals in the aliphatic region of
the 1H NMR indicated the presence of a sugar moiety. The coupling constant of the proton
at C-1” was calculated as 7.3 Hz which agrees with the value obtained for glucose by
Lenherr et al. (1984). Further evidence for the presence of a glucose group and its
13
localization at C-7 was obtained by comparing and correlating C NMR data of our
148
compound with other 7-glycosylated 8-hydroxyapigenins (Albach et al., 2003; Lenherr et
al., 1984; Nakanishi et al., 2004). The existence of a β-linkage was confirmed by the
anomeric proton doublet at δH 4.97 with a large coupling constant (J = 7.3 Hz). HMQC
correlations (Plate 93) confirmed the assignments of the singlet at δH 6.67 as H-6
(correlations with δC 105.2 (C-10), 127.0 (C-8), 151.2 (C-5), 152.4 (C-7)) and the singlet at
δH 6.85 as H-3 (correlations with carbons resonating at δC 105.2 (C-10), 101.3 (C-1’),
164.0 (C-2) and 182.4 (C-4). All other NMR spectroscopic data as well as the high-
resolution mass results (m/z 447.0923 [M-H]-, indicating a molecular formula of C21H20O11
were in agreement with the proposed structure.
5'
HO 6"
6'
OH
5" O OH 4'
HO 4" 2" O O 2
7 3'
1'
HO 3" 1" 9 2'
OH
6 4 3
10
5
OH O
The main class of compounds isolated from H. excisum was therefore not of the acylated
phloroglucinol type as for H. caespititium (Dekker et al., 1983, Mathekga et al., 2000) and
H. asperum var. albidulum (Jakupovic et al., 1989) (the other two Group 12 species
investigated), but mainly flavonoids, indicating that H. excisum is chemically not closely
related to H. caespititium and H. asperum var. albidulum. It would be interesting to
investigate the other species classified morphologically as Group 12, but collection of plant
material is hampered by the fact that several of these species are narrowly endemic
(Hilliard, 1983).
149
autographic assay of initial column fractions, obtained after fractionation of the extract, as
well as of the isolated compounds, indicated that the antibacterial activity of the extract
could be attributed mainly to the presence of lepidissipyrone (19). MIC values were
therefore determined for this compound (Table 6.2). Unfortunately, only moderate activity
was observed (MIC values of between 78 and 312 µg/ml observed for the screened micro-
organisms). As expected, lepidissipyrone (19) has higher activity towards the Gram-
negative organisms and C. neoformans than the crude extract, but only a slight
improvement was observed against S. aureus and S. epidermidis. The decrease in activity
observed against B. cereus, when considering the activity of the crude extract, indicates
that lepidissipyrone may be acting synergistically with other chemical entities. Although
none of the other flavonoids exhibited observable activity in the bio-autographic assay,
varying anti-staphylococcal activity has been recorded for pinocembrin (1) (666 µg/ml,
Alcaráz et al. 2000; 0.1 µg/plate, Bremner and Meyer, 1998; 125 µg/disc, Fukui et al.,
1988; 50 µg/ml, Hufford and Laswell, 1978). It was also reported that gnaphaliin (67)
inhibits the growth of several microorganisms (Tomás-Lorente et al., 1991; Mendoza et al.,
1997). These discrepancies in observed activity may be due to several factors including
differences in assays used (Cushnie et al., 2003, Cushnie and Lamb, 2005).
The modest activity observed for lepidissipyrone was unexpected since a much higher
antimicrobial activity, with MIC’s of 12.5 µg/ml against Bacillus species and S.
epidermidis, was reported for a phloroglucinol with a similar lactone side chain (Tomás-
Barberán, 1990). Other similar lactones also strongly inhibited several Gram-positive
microorganisms (Ríos et al., 1991). Lepidissipyrone (19) decomposed on standing in
chloroform, which indicated that the pyrone ring present might be acid sensitive. This
instability might explain the MIC values observed for the isolated compound.
6.3 Conclusion
150
to determine whether this morphological group is characterised by flavonoids or
phloroglucinols as major chemical constituents.
6.4 Experimental
1
H and 13C-NMR spectra were recorded on a Varian Unity Inova 500 spectrometer with a 5
mm SW/Z-PFG probe (all spectra recorded at 25 °C) (500 MHz for 1H) at room
temperature in solutions of either deuterated chloroform or methanol. Spectra for
isoscutellarein 7-O-glucoside (80) were recorded on a Varian Inova 2000 (300 MHz for
1
H) in DMSO-d6 using TMS as internal standard. Structures were determined by analysis
of 2D (HSQC, HMBC, COSY and NOESY) NMR spectra and by comparison of 1H and
13
C NMR spectra with literature values. Mass spectrometry data was collected on a time-
of-flight Waters LCT Premier mass spectrometer using electrospray ionization in the
positive mode. Optical rotation was determined with a Perkin Elmer 241 polarimeter.
151
6.4.3 General extraction
Plant material was air dried (protected from sunlight) and ground. Plant material was
extracted twice with solvent for 24 hours at room temperature where after the solvent was
removed under vacuum. Chloroform:methanol (1:1), dichloromethane and methanol
extracts were prepared. Extraction of the air-dried, ground aerial parts (250 g) of H.
excisum (Jan Vlok 2830A) with chloroform: methanol (1:1) yielded 16 g of extract. A
dichloromethane extract (5 g) was obtained by extracting 100 g dried, ground plant
material (Jan Vlok 2830A) at room temperature. A methanol extract (17.3 g) was prepared
from ground, air-dried aerial parts (160 g, Jan Vlok, 2830).
152
Figure 6.3 Bio-autographic assay of compounds isolated from H. excisum. The clear zone
is observed for lepidissipyrone
The crude dichloromethane extract (5 g) was fractionated on silica gel using hexanes:ethyl
acetate (9:1), hexanes:ethyl acetate (8.5:1), hexanes:ethyl acetate (8:2), and hexanes:ethyl
acetate (6:4) followed by washing the column with methanol as eluent to obtain 8 fractions
(C1-C8). Fraction C4 was further fractionated with a chromatotron with hexanes:ethyl
acetate (2:1) as eluent to yield compound 72 as a yellow solid (2 mg).
The methanol extract (17.3 g) was dissolved in methanol and subjected to column
chromatography using silica gel and subsequent mobile phases consisting of hexanes:
153
dichloromethane (9:1), dichloromethane:methanol (6:1), dichloromethane:methanol (3:1),
and methanol (100%). Isoscutallarein 7-O-glucoside (80) precipitated as a yellow solid (85
mg).
154
CDCl3): δH 3.95 (3H, s, 7 or 8-OMe), 3.96 (3H, s, 7 or 8-OMe), 6.45 (1H, s, H-6), 6.68
(1H, s, H-3), 7.56 (3H, m, H-3’, H-4’ and H-5’), 7.95 (2H, m, H-2’ and H-6’), 12.6 (1H, s,
5-OH), 13C NMR (125 MHz, CDCl3): δC 56.4 (q, 7 or 8-OMe), 61.7 (q, 7 or 8-OMe), 95.8
(d, C-6), 105.0 (s, C-10), 105.4 (d, C-3), 126.3 (d, C-2’and C-6’), 128.9 (s, C-8), 129.2 (d,
C-3’ and 5’), 131.4 (s, C-1’), 131.9 (d, C-4’), 149.4 (s, C-9), 157.6 (s, C-5), 158.7 (s, C-7),
163.9 (s, C-2), 182.7 (s, C-4), HRESIMS (negative ionization mode) m/z 297.0757 [M-H]-
(calc. for C17H13O5 297.0763).
6.5 References
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against methicillin-resistant Staphylococcus aureus strains. Journal of Theoretical Biology 205, 231-240.
Albach, D.C., Grayer, R.J., Jensen, S.R., İzgıkce, F., Veitch, N.C., 2003. Acylated flavone glycosides from
Veronica. Phytochemistry 64, 1295-1301.
Appendino, G., Ottino, M., Marquez, N., Bianchi, F., Giana, A., Ballero, M., Sterner, O., Fiebich, B.L.,
Munoz, E., 2007. Arzanol, an anti-inflammatory and anti-HIV-1 phloroglucinol α-pyrone from Helichrysum
italicum ssp. microphyllum. Journal of Natural Products 70, 608-612.
Bohlmann, F., Abraham, W-R., 1979a., Neue diterpene und weitere inhaltsstoffe aus Helichrysum
calliconum und Helichrysum heterolasium. Phytochemistry 18, 889-891.
Bohlmann, F., Abraham, W-R., 1979b. Neue, chlorsubstituierte thiophenacetylenverbindungen mit
ungewöhnlicher struktur aus Helichrysum-arten. Phytochemistry 18, 839-842.
Bohlmann, F., Abraham, W-R., 1979c. Neue diterpene aus Helichrysum acutatum. Phytochemistry 18,
1754-1756.
155
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Phytochemistry 18, 1851-1853.
Bohlmann, F., Ates, N., 1984. Three prenylated flavanoids from Helichrysum athrixiifolium. Phytochemistry
23, 1338-1339.
Bohlmann, F., Misra, L.N., 1984. New prenylflavanones and chalcones from Helichrysum rugulosum.
Planta Medica 50, 271-272.
Bohmann, F., Misra, L.N., Jakupovic, J., 1984. Weitere phloroglucin- und α-pyrone-derivate aus
Helichrysum-arten. Planta Medica 50, 174-176.
Bohlmann, F., Zdero, C., 1980. Neue phloroglucin-derivate aus Helichrysum-arten. Phytochemistry 19, 153-
155.
Bohlmann, F., Zdero. C., 1983. Flavanones from Helichrysum thapsus. Phytochemistry 22, 2877-2878.
Bohlmann, F., Zdero, C., Abraham, W-R., Suwita, A., Grenz, M., 1980. Neue diterpene und neue
dihydrochalkon-drivate sowie weitere inhaltsstoffe aus Helichrysum arten. Phytochemistry 19, 873-879.
Bohlmann, F., Ziesche, J., Mahanta, P.K., 1979. Neue chalkon-derivate und humulon-ähnliche verbindungen
aus Helichrysum arten. Phytochemistry 18, 1033-1036.
Bremner, P.D., Meyer, J.J.M., 1998. Pinocembrin chalcone: an antibacterial compound from Helichrysum
trilineatum. Planta Medica 64, 777.
Cushnie, T.P.P., Hamilton, V.E.S., Lamb, A.J., 2003. Assesment of the antibacterial activity of selected
flavonoids and consideration of discrepancies between previous reports. Microbiological Research 158, 281-
289.
Cushnie, T.P.P., Lamb, A.J., 2005. Antimicrobial activity of flavonoids. International Journal of
Antimicrobial Agents 26, 324-356.
Dekker, T.G., Fourie, T.G., Snyckers, F.O., Van der Schyf, C.J., 1983. Studies of South African medicinal
plants. Part 2. Caespitin, a new phloroglucinol derivative with antimicrobial properties from Helichrysum
caespititium. South African Journal of Chemistry 36, 114-116.
Del Bano, M.J., Lorente, J., Castillo, J., Benavente-Garciá, O., Del Río, J.A., Ortuńo, A., Quirin, K-W.,
Gerard, D., 2003. Phenolic diterpenes, flavones, and rosmarinic acid distribution during the development of
leaves, flowers, stems, and roots of Rosmarinus officinalis. Antioxidant activity. Journal of Agricultural and
Food Chemistry 51, 4247-4253.
Fukui, H., Goto, K., Tabata, M., 1988. Two antimicrobial flavanones from the leaves of Glycyrrhiza glabra.
Chemical and Pharmaceutical Bulletin 36, 4174-4176.
Gibbons, S., 2004. Anti-staphylococcul plant natural products. Natural Product Reports 21, 263-277.
Gupta, K.K., Taneja, S.C., Dhar, K.L., Atal, C.K., 1983. Flavonoids of Andrographis paniculata.
Phytochemistry 22, 314-315.
Hänsel, R., Cybulski, E-M., Cubukcu, B., Mercli, A.H., Bohlmann, F., Zdero, C., 1980. Neue pyron-derivate
aus Helichrysum arten. Phytochemistry 19, 639-644.
Hilliard, O.M., 1983. In: Flora of Southern Africa. Ed. O.A. Leistner, Vol. 33, part 7(2) (Asteraceae).
Botanical Research Institute of South Africa. pp. 61, 131-132.
Horie, T., Ohtsuru,Y., Shibata, K., Yamashita, K., Tsukayama, M., Kawamura, Y., 1998. 13C NMR spectral
assignment of the A-ring of polyoxygenated flavones. Phytochemistry 47, 865-874.
156
Hufford, C.D., Laswell, W.L., 1978. Antimicrobial actvities of constituents of Uvaria chamae. Lloydia 41,
156-160.
Hsieh, Y-L., Fang, J-M., Cheng, Y-S., 1998. Terpenoids and flavonoids from Psuedotsuga wilsoniana. Phytochemistry
47, 845 850.
Hua, Y., Wang, H-Q., 2004. Chemical components of Anaphalis sinica Hance. Journal of the Chinese
Chemical Society 51, 409-415.
Hutchings, A., Van Staden, J., 1994. Plants used for stress-related ailments in traditional Zulu, Xhosa and
Sotho medicine. Part 1. Plants used for headaches. Journal of Ethnopharmacology 43, 89-124.
Jakupovic, J., Grenz, M., Bohlmann, F., Mungai, G.M., 1990. 12β-Hydroxyabieta-7,13-diene and other
constituents from East African Helichrysum species. Phytochemistry 29, 1589-1590.
Jakupovic, J., Kuhnke, J., Schuster, A., Metwally, M.A., Bohlmann, F., 1986. Phloroglucinol derivatives
and other constituents from South African Helichrysum species. Phytochemistry 25, 1133-1142.
Jakupovic, J., Pathak, V.P., Bohlmann, F., King, R.M., Robinson, H., 1987. Obliquin derivatives and other
constituents from Australian Helichrysum species. Phytochemistry 26, 803-807.
Jakupovic, J., Zdero, C., Grenz, M., Tsichritzis, F., Lehmann, L., Hashemi-Nejad, S.M., Bohlmann, F.,
1989. Twenty-one acylphloroglucinol and further constituents from South African Helichrysum species.
Phytochemistry 28, 1119-1131.
13
Jung, J.H., Mclaughlin, J.L., 1990. C-1H NMR long range coupling and deuterium isoptope effects of
flavanones, Phytochemistry 29, 1271-1275.
Kuroyanagi, M., Sato, M., Ueno, A., Nishi, K., 1987. Flavonoids from Andrographis paniculata. Chemical
Pharmaceutical Bulletin 35, 4429-4435.
Lenherr, A., Lahloub, M.F., Sticher, O., 1984. Three flavonoid glycosides containing acetylated allose from
Stachys recta. Phytochemistry 23, 2343-2345.
Lourens, A.C.U., Reddy, D., Başer, Viljoen, A.M., Van Vuuren, S.F., 2004. In vitro biological activity and
essential oil composition of four indigenous South African Helichrysum species. Journal of
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gibbsiae. Phytochemistry 16, 617-619.
Markham, K.R., Given, D.R., 1988. The major flavonoids of an Antarctic Bryum. Phytochemistry 27, 2843-
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antimicrobial properties from Helichrysum caespititium. Phytochemistry 53, 93-96.
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diterpenoids and flavonoids isolated from some Chilean Pseudognaphalium (Asteraceae). Journal of
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by some phloroglucinol derivatives. Federation of European Biochemical Societies (FEBS) 286, 83-85.
Nakanishi, T., Iida, N., Inatomi, Y., Murata, H., Inada, A., Murata, J., Lang, F.A., Iinuma, M., Tanaka, T.,
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157
Ríos, J.L., Recio, M.C., Villar, A., 1991. Isolation and identification of the antibacterial compounds from
Helichrysum Stoechas. Journal of Ethnopharmacology 33, 51-55.
Sala, A., Recio, M.C., Schinella, G.R., Máñez, S., Giner, R.M., Cerdá-Nicolás, M., Ríos, J-L., 2003.
Assessment of the anti-inflammatory activity and free radical scavenger activity of tiliroside. European
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absolute configuration of flavonoids. Phytochemistry 66, 2177-2215.
Su, B-N., Park, E.J., Vigo, J.S., Graham, J.G., Cabieses, F., Fong, H.H.S., Pezzuto, J.M., Kinghorn, A.D.,
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158
CHAPTER 7
7.1 Introduction
Several phloroglucinol α-pyrones have been isolated from South African and European
Helichrysum species (Fig. 7.1). The phloroglucinol moieties of these compounds are often
prenylated while the 4-hydroxy-2-pyrone unit is usually alkylated in both the 5- and 6-
positions (Bohlmann et al., 1984; Bohlmann and Zdero, 1980; Hänsel et al., 1980;
Jakupovic et al., 1986, Vrkoč et al., 1971). These compounds exhibit noticable biological
activity. Phloroglucinol pyrones isolated from H. decumbens exhibited antifungal (Tomás-
Lorente et al., 1989) and antibacterial activity (Tomás-Barberan et al., 1990), while those
isolated from H. stoechas exhibited antimicrobial activity (Ríos et al., 1991).
OH OH OH OH
O OH
HO OH O O O O O O
O HO OH O O
Arzanol (374), isolated from H. italicum showed significant in vitro antioxidant activity
and had a protective effect against oxidative degradation of linoleic acid and cholesterol,
oxidisable substances present in membranes. The compound was also found to be non-
toxic in the MTT assay against VERO cells (a line of fibroblasts derived from monkey
kidney) at concentrations of 0.5-40 µM (Rosa et al., 2007). The most consequential
159
findings are those by Appendino and co-workers (2007) who reported on the NF-ΚB
inhibitory activity of arzanol (374) as well as its inhibition of HIV-1 replication in T-cells.
A limited number of synthetic routes have been published for the synthesis of substituted
4-hydroxy-2-pyrones. These routes normally involve β-keto ester (Banerjee and Achari,
1993; Köster and Hoffmann, 1987; Zhang and Danishefsky, 2002; Katritzky et al., 2005;
Kurdyumov et al., 2006) and/or acid chloride precursors (Ali et al., 1982; Lokot et al.,
1999; Sartori et al., 1991; Kurdyumov et al., 2006). The synthesis of flavanones is well
established and usually involves one of two routes. The first route involves the coupling of
a C-6 phenolic unit (e.g. phloroglucinol) to a C3-C6 unit (cinnamic residue) to form the
flavonoid skeleton (Nay et al., 2000, Solladíe et al., 1999). The more commonly used route
consists of a condensation between an acetophenone derivative and a benzaldehyde to
yield the chalcone (Nay et al., 2001; Drexler and Amiridis, 2003, Solladíe et al., 1999).
Although a number of routes have recently been developed for the asymmetric synthesis of
flavanones (Hodgetts, 2005, Biddle et al., 2007), the enantioselective synthesis of
flavanones that controls the C-2 configuration remains a challenge due to the potential for
reversible phenoxide elimination to form the achiral 2’-hydroxy chalcones (Kabbe and
Widdig, 1982).
160
One of the compounds isolated from Helichrysum excisum (Thunb.) Less. is a flavanone
substituted with a 4-hydroxy-2-pyrone moiety (lepidissipyrone, 19) with antimicrobial
activity (Chapter 6). Although a number of syntheses for α-pyrones have been published,
only a single reference to the preparation of a phloroglucinol or flavanone substituted α-
pyrone could be found (Vrkoč and Sorm, 1975b). Based on the interesting biological
activities associated with and the shortage of synthetic routes towards these compounds,
the decision was made to attempt the synthesis of lepidissipyrone.
O O HO OH O O HO OH
ZnCl2
Cl
+
CHCl3
OH OH OH OH
161
Phloroglucinols are also notoriously difficult to work with due to the high electron density
of the phloroglucinol ring and its tendency to degrade (Gissot et al., 2004, Van Vuuren et
al., 2006). Flavanones are known to undergo ring opening reactions to form chalcones
under acidic and basic conditions (Cisak and Mielczarek, 1992; Zhang et al., 2008) and in
this case, the pyrone moiety has to be attached selectively at position 6, and not position 8
of the A-ring of the flavanone. Therefore, the challenge is to prepare a heavily substituted
α-pyrone moiety joined to C-6 of the electron-rich phloroglucinol moiety of a flavanone.
Banerjee and Achari (1993) prepared α-pyrone intermediate 382 in the total synthesis of
lygodinolide, using an alkyl bromide and a β-keto ester (Scheme 7.2).
OEt O O
i
O O O + Br O
O CO2Et
ii, iii
HO
O
382
Scheme 7.2 Intermediates in the total synthesis of lygodinolide. Reagents (i) NaH, THF, 0-
25 °C, 16 h, then reflux 3 h (ii) Pd(II) chloride-acetonitrile, acetone, rt, 24 h (iii) DBU,
benzene, reflux, 14 h (Banerjee and Achari, 1993).
Based on this route, the following retrosynthetic analysis (Scheme 7.3) for lepidissipyrone
(19) was proposed:
162
O O HO O Ph RO O Ph
OEt
X +
O O
O O
OH OH O OH O
19 383 384
RO OR
OMe
Ph
O O
OH O
HO OH
Cl
O
OH O
O O
O HO O
Cl i ii OMe
+
O O O O O
O 385
O 386
iii
OMe
O O
387
Scheme 7.4 Initial route towards synthesis of β-keto ester 387. Reagents. (i) Pyridine,
CH2Cl2, -15 - 5 °C, 2 h (ii) MeOH, reflux, 3 h, 67% (iii) K2CO3, CH3I.
163
The acidity of Meldrum’s acid (385) (pKa 4.97) allows it to react with electrophiles in the
absence of strong bases and acylation occurs in the presence of pyridine. The methanolysis
proceeds readily due to the enolization of the acyl group, which enables nucleophilic attack
by the alcohol (Scribner et al., 1978, Scheme 7.5).
O
O O
OCH3
+ CH3COCH3 + CO2
O O O
O
H OCH3 386
Although β-keto ester 386 was synthesised successfully, alkylation resulted in the
formation of multiple products and this prompted the decision to use an alternative route.
Claisen condensation is a well-known method for the general synthesis of β-keto esters
(Clayden et al., 2001). A self condensation of methyl propionate using potassium hydride
as base was therefore attempted (Kamal et al., 2005). However, this reaction was
unsuccessful.
In another attempt to synthesise β-keto ester 384, propionyl chloride was treated with
triethylamine as base according to the method of Sung and Wu (2001). The base removes a
proton on the α-carbon of the acid chloride to generate a ketene in situ that proceeds with
the precipitation of triethylammonium chloride. Dimerisation of the unstable ketene results
in the formation of β-lactone 388. Refluxing of the lactone in the presence of an excess of
methanol and sodium acetate as catalyst afforded β-keto ester 387 in 52% yield (Sung and
Wu, 2001, Scheme 7.6).
O
H ii OMe
Cl i
O
O
O O O
388 387
Scheme 7.6 Synthesis of β-keto ester 387. Reagents: (i) Et3N, ether, 0 °C - rt, 2 days (ii)
NaOAc, MeOH, reflux, 1 day, 52%.
164
The ketone functionality in compound 387 was protected by ketalisation to afford the
protected ester 389 (Bates et al., 1988). This protecting group was selected based on the
simplicity of the protection procedure and the availability of starting materials. A Claisen
condensation of ketal ester 389 with ethyl acetate in the presence of LiHMDS (Banerjee
and Achari, 1993) resulted in an extremely low yield of the desired product and the
reaction was repeated with LDA to afford ester 384 (Plates 95, 96) (Shone et al., 1986)
(Scheme 7.7)
O O O O O O O
O O O
Scheme 7.7 Synthesis of β-keto ester 384. Reagents: (i) Et3N, ether, 0 °C - rt, 2 days (ii)
NaOAc, MeOH, reflux, 1 day, 52%; (iii) TsOH, 1,2-ethanediol, toluene, reflux overnight,
66% (iv) LDA, EtOAc, THF, 0 °C - 15 °C, 2 h, 37%.
165
Bakelite-type polymerisation of phenols is well known and the trihydroxylated system is
electron rich. Subsequently, the introduction of a formyl group at C-6 of the flavanone was
planned, followed by reduction and bromination. Scheme 7.8 indicates the first proposed
route for the synthesis of the flavanone moiety, which could be coupled to the β-keto ester.
Starting material for this route was phloroacetophenone (390) (Scheme 7.8). Due to the
multiple hydroxy groups present on the phloroacetophenone ring, selective protection was
required. Benzyl protecting groups were chosen based on the ease of formation of benzyl
ethers, their stability under various conditions and their removal by a variety of
deprotection methods, including the use of Lewis acids, catalytic hydrogenolysis (Greene,
1991) and sodium in the presence of butanol (Odejinmi and Wiemer, 2005). MOM-
protection was considered, as it is often utilised in this type of synthesis (Bu et al., 1997,
Tan et al., 2002, Urgaonkar et al., 2005) but difficulties in obtaining commercial MOM-
chloride and the toxicity associated with these preparations (Kishore et al., 2006) ruled out
the use of this reagent.
OH O OH O OH O
390 391 392 O H
BnO O Ph BnO O Ph BnO O Ph BnO O Ph
iv v
H +
OBn O OH O O OH O OH O
393 395 396 397
Scheme 7.8 Flavanone synthesis, deprotection and formylation. Reagents: (i) BnCl,
K2CO3, DMF, 80 °C, 2 h, 82% (ii) PhCHO, NaH, DMF, 0 °C, 45 min, 100% (iii) AcOH,
reflux, 6 h, 32% or DBU, CH2Cl2, rt, 2 days, 49% (iv) H2, Pd/C, CH2Cl2/EtOAc, rt, 45
min, 90% (v) a) POCl3, DMF, CH3CN, 18 h, rt, b) MeOH/H2O, 9% (396), 37%, (397).
It was anticipated that the free hydroxy group would have a stronger ortho-directing effect
than the benzyloxy group, enabling monosubstitution of the flavanone A-ring. Selective
benzylation of 2,4,6-trihydroxyacetophenone afforded 391. Condensation of ketone 391
and benzaldehyde was attempted in the presence of sodium hydroxide (Ali and Ilyas, 1986;
Suzuki et al., 2004), potassium hydroxide (Ichino et al., 1988) and sodium hydride
166
(Hatakeyama et al., 2005) in order to obtain chalcone 392. The reaction with sodium
hydride at 0 °C gave quantitative yields of chalcone 392 (Plates 97, 98). Synthesis of
flavanone 393 was quite problematic since an equilibrium between the flavanone and
chalcone exists (Urgaonkar et al., 2005). Both the acid (acetic acid) (Solladie et al., 1999)
and base (DBU) catalysed reactions gave rather low yields, although the starting material
could be reisolated and the reaction repeated (Scheme 7.8).
Haraldsson and Baldwin (1997) have illustrated that benzyl ethers adjacent to carbonyl
groups can be selectively cleaved in the presence of other benzyl ethers using magnesium
bromide. Mechanistically this involves the formation of a six-membered chelated ring
(Scheme 7.9).
BnO O BnO O
MgBr2 -PhCH2Br
+
OBn O Ph O O
393 MgBr
Br
BnO O
BnO O
H+, H2O
O O
MgBr OH O
395
This method seemed ideally suited for this synthesis, as selective deprotection of the 5-
hydroxy group of flavanone 393 was required. However, debenzylation using magnesium
bromide led to the formation of an unforeseen side product 394. It is proposed that the
reactive phloroglucinol ring reacts with the benzyl bromide formed during the deprotection
reaction, resulting in the C-benzylated (394, Scheme 7.10) as well as the O-debenzylated
product (395). Selective debenzylation of flavanone 393 was successfully achieved in high
yields using catalytic hydrogenation over 10% palladium on charcoal to afford flavanone
395 (Plates 99, 100).
167
BnO O
BnO O -PhCH2Br
MgBr2
+
Ph O O
OBn O
MgBr
393
BnO+ O BnO O
H+, H2O
H
Ph
Ph
O O OH O
MgBr
394
N
+ H
H
+ +
N N
:OH O OH+ O OH O
..
395 OH2
BnO O BnO O
H BnO O
+ H
O O
H O
:N OH O +
H N OH O H OH O
396
168
Attempts to use procedures where all the reagents were mixed together simultaneously
resulted in a solution from which no product could be isolated. The procedure followed
thus involved the separate preparation of the Vilsmeier reagent, to which the flavanone was
added. The yields were also low and instead of the major product being substituted in the
6-position (396), 8-substitution was preferred (397), resulting in the formation of an
undesired major product (Scheme 7.8). The position of the aldehyde was determined by
acylation of the free hydroxy groups of the two products and determining the NOESY
correlations of the 6- (398) and 8-acylated (399) aldehydes (Plates 101, 102).
O H 4'
4'
8 8
O 7 9 O O 7 9 O
9 1' 9 1'
2 2
H 6
3 6 3
10 10
5 4 5 4
O O O
OCOCH3 OCOCH3
398 399
Condensation of ester 384 and aldehyde 397 was attempted in the presence of sodium
hydride, which (as expected) resulted in the decomposition of the flavanone to the
chalcone. The flavanone in general seemed unstable and converted back to the chalcone
even in the presence of 50% toluenesulfonic acid (when refluxed). Coupling of the
completed flavanone moiety to the ester therefore does not seem feasible.
169
phenylthiomethyl pyrone intermediate (Hagiwara et al., 2001; Hagiwara et al., 2002). As
this route would add several more steps to the total synthesis, it was not pursued further.
OEt i OEt ii
O O O O O O O
384 400
O O O OO O
iii
OH OH OH
401 375
Scheme 7.12 Synthesis of helipyrone (375). Reagents: (i) 80% AcOH, 50 °C, 48 h, 67%
(ii) DBU, benzene, reflux, overnight, 53% (iii) (CH2O)n, HCl, dioxane, rt, 2h, 22%.
Cl
O
O Cl
O O O
Cl i
O Cl +
O
OH
Cl
Cl
Based on this approach, the route below was suggested, using 2,4,6-
trihydroxybenzaldehyde (402) as starting material (Scheme 7.14):
170
HO OH BnO OBn BnO OBn
i ii iii
H H H
O OH O OH O OiPr
402 403 406
BnO BnO
O OEt OBn BnO OBn
OBn O OH
O OEt
O iv v O
O
OEt OiPr OH OiPr
OH OiPr
407 408 410
OH BnO
Cl Cl Cl Cl O OBn vii OBn
O O BnO
Cl O
411 Cl
Cl O O OiPr OH OiPr
vi
Cl
Cl
3 3
BnO OBn BnO OBn
4 2 4 2
1
H 1
H
5 5
6 6
OBn O OAc O
404 405
Since the remaining free hydroxy-group of 403 would attack the ester and result in the
formation of a coumarin during coupling with the ester, isopropyl protection of this group
was done to afford 2,4-dibenzyloxy-6-isopropoxybenzaldehyde (406). At first, TBDMS
171
protection in the presence of both diisopropylamine or sodium hydride was attempted for
the remaining hydroxy group of 403, but possibly due to the bulkiness of the group and the
hydrogen bonding between this hydroxy and the carbonyl, this protection was not
successful. A Knoevenagel condensation of 406 was done with diethyl malonate in the
presence of acetic acid and pyrrolidine (Antonioletti et al., 2002) affording alkene 407
(Plates 107-108).
The double bond could not be reduced via hydrogenation, since it would cause cleavage of
the benzyl ethers, again resulting in the formation of coumarin side products. The double
bond was therefore reduced with sodium borohydride in ethanol. The reaction did not
proceed at room temperature, as starting material was reisolated after stirring for 24 h.
Refluxing for 3 hours results in the isolation of a mono ester 408 as major product where
one of the ester groups is already hydrolysed by the sodium borohydride, while 409 is
isolated as minor product. Hydrolysis occurs readily and with high yields when refluxing
any of the esters in ethanol with sodium hydroxide to afford diacid 410. The reaction of the
diacid and trichlorophenol (411) was attempted, using phosphoryl chloride. This resulted
in complete decomposition of the diacid. This route was therefore not pursued any further.
OBn
BnO
4 2 O OMe
6 OMe
OiPr
O
409
172
HO OH BnO OBn BnO OBn BnO OBn
ii
i iii
H H HO HO
O OH O OH OH OH O
402 403 412
Selective benzylation was done in the presence of benzyl bromide in DMF (Anderson et
al., 2005), to afford the protected aldehyde 403. However, the reduction of the aldehyde
was problematic. Although two ‘products’ were observed on TLC during the reaction with
both sodium borohydride and lithium aluminium hydride, quenching with even mild acid
resulted in a very polar product that could not be isolated. The reaction was only quenched
with water and the products isolated. The NMR spectra of these products indicated that
neither was the desired alcohol, but rather a polymerised product. Reduction of 2,4-
dibenzyloxy-6-hydroxybenzaldehyde (403) was thus not feasible. Isopropyl protection of
the remaining hydroxy was performed to afford 2,4-dibenzyloxy-6-
isopropoxybenzaldehyde (406) and reduction of this aldehyde yielded the desired alcohol
413 in high yields. However, neither bromination (with several different methods) nor
tosylation of this alcohol was successful.
Reactions aimed at acylation of the aromatic ring of 406 also did not yield the desired
product - in one case the debenzylated keto-aldehyde 414 was obtained. Arnaudinaud and
co-workers (2001) illustrated debenzylation in the presence of TiCl4, so the deprotection
observed with SnCl4 was not surprising. Condensation with ester 384 did give the desired
alkene 415 (Scheme 7.16, Plates 109, 110). Hydrogenation to reduce the double bond
selectively in the presence of the benzyl groups was attempted, in the hope that it would be
possible to reduce the double bond without debenzylation. After hydrogenation for 2 h at
room temperature at 120 kPa, the starting material was recovered quantitatively. In this
case reduction with sodium borohydride is not feasible, as it will most probably result in
reduction of the ketone.
173
BnO OBn BnO OBn BnO OBn BnO OBn
i ii
H H HO X
iii
O OH O OiPr OiPr OiPr
403 iv 406 413 X = Br or OTs
406 + 384
v O BnO OBn
HO OH
EtO
H
O O
O OiPr O
O O
414
415
Scheme 7.16 Synthesis of alkene 415. Reagents (i) (CH3)2CHBr, K2CO3, DMF, 71% (ii)
NaBH4, CH2Cl2, -78 - 0 °C, 1 h, 90% (iii) CBr4, PPh3, CH2Cl2 or TsCl, di-
isopropylamine/NaH (iv) SnCl4, CH2Cl2, v) AcOH, pyrrolidine, toluene, reflux, 4 h, 28%
OH O O OH O O OiPr O OiPr O
391 416 417 418
BnO OBn OEt BnO OBn
O O
+ v O
Cl
EtO OEt
O
OH O O O
OEt
420
421
Scheme 7.17 Synthetic route illustrating coupling of phloroglucinol moiety to β-keto ester
moiety. Reagents (i) a) DMF, POCl3, CH3CN, rt 18 h, b) MeOH, H2O, rt, 4 h , 42% (ii)
K2CO3, (CH3)2CHBr, DMF, 58% (iii) NaBH4, CH2Cl2, -78-0 °C, 1 h, 62% (iv) SOCl2,
CH2Cl2, 45 minutes, (quantitative) (v) LDA, THF, 0 °C-rt, 2 days, 54%.
174
The Vilsmeier formylation gave keto-aldehyde 416 in a 42% yield, while isopropyl
protection resulted in the isolation of 417. Selective reduction of the aldehyde in the
presence of the ketone was successful with sodium borohydride at reduced temperatures in
the presence of a mixed solvent system. Alcohol 418 (Plates 111-112) was obtained in
62% yield (Ward and Rhee, 1988). Bromination (using several different reagents) was
attempted, but failed, as did tosylation. In this case the product from the bromination
reaction could be isolated and was identified as the ethyl ether 419. A possible explanation
for this ether formation seems to be that the bromide or tosylate does in fact form, but that
it is so reactive that the solvent (ethanol) is nucleophilic enough to displace the bromide
and to form the ether. Therefore, it was decided to attempt the formation of a chloride.
Indeed,, exposure of alcohol 418 to thionyl chloride afforded chloride 420. This chloride
was not very stable and converts back to the alcohol in the presence of water, or
atmospheric moisture.
BnO OBn
6 4
O
2
O O
419
A model reaction, using diethyl malonate, was performed to illustrate the coupling between
the chloride 420 and diethyl malonate. This reaction involved the in situ preparation of
chloride 420 and its immediate addition to a solution of diethyl malonate and LDA in THF.
The coupled product 421 (Plates 113-114) was isolated in a 54% yield. It should be
feasible to synthesise lepidissipyrone (19) by using the route given in Scheme 7.18. We
have shown that precursors 420 and 384 can be prepared and that a 1,3-dicarbonyl
derivative can be linked to precursor 420 (Scheme 7.7, Scheme 7.19). However, due to
time limitations, the final steps in this synthesis could not be completed.
175
BnO OBn BnO OBn BnO OBn BnO OBn
i ii iii
iv
H H HO
OH O O OH O O OiPr O OiPr O
391 416 417 418
BnO OBn O BnO OBn
O O v
+ O O EtO vi
Cl
CH3CH2O
OH O O O O
420 384
O O
HO OH
BnO OBn O O
O BnO OBn O O
EtO vii
viii
O O
O O O OH
O O OH
O
O OH O O OH O
O O
ix x
O O OH O OH OH
Scheme 7.18 Synthetic route proposed for the synthesis of lepidissipyrone (19). Reagents
(i) a) DMF, POCl3, CH3CN, rt 18 h, b) MeOH, H2O, rt, 4 h , 42% (ii) (CH3)2CHBr, K2CO3,
DMF, 58% (iii) NaBH4, CH2Cl2, -78-0 °C, 1 h, 62% (iv) SOCl2, CH2Cl2, 45 minutes,
(quantitative) (v) LDA, THF, 0 °C-rt, (vi) 80% AcOH (vii) DBU, benzene (viii) a)
PhCHO, NaH, 0 °C b) DBU, CH2Cl2, rt (ix) isopropyl deprotection.
7.3 Conclusion
The aim of this investigation was to investigate a methodology that would provide access
to the synthesis of lepidissipyrone (19) and other phloroglucinol-substituted α-pyrones
(Fig. 7.1). The highly reactive nature of the electon-rich phloroglucinol nucleus posed
several problems during this synthesis and any proposed synthetic route should take
cognisance of this problem. One of the pyrones, helipyrone (375), has been prepared
successfully. A successful strategy towards the coupling of a 1,3-dicarbonyl derivative to
the benzylic position of a phloroglucinol derivative has been illustrated. Both the flavanone
and pyrone moieties present in lepidissipyrone (19) have been synthesised successfully. It
176
is believed that this approach can be used to synthesise phloroglucinol-pyrones that are
associated with several biological activities.
7.4 Experimental
Melting points were determined with a Kofler hot-stage apparatus and are uncorrected.
Mass spectrometric data were collected on a time-of-flight Waters LCT Premier mass
spectrometer using electrospray ionization in the positive or negative mode. Mass
spectrometric data for some of the ester precursors was obtained using GC-MS (Thermo
Finnigan PolarisQ Ion Trap with TRACE GC/MS). Infrared spectra were recorded on a
Perkin-Elmer Spectrum 1 Series FT-IR spectrophotometer using KBr discs for solids and
sodium chloride discs for oils or directly on a Bruker Alpha FT-IR. NMR spectra were
recorded on a Varian Unity Inova 500 spectrometer with a 5 mm SW/Z-PFG probe (all
spectra recorded at 25 °C) or Bruker Avance III 400 or 500 spectrometers with 5 mm
BBO-Z probes, all spectra recorded at 30 °C). 1H NMR spectra were recorded at 400 or
13
500 MHz and C spectra at 100 or 125 MHz. Chemical shifts (δ) are quoted in parts per
million (ppm) and referenced to a residual solvent peak (CDCl3, 7.26 and 77.0 ppm or
CD3OD, 3.31 and 49 ppm or DMSO-d6, 2.5 and 39.5 ppm).
177
7.4.2 Experimental procedures and physical data of compounds
Methyl 3-oxopentanoate (386)
O O
2
3 5
CH3O 4
The method of Sung and Wu (2001) was modified to synthesise compound 387. To a
solution of propionyl chloride (3 ml, 34.5 mmol) dissolved in 10 ml anhydrous ether, was
added triethylamine (4.8 ml, 34.5 mmol) in anhydrous ether (69 ml) dropwise over a
period of 1 hour with vigorous stirring at 0 °C under nitrogen. The solution was stirred for
two days at room temperature. Triethylammonium chloride precipitated as a thick white
solid. The ether was evaporated and the residue dissolved in methanol and sodium acetate
(4 mg) was added. The resulting solution was then refluxed under nitrogen for one more
day. After evaporation of the methanol, the residue was dissolved in water and ether. The
organic and aqueous layers were separated and the aqueous layer extracted twice more
with ether. After combining of the ether fractions and drying with magnesium sulphate, the
178
product was purified by chromatotron with a mobile phase of hexanes:ethyl acetate 15:1 to
give β-keto ester 387 as a colourless oil 2.58 g (52%): 1H NMR (500 MHz, CDCl3) δH 1.04
(3H, t, J = 7.4 Hz, H-5), 1.31 (3H, d, J = 7.2 Hz, 2-CH3), 2.54 (2H, dq, J = 14.5 Hz, 7.2
Hz, H-4), 3.52 (1H, q, J = 7.2 Hz, H-2), 3.70 (3H, s, OCH3); 13C NMR (125 MHz, CDCl3)
δC 7.6 (C-5), 12.8 (2-CH3), 34.6 (C-4), 52.27 (C-2), 52.31 (OCH3), 171.0 (C-1), 206.3 (C-
3); GC-MS m/z 144.03 (calculated for C7H12O3 144.07864); RT = 11.37 min.
O
O O
2 5
3
CH3O 4
A solution of β-keto ester 387 (950 mg, 6.6 mmol), ethane-1,2-diol (1.1 ml, 19.8 mmol)
and toluene-4-sulfonic acid monohydrate (10 mg) was heated to reflux in toluene using a
Dean Stark apparatus overnight (a modified method of Bates et al., 1988). The cooled
solution was neutralised with saturated aqueous sodium hydrogen carbonate and the
organic and aqueous layers separated. The aqueous layer was further extracted with
dichloromethane. The combined organic phases were dried over anhydrous magnesium
sulphate and the solvent evaporated to give the crude acetal. Chromatography of this
through silica gel, using hexanes:ethyl acetate (15:1) as eluent yielded 819 mg (66%) of
the desired product 389 as a colourless oil: 1H NMR (500 MHz, CDCl3) δH 0.89 (3H, t, J =
7.4 Hz, H-5), 1.19 (3H, d, J = 7.2 Hz, 2-CH3), 1.77 (2H, m, H-4), 2.85 (1H, q, J = 7.2 Hz,
H-2), 3.68 (3H, s, OCH3), 3.95-4.03 (4H, m, OCH2CH2O); 13C NMR (125 MHz, CDCl3)
δC 7.2 (C-5), 12.5 (2-CH3), 27.9 (C-4), 46.6 (C-2), 51.7 (OCH3), 65.6 (OCH2CH2O), 65.7,
111.5 (CCH2CH3), 173.9; HRESIMS (positive ionization mode), m/z 189.1132 [M+H]+
(calc. for C9H17O4 189.11268); IR (NaCl) ν 2981, 1738, 1212, 1078 cm-1.
O O
O O
2 4
CH3CH2O 3
179
Ethyl acetate (2.0 ml, 21.2 mmol), in THF (5 ml) was added dropwise to a solution of
lithium diisopropylamide (prepared in situ from 4.5 ml of diisopropylamine and 21 ml of a
1.5 M solution BuLi) in dry THF (50 ml) at -78 °C under nitrogen. The resulting solution
was stirred for 1 hour at 0 °C and cooled to -78 °C before β-keto-ester 389 (2.0 g, 10.6
mmol) dissolved in THF (5 ml) was added dropwise. The temperature was allowed to rise
to 0 °C and the reaction mixture stirred for 4 hours. The reaction was quenched with water
(50 ml) and diluted with ether (50 ml). The layers were separated and the aqueous layer
was extracted twice with 50 ml ether. The aqueous layer was then acidified with 1 M HCl
and extracted with ether twice more. The combined ether extracts were washed with water,
brine, dried (over anhydrous magnesium sulphate) and concentrated in vacuo to afford a
yellow oil. The desired product was obtained after purification on two subsequent
chromatorons using hexanes:ethyl acetate (199:1) as eluent to afford 962 mg (37%) of the
colourless oil 384: 1H NMR (500 MHz, CDCl3) δH 0.86 (3H, t, J = 7.4 Hz, CCH2CH3),
1.13 (3H, d, J = 6.9 Hz, H-5), 1.26 (3H, t, J = 7.1 Hz, OCH2CH3), 1.65 (2H, dq, J = 7.3 Hz,
CCH2CH3), 3.10 (1H, q, J = 6.9 Hz, H-4), 3.61 (2H, dd, J = 15.9 Hz, H-2), 3.95-3.99 (4H,
m, OCH2CH2O), 4.17 (2H, dq, J = 7.4 Hz, OCH2CH3); 13
C NMR (125 MHz, CDCl3) δC
7.09 (CCH2CH3), 11.68 (C-5), 14.1 (OCH2CH3), 27.8 (CCH2CH3), 50.1 (C-4), 52.5 (C-2),
61.1 (OCH2CH3), 65.2, 65.4 (OCH2CH2O), 111.9 (CCH2CH3), 167.6 (C-1), 204.4 (C-3);
GC-MS m/z 215.13 [M-29]-, (calculated for C10H15O5 215.09); RT = 16.07 min; IR (NaCl)
ν 2981, 1741, 1713, 1308, 1033 cm-1.
2,4-Dibenzyloxy-6-hydroxyphloroacetophenone (391)
3
O O
4 2
5
6
OH O
180
benzyl chloride (1.45 ml, 12.6 mmol) in DMF (2 ml) while stirring under nitrogen. The
reaction was heated to 80 - 90 °C, stirred for 2 h, cooled down and quenched by the
addition of 1 M HCl (until the reaction mixture was acidic, as determined with litmus
paper) and diluted with dichloromethane. The layers were separated and the aqueous phase
extracted with dichloromethane (3 x). The dichloromethane fractions were pooled and
washed with copious amounts of water (5 x) to remove the DMF and dried by the addition
of anhydrous MgSO4. The solvent was evaporated and the resulting product purified with
column chromatography using hexanes:ethyl acetate (9:1) as eluent to afford 1.7 g (82%)
of 391 as a white solid, recrystallised from acetone:methanol (1:1) to afford colourless
needles: mp 93-94 °C, (lit. Tsukayama et al., 1989, 100-102°C); (lit. Kumazawa et al.,
2001, 108-109°C), (lit. Dulcire et al., 1990, 112-115°C); 1H NMR (500 MHz, CDCl3) δH
2.56 (3H, s, COCH3), 5.060 (2H, s, OCH2Ph), 5.065 (2H, s, OCH2Ph), 6.10 (1H, d, J = 2.3
Hz, H-3 or H-5), 6.17 (1H, d, J = 2.3 Hz, H-3 or H-5), 7.34 – 7.42 (10H, m, ArH), 14.03
(1H, s, OH); 13
C NMR (125 MHz, CDCl3) δC 33.2 (COCH3), 70.2 (OCH2Ph), 71.1
(OCH2Ph), 92.3 (C-3 or C-5), 94.7 (C-3 or C-5), 106.3 (C-1), 127.6, 127.9, 128.3, 128.4,
128.66, 128.69 (ArC), 135.6, 135.8 (CH2CAr), 161.9, 165.0, 167.5 (C-2, C-4, C-6), 203.1
(COCH3); HRESIMS (positive ionization mode), m/z 349.1430 [M+H]+ (calc. for
C22H21O4 349.1440); IR (KBr) ν 1619; 1593; 1271; 1171; 1104 cm-1.
2’4’-Dibenzyloxy-6’-hydroxychalcone (392)
3'
O O
4
4' 2'
8
5' 1' 1
6' 7
OH O
The method of Hatakeyama et al., 2005 was used in the preparation of compound 392. 2,4-
Dibenzyloxy-6-hydroxyacetophenone (391) (6.2 g, 17.8 mmol) was dissolved in 50 ml
DMF under nitrogen. The solution was cooled down to 0 °C (in an ice bath) and sodium
hydride (1.28 g, 53.5 mmol) was slowly added while stirring. Benzaldehyde (2.2 ml, 21.4
mmol) dissolved in 5 ml DMF was added dropwise. The reaction was stirred for a further
45 minutes at 0 °C. It was quenched by the addition of ice and acidified with 1 M HCl
(until blue litmus turned red). The bright yellow filtrate that was formed were filtered to
181
quantitatively (7.8 g) yield the product 392 that was recrystallised from hexanes:ethyl
acetate to afford yellow plates: mp 120-122 °C, (lit. Drewes et al., 2008, 119°C); 1H NMR
(CDCl3) δH 5.07 (2H, s, OCH2Ph), 5.12 (2H, s, OCH2Ph), 6.18 (1H, d, J = 2.3 Hz, H-3’),
6.23 (1H, d, J = 2.3 Hz, H-5’), 7.06-7.51 (15H, m, ArH), 7.72 (1H, d, J = 15.7 Hz, H-7),
7.88 (1H, d, J = 15.7 Hz, H-8), 14.6 (1H, s, ArOH); 13C NMR (CDCl3) δC 70.3 (OCH2Ph),
71.4 (OCH2Ph), 92.5 (C-3’), 95.0 (C-5’), 106.3 (C-1’), 127.5 (C-8), 127.6, 128.4, 128.6,
128.71, 128.75, 128.9 (ArC), 135.3, 135.4, 135.8 (C-1, OCH2CAr), 142.7 (C-7), 161.7 (C-
2’), 165.2 (C-4’), 168.8 (C-6’), 192.6 (C=O) (lit. Drewes et al., 2008); HRESIMS (positive
ionization mode), m/z 437.1747 [M+H]+ (calc. for C29H25O4 437.1753); IR (KBr) ν 1624;
1344; 1226; 1207; 1155, 739 cm-1.
5,7-Dibenzyloxyflavanone (393)
4'
8
O 7 9 O
9 1'
2
6 3
10
5 4
O O
Chalcone 392 (630 mg, 1.44 mmol) was dissolved in acetic acid (40 ml) and refluxed for 6
hours (Solladíe et al., 1999). The reaction was quenched by the addition of water (40 ml).
The aqueous phase was extracted five times with dichloromethane. The organic phase was
washed five times with ice water, the fractions combined and dried with magnesium
sulphate and the solvent evaporated. Since the starting material was still present, the
product was purified with a chromatotron using hexanes:ethyl acetate (14:1) to afford 393
as a white solid 201 mg (32%).
Alternative method:
Chalcone 392 (7.69 g, 17.6 mmol) was dissolved in dichloromethane (50 ml) and stirred
for 10 minutes before DBU (2.44 ml, 17.6 mmol) was added dropwise. The reaction was
stirred for 2 days and was quenched by acidifying with 1 M HCl. The organic and aqueous
layers were separated and the aqueous layer further extracted with dichloromethane. The
organic layers were combined, washed with water and brine and dried over magnesium
182
sulphate. The solvent was evaporated and the product cleaned with a chromatotron using
hexanes:ethyl acetate (14:1) as eluent to yield 3.8 g of compound 393 (49%) (2.5 g of
chalcone 392 was recovered). Flavanone 393 was recrystallised from dichloromethane:
hexanes to afford fine white needles: mp 122-124 °C (lit. Drewes et al., 2008, 115°C); 1H
NMR (CDCl3) δH 2.81 (1H, dd, J = 16.6 Hz, 3.0 Hz, H-3a), 3.05 (1H, dd, J = 16.6 Hz, 13.3
Hz, H-3b), 5.05 (2H, s, OCH2Ph), 5.17 (2H, s, OCH2Ph), 5.43 (1H, dd, J = 13.3 Hz, 3.0 Hz
, H-2), 6.24 (1H, d, J = 2.3 Hz, H-6), 6.26 (1H, d, J = 2.3 Hz, H-8), 7.29-7.59 (15H, m,
ArH); 13C NMR (CDCl3) δC 45.7 (C-3) 70.3 (OCH2Ph), 70.4 (OCH2Ph), 79.3 (C-2), 94.8
(C-8), 95.2 (C-6), 106.5 (C-10), 126.2, 126.5, 127.6, 127.7, 128.4, 128.6, 128.69, 128.72,
128.8 (ArC), 135.8, 136.4 (CH2CAr), 138.8 (C-1’), 161.1 (C-5), 164.9 (C-7, C-9), 188.9
(C-4); HRESIMS (positive ionization mode), m/z 437.1772 [M+H]+ (calc. for C29H25O4
437.1753); IR (KBr) ν 1667; 1606; 1572; 1259; 1213; 1164; 1120; 696 cm-1.
6-Benzyl-7-benzyloxy-5-hydroxy-2-phenylchroman-4-one (394)
4'
8
O 7 9 O
9 1'
2
3
10
5 4
OH O
The methods employed by Baldwin et al. (1986) and Haraldsson and Baldwin (1997) were
employed for the deprotection of flavanone 393. Anhydrous ether (2 ml) and benzene (2
ml) was added to magnesium turnings (80 mg, 3.3 mmol). The flask was cooled to 0 °C,
and bromine (84 µl, 1.6 mmol) was added carefully. When the reaction has started
(effervescence after the addition of a few drops of bromine), stirring was commenced and
the addition of the bromine continued until complete. The ice bath was removed and the
solution gently refluxed for several minutes until colourless, and then allowed to cool. The
magnesium bromide solution was then slowly added to the protected flavanone 393 (717
mg, 1.6 mmol) in dry benzene (10 ml) at room temperature. During addition the reaction
mixture was stirred very efficiently and after completion of the addition the reaction was
refluxed overnight. The reaction was then cooled down and 1 M HCl (20 ml) was added
and the resulting solution boiled for 30 minutes. The mixture was allowed to cool and
183
extracted with dichloromethane to yield 343 mg (50% C-benzylated 394 and 50% O-
debenzylated product 395 , yields approximated using NMR); 1H NMR (500 MHz, CDCl3)
δH 2.87 (1H, dd, J = 17 Hz, 3 Hz, H-3a), 3.07 (1H, dd, J = 17 Hz, 13 Hz, H-3b), 3.97 (2H,
dd, J = 14.4 Hz, CCH2Ph), 5.10 (2H, s, OCH2Ph), 5.43 (1H, dd, J = 13 Hz, 3.3 Hz, H-2),
13
6.20 (1H, s, H-6 or H-8), 7.17-7.48 (10H, m, ArH), 12.18 (1H, s, OH); C NMR (125
MHz, CDCl3) δC 28.4 (CCH2Ph), 70.4 (OCH2Ph), 78.8 (OCH2Ph), 93.7 (C-6 or C-8),
125.6, 125.9, 127.3, 128.0, 128.1, 128.56, 128.59, 128.60, 128.75 (ArC), 135.8, 138.7,
141.3 (C-1’, CH2CAr), 159.2, 162.9, 164.8 (C-5, C-7, C-9), 196.3 (COCH3); HRESIMS
(negative ionization mode), m/z 435.1589 [M-H]- (calc. for C29H23O4 435.1596).
7-Benzyloxy-5-hydroxyflavanone (395)
4'
8
O 7 9 O
9 1'
2
6 3
10
5 4
OH O
The dibenzylated flavanone 393 (1.4 g, 3.2 mmol) was dissolved in dichloromethane:ethyl
acetate (1:1) (10 ml). A 5% palladium on carbon catalyst was added and the reaction
stirred at room temperature under an atmosphere of hydrogen (130 kPa) for 25 minutes.
The catalyst was filtered off and the product cleaned with a chromatotron, using hexanes:
ethyl actetate (14:1) as solvent system to yield 996 mg (90%) of 395 that was recrystallised
from hexanes:ethyl acetate to afford colourless needles: mp 84-85 °C; 1H NMR (500 MHz,
CDCl3) δH 2.82 (1H, dd, J = 17.1 Hz, 3.1 Hz, H-3a), 3.09 (1H, dd, J = 17.1 Hz, 13.0 Hz,
H-3b), 5.07 (2H, s, OCH2Ph), 5.42 (1H, dd, J = 13.0 Hz, 3.0 Hz, H-2), 6.14 (1H, d, J = 2.3
Hz, H-6 or H-8), 6.16 (1H, d, J = 2.3 Hz, H-6 or H-8), 7.33-7.47 (10 H, m, ArH), 12.0 (1H,
s, ArOH); 13
C NMR (125 MHz, CDCl3) δC 43.4 (C-3), 70.3 (OCH2Ph), 79.2 (C-2), 94.9,
96.0 (C-6 and C-8), 103.3 (C-10), 126.1, 127.4, 128.3, 128.7, 128.8 (ArC), 135.7, 138.3
(CH2CAr, C-1’), 162.8, 164.1, 167.0 (C-5, C-7, C-9), 195.7 (C-4); HRESIMS (positive
ionization mode), m/z 347.1286 [M+H]+ (calc. for C22H19O4 347.1283) IR (KBr) ν 1635;
1574; 1374; 1301; 1160 cm-1.
184
7-Benzyloxy-5-hydroxy-4-oxo-2-phenylchroman-6-carbaldehyde (396)
4'
8
O 7 9 O
9 1'
2
H 6
3
10
5 4
O OH O
N,N-Dimethylformamide (250 µl, 3.2 mmol) was cooled to 0 °C and distilled POCl3 (297
µl, 3.2 mmol) was added. The light orange solution was stirred vigorously for
approximately 20 minutes until the reagent solidified. Distilled acetonitrile (2 ml) was
added until the white solid dissolved. The reaction mixture was stirred for a further 45
minutes at room temperature under nitrogen. Flavanone 395 (552 mg, 1.6 mmol) in
acetonitrile (2 ml) was added via syringe to the flask and the mixture was stirred for 18 h at
room temperature, where after 5 ml of a 2:1 methanol:water solution was added for imine
hydrolysis that occurred over 4 h at room temperature. The product was purified on a
chromatotron with hexanes:ethyl acetate 14:1 as eluent. Compound 396 was obtained as
the minor product (53.8 mg, 9% of cream solid). 1H NMR (500 MHz, CDCl3) δH 2.89 (1H,
dd, J = 17.0 Hz, 3.1 Hz, H-3a), 3.12 (1H, dd, J = 17.0 Hz, 13.2 Hz, H-3b), 5.19 (2H, s,
OCH2Ph), 5.50 (1H, dd, J = 13.2 Hz, 3.1 Hz, H-2), 6.14 (1H, s, H-8), 7.36-7.46 (10H, m,
ArH), 10.34 (1H, s, CHO); 13C NMR (125 MHz, CDCl3) 71.0 (OCH2Ph), 79.9 (C-2), 92.4
(C-8), 126.2, 127.2, 128.6, 128.9, 129.0, 129.2 (ArC), 134.8, 137.5 (C-1’, CH2CAr),
HRESIMS (positive ionization mode), m/z 375.1227 [M+H]+ (calc. for C23H19O5
375.12325).
7-Benzyloxy-5-hydroxy-4-oxo-2-phenylchroman-8-carbaldehyde (397)
O H 4'
8
O 7 9 O
9 1'
2
6 3
10
5 4
OH O
N,N-Dimethylformamide (250 µl, 3.2 mmol) was cooled to 0 °C and distilled POCl3 (297
µl, 3.2 mmol) was added. The light orange solution was stirred vigorously for
approximately 20 minutes until the reagent solidified. Distilled acetonitrile (2 ml) was
185
added until the white solid dissolved. The reaction mixture was stirred for a further 45
minutes at room temperature under nitrogen. Flavanone 395 (552 mg, 1.6 mmol) in
acetonitrile (2 ml) was added via syringe to the flask and the mixture was stirred for 18 h at
room temperature, where after 5 ml of a 2:1 methanol: water solution was added for imine
hydrolysis that occurred over 4 h at room temperature. The product was purified on a
chromatotron with hexanes: ethyl acetate 14:1 as eluent. Aldehyde 397 was obtained as an
amorphous cream solid 195 mg (37 % yield). 1H NMR (500 MHz, CDCl3) δH 3.01 (1H, dd,
J = 17.2 Hz, 3.6 Hz, H-3a), 3.13 (1H, dd, J = 17.2 Hz, 12.1 Hz, H-3b), 5.21 (2H, s,
OCH2Ph), 5.62 (1H, dd, J = 12.1 Hz, 3.6 Hz, H-2), 6.17 (1H, s, H-6), 7.33 – 7.51 (10H, m,
ArH), 10.39 (1H, s, CHO), 12.71 (1H, s, OH); 13C NMR (125 MHz, CDCl3) δC 42.3 (C-3),
71.0 (OCH2Ph), 79.4 (C-2), 94.1 (C-6), 102.6 (C-10), 125.8, 127.0, 127.2, 127.3, 128.3,
128.6, 128.8, 128.9, 129.0 (ArC), 135.1, 137.5 (C-1’, CH2CAr), 164.7, 167.9, 168.4 (C-5,
C-7, C-9), 185.9 (C-4), 196.0 (CHO); HRESIMS (positive ionization mode), m/z 375.1218
[M+H]+ (calc. for C23H19O5 375.1232); IR (directly) ν 1683, 1628, 1572, 732, 693 cm-1.
4'
8
O 7 9 O
9 1'
2
H 6
3
10
5 4
O O
OCOCH3
Aldehyde 396 (50 mg, 0.2 mmol) was stirred overnight with pyridine (2 ml) and acetic
anhydride (2 ml). Ice was added to the reaction and the precipitate washed with cold water
to quantitatively yield 398 as a light brown solid: 1H NMR (500 MHz, CDCl3) δH 2.45
(3H, s, COCH3), 2.80 (1H, dd, J = 16.6 Hz, 2.6 Hz, H-3a), 3.07 (1H, dd, J = 16.6 Hz, 13.3
Hz, H-3b), 5.19 (1H, s, OCH2Ph), 5.52 (1H, dd, 13.3 Hz, 2.6 Hz, H-2), 6.57 (1H, s, H-8),
7.37-7.47 (10H, m, ArH), 10.36 (1H, s, CHO); HRESIMS (negative ionization mode), m/z
415.1185 [M-H]- (calc. for C25H19O6 415.1182).
186
7-Benzyloxy-8-formyl-4-oxo-2-phenylchroman-5-yl acetate (399)
O H 4'
8
O 7 9 O
9 1'
2
6 3
10
5 4
O
OCOCH3
Aldehyde 397 (100 mg, 0.3 mmol) was stirred overnight with pyridine (2 ml) and acetic
anhydride (2 ml). Ice was added to the reaction and the precipitate washed with cold water
to yield 98 mg (79%) of 399 as a light brown solid: 1H NMR (500 MHz, CDCl3) δH 2.41
(3H, s, COCH3), 2.89 (1H, dd, J = 16.7 Hz, 3.1 Hz, H-3a), 3.04 (1H, dd, J = 16.7 Hz, 13.0
Hz, H-3b), 5.23 (2H, s, OCH2Ph), 5.61 (1H, dd, J = 13.0 Hz, 3.1 Hz, H-2), 6.43 (1H, s, H-
6), 7.30-7.49 (10H, m, ArH), 10.48 (1H, s, CHO); HRESIMS (positive ionization mode),
m/z 417.1348 [M+H]+ (calc. for C25H21O6 417.1338).
O O O
2 4 7
CH3CH2O 3 5
6
β-keto-ester 384 (393 mg, 1.6 mmol) was dissolved in 80% acetic acid (10 ml) and stirred
at 50 °C for 2 days (Reaction progress monitored by GC-MS). Cold water (10 ml) and
ether (20 ml) was then added and the layers separated. The aqueous layer was extracted
twice more with ether. The ether layers were combined and the excess water removed with
magnesium sulphate. The solvent was evaporated the product purified on the chromatotron
with petroleum ether:ethyl acetate (19:1) to yield a yellow oil, 397 mg (67%) of 400: 1H
NMR (500 MHz, CDCl3) δH 0.96 (3H, t, J = 7.2 Hz, H-7), 1.17 (3H, t, J = 7.2 Hz,
OCH2CH3), 1.24 (3H, d, J = 7.1 Hz, 4-CH3), 2.41 (2H, dq, H-6), 3.41 (2H, dd, J = 15.8 Hz,
H-2), 3.77 (1H, q, J = 7.0 Hz, H-4), 4.08 (2H, q, OCH2CH3); 13C NMR (125 MHz, CDCl3)
δC 7.5 (C-7), 12.6 (4-CH3), 14.0 (OCH2CH3), 34.7 (C-6), 47.7 (C-2), 60.0, 61.4,
(OCH2CH3, C-4), 167.0 (C-1), 199.8 (C-3), 207.4 (C-5); GC-MS m/z 185.01 [M-15]-
(calculated for C9H13O4 185.08), RT = 16.07 min; IR (NaCl) ν 2984, 1727, 1259 cm-1.
187
6-Ethyl-4-hydroxy-5-methyl-2-pyrone (401)
7
O O
8 6 2
5 3
9 4
OH
To β-ketoester 400 (278 mg, 1.4 mmol) in benzene was added 1.2 equivalents of DBU
(250 µl, 1.7 mmol). The mixture was refluxed overnight and quenched by acidifying with 1
M HCl. The aqueous phase was extracted with ethyl acetate, the organic fractions
combined and dried with magnesium sulphate. The product 313 mg (53%) was obtained
after cleaning with a short silica column using hexanes and then ethyl acetate as eluents. It
was recrystallised from dioxane to yield 401 as colourless needles: mp 112-113°C (lit.
Kappe and Schmidt, 1970, 156-157°C; lit. Ali et al., 1982, 155°C); 1H NMR (400 MHz,
CDCl3) δH 1.19 (3H, t, J = 7.5 Hz, H-8), 1.93 (3H, s, H-9), 2.56 (2H, q, J = 7.5 Hz, H-7),
5.70 (1H, s, H-3), 11.19 (1H, s, OH); 13C NMR (100 MHz, CDCl3) δC 9.0 (C-9), 11.4 (C-
8), 24.5 (C-7), 89.7 (C-3), 108.4 (C-5), 163.7 (C-6), 167.9 (C-4), 173.0 (C-2). (Ali et al.,
1982); HRESIMS (negative ionization mode), m/z 153.0550 [M-H]- (calc. for C8H9O3
153.0552); IR (KBr) ν 1673, 1561, 1334, 762 cm-1.
Helipyrone (375)
OH OH
10 9
4
5
2 6 8
O OO O 7
Lactone 401 (105 mg, 0.7 mmol) was dissolved in dioxane and a 37% solution of
formaldehyde (277 µl, 3.4 mmol) and HCl (32%, 230 µl, 2 mmol) was added. The solution
was stirred while HCl gas (H2SO4 added dropwise to NaCl) was bubbled through for 2 h at
room temperature. After completion, ice was added to the reaction mixture and the
aqueous phase extracted with dichloromethane. The organic phase was washed with brine
before drying with magnesium sulphate. The solvent was removed under vacuum to yield
48 mg (22%) of 375 that was recrystallised from ethyl acetate to afford colourless plates:
mp 191-193°C (lit. Kappe and Schmidt, 1970, 217-218 °C; lit. Ali et al., 1982, 218-220
188
°C); 1H NMR (400 MHz, CDCl3) δH 1.19 (6H, t, J = 7.5 Hz, H-7 (x2)), 1.96 (6H, s, H-9
(x2)), 2.56 (4H, q, J = 7.5 Hz, H-7 (x2)), 3.54 (2H, s, H-10), 11.19 (2H, s, OH); 13C NMR
(100 MHz, CDCl3) δC 9.4 (C-9), 11.6 (C-8), 19.1 (C-10), 24.3 (C-7), 101.7 (C-3), 108.8
(C-5), 161.3 (C-6), 168.7 (C-4), 169.6 (C-2) (Ali et al., 1982, Appendino et al., 2007);
HRESIMS (positive ionization mode), m/z 321.1331 [M+H]+ (calc. for C17H21O6
321.1338); IR (KBr) ν 1672, 1561, 1334, 762 cm-1.
2,4-Dibenzyloxy-6-hydroxybenzaldehyde (403)
3
O O
4 2
5 1
H
6
OH O
Aldehyde 403 was prepared according to the method of Anderson et al. (2005). Anhydrous
K2CO3 (3.6 g, 26.0 mmol), was added to a stirred solution of 2,4,6-trihydroxybenzaldehyde
(2.0 g, 13.0 mmol) in DMF (20 ml). Benzyl bromide (3 ml, 26.0 mmol) was added
dropwise to this solution and the reaction mixture was stirred overnight at 40 °C. The
mixture was then diluted with ethyl acetate (40 ml) and water (40 ml). The aqueous and
organic layers were separated and the aqueous layer further extracted with ethyl acetate. To
ensure complete removal of the product, 40 ml of a 1 M HCl was added to the aqueous
layer and it was again extracted with ethyl acetate. The organic layers were combined and
dried with magnesium sulphate before removal of the solvent under vacuum. The product
was purified using column chromatography with hexanes:ethyl acetate (9:1) as eluent to
yield 3.9 g of 403 as a white solid (89%) that was recrystallised from hexanes:ethyl acetate
(9:1) to afford white needles: mp 82–83 °C; 1H NMR (500 MHz, CDCl3) δH 5.07 (2H, s,
OCH2Ph), 5.08 (2H, s, OCH2Ph), 6.08 (1H, d, J = 2.0 Hz, H-3 or H-5), 6.11 (1H, d, J = 2.1
13
Hz, H-3 or H-5), 7.36 –7.41 (10H, m, ArH), 10.2 (1H, s, CHO), 12.50 (1H, s, OH); C
NMR (125 MHz, CDCl3) δC 70.4 (OCH2Ph), 70.5 (OCH2Ph), 92.3, 94.1 (C-3, C-5), 106.3
(C-1), 127.4, 127.6, 128.36, 128.42, 128.71, 128.72, 135.57, 135.64 (ArC), 162.6, 166.3,
167.1 (C-2, C-4, C-6), 191.9 (CHO); HRESIMS (positive ionization mode), m/z 335.1272
[M+H]+ (calc. for C21H19O4 335.12833); IR (KBr) ν 1644; 1621; 1579; 1279; 1225; 1204;
1160; 1113; 734 cm-1.
189
2,4,6-Tribenzyloxybenzaldehyde (404)
3
O O
4 2
5 1
H
6
O O
For the method of preparation see compound 403. After column chromatography 276 mg
(5%) of compound 404 was obtained The compound was recrystallised from petroleum
ether:dichloromethane to afford colourless needles: mp 113-114 °C; 1H NMR (500 MHz,
CDCl3) δH 5.03 (2H, s, OCH2Ph), 5.14 (4H, s, OCH2Ph), 6.22 (2H, s, H-3, H-5), 7.32 –
7.46 (15H, m, ArH), 10.5 (1H, s, CHO); 13C NMR (125 MHz, CDCl3); δC 70.3 (OCH2Ph),
70.6 (OCH2Ph), 93.0 (C-3, C-5), 126.9, 127.5, 128.0, 128.4, 128.6, 128.7 (ArC), 135.7,
136.1 (CH2CAr), 162.6, 164.9, 167.3 (C-2, C-4, C-6), 187.5 (CHO); HRESIMS (positive
ionization mode), m/z 425.1747 [M+H]+ (calc. for C28H25O4 425.1753); IR (KBr) ν 1599,
1236, 1101 cm-1.
2,4-Dibenzyloxy-6-acetoxybenzaldehyde (405)
H
3
O O
4 2
H
H 5
6
1
O O
190
377.1389). Arrows indicating NOESY correlations used to determine positions of
benzyloxy groups.
2,4-Dibenzyloxy-6-isopropoxybenzaldehyde (406)
O O
4 2
H
6
O O
The dibenzylated aldehyde 403 (2 g, 6.0 mmol) was dissolved in 45 ml DMF and stirred
under nitrogen. Anhydrous potassium carbonate (2.5 g, 18.0 mmol) and 2-bromopropane
(2 ml, 21.0 mmol) was added. The reaction was stirred for 2 days at 80 - 90 °C and then
cooled down. It was quenched by the addition of 1 M HCl (until reaction mixture was
acidic, blue litmus turned red) and 40 ml water. The aqueous layer was extracted five times
with ethyl acetate. The organic layer was washed copiously with water before drying with
magnesium sulphate. The solvent was removed under vacuum and the product purified
with column chromatography using successively hexanes:ethyl acetate 9:1, 8:2 and 2:1 to
afford 1.6 g (71%) of 406 that was recrystallised from hexanes:ethyl acetate to yield white
needles: mp 80°C; 1H NMR (400 MHz, CDCl3) δH 1.36 (6H, d, J = 6.1 Hz, CH(CH3)2),
4.54 (1H, heptet, J = 6.1 Hz, CH(CH3)2), 5.06 (2H, s, OCH2Ph), 5.13 (2H, s, OCH2Ph),
6.16 (1H, d, J = 2.2 Hz, H-3 or H-5), 6.19 (1H, d, J = 2.2 Hz, H-3 or H-5), 7.29 – 7.48
(10H, m CH2ArH), 10.42 (CHO); 13C NMR (100 MHz, CDCl3) δC 22.0 (CH(CH3)2), 70.3,
70.6, 71.8 (OCH2Ph, (CH(CH3)2), 92.8, 93.9 (C-3, C-5), 110.6 (C-1), 126.9, 127.5, 127.9,
128.4, 128.6, 128.8 (ArC), 136.0, 136.4 (CH2CAr), 162.5, 163.0, 164.8 (C-2, C-4, C-6),
187.8 (C=O); HRESIMS (positive ionisation mode), m/z 377.1747 [M+H]+ (calc. for
C24H25O4377.1753). IR (KBr) ν 2981, 1709, 1604, 1250, 1119 cm-1.
191
Diethyl 2-(2,4-dibenzyloxy-6-isopropoxybenzylidene)malonate (407)
OBn
BnO
4 2 O OEt
6 OEt
OiPr
O
Aldehyde 406 (1.6 g, 4.3 mmol) was dissolved in 20 ml toluene. Diethylmalonate (695 mg,
4.3 mmol), acetic acid (69 mg, 1.2 mmol) and pyrrolidine (40 µL, 0.5 mmol) were added
to this solution. The reaction was refluxed for 4 h and then cooled. The reaction was
quenched by the addition of 20 ml water. The organic and aqueous phases were separated
and the aqueous layer was extracted twice with ethyl acetate. The organic layers were
combined and washed twice with water before drying with magnesium sulphate. The
solvent was evaporated and the product purified with column chromatograpy using eluents
with increasing polarity, hexanes:ethyl acetate 9:1, 8:2, 2:1 to afford 1.38 g (63%) of 407
as solid that was recrystallised from hexanes:ethyl acetate to afford white needles: mp 77-
78 °C; 1H NMR (400 MHz, CDCl3) δH 1.12 (3H, t, J = 7.1 Hz, OCH2CH3), 1.30 (6H, d, J =
6.1 Hz, CH(CH3)2), 1.32 (3H, t, J = 7.1 Hz, OCH2CH3), 4.11 (2H, q, J = 7.1 Hz,
OCH2CH3), 4.29 (2H, q, J = 7.1 Hz, OCH2CH3), 4.44 (1H, heptet, J = 6.1 Hz, CH(CH3)2),
4.99 (2H, s, OCH2Ph), 5.07 (2H, s, OCH2Ph), 6.16 (1H, d, J = 2.2 Hz, H-3 or H-5), 6.18
(1H, d, J =2.2 Hz, H-3 or H-5), 7.27 – 7.40 (10H, m, CH2ArH), 7.96 (1H, s, CH=C); 13C
NMR (100 MHz, CDCl3) δC 13.9 (OCH2CH3), 14.2 (OCH2CH3), 22.0 (CH(CH3)2), 60.4
OCH2CH3), 61.0 (OCH2CH3), 70.2, 70.6, 72.3 (OCH2Ph, (CH(CH3)2), 93.3, 94.7 (C-3, C-
5), 108.1 (C-1), 125.7, 126.0, 126.9, 127.5, 127.8, 128.2, 128.5, 128.7, 136.4, 136.6, 137.7
(ArC, CH=C), 158.4, 158.7, 161.9 (C-2, C-4,C-6), 165.8, 166.1 (COOEt); HRESIMS
(positive ionisation mode), m/z 519.2368 [M+H]+ (calc. for C31H35O7 519.2383); IR (KBr)
ν 1711, 1604, 1227, 1102 cm-1.
OBn
BnO
4 2 O OEt
6 OH
OiPr
O
192
Alkene 407 (1.3 g, 2.6 mmol) was dissolved in 10 ml ethanol:methanol (1:1). The solution
was stirred and sodium borohydride (390 mg, 10.3 mmol) was added portion wise. The
reaction was refluxed for 6 h, cooled down and quenched by the addition of 2 ml of a 1 M
HCl solution. The solvent was removed under vacuum, and the residue diluted with ethyl
acetate. This fraction was washed three times with water and dried over magnesium
sulphate before removal of the solvent. The product was purified using a chromatotron and
a mobile phase consisting of hexanes:ethyl acetate 9:1 to afford 635 mg (50%) of 408 as
yellow gum: 1H NMR (400 MHz, CDCl3) δH 1.12 (3H, t, J = 7.0 Hz, CH2CH3), 1.28 (3H,
d, J = 6.2 Hz, CH(CH3)2), 1.30 (3H, d, J = 6.2 Hz, CH(CH3)2), 3.29 (2H, dd, J = 7.5 Hz,
3.6 Hz, CHCH2), 3.77 (1H, t, J = 7.5 Hz, CHCH2), 4.07 (2H, q, J = 7.0 Hz, CH2CH3), 4.47
(1H, heptet, J = 6.2 Hz, CH(CH3)2), 4.99 (2H, s, OCH2Ph), 5.01 (2H, s, OCH2Ph), 6.17
(1H, d, J =2.2 Hz, H-3 or H-5), 6.21 (1H, d, J =2.2 Hz, H-3 or H-5), 7.28-7.42 (10H, m,
ArH); 13C NMR (100 MHz, CDCl3) δC 13.9 (CH2CH3), 21.9 (CHCH2), 22.1 (CH(CH3)2),
50.7 (CHCH2), 61.4 (CH2CH3), 70.15, 70.22, 70.24 (OCH2Ph, (CH(CH3)2), 92.4, 93.6 (C-
3, C-5), 107.8 (C-1), 126.0, 127.0, 127.5, 127.7, 128.0, 128.5, 128.6, 128.7, 128.9 (ArC),
137.0, 137.1 (CH2CAr), 157.4, 158.3, 159.2 (C-2, C-4, C-6), 170.4 (COOEt), 173.8
(COOH); HRESIMS (positive ionisation mode), m/z 493.2215 [M+H]+ (calc. for C29H33O7
493.2226); IR (KBr) ν 1711, 1605, 1234, 1151, 1112 cm-1.
OBn
BnO
4 2 O OMe
6 OMe
OiPr
O
Alkene 407 (1.3 g, 2.6 mmol) was dissolved in 10 ml ethanol:methanol (1:1). The solution
was stirred and sodium borohydride (390 mg, 10.3 mmol) was slowly added where after
the reaction was refluxed for 6 h. The reaction was quenched by the addition of 2 ml of a 1
M HCl solution. The organic solvent was removed under vacuum, and the residue diluted
with ethyl acetate. The organic fraction was washed three times with water and dried over
magnesium sulphate before removal of the solvent. The product was purified using a
chromatotron and a mobile phase consisting of hexanes:ethyl acetate 9:1 to yield 409
(28%) as a yellow gum: 1H NMR (500 MHz, CDCl3) δH 1.35 (6H, d, J = 6.1 Hz,
193
CH(CH3)2), 3.36 (2H, d, J = 7.5 Hz, CHCH2), 3.65 (6H, s, OCH3), 3.84 (1H, t, J = 7.5 Hz,
CHCH2), 4.51 (1H, heptet, J = 6.1 Hz, CH(CH3)2), 5.03 (2H, s, OCH2Ph), 5.06 (2H, s,
OCH2Ph), 6.23 (1H, d, J = 2.2 Hz, H-3 or H-5), 6.26 (1H, d, J = 2.2 Hz, H-3 or H-5), 7.34
– 7.47 (10, m, ArH); C NMR (125 MHz, CDCl3) δC 21.9 (CH(CH3)2), 22.7 (CHCH2),
13
50.9 (CHCH2), 52.0 (OCH3), 70.17 (CH(CH3)2), 70.22 (OCH2Ph), 92.4, 93.6 (C-3, C-5),
108.1 (C-1), 126.8, 127.4, 127.6, 127.9, 128.3, 128.4 (ArC), 136.8, 137.0 (CH2CAr),
157.2, 158.1, 158.9 (C-2, C-4, C-6), 169.9 (C=O); HRESIMS (positive ionisation mode),
m/z 493.2242 [M+H]+ (calc. for C29H33O7 493.22263); IR (KBr) ν 1733, 1602, 1151, 1100
cm-1.
OBn
BnO
4 2 O OH
6 OH
OiPr
O
Di-ester 409 (320 mg, 0.7 mmol) was dissolved in 19 ml ethanol and 1 ml water. Sodium
hydroxide (54 mg, 1.4 mmol) was added and the reaction refluxed for 6 h. The ethanol was
removed under vacuum and the residue diluted with ethyl acetate (10 ml). After the
addition of 10 ml of a 1 M HCl solution and 10 ml water, the organic and aqueous layers
were separated. The aqueous layer was extracted four times with ethyl acetate. The ethyl
acetate layers were combined and washed twice with water and brine. It was dried using
magnesium sulphate and the solvent evaporated under vacuum to afford 410 as white solid
250 mg (83%) (Wu et al., 2004): 1H NMR (500 MHz, CD3OD) δH 1.28 (6H, d, J = 6.0 Hz,
CH(CH3)2), 3.21 (2H, d, J = 6.9 Hz, CHCH2), 3.67 (1H, t, J = 6.9 Hz, CHCH2), 4.50 (1H,
heptet, J = 6.0 Hz, CH(CH3)2), 5.00 (2H, s, OCH2Ph), 5.03 (2H, s, OCH2), 6.21 (1H, d, J
= 2.2 Hz, H-3 or H-5), 6.26 (1H, d, J = 2.2 Hz, H-3 or H-5), 7.26-7.44 (10H, m, ArH); 13C
NMR (125 MHz, CD3OD) δC 19.4 CH(CH3)2, 20.9 CHCH2, 49.7 (CHCH2), 68.1
(CH(CH3)2), 68.3 (OCH2Ph), 68.4 (OCH2Ph), 91.0, 91.9 (C-3, C-5), 106.7 (C-1), 125.3,
125.6, 125.7, 125.9, 126.5, 126.6 (ArC), 135.9, 136.0 (CH2CAr), 155.6, 156.7, 157.5 (C-2,
C-4, C-6), 170.6 (C=O); HRESIMS (positive ionisation mode), m/z 465.1926 [M+H]+
(calc. for C27H29O7 465.1913); IR 9KBr) ν 1702, 1588, 1096 cm-1.
194
2,4,6-Trichlorophenol (411)
OH
Cl Cl
Cl
To phenol (500 mg, 5.3 mmol) and HCl (3.52 g, 11 ml, 98.0 mmol) in acetonitrile (20 ml)
in a 100 ml flat bottomed flask, H2O2 (30% v/v, 4.5 g, 15 ml, 0.1 mol) was added dropwise
(15 minutes) at room temperature. The solution was stirred for 4 h and then poured into
ice cold water. The aqueous phase was extracted with ethyl acetate, the organic phase
washed with brine and dried with magnesium sulphate to afford 746 mg of 411 as cream
solid (73%) (Bhatkhande et al., 2002). The product was recrystallised from chloroform to
afford white needles: mp 63°C (lit. Bhatkhande et al., 2002, 64-65 °C); 1H NMR (400
MHz, CDCl3) δH 5.80 (2H, s); 13C NMR (100 MHz, CDCl3) δC 121.6, 125.4, 128.1, 146.9;
HRESIMS (negative ionization mode), m/z 194.9168 [M-H]- (calc. for C6H2Cl3O
194.9171).
(2,4-Dibenzyloxy-6-isopropoxyphenyl)methanol (413)
BnO OBn
4 2
OH
6
195
OCH2Ph), 4.93 (2H, s, OCH2Ph), 6.12 (1H, d, J = 2.1 Hz, H-3 or H-5), 6.16 (1H, d, J = 2.1
Hz, H-3 or H-5), 7.19-7.32 (10H, m, ArH); 13
C NMR (100 MHz, CDCl3) δC 22.1
((CH3)2CH), 54.9 (CH2OH), 70.2, 70.4, 70.9 (OCH2Ph, OCH(CH3)2), 93.0 , 94.4 (C-3, C-
5), 112.0 (C-1). 127.2, 127.4, 127.9, 128.0, 128.5, 128.6, 136.7 (ArC), 157.5, 158.2, 159.8
(C-2, C-4, C-6); HRESIMS (negative ionisation mode), m/z 377.1748 [M-H]- (calc. for
C24H25O4 377.1753); IR (KBr) ν 2976, 1606, 1149, 1116 cm-1.
3-Acetyl-4,6-dihydroxy-2-isopropoxybenzaldehyde (414)
HO OH
4 2
H
6
O O O
Tin(IV)chloride (SnCl4, 195 µl, 0.6 mmol) and acetyl chloride (53 µl, 0.7 mmol) was added
dropwise at -10 °C to a stirring solution of aldehyde 406 in dry CH2Cl2. The reaction
mixture was stirred until completion (monitored by TLC) and poured on ice. The separated
aqueous phase was extracted with dichloromethane and the combined organic phases
washed with saturated sodium bicarbonate, dried over anhydrous magnesium sulphate and
the solvent evaporated to afford compound 414 as part of a mixture: 1H NMR (400 MHz,
CDCl3) δH 1.41 (6H, d, J = 6.16 Hz, CH(CH3)2), 2.71 (3H, s, CH3O), 4.68 (1H, heptet, J =
6.10 Hz, CH(CH3)2, 5.90 (1H, s, ArH), 10.03 (1H, s, CHO), 14.57 (1H, s, OH), 14.85 (1H,
s, OH); HRESIMS (positive ionisation mode), m/z 237.0766 [M+H]+ (calc. for C12H13O5
237.0763).
Ethyl 2-(2,4-Dibenzyloxy-6-isopropoxybenzylidene)-4-(2-ethyl-[1,3]dioxolan-2-yl)-3-
oxo-pentanoate (415)
BnO OBn O
2
4 OEt
O O
O O
196
Aldehyde 406 (870 mg, 2.3 mmol) was dissolved in 20 ml toluene. Ester 384 (577 mg, 2.4
mmol), acetic acid (40 µl, 0.6 mmol) and pyrrolidine (22 µL, 0.3 mmol) were added to this
solution. The reaction was refluxed for 4 h and then cooled. The reaction was quenched by
the addition of 20 ml water. The organic and aqueous phases were separated and the
aqueous layer was extracted twice with ethyl acetate. The organic layers were combined
and washed twice with water before drying with magnesium sulphate. The solvent was
evaporated and the product purified with column chromatograpy using hexanes:ethyl
acetate 9:1 as eluent to afford 388 mg (28%) of brown gum that contained 415 as major
component: 1H NMR (400 MHz, CDCl3) δH 0.84 (3H, t, J = 7.3 Hz, CCH2CH3), 1.07 (3H,
t, J = 7.2 Hz, OCH2CH3), 1.14 (3H, d, J = 6.8 Hz, CHCH3), 1.21 (3H, d, J = 6.1 Hz,
CH(CH3)2), 1.27 (3H, d, J = 6.14 Hz, CH(CH3)2), 1.67 (2H, m, CCH2CH3), 3.78 (4H, m,
OCH2CH2O), 3.83 (1H, m, CHCH3), 4.05 (2H, m, OCH2CH3), 4.41 (1H, heptet, J = 6.1
Hz, CH(CH3)2), 5.01 (4H, br s, OCH2Ph), 6.16 (1H, d, J = 2.1 Hz, H-3 or H-5), 6.19 (1H,
d, J = 2.1 Hz, H-3 or H-5), 7.28-7.39 (10H, m, ArH), 7.67 (1H, s, CH=C); 13C NMR (100
MHz, CDCl3) δC 7.2 (CCH2CH3), 12.2 (CHCH3), 14.0 (OCH2CH3), 21.7, 21.9 (CH(CH3)2),
28.4 (CCH2CH3), 47.8 (CHCH3), 60.1 (OCH2CH3), 65.2, 65.4 (OCH2CH2O), 70.1, 70.5
(OCH2Ph), 72.0 (CH(CH3)2), 93.1, 94.6 (C-3, C-5), 107.5 (C-1), 112.7 (OCO), 126.9,
127.1, 127.3, 127.4, 127.7, 128.0, 128.3, 128.3, 128.4, 128.52, 128.54 (ArC, CH=C), 136.6
(C=CH)*, 136.47, 136.43 (CH2CAr)*, 157.4, 158.3, 161.5 (C-2, 4, 6), 167.4 (ester), 200.3
(ketone); HRESIMS (positive ionisation mode), m/z 603.2946 [M+H]+ (calc. for C36H43O8
603.2958); IR (KBr) ν 2980, 1700, 1600, 1156, 1101 cm-1.*Signals interchangeable.
3-Acetyl-4,6-dibenzyloxy-2-hydroxybenzaldehyde (416)
BnO OBn
4 6
H
2
O OH O
The product was prepared according to the method of Graybill et al. (1999). N,N-
Dimethylformamide (553 µl, 7.1 mmol) was cooled to 0 °C and distilled POCl3 (665 µl,
7.1 mmol) was added. The light orange solution was stirred for approximately 20 minutes
until the reagent solidified. Distilled acetonitrile (5 ml) was added until the white solid
dissolved. The reaction mixture was stirred for a further 45 minutes at room temperature
197
under nitrogen. Ketone 377 (1.66 g, 4.8 mmol) in acetonitrile (5 ml) was added via syringe
to the flask and the mixture was stirred for 18 h at room temperature. Imine hydrolysis in
2:1 methanol: water (20 ml) took place over 4 h at room temperature. The solution was
concentrated and chromatographed on a silica column eluting with increasing polarity
using hexanes: ethyl acetate 9:1, 8:2, 2:1, 1:1 as mobile phase to yield a cream solid 758
mg (42%) that was recrystallised from hexanes: ethyl acetate to afford colourless needles:
mp 135 -136°C; 1H NMR (400 MHz, CDCl3) δH 2.51 (3H, s, CH3CO), 5.12 (2H, s,
CH2OPh), 5.13 (2H, s, CH2OPh), 6.05 (1H, s, H-5), 7.34-7.40 (10H, m, ArH), 10.26 (1H, s,
CHO), 13.34 (1H, s, ArOH); 13
C NMR (100 MHz, CDCl3) δC 32.7 (CH3CO), 70.8
(CH2OPh), 71.0 (CH2OPh), 88.9 (C-5), 106.6 (C-1, C-3), 127.2, 127.3, 128.6, 128.9,
135.1, 135.2, 164.5, 164.6 (C-2, C-4, C-6), 190.7 (CHO), 200.5 (CH3CO); HRESIMS
(positive ionisation mode), m/z 377.1386 [M+H]+ (calc. for C23H21O5 377.1389); IR (KBr)
ν 1671, 1606, 1177, 1132 cm-1.
3-Acetyl-4,6-dibenzyloxy-2-isopropoxybenzaldehyde (417)
BnO OBn
4 6
H
2
O O O
The dibenzylated keto-aldehyde 416 (1.5 g, 4.0 mmol) was dissolved in 30 ml DMF and
stirred under nitrogen. Anhydrous potassium carbonate (1.64 g, 11.9 mmol) and 2-
bromopropane (1 ml, 11.9 mmol) was added. The reaction was stirred for 18 hours at 80 -
90 °C and then cooled down. It was quenched by the addition of ice (approximately 30 ml).
The aqueous layer was extracted five times with CH2Cl2. The dichloromethane layers were
combined and washed with water (copiously) and brine before drying with anhydrous
magnesium sulphate. The solvent was removed under vacuum and the product purified
with column chromatography using hexanes:ethyl acetate 9:1 to afford 970 mg (58%) of
417 as yellow gum: 1H NMR (400 MHz, CDCl3) δH 1.23 (6H, d, J = 6.10 Hz, CH(CH3)2),
2.45 (3H, s, CH3CO), 4.31 (1H, heptet, J = 6.11 Hz, CH(CH3)2), 5.06 (2H, s, CH2OPh),
5.11 ((2H, s, CH2OPh), 6.35 (1H, s, H-5), 7.29-7.40 (10H, m, ArH), 10.34 (1H, s, CHO);
C NMR (100 MHz, CDCl3) δC 21.9 (CH(CH3)2), 32.4 (CH3CO), 70.5, 70.8 (CH2OPh),
13
198
79.4 (CH(CH3)2), 93.8 (C-5), 113.6, 120.4 (C-1, C-3), 126.2, 126.7, 126.87, 126.89,
128.09, 128.15, 128.6, 128.8, 129.3, 130.2 (ArC), 158.6, 160.6, 163.1 (C-2, C-4, C-6),
187.3 (CHO), 200.8 (CH3CO); HRESIMS (positive ionisation mode), m/z 419.1870
[M+H]+ (calc. for C26H27O5 419.1858); IR (KBr) ν 1675, 1583, 1385, 1167, 1094 cm-1.
1-(4,6-Dibenzyloxy-3-hydroxymethyl-2-isopropoxyphenyl)ethanone (418)
BnO OBn
6 4
OH
2
O O
Sodium borohydride (400 mg, 10.6 mmol) was dissolved in 7 ml dichloromethane and 3
ml ethanol and the solution cooled down to -78 °C. The aldehyde (870 mg, 2.1 mmol) was
dissolved in 7 ml dichloromethane and 3 ml ethanol and added dropwise to the sodium
borohydride solution. The reaction was stirred for 1 h at 0 °C before quenching it by the
addition of brine (10 ml). The aqueous and organic layers were separated, and the aqueous
layer further extracted with dichloromethane (4 x). The dichloromethane layers were
combined and washed with water (2 x) and brine (2 x) before drying with MgSO4. The
product 47 mg (62%) was used as is in the next step. It was crystallised from
1
hexanes:ethyl acetate to afford 418 as fine white needles: mp 112-114°C; H NMR (400
MHz, CDCl3) δH 1.26 (6H, d, J = 6.04 Hz, CH(CH3)2), 2.49 (3H, s, CH3CO), 4.25 (1H,
heptet, J = 6.00 Hz, CH(CH3)2), 4.71 (2H, s, CH2OH), 5.03 (2H, s, CH2OPh), 5.06 (2H, s,
CH2OPh), 6.38 (1H, s, H-5), 7.30-7.39 (10H, m, ArH); 13
C NMR (100 MHz, CDCl3) δC
22.1 (CH(CH3)2), 32.4 (CH3CO), 55.4 (CH2OH), 70.5, 70.7 (CH2OPh), 78.4 (CH(CH3)2),
94.2 (C-5), 116.7, 119.8 (C-1, C-3), 127.0, 127.1, 127.9, 128.2, 128.5, 128.6, 136.0, 136.2
(ArC), 154.4, 156.0, 159.1 9c-2, C-4, C-6), 201.7 (CH3CO); HRESIMS (positive ionisation
mode), m/z 421.2025 [M+H]+ (calc. for C26H29O5 421.2015); IR (KBr) ν 2977, 1684, 1594,
1166, 1097 cm-1.
199
1-(4,6-Dibenzyloxy-3-ethoxymethyl-2-isopropoxyphenyl)ethanone (419)
BnO OBn
6 4
O
2
O O
Alcohol 418 (500 mg, 1.2 mmol) was dissolved in 2 ml ethanol and hydrobromic acid
(48%, 1 ml) was added at 0 - 5 °C, where after the reaction mixture was stirred overnight at
room temperature. The reaction was quenched by the addition of ice and the mixture
extracted with dichloromethane (3 x 20 ml). The organic layer was washed with NaHCO3,
water, brine and dried over anhydrous MgSO4. The solvent was removed under reduced
pressure and the residue chromatographed with a chromatotron using hexanes:ethyl
acetate 9:1 as eluent (Kumar et al., 2005) to yield a white solid 353 mg (66%) 419 that
was recrystallised from hexanes:ethyl acetate to afford fine white needles: mp 51-53°C; 1H
NMR (400 MHz, CDCl3) δH 1.21 (3H, t, J = 7.04 Hz, OCH2CH3), 1.25 (6H, d, J = 6.01 Hz,
CH(CH3)2), 2.49 (3H, s, CH3CO), 3.57 (2H, q, J = 7.01 Hz, OCH2CH3), 4.33 (1H, heptet,
CH(CH3)2), 6.03 Hz, 4.49 (2H, s, CH2OEt), 5.04 (2H, s, OCH2Ph), 5.06 (2H, s, OCH2Ph),
6.34 (1H, s, H-5), 7.30-7.43 (10H, m, ArH); 13
C NMR (100 MHz, CDCl3) δC 15.1
(CH2CH3), 22.2 (CH(CH3)2), 32.5 (CH3CO), 61.5 (CH2OCH2CH3), 65.7 (CH2OCH2CH3),
7.03, 70.6 (CH2OPh), 78.3 (CH(CH3)2), 94.3 (C-5), 114.2, 119.9 (C-1, C-3), 127.0,
127.86, 127.84, 128.4, 128.46, 128.52, 136.3, 136.6 (ArC), 155.7, 156.3, 159.9 (C-2, C-4,
C-6), 201.9 (C=O); HRESIMS (negative ionisation mode), m/z 447.2167 [M-H]- (calc. for
C28H31O5 447.2171); IR (KBr) ν 1711, 1604, 1576, 1227, 1102 cm-1.
1-(4,6-Dibenzyloxy-3-chloromethyl-2-isopropoxyphenyl)ethanone (420)
BnO OBn
6 4
Cl
2
O O
200
To a chilled solution of alcohol 418 (300 mg, 0.7 mmol) in dry CH2Cl2 (2 ml) was added
dropwise under stirring a solution of SOCl2 (0.09 ml, 1.8 mmol) dissolved in dry CH2Cl2
(2 ml). The reaction was stirred at 0 °C for approximately 45 minutes (followed by TLC)
until all the starting material was consumed. The solvent and unreacted SOCl2 was
removed under vacuum and the resulting precipitate dissolved in dry THF. The crude
product 420 was used without purification in the next step (Amato et al., 2007).
Quantitative (100%), crude used in next step: 1H NMR (400 MHz, CDCl3) δH 1.28 (6H, d,
J = 6.02 Hz, CH(CH3)2), 2.48 (3H, s, CH3CO), 4.34 (1H, heptet, J = 6.01 Hz, CH(CH3)2),
4.72 (2H, s, CH2Cl), 5.02 (2H, s, CH2OPh), 5.10 (2H, s, CH2OPh), 6.33 (1H, s, H-5), 7.31-
7.45 (10H, m, ArH); C NMR (100 MHz, CDCl3) δC 22.3 (CH(CH3)2), 32.5 (CH3CO),
13
36.6 (CH2Cl), 70.4, 70.8 (CH2OPh), 78.0 (CH(CH3)2), 94.0 (C-5), 113.6, 119.4 (C-1, C-3),
127.0, 127.1, 128.0, 128.1, 128.6, 136.1, 136.2 (ArC), 155.0, 157.0, 159.3 (C-2, C-4, C-6),
201.5 (C=O); HRESIMS (positive ionisation mode), m/z 439.1675 [M+H]+ (calc. for
C26H28O4Cl 439.1676); IR (KBr) ν 1700, 1597, 1168, 1097, 734 cm-1.
EtO
5
BnO OBn O
4 6
1
3 O
2
EtO
O O
The alcohol 418 (300 mg, 0.7 mmol) was dissolved in 2 ml dry dichloromethane. The
solution was cooled down to 0 °C in an ice bath and SOCl2 (0.09 ml, 1.8 mmol) dissolved
in 2 ml dry dichloromethane added dropwise. The reaction was stirred at 0 °C for
approximately 45 minutes (followed by TLC) until all the starting material was consumed.
The solvent and unreacted SOCl2 was removed under vacuum and the resulting precipitate
dissolved in dry THF.
Diisopropyl amine (0.2 ml, 1.4 mmol) was dissolved in 2 ml dry THF and the solution
cooled down to -78 °C. Butyl lithium (0.95 ml, 1.4 mmol) was slowly added while stirring
and the solution allowed to warm up to 0 °C. The solution was allowed to stir for 30
minutes at this temperature to allow the LDA to form and then cooled down to -78 °C
201
again. Diethyl malonate (0.13 ml, 0.9 mmol) was dissolved in 2 ml dry THF and added
dropwise to the LDA solution. The reaction mixture was stirred for 30 minutes while the
temperature was allowed to rise to 0 °C. The solution was cooled to -10 °C and the
chloride, dissolved in THF added. The reaction was stirred at room temperature for 2 days.
The THF was evaporated and the crude product purified on a chromatotron using
hexanes:ethyl acetate 4:1 as eluent to afford 421 as cream solid 214 mg (54%) (over 2
steps). It was recrystalised from acetone to afford cream needles: mp 97-99°C; 1H NMR
(400 MHz, CDCl3) δH 1.17 (6H, t, J = 7.11 Hz, OCH2CH3), 1.22 (6H, d, J = 6.04 Hz,
CH(CH3)2), 2.45 (3H, s, CH3CO), 3.27 (2H, d, J = 7.47 Hz, CHCH2,), 3.77 (1H, t, J = 7.47
Hz, CHCH2,), 4.10 (4H, dd, J = 7.2 Hz, 1.52 Hz, OCH2CH3), 4.14 (1H, heptet, J = 6.08
Hz, CH(CH3)2), 4.99 (2H, s, CH2OPh), 5.03 (2H, s, CH2OPh), 6.30 (1H, s, H-5), 7.30-7.39
(10H, m, ArH); 13C NMR (100 MHz, CDCl3) δC 13.9 (OCH2CH3), 22.2 (CH(CH3)2), 23.5
(CHCH2), 32.4 (CH3CO), 51.3 (CHCH2), 61.07 (OCH2CH3), 70.4, 70.8 (CH2OPh), 77.7
(CH(CH3)2), 94.2 (C-5), 113.9, 119.6 (C-1, C-3), 127.0, 127.1, 127.9, 128.0, 128.5, 128.6,
136.5 (ArC), 154.9, 155.2, 158.7 (C-2, C-4, C-6), 169.4 (COOEt), 202.0 (CH3CO);
HRESIMS (positive ionisation mode), m/z 563.2643 [M+H]+ (calc. for C33H39O8
563.2645); IR ν 1735, 1686, 1596, 1254, 1100 cm-1.
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207
CHAPTER 8
Conclusion
Species from the morphologically diverse genus Helichrysum are used extensively in
ethnomedicine in South Africa. The morphological diversity of the genus is mirrored by
the variety of chemical compounds isolated from its species, which include diterpenes,
flavonoids, guaianolides, acylated phloroglucinols, and α-pyrone derivatives (Chapter 2).
Extracts and isolated compounds from this genus are also associated with a variety of
biological activities. These facts indicate that plants from this genus may be important in
the search for new plant-derived drugs.
Three Helichrysum species were investigated during this study. H. splendidum, a species
previously studied by Bolmann and Suwita (1979) and Jakupovic and co-workers (1989)
was reinvestigated to clarify the complex stereochemistry associated with its main
chemical constituents. The phytochemistry of the morphologically related H. montanum
was explored for the first time. New guaianolides, diastereomers of those found in H.
splendidum were isolated, while several known compounds were also identified. The
phytochemical similarities observed between H. montanum and H. splendidum supports
their close morphological relationship. Furthermore, the isolation of guaianolides from H.
montanum are of taxonomical importance as this type of compound very rarely occur in
plants of this genus (Jakupovic et al., 1989).
208
obtained for these extracts are quite disturbing, considering the wide medicinal use of these
plants. However, the cytotoxicity assays were only performed at one concentration (in
duplicate) and needs to be explored further before final conclusions can be made regarding
their toxicity and potential as anticancer agents.
Based on the findings obtained from the antimicrobial assays, H. excisum was selected as a
suitable candidate for further study. This is the first phytochemical study on the non-
volatile components of this species. Bio-activity guided fractionation led to the isolation of
lepidissipyrone, a flavanone α-pyrone previously isolated from H. lepidissimum
(Jakupovic et al., 1989). Several flavonoids, mostly with an unsubstituted B-ring, were also
identified. The antimicrobial activity of lepidissipyrone was determined and bio-activity
established for the first time, although the observed antimicrobial activity was a bit
disappointing. Literature indications are however, that phloroglucinol α-pyrones generally
exhibit promising antimicrobial activity (Tomás-Barberán, 1990; Ríos et al., 1991) and
similar compounds (Hänsel et al., 1980; Bohlmann and Zdero, 1980; Jakupovic et al.,
1986; Bohlmann et al., 1984; Jakupovic et al., 1989) that occur in South African
Helichrysum species, is well worth investigating.
One of the reasons why H. excisum was an exciting candidate was the fact that
phloroglucinols were previously isolated from other plants belonging to the same
morphologic group. It was hypothesised that the extract of H. excisum would yield mostly
phloroglucinols, as this type of compound featured as main chemical constituent in two
morphologically related species. However, this was not the case, as flavonoids were
isolated as main chemical component of this species. Although flavonoids and
acylphloroglucinols are biosynthetically related, in general, the acylphloroglucinols are
more active as anti-infective compounds. Using the morphological relationship to predict
the phytochemistry of a particular species was therefore not so successful in this case.
Further investigation of the phytochemistry of the other ten Group 12 species is required to
clarify the main chemical constituents of this morphological group.
The biological activity associated with phloroglucinol α-pyrones and the synthetic
challenges posed by these compounds prompted the development of a strategy towards the
synthesis of lepidissipyrone. Several different approaches were investigated. A route which
209
involves the coupling of a chloromethylated phloroacetophenone derivative and a β-keto
ester precursor was developed. We believe this strategy could be used to synthesise other
phloroglucinol α-pyrone analogues for further biological evaluation.
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and other constituents from South African Helichrysum species. Phytochemistry 25, 1133-1142.
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Phytochemistry 28, 1119-1131
Ríos, J.L., Recio, M.C., Villar, A., 1991. Isolation and identification of the antibacterial compounds from
Helichrysum Stoechas. Journal of Ethnopharmacology 33, 51-55.
Tomás-Barberán, F., Iniesta-Sanmartín, E., Tomás-Lorente, F., Rumbero, A., 1990. Antimicrobial phenolic
compounds from three Spanish Helichrysum species. Phytochemistry 29, 1093-1095.
210
Appendix 1
14 15 13, 14
3 10
2 1
9
4 H
O 5
8
15 6 7 O
12
H 11
O 9
13
2,6
11 2,10
3
3 6
7
9
2,6
2.90 2.80 2.70 2.60 2.50 2.40 2.30 2.20 2.10 2.00 1.90 1.80
11 2,10
8 3
5
7 6
ppm 5.2 4.8 4.4 4.0 3.6 3.2 2.8 2.4 2.0 1.6 1.2 0.8 0.4
212
212
Plate 2: 13C NMR spectrum of compound 302 in CDCl3
14
3 10
2 1
9
4 H
O 5
8
15 6 7 O
12
H 11
O
13
3,7
6 13
2
8
5 11, 9
10 14
15
12
4
ppm 200.0 180.0 160.0 140.0 120.0 100.0 80.0 60.0 40.0 20.0 0.0
213
213
Plate 3: COSY NMR spectrum of compound 302 in CDCl3
13,14
2,
11
5 8 7 3 10 6
13,14
6
9
2,6
3
7
11
14
3 10
2 1
9
4 H
O 5
8
15 6 7 O
12
H 11
O
13 8
5
214
214
Plate 4: DEPT NMR spectrum of compound 302 in CDCl3
5 8 7 11 10 15 14 13
14
3 10
2 1
9
4 H
O 5
8
15 6 7 O
2 6
12 3 9
H 11
O
13
130.0 120.0 110.0 100.0 90.0 80.0 70.0 60.0 50.0 40.0 30.0 20.0 10.0 ppm
215
215
Plate 5: HSQC NMR spectrum of compound 302 in CDCl3
5 8 3,7 11,9 10 2 6 13
14
15
13,14
6
9
2,6
7
11
14
3 10
2 1
9
4 H
O 5
8
15 6 7 O
12
H 11
O
8
13
5
216
216
Plate 6: HMQC NMR spectrum of compound 302 in CDCl3
5 8 3,7 10 13
6 14
1 15
4 12
13,14
6
9
2,6
7
14 11
3 10
2 1
9
4 H
O 5
8
15 6 7 O
12
H 11
O
13 8
5
217
217
Plate 7: NOESY NMR spectrum of compound 302 in CDCl3
13,14
8 9
5 11 3 7 6
13,14
6
9
3
7
11
14
3 10
2 1
9
4 H
O 5
8
15 6 7 O
12
H 11
O
8
13
5
218
218
Plate 8: 1H NMR spectrum of compound 304 in CDCl3
15
14
3 10
2 1
9
4
H 13
O 5
8
15 7 O
6 12
14
H 11
O 2,6,11
13
3a 7,10 6 9α 9β
3b
2.60 2.56 2.52 2.48 2.44 2.40 2.36 2.32 2.28 2.24 2.20 2.16 2.12 2.08 2.04 2.00 1.96 1.92 1.88 1.84 1.80
5 8
2,
6,
11
7,
5.40 5.30 4.50 4.40 10 6
5 8 3 9α 9β
1.000
0.968
2.050
2.388
3.421
4.318
1.053
1.210
3.212
3.227
ppm 7.2 6.8 6.4 6.0 5.6 5.2 4.8 4.4 4.0 3.6 3.2 2.8 2.4 2.0 1.6 1.2 0.8 0.4 -0.0
219
219
Plate 9: 13C NMR spectrum of compound 304 in CDCl3
14
3 10
2 1
9
4
H
O 5
8
15 7 O
6 12
H 11
O
13
9,
311 10 2 13
7 6 14
8
5
15
1
12
4
ppm 200.0 180.0 160.0 140.0 120.0 100.0 80.0 60.0 40.0 20.0 0.0
220
220
Plate 10: COSY NMR spectrum of compound 304 in CDCl3
5 8 3
13,14
14
3 10
2 1
9
4
H
O 5
8
15 7 O
6 12
8
H 11
O
13
5
221
221
Plate 11: DEPT NMR spectrum of compound 304 in CDCl3
14 13
15
5 8 7 11 10
14
3 9 2 6
3 10
2 1
9
4
H
O 5
8
15 7 O
6 12
H 11
O
13
ppm
120.0 110.0 100.0 90.0 80.0 70.0 60.0 50.0 40.0 30.0 20.0 10.0 0.0
222
222
Plate 12: HSQC NMR spectrum of compound 304 in CDCl3
9, 2,
8 7 3 11 10 15 6 14 13
5
14
13
14
3 10
2 1
9
4
H
O 5
8
15 7 O
6 12
H 8
11
O
13
5
223
223
Plate 13: HMQC NMR spectrum of compound 304 in CDCl3
14
3 10
2 1
9 9,
H 8 3 10 14 13
4 5 7
O 5
8
12 1
15 7 O 4
6 12
H 11
O
13
14
13
15
2,6,11 9
7,10
3
6
224
224
Plate 14: NOESY NMR spectrum of compound 304 in CDCl3
15 14
5 8 3 9
14
13
9
15
2,6,11
7,10
3
14
3 10
2 1
9
H 8
4
O 5
8
15 7 O
6 12
H 11
O 5
13
225
225
Plate 15: 1H NMR spectrum of helisplendidilactone (306) in CDCl3
15 15’
O
15
4
2
3 13'
1 5
O 14
6
14 10 15' 3' H 11' 14’,
7 6'
7' O 13’
11
8 4' 8'
12
O 13 2' 9'
1'
O 6b,
14'
10,
3’b,
9’α,
3a, 10’
6’β,
7 2
9β,13β 13α
2’ 6a
8’ 9α 6’α 9’β 3’a
8 11’ 3b 7’
5
5.2 4.8 4.4 4.0 3.6 3.2 2.8 2.4 2.0 1.6 1.2 0.8 ppm
226
226
Plate 16: 13C NMR spectrum of helisplendidilactone (306) in CDCl3
M ppm 200.0 180.0 160.0 140.0 120.0 100.0 80.0 60.0 40.0 20.0 0.0
227
227
Plate 17: COSY NMR spectrum of helisplendidilactone (306) in CDCl3
14’,
15 13’,15’
14
5 8 8’ 2’ 11’
14
15’
14’, 13’
9’β
9α
15 9β,13β
7’
6b, 10, 3’b, 9’α, 10’
3a, 6’β, 7
3b
11’
O 2’
15
4
2
3 13'
1 5
O
6
14 10 15' 3' H 11'
7 6'
11 7' O
8 4' 8' 8’
12
O 13 2' 9'
1' 8
O
14'
5
228
228
Plate 18: DEPT NMR spectrum of helisplendidilactone (306) in CDCl3
O
15
4
2
3 13'
1 5
O
6
14 10 15' 3' H 11'
7 6' 6,6’
11 7' O
8 4' 8'
12
O 13 2' 9'
1'
O
5 14' 8’ 8
7’ 2’ 7 11’ 10 10’
ppm 130.0 120.0 110.0 100.0 90.0 80.0 70.0 60.0 50.0 40.0 30.0 20.0 10.0 0.0
229
229
Plate 19: HSQC NMR spectrum of helisplendidilactone (306) in CDCl3
9’
8’ 7’ 14’,14
5 8 11’
11 3’ 15’ 13’
4’
14
15’
14’, 13’
9’β
9α
9β,13β
15
7’
6b, 10, 3’b, 9’α, 10’
3a, 6’β, 7
3b
11’
2’
O
15
4
2
3 13'
1 5
O
6
14 10 15' 3' H 11'
7 6'
7' O 8’
11
8 4' 8'
O 12
9'
8
13 2'
1'
O
14'
5
230
230
Plate 20: HMQCNMR spectrum of helisplendidilactone (306) in CDCl3
8’ 14’
5 8 11 14
1’ 1 5’ 15’ 13’
12, 12’ 4’
4
14
15’
14’, 13’
9’β
9α
9β,13β
15 7’
6b, 10, 3’b, 9’α, 10’
3a, 6’β, 7
3b
11’
2’
O
15
4
2
3 13'
1 5
O
6
14 10 15' 3' H 11'
7 6'
7' O 8’
11
8 4' 8'
O 12
9'
8
13 2'
1'
O
14'
5
231
231
Plate 21: NOESY NMR spectrum of helisplendidilactone (306) in CDCl3
14’,
13’,15’
15
14
8’ 2’ 11’
5 8 6’α
14
15’
14’, 13’
9’β
9α
9β,13β
15 7’
6b, 10, 3’b, 9’α, 10’
3a, 6’β , 7
3b
11’
O 2’
15
4
2
3 13'
1 5
O
6
14 10 15' 3' H 11'
7 6'
11 7' O
8 4' 8' 8’
12
O 13 2' 9'
1' 8
O
14'
5
232
232
Plate 22: 1H NMR spectrum of helimontanilactone (307) in CDCl3
O 15 15’
15
4
2
3 13' 14’, 14’, 15’
1 5
O 13’ 13’
6
14
14 10 15' 3' H 11'
7 6'
11 7' O
8 4' 8'
12 H
O 13 2' 9'
1'
O 30 1.28 1.26 1.24 1.22 1.20 1.18 1.16 1.14 1.12 1.10 1.08 1.06
14'
14
6b,
10,
3’b,
9’α,
10’
11’ 6’α
7’ 13
60 5.250 5.240 5.230 5.220 5.210 5.200 5.190
.510 4.500 4.490 4.480 4.470 4.460 4.450 4.440 2 α 6a
3.952 3.948 3.944 3.940 3.936 3.932 3.928 3.924 3.920 3.916 3.912 3.908 3.904 3.900 3.896 3.892 3.88
3a, 7 13β, 9β
2’ 6’β 9α 9’β
8 8’ 3b 3’a
5
233 5.2
233
4.8 4.4 4.0 3.6 3.2 2.8 2.4 2.0 1.6 1.2 0.8 0.4
Plate 23: 13C NMR spectrum of helimontanilactone (307) in CDCl3
3 15
10
13’
7,11’ 2 10’
2’ 14
6’ 15’ O
9’ 9 13 6 14’ 15
acetone 4
2
3 13'
1 5
O
6
14 10 15' 3' H 11'
7 6'
11 7' O
14 8 4' 8'
12 H
O 13 2' 9'
1'
O
14'
8.0 44.0 40.0 36.0 32.0 28.0 24.0 20.0 16.0 12.0
3’
8 11 7’
1 8’ 4’
5
1’ 5’
4 12 12’
200.0 180.0 160.0 140.0 120.0 100.0 80.0 60.0 40.0 20.0 0.0
234
234
Plate 24: COSY NMR spectrum of helimontanilactone (307) in CDCl3
15 14
13β
8’ 2’ 2 9β
5 8 3b
14 3’a
14’,13’,15’ 9’β
6’α 7’ 9α
13β, 9β
15
2’
O
15
4
2
3 13'
1 5
O 8’
6
14 10 15' 3' H 11'
7 6'
11 7' O
8 4' 8'
H 8
12
O 13 2' 9'
1'
O
14'
5
235
235
Plate 25: DEPT NMR spectrum of helimontanilactone (307) in CDCl3
7,11’ 13’
5 8 2’ 10 10’,15
8’ 7’ 14
14’ 15’
O
15
4
2
6’ 6
3’ 9’ 9 13
3 13' 2
1 5 3
O
6
14 10 15' 3' H 11'
7 6'
11 7' O
8 4' 8'
12 H
O 13 2' 9'
1'
O
14'
130.0 120.0 110.0 100.0 90.0 80.0 70.0 60.0 50.0 40.0 30.0 20.0 10.0 0.0 ppm
236
236
Plate 26: HSQC NMR spectrum of helimontanilactone in (307) in CDCl3
2,15,10’,6’
2’,3,
6’ 7’ 11’, 9,13,
14’,
8 3’ 7 10
9’ 14
5 8’ 11 4’ 6 15’ 13’
14
6
13’,14’,15
6’,7’,13
9
15 9,13 9’
2
3’,6,9’,10,10’,11’
3,7
3
6’
2’
O
15
4
2
3 13'
1 5
O 8’
6
14 10 15' 3' H 11'
7 6'
11 7' O
8 4' 8' 8
12 H
O 13 2' 9'
1'
O
14'
5
237
237
Plate 27: HMQC NMR spectrum of helimontanilactone (307) in CDCl3
2’,3,7,11’ 2,15,10’,6’
9,13, 14’,
10 14
7’,3’ 13’,15’
1’ 1 5’ 5 8’ 8 11 4’
9’ 6
12 12’
13’,14’,15
O
15
4 9’
2
3 13'
1 5 6’,7’,13
O
6
14 10 15' 3' H 11'
7 6'
11 7' O
8 4' 8' 9
12 H
O 13 2' 9'
1'
O 9,13
14'
15
3’,6,9’,10,10’,11’
3,7
6’
238
238
Plate 28: NOESY NMR spectrum of helimontanilactone (307) in CDCl3 13’,14’,15
5 8 8’ 2’ 9,13
6β’ 3,7
15
14 6
13’,14’,15
6α’,7’,13α
9α
9β,13β
15
3’, 6, 9α’,10,10’,11’
3,7
6β’
2’
O
15
4
2
3 13'
1 5
O 8’
6
14 10 15' 3' H 11'
7 6'
11 7' O
8 4' 8'
8
12 H
O 13 2' 9'
1'
O
14'
5
239
239
Plate 29: 1H NMR spectrum of helimontanilactone (307) in CDCl3 with Eu(fod)3
14’,
13’
15 15’
O 6a 1
15
4
2
3 13'
14
1 5
O
6
14 10 15' 3' H 11'
7 6'
11 7' O
8 4' 8'
12 H
O 13 2' 9'
1'
O 13β 9β
14'
6b,
10,
3’b,
9’α, 2
2.12 2.08 2.04 2.00 1.96
10’
11’ 6’α 3’a
2’ 7’
3a, 7 13α 9’β
8’ 6’β 3b 13β, 9β 9α
5 8
4.8 4.4 4.0 3.6 3.2 2.8 2.4 2.0 1.6 1.2 0.8 0.4
240
240
Plate 30: NOESY NMR spectrum of helimontanilactone (307) in CDCl3 with Eu(fod)3
O
15
4
2
3 13'
1 5
O
6
14 10 15' 3' H 11'
7 6'
11 7' O
8 4' 8'
12 H
O 13 2' 9'
1'
O
14'
241
241
Plate 31: 1H NMR spectrum of spathulenol (286) in CDCl3
14
2
13
3 1
10
9 15 12
4 5 8
6 7
15
OH
12 13 2a,3a
9a,8
2b
9b 3b
1
2.40 2.30 2.20 2.10 2.00 1.90 1.80 1.70 1.60 1.50
14 5
2a,3a 7
9a, 8 2 6
9b b 3
b
1
ppm
4.8 4.4 4.0 3.6 3.2 2.8 2.4 2.0 1.6 1.2 0.8 0.4 -0.0
242
242
Plate 32: 13C NMR spectrum of spathulenol (286) in CDCl3
14
2 10
3 1 9
4 5 8
6 7
15
OH
15
1 12
12 13 3
14 5 2 13
9
8
7
6
10
11
ppm 150.0 140.0 130.0 120.0 110.0 100.0 90.0 80.0 70.0 60.0 50.0 40.0 30.0 20.0 10.0 0.0
243
243
Plate 33: COSY NMR spectrum of spathulenol (286) in CDCl3
13
12
14 6
6
7
13
12
15 5
2a,3a
3b
9a,8
1
9b
14
2 10
3 1 9
4 5 8
6 7
15
OH
12 13
14
244
244
Plate 34: DEPT NMR spectrum of spathulenol (286) in CDCl3
12
5 1 6 7 15 13
14
28
2
3 9
10
3 1 9
4 5
14 8
6 7
15
OH
12 13
M ppm 115.0 105.0 95.0 85.0 75.0 65.0 55.0 45.0 35.0 25.0 15.0 5.0
245
245
Plate 35: HSQC NMR spectrum of spathulenol (286) in CDCl3
15
14 1 3 9
5 6 8 13
4 11
13
15 5
2a,3a
3b
9a,8
1
9b
14
2 10
3 1 9
4 5 8
6 7
15
OH
12 13
14
246
246
Plate 36: HMQC NMR spectrum of spathulenol (286) in CDCl3
12
14 5 1 3 9 6 8 13
4
13
15 5
2a,3a
9a,8
9b
14
2 10
3 1 9
4 5 8
6 7
15
OH
12 13
14
247
247
Plate 37: 1H NMR spectrum of compound 301 in CDCl3
14 15
H 9 H
2 10 13
1 8
O
3 5 7
4 O
6 11
H H
15 OH
13
2.60 2.50 2.40 2.30 2.20 2.10 2.00 1.90 1.80 1.7
14
7,
9β ,
11 5, 6β
9α
4.60 4.56 4.52 4.48 4.44 4.40 4.36 4.32 2,3
6α
8
1
ppm 4.8 4.6 4.4 4.2 4.0 3.8 3.6 3.4 3.2 3.0 2.8 2.6 2.4 2.2 2.0 1.8 1.6 1.4 1.2 1.0 0.8
248
248
Plate 38: 13C NMR spectrum of compound 301 in CDCl3
14
H 9 H
2 10
1 8
O
3 5 7
4 O
6 11
H H
15 OH
13
3 15
14 8 6,9 13
1 7 11 2
5
10
4
12
ppm 180.0 160.0 140.0 120.0 100.0 80.0 60.0 40.0 20.0 0.0
249
249
Plate 39: COSY NMR spectrum of compound 301 in CDCl3
13 15
14 2,3
8 9 6
15
13
5,6
2,3
1
6
9,7,11
9
14
H 9 H 14
2 10
1 8
O
3 5 7
4 O
6 11
H H
15 OH
13
14
250
250
Plate 40: DEPT NMR spectrum of compound 301 in CDCl3
14
H 9 H
2 10
O 13
1 8 8 1 11 15
3 5 7
5 7
4 O
6 11
H H
15 OH
13
2
6
14 3,9
ppm 130.0 120.0 110.0 100.0 90.0 80.0 70.0 60.0 50.0 40.0 30.0 20.0 10.0 0.0
251
251
Plate 41: HSQC NMR spectrum 301 of in CDCl3
14 8 1 2,15 13
5 7 11 3,9 6
4
15
13
5,6
2,3
1
6
9,7,11
14 9
H 9 H
2 10
1 8
O
3 5 7
4 O
6 11
H H
15 OH
13
14
252
252
Plate 42: HMQC NMR spectrum of 301 in CDCl3
14 8 5 1 7 11 3,9 6 2,15
12 10 4
15
13
5,6
2,3
1
6
9,7,11
14
9
H 9 H
2 10
1 8
O
3 5 7
4 O
6 11
H H
15 OH
13
14
253
253
Plate 43: NOESY NMR spectrum of 301 in CDCl3 15
13
14 3,9
8 9
15
13
5,6
2,3
1
6
9,7,11
14
9
H 9 H
2 10
1 8
O
3 5 7
4 O
6 11
H H
15 OH
13
14
254
254
Plate 44: 1H NMR spectrum of umbelliferone (348) in CD3OD, CDCl3
5 4
4a
6 3
Full Spectrum
HO 7 8a O O
8
5 3
4 8
6
M 7.6 7.2 6.8 6.4 6.0 5.6 5.2 4.8 4.4 4.0 3.6 3.2 2.8 2.4 2.0 1.6 1.2 0.8
3
5
8
4 6
ppm
8.4 8.2 8.0 7.8 7.6 7.4 7.2 7.0 6.8 6.6 6.4 6.2 6.0 5.8 5.6 5.4 5.2
255
255
Plate 45: 13C NMR spectrum of umbelliferone (348 ) in CD3OD, CDCl3
5 4
4a
6 3
HO 7 8a O O
8
5 6,4a 3 8
acetone
4
ppm 160.0 150.0 140.0 130.0 120.0 110.0 100.0 90.0 80.0 70.0 60.0 50.0 40.0 30.0 20.0 10.0
256
256
Plate 46: COSY NMR spectrum of umbelliferone (348 ) in CD3OD, CDCl3
4 5 6 8 3
5 4
4a
6 3
HO 7 8a O O
8
8
6
5
4
257
257
Plate 47: DEPT NMR spectrum of umbelliferone (348 ) in CD3OD, CDCl3
5 4
4a
6 3
HO 7 8a O O
8
5
6 3 8
4
ppm 150.0 140.0 130.0 120.0 110.0 100.0 90.0 80.0 70.0 60.0 50.0 40.0 30.0 20.0
258
258
Plate 48: HSQC NMR spectrum of umbelliferone (348 ) in CD3OD, CDCl3
4 5 63 8
5 4
4a
6 3
HO 7 8a O O
8
8
6
5
4
259
259
Plate 49: HMQC NMR spectrum of umbelliferone (348) in CD3OD, CDCl3
5 4
4a 4 5 6,4a 8
2,7 8a 3
6 3
HO 7 8a O O
8
3
8
6
5
4
260
260
Plate 50: 1H NMR spectrum of 4’,7,5-trihydroxy-3,3’,8-trimethoxyflavone (381) in CD3OD
5'
OH
6'
OMe 4'
8 3-
HO 7 O 2 1'
9 2'
3' OMe OMe
6 10 4 3
7,8
5 OMe OMe
OH O
5’
2’
6’
5’
2’
6’
ppm 7.6 7.2 6.8 6.4 6.0 5.6 5.2 4.8 4.4 4.0 3.6 3.2 2.8 2.4 2.0 1.6 1.2 0.8 0.4
261
261
Plate 51: 13C NMR spectrum of 4’,7,5-trihydroxy-3,3’,8-trimethoxyflavone 3 (381) in CD3OD
5'
OH
6'
OMe 4'
8
HO 7 O 2 1'
9 2'
3' OMe
6 10 4 3
5 OMe
OH O
3-
5’ 3’ 8 OMe
8 6’ -OMe -OMe
2’
3’, 4’ 1’
4 9 3 6
2
7,5 10
ppm 180.0 170.0 160.0 150.0 140.0 130.0 120.0 110.0 100.0 90.0 80.0 70.0 60.0 50.0 40
262
262
Plate 52: COSY NMR spectrum of 4’,7,5-trihydroxy-3,3’,8-trimethoxyflavone (381) in CD3OD
2’ 6’ 5’ 6
5'
OH
6'
OMe 4'
8
HO 7 O 2 1'
9 2'
3' OMe
6 10 4 3
5 OMe
OH O
5’
6’
2’
263
263
Plate 53: HSQC NMR spectrum of 4’,7,5-trihydroxy-3,3’,8-trimethoxyflavone (381) in CD3OD
OMe of
5’ 8,3’ ,3
2’,6’ 6
5'
OH 2’
6'
OMe 4' 6’
HO 8
O 5’
7 2 1'
9 2'
3' OMe
6 10 4 3
5 OMe
OH O
5’
6’
2’
264
264
Plate 54: HMQC NMR spectrum of 4’,7,5-trihydroxy-3,3’,8-trimethoxyflavone (381) in CD3OD
3’ 3 8
5'
OH
6'
OMe 4'
8
HO 7 O 2 1'
9 2'
3' OMe
6 10 4 3
5 OMe
OH O
5’
6’
2’
265
265
Plate 55: NOESY NMR spectrum of 4’,7,5-trihydroxy-3,3’,8-trimethoxyflavone (381) in CD3OD
2’,6’ 5’ 6
5'
OH
6'
OMe 4'
8
HO 7 O 2 1'
9 2'
3' OMe
6 10 4 3 6
5 OMe
OH O
5’
6’
2’
266
266
Plate 56: 1H NMR spectrum of compound 300 in CDCl3
14
13 15
H 9 H
2 10
1 8
O
3 5 7
4 O
6 11
H H
15 OH
13
2.60 2.50 2.40 2.30 2.20 2.10 2.00 1.90 1.80 1.70
14 5
3a, 7
4.25 4.
2a, 3b
6β
8 6α,1
3.25 3.15 3 11
2b
9α
9β
α
ppm 5.2 4.8 4.4 4.0 3.6 3.2 2.8 2.4 2.0 1.6 1.2 0.8 0.4 -0.0
267
267
Plate 57: 13C NMR spectrum of compound 300 in CDCl3
14
H 9 H
2 10
1 8
O
3 5 7
4 O
6 11
H H
15 OH
13
3,9
5 2
1 11 13
15
14 8 7 6
10 4
ppm 150.0 140.0 130.0 120.0 110.0 100.0 90.0 80.0 70.0 60.0 50.0 40.0 30.0 20.0 10.0 0.0
268
268
Plate 58: COSY NMR spectrum of compound 300 in CDCl3
13
3
7
14 8 9 9 11 2 6
15 6β
13
2
1,6
11
9
14
9
H 9 H
2 10
1 8
O
3 5 7
4 O
6 11
H H
15 OH 8
13
14
269
269
Plate 59: DEPT NMR spectrum of compound 300 in CDCl3
14
H 9 H
2 10
1 8
O
3 5 7
4 O
6 11
H H 15
15 OH 8 13
13 5 7 1 11
3,9 6 2
14
120.0 110.0 100.0 90.0 80.0 70.0 60.0 50.0 40.0 30.0 20.0 10.0 0.0 ppm
270
270
Plate 60: HSQC NMR spectrum of compound 300 in CDCl3
14 8 5 7 1 11 3,9 6 2 15 13
4
15 6
13
5
3,2
2
1,6
11
9
14
H 9 H
2 10 9
1 8
O
3 5 7
4 O
6 11
H H
15 OH
13
8
14
271
271
Plate 61: HMQC NMR spectrum of compound 300 in CDCl3
14 8 5 7 1 11 3,9 6 2 15 13
12 10 4
15 6
13
3,7,2
2
1,6
11
9
14
H 9 H
2 10 9
1 8
O
3 5 7
4 O
6 11
H H
15 OH
13 8
14
272
272
Plate 62: NOESY NMR spectrum of compound 300 in CDCl3
13 15
5
14 6
8 9 9 11 2
6β
15
13
3,7,2
2
1,6
11
9β
9α
14
H 9 H
2 10
1 8
O
3 5 7
8
4 O
6 11
H H
15 OH
13 14
273
273
Plate 63: 1H NMR spectrum of pinocembrin (1) in CD3OD
5'
6' 4'
8
HO 7 O 2 3'
1'
9 2'
3
6 4
10
5
OH O
3b 3a
6 8
3.16 3.12 3.08 3.04 3.00 2.96 2.92 2.88 2.84 2.80 2.76 2.72
2.030
0.994
1.112
1.138
ppm 8.0 7.6 7.2 6.8 6.4 6.0 5.6 5.2 4.8 4.4 4.0 3.6 3.2 2.8 2.4 2.0 1.6 1.2 0.8 0.4 -0.0
274
274
Plate 64: 13C NMR spectrum of pinocembrin (1) in CD3OD
5'
6' 4'
8
HO 7 O 2 3'
1'
9 2'
3
6 4
10
5
OH O 3’,5’, 4’
2’, 6’
8
2 3
6
1’
4 5,9
7
10
1’
ppm 200.0 180.0 160.0 140.0 120.0 100.0 80.0 60.0 40.0 20.0 0.0
275
275
Plate 65: COSY NMR spectrum of pinocembrin (1) in CD3OD
3a
3b
2
6
8
3’-5’
2’, 6’
276
276
Plate 66: DEPT NMR spectrum of pinocembrin (1) in CD3OD
5'
3’,5’, 4’ 2’, 6’ 6' 4'
8
8 2 HO 7 O 2 3'
1'
9 2'
3
6 6 4
10
5
OH O
ppm 140.0 130.0 120.0 110.0 100.0 90.0 80.0 70.0 60.0 50.0 40.0 30.0 20.0 10.0 0.0
277
277
Plate 67: HSQC NMR spectrum of pinocembrin (1) in CD3OD
3’-5’ 2’,6’
6,8 2 3
5'
6' 4' 10
8
HO 7 O 2 3'
1'
9 2'
3 3a
6 4
10 3b
5
OH O
6
8
3’-5’
2’, 6’
278
278
Plate 68: HMQC NMR spectrum of pinocembrin (1) in CD3OD
3’-5’ 2’,6’
5' 6,8 2 3
6' 4'
4 7 5,9 1’ 10
8
HO 7 O 2 3'
1'
9 2'
3 3a
6 4
10
5 3b
OH O
6
8
3’-5’
2’, 6’
279
279
Plate 69: 1H NMR spectrum of lepidissipyrone (19) in CDCl3
5'
2’-6’ 9”
6' 4'
7" 8 1'
6" O O HO O 3'
8" 7 9 2 2'
2"
4
9" 5" 3"
5
10 3 8”
10"
OH OH O
2.292
1.066
1.060
2.235
3.70 3.60 3.50 3.40 3.30 3.20 3.10 3.00 2.90 2.80 2.70 2.60 2.50 2.40
OH 8
OH 10”
OH
7”
2 3b 3a
0.934
0.903
0.904
5.910
1.000
1.021
2.337
2.224
3.476
3.851
ppm 12.0 11.0 10.0 9.0 8.0 7.0 6.0 5.0 4.0 3.0 2.0 1.0 0.0
280
280
Plate 70: 13C NMR spectrum of lepidissipyrone (19) in CDCl3
5'
6' 4'
7" 8 1'
6" O O HO O 3'
8" 7 9 2 2'
2"
4
9" 5" 3" 10 3
10"
5
OH OH O
3’,5’
2’,6’
7”
8 9”
4’ 8”
3
7 10”
3”
4”,9 6”
1’ 10 2
5 5’’ 6
4 2”
180.0 160.0 140.0 120.0 100.0 80.0 60.0 40.0 20.0 0.0 ppm
281
281
Plate 71: COSY NMR spectrum of lepidissipyrone (19) in CDCl3
8”
9”
10” 7”
2 3b 3a
9”
8”
7”
5' 3a
6' 4'
3b
7" 8 1'
6" O O HO O 3' 10”
8" 7 9 2 2'
2"
4
9" 5" 3" 10 3
10"
5
OH OH O
2
282
282
Plate 72: DEPT NMR spectrum of lepidissipyrone (19) in CDCl3
3’,5’ 2’,6’
9”
8”
8
4’ 2
5' 3
7” 10”
6' 4'
7" 8 1'
6" O O HO O 3'
8" 7 9 2 2'
2"
4
9" 5" 3" 10 3
10"
5
OH OH O
ppm 130.0 120.0 110.0 100.0 90.0 80.0 70.0 60.0 50.0 40.0 30.0 20.0 10.0
283
283
Plate 73: HSQC NMR spectrum of lepidissipyrone (19) in CDCl3
2’-6’
8 3 7” 10” 8” 9”
2
9”
5'
8” 6' 4'
7" 8 1'
6" O O HO O 3'
7” 9
8" 2" 7 2 2'
3a
4
9" 5" 3" 10 3
3b 10"
5
10” OH OH O
2’-6’
284
284
Plate 74: HMQC NMR spectrum of lepidissipyrone (19) in CDCl3
5'
6' 4'
8”
7”
3a
3b
10”
2
8
2’-6’
OH
OH
285
spectrum of gnaphaliin (67) in CDCl3
8-OMe 3-OMe
5'
OMe 6' 4'
8 1'
HO O 3'
7 9 2 2'
6 4
10 3 OMe
5
OH O
3’-5’
2’,6’
OH
0.943
2.118
3.216
1.000
6.383
ppm
12.0 11.0 10.0 9.0 8.0 7.0 6.0 5.0 4.0 3.0 2.0 1.0 0.0
286
286
Plate 76: 13C NMR spectrum of gnaphaliin (67) in CDCl3
5'
OMe 6' 4'
8 1'
HO O 3'
7 9 2 2'
6 4 3’-5’
10 3 OMe
5
OH O 2’,6’
4’,1’ 8-OMe
3-OMe
6
5,2
4 9 3 10
7
ppm 180.0 160.0 140.0 120.0 100.0 80.0 60.0 40.0 20.0 0.0
287
287
Plate 77: COSY NMR spectrum of gnaphaliin (67) in CDCl3
8-OMe 3-OMe
3’-5’ 6
5' 2’,6’
OMe 6' 4'
8 1'
HO O 3'
7 9 2 2'
6 4
10 3 OMe
5
OH O
3-OMe
8-OMe
3’-5’
2’,6’
288
288
Plate 78: HSQC NMR spectrum of gnaphaliin (67) in CDCl3
2’-6’
4’,1’
6 8-OMe 3-OMe
8 10
5'
OMe 6' 4'
8 1'
HO O 3'
7 9 2 2'
6 4
10 3 OMe
5
OH O
3-OMe
8-OMe
3’-5’
2’,6’
289
289
Plate 79: HMQC NMR spectrum of gnaphaliin (67) in CDCl3
2’-6’
4’,1’
6 8-OMe
5' 5,2 3-OMe
4 7 9 3 8 10
OMe 6' 4'
8 1'
HO O 3'
7 9 2 2'
6 4
10 3 OMe
5
OH O
3-OMe
8-OMe
3’-5’
2’,6’
290
290
Plate 80: NOESY NMR spectrum of gnaphaliin (67) in CDCl3
8,3-OMe
6
2’,6’ 3’-5’
3-OMe
8-OMe
3’-5’
2’,6’
5'
OMe 6' 4'
8 1'
HO O 3'
7 9 2 2'
6 4
10 3 OMe
5
OH O
291
291
Plate 81: 1H NMR spectrum of 5-hydroxy-7,8-dimethoxyflavone (72) in CDCl3
5'
OMe 6' 4'
8 1'
MeO 7 O 3'
9 2 2'
6 4 3
10
5
3.98 3.96 3.94 3.92
OH O
7,8- OMe
3’-5’
2’,6’ 3
OH 6
7.96 7.92
0.782
2.007
3.086
0.987
1.000
ppm 12.0 11.0 10.0 9.0 8.0 7.0 6.0 5.0 4.0 6.297 3.0 2.0 1.0 0.0
292
292
Plate 82: 13C NMR spectrum of 5-hydroxy-7,8-dimethoxyflavone (72) in CDCl3
5'
OMe 6' 4'
8 1'
MeO 7 O 3'
9 2 2'
6 4 3
10
5
OH O
3’,5’ 2’, 6’
7/8-OMe
5,7 4’ 3 6 7/8-OMe
2 9
ppm 180.0 160.0 140.0 120.0 100.0 80.0 60.0 40.0 20.0 0.0
293
293
Plate 83: COSY NMR spectrum of 5-hydroxy-7,8-dimethoxyflavone (72) in CDCl3
7,8- OMe
3 6
2’,6’ 3’-5’
7,8- OMe
5'
OMe 6' 4'
8 1'
MeO 7 O 3'
9 2 2'
6 4 3
10 6
5
3
OH O
3’-5’
2’,6’
294
294
Plate 84: DEPT NMR spectrum of 5-hydroxy-7,8-dimethoxyflavone (72) in CDCl3
3’,5’ OMe
2’, 6’ OMe
6
4’
5'
OMe 6' 4'
8 1'
MeO 7 O 3'
9 2 2'
6 4 3
10
5
OH O
136.0 132.0 128.0 124.0 120.0 116.0 112.0 108.0 104.0 100.0 96.0 92.0 88.0 84.0 80.0 76.0 72.0 68.0 64.0 60.0 56.0 52.0
ppm
295
295
Plate 85: HSQC NMR spectrum of 5-hydroxy-7,8-dimethoxyflavone (72) in CDCl3
3’,5’ 2’,6’
4’ 3 6 OMe OMe
7,8- OMe
5'
OMe 6' 4'
8 1'
MeO 7 O 3'
9 2 2'
6 4 3
10
5
OH O
6
3
3’-5’
2’,6’
296
296
Plate 86: HMQC NMR spectrum of 5-hydroxy-7,8-dimethoxyflavone (72) in CDCl3
3’,5’ 2’,6’
OMe
4’ 3,10 6 OMe
4 5
2 7
7,8- OMe
6
3
3’-5’
2’,6’
5'
OMe 6' 4'
8 1'
MeO 7 O 3'
9 2 2'
6 4 3
10
5
OH O
297
297
Plate 87: NOESY NMR spectrum of 5-hydroxy-7,8-dimethoxyflavone (72) in CDCl3
7,8- OMe
3 6
2’,6’ 3’-5’
5'
OMe 6' 4'
8 1'
MeO 7 O 3'
9 2 2'
6 4 3
10
5
OH O
7,8- OMe
6
3
3’-5’
2’,6’
298
298
β-glucoside (80) in CD3OD
Plate 88: 1H NMR spectrum of isoscutellarein 7-O-β
6
3
1”
6”
4”
OH OH
299
299
β-glucoside (80) in CD3OD
Plate 89: 13C NMR spectrum of isoscutellarein 7-O-β
5'
HO 6"
6'
OH
5" O OH 4'
HO 4" 2" O O 2
7 1' 3'
HO 3" 1" 9 2'
OH
6 4 3
10
5
2’,6’
3’, 5’ OH O
1” 5”
7 3” 2”
1’
5 3
4’ 10
2 8 6 4”
4
9 6”
300
300
6
5' 3 6
HO 6"
6'
OH 2’,6’
OH 3’,5’
5" O 4'
HO 4" 2" O O 2 1”
7
HO 1' 3' 6” 4”
3" 1" 9 2'
OH
6 4 3
10
5
OH O
4”
2”, 3”,
5”, 6”
6”
1”
6
3
3’,5’
2’,6’
301
301
Plate 91: DEPT NMR spectrum of isoscutellarein 7-O-glucoside (80) in CD3OD
5'
HO 6"
6'
OH
5" O OH 4'
HO 4" 2" O O 2
7 3'
1'
HO 3" 1" 9 2'
OH
6 4 3
10
5
OH O
6”
2’,6’
3’, 5’
3 5”
6 2” 4”
3”
302
302
Plate 92: HSQC NMR spectrum of isoscutellarein 7-O-glucoside (80) in CD3OD
5'
HO 6"
6'
OH
5" O OH 4'
HO4"
2" O 7 O 2 2’,6’ 3’, 5’
HO 1' 3'
1’ 3” 2”
3" 1" 9 2' 1”
OH
6 4 3 4”
3 10 6 5”
5
10 8 6”
OH O
4”
2”, 3”,
5”, 6”
6”
1”
6
3
3’,5’
2’,6’
303
303
Plate 93: HMQC NMR spectrum of isoscutellarein 7-O-glucoside (80) in CD3OD
3’, 5’
2’,6’
1’ 1”
4 2 4’ 7
5 8 10 3 6
9
3
3’,5’
5'
HO 6"
6'
OH
5" O OH 4'
HO 4" 2" O O 2
7 3'
1'
HO 3" 1" 9 2'
OH
6 4 3
10
5
OH O
2’,6’
304
304
Plate 94: NOESY NMR spectrum of isoscutellarein 7-O-glucoside (80) in CD3OD
2”, 3”,
5”, 6”
2’,6’ 3 6
3’,5’
1”
6” 4”
2”, 3”, 4”
5”, 6” 3a
6”
5'
HO 6" OH 1”
6'
5" O OH 4'
HO 4" 2" O O 2
7 3'
1'
HO 3" 1" 9 2'
OH
6 4 3
10
5
6
OH O 3
3’,5’
2’,6’
305
305
Plate 95: 1H NMR spectrum of β-keto ester 384 in CDCl3
O O
O O
2 4
3
CH3CH2O
4.25 4.15 4.05 3.95 3.85 3.75 3.65 3.55 3.45 3.35 3.25 3.15 3.05 2
ppm 8.0 7.6 7.2 6.8 6.4 6.0 5.6 5.2 4.8 4.4 4.0 3.6 3.2 2.8 2.4 2.0 1.6 1.2 0.8 0.4 -0.0
306
306
Plate 96: 13C NMR spectrum of β-keto ester 384 in CDCl3
O O
O O
2 4
3
CH3CH2O
ppm 200.0 180.0 160.0 140.0 120.0 100.0 80.0 60.0 40.0 20.0 0.0
307
307
Plate 97: 1H NMR spectrum of chalcone 392 in CDCl3
3'
O O
4
4' 2'
8
5' 1' 1
6' 7
OH O
7.90 7.80 7.70 7.60 7.50 7.40 7.30 7.20 7.10 7.00
ppm 14.0 13.0 12.0 11.0 10.0 9.0 8.0 7.0 6.0 5.0 4.0 3.0 2.0 1.0 0.0
308
308
Plate 98: 13C NMR spectrum of chalcone 392 in CDCl3
3'
O O
4
4' 2'
8
5' 1' 1
6' 7
OH O
ppm 190.0 180.0 170.0 160.0 150.0 140.0 130.0 120.0 110.0 100.0 90.0 80.0 70.0 60.
309
309
Plate 99: 1H NMR spectrum of flavanone 395 in CDCl3
4'
8
O 7 9 O
9 1'
2
6 3
10
5 4
OH O
Mppm 11.0 10.0 9.0 8.0 7.0 6.0 5.0 4.0 3.0
310
310
Plate 100: 1 3C NMR spectrum of flavanone 395 in CDCl3
4'
8
O 7 9 O
9 1'
2
6 3
10
5 4
OH O
ppm 200.0 190.0 180.0 170.0 160.0 150.0 140.0 130.0 120.0 110.0 100.0 90.0 80.0 70.0 60.0 50.0 40.0
311
311
Plate 101: NOESY NMR spectrum of flavanone 398 in CDCl3
COCH3
OCH2
8
2
4'
8 2
O 7 9 O
9 1'
2
H 6
10
3 OCH2
5 4
O O
OCOCH3
CHO
312
312
Plate 102: NOESY NMR spectrum of flavanone 399 in CDCl3
CHO OCH2
6
2 3
COCH3
O H 4'
8
O 7 9 O
9 1'
2
OCH2
6 3
10
5 4
2
O
OCOCH3
6
CHO
313
313
Plate 103: 1H NMR spectrum of pyrone 401
7
6 O 2 O
8
5
3
9 4
OH
ppm 7.2 6.8 6.4 6.0 5.6 5.2 4.8 4.4 4.0 3.6 3.2 2.8 2.4 2.0 1.6 1.2 0.8
314
314
Plate 104: 13C NMR spectrum of pyrone 401
7
6 O 2 O
8
5
3
9 4
OH
ppm 200.0 180.0 160.0 140.0 120.0 100.0 80.0 60.0 40.0 20.0 0.0
315
315
Plate 105: 1H NMR spectrum of pyrone 375
OH OH
9 4 10
3
5
2
8
7
6 O O O O
ppm 11.0 10.0 9.0 8.0 7.0 6.0 5.0 4.0 3.0 2.0 1.0 0.0
316
316
Plate 106: 13C NMR spectrum of pyrone 375
OH OH
9 4 10
3
5
2
8
7
6 O O O O
PM 160.0 150.0 140.0 130.0 120.0 110.0 100.0 90.0 80.0 70.0 60.0 50.0 40.0 30.0 20.0 10.0 0.0
ppm
317
317
Plate 107: 1H NMR spectrum of alkene 407
OBn
BnO
4 2 O OEt
6 OEt
OiPr
O
ppm 8.0 7.6 7.2 6.8 6.4 6.0 5.6 5.2 4.8 4.4 4.0 3.6 3.2 2.8 2.4 2.0 1.6 1.2 0.8 0.4 -0.0
318
318
Plate 108: 13C NMR spectrum of alkene 407
OBn
BnO
4 2 O OEt
6 OEt
OiPr
O
ppm 170.0 160.0 150.0 140.0 130.0 120.0 110.0 100.0 90.0 80.0 70.0 60.0 50.0 40.0 30.0 20.0 10.0
319
319
Plate 109: 1 H NMR spectrum of alkene 415
BnO OBn O
2
4 OEt
O O
O O
1.32 1.28 1.24 1.20 1.16 1.12 1.08 1.04 1.00 0.96 0.92 0.88 0.84 0.80 0.76 0.72 0.68 0.64
9.0 8.0 7.0 6.0 5.0 4.0 3.0 2.0 1.0 0.0
320
320
Plate 110: 13C NMR spectrum of alkene 415
BnO OBn O
2
4 OEt
O O
O O
200.0 180.0 160.0 140.0 120.0 100.0 80.0 60.0 40.0 20.0 0.0
321
321
Plate 111: 1H NMR spectrum of alcohol 418
BnO OBn
6 4
OH
2
O O
7.6 ppm 7.2 6.8 6.4 6.0 5.6 5.2 4.8 4.4 4.0 3.6 3.2 2.8 2.4 2.0 1.6 1.2 0.8 0.4 -0.0
322
319
322
Plate 112: 13C NMR spectrum of alcohol 418
BnO OBn
6 4
OH
2
O O
200.0 180.0 160.0 140.0 120.0 100.0 80.0 60.0 40.0 20.0 0.0
323
323
Plate 113: 1H NMR spectrum of compound 421
EtO
5
BnO OBn O
4 6
1
3 O
2
EtO
O O
7.6 7.2 6.8 6.4 6.0 5.6 5.2 4.8 4.4 4.0 3.6 3.2 2.8 2.4 2.0 1.6 1.2 0.8 0.4 -0.0 -0.4
324
324
Plate 114: 13C NMR spectrum of compound 421
EtO
5
BnO OBn O
4 6
1
3 O
2
EtO
O O
200.0 180.0 160.0 140.0 120.0 100.0 80.0 60.0 40.0 20.0 0.0
325
325
Appendix 2
326
1. Atomic coordinates ( x 104) and equivalent isotropic displacement parameters
(Å2x 103) for helisplendidilactone. U(eq) is defined as one third of the trace of the
orthogonalized Uij tensor.
_________________________________________________________________________
_______
x y z U(eq)
________________________________________________________________________________
C(1) -2598(2) 3885(2) 6827(2) 23(1)
C(1') 3548(2) 10665(2) 7422(2) 17(1)
C(2) -1399(2) 4805(2) 7070(2) 21(1)
C(2') 5001(2) 10350(2) 6986(2) 20(1)
C(3) -635(4) 5099(3) 6103(2) 58(1)
C(3') 6015(2) 10110(2) 8046(2) 20(1)
C(4') 4909(2) 9282(2) 8512(2) 18(1)
C(4) 676(3) 5937(2) 6257(2) 33(1)
C(5') 3511(2) 10048(2) 8349(2) 17(1)
C(5) 640(3) 6960(2) 6744(2) 33(1)
C(6) 1840(2) 7900(2) 6822(2) 23(1)
C(6') 2347(2) 9935(2) 9116(2) 19(1)
C(7') 1425(2) 11023(2) 9222(2) 16(1)
C(7) 3259(2) 7556(2) 7567(2) 19(1)
C(8') 514(2) 11379(2) 8151(2) 18(1)
C(8) 3795(2) 6340(2) 7267(2) 24(1)
C(9') 1326(2) 12082(2) 7367(2) 21(1)
C(9) 3483(3) 6028(2) 6056(2) 30(1)
C(10') 2331(2) 11339(2) 6728(2) 21(1)
C(10) 1970(3) 5441(2) 5752(2) 32(1)
C(11) 4660(2) 8338(2) 7558(2) 18(1)
C(12) 5914(2) 7449(2) 7695(2) 24(1)
C(13) 4795(2) 9093(2) 6515(2) 19(1)
C(14) 1622(3) 5359(3) 4502(2) 37(1)
C(15') 5360(2) 8792(2) 9650(2) 23(1)
C(15) -3565(2) 3644(2) 7704(2) 24(1)
C(14’) 2922(3) 12096(2) 5855(2) 33(1)
C(13’) -507(2) 9768(2) 10095(2) 22(1)
C(11’) 254(2) 10952(2) 10020(2) 18(1)
C(12’) -897(2) 11829(2) 9540(2) 22(1)
O(1) -2764(2) 3367(2) 5958(2) 43(1)
O(2) 5392(2) 6354(1) 7587(1) 31(1)
O(3) 7232(2) 7612(2) 7884(2) 35(1)
O(4) -680(2) 12096(1) 8495(1) 23(1)
O(5) -1886(2) 12257(1) 9964(1) 28(1)
327
C(13’) 22(1) 19(1) 24(1) 3(1) 2(1) 2(1)
C(11’) 19(1) 18(1) 17(1) -2(1) 1(1) 3(1)
C(12’) 27(1) 16(1) 22(1) -2(1) 2(1) 3(1)
O(1) 58(1) 44(1) 26(1) -12(1) 7(1) -25(1)
O(2) 31(1) 19(1) 41(1) 1(1) -3(1) 9(1)
O(3) 17(1) 38(1) 50(1) 4(1) 8(1) 10(1)
O(4) 25(1) 24(1) 22(1) 3(1) 5(1) 12(1)
O(5) 32(1) 25(1) 28(1) -1(1) 10(1) 10(1)
______________________________________________________________________
.
328
Appendix 3
Conference presentations
329
2007 55th International Congress and the Annual Meeting of the Society for
Medicinal Plant Research. (2-6 September, Graz, Austria)
2006 The 38th National Convention of the South African Chemical Institute
(3-8 December, University of KwaZulu-Natal, Durban)
330
Appendix 4
Publication
331
Journal of Ethnopharmacology 119 (2008) 630–652
Journal of Ethnopharmacology
journal homepage: www.elsevier.com/locate/jethpharm
a r t i c l e i n f o a b s t r a c t
Article history: Aims of the study: In South Africa, the genus Helichrysum is widely used in traditional medicine. The uses
Received 13 May 2008 are well documented although renaming of species and the resulting confusing taxonomic nomenclature
Received in revised form 3 June 2008 may cause uncertainty as to which specific species was referred to in some reports. The aim of this paper
Accepted 10 June 2008
is to present a collated and coherent overview of the documented traditional uses of Helichrysum species
Available online 19 June 2008
and to update the botanical identity of previously studied species.
Materials and methods: Databases (Scifinder, ISI Web of Knowledge) and several books were used to collect
Keywords:
in information on South African Helichrysum species.
Asteraceae
Biological activity
Results: The traditional uses, chemistry and biological activity of Helichrysum species have been sum-
Helichrysum marized. It was attempted to give clarity as to exactly which species is refer to in the ethnobotanical
Phytochemistry literature.
Traditional uses Conclusions: Although a large number of ethnopharmacological uses have been documented and the chem-
istry of the genus has been studied extensively, only a few South African species have been investigated
for their biological activity.
© 2008 Elsevier Ireland Ltd. All rights reserved.
The genus Helichrysum Mill. derives its name from the Greek Several Helichrysums are widely used in Southern African tradi-
words helios (sun) and chrysos (gold) which is appropriate con- tional medicine as summarised in Table 1. The first written record
sidering the attractive yellow flowers displayed by several species of the medicinal use of Helichrysum dates back to 1727 when
(Pooley, 2003). The genus belongs to the Asteraceae family, tribe Boerhaave noted that a Helichrysum species was used to treat ner-
Inuleae and subtribe Gnaphaliinae (Hilliard, 1983). This large genus vousness and hysteria. The report of a Helichrysum species in the
consists of approximately 500–600 species and although Helichry- early literature could have been based on knowledge acquired from
sum species are also found in southern Europe, south-west Asia, the local Khoi and San people, but is most probably due to the
southern India, Sri Lanka (previously Ceylon) and Australia, most fact that European botanists used their knowledge of medicinal
species occur in Africa, including Madagascar (Hilliard, 1983). In properties of European genera (Scott and Hewett, 2008).
South Africa (including Namibia), the ca. 244–250 species are
widely distributed and the tremendous morphological diversity 2.1. Ambiguities in nomenclature
displayed by these species resulted in their subdivision into 30 mor-
phological groups, using the shape and size of the flower heads As is the case for all ethnobotanical data, the fact that plant
as differentiating characteristics (Hilliard, 1983). The flower heads names are changed (Germishuizen and Meyer, 2003) and fre-
are either solitary or occur in compact or spreading inflorescences. quently incorrectly cited (Arnold et al., 2002) is quite problematic.
The aerial parts are usually hairy or woolly and plants occur as To complicate matters further, variation in spelling of names also
herbs or shrublets that are sometimes dwarfed and cushion form- occurs. Special care needs to be taken when consulting the original
ing. They are often aromatic (Pooley, 1998, 2003; Van Wyk et al., texts to unambiguously confirm that a plant selected for a partic-
2000). ular study is in fact the same species cited by, for example, Watt
and Breyer-Brandwijk (1962). In Table 1, current names are given
and previously accepted names are shown in parenthesis. For the
∗ Corresponding author. Tel.: +27 33 2605886; fax: +27 33 2605009. sake of clarity, the name as it appears in the reference is sometimes
E-mail address: [email protected] (F.R. van Heerden). indicated in brackets after the reference.
0378-8741/$ – see front matter © 2008 Elsevier Ireland Ltd. All rights reserved.
doi:10.1016/j.jep.2008.06.011
Table 1
Traditional uses and biological activities reported for Helichrysum species
Speciesa Plant part used Dosage form Traditional use Classification of Biological References
useb activityb
Helichrysum acutatum DC. 21c Widely used as traditional medicine, sold NS Arnold et al. (2002), Cunningham (1988),
commercially in large quantities Hutchings et al. (1996)
Helichrysum adenocarpum DC. 28 Root Decoction Used to treat diarrhoea and vomiting in GIT Arnold et al. (2002), Jacot Guillarmod (1971),
children. Neuwinger (1996), Phillips (1917), Pooley
(2003), Walker (1996), Watt and
Breyer-Brandwijk (1962)
Helichrysum appendiculatum (L.f.) Less. 24 Leaf Eaten raw Chest problems or infection of the respiratory Resp, Infec, Bd , Fd Arnold et al. (2002), Githens (1949), Mathekga
tract Anth, W, P (2001) e , Smith (1895), Smith (1966),
Swanepoel (1997), Walker (1996), Watt and
Plant Smallpox Breyer-Brandwijk (1962)
Plant Anthelmintic
Root Coughs and colds and applied externally on
wounds
Helichrysum argyrophyllum DC. 29 Root Infusion Intestinal troubles GIT Arnold et al. (2002), Batten and Bokelmann
Not grazed by stock, preventing soil erosion in (1966), Smith (1966), Walker (1996), Watt and
overgrazed areas Breyer-Brandwijk (1962)
Helichrysum argyrosphaerum DC. 15 Browsed by animals but poisonous if large Poi Bd , Fd Hutchings et al. (1996), Mathekga (2001) e ,
quantities is ingested Pooley (1998), Van Wyk et al. (2002)
Helichrysum asperum (Thunb.) Hilliard The plants are casually browsed by sheep and Poi Smith (1966) (Helichrysum ericaefolium DC.)g
and Burtt. (=Helichrysum ericifolium said to be a cause of “Geilsiekte”
Less.) (Hilliard, 1983) 12f
Helichrysum athrixiifolium (Kuntze) Leaf Smoked Chest complaints. Resp Arnold et al. (2002), Jacot Guillarmod (1971)
Moeser 9f (Helichrysum athrixifolium O. Hoffm.)g , Phillips
(1917) (Helichrysum athrixiifolium O. Hoffm.)g ,
Watt and Breyer-Brandwijk (1962)
(Helichrysum athrixifolium O. Hoffm.)g
Helichrysum aureonitens Sch. Bip. 8 Leaves and stems Burnt as incense Used to invoke the goodwill of the ancestors Psy, Psyc, Bd , Fd , V Afolayan and Meyer (1997) e , Cunningham
and to induce trances Infect, Insect (1988), Hutchings et al. (1996), Jacot
Guillarmod (1971), Mathekga (2001) e , Meyer
and Afolayan (1995) e , Meyer et al. (1996) e ,
Meyer et al. (1997) e , Phillips (1917), Pooley
(1998), Pooley (2003), Swanepoel (1997),
Walker (1996), Watt and Breyer-Brandwijk
(1962)
Leaves and stems Commercially sold
Decoction A remedy for inuresis in children
Extracts Used topically for skin infections especially
against Herpes zoster and infections associated
with Herpes simplex
Used to keep red mites away
Used as tinder to start fire, used to make hats.
Helichrysum aureum Houtt. Merr. var. Decoction Used for washing sore eyes Eye Arnold et al. (2002) (Helichrysum fulgidum L.f.)
aureum/monocephalum (=Helichrysum Willd.)g , Batten and Bokelmann (1966)
fulgidum (L.f.) Willd.) 30h (Helichrysum fulgidum Willd.)g , Jacot
Guillarmod (1971) (Helichrysum fulgidum (L.)
Willd.)g , Phillips (1917) (Helichrysum fulgidum
Willd.)g
631
632
Table 1 (Continued )
Speciesa Plant part used Dosage form Traditional use Classification of Biological References
useb activityb
Helichrysum caespititium (DC.) Harv 12f Plant Crushed and burnt and Used to treat head and chest colds Resp, Infect, Bd , Fd , I, My Arnold et al. (2002), Dekker et al. (1983) e ,
smoke inhaled (headaches) GIT, Vi, W Gelfand et al. (1985) (Helichrysum caespitium
Sond.)g , Hutchings and Van Staden (1994),
Jacot Guillarmod (1971) (Helichrysum
caespitium Sond.)g , Mathekga et al. (2000) e ,
Mathekga (2001) e , Meyer et al. (2002) e ,
Neuwinger (1996), Phillips (1917) (Helichrysum
caespitium Sond)g , Pooley (1998), Pooley
(2003), Swanepoel (1997) e , Watt and
Breyer-Brandwijk (1962)
Plant Decoction Drunk by the Kwena and the Kgatla to
treat gonorrhoea
Helichrysum cymosum (L.) D. Don. 8 Used to invoke the goodwill of the M, Psy, Resp, Bd , Fd , Pl Arnold et al. (2002), Bhat and Jacobs (1995),
ancestors and to induce trances GIT, P Kokwaro as quoted by Neuwinger (1996),
Leaf Decoction/tea Used to treat colds and coughs Neuwinger (1996), Pooley (2003), Van Vuuren
Root Extract Used as emetic and purgative et al. (2006) e , Van Wyk et al. (2000)
Leaf Filtrate drunk to treat colds and fever
Leaf Boiled, and vapours from Vapour bath used to treat headaches
boiling leaves inhaled
Helichrysum dasymallum Hilliard Used as medicinal tea. Woolly coat NS Arnold et al. (2002), Lucas and Pike (1971),
(=Helichrysum lanatum Harv.) 21 used for tinder boxes Smith (1966)
d d
Helichrysum decorum DC. 30 Plant Burned and smoked Used to induce trances Psy B ,F Arnold et al. (2002), Hutchings et al. (1996),
inhaled Mathekga (2001) e , Neuwinger (1996)
Helichrysum dregeanum Sond. and Harv. 9 Leaf Smoked Used to treat head colds Resp, GIT Arnold et al. (2002), Hutchings and Van Staden
Helichrysum ecklonis Sond (=Helichrysum Used by the Xhosas to ward of evil M, GIT Batten and Bokelmann (1966), Jacot
calocephalum Schltr.) 28 magic spells, which follow on seeing Guillarmod (1971), Phillips (1917), Pooley
iChanti, the water snake (2003), Watt and Breyer-Brandwijk (1962)
Root Decoction Used to treat diarrhoea in children.
Helichrysum epapposum Bolus 3 Leaves and stems Burned as incense Used to invoke the goodwill of the M Arnold et al. (2002), Cunningham (1988),
ancestors Hutchings et al. (1996)
Leaves and stems Commercially sold
Helichrysum excisum (Thunb.) Less. 12 Bd , I Lourens et al. (2004) e
Helichrysum felinum Less. 17 Bd , I Lourens et al. (2004) e
Helichrysum flanaganii Bolus 13 Leaves Burned Incense M Walker (1996)
Helichrysum foetidum (L.) Moench 30 f Plant Extract is drunk/smoke Used to induce trances Psy, Infect, B Arnold et al. (2002), Batten and Bokelmann
inhaled Resp, W, Eye, P (1966) (Helichrysum foetidum Cass.)g , Gerstner
(1938) (Helichrysum foetidum Cass)g , Hulme
Leaf Extract Used to treat flu (influenza) (1954), Hutchings et al. (1996), Kokwaro
Leaf Wound dressing Used to treat circumcision and infected quoted by Neuwinger (1996), Neuwinger
wounds (festering sores) (1996) Roberts (1990), Rwangabo, quoted by
Leaf Preparation Applied to treat Herpes Neuwinger (1996), Steenkamp et al. (2004) e ,
Root Extract Eye problems, used to bath eyes Swanepoel (1997), Van Wyk and Gericke
Leaf Used in making headdress distinctive (2000), Watt and Breyer-Brandwijk (1962)
of married women (Helichrysum foetidum Cass.)g
Plant Aromatic and astringent (used to draw
out infection).
Used to treat menstrual pain
Helichrysum glomeratum Klatt 6 B, Fd Mathekga and Meyer (1998) e , Mathekga
(2001) e
Helichrysum griseum Sond (=Helichrysum Preventative charm against illness. M Arnold et al. (2002), Phillips (1917)
agrostophilum Klatt) 23h Burnt as fuel in winter
Helichrysum gymnocomum DC. 4 Stems and leaves Burned as incense Used to invoke the goodwill of the Skin, M, Fum Bd , Fd Cunningham (1988), Drewes and Van Vuuren
ancestors (2008) e , Hutchings et al. (1996), Phillips (1917)
Ointment Mixed with fat, only the wives of chiefs
were previously allowed to use it
Used to fumigate sick rooms
Commercially sold
Helichrysum herbaceum (Andrews) Sweet 29 Stems and leaves Burned as incense Used to invoke the goodwill of the M Bd , Fd Arnold et al. (2002), Cunningham (1988),
ancestors Hutchings et al. (1996), Mathekga (2001) e ,
Neuwinger (1996), Pooley (1998), Pooley
633
(2003)
Stems and leaves Commercially sold
Table 1 (Continued )
634
Speciesa Plant part used Dosage form Traditional use Classification of Biological References
useb activityb
Helichrysum litorale Bolus (=Leontonyx Plant Dried and pounded or mixed with lard W, Skin Smith (1966), Swanepoel (1997), Watt and
angustifolius DC. =Leontonyx spathulatus or fat, was used for applying to ulcers. Breyer-Brandwijk (1962)
Less.) 14 In the Western Cape province an
ointment for boils, carbuncles and
abscesses is made from this plant,
Cyanella lutea and
“tiendaegeneesbossie”
Helichrysum longifolium DC. 24 Leaf Used by the Pondos to treat W Bd , Fd Dilika et al. (1997) e , Mathekga (2001) e
circumcision wounds. The leaves are
heated over very hot ash before being
used as a bandage for the treatment of
wounds after circumcision
Helichrysum lucilioides Less. 12 Excellent stock feed Smith (1966)
Helichrysum melanacme DC. 8 Used as bedding. Used medicinally as Resp, P Bd , Fd , My, Arnold et al. (2002), Lall and Meyer (1999) e ,
tea. Used for cough, fever, headache, V Lall et al. (2006) e , Mathekga (2001) e , Smith
colds and chest pain (1966)
Helichrysum miconiifolium DC. 23 Tea Used medicinally as tea P, Anthel Bd , Fd Smith (1966) (Helichrysum miconiaefolium
Leaf The Xhosa grind and boil the leaves DC.)g , Arnold et al. (2002), Mathekga (2001) e ,
and use it as a wash for pain after Swanepoel (1997)
circumcision
Root The powdered root is used for
intestinal parasites and for ticks on
poultry
Helichrysum montanum DC. 22 B, Fd Mathekga (2001) e
Helichrysum monticola Hilliard 28 B, Fd Mathekga (2001) e
Helichrysum mundtii Harv. 23 Plant Decoction Chest complaints Resp Arnold et al. (2002), Jacot Guillarmod (1971),
Pooley (1998), Pooley (2003), Phillips (1917)
(Helichrysum mundii, Harv.)g , Watt and
Breyer-Brandwijk (1962)
Helichrysum natalitium DC. 3 Leaves and stems Burnt as incense Used to invoke the goodwill of the M Arnold et al. (2002), Cunningham (1988),
ancestors Hutchings et al. (1996), Pooley (2003)
Leaves and stems Commercially sold
Helichrysum nudifolium (L.) Less. var. Leaf Burnt as incense To invoke the goodwill of the ancestors M, Resp, W, Bd , Fd , I Arnold et al. (2002), Gerstner (1938)
nudifolium =H coriaceum Harv.f =also Infusion Colds (Zulu and Khoi—administration
Infect, P, Skin, (Helichrysum undifolium, also Helichrysum
Helichrysum gerberifolium A. Rich, =also GIT leiopodium DC.)g , Githens (1949) (Helichrysum
route not indicated)
Helichrysum leiopodium DC. =also nudifolium, also Helichrysum leiopodium)g ,
Leaf Eaten raw Used to treat colds by the Xhosa
Helichrysum nudifolium var. Glover et al. quoted by Neuwinger (1996),
Plant Infusion Regarded as demulcent, used to treat
quinquenerve =also Helichrysum Hulme (1954), Hutchings et al. (1996),
catarrh, phthisis and other pulmonary
nudifolium var. leiopodium) 23 Hutchings and Johnson (1986), Hutchings and
affections
Van Staden (1994), Jacot Guillarmod (1971)
Leaf/plant Respiratory infections
(Helichrysum nudifolium var. leiopodium)g , Jäger
Root Coughs and colds
et al. (1996) e , Mabogo (1990), Phillips (1917)
Leaf Wound dressing Wounds
(Helichrysum leiopodium DC.)g , Rood (1994),
Root/Leaf Applied to sores on the genitalia by the
Smith (1895) (Helichrysum nudiflorum)g , Smith
Xhosa
(1966) (Helichrysum coriaceum Sond. and
Plant/leaf Smoke inhaled Headache
Helichrysum nudifolium var. quinquenerve)g ,
Leaf Infusion Rectal prolapse
Swanepoel (1997) e (Helichrysum
Powder mixed with butter Protection of children from illness
gerberifolium)g , Van Wyk et al. (2000),
and eaten
Neuwinger (1996) (also Helichrysum
Root Decoction Chest problems, used as emetic by the
gerberifolium Sch. Bip)g , Watt and
Helichrysum nudifolium var. oxyphyllum Protective charm against thunder M Arnold et al. (2002), Gertsner (1938),
(=Helichrysum oxyphyllum DC. =also Hutchings et al. (1996)
Helichrysum undatum Less.) 23
Helichrysum nudifolium var. pilosellum Used for “doctoring’ people who wish M, GIT B, Fd Arnold et al. (2002) (H. pilosellum)g , Hulme
(=Helichrysum latifolium (Thunb.) Less. some deed concealed and who are (1954) (Helichrysum latifolium)g , Hutchings et
=Helichrysum pilosellum (L.f.) Less.) 23 afraid of being found out al. (1996) (Helichrysum pilosellum (L.f.) Less.)g ,
Jacot Guillarmod (1971) (Helichrysum latifolium
(Thunb.) Less.)g , Mathekga and Meyer (1998) e ,
Mathekga (2001) e , Neuwinger (1996)
(Helichrysum pilosellum (L.f.) Less.)g , Phillips
(1917) (Helichrysum latifolium Less.)g , Phillips
(1917) (Helichrysum latifolium Less.)g , Pooley
Ingredient in colic remedy (2003) (Helichrysum pilosellum)g , Swanepoel
Leaf Infusion Stomach ache in children (1997), Walker (1996) (Helichrysum pilosellum
Roots Ground and burnt Ground and burnt near cattle suffering (L.f.) Less.)g , Watt and Breyer-Brandwijk (1962)
from black leg (Helichrysum latifolium Less.)g
Helichrysum nudifolium var. pilosellum As an antiseptic and to induce fast W, Resp, GIT Arnold et al. (2002), the sources below are
(=Helichrysum pilosellum (L.f.) Less. healing: used after circumcision to indicated in Arnold et al., under Helichrysum
=Helichrysum pedunculare (L.) DC. var. prevent inflammation externally pedunculare DC.: Batten and Bokelmann (1966)
pilosellum) 23h Also externally applied to wounds and (isicwe, isiGqutsi)i , Githens (1949) (Helichrysum
used for infections of the respiratory pedunculare)g , Smith (1895) (isi-Cwe.)i , Smith
tract (1966)
As an antiseptic
Stomach ailments
635
Table 1 (Continued )
636
Speciesa Plant part used Dosage form Traditional use Classification of Biological References
useb activityb
Helichrysum odoratissimum (L.) Sweet 4 Leaf/ground plants Used as wound Wounds and burns W, Fum, Psy, Bd , Fd , My Adjanohoun quoted by Neuwinger (1996),
dressing/leaf pulp Psyc, M, Resp, Arnold et al. (2002), Baerts and Lehmann
Plant The Southern Sotho use this plant to Eye, GIT, P quoted by Neuwinger (1996), Cunningham
fumigate huts (1988), Dlamini (1981), Hutchings and Johnson
Ointment It is mixed with fat to form pleasantly (1986), Hutchings et al. (1996), Hutchings and
smelling ointment, formerly only used Van Staden (1994), Jacot Guillarmod (1971),
by wives of chiefs Kokwaro quoted by Neuwinger (1996), Lall and
Leaf Ash is rubbed into Insanity, possession Meyer (1999) e , Lourens et al. (2004) e ,
scarifications Mathekga and Meyer (1998) e , Mathekga
Burnt as incense Used to invoke the goodwill of the (2001) e , Neuwinger (1996), Pooley (1998),
ancestors, protective charm Pooley (2003), Rwangabo quoted by
Tea Aids sleep, relieves muscle tension and Neuwinger (1996), Smith (1966), Swanepoel
cramps (1997), Van Puyvelde et al., 1989, Van Wyk et
Plant, leaf, stems Smoke inhaled Used as a sedative and to treat al. (2000), Van Wyk and Gericke (2000), Watt
insomnia and as protective cleanser. and Breyer-Brandwijk (1962)
Helichrysum pallidum DC. (=Helichrysum Preventative charm for illness M Arnold et al. (2002), Jacot Guillarmod (1971)
agrostophilum Klatt (in part) =Helichrysum (Helichrysum undatum var. agrostophilum)g ,
undatum (Thunb.) Less. var. agrostophilum Burnt as fuel in winter Phillips (1917) (Helichrysum undatum Less., var.
(Klatt) Moeser =Helichrysum undatum var. Roots Bathing in decoction The act of forgetting, The bath is pallidum and Helichrysum agrostophilum Klatt)g
pallidum 23h suppose to make a person invisible/or
forgotten by his enemies, witchcraft
Helichrysum panduratum O. Hoffm. 18 Leaf Decoction Febrile convulsions in children (part of P, Infect A, I Adjanohoun quoted by Neuwinger (1996),
a preparation) Haerdi quoted by Neuwinger (1996),
Neuwinger (1996), Neuwinger (1996), Pooley
(1998), Swanepoel (1997) e
Plant Sap Used to treat malaria in children
Used to make herbal tea
Helichrysum pandurifolium Schrank. Infusion, demulcent Respiratory conditions Resp, P, Ca, Arnold et al. (2002), Roberts (1990)
(=Helichrysum auriculatum Less.) 18 Renal (Helichrysum auriculatum Less.)g , Rood (1994),
Backpain, heart trouble, kidney
Smith (1966) (Helichrysum auriculatum Less.)g ,
disease, kidney stones
Swanepoel (1997), Watt and Breyer-Brandwijk
Historically been used as a tea
(1962) (Helichrysum auriculatum Less.)g
Helichrysum patulum (L.). Don. (=Helichrysum Heart trouble, backache, kidney P, Ca, Renal, Neuwinger (1996) (Helichrysum crispum Less.)g ,
crispum Less.) 18 disease, also ‘heart weakness’ (also Resp Roberts (1990) (Helichrysum crispum)g , Scott et
heart treatment in animals). Stress and al. (2004), Smith (1966) (Helichrysum crispum
fatigue Less.)g , Watt and Breyer-Brandwijk (1962)
Infusion Hyperpiesa, (hyperpepsia is probably a (Helichrysum crispum Less.)g
spelling error in Neuwinger), coronary
thrombosis, bladder
conditions/infections
Asthma, Influenza
Gynaecological disorders
Used as bedding
Helichrysum pedunculatum Hilliard and Burtt Leaf and root As an antiseptic and to induce fast W, Resp, Infect, B Arnold et al. (2002), Batten and Bokelmann
(=Helichrysum pedunculare DC.) 23 healing: used after circumcision to GIT (1966) (Helichrysum pedunculare DC.g , isiCwei ,
prevent inflammation externally isiGqutsii , Xhosa), Bhat and Jacobs (1995)
(Helichrysum pedunculatum Hilliard and Burttg ,
isiCwei , siGgutsii , Xhosa), Dilika et al. (1997) e ,
Gerstner (1938) (Helichrysum pedunculare DC.g ,
Helichrysum petiolare Hilliard and Burtt 18 Coughs, colds, catarrh, headache, fever, Bd Arnold et al. (2002), Lourens et al. (2004) e ,
menstrual disorders, urinary tract Kirstenbosch Botanical Garden, Neuwinger
infections (1996), Roberts (1990) (Helichrysum
Leaf Antiseptic wound dressing peteolatum)g , Scott et al. (2004), Smith (1966)
Tea Tea taken for heart conditions, stress, (Helichrysum petiolatum DC.)g , Van Wyk et al.
hypertension, anxiety and (2000)
over-excitement
Used as bedding
Helichrysum platypterum DC. 20 Root Decoction Renew virility in men Vi Arnold et al. (2002), Jacot Guillarmod (1971),
Phillips (1917), Watt and Breyer-Brandwijk
Root Crushed and sucked (1962), Jakupovic et al., 1987
Helichrysum psilolepis Harv. 22 Root Decoction Dysmenorrhoea P Bd , Fd Arnold et al. (2002), Jacot Guillarmod (1971),
Mathekga (2001) e , Phillips (1917), Neuwinger
Used to weave hats (1996), Watt and Breyer-Brandwijk (1962)
Helichrysum rotundatum (=H coriaceum Used as tea NS Smith (1966) (Helichrysum coriaceum Sond.)g
(DC.) Harv.)f
Helichrysum rugulosum Less. 9 Protective charm (with Helichrysum M, GIT, Fum Bd , Fd Arnold et al. (2002), Dlamini (1981), Jacot
callicomum and Aster bakerianus Guillarmod (1971), Mathekga and Meyer
Enema Colic (an ingredient) (1998) e , Mathekga (2001) e , Phillips (1917),
Used to fumigate huts when children Pooley (1998), Pooley (2003), Watt and
are ill (cold) Breyer-Brandwijk (1962)
Helichrysum setosum Harv. 30 Love potion M, Epilepsy, Chabra quoted by Neuwinger (1996), Jacot
Leaf Decoction Epilepsy Fum, Snakebite Guillarmod (1971), Lucas and Pike (1971),
Fumigate rooms Neuwinger (1996), Phillips (1917), Watt and
Root Powdered and rubbed into Snakebite, roots are also mixed with Breyer-Brandwijk (1962)
the wound the flesh of the snake and put in the
patient’s porridge
637
Table 1 (Continued )
638
Speciesa Plant part used Dosage form Traditional use Classification of Biological References
useb activityb
Helichrysum splendidum (Thunb.) Less. 22 Roots Used to treat rheumatism P, Skin Arnold et al. (2002), Dlamini (1981), Jacot
Fuel plant in the mountains Guillarmod (1971), Pooley (2003), Swanepoel
Leaf The leaves are boiled and the steam (1997)
inhaled to induce sweating
It is used together with Senecio species
to treat pimples
Helichrysum subglomeratum Less. 6 Aerial parts Smoke inhaled Headaches P I Jäger et al. (1996) e
Helichrysum sutherlandii Harv. 17 Plant Burnt, powdered plant Powder applied to cuts in the skin of a M Bd , Fd Arnold et al. (2002), Jacot Guillarmod (1971),
material sick person Mathekga (2001) e , Phillips (1917), Pooley
(1998), Pooley (2003), Watt and
Breyer-Brandwijk (1962)
Helichrysum tenax M.D. Hend var. tenax Decoction Used for washing sore eyes Eye Bd , Fd Arnold et al. (2002) (Helichrysum fulgidum (L.f)
(=Helichrysum fulgidum (L.f) Willd. 30h Willd.)g , Batten and Bokelmann (1966)
Helichrysum tomentosulum (Klatt) Merxm 1 Used as a perfume (subsp.) aromaticum P, Renal Neuwinger (1996), Van Wyk and Gericke
Twigs Extract Twigs are pounded in water and used (2000), Von Koenen (2001)
as mouth wash for tooth ache
Plant Smoke inhaled The entire plant is placed on red hot
coals and smoke inhaled for body pain.
The same treatment is used by
pregnant women suffering from
antepartum haemorrhage
Root Decoction Bladder problems (dribbling)
Used as thatching.
In some cases, one species name was changed to another, for 2.2. Administration routes
example Helichrysum adscendens Less. var. cephaloideum Moeser.
in Watt and Breyer-Brandwijk (1962) is now known as Helichry- Plant parts used include the leaves, stems, flowers, roots and
sum cephaloideum DC. In other instances, a Helichrysum species sometimes the whole plant. The plant remedies are administered
now belongs to a different genus for example, Helichrysum capil- in different ways, including the preparation of teas, inhalation of
laceum (Thunb.) Less. (Watt and Breyer-Brandwijk, 1962) is now smoke and vapours and placement of leaves in the form of a poultice
classified as Troglophyton capillaceum subsp. capillaceum (Hilliard, on wounds to prevent infection (Table 1). Several of these species
1983). are known by the same vernacular names, for example Helichry-
Sometimes the same species name with only a different author sum cymosum, Helichrysum nudifolium, Helichrysum odoratissimum
name refers to a different species, for example Helichrysum calo- and Helichrysum petiolare are all known as imphepho which indi-
cephalum Schltr, which is now classified as Helichrysum ecklonis cates that they can be used interchangeably, as Van Wyk et al.
and not Helichrysum calocephalum Klatt (Gibbs Russell et al., 1987; (2000), noted that “use often depends on local availability rather
Germishuizen and Meyer, 2003). Batten and Bokelmann (1966), than preference for a particular species”.
Jacot Guillarmod (1971), Phillips (1917) and Watt and Breyer-
Brandwijk (1962) all used Helichrysum calocephalum Schltr., which 2.3. Traditional uses of South African Helichrysum species
is now recognised as Helichrysum ecklonis, but in Arnold et al.
(2002) there is no reference to Helichrysum ecklonis yet the above- The traditional uses of Helichrysum in South Africa are sum-
mentioned sources are used as references under Helichrysum marised in Table 1. There are several recurring South African
calocephalum Klatt. traditional uses for plants from this genus. Smoke is often inhaled
The specific Helichrysum species referred to when Helichrysum to induce trances or to invoke the goodwill of the ancestors. They
crispum is used in ethnobotanical literature is also ambigu- are often used to treat respiratory conditions and leaves are often
ous. Germishuizen and Meyer (2003) stated that Helichrysum applied as wound dressings. They are used in the treatment of
crispum of authors other than (L.) D. Don. is Helichrysum pat- gastro-intestinal disorders such as abdominal pain and colic and
ulum (L.) D. Don. and not Helichrysum crispum (L.) D. Don. also eye conditions. They also seem to have an effect on the relief
In Watt and Breyer-Brandwijk (1962) and Smith (1966), the of pain and inflammation as they are used to treat menstrual pain,
name appears as Helichrysum crispum Less. therefore indicat- rheumatism and headaches. The plants are used to fumigate huts
ing Helichrysum patulum, although Arnold et al. (2002) cited and also used as bedding to repel insects.
the name Helichrysum crispum (L.) D. Don. (with reference to
Smith, 1966) as well as Helichrysum patulum with reference to 2.4. Correlation between medicinal uses and morphological
Watt and Breyer-Brandwijk (1962). Roberts (1990) used Helichry- groups
sum crispum without an author name, causing uncertainty as
to which particular species is referred to; the cited medici- Plants from almost all morphological groups are used medic-
nal uses are however similar to those indicated by Watt and inally and the broad spectrum of uses are not restricted to a
Breyer-Brandwijk (1962) for Helichrysum crispum Less. Salie and specific morphological group. In some cases there does seem to
co-workers (1996) determined that Helichrysum crispum (L.) D. be a relationship between the morphological group (according to
Don. had weak (10 mg/ml) antimicrobial activity against Pseu- Hilliard, 1983) or adjacent morphological classes and the traditional
domonas aeruginosa. Both Salie et al. (1996) and Swanepoel (1997) uses of these plants. Helichrysum epapposum (group 3), Helichry-
use the name Helichrysum crispum (L.) D. Don., but when indi- sum natalitium (group 3), Helichrysum gymnocomum (group 4) and
cating its traditional uses refer to Watt and Breyer-Brandwijk Helichrysum odoratissimum (group 4) all share the Zulu/Xhosa name
(1962). Scott et al. (2004) showed that Helichrysum patulum had imphepho and all are burnt as incense to invoke the goodwill of the
antimicrobial activity against Staphylococcus aureus in the disc ancestors. However, this particular use applies to many species such
diffusion assay that was comparable to that of the ciprofloxacin as, Helichrysum cymosum (group 8), Helichrysum petiolare (group
control, while the traditional uses indicated correspond very 18), Helichrysum dregeanum (30) and in some sources Helichrysum
well to those reported in Watt and Breyer-Brandwijk (1962) for nudifolium (23) share the same vernacular name and use. Helichry-
Helichrysum crispum Less. Both species occur in the same region sum cymosum (group 8), Helichrysum kraussii (group 8), Helichrysum
making exclusion of one species on the basis of distribution melanacme (group 8), Helichrysum athrixiifolium (group 9) and
impossible. Helichrysum dregeanum (group 9) are all used to treat respiratory
Helichrysum pedunculare DC. is another name with an unfor- complaints such as coughs and colds. The administration route of
tunate and confusing history. In this case, it seems that these remedies do however vary; for Helichrysum arthrixiifolium the
Helichrysum pedunculare DC. in ethnobotanical literature could leaf is smoked, for Helichrysum kraussii the dried flowers and seeds
refer to either Helichrysum pedunculatum Hilliard and Burtt are smoked in a pipe, for Helichrysum cymosum a decoction of leaves
or Helichrysum nudifolium var. pilosellum (previously known as is drunk, for Helichrysum dregeanum the leaf is smoked and the
Helichrysum pedunculare (L.) DC. var. pilosellum) (Hilliard, 1983; administration route is not indicated in the source for Helichrysum
Arnold et al., 2002; Germishuizen and Meyer, 2003). The ver- melanacme.
nacular name and uses indicated by for example Watt and South African species are not often used to treat heart and kidney
Breyer-Brandwijk (1962) for Helichrysum pedunculare DC. and Bhat ailments. Both Helichrysum pandurifolium and Helichrysum patulum
and Jacobs (1995) for Helichrysum pedunculatum Hilliard and Burtt. belongs to group 18, and are indicated in the treatment of kidney
is similar. According to Hilliard (1983), Helichrysum pedunculare disease and heart disorders. Both are also used to treat backpain
(L.) DC. is also a synonym for Helichrysum odoratissimum (L.) and respiratory conditions by the same administration route. Plants
Sweet. from groups 23 and 24 are often used to treat wounds. The leaves
In some instances it is impossible to decide to which species of Helichrysum miconiifolium (group 23), Helichrysum nudifolium
an author refers, for example Helichrysum agrostophilum Klatt (group 23), Helichrysum pedunculatum (group 23), Helichrysum
(Watt and Breyer-Brandwijk, 1962) that was in part changed to appendiculatum (group 24) and Helichrysum longifolium (group 24)
Helichrysum pallidum DC. and in part to Helichrysum griseum Sond are all used as wound dressings. However, Helichrysum foetidum
(Germishuizen and Meyer, 2003). (group 30) is mentioned as a replacement for Helichrysum pedun-
640 A.C.U. Lourens et al. / Journal of Ethnopharmacology 119 (2008) 630–652
culatum in the treatment of circumcision wounds (Gerstner, 1938). Gnaphaliineae (Harborne, 1977).
The species constituting group 23 are also used for respiratory As for the traditional uses, one particular class of compound is
conditions including, Helichrysum mundtii, Helichrysum nudifolium not restricted to a particular morphologic group. However, there
and Helichrysum pedunculatum. Root decoctions of both Helichry- are some compounds that occur mainly in a specific morphologi-
sum adenocarpum and Helichrysum ecklonis belonging to group 28 cal class. For example, phloroglucinols (excluding those belonging
are used to treat diarrhoea in children, while a root infusion from to the flavonoid class) feature as major compounds in morpholog-
Helichrysum argyrophyllum (group 29) is used to treat intestinal ical classes 2, 3, 4, 12, 14, 15, 20, 24 and 28. Flavonoids are present
troubles. It is interesting to note that the only two species indicated in almost all of the morphological groups, but a large number are
for the treatment of snakebite both belong to group 30, namely found in plants from groups 8, 9 and 27. Diterpenes were isolated in
Helichrysum cooperi and Helichrysum setosum. large quantities from species in groups 23, 25 and 30 (all 10 plants
investigated in this group had this type of compound as the major
chemical species). Helichrysum umbraculigerum from group 5 seems
3. Phytochemistry to be the only species investigated that contains compounds of the
cannabigerol type (21) as the major constituent and Helichrysum
The chemistry of this genus is complex with a wide variety dasyanthum (group 10) and Helichrysum splendidum (group 22) con-
of chemical classes occurring as is evident from the three major tain mainly sesquiterpenes of the guaianolide type (which is absent
publications by Bohlmann and Jakupovic (Bohlmann and Zdero, in the other species). Plants from groups 6, 18 and 19 are also rich
1980a; Jakupovic et al., 1986; Jakupovic et al., 1989) in which a in sesquiterpenes (Table 2).
total of 63 South African Helichrysum species were investigated Although there seem to be similarities in the chemistry of
chemically. The classes of compounds isolated from the South the European and South African species, the Australian species
African Helichrysum species are summarised in Table 2 and Fig. 1. are chemically different from their South African counterparts
Acylphloroglucinols (1–3) are common, often with prenyl or ger- (Jakupovic et al., 1989, 1989a).
anyl side chains. The replacement of the cinnamic moiety by other
acyl CoA derivatives in the biosynthesis of the main constituents
seem to be characteristic (Jakupovic et al., 1989). The presence of 4. Biological activity
humulone derivatives, such as helihumulone (4) is also widespread
(Jakupovic et al., 1989). 4.1. Anti-infective activity
Flavonoids (5–11) derived from phloroglucinol are very com-
mon and often have unsubstituted B rings (Bohlmann and Abraham, Considering the traditional uses of this genus (specifically the
1979a,d; Jakupovic et al., 1986) which is a characteristic feature of treatment of wounds and respiratory tract infections and the
plants from the Inuleae tribe (Harborne, 1977). The presence of 6- application as a fumigant for example), there seems to be a
and 8-hydroxyflavonols and their methyl ethers (7) are also fre- strong indication that these plants and their compounds should
quent as in other members of the tribe (Harborne, 1977). A wide exhibit antimicrobial activity. Several studies on the antimicrobial
variety of chalcones (8–10) are also found, including dihydrochal- activity of Helichrysum species was done by the group of Meyer
cones (11), pyranochalcones (10) and those substituted with prenyl from the University of Pretoria, South Africa. Extracts of several
(9) or geranyl groups. As in other Inuleae species, these chalcones species (Table 1) were submitted to antibacterial testing using
are often accompanied by their structurally and biogenetically a group of randomly selected bacteria which normally included
related flavanones (Harborne, 1977) as can be seen for Helichrysum the Gram-positive bacteria: Bacillus cereus, Bacillus pumilis, Bacil-
acutatum (5 and 8) (Bohlmann and Abraham, 1979c), Helichry- lus subtilis, Micrococcus kristinae, Staphylococcus aureus and the
sum cymosum (Jakupovic et al., 1989) and Helichrysum oreophilum Gram-negatives: Enterobacter cloaceae, Escherichia coli, Klebsiella
(Jakupovic et al., 1986). pneumoniae, Pseudomonas aeruginosa and Serratia marcescens. Ace-
The presence of a-pyrones (12) is rather common (they occur tone extracts were mostly tested, but in a few cases methanol,
in plants from morphologic groups 1, 2, 4, 12, 15, 18, 19 and 24) water and dichloromethane extracts were used. Assays involv-
and they are often isolated from the roots of these plants (Hänsel ing agar dilution and direct autobiography were employed (Meyer
et al., 1980; Jakupovic et al., 1986, 1989). Different types of diter- and Afolayan, 1995; Meyer and Dilika, 1996; Afolayan and Meyer,
penes occur; these include the kaurenoic acid type (15, Jakupovic 1997; Dilika et al., 1997; Mathekga and Meyer, 1998; Bremner and
et al., 1989) as well as those derived from helifulvanic acid (13, Meyer, 2000; Mathekga et al., 2000; Mathekga, 2001). Antifungal
Bohlmann et al., 1980b). Sesquiterpenes representing a variety of activity was also determined for fungi such as Aspergillus flavus,
skeletal types occur, as is characteristic for the rest of the family Aspergillus niger, Cladosporium cladosporioides, Cladosporium cuc-
(Hegnauer, 1977). Some skeletal types, such as the humulenes, are umerinum, Cladosporium sphaerospermum and Phytophthora capsici
widely distributed across the genus, whereas others such as the (Mathekga, 2001).
guaianolides (16) are restricted to a few species (morphological Reports on antimicrobial activities from other laboratories
groups 10 and 22). Helichrysum species are known for their aro- include the relatively weak antimicrobial activity (Gibbons, 2004)
maticity and a variety of monoterpenes are reported in the essential documented for extracts of Helichrysum foetidum (MIC’s of more
oils of some species (Lourens et al., 2004; Frum and Viljoen, 2006; than 4 mg/ml against all selected bacteria in the 96-well plate assay,
Van Vuuren et al., 2006; Asekun et al., 2007). Squalene is the most Steenkamp et al. (2004) and Helichrysum crispum (L.) D. Don. where
common triterpene found and is often in high concentration. MIC’s of 10 mg/ml were reported against Pseudomonas aeruginosa
Another unusual type of compound that occurs is thiophene and Candida albicans (Salie et al., 1996). Activities ranging from
derivatives (17, 18) which have been isolated from the roots of 0.078 to 0.3 mg/ml against Gram-positive bacteria, Gram-negative
species such as Helichrysum acutatum and Helichrysum tenuifolium. bacteria and yeasts were also reported for a Helichrysum cymosum
These thiophenes are the result of addition reactions of a common extract (Van Vuuren et al., 2006). Acetone and methanol extracts
chloro-acetylene precursor with H2 S (Bohlmann and Abraham, of Helichrysum odoratissimum (incorrectly identified as Helichrysum
1979b,c). Simple polyacetylenes (20) are widespread. Acetylenics dasyanthum in Lourens et al., 2004), Helichrysum excisum, Helichry-
with pyran (19) and furan moieties, some with epoxy and/or chlo- sum felinum and Helichrysum petiolare displayed activity against
rine substitution, occur in these plants and is characteristic of the Staphylococcus aureus and Bacillus cereus. The species with the best
Table 2
Classes of compounds isolated from South African Helichrysum species
Species Morphologic group Flavonoid derivativesa , b Phloroglucinolsb Pyronesb Diterpenesb Terpenesb Otherb Reference
A B C D E F
641
642
Table 2 (Continued )
Species Morphologic group Flavonoid derivativesa , b Phloroglucinolsb Pyronesb Diterpenesb Terpenesb Otherb Reference
A B C D E F
643
Table 2 (Continued )
644
Species Morphologic group Flavonoid derivativesa , b Phloroglucinolsb Pyronesb Diterpenesb Terpenesb Otherb Reference
A B C D E F
645
646
Table 2 (Continued )
Species Morphologic group Flavonoid derivativesa , b Phloroglucinolsb Pyronesb Diterpenesb Terpenesb Otherb Reference
A B C D E F
activity was the acetone extract of Helichrysum odoratissimum with tilis, Staphylococcus aureus and Serratia marcescens (Bremner and
an MIC of 0.016 mg/ml against Staphylococcus aureus (which corre- Meyer, 2000). Significant antimicrobial activity was also observed
lates well with the values obtained by Mathekga and Meyer, 1998). for monomeric (14) and dimeric diterpenes from Helichrysum tenax
Helichrysum species are often used to treat respiratory con- var. tenax. MIC values as low as 3.1 and 3.6 mg/ml were determined
ditions and tuberculosis (Table 1). Extracts of Helichrysum against Bacillus cereus whereas MIC’s as low as 41.5 mg/ml were
odoratissimum and Helichrysum melanacme showed activity against determined for a Gram-negative organism such as Pseudomonas
Mycobacterium tuberculosis at concentrations of 0.5 mg/ml (Lall and aeruginosa (Drewes et al., 2006).
Meyer, 1999; Lall et al., 2006). The acetone extract of Helichry- MIC’s of 100 mg/ml were observed for prenylated
sum caespititium inhibited a drug sensitive-strain of Mycobacterium butyrylphloroglucinol (3) isolated from Helichrysum kraussii
tuberculosis at a concentration of 0.5 mg/ml in the agar plate against Bacillus cereus, Bacillus pumilis, Bacillus subtilis, Micrococcus
method and a MIC of 0.1 mg/ml was observed using the rapid radio- kristinae, Staphylococcus aureus, Serratia marcescens and Escherichia
metric method (Meyer et al., 2002). The water extract caused partial coli in an agar diffusion assay (Bremner and Meyer, 2000). The
inhibition at the highest concentration of 5 mg/ml. same phloroglucinol was isolated from Helichrysum gymnocomum
In some cases the antimicrobial activity of isolated compounds and MIC’s of below 100 mg/ml (6–45 mg/ml) were reported for
was determined. Flavonoids are generally one of the largest classes Enterococcus faecalis, Staphylococcus epidermidis, Staphylococcus
of antibacterial compounds (Gibbons, 2004). Galangin (3,5,7- aureus, Bacillus cereus, Pseudomonas aeruginosa, Cryptococcus
trihydroxyflavone) isolated from Helichrysum aureonitens (Meyer neoformans and Candida albicans (Drewes and Van Vuuren, 2008).
and Afolayan, 1995), inhibited the growth of four Gram-positive A difference in assays employed, inoculum size and possibly
bacteria (three Bacillus species and Micrococcus kristinae) as well different strains of the same micro-organism used may account
as the Gram-negative Enterobacter cloaceae (Afolayan and Meyer, for the observed difference in activity. A structurally related
1997). The highest activity observed was against Bacillus cereus, phloroglucinol also exhibited promising antibacterial activity
Micrococcus kristinae and Enterobacter cloaceae at 0.1 mg/ml. In against Enterococcus faecalis, Staphylococcus aureus, Pseudomonas
other studies by Cushnie et al. (2003) and Cushnie and Lamb aeruginosa and Cryptococcus neoformans (Drewes and Van Vuuren,
(2006), the activity of galangin was shown against six strains of 2008). Caespitin (1) and caespitate (2) (both phloroglucinols)
b-lactam sensitive and resistant strains of Staphylococcus aureus exhibited antimicrobial activity against several bacteria as well as
and 16 strains of 4-quinolone resistant strains of the bacterium at fungi (Dekker et al., 1983; Mathekga et al., 2000). Caespitin (1)
MIC’s of approximately 50 mg/ml. Galangin also displays some anti- was active against Staphylococcus aureus, Streptococcus pyogenes,
fungal activity against fungi such as Aspergillus tamari (35% growth Cryptococcus neoformans, Trichophyton rubrum, Trichophyton men-
inhibition at 0.5 mg/ml) (Afolayan and Meyer, 1997). These results tagrophytes and Microsporum canis although neither the method
support the use of Helichrysum aureonitens in the treatment of skin used nor the level of activity, are indicated in the relevant article
infections, often caused by Staphylococcus aureus. (Dekker et al., 1983). Caespitate (2), exhibited antibacterial activity
Another flavonoid, 3-O-methylquercetin was isolated from against the Gram-positive Bacillus cereus, Bacillus pumilis, Bacillus
Helichrysum odoratissimum and antimicrobial activity determined subtilis, Micrococcus kristinae and Staphylococcus aureus at con-
for a broad range of micro-organisms including Gram-negative centrations of 0.5 mg/ml in the agar dilution method (Mathekga
bacteria such as Salmonella typhimurium (MIC = 50 mg/ml), Gram- et al., 2000). This compound also exhibited antifungal activity
positive bacteria, such as Staphylococcus aureus (MIC = 6.25 mg/ml) which ranged from 0.5 to 1.0 mg/ml against Aspergillus flavus,
and fungi, for example Candida albicans (MIC = 12.5 mg/ml), in the Aspergillus niger, Cladosporium cladosporioides, Cladosporium cuc-
microdilution method (Van Puyvelde et al., 1989). Bremner and umerinum, Cladosporium sphaerospermum and Phytophtora capsici
Meyer (1998) also reported on the anti-staphylococcal activity (Mathekga et al., 2000). Caespitate (2) was also active against
for pinocembrin chalcone (8, isolated from Helichrysum trilin- several Mycobacterium tuberculosis strains at a concentration of
eatum), as well as pinocembrin (5) that was obtained as an 0.1 mg/ml which was similar to the MIC observed for the crude
artifact during the isolation procedure. Flavonoids isolated from extract of Helichrysum caespititium (Meyer et al., 2002).
the flowers of Helichrysum gymnocomum exhibited promising Several caespitin derivatives were synthesised with MIC values
antimicrobial activity against a wide variety of Gram-positive and as low as 2 mg/ml against Staphylococcus aureus and Streptococ-
Gram-negative organisms as well as yeasts. An MIC of 8 mg/ml cus pyogenes. These compounds also exhibit antifungal activity.
was for example observed against Cryptococcus neoformans for The possible development of antimicrobial resistance was exam-
5,7-dibenzyloxyflavanone (Drewes and Van Vuuren, 2008). Two ined as well as the development of cross resistance with known
chalcones isolated from Helichrysum melanacme (9, 10) exhib- antimicrobials (Van der Schyf et al., 1986). For helihumulone (4), a
ited MIC’s of 0.05 mg/ml against the drug sensitive H37Rv strain phloroglucinol of the humulone type, activity was exhibited for a
of Mycobacterium tuberculosis. The activity of the chalcones was broad range of micro-organisms with some promising results, for
higher than that of the crude extract but a combination of the example 16 mg/ml against Pseudomonas aeruginosa. The antimalar-
two chalcones did not result in an improved MIC (Lall et al., ial activity of this compound was determined to be 15 mg/ml (Van
2006). Vuuren et al., 2006). As previously mentioned, the South African
There are also reports on the antimicrobial activity of com- Helichrysums contain a large amount of phloroglucinol derivatives
pounds other than flavonoids. Activity against Gram-positive and considering the promising antimicrobial activity observed for
bacteria was observed for both linoleic and oleic acids, isolated from this type of compound, it seems a class well worth investigating.
antibacterial extracts of Helichrysum pedunculatum (a plant used to Aqueous extracts of Helichrysum aureonitens exhibited antivi-
treat circumcision wounds, Dilika et al., 2000). The MIC of both ral activity against the Herpes simplex virus type I in vitro at
fatty acids was 1.0 mg/ml for Staphylococcus aureus and Micrococ- a concentration of 1.35 mg/ml (Meyer et al., 1996). The flavone,
cus kristinae in the agar diffusion assay. The MIC’s was 0.05 mg/ml galangin, isolated from this plant also exhibited antiviral activity
of each fatty acid when they were administered at the same time against Herpes simplex virus type I and the Coxsackie virus at con-
(Dilika et al., 2000). centrations of 6 mg/ml (Meyer et al., 1997). The antiviral activity
Kaurenoic acid (15, a diterpene), isolated from Helichrysum was also determined for a crude ethanolic extract of Helichrysum
kraussii, exhibited a MIC as low as 1 mg/ml against Escherichia melanacme and its isolated constituents. The activity of the iso-
coli and MIC’s of 10 mg/ml against Bacillus cereus, Bacillus sub- lated prenylated chalcone (9) and a pyranochalcone (10) was lower
A.C.U. Lourens et al. / Journal of Ethnopharmacology 119 (2008) 630–652 649
(IC50 = 0.1 mg/ml) against the Influenza A virus than that of the crude inhibited the 5-lipoxygenase enzyme which also plays a role in
extract (0.01 mg/ml) although a combination of the two chalcones inflammation. Antioxidant activity (as indicated with the DPPH
resulted in an improved IC50 (0.01 mg/ml, Lall et al., 2006). assay) of acetone and methanol extracts of Helichrysum odoratis-
In summary, the crude extracts generally show some degree simum, Helichrysum excisum, Helichrysum felinum and Helichrysum
of antimicrobial activity, which is usually higher against Gram- petiolare was comparable to that of vitamin C, as expected for
positive organisms than against Gram-negative organisms. species rich in phenolic compounds (Lourens et al., 2004).
Although the antibacterial and antifungal activities of these plants European research further highlights the antioxidant and anti-
are well documented, antimalarial, antimycobacterial and antiviral inflammatory effects displayed by plants from this genus. It is
data are scarce. Isolated compounds sometimes exhibit more quite often the flowers that are investigated, a plant part that are
superior activity when compared to the crude extract, but often seldom investigated in South African research (Drewes and Van
the crude extract has similar activity. Correct identification of plant Vuuren, 2008; Table 2). Antioxidant activity was reported for flower
material is crucial as misidentification of plant material can lead extracts from Helichrysum stoechas (Carini et al., 2001), Helichry-
to incorrect reporting (Lourens et al., 2004). The selected range of sum arenarium (Czinner et al., 2000; Czinner et al., 2001) and
concentrations is often on the high side (Gibbons, 2004, considered Helichrysum italicum (Facino et al., 1990). In vivo (topical) anti-
values of below 1 mg/ml for extracts and 64 mg/ml for single chem- inflammatory activity comparable to that of the indomethacin
ical entities as significant); for example a range of 10–100 mg/ml standard was observed for an acetophenone derivative, gnaphaliin
was used for Helichrysum pedunculatum extracts (Meyer and Dilika, (a flavonoid) and ursolic acid isolated from Helichrysum stoechas
1996). Positive controls (antibiotics) are absent in some of the (Recio et al., 1991). In vivo and in vitro anti-inflammatory activ-
assays (Mathekga et al., 2000), making it difficult to comparatively ity was also observed for acetophenone glucosides, flavonoids and
assess the activity of a particular extract or compound. The fact that other compounds isolated from Helichrysum italicum (Sala et al.,
different assays are employed impairs comparison of data between 2001, 2002, 2003a,b) as well as for extracts from Helichrysum com-
different laboratories (assays relying on diffusion are especially pactum (Süzgeç et al., 2005). These promising results indicate that
suspect since a low rate of diffusion would present a low activity, more research should be undertaken on the anti-inflammatory
which is not always a true representation). Microbial strains are activity of South African species, as many similar compounds
often not referenced and the number of colony forming units not appear in the South African and European species.
mentioned (Meyer and Afolayan, 1995). Extracts also often do not As previously mentioned, Helichrysum species are often burnt
dissolve completely in the solvents used and as Cushnie illustrated as incense to invoke the goodwill of the ancestors, in protec-
with galangin (2003) this can have a profound effect on the MIC’s tive and other charms and to induce trances. It is also used in
observed (Cushnie et al., 2003). Chemical classes such as the the treatment of insanity, possession, used as a sedative to treat
flavonoids, acylphloroglucinols and diterpenes from South African insomnia and as a protective cleanser (Table 1). Their traditional
Helichrysum species exhibit promising antimicrobial activity and uses indicate that these plants may exhibit psychotropic effects.
plants that contain these compounds seems potential candidates Stafford et al. (2005) determined the GABA-receptor binding effect
for further study. of extracts from Helichrysum argyrolepis, Helichrysum herbaceum,
Helichrysum nudifolium, Helichrysum ruderale, Helichrysum rugu-
4.2. Other biological data losum, Helichrysum simillimum and Helichrysum umbraculigerum
by using the 3 H-Ro 15-1788 binding assay. Helichrysum ruderale
Unpublished work done by Noristan laboratories indicates and Helichrysum umbraculigerum exhibited the most pronounced
that fractions of the extract of Helichrysum caespititium exhibits effects, while Helichrysum herbaceum, Helichrysum rugulosum and
anti-inflammatory activity of up to 82% at 360 mg/kg in the car- Helichrysum simillimum showed moderate to good dose dependant
rageenan test done on rats and prevents platelet aggregation activity.
(Swanepoel, 1997). Ethanolic extracts of Helichrysum subglomera- There appears to be a large divide between the rich chemical
tum and Helichrysum nudifolium inhibited prostaglandin synthesis data available and biological testing on compounds isolated from
in vitro by 69 and 96% (50 mg of plant extract used), respectively the South African species. One chemical class, the a-pyrones will
(Jäger et al., 1996). The group at Noristan determined that frac- be discussed as an example. By our rough estimate, 28 different
tions of a Helichrysum nudifolium extract also reduced edema in pyrones were isolated from South African Helichrysum species. The
the carrageenan assay by approximately 30% at 300 mg/kg in rats same type of compounds was isolated from European species and
(Swanepoel, 1997). These results indicate that Helichrysum nud- rather interesting biological activity was observed. Italipyrone, pli-
ifolium has both in vitro and in vivo anti-inflammatory activity, catipyrone, a mixture of helipyrones and a mixture of homoarenol
possibly due to the inhibition of the cyclooxygenase enzymes. and arenol were all active against Bacillus subtilis, Staphylococcus
The group at Noristan observed that the second of three fractions aureus, S. epidermidis and Mycobacterium phlei using the agar diffu-
obtained after gradient column chromatography (using petroleum sion method with the highest MIC being 25 mg/ml and the lowest
ether, ethyl acetate and methanol) of a dichloromethane/methanol 3 mg/ml (Ríos et al., 1991). Antifungal activity was also reported for
extract from Helichrysum panduratum showed a 79% reduction a-pyrones isolated from Helichrysum decumbens (Tomás-Lorente et
in pain experienced in the writhing pain test at 500 mg/kg. al., 1989). Pyrones (like arzanol and helipyrone) showed significant
Edema was also reduced by 50% in the carrageenan test indi- antioxidant activity and arzanol was not toxic at all concentrations
cating that this plant has both anti-inflammatory and analgesic tested (Rosa et al., 2007). Most interesting though is the findings by
properties. It was also antihypertensive (a reduction of 6% in Appendino et al. (2007) that arzanol inhibits HIV-I replication in T-
mean blood pressure was observed after administering a dose cells and inhibited NF-kB (IC50 = 5 mg/ml) indicating that this group
of 300 mg/kg) and weakly antimicrobial (Swanepoel, 1997). A of compounds may exhibit both antiviral and anti-inflammatory
fraction from a dichloromethane/methanol extract of Helichry- properties. To our knowledge, none of the unique pyrones isolated
sum petiolare investigated by the group from Noristan determined from South African species were evaluated for biological activity.
that administration of 300 mg/kg of extract to mice reduced Most concerning is the almost complete absence of toxicity data
mean blood pressure by 21% and resulted in a 6% reduction in for the South African species of this genus. In very few cases, for
heart rate (Swanepoel, 1997). Acetone extracts of Helichrysum example where antiviral and antimalarial activities were deter-
excisum (IC50 = 35 mg/ml) and Helichrysum felinum (IC50 = 39 mg/ml) mined (Meyer et al., 1996, 1997; Lall et al., 2006; Van Vuuren
650 A.C.U. Lourens et al. / Journal of Ethnopharmacology 119 (2008) 630–652
et al., 2006) toxicity is mentioned. Toxicity of the diterpenes Arnold, T.H., Prentice, C.A., Hawker, L.C., Snyman, E.E., Tomalin, M., Crouch, N.R.,
is well known (for example IC50 values of below 4 mg/ml was Pottas-Bircher, C., 2002. Medicinal and Magical Plants of Southern Africa: an
Annotated Checklist. National Botanical Institute, Pretoria, pp. 32–34.
reported for three diterpene lactones from Parinari capensis; Uys et Asekun, O.T., Grierson, D.S., Afolayan, A.J., 2007. Characterization of essential oils
al., 2002), and several Helichrysum species contain high amounts from Helichrysum odoratissimum using different drying methods. Journal of
of these compounds, to name but one example. Furthermore, Applied Sciences 7, 1005–1008.
Batten, A., Bokelmann, H., 1966. Wild Flowers of the Eastern Cape Province. Books
Reid et al. (2006) screened 42 medicinal South African plants for of Africa, Cape Town, pp. 149–160.
mutagenicity, which included Helichrysum herbaceum, Helichrysum Bhat, R.B., Jacobs, T.V., 1995. Traditional herbal medicine in Transkei. Journal of
nudifolium, Helichrysum ruderale, Helichrysum rugulosum, Helichry- Ethnopharmacology 48, 7–12.
Bohlmann, F., Abraham, W.-F., 1979a. Neue Diterpene und weitere Inhaltsstoffe
sum simillimum and Helichrysum umbraculigerum. The only three aus Helichrysum calliconum und Helichrysum heterolasium. Phytochemistry 18,
plants that showed mutagenic activity were all Helichrysums, 889–891.
namely Helichrysum herbaceum (at 5 mg/ml), Helichrysum rugu- Bohlmann, F., Abraham, W.-F., 1979b. Neue, chlorsubstituierte Thiophenacetylen-
verbindungen mit ungewöhnlicher Struktur aus Helichrysum-arten. Phytochem-
losum (at 5 mg/ml) and Helichrysum simillimum (at 0.05 mg/ml).
istry 18, 839–842.
These results highlight both the need and importance of toxicity Bohlmann, F., Abraham, W.-R., 1979c. Neue Diterpene aus Helichrysum acutatum.
and safety data for plants of this genus. In general, there also seems Phytochemistry 18, 1754–1756.
to be a large need for in vivo validation of in vitro results since the Bohlmann, F., Abraham, W.-F., 1979d. Neue Prenylflavanone aus Helichrysum
hypocephalum. Phytochemistry 18, 1851–1853.
effectiveness of these extracts and their compounds have not been Bohlmann, F., Abraham, W.-F., Sheldrick, W.S., 1980b. Weitere Diterpene mit
validated in living organisms. Helifulvan-gerüst und andere Inhaltsstoffe aus Helichrysum chionosphaerum.
Phytochemistry 19, 869–871.
Bohlmann, F., Ates, N., 1984. Three prenylated flavanoids from Helichrysum athrixi-
5. Conclusion
ifolium. Phytochemistry 23, 1338–1339.
Bohlmann, F., Hartono, L., Jakupovic, J., 1985. A diterpene related to erythroxydiol
Helichrysum species are used extensively in ethnomedicine from Helichrysum refluxum. Phytochemistry 24, 611–612.
Bohlmann, F., Hoffmann, E., 1979. Cannabigerol-ähnliche Verbindungen aus
in South Africa and many of the uses are associated with the
Helichrysum umbraculigerum. Phytochemistry 18, 1371–1374.
treatment of infections, e.g. it is used widely for treatment of Bohlmann, F., Knauf, W., Misra, L.N., 1984a. Structures and synthesis of chlorophenol
respiratory diseases and wound dressing (Table 1). The large mor- derivatives from Helichrysum species. Tetrahedron 40, 4987–4989.
phological diversity of the genus is complemented by chemical Bohlmann, F., Mahanta, P.K., 1979. Weitere Phloroglucin-derivate aus Helichrysum
gymnoconum. Phytochemistry 18, 348–350.
diversity as illustrated by the range of novel compounds isolated Bohlmann, F., Mahanta, P.K., Zdero, C., 1978b. Neue Chalkon-derivate aus
from the genus. Despite the extensive past and present tradi- Südafrikanischen Helichrysum-arten. Phytochemistry 17, 1935–1937.
tional uses, the unrivalled botanical diversity, and the chemical Bohlmann, F., Misra, L.N., 1984. New prenylflavanones and chalcones from Helichry-
sum rugulosum. Planta Medica 50, 271–272.
complexity, it remains ironic that explorations of the biological Bohlmann, F., Misra, L.N., Jakupovic, J., 1984. Weitere Phloroglucin- und a-Pyrone-
activities of indigenous species are comparatively poorly studied. derivate aus Helichrysum arten. Planta Medica 50, 174–176.
The genus is notoriously challenging from a taxonomic perspec- Bohlmann, F., Suwita, A., 1978. Neue Phloroglucin-derivate aus Leontonyx-arten
sowie weitere Verbindungen aus verretern der Tribus Inuleae. Phytochemistry
tive and several examples have been highlighted to emphasise 17, 1929–1934.
the importance of correct botanical identification when embark- Bohlmann, F., Suwita, A., 1979. Weitere Phloroglucin-derivate aus Helichrysum-arten.
ing on ethnopharmacological and phytochemical studies. There Phytochemistry 18, 2046–2049.
Bohlmann, F., Suwita, A., 1979a. Ein neues Guajanolid und ein Secoguajanolid aus
is an interesting relationship between the morphological clas-
Helichrysum splendidum. Phytochemistry 18, 885–886.
sification and the classes of chemical compounds isolated from Bohlmann, F., Zdero, C., 1973. Über ein neues Azulen aus Helichrysum bracteatum
a specific morphological group and there are certain classes of (Vent.) Willd. Chemische Berichte 106, 1337–1340.
Bohlmann, F., Zdero, C., 1979a. Neue Phloroglucin-derivate aus Helichrysum natali-
compounds, e.g. diterpenes, guaianolides, acylated phlorogluci-
tium und Helichrysum bellum. Phytochemistry 18, 641–644.
nols and a-pyrone derivatives, for which one can predict in which Bohlmann, F., Zdero, C., 1980. Neue Phloroglucin-derivate aus Helichrysum-arten.
species they are most likely to occur. This may be important in the Phytochemistry 19, 153–155.
search of new plant-derived drugs, e.g. acylated phloroglucinols Bohlmann, F., Zdero, C., 1980a. Neue Geranylphloroglucin-derivate aus Helichrysum
monticola. Phytochemistry 19, 683–684.
show potential as anti-staphylococcal drug leads (Gibbons, 2004) Bohlmann, F., Zdero, C., 1983. Flavanones from Helichrysum thapsus. Phytochemistry
and a-pyrone derivatives have anti-HIV properties (McGlacken 22, 2877–2878.
and Fairlamb, 2005; Appendino et al., 2007). It is clear that Bohlmann, F., Zdero, C., Abraham, W.-R., Suwita, A., Grenz, M., 1980a. Neue Diterpene
und neue Dihydrochalcon-derivate sowie weitere Inhaltsstoffe aus Helichrysum
Helichrysum is an interesting genus from an ethnobotanical, phy- arten. Phytochemistry 19, 873–879.
tochemical and pharmacological perspective but that biological Bohlmann, F., Zdero, C., Hoffmann, E., Mahanta, P.K., Dorner, W., 1978a. Neue
data to correlate the ethnobotany to the chemistry are often Diterpene und Sesquiterpene aus Südafrikanischen Helichrysum-arten. Phyto-
chemistry 17, 1917–1922.
still lacking. To advance our knowledge on this fascinating genus Bohlmann, F., Zdero, C., Zeisberg, R., Sheldrick, W.S., 1979c. Helifulvanolsäure—ein
a multidisciplinary approach involving botanists, chemists and neues Diterpen mit anomalem Kohlenstoffgerüst aus Helichrysum fulvum. Phy-
ethnopharmacologists is required. tochemistry 18, 1359–1362.
Bohlmann, F., Zdero, C., Ziesche, J., 1979a. Neue Flavone und Phloroglucin-derivate
aus Helichrysum herbaceum und Helichrysum chrysargyrum. Phytochemistry 18,
Acknowledgements 1375–1378.
Bohlmann, F., Ziesche, J., 1979. Ein ungewöhnliches Tetrahydrofuran-derivat aus
The authors thank Ms Mienkie Welman from the South African Helichrysum aureo-nitens. Phytochemistry 18, 664–665.
Bohlmann, F., Ziesche, J., Mahanta, P.K., 1979b. Neue Chalkon-derivate und humulon-
National Biodiversity Institute, Pretoria, for her help with enquiries ähnliche Verbindungen aus Helichrysum arten. Phytochemistry 18, 1033–1036.
on name changes and taxonomy and the National Research Foun- Bremner, P.D., Meyer, J.J.M., 1998. Pinocembrin chalcone: an antibacterial compound
dation (South Africa) for the financial support of this project. from Helichrysum trilineatum. Planta Medica 64, 777.
Bremner, P.D., Meyer, J.J.M., 2000. Prenyl-butyrylphloroglucinol and kaurenoic acid:
two antibacterial compounds from Helichrysum kraussii. South African Journal
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