Human Rights Chapter VII Cases
Human Rights Chapter VII Cases
Human Rights Chapter VII Cases
THE PHILIPPINES
CCPR/C/70/D/869/1999
19 October 2000
Facts:
The Communication:
They further claim that they were hit in the stomach in order to make them
confess.
They further complain that the death penalty was unconstitutional and
should not have been imposed for anything but the most heinous crime.
The State party explains that domestic remedies were exhausted with the
Supreme Court's decision of 3 March 1998, rejecting the supplemental
motions for reconsideration. The convicts and their counsel could have filed
a communication with the Human Rights Committee at that date. However,
they did not do so, but instead petitioned the President for clemency.
According to the State party, in submitting themselves to the President's
power, the convicts conceded to the decision of the Supreme Court.
The State party refers to the Supreme Court's judgement which found that
the shooting of the police officer in the jeepney, the subsequent robbery of
the shot policeman, and finally the second shooting of him while he was
pleading to be brought to hospital, revealed brutality and mercilessness,
and called for the imposition of the death penalty.
With regard to the claim of torture, the State party notes that this was not
included in the grounds of appeal to the Supreme Court, and thus the
Supreme Court did not look into the issue.
The State party notes that the accused had legal assistance throughout the
trial proceedings and the appeal. With respect to the right to life, the State
party notes that the Supreme Court has ruled on the constitutionality of the
death penalty as well as the methods of execution and found them to be
constitutional.
The Committee recalls its jurisprudence that it is generally for the courts of
States parties, and not for the Committee, to evaluate the facts and
evidence in a particular case. This rule also applies to questions as to the
lawfulness and credibility of an identification. Furthermore, the Court of
Appeal, in addressing the argument about the irregularity of the line-up
identification, held that the identification of the accused at the trial had
been based on in-court identification by the witnesses and that the line-up
identification had been irrelevant. In these circumstances, the Committee
finds there is no basis for holding that the in-court identification of the
accused was incompatible with their rights under article 14 of the
Covenant.
The Committee reiterates that it is for the courts of States parties, and not
for the Committee, to evaluate facts and evidence in a particular case, and
to interpret the relevant domestic legislation. In the circumstances, the
Committee finds that the facts before it do not reveal a violation of the
Covenant in this respect.
The Committee reiterates its conclusion that the State committed a grave
breach of its obligations under the Protocol by putting the alleged victims to
death before the Committee had concluded its consideration of the
communication.
Decision on Admissibility:
2.1 On 2 March 1998, a woman was raped three times. The author and an
(adult) coaccused were thereafter charged with three counts of rape with
use of a deadly weapon contrary to article 266A(1),1 in conjunction with
article 266B(2), 2 of the Revised Penal Code. It is alleged that on the date of
the offence, the author would have been 14 years, 1 month and 14 days old,
by virtue of being born on 19 January 1984.
2.2 At trial, the defense introduced the issue of minority through the author,
who claimed to have been born in 1982. The trial court instructed the
appropriate government agencies to submit evidence on his true age. Three
documents were submitted. A Certificate of Live Birth listed the date as 19
January 1984, while a Certificate of Late Registration of Birth showed the
date as 19 January 1981, and an Elementary School permanent record as 19
January 1980. The trial court considered, in the light of the author's
physical appearance, that the author's true date of birth was 19 January
1980, thus making him over 18 years of age at the time the offence was
committed.
2.3 On 20 January 1999, the author and his (adult) co-accused were each
convicted of three counts of rape with a deadly weapon and sentenced to
death by lethal injection. In imposing the maximum penalty available, the
Court considered that there were the aggravating circumstances of
nighttime and confederation, and no mitigating circumstances. By way of
civil liability, each was further sentenced to pay, in respect of each count,
P50,000 in indemnity, P50,000 in moral damages and P50,000 in civil
damages. On 4 January 2002, the communication was submitted to the
Committee.
2.4 On 9 May 2002, the Supreme Court, on automatic review, affirmed the
conviction but reduced the penalty from death to reclusion perpetua, on the
basis that no aggravating circumstances had been sufficiently alleged and
proven to exist. On the contrary, the trial court had overlooked a mitigating
circumstance of "accidental" (that is, non-habitual) intoxication. As to the
issue of minority, the Court considered that the record showed that the
author had been coached by his mother to lie about it, and thus, having
been "obviously fabricated", minority had not been made out.
2.5 The author subsequently filed a partial motion for reconsideration of the
9 May 2002 judgment, reiterating his claim of minority as a privileged
mitigating circumstance. The motion was based on a purported certificate
of live birth, certified as a true copy by the Office of the Civil Registrar
General, showing that the author was born on 19 January 1984 (and making
him 14 years of age at the time of the commission of the offence).
3.2 The author claims a violation of article 10, paragraph 3, as after his
conviction he was detained on death row with other convicts sentenced to
death, regardless of his age. He was not accorded special treatment as a
minor and was detained with adult criminals.
3.4 The author finally claims a violation of article 26, in that his age was
arbitrarily determined to be 18, despite evidence of his birth being either in
1981 or 1984. The trial court refused to treat him as a minor and singled
him out with the intention of arbitrarily determining the year of his birth,
contrary to the evidence presented.
4.2 In addition, the State party argues that the Supreme Court's decision of
9 May 2002 "can very well result in the case before the HRC being
considered moot". The Court, for reasons other than alleged minority,
reduced the sentence to reclusion perpetua. For that reason, the claims
with respect to the validity of the death penalty law should be deemed moot.
It also rejected the claim of minority, finding it "obviously fabricated" as a
result of his mother's coaching. The State party points out that as the
author subsequently filed a partial motion for reconsideration of the 9 May
2002 judgment, reiterating his claim of minority as a privileged mitigating
circumstance, the claim continues to be pending and should be dismissed
for non-exhaustion of domestic remedies.
Author’s Comments
5.1 By letter of 26 May 2003, the author rejected the State party's
arguments, arguing that while a partial motion for reconsideration on the
issue of minority is pending, the communication remains admissible
because the Supreme Court's affirmation of the author's guilt and its failure
to treat him as a minor, despite the documentary evidence presented,
demonstrates that all domestic remedies have been exhausted. He submits
that a remedy is not "meaningful" unless the tribunal in question is open to
considering all the options. In the author's view, the fact that the Supreme
Court has remained steadfast to reviewing cases based solely on the trial
records presented, even in cases where a clear factual dispute is raised,
shows that there is no adequate remedy left. Accordingly, the submission of
the communication was not premature and should be deemed admissible.
6.1 On 16 July 2003, the State party made additional submissions on the
admissibility and the merits of the communication. As to admissibility, the
State party argues, in addition to its earlier arguments, that the author
cannot claim to be a "victim", as required by the Optional Protocol, as there
has been no concrete application of law to his detriment. Indeed, as the 9
May 2002 decision of the Supreme Court reduced the imposed penalty to
reclusion perpetua, the death penalty will not be imposed regardless of the
author's age at the time of the offence.
6.2 As to the merits, the State party argues that the alleged violations are
also premised on the author being a minor. The State party argues that the
author's minority has not yet been satisfactorily proven, and refers to the
brief of the Office of the Solicitor- General filed in response to the author's
partial motion for reconsideration before the Supreme Court. In the brief,
the Office considers itself "not in a position to state whether the certificate
of live birth attached … is authentic or not", and leaves the matter to the
"sound judgment" of the court. In any event, the Supreme Court has already
rejected the author's claim of minority, which finding stands until such time
as the Supreme Court reverses it.
6.3 On the question of the re-imposition of the death penalty in Republic Act
7659, the State party refers to the jurisprudence of its Supreme Court that
the Constitution provides for re-imposition by Congress, and further that
the Act was "replete with both procedural and substantive safeguards that
ensure only [its] correct application".3 In addition, the Court held that the
punishment of death is not, per se, cruel, within the meaning of the State
party's constitution. The State party also refers to the Committee's
jurisprudence for the proposition that the death penalty per se is not in
violation of the Covenant.4
6.4 As to the contention that the author should have received a specialized
procedure for minors, the State party observes that the Supreme Court
noted the trial courts findings of deviousness and criminal propensity on the
part of the author. The State party argues that as the trial court's
observations should be given weight in view of its first hand assessment of
the author, application of any "special procedure", even if he was a minor,
would "clearly be prejudicial to the administration of justice".
6.6 As to whether the author's age had been arbitrarily determined, the
State party recalls the authors conflicting statements to the trial court,
where he stated alternately that he was 17 years old and later that he could
not recall his age but had been instructed by his mother to say 17 years. As
a result and in light of his appearance, the trial court solicited official
documentation, which it considered before reaching a conclusion that the
author was not a minor. This finding was not reversed in the Supreme Court
and remains so until such time as the Court should decide otherwise.
7.1 The author did not take the opportunity afforded to him to make
additional comments in response to the State party's supplementary
submissions.
Consideration of Admissibility
8.3 Inspite of this conclusion with respect to the claims under article 6, the
Committee observes that sentencing a person to death and placing him or
her on death row in circumstances where his or her minority has not been
finally determined raises serious issues under articles 10 and 14, as well as
potentially under article 7, of the Covenant. The Committee observes,
however, with respect to the exhaustion of domestic remedies, that the
author has filed a "partial motion for reconsideration", currently pending
before the Supreme Court, requesting the Court to reconsider its treatment
of his minority in its judgment of 9 May 2002. The Committee recalls that its
position in relation to issues of exhaustion of domestic remedies is that,
absent exceptional circumstances, this aspect of a registered
communication is to be assessed at the time of its consideration of the case.
In the present case, accordingly, the Committee considers that the
questions of the authors' age and the means by which it was determined by
the courts are, by the author's own action, currently before a judicial forum
with authority to resolve definitively these particular claims. It follows that
issues arising under articles 10 and 14 and, potentially, article 7 from the
author's age and the manner in which the courts sought to determine this
question are inadmissible, for failure to exhaust domestic remedies.
(b) That this decision shall be communicated to the author and to the State
party.
Mariano Pimentel, et al v. The Philippines
19 March 2007
Factual background
2.2 In September 1972, the first author was arrested by order of President
Marcos two weeks after the declaration of martial law in the Philippines.
Over the next six years, he was detained for a total of four years in several
detention centres, without ever being charged. Upon return from his final
period in detention, he was kidnapped by soldiers, who beat him with rifles,
broke his teeth, his arm and leg, and dislocated his ribs. He was buried up
to his neck in a remote sugar cane field and abandoned, but was
subsequently rescued.
2.3 In 1974, the second author's son, A.S., was arrested by order of
President Marcos and taken into military custody. He was tortured during
interrogation and kept in detention, without ever being charged. He
disappeared in 1977. In March 1983, the third author was also arrested by
order of President Marcos. She was tortured and gang-raped during her
interrogation. She was never charged with nor convicted of any offence.
2.4 In April 1986, the authors, together with other class members, brought
an action against the Marcos estate. On 3 February 1995, a jury at the
United States District Court in Hawaii awarded a total of US$
1,964,005,859.90 to the 9,539 victims (or their heirs) of torture, summary
execution and disappearance. The jurors found a consistent pattern and
practice of human rights violations in the Philippines during the regime of
President Marcos from 1972-1986. Where individuals were randomly
selected, part of the amount of the judgement is divided per claimant.
Individuals, who were not randomly selected but are part of the class,
including the authors, will receive part of the award which was made to
three subclasses (2). However, the amounts were not divided per claimant
and it is only after collection (in whole or in part) of the judgement amount
that the United States District Court of Hawaii will allocate amounts to each
claimant. On 17 December 1996, the United States Court of Appeal for the
Ninth Circuit affirmed the judgment. (3)
2.5 On 20 May 1997, five class members, including the third author, filed a
complaint against the Marcos estate, in the Regional Trial Court of Makati
City, Philippines, with a view to obtaining enforcement of the United States
judgment. The defendants counter filed a motion to dismiss, claiming that
the PHP 400 (US$ 7.20) paid by each plaintiff was insufficient as the filing
fee. On 9 September 1998, the Regional Trial Court dismissed the
complaint, holding that the complainants had failed to pay the filing fee of
PHP 472 million (US$ 8.4 million), calculated on the total amount in dispute
(US$ 2.2 billion). On 10 November 1998, the authors filed a motion for
reconsideration before the same Court, which was denied on 28 July 1999.
2.6. On 4 August 1999, the five class members filed a motion with the
Philippine Supreme Court, on their own behalf and on behalf of the class,
seeking a determination that the filing fee was PHP 400 rather than PHP
472 million. By the time of submission of the communication to the
Committee (11 October 2004), the Supreme Court had not acted on this
motion, despite a motion for early resolution filed by the petitioners on 8
December 2003. (see para. 4 below for an update).
2.7 According to the authors, since the five class members filed their motion
with the Philippine Supreme Court, the same Court entered judgement for
the State party against the Marcos Estate in a forfeiture action and directed
enforcement of that judgement for over US$ 650 million, even though that
appeal was filed over two years after the authors' own petition.
The complaint
5.1 On 12 January 2006, the authors submit that there has been no
satisfactory resolution of their claims. They confirm that, on 14 April 2005,
the Supreme Court decided in their favour with respect to the filing fee.
However, despite the Supreme Court's view that there be a speedy
resolution to their claim by the trial court, this court has not yet decided on
the enforceability of the decision of the United States District Court of
Hawaii.
5.2 In addition, the authors argue that an appeal in a parallel case, which is
one year older than the appeal in the current case has been pending for
over seven years in the Philippine Supreme Court (4).
6. On 1 June 2006, the State party submitted that, following the Supreme
Court decision on the filing fee, the case was reinstated before the trial
court. It adds that the authors of the current case are unrelated to the case
referred to in paragraph 5.2.
7.2 According to the authors, in a class action filed in the United States, it is
not common to file a list of all class members. In this case, where the public
record could be inspected by the Philippine Ministry, which might act in
reprisal against the living torture victims, caution was exercised. The
authors provide evidence to prove that they are members of the U. S. class
action: an excerpt from Ms. Narcisco's testimony at the trial on liability in
the United States; an excerpt from Mr. Pimentel's deposition in 2002 in the
United States, and a United States judgement in which he was certified as a
class representative in a subsequent case; and a claim form as required by
the court with respect to M. Resus. The authors also confirm that there has
been no action taken for the enforcement of the judgement.
Consideration of admissibility
8.2 The Committee notes that the claim relating to the enforcement of the
United States District Court of Hawaii's judgement is currently pending
before the State party's Regional Trial Court. Since the last hearing on the
filing issue relating to this case, on 15 April 2005, in which the Supreme
Court found in favour of the authors, the issue of the enforcement of the
judgement has been reinstated before the Regional Trial Court. For this
reason, and bearing in mind that the complaint relates to a civil claim for
compensation, albeit for torture, the Committee cannot conclude that the
proceedings have been so unreasonably prolonged that the delay would
exempt the authors from exhausting them. Accordingly, the Committee finds
that this claim is inadmissible under article 5, paragraph 2 (b), of the
Optional Protocol.
8.3 The Committee observes that since the authors brought their action
before the Regional Trial Court in 1997, the same Court and the Supreme
Court considered the issue of the required filing fee arising from the
authors claim on three subsequent occasions (9 September 1998, 28 July
1999 and 15 April 2005) and over a period of eight years before reaching a
conclusion in favour of the authors. The Committee considers that the
length of time taken to resolve this issue raises an admissible issue under
article 14, paragraph 1, as well as article 2, paragraph 3, and should be
considered on the merits.
9.2 As to the length of the proceedings relating to the issue of the filing fee,
the Committee recalls that the right to equality before the courts, as
guaranteed by article 14, paragraph 1, entails a number of requirements,
including the condition that the procedure before the national tribunals
must be conducted expeditiously enough so as not to compromise the
principle of fairness. (5) It notes that the Regional Trial Court and Supreme
Court spent eight years and three hearings considering this subsidiary issue
and that the State party has provided no reasons to explain why it took so
long to consider a matter of minor complexity. For this reason, the
Committee considers that the length of time taken to resolve this issue was
unreasonable, resulting in a violation of the authors' rights under article 14,
paragraph 1, read in conjunction with article 2, paragraph 3, of the
Covenant.
11. The Committee is of the view that the authors are entitled, under article
2, paragraph 3(a), of the Covenant, to an effective remedy. The State party
is under an obligation to ensure an adequate remedy to the authors
including, compensation and a prompt resolution of their case on the
enforcement of the US judgement in the State party. The State party is
under an obligation to ensure that similar violations do not occur in the
future.
[Adopted in English, French and Spanish, the English text being the original
version. Subsequently to be issued also in Arabic, Chinese and Russian as
part of the Committee's annual report to the General Assembly.]
Notes
2. The subclasses relate to those victims that had been (1) tortured, (2)
summarily executed and (3) disappeared and are presumed dead.
3. United States Court of Appeals for the Ninth Circuit, Hilao v. Estate of
Marcos, 103 F.3d 767.
Facts:
The authors of the communication are Mr. Orly Marcellana and Mr. Daniel
Gumanoy. They submit the communication on behalf of their relatives, Ms.
Eden Marcellana and Mr. Eddie Gumanoy, who were both found dead near
each other in Bansud (Mindoro Oriental, Philippines.
The Communication:
The authors claim that Ms. Marcellana was threatened several times by the
military for her advocacy work. In addition, while conducting their work,
mission members were under the impression that they were under constant
surveillance. At some point, when trying to see the detainees inside the
204th infantry brigade, members of the mission were photographed against
their will. On 21 April 2003, the victims decided to conclude the mission and
leave Pinamalayan for Calapan City.
While the victims were travelling their van was stopped by ten armed men.
The assailants specifically asked for Ms. Marcellana, who was forced to
reveal her identity. All the belongings of the members of the fact-finding
mission, including mobile phones, documents and photos of the mission,
were then seized. After the armed men tied them up, they were taken into a
vehicle .The armed men were not all hooded and some of them could be
identified as being Aniano “Silver” Flores and Richard “Waway” Falla,
former rebels and currently associated with the military. The dead bodies of
Ms. Marcellana and Mr. Gumanoy were found the following day. Forensic
reports and the death certificates indicate that their death was caused by
gun-shot wounds.
The authors filed a complaint for kidnapping and murder before the
Department of Justice (DOJ). The DOJ dismissed the complaint on December
2004 on the ground of insufficient evidence. The authors filed a Petition for
Review but was dismissed. They also filed a Motion for Reconsideration
which was dismissed. The authors appealed the DOJ’s decisions before the
Office of the President of the Republic. The appeal is still pending.
A complaint was also filed with the Commission on Human Rights of the
Philippines. This complaint was later withdrawn, due to the authors’
assessment that they would not obtain justice from this body. Complaints
were also filed with the House of Representatives of the Philippines, the
Senate, and under the Comprehensive Agreement on respect for Human
Rights and International Humanitarian Law, but no action was taken. The
authors add that, in spite of widespread and public opposition, one of the
principal suspected perpetrators, Col. Palparan, was later promoted to
Major General by the President.
State party claims that the authors have not exhausted all available
domestic remedies. It states that, although the DOJ complaint was
dismissed in December 2004, it could have been appealed to the Secretary
of Justice. As regards the alleged delay in the proceedings at the DOJ, the
State party claims that for it to have operative legal adverse effect the delay
must be unreasonable and consequently the DOJ cannot be held responsible
for any delay. In addition, the DOJ cannot be blamed for dismissing the
criminal complaint filed by the authors, as its resolution was not arbitrary
but duly considered the claims presented and ultimately concluded that the
evidence for the prosecution failed to establish probable cause against the
respondents. State party argues that the authors have chosen not to pursue
available domestic remedies due to impatience and mistrust in the local
government.
In the present case, though over five years have elapsed since the killings
took place, the State party’s authorities have not indicted, prosecuted or
brought to justice anyone in connection with these events. The Committee
notes that the State party’s prosecutorial authorities have, after a
preliminary investigation, decided not to initiate criminal proceedings
against one of the suspects due to lack of sufficient evidence.
In the present case, the Committee observes that, given that the victims
were human rights workers and that at least one of them had been
threatened in the past, there appeared to have been an objective need for
them to be afforded protective measures to guarantee their security by the
State. However, there is no indication that such protection was provided at
any time. On the contrary, the authors claimed that the military was the
source of the threats received by Ms. Marcellana, and that the fact-finding
team was under constant surveillance during its mission. In these
circumstances, the Committee concludes that the State party has failed to
take appropriate measures to ensure the victims’ right to security of person,
protected by article 9, paragraph 1, of the Covenant.
1.1 The authors of the communication are Mr. Lenido Lumanog and Mr.
Augusto Santos, Filipino nationals who, at the time of the submission of the
communication, were on death row, at New Bilibid Prison, Muntinlupa City,
the Philippines. They claim to be victims of a violation by the Philippines of
articles 6, paragraph 1; 9, paragraph 1; 14, paragraphs 1, 3 (c) and 5; and
26 of the Covenant. They are represented by counsels, Soliman Santos and
Cecilia Jimenez.
1.1 1.2 The Covenant entered into force for the State party on 23 January
1986 and the Optional Protocol on 22 November 1989. On 20 November
2007, the State party ratified the Second Optional Protocol to the Covenant,
aiming at the abolition of the death penalty.
Legal background
2.1 Criminal trials for alleged murder in the State party are conducted by
regional trial courts having jurisdiction over the place where the crime was
committed. Before 2004, criminal convictions by regional trial courts
imposing the death penalty, reclusion perpetua and life imprisonment were
automatically appealed to the Supreme Court, i.e. even if the accused did
not appeal. Cases involving other kind of convictions could be appealed to
the Court of Appeals and eventually in case of confirmation of the conviction
–to the Supreme Court. However, in its judgment People of the Philippines
v. Mateo, of 7 July 2004, the Supreme Court revisited and amended its
previous rule on automatic review, pursuant to the Supreme Court’s power
to promulgate rules of procedure in all courts under Article VIII, Section V
of the Philippine’s Constitution.
2.2 According to the Court “if only to ensure utmost circumspection before
the penalty of death, reclusion perpetua or life imprisonment is imposed,
the Court now deems it wise and compelling to provide in these cases a
review by the Court of Appeals before the case is elevated to the Supreme
Court……A prior determination by the Court of Appeals on, particularly, the
factual issues would minimize the possibility of an error in judgment”. Thus,
all death penalty cases which had not yet been decided when the “Mateo”
judgment was issued, were transferred to the Court of Appeals for review.
3.1. The authors and three other individuals were sentenced to death for
the murder of former Colonel Rolando Abadilla, occurred on 13 June 1996,
by judgment of the Regional Trial Court (RTC) of Quezon City, Branch 103,
in Criminal Case No. 96-66679-84 of 30 July 1999. They have been in
detention since June 1996. After their motions for reconsideration and new
trial were rejected by the RTC in January 2000, the case was transmitted to
the Supreme Court in February 2000 for automatic review (appeal) of the
death penalty.
3.2. All defence and prosecution appeals briefs for the purpose of the
Supreme Court review were filed by June 2004. Soon after the last appeal
brief, on 6 July 2004, the authors filed a “Consolidated Motion for Early
Decisions”. On 10 December 2004, they filed a “Motion for Early Decision”,
which was responded to by Supreme Court is resolution of 18 January 2005.
3.3. In the latter resolution, the Supreme Court transferred the case to the
Court of Appeals for appropriate action and disposition, in conformity with
its new jurisprudence pursuant to the judgment in “Mateo”.
3.5. The Supreme Court rejected the Motion on 29 March 2005 for lack of
merits. A new similar and more substantiated request to reconsider the
Supreme Court’s decision was filed on 2 June 2005, but by Resolution of 12
July 2005 the Supreme Court reiterated its decision to transfer the case to
the Court of Appeals, declaring that its decision was “in conformity with the
Mateo decision”.
3.6. The review of the case has been pending before the Court of Appeals
since January 2005. Having lost the possibility of an earlier decision before
the Supreme Court, the authors filed a “Joint Motion for Early Decision” on
12 September 2005. By Resolution of the Court of Appeals, the case was
remitted for decision on 29 November 2006. On 11 January 2007, due to
internal organizational matters of the Court of Appeals, the criminal case
concerning the authors (Cesar Fortuna et Al.) was transferred to a newly
appointed judge in the Court1.
3.7. With respect to Mr. Lumanog only, it is submitted that he was denied
interlocutory relief while the case was pending before the Supreme Court.
The Court denied his “Motion for New Trial and Related Relief” by
resolution of 17 September 2002, even though its jurisprudence in death
penalty cases allowed a new trial in other precedents like “The People of
1
Philippines vs. Del Mundo, of 20 September 1996. In a subsequent
resolution dated 9 November 2004, the Supreme Court denied another
motion filed by Mr. Lumanog, who had become a kidney transplant patient
in 2003 and asked the Court to be returned to the specialist kidney hospital
where he was treated as a patient in 2002 instead of being placed in the
prison’s general hospital. Mr. Lumanog went back to his cell, on his own
request, as he preferred the conditions there to those of the prison’s
hospital.
The complaint
4.2 The authors indicate that their complaint does not concern the
judgment of the RTC of Quezon City or any other deliberations on the merits
of their conviction. Their complaint is limited to the alleged violations of the
Covenant caused by the transfer of their case from the Supreme Court to
the Court of Appeals.
4.3 The authors claim that the decision of the Supreme Court not to
review their case and transfer it to the Court of Appeals violates article 14,
paragraph 5 of the Covenant insofar as it violates their right to have their
conviction and sentence reviewed by a higher tribunal. They argue that the
right to appeal involves a right to an effective appeal. A review of a case
which has been pending for five years before the Supreme Court and then is
transferred to the Court of Appeals which has no knowledge of the case and
should start to study the files anew, makes the right to review ineffective.
4.4 The authors claim that the same issue constitutes a violation of article
14, paragraph 3(c) of the Covenant, since their case had been pending for
five years before the Supreme Court and was ready for a decision when it
was transferred to the Court of Appeals, thereby unduly delaying the
hearing. The case has been pending before the Court of Appeals since
January 2005.
4.5 The authors further claim that the Supreme Court’s decision violates
article 14, paragraph 1 read together with article 26 of the Covenant,
because in similar cases (i.e. “The People of Philippines v. Francisco
Larrañaga”, of 3 February 2004), the Supreme Court denied to refer the
case to the Court of Appeals and decided to review itself the case.
Furthermore, with respect to Mr. Lumanog, it is submitted that the denial of
his motions for a new trial and for return to a specialist hospital as a kidney
transplant patient was discriminatory and violated article 14, paragraph 1
read together with article 26.
4.6 The authors assert that since the notion of a fair trial must be
understood to include the right to a prompt trial, all of the above constitutes
a violation of article 14, paragraph 1, especially of the right to a fair hearing
by an impartial tribunal.
4.9 The authors claim that – since the complaint is limited to the decision
of the Supreme Court to transfer the review of their case to the Court of
Appeals – there is no other domestic remedy to exhaust. Another transfer
from the Court of Appeals back to the Supreme Court would only delay
further the final decision and be detrimental to the authors.
4.10 The authors request the Committee to recommend that the State party
direct the Court of Appeals to swiftly decide on their case in order to
remedy as far as possible the delay caused by the Supreme Court’s previous
transfer of the case. The Committee should advise the Supreme Court to
review its position set out in “Mateo”, especially with respect to old cases
which could be easily decided by the Supreme Court.
4.11 The authors further submit that their complaint, as set out above, has
not been submitted to any other procedure of international investigation or
settlement.
5.1 By note verbale dated 4 July 2006, the State party challenges the
admissibility of the communication for non-exhaustion of domestic
remedies. It states that the transfer of the authors’ case to the Court of
Appeals was made pursuant to an amendment to the Revised Rules of Court
on Criminal Procedure (Sections 3 and 10 of Rule 122), providing that when
the death penalty is imposed, the case must be considered by the Court of
Appeals for Review. This amendment was prompted by the judgment in
“People of the Philippines v. Mateo” of 7 July 2004, after which all death
penalty cases which had not yet been decided by the Supreme Court were
automatically transferred to the Court of Appeals for review and
consideration.
5.2 The State party notes that the authors never challenged the
modification of the Revised Rules of Court on Criminal Procedure in the
State’s party courts and thus did not duly exhaust domestic remedies, as
per in article 5, paragraph 2 (b) of the Optional Protocol.
5.4 With regard to the alleged violation of article 14, paragraph 3(c), the
State party argues that only in case of delays in proceedings which are
caused by “vexatious, capricious and oppressive delays” such a violation
may occur. The case itself was ready for decision only in June 2004, when all
briefs necessary for the deliberation were finalized. On 18 January 2005 -
i.e. less than one year after the case was ready for a decision - the Supreme
Court transferred it to the Court of Appeals following the change of the
rules of procedure pursuant to the Mateo judgment. The new rules provide
that in cases involving the death penalty the Court of Appeals must be
seized. Only thereafter, if circumstances so warrant, the case may be sent to
the Supreme Court for final disposition. With the modification prompted by
the Mateo case, an additional layer of jurisdiction is granted for the review
of death penalty cases2.
5.5 On the authors’ claim that their right to equal protection before the law
was violated, because in a similar case (The People of Philippines v.
Francisco Larrañaga), the Supreme Court denied Larrañaga’s motion to
refer his case to the Court of Appeals and decided the case itself, the State
party notes that “People v. Larrañaga” was decided by the Supreme Court
on 3 February 2004, i.e. five months before the “Mateo” ruling. After the
decision, the accused Larrañaga filed a motion for reconsideration of his
case by the Court of Appeals, but this motion was denied. The State party
concludes that the case of “Larrañaga” differs substantially from the
present one, where the Supreme Court had not yet ruled on any factual
matters at the time the “Mateo” judgment was handed down.
Authors’ comments
6.2 With respect to exhaustion of domestic remedies, they submit that they
did challenge internally the modification of the rules of procedure. Thus,
two motions were filed on behalf of Mr. Santos: An Urgent Joint Motion for
Reconsideration of Transfer to the Court of Appeals, filed on 24 February
2005; and an “Urgent Joint Motion for Explanation and Reconsideration of
the Resolution of 29 March 2005 Denying Recall from the Court of
Appeals”, filed on 2 June 2005. Despite these motions, the Supreme Court
did not change the decision to transfer the case to the Court of Appeals.
Furthermore, the authors recall that if a new rule of procedure can be
modified by case-law – as it happened in “Mateo” - then another case-law
could create a further modification or amendment. In conclusion, the
authors argue that the above-mentioned “Urgent Motions for
Reconsideration” were the last available domestic remedy, because the
Supreme Court is the last and supreme judicial authority.
6.3 On the merits, the authors submit that their main substantive claims
relate to article 14, paragraphs 5 and 3 (c), which should be considered
jointly by the Committee. With respect to article 14, paragraph 5, they
argue that the fact that they appealed the conviction of the trial court does
not mean per se that their right to appeal to a higher tribunal was
respected. They reiterate that the right to appeal involves a right to an
effective appeal, and that the fact that their case was pending for five years
before the Supreme Court renders it ineffective. When the case was
transferred to the Court of Appeals, the Supreme Court was ready to deal
with it. The Court of Appeals, on the contrary, did not have any knowledge
of the procedural and factual elements involved.
6.4 The violation of the right to be tried without undue delay under article
14, paragraph 3 (c), is linked to the violation of article 14, paragraph 5. It is
submitted that the transfer of the case from the Supreme Court to the Court
of Appeals added an additional period of time of more than two years to the
five years the case had already been pending at the Supreme Court. The
authors are in detention since June 1996 and their case remains under
review for reasons not attributable to them.
6.5 On the alleged violation of articles 14 (1) and 26, the authors submit
that while it is true that the Supreme Court, in Larrañaga, had already
reviewed the death penalty conviction decision before the ‘Mateo’ ruling
was adopted, this decision was not final and could still have been reviewed
by the Court of Appeals. The authors further submit that the Supreme
Court’s resolution denying Larrañaga’s motion was denied for “lack of
merit” rather than on procedural grounds. While it is true that in the State
party’s judicial system, it is the Court of Appeals rather than the Supreme
Court to deal with questions of fact, the Supreme Court retains always
discretionary power to review questions of fact before it. The authors assert
that the right to equality before the law was violated because, even in
presence of similar circumstances, the Supreme Court refused to decide on
their case, while it used its discretionary power to decide on the merits of
the Larrañaga case.
Considerations of admissibility
7.2 The Committee has ascertained that the same matter is not being
examined under another procedure of international investigation or
settlement for purposes of article 5, paragraph 2(a), of the Optional
Protocol.
7.3 With respect to the requirement of exhaustion of domestic remedies,
the Committee notes that the State party has challenged the admissibility of
the communication on the ground that the authors did not challenge the
new rules of criminal procedure before the State party’s courts. The
Committee considers, however, that domestic remedies have been
exhausted insofar as the authors did challenge the transfer of their appeal
from the Supreme Court to the Court of Appeals by filing two motions in the
Supreme Court on 24 February and 2 June 2005, both of which were
rejected.
7.5 With respect to the alleged violation of articles 14, paragraph 1 and 26
claimed on behalf of author Lumanog only, in relation to the alleged
discrimination inherent in the Supreme Court’s decision to deny his motion
for a new trial, the Committee also finds the claim inadmissible under
article 2 of the Optional Protocol, in view of the fact that it has no
competence to compare the present case with other cases dealt with by the
Supreme Court. Regarding the denial of his motion for return to a specialist
kidney hospital as a kidney transplant patient, the Committee finds that the
allegations have not been sufficiently substantiated and therefore declares
this claim inadmissible under article 2 of the Optional Protocol.
7.8 With respect to the alleged violation of article 14, paragraph 5, of the
Covenant, the Committee notes that the authors’ appeal remains pending
before the Court of Appeals, a higher tribunal within the meaning of article
14, paragraph 5, which is seized of the case so as to enable it to review all
factual issues pertaining to the authors’ conviction. This part of the
communication is therefore inadmissible under article 2 of the Optional
Protocol.
8.3 In relation to the authors’ claim under article 14, paragraph 3 (c), it
may be noted that the right of the accused to be tried without undue delay
relates not only to the time between the formal charging of the accused and
the time by which a trial should commence, but also the time until the final
judgment on appeal3. All stages whether at first instance or on appeal, must
be completed “without undue delay”. Therefore, the Committee must not
limit its consideration exclusively to the part of the judicial proceedings
subsequent to the transfer of the case from the Supreme Court to the Court
of Appeals, but rather take into account the totality of time, i.e. from the
moment the authors were charged until the final disposition by the Court of
Appeals.
8.4 The Committee recalls that the right of the accused to be tried without
undue delay is not only designed to avoid keeping persons too long in a
state of uncertainty about their fate and, if held in detention during the
period of the trial, to ensure that such deprivation of liberty does not last
longer than necessary in the circumstances of the specific case, but also to
serve the interests of justice4. In this respect, the Committee notes that, the
authors are in continuous detention since 1996 and their conviction, dated
30 July 1999, had been pending for review before the Supreme Court for 5
years before being transferred to the Court of Appeals on 18 January 2005.
To date, more than three years have elapsed since the transfer to the Court
of Appeals and still the authors’ case has not been heard.
3
4
of the accused person. However, State parties have an obligation to
organize their system of administration of justice in such a manner as to
ensure an effective and expeditious disposal of the cases. In the
Committee’s view, the State party has failed to take into consideration the
consequences, in terms of undue delay of the proceedings, that the change
in its criminal procedure caused in this case, where the review of a criminal
conviction was pending for many years before the Supreme Court and was
likely to be heard soon after the change in the procedural rules.
8.6 The Committee is of the view that, under the aforesaid circumstances,
there is no justification for the delay in the disposal of the appeal, more than
eight years having passed without the authors’ conviction and sentence
been reviewed by a higher tribunal. Accordingly, the Committee finds that
the authors’ rights under article 14, paragraph 3 (c) of the Covenant, have
been violated.
11. By becoming a party to the Protocol, the State party has recognized the
competence of the Committee to determine whether there has been a
violation of the Covenant and, pursuant to article 2 of the Covenant, the
State party has undertaken to ensure all individuals within its territory or
subject to its jurisdiction the rights recognized in the Covenant and to
provide an effective and enforceable remedy in case a violation has been
established. In this respect, the Committee wishes to receive from the State
party, within 180 days, information about the measures taken to give effect
to the Committee’s Views. The State party is also requested to publish the
Committee’s Views.
2.1 On 5 May 1999, the author, along with six co-defendants, was found
guilty of kidnapping and serious illegal detention of Jacqueline Chiong by
the Special Heinous Crimes Court in Cebu City and was sentenced to
reclusion perpetua. On 3 February 2004, the Supreme Court of the
Philippines found the author also guilty of kidnapping and serious illegal
detention with homicide and rape of Marijoy Chiong and sentenced him to
death. He was also sentenced to reclusion perpetua for the simple
kidnapping and serious illegal detention of Jacqueline Chiong.
2.2 According to the prosecution, the author, along with seven other men,
kidnapped Marijoy and Jacqueline Chiong in Cebu City on 16 July 1997. On
the same day, the two women were allegedly raped. Marijoy Chiong was
then pushed down into a ravine, while Jacqueline Chiong was beaten.
Jacqueline Chiong's body remains missing.
2.3 According to the author, he travelled from Cebu City to Quezon City on
8 June 1997 to pursue a Diploma at the Centre for culinary arts in Quezon
City. On 16 July 1997, he was taking examinations during the entire day and
then went to a restaurant in the evening. He stayed with friends until the
next morning. On 17 July 1997, he took another examination before taking a
plane back to Cebu City at 5pm.
2.4 On 15 September 1997, the police tried to arrest the author without a
warrant. On 17 September 1997, author's counsel made a request to the
prosecutor that the author be given a preliminary investigation and that he
be granted a period of twenty days to file the defence affidavit. The
prosecutor denied this request, arguing that the author was entitled only to
an inquest investigation. On 19 September 1997, author's counsel appealed
to the Court of Appeals to prevent the filing of criminal information against
the author. However, criminal charges had already been filed on 17
September 1997 with the Regional Trial Court of Cebu City. On 22
September 1997, counsel filed a petition with the Court of Appeals
requesting that the Regional Trial Court of Cebu City prevent the author's
arrest. Nevertheless, he was arrested on that day with a warrant issued by
that court. He remains incarcerated ever since. Another petition was filed in
the Court of Appeals against his arrest and dismissed on 25 September
1997. This decision was appealed to the Supreme Court. Despite this
pending appeal, the author was brought before a judge on 14 October 1997.
He did not enter a plea and the judge thus entered a plea of not guilty to
two counts of kidnapping with serious illegal detention. On 16 October
1997, the Supreme Court temporarily restrained this judge from proceeding
with the case to prevent the issues before the court from becoming moot.
On 27 October 1997, the Supreme Court set aside the inquest investigation
and held that the author was entitled to a proper preliminary investigation.
2.5 The trial began on 12 August 1998 in the Special Heinous Crimes Court
in Cebu City. The prosecution presented its first and main witness, the
defendant Davidson Valiente Rusia, who was promised immunity from
prosecution if he told the truth. The prosecution witness was induced by the
judge to testify against the author and his co-defendants. This cross-
examination took place on 13 and 17 August 1998. During the hearings, the
witness admitted for the first time that he had raped Marijoy Chiong.
However, on the second day, the cross-examination was cut short just after
the witness admitted that he lied about his previous convictions, which
should have disentitled him from immunity, and claimed to feel dizzy. The
witness was brought back to court on 20 August 1998, but his cross-
examination was cut short again in the light of allegations that he had been
bribed. On the same day, the trial judge thus decided that, in view of time
constraints and to avoid the possibility of the witness being killed,
kidnapped, threatened, or bribed, further cross-examination would be
terminated at 5pm that day. In response, author's counsel refused to
participate in the trial and asked the trial judge to recuse himself. On 24
August 1998, he was summarily found guilty of contempt of court, arrested
and imprisoned. The trial was suspended.
2.6 The author gave written consent to the withdrawal of his counsel and
requested three weeks to hire a new counsel. On 31 August 1998, the court
refused to adjourn the trial any further, and offered the defendants the
opportunity to rehire their counsel, who were in prison, as the trial was due
to restart on 3 September 1998. On 2 September 1998, the court ordered
the Public Attorney's Office to assign to the court a team of public attorneys
who would act temporarily as defence counsel until the defendants hired
new counsel. On 3 September 1998, the trial resumed and the court
appointed three attorneys of the Public Attorney's Office as defence counsel
for all the defendants who were without legal counsel, including the author.
The author reiterated that he wanted to choose his own counsel.
2.9 On 5 May 1999, the Special Heinous Crimes Court found the author
guilty of the kidnapping and serious illegal detention of Jacqueline Chiong
and sentenced him to reclusion perpetua. It decided that there was
insufficient evidence to find him guilty of the kidnapping and serious illegal
detention with homicide and rape of Marijoy Chiong. On 10 May 2000, the
author appealed to the Supreme Court. This appeal raised four issues: (i)
violations of rights of due process, including the right to choose counsel, the
right to effective counsel, the refusal to hear the author's testimony, the
refusal to allow the author to call defence witnesses, and the denial of an
impartial trial through the actions of the presiding judge; (ii) improper
handling of the main prosecution witness's evidence; (iii) insufficient
prosecution evidence to convict him; and (iv) inappropriate standard of
proof required for presenting alibi evidence.
2.10 While the Supreme Court has the power to conduct hearings under the
Rules of Court, it followed its usual practice of not hearing the testimony of
any witnesses during the review process, relying solely upon the lower
court's appreciation of the evidence. On 3 February 2004, it found the
author guilty not only of the kidnapping and serious illegal detention of
Jacqueline Chiong, but also of the complex crime of kidnapping and serious
illegal detention with homicide and rape of Marijoy Chiong. The author was
sentenced to death by lethal injection. A motion for reconsideration was
lodged with the Supreme Court on 2 March 2004; this was rejected on 21
July 2005.
The complaint
3.1 The author alleges a violation of article 6 of the Covenant because the
State party reintroduced the death penalty after abolishing it. [FN1] He
claims that the death penalty was abolished when the new Constitution
came into force on 2 February 1987 (article 3(19)(1)). On 13 December
1993, Congress adopted the Republic Act No.7659 which allowed the death
penalty to be imposed again for a number of crimes. The author recalls that,
while the majority in the Supreme Court has held that new laws authorising
capital punishment were not unconstitutional, a minority stated that "the
Constitution did not merely suspend the imposition of the death penalty, but
in fact completely abolished it from the statute books." [FN2] The minority
view was reiterated when deciding the author's case.
3.2 The author alleges a violation of article 6 on the ground that the
Supreme Court automatically sentenced him to capital punishment under
article 267 of the Revised Penal Code. Therefore, it did not take into
account any possible mitigating circumstances which may have benefited
him, such as his relative youth. He argues that mandatory death penalty
violates his right not to be arbitrarily deprived of his life.
3.3 The author alleges a violation of article 14, paragraph 2, and that the
evaluation of facts and evidence by the Special Heinous Crimes Court and
the Supreme Court were manifestly arbitrary and amounted to a denial of
justice, in violation of his right to be presumed innocent until proved guilty.
[FN4] Firstly, he claims that there was insufficient evidence of homicide or
rape. He recalls that the trial court found that there was insufficient
evidence of homicide or rape of either Marijoy or Jacqueline Chiong, and
that the main prosecution witness did not even implicate the author in the
homicide of Marijoy Chiong. Serious doubts were expressed by a forensic
pathologist as to the evidence provided in court. However, the Supreme
Court found the author guilty of homicide and rape of Marijoy Chiong by
relying solely on the evidence before the trial court. Secondly, the
prosecution was based on the testimony of one witness who had been
charged with the same crimes. This witness gave evidence against the
author in return for his own release and acquittal. [FN5] He recalls that the
trial judge accepted that the witness had lied, but considered that his
testimony was not entirely false. The Supreme Court did not consider the
witness's motives for testifying against his co-accused, nor did it assess the
weight attributed to his testimony. Finally, the author argues that both the
trial court and the Supreme Court incorrectly shifted the burden of proof on
to him to prove that it was "physically impossible" for him to have been at
the scene of the crime. The sole evidence against the author was given by
prosecution witnesses identifying him, whereas he had to provide "clear and
convincing evidence" that he was not at the scene of the crime. He thus
argues that he was not presumed innocent because of the reversal of the
burden of proof.
3.4 The author alleges a violation of article 14, paragraph 1, [FN6] and
article 14, paragraph 2, [FN7] because both the trial court and the Supreme
Court were subject to outside pressure from powerful social groups,
especially the Chinese-Filipino community, of which the victims are
members and which argued for the execution of the defendants. The aunt of
the victims was the secretary of President Estrada who called for the
execution of the author after the judgement of the trial court. The
defendants were subject to many negative media reports before judgement
which led the judges to have preconceptions about the case. Finally, the
author finds evidence of these preconceptions in the judgements.
3.5 The author alleges violations of article 14 because the convictions and
sentences imposed by the Special Heinous Crimes Court were premised on
serious procedural irregularities which either individually or cumulatively
constitute violations of this provision. [FN8] Firstly, he was prevented from
testifying at his own trial in violation of article 14, paragraphs 1, [FN9] 3(d)
[FN10] and 3(e). [FN11] He argues that he had the right to present his case
in the best manner possible, which means in practice the right of the
accused to counter the prosecution's allegations and to provide evidence of
his own innocence. In its judgement, the Supreme Court merely noted the
trial court's refusal to allow the author to testify.
3.6 Secondly, the author argues that there was no equality to call and
examine witnesses in violation of article 14, paragraph 3(e). [FN12] The
trial judge refused to hear several defence witnesses and effectively
withheld evidence indicating that another person or persons may have
committed the crimes of which the author was accused. [FN13] Indeed, the
author recalls that, on 25 January 1999, the trial court refused to issue a
subpoena to hear the testimony of the director of the National Bureau of
Investigation for Cebu, because the prosecution had questioned the
relevance of such testimony. In fact, the director's testimony would have
established that there were initially twenty-five suspects for the kidnapping
and that the author was not one of them. The evidence was presented to the
Supreme Court, but the Court determined that it was immaterial in its
judgement of 3 February 2004.
3.7 Thirdly, the author argues that his right to cross-examine prosecution
witnesses was unfairly restricted in violation of article 14, paragraph 3(e).
He recalls that the trial judge was obstructive when author's counsel sought
to cross-examine the main prosecution witness (see para.2.5 above). While
his new counsel refused to cross-examine the prosecution witnesses, the
author argues that this decision not to cross-examine was not a tactical
consideration, but a decision not to accede to an unfair process, and that he
should not be penalised for his insistence on the right to cross-examine
prosecution witnesses in a fair way. He adds that his new counsel was
unable to cross-examine the witnesses because he had not heard the
examination-in-chief of the same witnesses. If he had cross-examined the
witnesses, he would have been in an unequal position vis-à-vis the
prosecution, which would have heard both the examination-in-chief and the
cross-examination of the witnesses. The Supreme Court failed to correct
these errors.
3.8 Fourthly, the author argues that bearing in mind the irreversible nature
of the death penalty and the ineffectiveness of court-appointed lawyers in
these cases, [FN14] his counsel did not have sufficient time to prepare the
defence, in violation of article 14, paragraph 3(b), [FN15] and that he could
not choose an effective counsel, in violation of article 14, paragraph 3(d).
[FN16] The decision to send his counsel to jail for contempt of court
constitutes a violation of the Covenant. [FN17] He adds that the refusal to
grant a reasonable adjournment to find a new counsel was also unlawful,
[FN18] and recalls that on 2 September 1998, the trial judge ordered a
lawyer from the Public Attorney's Office to represent the author despite his
insistence on an adjournment to seek his own counsel and the fact that he
had the means to do so. [FN19] As a result, between 3 and 23 September
1998, the author was represented by a lawyer from the Public Attorney's
Office who had had less than a day to prepare his defence and was denied
any further time to prepare in violation of the Covenant. [FN20] During that
period, twenty-five prosecution witnesses gave evidence and the author's
appointed counsel did not object to any of the evidence. Lawyers from the
Public Attorney's Office even complained that they had a conflict of interest
since they had at one stage represented the main prosecution witness, who
was one of the defendants, and were now representing the other
defendants. The author argues that his new counsel should have been given
sufficient time to acquaint himself with the case file. While these issues
were raised on appeal, the Supreme Court failed to correct the
irregularities which took place during the trial.
3.9 Fifthly, the author argues that he was not tried by an independent and
impartial tribunal in violation of article 14, paragraph 1. He recalls that the
trial judge led the main prosecution witness to testify against the author
and that his counsel objected to this on several occasions. The trial judge
obstructed the cross-examination of this witness on 13 August 1998, and
made disrespectful remarks about the defence witnesses. In addition, the
trial judge was the same judge who had evaluated the preliminary charges
against the author on 14 October 1997; he should thus not have been
involved in the trial. [FN21] Again, the issue was raised before the Supreme
Court which failed to respond adequately.
3.10 The author alleges violations of article 6(2) and article 14 because the
Supreme Court failed to correct any of the irregularities of the proceedings
before the lower court. [FN22] Firstly, the Supreme Court judges harboured
preconceptions about the trial, in violation of article 14(1). [FN23] He notes
that two judges of the Court of Appeals who had evaluated the preliminary
charges against the author in 1997 sat on the Supreme Court when
deciding the author's case on 3 February 2004 and dismissing his motion for
reconsideration on 21 July 2005. He argues that they did so in violation of
Rule 137 of the Philippine Rules of Court. Another judge, whose wife was
the great-aunt of the victims, also sat on the Supreme Court deciding the
author's case on 3 February 2004 and dismissing the motion for
reconsideration on 21 July 2005. Secondly, the Supreme Court violated the
principle of ex officio reformatio in peius enshrined in article 14(1) [FN24]
and his right to appeal as defined in article 14(5). He recalls that the
Supreme Court found him guilty of the homicide and rape of Marijoy Chiong
and sentenced him to death. [FN25] Thirdly, the author argues that the
Supreme Court violated his right to a public hearing as protected by article
14, [FN26] and in particular 14(1), [FN27] 6(2) and 14(2), and 14(5), [FN28]
and his right to be present during the hearing as protected by article 14,
paragraph 3(d). [FN29] He recalls that the Supreme Court did not hear oral
testimony and that he was prevented from attending his appeal. There was
no justification for refusing him an oral hearing, [FN30] especially since
judgement on appeal was given four years and nine months later and
expedition was therefore not a factor. Finally, the author argues that the
Supreme Court violated his right to appeal to a higher tribunal according to
law as required by article 14(5). He notes that he was convicted of homicide
and rape and sentenced to death for the first time at last instance, [FN31]
and could not appeal to a higher tribunal. [FN32] He also notes that his
motion for reconsideration was considered on 21 July 2005 by twelve of the
same judges who had sentenced him to death. He therefore argues that
resolution on the motion cannot be said to have been impartial.
3.11 The author alleges violations of articles 9(3), 14(3)(c) and 14(5),
because there were undue delays in the proceedings. The proceedings as a
whole were conducted with undue delay, [FN33] as were the individual
stages. The author recalls that information charging him with kidnap and
serious illegal detention was filed on 17 September 1997, that his trial
began eleven months later on 12 August 1998, and that judgement was
delivered one year and eight months after charge, namely on 5 May 1999.
[FN34] He filed his appeal on 10 May 2000 and the Supreme Court decided
about three years and nine months later, on 3 February 2004. [FN35]
Accordingly, the delay between charge and the Supreme Court decision was
six years and five months. The author filed a motion for reconsideration on 2
March 2004, which was decided on 21 July 2005, after a delay of one year
and four months. Therefore, the delay between charge and final decision
was seven years and ten months. [FN36] For the author, such delay is
inexcusable since there was little investigation required, and the evidence
consisted merely of direct eyewitness testimony and forensic evidence.
3.12 The author alleges a violation of article 6(1) because the imposition of
the death penalty on him at the end of a process in which his fair trial
guarantees were violated constitutes an arbitrary deprivation of life. [FN37]
3.14 The author alleges a violation of article 9 because in the light of the
violations detailed above, he has not been deprived of his liberty on such
grounds and in accordance with such procedures as are established by law.
He argues that his guilt was not proven beyond reasonable doubt, and that
he therefore should not have been imprisoned.
4.3 The State party recalls that the death penalty was imposed by virtue of
article 267 of the Revised Penal Code, but that even then, the imposition of
such a sentence took into consideration the circumstances of both the
offender and the offence. For capital crimes, the sole mitigating
circumstances which can be raised are minority, incomplete justifying
circumstances and incomplete exempting circumstances. The State party
recalls that one of the author's co-defendants was not sentenced to death on
the ground that he was a minor at the time of the commission of the
offences. It also recalls that adequate safeguards have been put in place
before the imposition of the death penalty, and that these have worked well
since 1993. The State party thus argues that "mandatory" is in no way
synonymous with "arbitrary", and that there is no violation of article 6(1). It
refers to the Committee's jurisprudence and argues that a death sentence
becomes mandatory (understood, in this sense, as arbitrary) when it is
imposed without due regard to the circumstances of both the offence and
the offender, i.e. by virtue of an undifferentiated murder statute or in
disregard of the offender's participation in the commission of the offence.
[FN45] It invokes General Comment no.14/23 of 2 November 1984 on
article 6 of the Covenant, in which the Committee elaborates on the notion
of arbitrary deprivation of life. It also refers to two individual opinions
appended to the Committee's Views in Carpo. [FN46]
4.4 With regard to the allegation that the evaluation of facts was manifestly
arbitrary and constituted a denial of justice, the State party argues that the
Supreme Court judgement demonstrates that there was clear evidence of
homicide and rape. It recalls that a criminal appeal opens up the entire case
for review and that to have oral arguments before the Supreme Court is not
a matter of right. The Supreme Court carefully assessed the evidence before
it and decided to disagree with the trial court's imposition of a life sentence
on the author and his co-defendants.
4.5 With regard to the allegation that the prosecution was based on
evidence from an accomplice charged with the same crime, the State party
recalls that the trial court chose to give credence to his testimony. His
testimony was corroborated by disinterested witnesses and compatible with
the physical evidence. Both the trial court and the Supreme Court were
satisfied with his testimony.
4.6 On the alleged incorrect standard and burden of proof, the State party
argues that while it is the duty of the prosecution to prove the allegations in
the indictment regarding the elements of the crime, it is the duty of the
defence to prove the existence of an alibi, or of justifying or exempting
circumstances. As to the motives of the main prosecution witness, the State
party recalls that the Supreme Court could not discern any motive on the
part of the witnesses why they should testify falsely against the defendants.
It concludes that the author was not deprived of his right to be presumed
innocent, and that the prosecution was able to satisfy the burden of proving
each element of the crimes charged beyond reasonable doubt.
4.7 With regard to the alleged outside pressure on specific judges, the State
party notes that the decision of the Supreme Court was rendered by the
court as a whole, rather than by specific Justices. In any case, President
Estrada was ousted from power in January 2001 and the author was
sentenced to death three years later. It is therefore inconceivable that the
Supreme Court could have been pressured by an ousted president to
convict the author. As to the allegation that both the trial court and the
Supreme Court had preconceptions about the case, it argues that this is
grounded on speculation and conjectures, and that the judiciary has
maintained its independence in the present case.
4.8 With regard to the allegation that fair hearing violations invalidate the
decision of the Special Heinous Crimes Court, the State party argues that
the author was not prevented from testifying, since the prosecution and the
defence agreed to dispense with his testimony, as mentioned in the author's
own submission to the Committee. The author cannot thus attribute his
failure to testify to the trial court. The State party recalls that domestic
courts, subject to the agreement of the prosecution and the defence, may
admit in evidence the testimony of a witness even if that person was not
placed in the witness stand, and that this is especially true if the testimony
to be presented would be merely corroborative, as was in the present case.
4.9 With regard to the allegation that there was no equality of arms to call
and examine witnesses, the State party recalls that it is the responsibility of
the trial judge to ensure that there is an orderly and expeditious
presentation of witnesses and that time was not wasted. Therefore, the trial
court may dispense with the testimony of witnesses who would offer the
same testimonies given by witnesses who already testified. The State party
argues that the circumstances surrounding the trial court's decision to
dispense with the testimonies of some of the defence witnesses have been
sufficiently justified: such witnesses would only have confirmed what the
trial court had already heard.
4.11 With regard to the allegation that counsel did not have sufficient time
to prepare the defence and that the author's right to choose effective
counsel was violated, the State party recalls that the author's counsel was
found guilty of direct contempt of court and hence imprisoned. It explains
that direct contempt of court is committed in the presence of or near a
court or judge and can be punished summarily without hearing. It
distinguishes the Committee's Views in Fernando from the present situation
because, in that case, the summary conviction for contempt of court had
been made without the court citing any reason for it. [FN47] In response to
the allegation that the appointed counsel was inadequately prepared, the
State party recalls that the Supreme Court argued that the trial court can
appoint a counsel whom it considers competent to enable the trial to
proceed. The State party explains that there was no conflict of interest since
Rusia's lawyer, who was also from the Public Attorney's Office, never
participated in the prosecution of the author and that his participation was
merely to obtain immunity from prosecution for his client. It refers again to
the judgement of the Supreme Court, where the Court argued that the
decision to grant an adjournment is made at the discretion of the court, and
that a refusal is not ordinarily an infringement of the defendant's right to
counsel.
4.12 With regard to the allegation that the author's right to an impartial
tribunal was violated, the State party argues that the trial judge has the
power to ask questions to witnesses, either directly or on cross-examination.
There is no basis for the claim of partiality and bias on the part of the trial
judge because he was the same judge who had informed the author of the
charges against him and asked him to enter his plea. In addition, it was the
prosecutors of the Department of Justice, and not the trial judge, who
conducted the preliminary investigation of the case.
4.13 With regard to the alleged violations of the Covenant by the Supreme
Court, the State party explains that former Chief Justice Davide took no part
in the case, as indicated in the notation in the decision next to his name. As
for the two other judges referred to by the author, it explains that neither of
them presided over the trial court which convicted the author. As to the
principle of ex officio reformatio in peius, the State party argues that it
provides that an appellate court cannot aggravate an earlier verdict without
inviting the parties to present their observations. The proceedings before
the Supreme Court are adversarial in nature, although the number of
pleadings to be filed is at the discretion of the Court. An appeal in a criminal
case opens up the entire case for review, and that it becomes the duty of the
appellate court to correct any error in the judgement appealed. The author
was given ample opportunity to present his arguments and observations
before the Supreme Court. As to the right to a public hearing, the State
party argues that the right to a public hearing at the appeal stage is not
absolute, and that this right applies only to proceedings at first instance. In
the present case, the Supreme Court did not consider it necessary to hear
the parties orally. [FN48]
4.14 With regard to the alleged violation of the right to appeal to a higher
tribunal according to law, the State party recalls that the author appealed
his conviction pronounced by the trial court to the Supreme Court, and
argues that his claim has no merit.
4.15 With regard to the allegation of undue delay, the State party argues
that the initial delay was due to the fact that the author sought to annul the
charges filed against him. During the course of the trial, the author alone
presented fourteen witnesses and the defence employed "strategic
machinations" to delay the proceedings. It explains that each defendant
filed a separate appeal and that the Supreme Court had to first dispose of
all collateral issues which had been raised by the author and his co-
defendants before it could finally rule on their appeal. It submits that, given
the complexity of the case and the fact that the author availed himself of all
the remedies available, the courts have acted with all due dispatch. As to
the issue of bail, the State party explains that no bail shall be granted where
an accused is charged with an offence punishable by death or life
imprisonment, and the evidence of guilt is strong.
AUTHOR'S COMMENTS
5.2 The author reiterates that the death penalty was abolished and
subsequently reintroduced in the Philippines. He also argues that he was
not found guilty of a "most serious crime", since the Supreme Court did not
find that the author either committed, was complicit in or even anticipated
that Marijoy Chiong would be pushed into a ravine. He submits that on the
basis of the facts accepted by the Supreme Court, he could have been
convicted only of kidnapping, false imprisonment and rape, which do not
constitute "most serious crimes" for the purposes of article 6, paragraph 2.
5.3 The author reiterates that the mandatory imposition of the death
sentence constitutes a violation of article 6 of the Covenant. He also argues
that it violates the prohibition of cruel and unusual punishment in article 7.
5.4 On the State party's argument that the author had the same objective as
his co-defendants to kidnap and detain the Chiong sisters and is thus guilty
of conspiracy, he argues that there was no direct evidence of conspiracy and
that neither the trial court, nor the Supreme Court found that he had any
knowledge of the elements of the offence. He reiterates that there were
serious procedural irregularities in his trial. In response to the claim that he
dispensed with his testimony, he emphasises that he never agreed to do so
and that the trial judge refused to hear it. With regard to the refusal to hear
more defence witnesses, he recalls that more than twenty-two prosecution
witnesses were allowed by the court to testify and corroborate the evidence
given by the main prosecution witness, whereas the author's right to call
those witnesses who would have corroborated his version of events was
unfairly restricted.
5.5 With regard to the State party's suggestion that the Supreme Court was
entitled to increase the penalty imposed by the trial court and even reverse
its decision, the author argues that this is mistaken because an appeal to
the Supreme Court is primarily for the protection of the accused. Under
domestic law, the prosecution is not entitled to appeal an acquittal or
sentence imposed by a trial court. Therefore, he insists that the principle of
ex officio reformatio in peius, which is applied in many countries, was
violated.
5.6 With regard to the State party's claim that delays were due to the
author, he argues that delays were caused by the lack of judicial discipline,
including long and unnecessary annual leave by the presiding judge. As for
the claim that delay in the appeal proceedings was partly due to the fact
that each defendant filed a separate appeal, he recalls that all appeals were
consolidated.
CONSIDERATION OF ADMISSIBILITY
6.3 The Committee notes that the State party has not raised any objections
to the admissibility of the communication. On the basis of the material
before it, it concludes that there are no obstacles to the admissibility of the
communication, and declares it admissible.
7.2 The Committee notes from the judgments of both the trial Court and the
Supreme Court, that the author was convicted of kidnapping and serious
illegal detention with homicide and rape under article 267 of the Revised
Penal Code which provides that "when the victim is killed or dies as a
consequence of the detention or is raped […], the maximum penalty shall be
imposed". Thus, the death penalty was imposed automatically by the
operation of article 267 of the Revised Penal Code. The Committee recalls
its jurisprudence that the automatic and mandatory imposition of the death
penalty constitutes an arbitrary deprivation of life, in violation of article 6,
paragraph 1, of the Covenant, in circumstances where the death penalty is
imposed without any possibility of taking into account the defendant's
personal circumstances or the circumstances of the particular offence.
[FN50] It follows that his rights under article 6, paragraph 1, of the
Covenant were violated. At the same time, the Committee notes that the
State party has adopted Republic Act No. 9346 prohibiting the imposition of
death penalty in the Philippines.
7.3 The Committee has noted the arguments of the author that the
reintroduction of the death penalty for "heinous crimes", as set out in
Republic Act No. 7659, constitutes a violation of article 6 of the Covenant.
In the light of the State party's recent repeal of the death penalty, the
Committee considers that this claim is no longer a live issue and that it need
not consider it in the circumstances of the case.
7.5 The Committee notes that the information before it reveals that the
author's appointed counsel requested the court to allow him an
adjournment, because he was unprepared to defend his client, since he had
been appointed on 2 September 1998 and the trial resumed on 3 September
1998. Similarly, the author's chosen counsel also requested the court to
allow him an adjournment, because he was unprepared to defend his client,
since he made his first appearance in court in this case on 24 September
1998 and the trial resumed on 30 September 1998. The judge refused to
grant the requests allegedly because the trial had to be terminated within
sixty days. The Committee considers that in a capital case, when counsel for
the defendant requests an adjournment because he was not given enough
time to acquaint himself with the case, the court must ensure that the
defendant is given an opportunity to prepare his defence. In the instant
case, both the author's appointed and chosen counsel should have been
granted an adjournment. In the circumstances, the Committee finds a
violation of article 14, paragraph 3 (b) and (d), of the Covenant. FN52
7.6 As to the author's representation before the trial court, the Committee
reiterates that it is axiomatic that legal representation must be made
available in capital cases. In the instant case, it is uncontested that counsel
was assigned to the author when his previous counsel was found guilty of
contempt of court and jailed. From the material before the Committee, it is
clear that the author did not wish his court-appointed counsel to represent
him and requested an adjournment to hire a new counsel, which he had the
means to do. In the circumstances, and bearing in mind that this is a case
involving the death penalty, the trial court should have accepted the
author's request for a different counsel, even if this entailed an adjournment
of the proceedings. To the extent that the author was denied effective
representation by counsel of his own choosing and that this issue was raised
before the Supreme Court which failed to correct it, the requirements of
article 14, paragraph 3(d), have not been met. [FN53]
7.7 Concerning the author's claim that there was no equality of arms
because his right to cross-examine prosecution witnesses was restricted,
the Committee notes that the cross-examination of the main prosecution
witness was repeatedly cut short by the trial judge and prematurely
terminated to avoid the possibility of harm to the witness (see para.2.5
above). The Committee also notes that the trial judge refused to hear the
remaining defence witnesses. The court refused on the ground that the
evidence was "irrelevant and immaterial" and because of time constraints.
The Committee reaffirms that it is for the national courts to evaluate facts
and evidence in a particular case. However, bearing in mind the seriousness
of the charges involved in the present case, the Committee considers that
the trial court's denial to hear the remaining defence witnesses without any
further justification other than that the evidence was "irrelevant and
immaterial" and the time constraints, while, at the same time, the number
of witnesses for the prosecution was not similarly restricted, does not meet
the requirements of article 14. In the above circumstances, the Committee
concludes that there was a violation of article 14, paragraph 3(e), of the
Covenant.
7.8 As to the author's claim that his rights were violated under article 14, in
particular paragraphs 1 and 5, because the Supreme Court did not hear the
testimony of the witnesses but relied on the first instance interpretation of
the evidence provided, the Committee recalls its jurisprudence that a
"factual retrial" or "hearing de novo" are not necessary for the purposes of
article 14, paragraph 5. [FN54] However, in the present case, the
Committee notes that whereas the author's appeal to the Supreme Court
concerned the decision at first instance to find him guilty of kidnapping and
serious illegal detention of Jacqueline Chiong, the Supreme Court found him
guilty also of kidnapping and serious illegal detention with homicide and
rape of Marijoy Chiong, a crime for which he had been acquitted at first
instance and for which the prosecutor did not request any change of the
sentence. The Supreme Court, which did not find it necessary to hear the
parties orally, sentenced the author to death. The Committee considers that,
as the Supreme Court in the present case, according to national law, had to
examine the case as to the facts and the law, and in particular had to make
a full assessment of the question of the author's guilt or innocence, it should
have used its power to conduct hearings, as provided under national law, to
ensure that the proceedings complied with the requirements of a fair trial
as laid down in article 14, paragraph 1. [FN55] The Committee further
notes that the Supreme Court found the author guilty of rape and homicide
after he had been acquitted of the same crime at first instance. As a result,
the author had no possibility to have the death sentence reviewed by a
higher tribunal according to law, as required by article 14, paragraph 5.
[FN56] The Committee concludes that the facts before it disclose a violation
of article 14, paragraphs 1 and 5, of the Covenant.
7.9 As to the author's claim that his rights were violated under article 14,
paragraphs 1, because the trial court and the Supreme Court were not
independent and impartial tribunals, the Committee notes that the trial
judge and two Supreme Court judges were involved in the evaluation of the
preliminary charges against the author in 1997. In the present case, the
involvement of these judges in the preliminary proceedings was such as to
allow them to form an opinion on the case prior to the trial and appeal
proceedings. This knowledge is necessarily related to the charges against
the author and the evaluation of those charges. Therefore, the involvement
of these judges in these trial and appeal proceedings is incompatible with
the requirement of impartiality in article 14, paragraph 1.
7.10 The Committee has noted the State party's explanations concerning
the delay in the trial proceedings against the author. Nevertheless, it finds
that the delay was caused by the authorities and that no substantial delay
can be attributable to the author. In any case, the fact that the author
appealed cannot be held against him. Article 14, paragraph 3(c), requires
that all accused shall be entitled to be tried without undue delay, and the
requirement applies equally to the right of review of conviction and
sentence guaranteed by article 14, paragraph 5. The Committee considers
that a delay of seven years and ten months from the author's arrest in
September 1997 to the final decision of the Supreme Court dismissing his
motion for reconsideration in July 2005 is incompatible with the
requirements of article 14, paragraph 3(c). [FN57]
7.12 In the light of the finding in 7.11 above, the Committee need not
consider whether, since the author's death sentence was affirmed upon
conclusion of proceedings which did not meet the requirements of article
14, his rights under article 6 were also violated because of the imposition of
the death penalty on him (see para.3.12 above). Nor does it consider it
necessary to address the author's claim under article 9 (see para.3.14
above).
10. Bearing in mind that, by becoming a party to the Optional Protocol, the
State party has recognized the competence of the Committee to determine
whether there has been a violation of the Covenant or not and that,
pursuant to article 2 of the Covenant, that State party has undertaken to
ensure all individuals within its territory or subject to its jurisdiction the
rights recognized in the Covenant and to provide an effective and
enforceable remedy in case a violation has been established, the Committee
wishes to receive from the State party, within 90 days, information about
the measures taken to give effect to the Committee's Views. The State party
is also requested to publish the Committee's Views.