T S S: A O H E G: HE Hort Tory N Verview of The Istory AND Volution of The Enre
T S S: A O H E G: HE Hort Tory N Verview of The Istory AND Volution of The Enre
VIORICA PATEA
This study is part of two research projects funded by grants from the Regional
Ministry of Culture of the Autonomous Government of Castile and Leon (ref. number
SA012A10-1) and the Spanish Ministry of Science and Innovation (ref. number
FFI2010-15063).
1
Flannery O’Connor, “Writing Short Stories”, in Mystery and Manners, eds Sally and
Robert Fitzgerald, New York: Farrar, Straus and Giroux, 1969, 96.
2
Elizabeth Bowen, “The Faber Book of Modern Short Stories” (1937), in The New
Short Story Theories, ed. Charles E. May, Athens: Ohio University Press, 1994, 152.
See also Julio Cortázar, “Some Aspects of the Short Story”, in ibid., 246-47.
2 Viorica Patea
3
Mary Rohrberger, “The Short Story: A Proposed Definition”, in Short Story
Theories, ed. Charles May, Athens OH: Ohio University Press, 1976, 80.
4
Charles May believes the short story is “the structural core of all fiction in its
derivation from folktale and myth” (“The Metaphoric Motivation in Short Fiction: ‘In
the Beginning Was the Story’”, in Short Story Theory at a Crossroads, eds Susan
Lohafer and Jo Ellyn Clarey, Baton Rouge: Louisiana State University Press, 1989,
64). He persuasively observes that the main challenge the short form poses to its
practitioners is how to integrate the tension of the mythic with the realistic modality, a
reconciliation that is finally projected in the aesthetic (“Why Short Stories Are
Essential and Why They Are Seldom Read”, in The Art of Brevity: Excursions in
Short Fiction Theory and Analysis, eds Per Winther et al., Columbia: University of
South Carolina Press, 2004, 22). On this issue, see also Charles May, The Short Story:
The Reality of Artifice (1995) rpt. New York: Routledge, 2002, 1-42; May, “The
Nature of Knowledge in Short Fiction”, in May, The New Short Story Theories, 138-
43; Warren Walker, “From Raconteur to Writer: Oral Roots and Printed Leaves of
Short Fiction”, in The Teller and the Tale: Aspects of the Short Story, ed. Wendell M.
Aycock, Lubbock: Texas Tech Press, 1982, 13-26.
5
May, The Short Story: The Reality of Artifice, 72.
6
Ibid., 108.
The Short Story: An Overview 3
7
See Poe’s review of Zinzendorff, and Other Stories by L.H. Sigourney, Southern
Literary Messenger, January 1836; his review of Night and Morning: A Novel by
Edward Bulwer-Lytton, Graham’s Magazine, April 1841; his review of Twice Told-
Tales by Nathaniel Hawthorne, Graham’s Magazine, May 1842, are all to be found in
Edgar Allan Poe, Essays and Reviews, ed. G.R. Thompson, New York: Library of
America, 1984, 874-91, 146-60, 568-69. Poe’s articles and passages of his aesthetic
pronouncements on the short story excerpted from his lesser-known reviews are
conveniently collected in May, The New Short Story Theories, 59-72.
8
Poe, review of Hawthorne’s Twice-Told Tales, 571.
4 Viorica Patea
9
Frank O’Connor, The Lonely Voice, Cleveland, OH: World, 1963; Mary Rohrberger,
Hawthorne and the Modern Short Story: A Study in Genre, The Hague: Mouton,
1966; Brander Matthews, The Philosophy of the Short-Story, New York: Longmans,
Green, 1901.
10
Susan Lohafer, Coming to Terms with the Short Story, Baton Rouge: Louisiana
State University Press, 1983; The Tales We Tell: Perspectives on the Short Story, eds
Barbara Lounsberry, Susan Lohafer et al., Westport, CT: Greenwood Press, 1998.
11
John Gerlach, Toward the End: Closure and Structure in the American Short Story,
Tuscaloosa: University of Alabama Press, 1985.
The Short Story: An Overview 5
12
Forrest Ingram, Representative Short Story Cycles of the Twentieth Century:
Studies in a Literary Genre, The Hague: Mouton, 1971; Robert Luscher, “The Short
Story Sequence: An Open Book”, in Short Story Theory at a Crossroads, 148-67;
Rolf Lundén, The United Stories of America: Studies in the Short Story Composite,
Amsterdam: Rodopi, 1999.
13
Lundén, The United Stories of America, 12.
14
See Adrian Hunter, The Cambridge Introduction to the Short Story in English,
Cambridge: Cambridge University Press, 2007.
6 Viorica Patea
15
Clare Hanson, Short Stories and Short Fictions, 1880-1980, London: Macmillan,
1985; Re-reading the Short Story, ed. Clare Hanson, New York: St Martin’s, 1989;
Dominic Head, The Modernist Short Story, Cambridge: Cambridge University Press,
1992.
16
The Postmodern Short Story, eds Farhat Iftekharrudin et al., Westport, CT: Praeger,
2003. Among recent interdisciplinary contributions to the field, see Contemporary
Debates on the Short Story, eds José R. Ibáñez, José Francisco Fernández and Carmen
M. Bretones, Bern: Peter Lang 2007.
17
W.H. New’s Dreams of Speech and Violence: The Art of the Short Story in Canada
and New Zealand, Toronto: Toronto University Press, 1987; Gerald Lynch’s The One
and the Many: English-Canadian Short Story Cycles (1987), rpt. Toronto: Toronto
University Press, 2001; Telling Stories: Postcolonial Short Fiction in English, ed.
Jacqueline Bardolph, Amsterdam: Rodopi, 2001.
18
For the most recent studies, see Paul Russell, The Short Story: An Introduction,
Edinburgh: Edinburgh University Press, 2009.
19
Susan Lohafer, Introduction to The Tales We Tell, xi.
The Short Story: An Overview 7
20
Hanson, Short Stories and Short Fictions, 9.
21
W.S. Penn, “The Tale as Genre in Short Fiction”, in May, The New Short Story
Theories, 44.
22
See Douglas Hesse, “A Boundary Zone: First-Person Short Stories and Narrative
Essays”, in Lohafer and Clarey, Short Story Theory at a Crossroads, 85-105; Allan H.
Pasco, “On Defining Short Stories”, in May, The New Short Story Theories, 114-30;
Bowen, “The Faber Book of Modern Short Stories”, 256. For H.E. Bates the short
story and film resort to the same technique that consists of gestures, shift shots,
moments of suggestion: “The Modern Short Story: A Retrospect”, in May, The New
Short Story Theories, 76. Cortázar, “Some Aspects of the Short Story”, 246. Clare
Hanson, Introduction to Re-reading the Short Story, 6.
23
Hanson, Introduction to Re-reading the Short Story, 3.
24
Frank O’Connor, “The Lonely Voice”, in May, The New Short Story Theories, 87
and 86, respectively.
25
Marie Louise Pratt, “The Short Story: The Short and the Long of It”, in May, The
New Short Story Theories, 104. See also O’Connor, “The Lonely Voice”, 83-93.
26
Hanson, Re-reading the Short Story, 1-8.
8 Viorica Patea
27
See Pasco, “On Defining Short Stories”, 119; Pratt, “The Short Story”, 104.
28
Gerald Gillespie, “Novella, Nouvelle, Novela, Short Novel: A Review of Terms”,
Neophilologus, LI/1 (January 1967), 117-27; Charles May, “Prolegomenon to a
Generic Study of the Short Story”, Studies in Short Fiction, XXXIII/4 (Fall 1996),
461-73. For definitions based on generic expectations, see André Jolles, Formes
Simples (1930), rpt. Paris: Seuil, 1972.
29
See Joyce Carol Oates, “The Beginnings: Origins and Art of the Short Story”, in
The Tales We Tell, 46-52; A.L. Bader, “The Structure of the Modern Short Story”,
and Norman Friedman, “What Makes the Short Story Short?”, in May, The New Short
Story Theories, 107-15 and 131-46.
30
Georg Lukács, The Theory of the Novel, Cambridge, MA: MIT Press, 1971, 51-52;
Alberto Moravia, “The Short Story and the Novel”, in May, The New Short Story
Theories, 147-51.
31
O’Connor, “The Lonely Voice”, 87.
32
May, The Reality of Artifice, 72.
33
Leslie Marmon Silko, “Earth, Air, Water, Mind”, in The Tales We Tell, 92.
34
Lauro Zavala, “De la Teoría Literaria a la Minificción Posmoderna”, Ciências
Sociais Unisinos, XLIII/1 (January-April 2007), 86-96.
35
Ian Reid, “Generic Variations on a Colonial Topos”, in The Tales We Tell, 83-90.
The Short Story: An Overview 9
the fusion of the trivial and the significant, and the eschewal of
explications.36
In the 1980s, some critics doubted that a definition of the short
story was possible. But while Mary Louise Pratt considered this an
hopeless enterprise,37 Charles May hoped to provide a possible
definition of the discipline through Wittgensteinian family
resemblance theories, which assume existing clusters of qualities,
family traits and dominant characteristics.38 According to the Russian
Formalist Boris Éjxenbaum, the short story is a primary elemental
form which maintains its strong ties to myth and whose characteristics
are compression and concentration: “The story is a riddle.” In his
view, the novel and short story are “not only different in kind but also
inherently at odds”. While the short story “is a fundamental,
elementary form”, the novel remains “synchretic”. The discrepancy
between the two is marked by the essential disparity between short
and long forms: “the story is a problem in posing a single equation
with one unknown; the novel a problem involving various rules and
soluble with a whole system of equations with various unknowns in
which the intermediary steps are more important than the final
answer.”39
Generic considerations of the short story focus on its split
allegiances to the narrative and the lyric.40 The short story shares with
the novel the medium of prose, yet it also makes use of poetry’s
metaphorical language, its strategies of indirection and suggestion. So
although the novel and the short story resort to the same prose
medium, their artistic methods are different.41 The short form
possesses both the peculiarities of storyness and narrativity and the
intensity, tension, compression and suggestion of the lyric mode. The
short story blends the brevity and intensity of the lyric with narrative
36
May, “Why Short Stories Are Essential”, 14-25.
37
Pratt, “The Short Story”, 91-113; May, “The Nature of Knowledge in Short
Fiction”, 138-43.
38
May, “Prolegomenon to a Generic Study of the Short Story”, 461-73.
39
Boris M. Éjxenbaum, “O. Henry and the Theory of the Short Story”, in May, The
New Short Story Theories, 81-82.
40
See Gerlach, Toward the End, 7; Oates, “The Beginnings”, 46-52; Helmut
Bonheim, “The 200 Genres of the Short Story”, Miscelánea: A Journal of English
and American Studies, XXIV (2001), 39-52.
41
Valerie Shaw, The Short Story: A Critical Introduction (1983), rpt. London:
Longman, 1995, 3.
10 Viorica Patea
42
Lukács, The Theory of the Novel, 51-52.
43
O’Connor, “The Lonely Voice”, 88.
44
See Hanson, Short Stories and Short Fictions, 67-68; May, The Reality of Artifice,
89; Pasco, “On Defining Short Stories”, 119.
45
Rohrberger, Hawthorne and the Modern Short Story, 125.
The Short Story: An Overview 11
46
Pratt, “The Short Story”, 99-101. See also Pasco, “On Defining Short Stories”, 124-
26; Wendell Harris, “Vision and Form: The English Novel and the Emergence of the
Short Story”, in May, The New Short Story Theories, 182-94.
47
Raymond Carver, “On Writing”, in ibid., 277.
48
See also Sudden Fiction: American Short Stories, eds Robert Shapard and James
Thomas, Salt Lake City, UT: Gibbs Smith, 1986.
49
Cortázar, “Some Aspects of the Short Story”, 246.
50
May, “Why Short Stories Are Essential”, 14.
12 Viorica Patea
51
Carver, “On Writing”, 277.
52
Ibid., 275.
53
Ibid., 277; Bowen, “The Faber Book of Modern Short Stories”, 259. See also May,
“Why Short Stories Are Essential”, 17-18.
54
O’Connor, “Writing Short Stories”, 98.
55
Hanson, Short Stories and Short Fictions, 6.
The Short Story: An Overview 13
56
José Ortega y Gasset, The Dehumanization of Art and Other Writings on Art and
Culture, New York: Doubleday Anchor Books, 1956, 23. See also May, “Chekhov
and the Modern Short Story”, in May, The New Short Story Theories, 214-16.
57
May, “Chekhov and the Modern Short Story”, 211.
58
Anton Chekhov, “The Short Story”, in May, The New Short Story Theories, 198.
Ernest Hemingway formulated his omission theory thus: “If a writer of a prose knows
enough about what he is writing about he may omit things that he knows and the
reader, if the writer is writing truly enough, will have a feeling of those things as
strongly as though the writer had stated them. The dignity of movement of the iceberg
is due to only one-eighth of it being above water. The writer who omits things
because he does not know them only makes hollow places in his writing” (Ernest
Hemingway, Death in the Afternoon, New York: Scribner, 1932, 192; also in Ernest
Hemingway on Writing, ed. Larry Phillips, New York: Scribner, 1984, 77).
59
John Barth, “A Novel Perspective: ‘It’s a Short Story’”, in The Tales We Tell, 2.
14 Viorica Patea
60
May, “The Nature of Knowledge in Short Fiction”, 138-43; May, The Reality of
Artifice, 1-2.
61
Cortázar, “Some Aspects of the Short Story”, 247.
62
Walter Benjamin, “The Storyteller”, in Illuminations, New York: Schocken Books,
1968, 83-109.
63
Mary Rohrberger, “Where Do We Go from Here?”, in The Tales We Tell, 205. See
also Valerie Shaw, The Short Story: A Critical Introduction (1983), rpt. London:
Longman, 1995, 193; May, “Why Short Stories Are Essential”, 16-18.
64
In “The Nature of Knowledge in Short Fiction”, May rightly observes that “the
short story is closer to the nature of reality as we experience it in moments when we
are made aware of the inauthenticity of everyday life, those moments when we sense
the inadequacy of our categories of conceptual reality” (May, The New Short Story
Theories, 141). See also May, The Reality of Artifice, 52.
The Short Story: An Overview 15
65
Maurice Shadbolt, “The Hallucinatory Point”, in May, The New Short Story
Theories, 269.
66
Cortázar, “Some Aspects of the Short Story”, 246.
67
O’Connor, “Writing Short Stories”, 90.
68
Eudora Welty, “The Reading and Writing of Short Stories”, in May, The New Short
Story Theories, 163.
69
May, “Why Short Stories Are Essential”, 16.
70
Herman Melville, “Hawthorne and His Mosses” (1850), in Melville: Pierre, Israel
Potter, The Piazza Tales, The Confidence Man, Uncollected Prose, Billy Budd, ed.
Harrison Hayford, New York: Library of America, 1962, 1154-71.
71
Pratt, “The Short Story”, 99; Robert F. Marler, “From Tale to Short Story: The
Emergence of a New Genre in the 1850s”, in May, The New Short Story Theories,
172.
16 Viorica Patea
72
Cortázar, “Some Aspects of the Short Story”, 247.
73
Ezra Pound, A Memoir of Gaudier Brzeska, New York: New Directions, 1970, 89.
74
Harris, “Vision and Form”, 188.
75
Flannery O’Connor, “The Grotesque in Southern Fiction”, in Mystery and
Manners, 40.
76
May, “Why Short Stories Are Essential”, 17.
The Short Story: An Overview 17
77
May, “The Metaphoric Motivation in Short Fiction”, 62.
78
Ibid., 65. Santiago Guerrero Rodríguez-Strachan, “Récit, story, tale, novella”, in
Romantic Prose Fiction, eds G. Gillespie et al., Amsterdam: Benjamins, 2008, 364-
82.
79
May, “The Metaphoric Motivation in Short Fiction”, 67. See also May, The Reality
of Artifice, 18-22.
80
Virginia Woolf, “Mr Bennett and Mrs Brown”, in Collected Essays, London:
Chatto and Windus, 1966, I, 320.
81
Arthur Symons, “The Decadent Movement in Literature”, Harper’s New Monthly
Magazine, XXVI, November 1893: http://homepage.mac.com/brendanking/huys
mans.org/criticism/harpers.htm
18 Viorica Patea
82
Suzanne Ferguson, “Defining the Short Story, Impressionism and Form”, in May,
The New Short Story Theories, 220.
83
Hanson, Short Stories and Short Fictions, 4.
84
Joyce defined the epiphany as “a sudden spiritual manifestation, whether in the
vulgarity of speech or of gesture or in a memorable phase of the mind itself” (James
Joyce, Stephen Hero, ed. Theodore Spencer, New York: New Directions, 1944, 51).
85
William Wordsworth, “Lines Composed a Few Lines above Tintern Abbey, on
Revisiting the Banks of the Wye during a Tour. July 13, 1798” (ll. 46-48): “While
with an eye of made quiet by the power / Of harmony, and the deep power of joy, /
We see into the life of things” (William Wordsworth, The Poems, ed. John Hayden,
New Haven, CT: Yale University Press, 1977, I, 359).
86
Robert Langbaum, Poetry of Experience, Chicago: University of Chicago Press,
1957, 46.
87
Ferguson, “Defining the Short Story”, 225.
The Short Story: An Overview 19
88
Bader, “The Structure of the Modern Short Story”, 105.
89
In his analysis of modernity, Marshall Berman, All That Is Solid Melts into Air: The
Experience of Modernity (1982), rpt. London: Penguin, 1988, paraphrases Marx’s
expression in the Communist Manifesto (1848).
90
Nadine Gordimer, “The Flash of Fireflies”, in May, The New Short Story Theories,
179.
91
Robert Frost, “The Figure the Poem Makes”, in Selected Prose of Robert Frost, eds
Hyde Cox and Edward Connery Lathem, New York: Collier Books, 1956, 18.
20 Viorica Patea
They thus make artistic conventions and artistic devices the subject of
their fiction. Writers such as the postmodernists John Barth and
Donald Barthelme, or the minimalists Raymond Carver, Robert
Coover, or Tobias Wolff, among many others, brought about a revival
of the short story genre in the eighties. One of the newest and most
interesting twenty-first-century manifestations of the short story
comes with the emergence of minifiction and minifiction sequences,
which expand even further the original hybridity of the genre.
Oscillating between modernist forms of writing and postmodernist
ones, minifictions mark a new phase in the evolution of the short
story. Flash fiction, sudden fiction, microfiction, micro-story, short
short, postcard fiction, prosetry and short short story are new forms
that distinguish themselves by extreme brevity proliferate.92 Situated
at the boundary between the literary and the nonliterary, narration and
essay, narration and poetry, and essay and poetry, minifictions also
integrate extraliterary elements and so demand a reformulation of
canonical genre boundaries and definitions. Hybrid, protean and
fragmentary, minifictions introduce a new simultaneity of genres and
have been read alternatively as prose poems, essays, chronicles,
allegories or short stories.
Minifictions represent, as Lauro Zavala observes, “a new form of
writing and reading the world” and mark “the beginning of a new
sensitivity”. Distinct from the tradition of the short story, minifiction
is at the same time the latest expression of the genre. Its most notable
development is occurring in the Spanish American context, which
presents a vigorous and flourishing literary tradition of genre
experimentation related to serialization and fragmentation suggesting
new ways in which it may go in the future.
92
Thomas James, Introduction, Sudden Fiction: American Short Stories, 11-14; Flash
Fiction: 72 Very Short Stories, eds Tom Hazuka, Denise Thomas, James Thomas,
New York: W.W. Norton, 1992; Micro Fiction: An Anthology of Fifty Really Short
Stories, ed. Jerome Stern, New York: W.W. Norton, 1996.
The Short Story: An Overview 21
The articles are divided into four sections. The first group includes
essays concerned with the “The Beginnings of the Short Story and the
Legacy of Poe”. Antonio López Santos analyzes Chaucer’s narrative
formulas and structural elements in “The Nun’s Priest’s Tale” and
“The Wife of Bath's Prologue and Tale” that pave the way for the
structure of the modern short story. Erik van Achter considers the
problems of genre definition of the short story and goes back to Poe’s
seminal paradigm, which remains an inescapable mainstay in
theorizing about the genre, despite the changing fashions and schools
of critical theory. Peter Gibian traces Poe’s legacy as a foundational
model in the development of European aestheticism and decadence,
showing how the peculiar dynamics of reading and reception that are
played out in the American writer’s stories shaped the way these later
authors read Poe, influencing their vision of the process of aesthetic
transmission.
The second section, “The Linguistic Turn”, presents essays that set
short story criticism in relation to cognitive theory, discourse analysis
and linguistics. Pilar Alonso explores the cognitive connections
between the novel and the short story, interpreting the existing
differences and similarities between the two genres in terms of
variations of goals, decisions, focus, scope, and degrees of
elaboration. Per Winther applies notions of discourse analysis to the
processes at work in the writing and reading of short fiction texts and
examines how the concept of framing (circumtextual, intertextual, and
extratextual) can achieve narrative and hermeneutic closure in short
stories. Drawing on considerations of reader-oriented criticism,
Consuelo Montes-Granado analyzes the mixed linguistic identity of
Chicano writing from a literary, sociolinguistic perspective. She
examines Sandra Cisneros’ symbolically charged use of code-
switching and narrative skill within the confines of the short story as a
literary genre.
The third section of this volume, “Borders, Postcolonialism,
Orality, and Gender”, addresses issues of gender and genre, orality,
hybridity, brevity and testimony literature. Carolina Nuñez-Puente
looks at short stories from a feminist and Bakhtinian perspective and
hails Charlotte Perkins Gilman as the creator of a new genre, “the
dialogical feminist short story”. Rebeca Hernández argues that in
postcolonial literature, the letter, irrespective of the form it adopts,
whether that of an autonomous narrative unit or poem, takes on the
The Short Story: An Overview 23
Just as he has thrown light into the origins and evolution of the
genre which he has helped conceptualize, Charles May, in his essay
here, surveys the present state of the art and adumbrates the contours
of the future. He sketches the map of the contemporary horizon of
American short fiction and considers the works of recent short story
writers such as T.C. Boyle, George Saunders, Rick Bass, Eric
Puchner, Ryan Harty, Julie Orringer, ZZ Packer, Joan Silber, David
Means, Joy Williams, Charles D’Ambrosio, Andrea Barrett, and
Deborah Eisenberg.
The various authors of this volume, scholars from several different
continents, have reflected on wide-ranging aspects of the short story
from multiple perspectives that relate to varying traditions: European,
American, Native American, Canadian, South American, and African.
Looking back to the origins of the short story, the articles in this
volume also throw new light on the future in an attempt to sketch the
emerging panorama of the most recent short story writers and short
story theories.
Notes on Contributors 329