Level 1: Self-Assessment - Level 2: One-On-One Assessment - Level 3: One-On-One Verification - Level 4: Committee Interview Verification
Level 1: Self-Assessment - Level 2: One-On-One Assessment - Level 3: One-On-One Verification - Level 4: Committee Interview Verification
Level 1: Self-Assessment - Level 2: One-On-One Assessment - Level 3: One-On-One Verification - Level 4: Committee Interview Verification
Contents
• Level 1: Self-Assessment
• Level 2: One-on-one Assessment
• Level 3: One-on-one Verification
• Level 4: Committee Interview Verification
The corporate management of an industrial organization has to clearly state the mission
of their Competency Assurance Management System (CAMS) and which is generally
derived from the following mission statement:
E. All business critical activities are performed by persons who can discharge their
responsibilities effectively to meet business objectives of the industrial
organization
F. All HSE (Health, Safety and Environmental) critical activities are performed by
persons who can discharge their responsibilities effectively with due regard to
HSE as laid down in the industrial organization’s Policy
In addition to the above and as a policy for most of the industrial organisations, all job
progression are generally based on demonstrated competence and performance.
Progression is not based on time and / or location.
Generally each industrial organization identifies their own procedures and levels of
assessment and verification.
The assessment process generally uses different levels of rating criteria with specified
competencies. The Competency Assurance Management System CAMS, in general, uses the
following four levels of rating criteria:
Awareness
Knowledge
Skill
Mastery
The Development Framework DFW is the vital reference for competencies against which
employees within a professional area of employment will be judging their level of
competence. It is an Assessment Document used to record ratings (Awareness, Knowledge,
Skill and Mastery) decided during the assessment process.
In the DFW, different levels of assessment and verification are generally used in which
various Evidences from individual own work are provided as essential requirement to
support the assessments. While the employee is in the course of carrying particular
activities, he generally utilizes the following three Evidence Sources:
Observations made by first line supervisor or other person (O) while the
employee is carrying particular activities
Products of the employee’s work (P) (reports, logs, document
submissions, etc.)
Specifically, the Knowledge and Evidence Criteria (KC & EC) for different levels of
assessment enables the employee to objectively decide the appropriate level of competence
that has been achieved against levels specified for the particular role.
A Personal Development Plan PDP has to be prepared at the beginning of each development
assignment for junior employees in the CAMS program. The initial PDP, covering
Assignment 1, must be completed within one month of the junior’s report date and is a
prerequisite for the On Boarding Course OBC. Updates to the PDP are to be prepared
whenever the junior is assessed and progresses to the next stage of his or her development.
The CAMS PDP is made up of two parts: a SUMMARY PDP (one-page document) and a
supporting, more detailed CAMS PDP ACTION PLAN. The CAMS PDP is to be completed by
the Line Supervisor and CAMS junior in consultation with the Target Post Team Leader and
CAMS Technical Mentor.
The SUMMARY PDP is to be completed using the Summary PDP Form available from the
CAMS Implementation Team. It focuses on both the short term CAMS development period
and the longer-term career goals of the junior employee. It summaries the junior’s progress
to date and defines target completion dates for future assignments. It is a control document
and as such is signed by the junior, Team Leader, and CAMS Implementation Team Leader.
The PDP ACTION PLAN is a detailed plan for how the junior will prepare himself or herself
for a successful assessment. It links planned work activities with the competencies and
evidence criteria from the CAMS Framework. It states in clear terms what will be done, who
will do it, and by when it will be accomplished.
A 4 levels assessment and verification system generally consists of the following separate
two assessment levels and two verification levels:
Level 1: Self-Assessment
Level 2: One-on-one Assessment
Level 3: One-on-one Verification
Level 4: Committee Interview Verification
Two formal assessment levels are implemented across the system where corresponding
and relevant records are maintained. It is recognized that in some situations there will be on-
going informal assessments (both at Level 1 and Level 2) carried out. However, it should be
noted that informal assessments would not constitute having met the requirements for the
formally planned assessments. The system’s procedures are based on British standards
(The National Training Organization for Employment) for assessment and verification,
specifically units A1, A2 and V1.
Level 1: Self-Assessment
It is a pre-requisite for the developee’s assessment that he practices his Self Assessment
and have reviewed it with his supervisor in order to identify where is he with regard to his
development framework within CAMS.
The following are the required steps that must be carried out by a developee when
implementing a self assessment:
Level 2 – One-on-one assessment with trained assessors and Quality Assurance / Quality
Control QA / QC of the process
It should be noted that Level 2 is the principle method of assessment. By definition this
assessment process focuses on two key persons; the assessor and the employee.
The QA / QC (Quality Assurance / Quality Control) of the process is maintained by means of
an Independent person observing a percentage of the assessments to ensure consistency
of the overall CAMS assessment process.
Various types of evidence that can be provided from the employee’s own work is an
essential requirement for the one-on-one assessment process. The three most common
types of evidence are observations by own supervisor, work products and answers to
questions.
The subsequent Level 3 verification process will assess the assessor in addition to verifying
the employee’s assessment.
The one-on-one Assessment is made to identify where the employee is with regard to his
Development Framework DFW within CAMS.
In order to conduct assessment, assessors have to attend the “Assessor” training course.
Plan and Carry Out One-on-one Assessment Steps
The following are the steps / actions that must be followed by an Assessor to plan and
implement a one-on-one assessment:
• This Form should contain ALL Skill Elements (refer to the Training & Development
Plan in the Guidelines Logbook) for the relevant Module in each of the
competence sections: A-Core; B-Support; C-General and D-Personal / Behavioral.
Each Skill Element in this Form has its own Element Assessment Table which
includes: Element name, code, Required competence level, Assessment date,
Assessor’s and Observer’s names, ‘Knowledge and Evidence Criteria’, Results of
Assessment (Y, N, E, and T) and a Remarks Box.
• ‘Knowledge and Evidence Criteria’ for every Skill Element should be reviewed and
agreed and the Assessment Planning Box should be signed by the Coach,
Supervisor / Leader and the Assessed Employee at the onset of the Module
during the Module & Assessment Planning Meeting.
• If a required Evidence is presented, it should be reviewed and a ‚‘ ’ • 歲猠潨汵
be placed in the ‘E’ column in the Element Assessment Table.
• Type of Evidence presented should be entered in the ‘T’ column in the Element
Assessment Table (Discussed at the assessment planning session with the
employee) by marking:
‘O’ for observation,
‘P’ for work product,
‘Q’ for answer to a question.
• After the Assessment of each Element, any essential remarks should be entered
in the Remarks box at the bottom of the Element Assessment Table.
• Note: A development plan to close any identified competency gaps will be derived
from this assessment data.
Checking quality of the assessment process, advising and supporting Assessors (by
Independent Observer as a silent Observer)
Level 3 - One-on-one Verification with Trained Technical Verifiers and Quality Assurance /
Quality Control QA / QC of the process
One-on-one verification is the third of 4 levels of assurance in the CAMS assessment &
verification standard processes. Such verification provides a process for ensuring the
quality of assessment results.
It should be noted that Level 3 is the principle method of verification. As such, verification is
a ‘confirming’ process rather than a ‘discovery’ process. Level 2 evidence is not a
requirement for the verification process as the objective is to confirm the assessment
ratings.
The following procedures are generally followed up when implementing assessment and
verification process:
Checking quality of assessment decisions using verification interview (by Technical Verifier)
Under ‘best practice’ circumstances the Technical Verifier will not have worked with the
employee or been part of the assessment process. It should be noted that the assessor
(Level 2) does not have any role in the Level 3 verification process.
An interview methodology is used where the Technical Verifier by virtue of his area of
expertise ‘knows the answer’ to questions being used to review the employee’s works
experience in relation to specific ratings determined during the assessment.
The following are the actions that must be taken by a verifier to implement a one-on-one
verification:
Arrange for a meeting room area that will be comfortable and free of
interruptions
Brief the employee on purpose of the discussion i.e. to confirm their
assessment
Explain the use to be made of the employee’s completed assessment
Explain that gap information is for development planning
Explain the selection of activities to be reviewed in terms of
employee’s experience
Explain the three basic questions to be used to review their
experience
Give employee an opportunity to ask questions about the discussion
process
• Lead the discussion and demonstrate the use of verification interview techniques
to evaluate assessment decisions
• Give the employee time to think and recall his / her experiences i.e. do not rush
the employee
Completed assessment
List of competencies where assessment ratings are
checked
Records of questions asked and notes covering key
words / phrases used by employee in their replies
Record of verification decisions
Record of questions asked by employee about
verification process
Preparations for external verification requires that the assessment records (completed
assessment and audit trail of evidence) are made available to the designated Technical
Verifier assigned to implement the one-on-one external verification procedure with the
employee.
The following are the required steps that must be carried out to implement external
verification:
• External verification support provided from ADNOC SPAs to the E&P Group
Companies
• External verification support provided on an inter-company basis by SPEs
between the E&P Group Companies (this can involve such initiatives as the
rotation of assessors and verifiers between companies)
• External consultancy and / or awarding body verifiers as may be deemed
appropriate from time to time
• Share learning across ADNOC E&P Group Companies
The owners of the assessment and verification process within the E&P Group Companies
would normally be HR or a management nominated body within the various companies. It is
anticipated that the Competence Assurance Coordinators CACs for each of the companies
will continue their role as system coordinators.
Employee
Supervisor
HR person (Independent Observer)
Technical Verifier (corresponding with relevant development
framework)
Specified person(s) with attributes to contribute to particular
committee interview
• Committee interviewing requires committee’s members to attend a “Verifier”
training course in addition to having a recognized area of expertise in order to
actively participate as an interviewer to confirm assessment decisions.
Promotions
Transfers
Succession
Poor performance
Appeals
• Form for appeals are used in occasions when committee interview is dealing
with an appeal
The following are the required steps to be carried out to implement Level 4 Committee
Interview Verification Process:
• The committee interview (Level 4) is the optional “extra check” within CAMS
to ensure the quality of assessments.
• The committee interview is normally scheduled for two hours (caution should
be exercised in order to avoid exceeding 2 hours).
• This is a separate process from the assessment process i.e. A quality check
of the Level 2 assessment process will have previously been carried out as
part of Level 3 verification process. This quality check should be reviewed by
a designated committee member prior to conducting the committee interview.
This review should include the following typical documents:
The following interview methodology is used where the committee members by virtue of
their area of expertise ‘know the answer’ to questions being used to review the employee’s
work experience in relation to specific ratings determined during the assessment.
a) Prepare employee for the interview / discussion (by designated chair person)
Arrange for a meeting room area that will be comfortable and free of
interruptions
Make effort to start the interview on time (loosing 15 minutes is very
detrimental)
Brief the employee on purpose of the discussion i.e. to confirm their
assessment (normal verification, poor performance or appeal)
Explain the use to be made of the employee’s completed assessment
Explain that gap information is for development planning where appropriate
Explain the selection of criteria to be reviewed in terms of employee’s
experience
Explain the three basic questions to be used to review their experience
Give employee an opportunity to ask questions about the discussion process
b) Lead the discussion and demonstrate the use of verification interview techniques
Give the employee time to think and recall his / her experience i.e. do not
rush
Listen to employee’s response confirming your interest and
acknowledgement by your manner and facial expression avoiding verbal
interruption in the first instance (use note taking as means of drawing
attention away from the employee and giving evidence of your interest)
Restate the question (without changing the content) when there seems to be
some uncertainty on part of employee’s understanding
Interrupt in a kindly and considerate manner when you have heard enough
response from the employee to confirm the assessment rating or you would
like to move to another level of questioning about the particular criterion
Make effort to keep to a time scale of approximately 5 minutes per criterion
being reviewed and offer explanation about timing to employee as may be
appropriate
Make judgements for each of the criterion being reviewed about the validity
of experience described by the employee
Notate your judgements during the course of your discussion in a manner
that is not obvious to either the employee or any observers (this is typically
achieved by making a small differentiation in your method of ‘ticking’ as you
complete the discussion of each item)
Preparations for external verification requires that the Level 4 committee interview records
are made available to an external verifier (such as CACs from different E&P Group
Companies, ADNOC SPAs or a verifier external to ADNOC E&P Group) assigned to
implement the external verification.
The following are the required steps that must be carried out to implement external
verification:
• External verification support provided from ADNOC SPAs to the E&P Group
Companies
• External verification support provided on an inter-company basis by SPEs
between the E&P Group Companies (this can involve such initiatives as the
rotation of assessors and verifiers between companies)
• External consultancy and / or awarding body verifiers as may be deemed
appropriate from time to time
• Share learning across ADNOC E&P Group Companies
The owners of the assessment and verification process within the E&P Group Companies
would normally be HR or a management nominated body within the various companies. It is
anticipated that the Competence Assurance Coordinators CACs for each of the companies
will continue their role as system coordinators.
Assessment
Is the process of collecting and judging evidence of a person’s competence against defined
standards.
Assessment guidance
Is a set of procedures for those involved in assessment, setting out:
Assessment of competence
Is the means by which evidence of performance is collected, compared with a standard, and
a judgment about acceptable performance is made and formally recorded. The person is
either Competent or Not Yet Competent. There is no rank order, no grades or banding
because an individual's abilities are compared with the standard, not with each other.
Assessment Plan
Is a plan pertaining to carrying an employee’s assessment including details relating to the
relevant development framework, types of evidence, areas of emphasis, time, place and
means by which the assessment process will be implemented.
Assessor
Is an experienced professional who collects evidence, compares it with the performance
standards / criteria of the job and then makes a formal assessment of the individual’s
competence. The assessor formally records the result of the assessment and provides
feedback to the individual. The line supervisor / manager normally conduct the first formal
assessment of the individual’s competence. Other individuals that may be involved in the
assessment process could include shift supervisors, shift controllers, job instructors or
section heads.
The most recognized assessment and verification methods, include some or all of the
following:
Assignment
Is the specific work assigned for employee development purposes and for graduate
employees pertains to the Training & Development Road Map.
Assurance Levels
Are assessment and verification levels ranging from “1” to “4” where the higher numeric
value indicates a higher level of confidence and certainty in outcome of the process. The
four assurance levels of 1, 2, 3 and 4 are Self Assessment, One-on-One Assessment, One-
on-One Verification and Committee Interview, respectively.
Attitude
Is the opinion or way of thinking that is reflected in an employee's behaviour. Attitude can
be adapted by training but is based on deep seated values held by the individual.
Awareness
Is having a general understanding or a broad perception of particular subject matter.
Awareness of a subject alone normally requires consultation with a knowledgeable person
when variances in conditions arise. Without awareness the need for consultation may not be
recognized.
CAMS
Is the Competence and Assurance Management System being implemented in the ADNOC
E&P group Companies.
Coach
Committee Member
Is a person who belongs to the committee having responsibility for implementing the Level 4
verification process.
Competence Is the combination of awareness, knowledge, skills and attitude that enables
performance to the required standard in the job, i.e. what is expected in the workplace.
Competence Assurance
Is a management framework to ensure that staff have the required awareness, knowledge,
skills and attitudes to perform their roles competently in support of the business.
Competence Module
Is an aggregation of the knowledge and of the tasks, which reflect what a competent person
in a particular role, should be able to perform, e.g. Permit-to-Work competence module. The
competence modules should include guidance for assessors pertinent to the related
standards.
Competency Standard
Is a composite list of units and elements that apply to a designated job family. The
competency standard enables an individual’s assessment to be carried out to identify ‘gaps’
and related development needs.
Core Competencies
Is one of the four modules making up a development framework for a specified discipline /
profession. Core competencies are characterized by being specific for each discipline and
are the most important technical competences required to carry out the roles covered by
that specific Development Framework.
Critical Role
Is an identified function in the company performed by one or more individuals who have the
direct responsibility for activities where incompetent actions by the individual could lead to
serious injury, occupational illness, fatality, or major damage to the business, the
installation, or the environment.
Developee / Trainee
Is an individual who is in the process of acquiring the knowledge, skills and abilities
required to successfully perform the job he / she has been assigned. The individual must
demonstrate competence in the position before being allowed to perform the job without
supervision.
Development
Is the process of an individual undertaking and/or participating in learning events of various
types that is part an employee’s personal development plan aimed at closing a competence
gap.
Development Frameworks
Are documents describing the required competencies for specific disciplines / professions.
Development Frameworks DFWs are made up of modules, units and elements of
competence along with criteria for 4 levels of competence i.e. awareness, knowledge, skill
and mastery.
Disciplines
Are the functional grouping of jobs / job titles. For instance, Mechanical Engineering is a job
family that typically covers 5 to 10 jobs / job titles. A job family is sometimes described as a
discipline.
Evidence
Is the compilation of data on which to base proof of being competent to perform a relevant
task or the sum total of activities within one’s job. The three most common types of
evidence are 1-observation, 2-work products and 3-replies to questions.
Evidence Criteria
Are key statements about tasks or activities in a job which enable an assessor to judge a
person’s competence.
External Verification
Is a verification process carried out by persons external to the organization. External
verification is aimed primarily at verifying an organization’s own assessment and
verification practices and procedures. Relevant records and feedback is given to external
verifiers for this purpose.
Formal / Informal
Refers to the type of assessment carried out in terms of being considered formal or
informal. Formal assessments are scheduled (either Level 1 or 2), records are kept and a
subsequent verification (Level 3) is carried out. Informal assessments may be carried out at
any time as a means of maintaining on-going records of achievements. However, it should
be noted that informal assessments will not constitute having met the requirements for
formally planned assessments.
General Competencies
Is one of the four modules making up a development framework and are common for all
disciplines. General competencies are characterized by being the minimum technical
competences required by all Engineers and Geoscientists during their development period
and career.
Grades
Is a level within an organizational and hierarchical structure that is assigned to an employee.
Independent Observer
Is a person (could be HR or process owner designate) who assists in implementing a
competence based assessment and development scheme. This person's primary role is to
assist with the QA/QC of the assessment and verification processes and to ensure
consistency in practice.
Job Specifications
Are the skill, knowledge and abilities required by an individual to perform the job.
Job Standard Is the level of achievement that an individual is expected to reach by reference
to specified rating levels and criteria that have been decided for each task / activity within a
job / job title.
Knowledge
Is the condition of possessing a specific understanding through instruction, study, or
experience in regard to particular subject matter. Knowledge enables a person to safely and
effectively adapt or adjust to varying conditions during the performance of work.
Knowledge Criteria
Are key statements about tasks or activities in a job which enable an assessor to judge an
individual’s knowledge.
Lesson Plan
Is a detailed method and description covering a period of instruction, typically in one-hour
increments. It describes the learning objective, the resources needed to instruct, a
breakdown of the steps and sequence to be followed during the learning period and what
exercises may be carried out by course members to facilitate learning. A lesson plan may
also specify the method to confirm that the specified learning objective is met.
Mentor
Is an experienced professional, normally outside the individual’s direct reporting line, who
provides the individual with guidance and support in his or her technical and personal
development. The mentor has the added responsibility of acting as a liaison between line
personnel and the individual when there is an issue or grievance that affects the training
and development process.
Minimum Standards
Is the minimum level that is required to be achieved when compared against a defined
requirement.
Modules
Are the component parts that make up a development framework for a given discipline or
profession. A module –
• Describes a distinct work activity
• Describes the work outputs expected, not what is put into the work
• Describes outputs that can be demonstrated and assessed at work
• Includes precise criteria
• States clearly what is within the scope of the standard
• Guides assessors on how to assess against the standard
The four modules making up a development framework are core competence, support
competence, general competence and personal / behavioral competence.
One-On-One Assessment
Is the assessment process focusing on two persons; the assessor and the employee. The
assessor ‘collects and judges evidence’ in a review and discussion with the employee being
assessed. This is the principle method of assessment within CAMS. The quality assurance
of the process is maintained by means of a Trained Independent Observer (Could be HR)
observing a percentage of the assessments to ensure consistency of the overall CAMS
process.
One-On-One Verification
Is the verification process focusing on two persons; the Technical verifier (e.g. SPE) and the
employee. However, an Independent Observer is also present 100% of the time to ‘ensure
the process’ as a silent observer offering feedback after completion of the verification
interview.
Performance Criteria
Are descriptions of the critical results or outcomes of practical work that are essential
evidence of competent performance. They answer the question 'How is it known that
someone is competent in...?'. They are precise descriptions, which are used to structure
assessment.
In the example of Permit-to-Work, performance criteria might include:
• The associated hazard analysis takes account of human and organizational
factors as well as hardware.
• Hazard data is complete, recorded on the PTW according to OPCO
procedures, and discussed with the permit holder.
Performance Standards
Are precise and clearly defined indicators of what needs to be done to perform the job
successfully.
Rating Levels
Are descriptions of levels of performance demonstrated by an individual while carrying out
specified tasks or activities. The four levels defined in CAMS are awareness, knowledge,
skill and mastery.
Self Assessment
Is an assessment process where the employee ‘collects and judges evidence’ about
themselves. This option for assessment is typically used for informal purposes i.e. does not
constitute a scheduled assessment and is not subsequently verified. A self assessment is
only deemed formal when at least one Level 1 assessment has been previously carried out
and it has been scheduled and agreed with relevant persons.
Skill
Is the ability, dexterity, fluency and / or coordination required to perform the job.
Skill Section
Is the list of Units and Elements in the Core, Support, General and Behavioral competence
areas.
Standard of Competence
Is a performance specification describing what is expected of a person performing a
particular work activity. It is expressed in elements of work together with performance
criteria.
Support Competencies
Is one of the four modules making up a development framework for a specified discipline /
profession. Support competencies are characterized by being specific for each discipline
but are technical competences which are required from other disciplines to carry out the
roles covered by that specific Development Framework.
Syllabus
Is an outline of courses or studies pertaining to specified disciplines / professions.
Systems Verifiers
Are persons nominated by the company to verify the quality of the Competence Assurance
system. The Systems Verifier is responsible for:
• Auditing the full E&P Group Companies’ CA system against the corporate
standard for core competencies;
• Coordinating and conducting regular meetings with the E&P Group
Company’s Competence Assurance Coordinators, Assessors and Verifiers to
monitor and review the system management and operation;
• Assuring competence assessments and verification are progressed in a
timely planned manner;
• Acting as the focal point for Verifier training
Verification
Is the process by which the validity of the assessment process is ensured (i.e. the checks
and balances in the assessment system to ensure that what should happen when people are
assessed, does happen). Its primary purpose is quality assurance, confirming that people in
different places are assessed in the same way, with a common interpretation of the
standards.
There are two levels of verification:
Verification Interview
Is an interview methodology where an assessed employee is interviewed by an SPE for the
purpose of confirming assessment decisions made previously by an assessor. Questions
about the employee’s work experience relating to specific competencies are asked. The SPE
by virtue of his experience ‘knows the answer’ to questions being asked in relation to
specific assessment ratings determined during the assessment process. Thus, the
verification interview is a means to ‘confirm’ assessment decisions.
Verifiers
Are the persons nominated by each company to verify the quality of the Competence
Assurance System within their area of responsibility (discipline or work location). The
Verifier is responsible for (within their area of responsibility):
• Assisting assessors to prepare for, and standardize, assessments
(Independent Observer)
• Supporting the assessors by offering guidance and expert advice
(Independent Observer)
• Verifying that the different evidence collected is suitable for assessing
competence (Technical Verifier)
• Observing a sample of assessments taking place to monitor their
consistency (Technical Verifier)
• Sampling the records of the Assessors to monitor the consistency of the
assessments (Technical Verifier)
• Coordinating the appeals procedure (Independent Observer)
Vocational Qualification
Is an externally recognized qualification of an approved standard, accredited by an
Awarding Body.