Recycling Architecture: The Redefinition of Recycling Principles in The Context of Sustainable Architectural Design
Recycling Architecture: The Redefinition of Recycling Principles in The Context of Sustainable Architectural Design
Recycling Architecture: The Redefinition of Recycling Principles in The Context of Sustainable Architectural Design
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1 ABSTRACT
The sustainable management of city resources (land, infrastructure, suprastructure) is one of the crucial
urban processes to which the ‘smart cities’ concept should be addressed. In other words, resource
conservation is highly important question nowadays. Namely, only a small percentage of the total building
stock is made up of new works. This inevitably means that the general refurbishment and adaptive reuse will
significantly benefit the sustainability agenda in the next twenty years, which will, further, make our cities
smarter. Since most buildings are physically suitable to various uses, flexibility and ‘long life – loose fit’
should be a guiding principle behind most design briefs. The recycling of existing buildings has several
benefits, such as: decreasing the pressure on new land, preserving the embodied energy of building materials,
saving new materials form being used, cutting the associated environmental impacts of producing and
transporting new materials, and, finally, involvment the lesser generation of residues in relation to a totally
new construction. Thus, the subject of this research relates to the definition of recycling principles for
sustainable architectural design. According to this, contemporary literature on recycling in architecture has
been evaluated, compared and analysed. It is hypothesised that in order to produce least environmental
damage the recycling intervention should use as much of the original building’s material as possible. Thus,
physical characteristics of the original building define which design principle is most adequate for its
recycling. Such an literature overview enabled the creation of so-called recycling model, which establishes a
link between the physical characteristics of underused buildings, on the one hand, and the design principle
most environmentally sustainable for its recycling, on the other. This model provides a fresh understanding
of how an extensive range of physical characteristics of building can be considered in a systematic way in
order to choose the most suitable design principle in the recycling process. Its elaboration is the focus of the
research.
Proceedings REAL CORP 2014 Tagungsband ISBN: 978-3-9503110-6-8 (CD-ROM); ISBN: 978-3-9503110-7-5 (Print)
21-23 May 2014,Vienna, Austria. http://www.corp.at Editors: Manfred SCHRENK, Vasily V. POPOVICH, Peter ZEILE, Pietro ELISEI 467
Recycling Architecture: the Redefinition of Recycling Principles in the Context of Sustainable Architectural Design
Fig. 1: Major global environmental agreements (Source: Author according to Edwards, 2005).
Unquestionably buildings are big users of raw materials. The environmental capital locked in buildings is
enormous, as is the waste footprint, making them one of the biggest users of raw material. The waste
produced from the construction and demolition activities constitute one of the biggest waste streams
produces in Europe (Bragança & Cuchí, 2007).
It is not enough to develop principles for a sustainable design only for the new projects. The existing
buildings must also be taken into account as structural issues are usually not the reason why buildings come
to their end-of life, but rather the shift of the building’s original purpose, making the existing building
unsuitable for new roles and functions (Lee, Trcka & Hensen, 2011). Existing buildings are crutial to any
strategy for carbon-emission reduction. Buildings are durable goods which can reach 100 years of useful life
or more and building renewal can extend the use of the existing buildings with diverse benefits, such as the
exploitation of the existing urban infrastructure (with no need for new site development) and the lesser
generation of residues in relation to a totally new construction (Bragança & Cuchí, 2007).
Intervention is defined as a process which transforms the host building, but new and old elements become
completely dependent upon each other. Through this process the original building may be changed but
Brooker & Stone explain that all the changes are informed by the original building, its volume, scale,
geometry and in this process old and new become one. Yet in one of the projects selected as the
representative of this design principle, Museum Küppersmühle by Herzog and de Meuron, it is clear that the
intervention executed on the façade of the building disrups the symmetry of the host building and changes its
appearance. Inside of the building, a number of floors were removed to provide space for large art pieces. A
new element was added in front of the building, staircase, in a form of a prismatic tower which introduces
new architectural vocabulary into the scene. It is not clear to which extent the original building can be
changed and still fall into this category but it is evident that all the changes were influenced by the character
and physical characteristics of the old building. In material terms all new elements are executed in materials
clearly distinguishable from the old. In structural terms new elements depend on the host building.
Insertion is defined as a process through which a building accommodates new elements, build to fit, but stays
very much unchanged. Its exterior remains largely intact but interior space is subjected to substantial change.
Just like in the previous category, the new elements depend on the particular qualities of the host building,
yet they have a much greater level of independency and can be even confrontational. The most obvious
difference is in material expression as this design principle implies a clearest possible distinction between the
old and new. Structurally the inserted elements can rely on the old building for its support, but can also be
structurally independent, without touching the existing structure.
Installation implies complete separation of old and new, they simply exist together and very little rapport is
established between them. Like with the design principle of Insertion, new elements can be structurally
dependent or independent to the host building. In material terms new and old are completely at odds, and
have their own formal logic independent form the original building. Jet the scale and dimensions of the new
elements depend on the host building as these elements are usually installed into the old buildings space.
It can be concluded that the design principle of Intervention, even though it allows for a substantial change
and disruption of the old building, implies the predominance of the old building as all the characteristics of
the new elements depend on the character of the host building. Second design principle, Insertion, preserves
the image of the old building but changes substantially its inner spaces, making both old and new equality
present and dominant. The third design concept, Installation, implies the highest autonomy of the new
elements, both materially and structurally, even though its scale and dimensions depend on the old building’s
physical characteristics.
Proceedings REAL CORP 2014 Tagungsband ISBN: 978-3-9503110-6-8 (CD-ROM); ISBN: 978-3-9503110-7-5 (Print)
21-23 May 2014,Vienna, Austria. http://www.corp.at Editors: Manfred SCHRENK, Vasily V. POPOVICH, Peter ZEILE, Pietro ELISEI 469
Recycling Architecture: the Redefinition of Recycling Principles in the Context of Sustainable Architectural Design
elements can be both structurally independent form the old building, following its own spatial logic or
dependant on it, respecting the host building disposition of spaces. Nevertheless, as the new intervention is
conducted within the host building, its scope, dimensions, rhythm and scale is completely dependent on the
physical characteristic of the host building.
The third design principle, Change Clothes, implies the predominance of the new structure. The level of
autonomy of the new element is the highest here, as in Brooker & Stone’s Installation category. This concept
implies change not only to the building’s interior but exterior as well, changing it appearance completely.
However, unlike the principle of Installation, which confines the change mainly to the building interior, this
principle allows for the new element to break the formal logic of the host building’s exterior as well. The
selected project for this category, Jægersborg Water Tower, clearly shows that, in order to gain more space,
apartments units were allowed to protrude from the old building’s envelope. Even though this design
principle should entirely change the face of the original building, it this project it is clear that the importance
of the host building was recognised and its landmark qualities and appearance preserved.
It can be concluded that as in the Brooker & Stone’s classification the relationship between the old and the
new was the leading criterion for the definition of design principles of intervening with the existing
buildings. Yet here, it cannot be said that the dominance of the new elements rises from first to the last
principle. New elements are executed in materials clearly distinguishable from the old in all three design
concepts. The main difference between the first two concepts is the localization of change. The design
principle of Inside-out confines the change within the old building leaving its interior unchanged while the
concept of Add-on implies substantial change to the building interior as well. The third design concept,
Change Clothes, just like the first one allows the change of the building’s formal logic as well, but should
imply the higher level of alteration of the building fabric. There is no clear difference in structural
dependence of the old and the new between these design principles.
original building’s formal and spatial logic. It can be concluded that somewhat abstract criteria were used to
separate these design principles and that there is a rather blurry line which separates one form the other.
Proceedings REAL CORP 2014 Tagungsband ISBN: 978-3-9503110-6-8 (CD-ROM); ISBN: 978-3-9503110-7-5 (Print)
21-23 May 2014,Vienna, Austria. http://www.corp.at Editors: Manfred SCHRENK, Vasily V. POPOVICH, Peter ZEILE, Pietro ELISEI 471
Recycling Architecture: the Redefinition of Recycling Principles in the Context of Sustainable Architectural Design
Some of the abowe analysed design principles limit the recycling intervention almost exclusively to the host
building´s interior, as Inside-Out and Insertion.
Yet due to a rather abstract criteria for the definition of these design principles, there is no clear and direct
distinction between them, and example from one category can easily fall into another one. This problem calls
for a systematization of existing principles and formulation of a clear set of criteria which would define
design principles of recycling.
The criteria for the analysis of the chosen design principle were material relationship and structural
dependence on one hand, formal disruption and change of spatial organisation on the other. Table 1 confirms
that there is a rather blurry line which defines and separates these principles. In order to redefine design
principles and make the distinction between them clearer, a clarification and more precise definition of
criteria should be established.
Materials Structure Form Inner special
organization
Clear Interwoven Dependent Independent Changed Preserved Changed Preserv
distinction ed
Intervention x x x x
Insertion x x x x x
Installation x x x x
Add-On x x x x x
Inside-Out x x x x
Change x x x x x
Clothes
Addition x x x x x x
Transformation x x x x
Conversion x x x x
Coexistence x x x x
Imposition x x x x
Fusion x x x x x x
Table 1: Analysis of all four groups of design principles
Form
• Formal logic of the old building (volumetric composition, symmetry) is respected and unchanged, no
new elements are added.
• New elements are added respecting the old building's formal logic.
• Formal logic of the old building is disrupted.
Spatial organization
• Spatial logic of the interior spaces is preserved and unaltered.
• Spatial logic of the host building’s interior spaces is altered but the size and the position of the new
elements depend on the physical characteristics of the host building (its size, volume, organisation).
• Spatial logic of the host building's interior spaces is altered.
On the other hand, in order for the recycling intervention to be as environmentally sustainable as possible, a
range of existing building’s physical characteristics has to be taken in consideration. The level of the
environmental sustainability of the intervention can be measured by the amount of the old building materials
used (the use of existing material minimizes pollution and energy waste related to excavation, production,
transportation), and the level of change imposed to the old building (the less change, the less energy and
material waste). Thus it can be concluded that the most environmentally sustainable recycling intervention
will be one which fully exploits the host building, inducing as minimal change as possible, given that the
condition of the host building allow it.
Hence, the first step in planning the recycling intervention and deciding which design principle is most
adequate/environmentally sustainable for a given building the following set of its physical characteristics has
to be taken into account.
Criteria for the analysis of the existing building:
Structural characteristics:
• Foundations condition
• Vertical load bearing structures condition
• Horizontal load bearing structures condition
• Roof structure condition
• Internal partitions condition
Material characteristics:
• Façade condition
• Cladding system and fenestration
• Internal surfaces condition
• Floor coverings condition
• Wall and ceiling coverings condition
Therefore, according to the above described criteria for the analysis of both existing building and the
intervention a recycling model, which implies a new set of redefined design principles of recycling (3S
classification: Subjection–Symbiosis–Subversion), can be proposed. This model links the physical state of
the host building and the most environmentally sustainable design approach for its recycling. Which of these
design principles should be used depend entirely on the state in which the host building is found, i.e. its
physical characteristics.
4.1 Subjection
Longman dictionary of English language and culture defines the term as: the act of bringing under firm
control; not allow to have free expression; contingent or dependent. This design principle implies the
subjection of the new intervention to the old buildings. In structural terms, the new intervention will retain
the existing structure and upgrade it if necessary. If new structure is added it is dependent on the old one,
Proceedings REAL CORP 2014 Tagungsband ISBN: 978-3-9503110-6-8 (CD-ROM); ISBN: 978-3-9503110-7-5 (Print)
21-23 May 2014,Vienna, Austria. http://www.corp.at Editors: Manfred SCHRENK, Vasily V. POPOVICH, Peter ZEILE, Pietro ELISEI 473
Recycling Architecture: the Redefinition of Recycling Principles in the Context of Sustainable Architectural Design
relies on it for its support, they work together. Material-wise the exterior of the building is left unchanged. If
any reparation work has to be done to the building’s façade (e.g. material replacement, crack repairs,
patching, cleaning and painting), they will preserve and reveal it’s aesthetic and historic value and will be
based on respect for original material. All new interventions to the building’s interior will be executed in
materials which follow the aesthetic logic of the old, thus the new and old will be interwoven, or in materials
which are distinguishable from the original but integrated harmoniously with the whole.
The form of the building stays untacked. Its volumetric composition, fenestration rhythm and proportion are
preserved in its totality. No additions are executed to the building envelope. If some parts of the building are
in state beyond repair, selective demolition can be applied but this process will not change the building’s
character and appearance. All newly introduced elements will follow the host building’s spatial logic. The
division of spaces within the building, its organisation, is preserved and governs the new intervention. New
elements are defined by host building’s physical characteristics, its dimensions, scale and disposition of
spaces. The character of the old building’s interior will not be changed by the intervention.The original
building is dominant, fully governs the new intervention, and decides how it is going to be recycled.
If the host building is found in an excelent state, both structuraly and materialy, and can be used ‘as found’
and only a negligible physical change is required the design principle of Subjection should be applied, given
that this design concept implies the predominance of the old and the maximum use of its material.
4.2 Symbiosis
Heinrich Anton de Bary coined the term symbiosis (from Ancient Greek σύν – together, and βίωσις – living)
in 1879 to explain an internal, mutually beneficial partnership between two organisms. This term defines a
relationship in which one symbiont lives within the tissues of the other, either within the cells or
extracellularly and it also refers to any relationship in which the symbiont lives on the body surface of the
host, including the inner surface (Paracer & Ahmadjian, 2000). Oxford dictionary defines the term as:
interaction between two different organisms living in close physical association, typically to the advantage of
both. Organisms living in a symbiotic relationship have different physiognomy, jet together they form a
harmonious, mutually beneficial, union.
The new intervention will retain and upgrade, if necessary, the existing structure. If new structural elements
are introduced, they can both be dependent or independent on the existing structure, according to the scope
of the intervention. If new structural elements are self-sufficient they are certainly conditioned by the pure
physical characteristics of a host building, its size and disposition of its structural elements. The positioning,
size and rhythm of new structure depends entirely on the old building’s organization.
In many cases the building’s exterior, its envelope, façade will be preserved, or if necessary, restored to the
original state, preserving its appearance and integrity. Yet this design principle implies greater degree of
change to the buildings fabric than the previous one. Additions, can be made to the host’s building volume,
and they will always be executed in materials clearly distinguishable form the old, yet carefully chosen to
create a harmonious relationship with the existing materials. Even though new and old are not interwoven,
they form a union. All the changes done in the old building’s interior are executed in materials different form
the old. There is a clear distinction between what is new and what was already there. The form of the old
building, the balance of its composition, is not altered by new intervention. Elements which are added to the
buildings envelope follow the formal logic of the old building, its symmetry and relationship between its
parts. New follows the old but is equally present and dominant.
New intervention is governed by the old building’s inner space distribution. Building’s interior organization
influences the design of the new intervention. This influence is limited to new intervention’s dimension, not
character. There is a clear distinction between what belongs to the old and what was newly introduced, both
in material and formal terms. Compared to design principle of Subjection, Symbiosis creates more dynamic
relationship with the old. Additions and alterations of the old building can be executed, jet buildings spatial
and formal logic will not be jeopardised by this act. In most cases the alterations are restricted to building’s
interior. Whereas in Subjection old dominates and fully conditions the new, in Symbiosis old and new are
equally present but speak different languages.
When a host building is found in a relatively good state, structurally and materially, and requires only minor
physical change, upgrading of its structure or replacements of certain parts, the design principle of Symbiosis
should be applied, given that this concept implies preservation of all usable elements of the old and yet
leaves space for equally powerful new intervention.
4.3 Subversion
Subversion (lat. subvertere – overthrow) refers to a process by which the values and principles of a system in
place, are contradicted or reversed (Blackstock, 1964). Through this act the established system is changed or
damaged. This concept involves infiltrating, penetrating and manipulating existing system.
This design principle, is structural terms, implies introduction of new structure independent form the old, and
in some cases complete replacement of the old structure. The positioning and size of the new structural
elements depend entirely on the new intervention and does not follow the structural logic of the old building.
Additions, and alterations to the host building’s fabric are executed in materials clearly distinguishable from
the old, and even confrontational. Newly introduced materials do not pretend to form a harmonious union
with the old but follow completely different material logic, defined by the new intervention entirely. In the
host building’s interior the clear separation of old and new materials is also at play. The clash between
existing and newly introduced materials produces dynamic and very intense relationship between old and
new.
The form of the existing building is substantially changed by this design principle. The balance of its
composition, symmetry, and fenestration are broken and altered by new intervention. New volumes will be
added following its own formal logic, confrontational with the old. Host building can endure substantial
subtractions as well, which can change its appearance. New elements belong to a clearly different style, the
style which is defined by the commissioned architect.
This intense relationship extends to the building’s interior as well, where new intervention changes the
spatial composition of the old building. The logic of interior spaces in altered and the character of the host
building completely changed. New intervention is fully governed by its own formal and spatial logic,
independent from the existing one.
This design principle implies the highest level of change to the original building. Compared to Subjection,
where the old building has the predominance, and Symbiosis, where both new and old are equally present
and powerful, the design principle of Subversion implies complete obedience of the old building to the new
intervention, new overpowers the old. If significant physical change, reconfiguration and reconstruction are
required for the host building to be usable once again the design concept of Subversion can be applied. As
only small part of the original building can be used, overpowering new intervention, composed of entirely
new stricture, materials and space logic is entirely justified.
5 CONCLUSION
The global concept of sustainable development is imposed as a general context for all urban questions in the
last few decades. This concept implies the integration of various aspects of urban development, which affects
the modification of the contemporary design principles.
Adaptation of the design principles to the demands of sustainable development concept has great potentials,
reflected in increasing quality of land as a non-renewable resource. During this and the past decade,
sustainability in construction industry, represented a central theme of the most important international
conferences. Further, our existing building stock plays a fundamental role in our society. It contains large
quantities of embodied energy, materials and resources and contributes to the streetscape, character and
embodied memory of our communities. When buildings no longer meet expectations, demolition is
frequently employed, contributing to the building industry as the single largest consumer of resources and
the single largest contributor to the waste stream.
Thus, recycling architecture has many historic, environmental, social and economic benefits, all of which
make it an essential component of sustainable development. By analysing recommendation in most
important international documents regarding sustainable development and by analysing design concepts used
in contemporary practice of recycling architecture a recycling model has been created. It fully exploits the
host building, by analysing its structural and material state and characteristic and assigning the most
environmentally sustainable design principle for its recycling accordingly. In this way the embodied energy
Proceedings REAL CORP 2014 Tagungsband ISBN: 978-3-9503110-6-8 (CD-ROM); ISBN: 978-3-9503110-7-5 (Print)
21-23 May 2014,Vienna, Austria. http://www.corp.at Editors: Manfred SCHRENK, Vasily V. POPOVICH, Peter ZEILE, Pietro ELISEI 475
Recycling Architecture: the Redefinition of Recycling Principles in the Context of Sustainable Architectural Design
of host building’s materials is preserved and energy necessary for excavation, manufacturing and
transportation saved.
6 REFERENCES
BLACKSTOCK, Paul: The Strategy of Subversion. Chicago, 1964.
BRAGANÇA, Luis & CUCHI, Albert: Portugal SB07. Sustainable construction, materials and practices. Lisboa, 2007.
BROOKER, Graeme & STONE, Sally: Re-Reading. London, 2004.
EDWARDS, Brian: Rough guide to sustainability. London, 2005.
FEIREISS, Lucas & KLANTEN, Robert: Build-On converted architecture and transformed buildings. Berlin, 2009.
JÄGER, Frank Peter: Old & New-Design manual for revitalizing existing buildings. Basel, 2010.
LEEL, Bruno, TRCKA, Marija & HENSEN, Jan: Embodied energy of building materials and green building rating systems - a case
study for industrial halls. In: Sustainable Cities and Society, Vol.1, Issue 2, pp 67-71.
PARACER, Surindar & AHMADJIAN, Vernon: Symbiosis-An Introduction to Biological Associations. Oxford, 2000.
ROGIC, Tamara: Converted Industrial Buildings. Delft, 2009.
SZOKOLAY, Steven: Introduction to Architectural Science-the basis of sustainable design. London, 2004.