Nano-Emulsion and Nano-Encapsulation of Fruit Flav PDF
Nano-Emulsion and Nano-Encapsulation of Fruit Flav PDF
Nano-Emulsion and Nano-Encapsulation of Fruit Flav PDF
Abstract. Nano-emulsion and nano-encapsulation of fruit flavor aim to make flavor stabilization
which is generally labile in the form of liquid (emulsion) and powder (encapsulation) preparations.
Nanotechnology in food is a technology to reduce food particle size to 20-200 nm which is generally
followed by new properties both physical, chemical and sensory. In nano-emulsion products such as
transparent color and products stability are characterized by: absence of sedimentation (creaming),
unification of two particles (flocculation), unification of particles to enlarge (coalescent) and
exchange of internal and external phases (inversion). In nano-encapsulation products flavor stability is
maintained by reduced aroma volatility which is bound by the carrier matrix while controlling the
release of aroma. The method of forming nano-emulsion uses two approaches, namely high energy
such as high-pressure homogenization and ultra-sonication methods, and low energy such as
spontaneous emulsification. Making an emulsion is by mixing two different compounds of polarity
stabilized by the emulsifier. In the emulsion flavor system for making nano-encapsulation a
biopolymer is needed which acts as a core coating. The encapsulation was made by making an
emulsion first, then one of the drying techniques was carried out such as spray drying, drum drying
and freeze drying. This literature review describes nano-emulsion techniques and nano-encapsulation
of fruit flavor
1. Introduction
1.1 Flavor Nano-Emulsion
Fruits have the preferred flavor, where different types of flavoring components for each different
type of fruit. ‘Kawista’ fruit, for example, which is classified as a tropical plant, identified using Gas
Chromatography-Mass Spectrometry (GC-MS) has 75 flavor components as volatile compounds, which
consist of esters, alcohols, aldehydes, ketones, lactones, heterocyclic aromatic, hydrocarbons, acetal, furan
and carboxylic acids [1]. Flavor compounds consist mostly of volatile components so that they are labile by
environmental conditions. Emulsion and encapsulation of flavor is one way to maintain flavor stability.
Nanotechnology can be applied in food processing technology in the form of nano-emulsion and
nano-encapsulation. The definition of nanotechnology in food processing is the manufacture of food
materials that are nano-scale, i.e. 20-200 nm. Nano-sized material designed in the order of the smallest atom
or molecule, has special properties compared to the origin of the material.
Nano-emulsion is often referred to as mini-emulsion, nano-emulsion, ultrafine emulsion, and
submicron emulsion. Nano-emulsion looks transparent and translucent which is seen with ordinary eyes and
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IOP Conf. Series: Earth and Environmental Science 292 (2019) 012025 doi:10.1088/1755-1315/292/1/012025
does not occur sedimentation (creaming) due to Brownian. One other hand, it is also resistant to flocculation
because efficiently of steric stability. The unique properties of the nano-emulsion can be categorized as nano-
emulsion having thermodynamic stability. Most nano-emulsions are stable by synthetic surfactants which
have long hydrophilic groups [2].
Emulsions consist of conventional emulsion (O/W and W/O), multiple emulsions (W/O/W),
multilayer emulsions (MO/W), solid lipid particles (SLP-O/W), and filled hydrogel particles (O/W/W).
Double emulsion of water in oil in water (W/O/W), where small water droplets contained in larger oil
droplets, will then be dispersed in a continuous water phase [3].
Figure 1. Emulsions type: Nano-emulsion (A), Lipid droplets (B), Filled Lipid droplets (C), solid lipid
nanoparticle (D), Multilayer emulsions (E), colloidomes (F)
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Creaming is the emulsion phase separation based on the difference in density between the dispersed
phase and the continuous phase. Creaming is an undesirable process, but this condition can be dispersed
again with agitation. Creaming speed is influenced by several factors, namely based on the depositional
velocity theory stated by the Stokes law [5]. Flocculation is the incorporation of globules depending on the
electrostatic force (potential Zeta). This instability can still be improved by shuffling because the film
between the surfaces is still there [6].
Coalescent is the process by which the droplets of a phased approach and combine to form larger
particles and become a layer. This happens not only because of the surface free energy but also because not
all globules are coated by interface films [5]. This instability is more damage than creaming. Attempts to
stabilize this instability cannot be done by shuffling, usually additional emulsifiers and reprocessing are
needed [7].
Ostwald Ripening is the process by which small droplets turn large and form new droplets. This
phenomenon is related to systems that have varying droplet sizes. The phenomenon of coalescence and
Ostwald Ripening causes the separation of the system into three phases, namely the internal, external and
emulsifier phases. Inversion is an event where the external phase becomes an internal phase, and vice versa
[5].
There are two methods for forming nano-emulsions, namely the formation of using high energy and
low energy approach. High energy formation uses mechanical equipment capable of breaking oil and water
phases such as high-pressure homogenizers, micro-fluidizers, and sonication methods. The formation of low
energy nano-emulsion is produced as a result of phase transitions during the emulsification process where
there is a change in composition with constant temperature. The method often used is membrane
emulsification, spontaneous emulsification, emulsion inversion point, phase inversion point, solvent
displacement [8].
Emulsion formation can be done directly and indirectly, where the quality of the emulsion is better in
indirect emulsions [9]. The emulsion technique directly by mixing becomes one of all ingredient emulsions,
while the indirect emulsion is carried out in two stages, namely pre-emulsion and emulsion. The minimum
grain size that can be produced using each approach depends on several different factors. Reducing particle
size using a high-energy approach depends on the type and operating conditions of the homogenizer (eg
energy intensity, time and temperature), sample composition (eg oil type and concentration and emulsifier)
and physicochemical properties of component phases (eg interface voltage and viscosity).
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International Conference on Food Science & Technology IOP Publishing
IOP Conf. Series: Earth and Environmental Science 292 (2019) 012025 doi:10.1088/1755-1315/292/1/012025
Making fruit flavor nano-emulsion is expected to improve its color characteristics, particle size,
viscosity, pH, solubility and availability so that it will increase acceptance by consumers. The combination of
emulsifying materials and stabilizing fruit nano-emulsions will produce smaller emulsion grain sizes. Malto-
dextrin or inulin as a biopolymer is added as a thickener which aims to increase viscosity and slow down the
deposition process, so that the nano-emulsion produced will be more stable.
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In general, flavor encapsulation techniques can be carried out chemically such as conservation, co-
crystallization, molecular complex, and interfacial polymerization; physically such as Spray drying, spray
chilling / cooling, extrusion, and fluidized beds [17, 18]. The advantages and disadvantages of each flavor
encapsulation technique are presented in Table 2.
Co-Crystallization the method of entrapping (using Flavor sensitivity is quite high, rarely
sugar), the orange peel is quite good, used
but it is recommended to add
antioxidants
Spray drying Encapsulation efficiency of 10-90%, Not suitable for heat sensitive
Easy, low cost, high reproducibility, components, it is difficult to control
high productivity particle size
Freeze drying The quality of flavor is better than hot Expensive production costs, expensive
drying handling and storage in the long period
Fluidized bed Encapsulation efficiency 5-50%, Heat temperature will integrate the
coating Can control particle size, low cost, can flavor component
dry encapsulate multi-layer
Encapsulation makes flavor protected from adverse environmental influences such as damage due to
oxidation, hydrolysis, evaporation or heat degradation. Thus, flavor will have a longer shelf life and better
process stability. In addition, the release of material from the capsule can also be controlled so that its
effectiveness can be designed as desired. The challenge of the application of nano-encapsulation technology
lies in the selection of the nano-encapsulation technique and the appropriate encapsulating material (coating
wall) so that the capsule can function according to its purpose.
Some reasons for implementing nano-encapsulation in the food industry are: to reduce core reactivity with
environmental factors, reduce the transfer rate of core materials with the outside environment, to promote
easier handling, to control the release of core material, to cover the core taste, and melt core material when
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must be used in small quantities [20]. In its simplest form, nano-capsules are small balls with uniform walls
around them. The material in nano-capsules is called the core, internal phase, or filler, while the wall is also
called shell, layer, material wall, or membrane. Nano-capsule can have several coating walls [21].
Nano-capsule coatings can use carbohydrate ingredients such as dextrin, sugar or starch. Other
ingredients can also come from proteins such as gelatin and soy protein. While one method commonly used
in industry is using a spray dryer. Coating materials commonly used for the spray drying process include
carbohydrates, Arabic gum, semi-synthesized cellulose derivatives and synthesis polymers [22). Each
coating material (carrier / coating) has advantages and disadvantages to the properties, price and
encapsulation efficiency. At present malto-dextrin, a modified starch derivative that can be dissolved, used
individually or in combination with other ingredients in the process of making food and medicines from plant
extracts, aromatic preservatives and vitamins [23].
Malto-dextrin has various aspects of function including enlargement and the properties of film formation, the
ability to bind taste and fat, and reduce the permeability of oxygen to the wall matrix. Some of the reasons
underlying maltodextrin for microencapsulation materials, according to Aakash [24] that maltodextrin can
reduce the reactivity of core material with an environment, controlled release which is suitable for core
material. Some microencapsulation studies using maltodextrin as coating wall material have been carried out
including the microencapsulation process of ginger oleoresin [25]. The highest microencapsulation efficiency
of ginger oleoresin with a ratio of 1: 16.7 (oleoresin: maltodextrin) with particle sizes of 1.05-12.90 µm.
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The application of the spray drying process to microencapsulation involves three basic steps [30],
namely preparation of dispersions or emulsions for processing, homogenization of dispersions, and
atomization of masses into the drying chamber. The first step is the formation of a good and stable emulsion
from the core material in a solution of the wall. The dispersion must be heated and homogenized, with or
without the addition of emulsifiers depending on the emulsifying properties of the coating material because
some have their own interfacial activity. Before the spray drying step, the emulsion formed must be stable for
a certain period of time, oil droplets must be rather small and the viscosity must be low enough to prevent the
entry of air in the particles [31].
In food products that do not heat stable such as flavor, the use of spray drying techniques needs to be
considered, considering the drying operating temperature can reach 180 oC. In flavor products the freeze-
drying technique in the encapsulation process is an alternative. The advantages of freeze-drying techniques
are that they can produce higher quality products because the products produced have a rigid structure due to
the sublimation process. Rigid structures make the product porous and do not contract at dry conditions.
Other advantages reduce the degradation of substances that are not heat resistant [32, 18].
2. Emulsifier
Emulsifiers and surfactants are two terms that have the same meaning. An emulsifier is an active ingredient
at the interface between two phases, a hydrophilic and hydrophobic phase. Emulsifiers have two groups in
one molecule, namely polar groups which remember polar compounds such as water and non-polar groups
which remember non-polar compounds such as oil. The unique nature of this emulsifier will be able to
reduce the surface tension of two compounds that cannot mix together to be able to mix.
The use of excessive emulsifiers will cause low solubility so that emulsifying crystals are formed.
The formation of these crystals will reduce their ability to form emulsions between fat and water. Imperfect
emulsion formation will cause fat to separate during the processing so that the resulting fat content decreases
[33].
The HLB (hydrophile-lipophile balance) value of an emulsifier is a number that shows a measure of
balance and strain of a hydrophilic group (like water or polar) and a lipophilic group (like oil or non-polar),
which is an emulsified two-phase system. HLB numbers are used to characterize emulsifiers. If the HLB
emulsifier number is high, the emulsifier will be more soluble in water, whereas if the HLB number is low,
the emulsifier will dissolve easily in oil.
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The W/O/W emulsion consisting of W/O and O/W emulsions requires two emulsifiers to form two systems,
which must contain a low HLB (Hydrophile Lipophile Balance) value to stabilize the W/O emulsion and one
must contain an HLB value high to stabilize the O/W emulsion.
Surfactants are divided into four groups i.e anionic surfactants, cationic surfactants, nonionic
surfactants, and amphoteric surfactants [33]. Anionic surfactant is a type of surfactant that has a negatively
charged molecule in the hydrophilic part due to the presence of a very large ionic group. Anionic surfactants
are surfactants whose alkyl parts are bound to an anion such as alkane sulfonate salt, olefin sulfonate salt, a
long chain fatty acid sulfonate salt.
Cationic surfactant is a type of positively charged surfactant in its hydrophilic group due to the
presence of ammonium salts, such as Quaternary Ammonium Salt (QUAT). Cationic surfactants are
surfactants in which the alkyl portion is bound to a cation, such as alkyl trimethyl ammonium, dialcyl-
dimethyl ammonium salt and dimethyl benzyl ammonium alkyl salt.
Nonionic surfactant is a type of surfactant that is not charged or does not occur molecular ionization
due to the presence of an ether or hydroxyl oxygen group. Nonionic surfactants are surfactants which are not
charged alcyl parts, such as fatty acid glycerin esters, fatty acid sorbitan esters, fatty acid sucrose esters,
polyethylene alkyl amines, glucamines, alkyl poly-glucosides, mono alkanol amines, dialkanol amines and
alkyl amine oxides.
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Amphoteric surfactant is a type of surfactant that is positively and negatively charged on its
molecule, where the charge depends on pH, at a low pH it will be negatively charged and at a high pH
positively charged. For example surfactants that contain amino acids, betaine, phosphobetain.
3. Emulsion stabilizer
In the flavor emulsion system a biopolymer is needed as a core coating. The encapsulation process begins
with making the emulsion first, then drying it. In microencapsulation synthetic flavor to reduce flavor loss
and improve stability using biopolymers from native starch and starch modified succinylated and octenyl
succinylated. Corn and barley succinylated starch is more effective than native starch and oktenyl starch.
Succinylated starch shows the ability of flavor resistance compared to β-cyclodextrin which is widely used as
a Coating material in microencapsulation of essential oils or flavor Succinylate starch shows the ability of
flavor resistance compared to β-cyclodextrin which is widely used as a coating material in essential
microencapsulation of oil or flavor [36].
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Microencapsulation of cumin extract with modified starch as a coating is more tolerant of heat than
those using β-cyclodextrin [37]. During heating, β-cyclodectrin protects volatile compounds from
evaporation to 100oC while modified starch to 140oC. Protection of volatile compounds from heat by
maltodextrin depends on encapsulated material (160oC for limonene and 120oC for carvone).
Table 7. Types of coating matrices and their characteristics in flavor encapsulation [17]
Wall Matrix Characteristics Products
Carbohydrates Low cost and good retention Tuna oil; liquid tomato flavor
Malto-dextrin
Porous starches Effective absorption and sustained release, Coffee oil; limonene
simple production technology, and low cost
Hydrolyzed starches Excellent oxygen-barrier, low viscosity at Meat flavor; wasabi flavor
high solid level
Protein Excellent functional and nutraceutical β-Pinene; citronella
Milk proteins properties
Gelatin Early formation of surface crust, high Lime oil; lavender oil
emulsifying and stabilizing activities
Arabic gum Excellent emulsifying properties and Rosemary oil; mint oil
provides good volatile retention
Cyclo-dextrin Good resistance to oxidation, excellent Shiitake flavor; pine flavor
inclusion of volatiles
Liposomes Lipid bilayer that increases emulsifying and Resveratrol; sesame
emollient effects
Inulin Prebiotic effects, dietary fiber action, and Rosemary oil; olive oil
good solubility in water
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Microencapsulation of the aroma components of d-limonene, ethyl hexanoate, octanal and 1-hexano used
native corn starch, acetylation modified corn starch and pre-gelatinization and maltodextrin. Malto-dextrin is
the most efficient coating material for flavor retention [38]. Gum Arabic is very effective as a coating
material because it can protect colloids well [39]. Gum Arabic can stabilize emulsions in a wide pH range.
Gum Arabic can be used in conjunction with other gum, carbohydrates and proteins.
Homogenization I
Micro-emulsion Bio-polymer
Homogenization II
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4.3.2 Viscosity
The nature of viscosity and flow of liquid food products can be measured using an instrument called a
viscometer. The nano-emulsion viscosity was measured by Brookfield viscometer (LVDV Pro II, Brookfield
Engineering Laboratories, USA) with S34 spindles.
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5. Conclusion
Nano-emulsion is a nano-sized disperse (<100nm) with two different of polarity stabilized by the emulsifier.
Fruit flavors which are dominated by volatile compounds are labile so they need to be stabilized in the
emulsion system. The characteristics of nano-emulsion are very good for maintaining physical and chemical
stability such as being transparent and preventing the separation of the emulsion phase. The formulation of
the dispersing phase composition, dispersed phase, type and quantity of emulsifiers, homogenization process
conditions greatly influenced the physical and chemical characteristics of fruit nano-emulsion flavor.
Nano-encapsulation is the binding of core compounds by coating both bio and synthetic polymer, from the
emulsion system formed and then dried to obtain nano-sized powder (<200nm). The formulation of the
dispersing phase composition, dispersed phase, type and number of emulsifiers, polymer group coating
material, homogenization process conditions, and type of drying technique greatly influenced the physical
and chemical characteristics of the nano-encapsulation of fruit flavor.
Acknowledgment
BUDI-DN Scholarship cooperation between the Ministries of Research, Technology and Higher Education
with the Ministry of finance. Also, Postgraduate Grant Program the Ministry of Research, Technology and
Higher Education of the Indonesian Government in 2018.
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