USAID/Philippines Basic Education Project 2017-2022 Redacted Concept Paper
USAID/Philippines Basic Education Project 2017-2022 Redacted Concept Paper
USAID/Philippines Basic Education Project 2017-2022 Redacted Concept Paper
A. Introduction
This Concept Paper is a key step in the process for designing a sector-wide USAID/Philippines
Project Appraisal Document (PAD) and the authorization and award of a new generation of
education activities by 2018. The proposed objectives outlined in this Concept Paper build on the
current portfolio of activities, some of which are approaching their planned completion dates.
USAID/Philippines next education program will continue to play an important role supporting
the education priorities of the Government of the Philippines.
In 2015, the Philippines failed to meet its targets for the goals set forth in Education for All
(EFA), a global commitment made by country governments to achieve quality basic education
for all children and youth. 1 The six EFA goals, adopted in Dakar, Senegal, in 2000, are early
childhood care and education, especially for the most vulnerable and disadvantaged children; free
compulsory quality primary education for all children; equitable access to appropriate learning
and life skills programs for youth and adults; a 50 percent improvement in levels of adult literacy
by 2015; gender equality; and improved quality education.
The situation is especially worse in the most remote southern parts of the Philippines, especially
conflict-torn Mindanao. Displacement poses a different challenge to education as children are
forced to abandon their studies and has had a serious long-term impact on the youth of
Mindanao. Children, for example, are being forced to skip schooling either because of conflict in
their areas, or because they have to work instead in order to survive. 2 This results in a priority
shift, where children who should be learning in preparation for their future are instead working in
the fields, or worse, learning to bear arms. 3 The implicit costs of the conflict include the loss of
cultural identity, social cohesion, and personal dignity. The rise in the number of school dropouts
also result in increased social tensions and crimes, such as kidnap for ransom, drug trafficking,
and other illegal activities.
1
UNESCO Education for All 2000-2015: Achievements and Challenges. For a more detailed discussion on the achievements and
shortfalls of the Philippines in these six goals, see Annex A.
2
A focus group discussion by Save the Children in 2010, cited in Mindanao: The hidden costs of war http://pcij.org/stories/mindanao-
the-hidden-costs-of-war/
3
Laisa Alamia, head of the Commission on Human Rights in the Autonomous Region in Muslim Mindanao, cited in Mindanao: The
hidden costs of war http://pcij.org/stories/mindanao-the-hidden-costs-of-war/
1
The Philippines took several actions that made strong progress in achieving the target of 80
percent gross enrollment. The Kindergarten Act (RA 10157) widened the scope of education, as
it makes preschool for five-year-old Filipinos free and compulsory. In line with this development
are curricular and education cycle reforms that have been legally instituted through the Enhanced
Basic Education Act of 2013 (RA 10533), also known as the “K to 12 law,” which mandates the
government to “create a functional basic education system that will develop productive and
responsible citizens equipped with the essential competencies, skills and values for both life-long
learning and employment.” Despite curricular improvements and policy changes that increased
access to education, the Philippine basic education sector continues to face several challenges as
it seeks to improve the quality of education in the country.
Poor early-grade reading outcomes hinder the academic performance of students throughout their
educational careers. Without acquiring the foundational skill of reading, students find it
increasingly difficult to learn as they progress through the formal school system. The inability of
many students to read well also contributes to persistently high dropout rates, which have
produced a large cohort of youth who have left school. The school-leaving rate at the elementary
level has been 6-7 percent for the last ten years (boys 7-8 percent and girls 5-6 percent), with
Grades 1-3 experiencing the highest rates of both dropout and grade repetition. 4 In many cases,
those who have dropped out have not mastered the basic competencies to participate as
productive members of their community, such as literacy and numeracy.
In addition to the students currently struggling in school, an entire cohort exists of children and
youth who were not successful in school and have dropped out. According to the 2013 Functional
Literacy Education and Mass Media Survey (FLEMMS), 5 one in every ten, or about four million
Filipino children and youth, were out-of-school. 6 The survey also showed that the top three
reasons for not attending school were union or marriage; insufficient family income to cover
educational costs; and lack of interest in going to school.
The risk of conflict substantially increases in areas with higher levels of inequality in education
achievement. 7 Conflict, in general, lowers mean educational attainment by between 3 percent and
7.6 percent of a year of schooling; it also worsens education inequality. For many years, Muslim
areas in the Philippines, specifically in the Autonomous Region in Muslim Mindanao (ARMM),
have suffered from disparities in educational access and quality. Conflict areas, like ARMM,
Regions IX (Zamboanga Peninsula) and XII (Soccsksargen) 8 in particular, are confronted with
systemic problems arising from poor quality of teaching and learning, which contribute to high
dropout and low cohort survival rates. Youth who drop out of the formal system have limited
opportunities and are vulnerable to recruitment for violent extremist activities. Without
improving the lives of these youth, particularly in conflict-affected areas in Mindanao, there is
risk that they will contribute to instability. These individuals need a renewed sense of purpose,
4
Philippine Education for All 2015 Review Report.
5
The survey covered around 36 million population in the Philippines aged between 6 and 24.
6
Out-of-school children is defined in the FLEMMS as persons aged 6 to 14 years who are not attending school while out-of-school
youth as persons aged 15 to 24 years who are not attending school, have not finished any college or post-secondary course, and are not
working.
7
Omoeva, Carina, Rachel Hatch, & Wael Moussa (2016). The Effects of Armed Conflict on Educational Attainment and Inequality.
Education Policy and Data Center Working Paper, FHI 360: Washington, DC.
8
Composed of four provinces (South Cotabato, Cotabato, Sultan Kudarat and Sarangani) and one of its cities (General Santos).
2
relevant life skills that can lead to employment and confidence in their local governance
structures.
The large number of children that make up these two cohorts -- those that struggle to read and
those who have already left the formal school system -- is concerning for the long-term economic
development of the Philippines. As such, to address the interrelated issues of poor student
performance and vulnerable youth, 9 the purpose of the project is to improve education outcomes.
The desired education outcomes are improved early-grade reading skills (fluency and
comprehension) of public elementary school students, and basic education (foundational) and life
skills enhanced in vulnerable youth, particularly in Mindanao.
The Development Hypothesis/Theory of Change: The realization of the project’s 10 purpose,
which may be comprised of more than one activity 11, is premised on the hypothesis that
improving early-grade reading leads to improved educational achievement, which reduces the
rate of school dropout in the early grades and provides the platform upon which youth can
develop the knowledge and skills necessary for inclusive growth in the country. For those
students who have already dropped out, increased access to life skills, workforce readiness and
other basic education provides the foundation for them to be more productive members of
society.
B. Relationship to the Country Development Cooperation Strategy (CDCS) and Applicable
Agency Policies and Strategies
USAID assistance to the Department of Education (DepEd) contributes to the Agency’s global
goal of improving reading skills for 100 million children by scaling proven approaches for the
Philippines and elevating local successes that improve lower-elementary reading instruction. In
addition, USAID provides value-added technical assistance to local government units,
development alliances, school boards, and School Governing Councils to improve transparency
and accountability in education governance; provide vulnerable youth skill development; and
boost community engagement.
The new Basic Education Project will fully align with the Mission’s CDCS (2013-2018),
USAID’s Global Education Strategy (2011-2015), USAID’s policy on The Development
Response to Violent Extremism and Insurgency (September 2011), Department of State & USAID
Joint Strategy on Countering Violent Extremism (May 2016), and Philippine government
priorities for education, as specified in the Republic Act No. 105/33, labeled The Enhanced Basic
Education Act of 2013. The project will support DepEd’s goals to improve early-grade reading,
as well as provide additional opportunities for vulnerable youth, which feed into the Philippine
government’s larger goals of reducing poverty and enhancing economic opportunities by
improving the quality of education.
9
“Vulnerable youth” is defined as youth in conflict and crisis environments.
10
USAID’s definition: A project is a set of executed interventions, over an established timeline and budget intended to achieve a
discrete development result (i.e. the project purpose) through resolving an associated problem. It is explicitly linked to the Country
Development Cooperation Strategy Results Framework. (Automated Directives System Chapters 200-203)
11
USAID’s definition: An activity is a sub-component of a project that contributes to a project purpose. It typically refers to an award
(such as a contract or cooperative agreement), or a component of a project such as policy dialogue that may be undertaken directly by
Mission staff (Automated Directives System Chapters 200-203)
3
The component principles and products of the new education project will continue to contribute
to USAID/Philippines’ Development Objectives: DO 1 (to accelerate and sustain broad-based
and inclusive growth by strengthening education) and DO 2 (to support youth development as
part of work to ensure societal stability and community peace and progress). The current CDCS
recognizes the important role that education plays to develop human capital and provide
economic opportunities. The fundamental development hypotheses is that improving early grade
learning outcomes and building complementary support programs for vulnerable youth contribute
to inclusive economic and social development.
The project will work closely with other donor activities, such as the World Bank’s $300-million
Learning, Equity, and Accountability Program Support Project, 12 which facilitates EGRA
development in 12 major mother-tongue languages; professional development for about 12,000
teachers in selected regions to use the EGRA lessons in reading instruction; and rationalization
and institutionalization of EGRA with available tools (e.g., School Readiness Assessment and the
Philippine Informal Reading Inventory). Similarly, the new Pathways Project of Australia’s
Department of Foreign Affairs and Trade will complement systemic development and
management components of the Basic Education Project with its general management and
delivery improvement support to the DepEd ARMM Mindanao in its early-grade programs. The
Pathways Project is a nine-year, $90-million project to assist education development in conflict-
affected areas of Mindanao.
17
2011-2015 USAID Education Strategy Progress Report.
18
17,000 youth beneficiaries in Mindanao (MyDev) and 35,000 students in Samar and Leyte (Rebuild).
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also ensure that educational contents and teaching/learning approaches develop learners’ resilience to
violent extremism. The role of education is, therefore, not to intercept violent extremists or identify
defenses, within learners, against violent extremism and strengthen their commitment to non-
violence and peace. 19
19
UNESCO (2017) Preventing violent extremism through education: A guide to policymakers
20
Stanovich, K. E. 1986. Matthew effects in reading: Some consequences of individual differences in the acquisition of reading.
Reading Research Quarterly 21: 360–407.; Lundberg, I., Frost, J., & Petersen, O. (1988). Effects of an extensive program for
stimulating phonological awareness in preschool children. Reading Research Quarterly, 23, 263–284.; Byrne, B. and Fielding-
Barnsley, R. (1995). Evaluation of a program to teach phonemic Awareness to young children. A 2- and 3- year follow up and a new
preschool Trial. Journal of Educational Psychology, 87(3), 488-503.
21
Hanson, R. A., and D. Farrell. 1995. The long-term effects on high school seniors of learning to read in kindergarten. Reading
Research Quarterly 30(4): 908–933.
22
The initial 12 are Tagalog, Kapampangan, Pangasinense, Iloko, Bikol, Cebuano, Hiligaynon, Waray, Tausug, Maguindanaoan,
Maranao and Chabacano. In 2013, DepEd added seven more, which cover Ybanag for pupils in Tuguegarao City, Cagayan, and
Isabela; Ivatan for the Batanes Group; Sambal in Zambales; Aklanon in Aklan, Capiz; Kinaray-a in Capiz, Aklan; Yakan in ARMM
and Surigaonon, covering Surigao City and provinces.
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● Kindergarten. The project will expand the principles and guidance in reading
instruction to the development of the Kindergarten program, providing a strong base
for learner transition to reading instruction in the early grades.
● Pre-service training. The project will both upgrade in-service training for reading
instruction and examine strategies for upgrading the long-term quality of teacher
education through collaborative development programs with local tertiary education
institutions. Thus, an added focus will be pre-service training with strategies that
include developing formal language and literacy education programs within teacher
education institutions; establishing an Institute of Language and Literacy Education;
establishing criteria and formalizing a designation for Centers of Excellence for
institutions that have language and literacy expertise and that can be tapped to
continue assisting reading and language programs; and/or establishing a scholarship
for graduate study at U.S. universities that excel in early-grade language education.
● Technology. The project will explore the use of information and communication
technology (ICT) to enhance early-grade literacy education. It will work to develop
teaching and learning materials accessible via digital devices using software that
enables writers to easily create or adapt simple leveled and decodable books in
multiple scripts. These software applications are important to provide books for all
underserved language communities and help students practice reading more. The
project will work with DepEd to provide a link between the nationwide
computerization project and literacy learning via the promotion of digital storytelling
and PowerPoint presentations during reading lessons. It will also build on the
experience of a pilot online teacher training course conducted in 2015 and a pilot ICT
reading program involving the use of tablets in 2017. It will explore the use of social
media platforms (e.g., Facebook) to conduct sessions to complement the LACs.
● Relevant Education. The project will develop age-appropriate teaching and learning
materials on: (1) preventive drug education; (2) health and body function awareness;
(3) environmental awareness; and (4) disaster preparedness, by providing real-life
lessons via formal schooling and alternative learning methods.
● Private Sector Partnerships. The project’s work with the ALS program will foster a
bigger role for the private sector. In particular, through the partnerships with the
private sector, the project aims to produce a comprehensive mentoring activity that
will help vulnerable young people advance toward productive adulthood. Local
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businesses supply jobs, facilitating greater youth involvement in their communities.
Partnering with local businesses also gives youth who graduate from ALS programs
the competitive advantage of being equipped with timely and relevant skills. Finally,
the private sector will be instrumental in informing programming and providing
critical training and post-training support to youth in civic engagement,
entrepreneurship and job placements.
● Geographic Scope. The project will widen its geographic reach and target the lowest
performing regions, like ARMM, where the education burden is the greatest. It will
also focus work on conflict-affected areas identified through interagency
collaboration by the Mindanao Working Group. The project will also seek
opportunity to align with USAID priorities, such as Cities Development Initiative
(CDI) cities, helping to strengthen the linkage between these urban centers and the
surrounding rural areas to facilitate knowledge and technology transfer.
Given USAID/Philippines’ comparative advantage and experience, the new education project intends
to expand upon past successes. It will continue to:
● Improve the quality of program materials and practices in reading, evaluating the
application of concepts and products developed under the Basa Pilipinas activity;
● Widen the geographic reach and language development and implementation of MTB-
MLE and research to maximize learning transitions between locally used languages
and the official languages for instruction in the formal education system;
● Make policy and operational adjustments based on data and dialogue on results within
DepEd from continued mainstreaming of the EGRA diagnostic tools;
● Enhance the quality of Learning Action Cells, using, for example, the lessons from
the Basa Pilipinas activity;
● Promote inclusive education by targeting the educational needs of students with
vision and hearing impairments;
● Strengthen education governance at the local level by improving government resource
allocation and utilization, as well as bolstering private sector engagement, while
supporting the Philippine government’s thrust on education decentralization and its
adopted school-based management approaches;
● Mobilize community participation in development alliances and related community
service projects in conflict-affected areas to increase the civic engagement of youth to
address gender, disability, conflict, employment and other issues related to inequitable
development;
● Support and improve the availability and quality of the DepEd Alternative Delivery
Modes programs, while promoting the school as the hub for all education program
access; and
● Consult with government departments and related agencies associated with project
activities, including DepEd’s Division of Teaching and Learning, TESDA, agencies
and groups associated with EGRA and assessment, ALS central personnel (currently
located within several bureaus), Professional Regulation Commission, tertiary
education institutions, universities and relevant labor and local government
units/departments.
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Due to the complexity of educational outcomes, the project will help DepEd and education experts
address the interconnected factors that contribute to low reading outcomes. The project will also
support interventions in mother-tongue instruction; provide appropriate textbooks and materials;
improve the quality of teacher education and training instruction; support better assessment,
monitoring and evaluation practices; overcome poor implementation governance; and enhance local
schooling. The aim is to enable more efficient and effective local capacity to address specific local
issues and improve overall implementation of the reading agenda and youth development. The
details of assistance in these areas are related to scaled actions developed and initially
institutionalized in the Basa Pilipinas, EdGE and MYDev activities, as conceived and refocused.
The project investment in youth skills, leadership, and local government capacity through functional
local government units will focus on select conflict‐affected areas in Mindanao. These ideas,
developed and operationalized in MYDev, are anchors for the scaling of youth interventions to offset
the problems faced by dropouts. Coupled with national investments in improved quality for lower-
primary reading skills instruction, the project will address fundamental policy and capacity issues in
DepEd and the links between basic skills, employment, and community development.
The project will seek to contribute to the current Philippine government priorities, particularly in the
areas of reproductive health and drug awareness. Age-appropriate health and environment reading
content will be developed. Additionally, the Philippines is one of the most disaster-prone countries in
the world; typhoons, floods and earthquakes continue to affect the country on a regular basis. Should
needs arise, the project may find it beneficial to cooperate with DepEd to respond to targeted
recovery and rehabilitation work constructing and rehabilitating learning structures and providing
teaching and learning materials.
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