(Bloomsbury Studies in Philosophy) Andina, Tiziana - Iacobelli, Natalia - The Philosophy of Art - The Question of Definition - From Hegel To Post-Dantian Theories-Bloomsbury Academic (2013)
(Bloomsbury Studies in Philosophy) Andina, Tiziana - Iacobelli, Natalia - The Philosophy of Art - The Question of Definition - From Hegel To Post-Dantian Theories-Bloomsbury Academic (2013)
(Bloomsbury Studies in Philosophy) Andina, Tiziana - Iacobelli, Natalia - The Philosophy of Art - The Question of Definition - From Hegel To Post-Dantian Theories-Bloomsbury Academic (2013)
Tiziana Andina
Translated by Natalia Iacobelli
L ON DON • N E W DE L H I • N E W Y OR K • SY DN EY
Bloomsbury Academic
An imprint of Bloomsbury Publishing Plc
www.bloomsbury.com
Tiziana Andina has asserted her right under the Copyright, Designs
and Patents Act, 1988, to be identified as Author of this work.
This book was first published in Italian as Filosofie dell’arte. Da Hegel a Danto,
copyright © 2012 by Carocci editore S.p.A., Roma.
EISBN: 978-1-4411-6278-6
Library of Congress Cataloging-in-Publication Data
Andina, Tiziana.
[Filosofie dell’arte. English]
The Philosophy of Art: The Question of Definition from Hegel to Post-Dantian theories/
Tiziana Andina; translated by Natalia Iacobelli.
pages cm. – (Bloomsbury studies in philosophy)
Includes bibliographical references and index.
ISBN 978-1-4411-4051-7 (hardback) – ISBN 978-1-4411-3651-0 (ebook) –
ISBN 978-1-4411-6278-6 (ebook) 1. Aesthetics. 2. Art – Philosophy. I. Title.
BH39.A53513 2013
111’.85–dc23
2012046563
1 The Twentieth Century and the Long History of the Imitative Theory 25
2 Definitions 43
3 On the Impossibility of Definition 99
4 Works of Art as Social and Historical Objects 125
Notes 169
Bibliography 177
Index 187
Introduction: On the Philosophy of Art
The specialized areas of philosophy – that is, the philosophy of the mind, of
language, of music, of science, of history, of law or of religion – are generally
distinguished by a clear disciplinary identity. In all of the aforementioned
cases, philosophy has a precise and detailed objective: history, science, music,
law, language or even ourselves, insofar as we are beings gifted in mind and in
thought.
The philosophy of art is no exception. If we were to ask an average cultured
person, someone not particularly experienced in philosophy – a sort of ingenuous
philosopher endowed with a robust common sense – what they would expect to
find in a book on the philosophy of art, they would most probably answer that
they would expect to read a reflection, in essay format, whose object is art and
the products of art. Quite simple, really. The task of answering questions such
as: ‘what is art?’, ‘what is an artwork?’, ‘what is beauty?’, ‘what is the difference
between a common object and an artwork?’, and so on, would be reserved for
the philosophy of art.
Let us now suppose that our cultured reader, who is minimally experienced
in philosophy – we will call him Frescoditesta – must face a rather delicate task
entrusted to him by an elderly uncle who himself is keen on philosophy. The
eccentric and comical uncle collects works of art, the majority of which are piled
up in a large warehouse together with objects of everyday use. When his uncle
passes away, Frescoditesta attends the reading of his will which takes place in a
climate of great sadness. The will, in which Frescoditesta is appointed universal
inheritor, includes two clauses: first, in order to inherit the artworks Frescoditesta
must be able to distinguish them from common objects. The artworks will
remain in his possession, while the other objects will be forever destroyed.
The will relates another codicil, the second provision: the young nephew will
have to carry out this task without the aid of experts, availing himself solely of
his intelligence and, perhaps, a few books. After performing a site inspection
of the warehouse, Frescoditesta realizes the difficulty of this endeavour. His
2 The Philosophy of Art: The Question of Definition
the present course of lectures deals with ‘Aesthetic’. Their subject is the wide
realm of the beautiful, and, more particularly, their province is Art – we may
restrict it, indeed, to Fine Art. The name ‘Aesthetic’ in its natural sense in not
quite appropriate to this subject. ‘Aesthetic’ means more precisely the science of
sensation or feeling [. . .]. We shall, therefore, permit the name Aesthetic to stand,
because it is nothing but a name, and so is indifferent to us, and, moreover, has
up to a certain point passed into common language. As a name, therefore, it may
be retained. The proper expression, however, for our science is the ‘Philosophy
of Art,’ or, more definitely, the ‘Philosophy of Fine Art’. (Hegel, 1842–3, Eng.
trans., 3)
In Hegel’s book, aesthetics is a science that concerns ‘sensation and sentiment’, and
it pertains to art only when artworks are considered in relation to the emotions
they produce in their audience: wonder, fear, compassion and enjoyment. The
object of the philosophy of art, therefore, is not that which is naturally beautiful
Introduction 3
or beauty at all. Rather, it is that which arises from the hands (and from the
genius) of man:
Frescoditesta is quick to seize the point of Hegel’s discourse: the beauty of art
is the fruit of the work of the mind. It is neither accidental nor random, and in
this work (at least at a basic level) the truth of the Absolute Spirit is unfurled.
Art, therefore, is many things; but it is, above all, the unfolding of the truth
inasmuch as it is configured as the sensory manifestation of the Spirit. There
are certainly more perfect exemplifications of the Spirit, yet art remains one of
its necessary manifestations. According to Hegel’s reasoning, a work of art is
composed of at least three elements: a material and sensory body, a content (i.e.
an initial manifestation of the Spirit) and the pertinence of that body and of
those contents.
At this point, after reviewing Hegelian thinking, Frescoditesta encounters his
first astonishing realization. His recollections of philosophy are undoubtedly
scarce, at times nebulous, yet he knows he is not mistaken in comparing the
Hegelian system to a marvellous Baroque cathedral where art, in just the same
way as religion and philosophy, carries out a fundamental task. How are we to
blame him? In Hegelian thinking, this represents one stage in the manifestation
of the Absolute Spirit. Therefore, to inquire about art means to inquire about the
Spirit and, thus, about the Absolute and the truth. Frescoditesta is confused: he
had turned to Hegel to interrogate him of precise matters and to better understand
how to distinguish a work of art from that which a work of art is not, yet he now
finds himself discussing the Spirit, truth and even God. This discovery is of no
use to him, and so Frescoditesta resorts to posing new questions: is the history
of the Spirit in any way related to works of art? Better yet, if the Spirit (with
a capital ‘S’) did not exist at all, what would constitute the philosophy of art?
Would it still have something to do with artworks?
Special philosophies distinguish themselves from the Hegelian philosophy of
art on the basis of one detail: the philosophy of language does not maintain that
language is the manifestation of a recondite and more complex divine language;
the philosophy of law concerns itself with our social world, not with another
4 The Philosophy of Art: The Question of Definition
The second point is purely theoretical. The example of Kennick brings with
it a recurring stem from a specific assumption: the notion that one of the
tasks – perhaps the principle task – of the philosophy of art is the elaboration
of a definition that answers questions such as: ‘What is the difference between
an artwork and a simple thing?’, ‘What type of thing is an artwork?’, ‘How can I
distinguish a common object from an artwork?’, ‘If there are differences between
things and artworks, which general consensus seems to uphold, upon which
conceptual bases do such differences rest?’, ‘How can I distinguish two artworks
when the reference of one artwork by another artwork appears to be the result of
plagiarism?’,1 the list goes on.
On the one hand, this way of understanding the task of the philosophy of
art cannot satisfy everyone; Hegel, for example, would not have agreed with it.2
On the other hand, it poses a problem connected to the other discipline dealing
with art and artworks: aesthetics. As we have seen, Hegel maintained that the
distinction between aesthetics and the philosophy of art was above all a matter
Introduction 5
of linguistic subtleties, but that the two fields more or less coincided. Throughout
the course of the twentieth century, for a variety of reasons, this became more
complicated, and to such a degree that aesthetics and the philosophy of art
eventually developed as separate domains.
Customs officials prove to be a useful example in explaining the daily
occurrences of the special philosophy committed to problems related to art
and artworks. The objection made towards mental experiments such as those
involving Frescoditesta, as well as the protagonist of the Kennick story, is founded
upon the doubt that such cases can never be verified in reality and, therefore, to
envision them would be a futile activity.3
Mental experiments are generally associated by a common trait: they describe
a world that does not exist but, through an imagined world, allow an important
problem to be brought into focus. For example, it is highly unlikely for one of us
to ever find ourselves in the regrettable situation of being deceived by a spiteful
genius, but by hypothesizing that it could happen we are offered the possibility
to examine certain mechanisms of human knowledge. The philosophy of art
under this profile is decidedly unique since, as we will see, reality has prefigured
the formulation of odd mental experiments, placing us amidst matters which
philosophy has been unable to avoid. The contents of the mental experiments
were at hand, and the first to come to this realization were the customs officials
themselves. The following three examples alone – three names and three
dates – should be sufficient in defining the basic concepts of the philosophy of
art: Constantin Brâncuşi 1926, Andy Warhol 1965, Dan Flavin 2010. What they
have in common is their problematic relationship with customs.
Bird in Space is a sculpture by Brâncuşi that arrived in New York by sea.
Upon inspecting it, customs officials challenged the idea that the strange object
was a sculpture, seeing as it in no way resembled a bird. For this reason, they
refused to categorize Brâncuşi’s creation as a work of art, preferring to consider
it a kitchen utensil. They therefore applied to it the taxation that was normally
reserved for merchandise, while works of art were subject to fiscal exemption.
As expected, Brâncuşi was outraged and the matter was brought to Federal
court. Thus began one of the most notorious trials in the history of art: ‘Brâncuşi
vs. the United States’. Edward Steichen, the photographer who had bought the
sculpture, explained the affair to Gertrude Vanderbilt Whitney, founder of the
Whitney Museum in New York who, upon realizing that the case would become
a formidable judicial precedent, offered to cover the legal fees of the trial. Six
members of the jury redounded in Brâncuşi’s favour: Edward Steichen, sculptor
Jacop Epstein, the editor of the journal The Arts, the editor of Vanity Fair, the
6 The Philosophy of Art: The Question of Definition
director of the Brooklyn Museum of Art and art critic Henry McBride. Marcus
Higginbotham represented customs.
The US government had two jurors as well: sculptors Robert Aitken and
Thomas Jones. The state defended the customs officials, recalling a prior case:
‘United States vs. Olivotti’ from 1916, in which the only artefacts that qualified
as works of art were those that were recognized as imitations of objects in nature.
The following are a few lines from the debate: Jude Waite asks Steichen ‘What
do you call this?’ Steichen responds: ‘I call it what the sculptor calls it, oiseau,
which means bird’. Waite continues: ‘How can you say that it is a bird if it does
not resemble one?’ Steichen: ‘I am not saying that it is a bird, I am saying that
it looks like a bird to me just as it was stylized and named by the artist’. Waite
replies: ‘And the only reason for which you say it is a bird is because he (the
artist) called it one?’ Steichen: ‘Yes, your Honor’. Waite persists: ‘If you had seen
it on the road, would you have called it a bird? If you had seen it in the forest,
would you have shot at it?’
Steichen: ‘No, your Honor’.
The trial came to a close on 26 November 1928 with the acknowledgement
that Brâncuşi’s work, Bird in Space, was in fact a work of art.4
Same place, same problem: Brillo Boxes, Andy Warhol’s famous sculpture
exhibited in 1964 at the Stable Gallery in New York, disembarked in Canada
in 1965 in the care of art merchant Jerrold Morris. Customs officials yet again
classified them as products, specifically boxes from a grocery store, and applied to
them the corresponding taxation. Their confusion, in reality, was understandable:
grocery stores were full of Brillo boxes, containing sponges for cleaning pots and
pans. An expert was therefore consulted; Mr Charles Comfort, director of the
National Gallery of Canada who, having seeing Warhol’s work in photographs,
supported the opinion of the customs officials: Brillo Boxes was not a work of art.
Another example: Icons. These are works made with fluorescent lights
symbolizing the icons of our time, and Dan Flavin, the American artist, exhibited
them in some of the most prestigious museums in the world. Nevertheless, as
was described by The Guardian, customs officials in the European Community
determined that Flavin’s works were light fixtures and, accordingly, would be
subjected to the corresponding toll (meaning no offence to the art world).
These three cases illustrate one very simple point: it would have been enough
for Kennick to look around himself in order to picture his experiment. Within this
context, it would have been very odd if philosophy had not attempted to respond
to a problem posed by reality: it was plain to see that the conceptualizations which
were used for centuries to explain what exactly a work of art is no longer worked.
Introduction 7
3 Questions of definition
The definition is composed of two concepts: ‘male’ and ‘unmarried adult’. This
means, to put it simply, that in order for an individual to be a candidate for
the definition of ‘bachelor’, he must possess certain characteristics: he must be a
male, he must be an adult and, of course, he must not be married. Should these
conditions not be fulfilled contemporaneously – perhaps because the candidate
is a woman, a Martian or an adult male who is married – the person with whom
we are dealing is not a bachelor.7 In order for the definition of ‘bachelor’ to fulfil
its objectives, it is necessary to determine the properties shared by all bachelors,
after which it is necessary to identify the properties that distinguish bachelors
from similar classes such as that of ‘husbands’. The philosophy of artworks, in an
analogous fashion, attempts to identify the properties shared by all works of art
in order to determine the properties that distinguish artworks from classes of
similar objects, such as artefacts.
Let us now turn briefly to aesthetics. According to the argument which I am
proposing, ‘philosophy of art’ is not another way of referring to aesthetics: it
does not, in fact, deal exclusively or prevalently with problems regarding sensory
knowledge, perceptions of aesthetic qualities or the aesthetic experience.
Furthermore, it does not elect as its privileged object of research the queen of all
aesthetic qualities; that is, beauty.
§1. Aesthetics (the theory of the liberal arts, lower gnoseology, the art of thinking
beautifully, the art of the analog of reason) is the science of sensitive cognition.
(1750–8, 27)9
And subsequently:
It is not surprising, therefore, that aesthetics and the philosophy of art have
so little in common. Upon closer inspection, it becomes clear that they do not
even share an interest in artworks, considering that the former, as suggested
both by the etymology of the word and the history of the concept,10 should
concern itself first and foremost with sensory knowledge. I will, therefore, begin
with the idea developed in a seminal fashion by Maurizio Ferraris11 who, by
consolidating Baumgarten’s hypothesis of aesthetics as an inferior gnoseology,
treats the discipline as a part of epistemology, considering it the foundation of
the architecture of our cognitive activity (Ferraris, 1997, 47).
The class of objects which fall under the domain of sensory cognition is
quite vast; with the exception of imaginary, ideal or non-existent objects, the
rest involve the jurisdiction of our senses. For what reason, therefore, should
aesthetics concern itself primarily with artworks? It might be noted that the
senses play a pre-eminent role in the understanding of artworks and, therefore,
aesthetics should have something legitimate to say in regards to them if it is in
fact true that in order to appreciate the aesthetic qualities of a Tintoretto we
make use primarily of our sight, while La Traviata involves, fundamentally, our
hearing. Yet, it is not difficult to imagine a counterexample: what about Wuthering
Heights? Which one of our senses do we engage in the story of Catherine, of
Heathcliff and of their impossible love? It is hard to say.
The philosophy of art is launched from this very realization: as we will observe
extensively, one idea that is central to the philosophy of art is that it is not sufficient
to consider the relationship between our senses and works of art in order to get
to the heart of the question of definition. Ever since art expressed its wish to
give up its mimetic vocation, especially throughout the course of the twentieth
century, it has not been easy to identify artworks based solely upon perception. If
we reflect momentarily on the fact that many objects exhibit aesthetic properties
despite their not being artworks (Apple products, for example, are beautiful:
elegant and sophisticated in their design), we are able to understand the nature of
the problem. ‘What is an artwork?’ Plato asked himself in the tenth book of the
Republic, meaning that to identify the exact ontological position of objects which
fall under the category of ‘artworks’ was certainly not a banal matter. Nevertheless,
if we can identify a constant beyond the variations, it would be the idea that the
primary function of art is the imitation of reality. As beautiful or ugly as reality
may be, art depends on it; not only because art is part of reality, but also because
it too often describes it, reflects it and, at times, embellishes it.
On the other hand, theories in philosophy often serve to explain the parts of
reality that surround us. When the nature of the facts that surround us undergo
10 The Philosophy of Art: The Question of Definition
Suppose that the project that is being pursued is the analysis of the concept of
art, and this concept is assumed to include painting, sculpture, architecture,
literature and music. Then at least the following four issues arise [. . .]: (1) The
project assumes that there is a concept of art that it is in good order and that awaits
Introduction 11
analysis [. . .]. (2) There may be quite a few concepts of art that we might analyze.
But if there are competing notions, it raises the question of which concept we
ought to deploy [. . .]. (3) The fact that we have a certain concept, even if it is
universally shared, does not mean that the concept succeeds in including a range
of objects that share a common nature. It may or may not do so [. . .]. (4) Even if
there were a concept of art that is in good order and that did pick out a range of
things that share a common nature, it is not clear that explanatory issues can be
addressed given only a grasp of the concept of art. (Zangwill, 2007, 389–90)
or even transform the world – we must pre-emptively identify the structure, and
accordingly the ontology, of what we are dealing with.
In the beginning, then, there was the idea that art was a sort of mirror of reality.
Beginning in the middle of the eighteenth century, the relationship between
aesthetic thought and art was marked by a powerful prejudice that, by referring
to a similar prejudice pointed out by Alexius Meinong, I will define as ‘prejudice
in favour of Beauty’. Though we will encounter different versions of this prejudice,
for now it will suffice to illustrate it in its eminent form.
As we have seen, in Baumgarten’s definition, which is attested by the
etymological root of the Greek term αἴσθησις, aesthetics is the science of the
knowledge derived from the senses. It qualifies as a theory of the liberal arts
and of free thinking, as an inferior gnoseology and as the art of the analogon
rationis. It is, therefore, a discipline which is strongly tied to sensibility and its
various dimensions, including, obviously, its cognitive dimension. The transition
has been quite smooth from this to the point of binding sensibility to the study
of beauty, associating knowledge through the senses with the knowledge of
beautiful things and, therefore, of artworks that are (or should be) mimetic
representations of beautiful things, as attested in the following annotation by
Polish philosopher Władysław Tatarkiewicz:
Cognitio aesthetica. In the early centuries, even those interested in the aesthetic
experience did not call it that: the term is later, and considerably so, than the
concept itself. [. . .] The adjective ‘aesthetic’ is evidently of Greek origin. The
Greeks used the word αἴσθησις, meaning sensory impressions, coupling it with
νόησις, meaning thought. Both these terms were also used in adjectival form,
αἰσθητικός and νοητικός, meaning sensitive and intellectual respectively. In
Latin, especially in mediaeval Latin, their equivalents were sensatio and intellectus,
sensitivus and intellectivus; and sensitivus was sometimes called, after the Greek
fashion, aestheticus. All these terms were used in the philosophy of antiquity and
of the Middle Ages; however, only in theoretical philosophy; in discussions of
beauty, art and the experiences associated with these, the term ‘aesthetic’ was not
used. [. . .] It was in the middle of the 18th century, in Germany, that one of the
philosophers of the school of Leibniz and Wolff, Alexander Baumgarten, while
retaining the ancient distinction between intellectual and sensitive cognition,
cognitio intellectiva and sensitiva, gave it a startling new interpretation: he
Introduction 13
beautiful things that, at times, are also good things. This involves a different
conceptual undertone: in this case, it is not a matter of beauty in and of itself
but, rather, of the internal beauty of the depicted subject. The question covers
the matter from time to time (infra, 86 ff.), but the point concerns the distinction
between the representation of a beautiful object and a well-made representation
of an object that is not beautiful.
Beauty is not a necessary condition of art and this understanding, from the
time of Karl Rosenkrantz’s Aesthetics (1853), has been expressed with vigour by
the philosophy of art of the twentieth century. In this sense, the twentieth century
was fundamentally a departure from two ancient and deeply rooted prejudices;
one in favour of mimesis and the other of beauty. Perhaps, more simply, it is
a matter of distancing oneself from the ‘prejudice towards Plato’. In the next
chapter, we will begin our reflection from this very point, from one of the most
powerful theories ever produced by the philosophy of art: the imitative theory.
Before we consider this direct confrontation with Plato, we ought to examine the
second prejudice that burdens the way we understand art and works of art. We
shall call this the prejudice in favour of truth.
It is widely known that the Greeks were of the idea that there existed a bond
between goodness and beauty, between ethics and aesthetics. Truth, they
believed, was something separate. Plato maintained that art was the imitation of
appearances, and that this was contrary to truth:
Then consider this very point: What does painting do in each case? Does it imitate
that which is as it is, or does it imitate that which appears as it appears? Is it an
imitation of appearances or of truth? – Of appearances. – Then imitation is far
removed from the truth, for it touches only a small part of each thing and a part
that is itself only an image. And that, it seems, is why it can produce everything.
For example, we say that a painter can paint a cobbler, a carpenter, or any other
craftsman, even though he knows nothing about these crafts. Nevertheless, if he
is a good painter and displays his painting of a carpenter at a distance, he can
deceive children and foolish people into thinking that it is truly a carpenter.
(Republic, X, 268–9)
He therefore denied that a positive relationship existed between art and truth:
a painter is a good painter when they are able to deceive us with their mastery15
Introduction 15
and this was the essence of the matter. Pliny the Elder’s Natural History is another
famous work regarding the topic:
Art deceives, and it does so purposefully. And that’s not all: the perfection of
the deceit is proportional to the skill of the painter. Art thus creates a specific
space in which the rules of fiction are fair game, which means that it is in no way
expected to express things that are true. The point is that while from a Platonic
perspective this becomes a potential hazard to the state, for Aristotle it is simply
a matter of fact, given that art is an autonomous sphere of reality for which the
rules of morality are not valid. Indeed, the object of the tragedy is not truth, but
rather verisimilitude; there would be no sense in searching around the world for
a mother named Medea in order to ask her the reasons for which she committed
infanticide, while it would make sense to study that ‘type’ of human who in
the tragic representation is named Medea, in order to better understand the
psychological structure of all characters like Medea, for example. Therefore, in
one case (the Platonic theory) art has to do with truth only to deny it, while in the
other (the Aristotelian theory) its objective is verisimilitude and the universal –
not historical truth, but, rather, supra-historical and structural truth.
Getting back to Frescoditesta, he is still busy unearthing books and theories
that might help him resolve the problem posed by his uncle’s will. Let us suppose
that during his quest he stumbles upon the two most influential art philosophers
of the hermeneutic school of thought: Martin Heidegger and Hans Georg
Gadamer. ‘What is an artwork?’, Martin Heidegger asks himself (1950, Eng.
trans., 2). This question, so precise and so clear, must have seemed wonderful to
Frescoditesta, as it in some way foretold his predicament:
If we regard works in their pristine reality and do not deceive ourselves, the
following becomes evident: works are as naturally present as things. The picture
hangs on the wall like a hunting weapon or a hat. A painting – for example
van Gogh’s portrayal of a pair of peasant shoes – travels from one exhibition
to another. Works are shipped like coal from the Ruhr or logs from the Black
Forest. (Heidegger, 1950, Eng. trans., 2–3)
16 The Philosophy of Art: The Question of Definition
The point that was so close to Frescoditesta’s heart was, undoubtedly, very
clear to Heidegger: the year was 1935 and, by writing The Origin of the Work of
Art, Heidegger expressed that he realized that deep changes were taking place
around him. Those in the avant-garde were wreaking havoc and artworks
were being treated more and more often as ordinary objects or, conversely,
ordinary objects were being treated as artworks – ‘works of art are shipped
like coal from the Ruhr and logs from the Black Forest’. In reality, if we were to
take a closer look, the situation was far worse, considering that a man by the
name of Marcel Duchamp had had the audacity to put on display a urinal as
if it were Donatello’s David. As he looked around himself, Heidegger noticed
that something important was occurring in the circuit of art and that classic
definitions were becoming increasingly problematic. Thus far, Heidegger’s
theoretical operation fosters valid arguments. However, as we will see, his
argument is problematic in general, and particularly where it concerns the
relationship between art and truth.
Heidegger approaches the question in a unique way: he does not identify the
necessary and sufficient conditions in order to develop the best definition. Instead,
he poses the problem of origin so that, in this way, the eminently philosophical
problem of essence is addressed. Heidegger claims that an artwork and its artist
are inescapably related and that philosophical analysis is meant to respect this
inextricable relationship that, oddly, he does not consider problematic:
The artist is the origin of the work. The work is the origin of the artist. Neither
is without the other. Nonetheless, neither is the sole support of the other. Artist
and work are each, in themselves and in their reciprocal relation, on account of
a third thing, which is prior to both; on account, that is, of that from which both
artist and artwork take their names, on account of art. [. . .] What the work is we
can only find out from the nature of art. It is easy to see that we are moving in a
circle. The usual understanding demands that this circle be avoided as an offense
against logic. [. . .] The collecting of characteristics from what exists, however,
and the derivation from fundamental principles are impossible in exactly the
same way and, where practiced, are a self-delusion. So we must move in a circle.
(Heidegger, 1950, Eng. trans., 2)
Heidegger’s position is curious considering that common sense does not have a
problem with loops or with fallacies. Rather, philosophical thought should try to
avoid them, which is, by definition, an argumentative thought. Heidegger begins
his inquiry by considering the proximity between things and artworks, the very
aspect that had alerted him to the fact that artworks are not easily distinguished
from mere things.
Introduction 17
Works of art are things insofar as they are artefacts, material objects
produced by human beings. It would be worthwhile, therefore, to first pose the
ontological question regarding things, and in order to reach a suitable response,
the question on the realm of the belonging of the subject must be addressed.
Let us make an observation: Heidegger asks his readers to remain within the
circle, but he himself leaves it almost immediately and argues not about art,
about artworks, nor the world of art, but rather about things. The question
must be resolved by first considering the materiality of the artwork. Given
that the artwork is a material object (in other words, a ‘thing’), a good starting
point would be to clarify the concept of ‘thing’ in order to then define the
concept of ‘artwork’, which it will likely depend on. In this case, once again,
the method is genetic: to retrace traditional doctrines regarding an entity or a
thing and to prove their insufficiency. An artwork cannot be truly understood
by referring to the concept of ‘thing’ as foundation or substance, nor can it be
understood as the synthesis of a multiplicity of sensory perceptions, nor as a
union of material and form (Heidegger, 1950, Eng. trans., 9–12). Heidegger
insists that to forgo the conceptual pair ‘material-form’ means to forgo the
‘classic conceptual scheme of each art theory and of all aesthetics’, which
has constituted the pillar of art reflection from Plato to Hegel and beyond,
and upon which the key concepts of aesthetics were based, among them the
concepts of creation and of imitation.
At this point in our analysis, the subject already developed in Heidegger’s
Being and Time (1927, 15) comes into play, in a context in which a ‘thing’ is
principally considered an instrument. In existential analysis (1927, 14 ff.), the
distinction between natural objects and things is founded upon the very idea
that the latter can be useful. Things, as opposed to natural objects, are artefactual
in nature; they are all useful in that they fulfil a purpose, are usable and execute
the objective for which their author created them. In order to find the solution
to the problem, Heidegger uses the same manoeuvre that will be adopted, in
another context, by the artefactual theory (infra, 73 ff.): he distinguishes between
mere things (natural objects) and utensils (artefacts). Natural objects do not
refer to anything but themselves. A block of granite, for instance, is an object
whose particular form is not predisposed to any specific purpose. Artefacts are
clearly different. Since a work of art falls into the category of things, rather than
mere things, particular as it is, it is also an artefact. It is not needed for practical
purposes; it would be silly to use a painting in order to cover an imperfection
on the wall, or to use a book in order to stabilize a wobbly table. Paintings and
books were conceptualized and created for a more complex purpose, one that
has to do with truth.
18 The Philosophy of Art: The Question of Definition
Van Gogh’s painting is the disclosure of what the equipment, the pair of peasant
shoes, is in truth. This entity emerges into the unconcealedness of its being. The
Greeks called the unconcealedness of beings aletheia. We say ‘truth’ and think
little enough in using this word. If there occurs in the work a disclosure of a
particular being, disclosing what and how it is, then there is here an occurring, a
happening of truth at work. (Heidegger, 1950, Eng. trans., 35)
And thus, to reach a definition: ‘in a work of art the truth of a being is a happening
of truth at work’ (Heidegger, 1950, Eng. trans., 35). This point is particularly
important: art has a privileged relationship with truth and this does not occur
within a fictional space, but, rather, in the real world. Truth – the kind that
interested Plato – is more in an artwork than in the world. As a result, in order to
comprehend what the shoes authentically are, it would be useful to study them
in Van Gogh’s painting more than it would be to wear them. The intrinsic truth,
which has little or nothing to do with the depiction of the shoes, is unfurled within
the artwork. While it is evident that art does not have a mimetic duty, the idea
of truth which Heidegger affiliates to it is less patent: an artwork does not depict
the real state of things (i.e. how things are out there in the world), but rather it
expresses to us an approximate truth that is more true than the corresponding
‘banal’ truth. The authentic significance of the world of relationships, history
and meanings lives in an artwork and it is there, more than anywhere, where
it finds its finest expression. Within this framework, Heidegger’s theory could
be read in two ways: if he intends to demonstrate that an artwork expresses the
artist’s vision of the world and their cultural context, this is certainly and trivially
true. If, instead, he intends to demonstrate that truth is created in an artwork
(the stronger, yet more problematic, theory), Heidegger’s idea of truth must be
less ambiguous:
In the light of the delineation of the essence of the work we have reached,
according to which the happening of truth is at work in the work, we can
characterize creation as the allowing of something to come forth in what has
been brought forth. The work’s becoming a work is a mode of the becoming
and happening of truth. [. . .] What, however, is truth for it to be the case that it
Introduction 19
In the tragedy nothing is staged or displayed theatrically, but the battle of the
new gods against the old is being fought. The linguistic work, originating in
the speech of the people, does not refer to this battle; it transforms the people’s
saying so that now every living word fights the battle and puts up for decision
what is holy and what unholy, what great and what small, what brave and what
cowardly, what lofty and what flighty, what master and what slave. (Heidegger,
1950, Eng. trans., 42)
Thus, in a hypothetical world in which the humans who inhabit it have never
produced art or in a world in which art becomes extinct, truth would not exist.
But why?, we might ask ourselves. A world without art is possible, though it
would certainly be a less interesting world. Perhaps Heidegger has in mind a
hazier theory, and he means to say that truth expressed by artworks is something
like the spirit of time. This can be trivially true and in most cases it is; but it
should be kept in mind that artworks can also be many other things: for example,
they can foretell visions of the future world, they can summon back a bygone
mythicized Arcadia, they can imagine non-existent and fantastic worlds, they
can cite other works or even worlds that no longer exist and so on.
The second objection concerns a corollary of the principle theory, when
Heidegger argues that the materiality of an artwork vanishes at the very moment
in which the artwork is an artwork (1950, Eng. trans., 31). In this case, once again,
the theory is trivially true if it means that we do not pay attention to the ink or to
the spelling of the words that compose a page of Shakespeare, for instance, but it
is false if we were to argue that we can prescind from the materiality of the work
because what matters is solely the truth implemented by the work itself. If the
truth that Heidegger has in mind – supposing that it exists – takes shape in an
20 The Philosophy of Art: The Question of Definition
artwork rather than, let’s say, in the thoughts of an artist, it is because that work
has a body, unlike a thought that has a body when it is written down but that
becomes an artwork only once it assumes and articulates that body.
Hans Georg Gadamer came close to understanding the thorny difficulties
present in the thoughts of his teacher and, as a result, attempted to soften certain
theories of his by standardizing, when possible, his philosophy of art. His Truth
and Method (1960) takes on a precise objective: it intends to legitimize an idea
of truth that is alternate to that of the natural sciences. His theory is that the
notion of truth must be bipartite; on the one hand lies the truth that belongs to
the domain of the natural sciences, and on the other hand lies the other truth,
the one which is handled by studies in historical, philosophical and social fields.
Truth and Method is a text that aspires to be a stronghold in literature and a
rampart for its scientific legitimization, located at a historical juncture in which
the sciences are progressively taking hold (1960, Eng. trans., 3–7). Within this
framework, artworks exhibit (and implement, as we shall see) this second type
of truth:
Here the scholarly research pursued by the ‘science of art’ is aware from the
start that it can neither replace nor surpass the experience of art. The fact that
through a work of art a truth is experienced that we cannot attain in any other
way constitutes the philosophic importance of art, which asserts itself against all
attempts to rationalize it away. Hence, together with the experience of philosophy,
the experience of art is the most insistent admonition to scientific consciousness
to acknowledge its own limits. (Gadamer, 1960, Eng. trans., xxi–xxii)
Thus the situation basic to imitation that we were discussing not only implied
that what is represented is there (das Dargestellte da ist), but also that it has come
into the There more authentically (eigentlicher ins Da gekommen ist). Imitation
and representation are not merely a repetition, a copy, but knowledge of the
Introduction 21
essence. Because they are not merely repetition, but a ‘bringing forth,’ they imply
a spectator as well. They contain in themselves an essential relation to everyone
for whom the representation exists. (Gadamer, 1960, Eng. trans., 114)
While truth is always at stake, Gadamer identifies it with precision and detracts
from it some of its mystery: in an artwork we find the quintessence of what
is made to be the object of a representation. Hence, Homer’s Achilles is, in
some way, more true than the Achilles who existed; the narrative of Achilles’
character as presented in The Odyssey expresses a universal trait. For this reason,
Aristotle was able to argue, and Gadamer was able to agree, that poetry is more
philosophical than history (Poetics, 9, 1451 b 6). This is why, Gadamer observes,
the model offered by the mimetic theory is still not sufficient: representation
is constitutively selective, while mimesis is reproductive. At the moment in
which a poet creates a character – a type – they select certain characteristics
that distinguish that character and omits all the rest. To select certain qualities
at the expense of others is useful not only in order to construct the artistic unity
of the character and of the plot, but also, we might suppose, in order to favour
the understanding of the particular ethical qualities related to the exemplified
character: the Achilles described by Homer allows us to understand the essence
of virtue, courage and strength (certain qualities, in other words, that are
exemplified by that particular type of human). Thus, as a corollary of Gadamer’s
theory, art produces a specific understanding that has an intrinsic relationship
with truth that, moreover, can only reside within the environment of the artwork
(this is perhaps the most important theoretical element of the hermeneutic
perspective).
Let us now try to imagine a society which does not know art, which has never
produced art. One might think that the members of this society have no true
experience or knowledge of the things that are generally found in artworks.
For instance, would there be no human capable of understanding the feeling
of affection for a brother, or respect for a god? Or, would the members of that
society not know that there are multifaceted personalities and that hate (in its
most devastating state) produces autodestruction, or that war barbarizes human
beings to the point of making them inhumane? It would be banal to observe
that passions, emotions, sentiments and ideas reside first and foremost in life
and that, though the premise of Gadamer’s discourse is correct, to which we will
return by dealing with representation theories (infra, 132 ff.), the idea which
Gadamer associates with an artwork is problematic for a variety of reasons. It is
one thing to argue that human beings would not be able to live without paintings
and novels, but it is entirely different to assert that without art human beings
22 The Philosophy of Art: The Question of Definition
would surely live in a poorer way and, perhaps, even be worse off themselves. It
is certainly possible to live without art, without philosophy and without science;
it would be more difficult, perhaps impossible, to live without technique. Not
because a certain mysterious truth is revealed in technique, but because without
technique our life would be more complicated. If our species has produced art for
millennia, there must be a reason, but it does not have to do with the elaboration
of a sort of supplement to truth. If not, it would be like saying that Andy Warhol
had been in need of his self-portrait in order to be the Andy Warhol he actually
was, in order to really be Andy Warhol. Or if Guernica had really been ‘Guernica’
only after Picasso’s painting. Artworks follow life; they do not precede it, though
some artworks are able to describe the world wonderfully. All of this entails a
rather challenging theoretical move: to associate the sciences of the spirit (i.e.
the disciplines that are distinguished from the hard sciences) to a different type
of truth that, as it is made to be understood, is likely more complicated and
elusive.
What does this mean exactly? Let us consider historiography and the following
scenario: we are in the year 3012, in a hypothetical world. In this world, we find
an historian who is determined to write a book that describes the Second World
War as it took place on planet Earth. Our historian is of the steadfast conviction
that the truth of the facts will never be ‘truly ascertainable’: in short, his readers
will never truly know the truth. This is not because it would not be possible
to collect the totality of the facts that determined the ‘Second World War’: in
a not so distant future that task might even be accomplished, insofar as what
seems to be essential to the understanding of the facts is an understanding of
the historical-cultural dimension that determined them. Let us suppose that the
historian in the hypothetical world is interested in the attack on Pearl Harbor
7 December 1941, carried out by Japan against the United States without a
declaration of pre-emptive war. The theory which they commit himself to could
have two different declinations: first (the strongest and on the verge of being
paradoxical), they could argue that it is not possible to separate the facts from their
interpretation. Within this framework one cannot know the truth considering
that interpretations are intrinsically subjective; it is a trivially false thesis since,
until proved otherwise – until something different, based upon a new fact, is
demonstrated – it will always be true that the attack on Pearl Harbor took place
on 7 December 1941, regardless of the interpretation of the event. The second
declination is perhaps more insidious and certainly no less problematic. Should
our historian choose to commit themself to this second declination, they would
argue that we can describe all of the facts that determined a given event, but that
Introduction 23
this operation boils down to very little when compared to what is required by
the complexity of historical comprehension. History reveals itself as something
different from pure and simple chronological verification of the succession of
events. This is certainly true: a correct recording of events is a necessary, though
insufficient, condition for obtaining a reconstruction of history. What is missing
from the chronicle that prevents it from becoming history? Let us turn to the
following simile for clarification: is the presence of two molecules of hydrogen
and one of oxygen (given that we know the molecular constitution of hydrogen
and of oxygen) enough to say that we have water? The answer is ‘Yes’. Can we
say that it is enough to know the sequence of the facts that we classify as ‘Pearl
Harbor’ in order to claim that we understand the historical event of ‘Pearl Harbor’?
The answer is ‘No’. We must, though, beware of one point: the reconstruction
of the historical sequence of facts is an insufficient condition for an historical
understanding, but it is obviously a necessary condition (which means that it
is not possible to prescind from it). In order to establish the sequence of facts,
it would be necessary to go around the world gathering evidence, consulting
archives, cross-checking sources and so on. This research is similar to that which
is carried out by a chemist who studies the composition of H2O.
A rather simple observation will serve to explain the difference between
history and chemistry: water will always be such as we know it, no matter what
its form, as long as there will be two molecules of hydrogen and one of oxygen
that unite. The totality of facts that we classify as ‘Pearl Harbor’, on the other
hand, is only relatively stable. It is always a possibility that one day an historian
could discover a conversation that took place between the ambassador Nomura
and the Japanese foreign minister in which the minister orders his ambassador
to deliver a declaration of war to the American secretary of state two days before
the attack. In this case, a new fact would be added to those already known,
influencing the historical opinion on Pearl Harbor, and the opinion would be
revised.
Moreover, if things really had gone this way – if we were to discover that
Japan had acted loyally and had declared war on the United States before
treacherously launching the attack, but this declaration was not able to reach its
destination, inflicting dual damage (to Japan in honour, and to the United States
in substance) – we would be compelled to revisit the many opinions regarding
not only Pearl Harbor, but also the entire Second World War. What if it were
discovered that Roosevelt was aware of the attack, as some have conjectured,
before it took place? In this case, historians would again have to revisit many
facts. Chronicle, on the other hand, distinguishes itself from history by the
24 The Philosophy of Art: The Question of Definition
within the conventional system of the English language, that particular grouping
of letters denotes a ‘house’. A similar system of conventional thinking suggests
that the pictorial representation of a man who gazes at his own reflection in a
watery mirror will recall the sad affair of Narcissus.
The theory that we hope to develop is this: the category of works of art exhibits
the same metaphysical structure, insofar as they are objects that communicate
‘something’ (a meaning) that does not necessarily correspond to the material
body in which this something is contained.
This peculiarity regarding words had already captured the attention of Gorgia
who, polemically committed to sustaining the non-existence of a being, observed
how, even if a being were to exist, it could not be spoken of because in order to
speak of it we would need words. Words have a unique feature: they do not
reflect things. The word ‘red’ clearly does not need to be written in red in order
to achieve its goal. In regard to images, however, this is not so: after all, a body
hanging from a cross represents a dead body, and does so by means of a direct
depiction. Therefore, the word ‘red’ does not actually need to be red, while a
depiction of the colour red ought to be.
Nevertheless, let us consider the famed painting by René Magritte, Ceci n’est
pas une pipe. As Michel Foucault rightly notes (1973, Eng. trans., 17–49), the
caption, literally speaking, describes the truth, yet most of the time we do not
pay due attention to it. It is evident that Magritte’s work is ‘not’ a pipe; Sherlock
Holmes, for instance, would not be able to smoke it because it is an artwork that
‘represents’ a pipe.
While this might appear to be a trivial matter, it is crucial to understanding
the nature of the ontological question related to art. Plato and Aristotle would
have argued that the artwork ‘imitates’ a pipe, and this very theory is upheld by
the twenty-first-century American pop icon Homer Simpson.3 In an attempt to
justify his sudden success as an avant-garde artist, Homer mocks Marge and
cajoles her into thinking that he adores her paintings because they ‘look like the
things they look like’. Homer clearly feels guilty that Marge, who had attempted
to pursue an artistic career from a young age, had struggled through art school,
and who actually knew how to paint, was never able to achieve success, while he
had entered the art world on a whim, and had become a star.
If the strength of a philosophical theory is measured by its concordance with
our naïve ways of thinking, then the imitative theory is evidently an extremely
strong theory. In fact, Homer’s argument has a near-universal hold: who has
never felt relieved, while roaming the contemporary art collections in a museum,
upon finding a work that depicts, perhaps in a realistic way, a part of reality? In
Twentieth Century and History of Imitative Theory 27
the majority of cases, contemporary art remains foreign to us, precisely because
it lacks the type of understanding that Homer proves to have for Marge’s art.
If a red line exists that links the thought of illustrious philosophers with that
of commoners, who have little to nothing to do with philosophy, or even with
cartoons, it might just be that this idea suggests that common sense with regard
to art has matured over the centuries.
While discussing Gorgia’s argument, Aristotle noticed how he had neglected
an important property of language: that words posses a semantic meaning,
unlike images that ‘imitate’ reality. What’s curious is that, despite having seized
the theoretical point perfectly, Aristotle struggled to focus on it in his reflections
on art and ended up endorsing Plato’s stance, notwithstanding certain differences
which we shall touch upon later. The two are united by the idea that art is, first
and foremost, mimetic. The difference lies in their respective conclusions: Plato
maintains that art is useless and damaging, while Aristotle attributes to it a
specific purpose.
On these grounds I shall treat the Platonic-Aristotelian theory (which I will
define ‘duplicative’ or, even, ‘imitative’ as it considers art by the same standard as
it does a duplication mechanism in reality) as a single position, which prefigures
the representational or neo-representational theories.
Yet, as we shall see, this powerful and long-lived theory has exhibited
limits throughout the course of the twentieth century that have rendered it
inefficacious.4 It was the art of the last century that, in revealing an important
ontological incongruity, accidentally displayed the inefficaciousness of the
imitative theory. Let us proceed in an orderly fashion and examine first the
theoretical-conceptual roots of one of the most influential theories in the history
of Western philosophy.
undoubtedly more valuable than those which are objects of the fictional world.
In Plato’s view, the most prestigious knowledge is the knowledge that permits
us to ‘know’ how to drive an automobile, for instance, whereas to know how to
write novels that describe the accomplishments of Ascari, or to know how to
paint a classic Ferrari using a superb fiery red, boils down to very little. In an
attempt to establish a hierarchy, we might state the following: it is best to know
how an automobile is made, after which it is important to know how to drive an
automobile and, finally, in our spare time, it could be useful to learn how to paint
and describe an automobile.
Art has instigated philosophical marvels since the beginning of time. Plato,
in the tenth book of the Republic, emphasized how works of art, despite their
being artefacts for all intents and purposes, exhibit particular properties that a
reductionist theory is unable to account for. If it is in fact true that a painting is
an artefact – in other words, a product of human intentionality, created with a
purpose – an artefactualist, and therefore reductionist, position seems unable
to account for certain peculiarities which, at least intuitively, are accorded to
artworks: for example, we do not consider a raw canvas (an artefact) and a
painting in the same way, just as we would not in the case of a bound notebook
of A4 sheets and a book by Simenon.5
A bed carved of wood and the depiction of a bed are two different objects
insofar as the former ‘is’ the object, while the latter is ‘about the object’. That is,
the former is the product of strict identity, while the latter is simple imitation: a
painting of a bed ‘imitates’ the bed. This means that while the word ‘bed’ shares
no property with a true bed, the mimetic representation of a bed reproduces
certain properties of a bed (the shape, the width and the length, for example), on
a different scale than that of a true bed. Let us now consider the theory that we
defined as imitative and that, as mentioned earlier, is exemplified by Plato and,
intermittently, confirmed by Aristotle.
For Plato, works of art are parts of reality just as a house, a train or even
a telephone is. Yet while these objects (a house, train or telephone) reproduce
universal equivalents (the ideas of a house, a train or a telephone), works of art
reproduce – or, better yet, imitate – objects of the world: the houses, trains and
telephones that we use every day. Artworks reproduce objects that are, in turn,
imperfect and that imitate the same imperfections of reality that is reproduced,
at times adding others. Let us summarize:
c. works of art are copies and, therefore, are tokens of common objects.
Plato draws two consequences from this argument, one of which ensues from the
premises of the argument while the other, in effect, appears to be rather extrinsic:
Given the progression of Plato’s argumentation, the astounding point here is ‘e’.
In fact, it does not surprise us that Plato judges art as if it were a waste product;
this consequence derives directly from the general traits of his ontology. What
is perhaps most surprising is the banishment that Plato issues towards art and
artists; they must be excluded from the ideal state as their activities are at best
useless, and at worst pernicious. Obviously, what is useless is not necessarily
harmful, and this is why Plato’s inference does not seem entirely justified.
Nevertheless, Plato’s reasoning demonstrates in the negative a second property
that distinguishes common artefacts from works of art: in general, works of art
are not of great utility. Certain novels might be used for edifying purposes: ‘do
you want to be saved?’, a high school teacher might ask, ‘well, take note of the
sins that the reprobates in Dante’s Inferno were stained of and mend your ways
if you truly care about the afterlife’. Yet, in essence, this is a fairly marginal kind
of utility; it is, moreover, characteristic of the historical periods in which the
majority of works of art reflected religious convictions.
In a similar way, we can stress the decorative function of the visual arts.
Paintings can serve as an embellishment for our houses, just as music is used
to distract and to calm us. Nevertheless, we know that the value of a work does
not depend minimally on the way in which it fulfils this function. Certain works
have tremendous value, yet we would be reluctant to place them in our homes
as they are far from being decorative or enlivening, but are, rather, upsetting and
bothersome.
Art in general, then, ‘serves’ little purpose. And yet, a world devoid of literature
or music would be a very different world and certainly a more aseptic one. On
these grounds, Plato rightly argued that the primary property of works was not
to ‘serve a purpose’.
Few things lack such a practical purpose and yet are still able to interest
mankind for centuries; it would, therefore, seem logical that these objects must
have a certain purpose. This must have been the reason for which Plato believed
30 The Philosophy of Art: The Question of Definition
that works of art had the objective of imitating reality. We may formalize the
imitative theory, in general terms, as follows:
x is a work of art only if it is an imitation.
This is the very point with which Aristotle agrees: be it the appearance of things,
or the actions of man, painting and poetry, in substance, imitate and reproduce.
Aristotle completes his general theory by integrating it with a theory on emotions
which functions as a bridge between the subject and the works. For the time
being, though, let us adhere to strictly ontological issues and take up the subject
of history.
rhetoricians, painters, sculptors and poets. In short, all those who knew how to
do something with skill, albeit while following certain rules (Tatarkiewicz, 1975,
Eng. trans., 11).
Within this context, the term ars covers a significantly vaster field than it
currently does, insofar as it includes not only the fine arts but also handicrafts.
This distinction was made based on the amount of physical exertion required to
produce an object, a written work or an oration. Forms of art that did not require
effort were called liberales, while those which involved physical exertion were
coined as vulgares (which in the Middle Ages were referred to as mechanical
arts). Throughout the course of the Middle Ages, it was customary to use the
term ars when referring exclusively to the liberal arts: grammar, rhetoric, logic,
arithmetic, geometry, astronomy and music. It should be noted that painting
(which was not a theoretical discipline, but required physical effort) and poetry
(which was considered to be related to improvisation) were excluded from
this list. Upon closer inspection, it would seem that to speak of ars was, oddly
enough, to refer to the sciences.
This categorization was preserved, with few variations, up until the
Renaissance, when a significant transformation took place: both handicraft and
science were expunged from the category of art, while poetry was added to it.
Following this small yet important revolution, it was increasingly understood
that what remained of the arts formed a compact nucleus, a distinct ‘class’ that
involved the products whose realization depended on specific abilities. At this
juncture, it is worth making a few observations to point out continuity with the
history of concepts, and therefore let us focus on the collocation of poetry. It
was not a difficult task to include poetry in the catalogue of the Renaissance,
especially because Aristotle had already done so centuries earlier in his Poetics,
as he reflected upon the rules of tragedy.
Yet, the separation between fine arts and handicraft depended on two
fundamental factors: first being the artists’ aspiration to better their social
standing, and second the economic instability that marked the Renaissance.
To briefly digress, it should be pointed out that it is in this historical period
that the habit of considering art a relatively safe and superior form of economic
investment was developed and later consolidated. As we shall see, this is a habit
that, throughout the course of the twentieth century, will structure important
economic trends, which are oftentimes independent from true artistic reality.
Though we will soon have the opportunity to consider this matter extensively
(infra, 51 ff.), for now it will suffice to point out the origin and the salience of
32 The Philosophy of Art: The Question of Definition
a field that will become central to the dynamics of artistic production of the
modern world. Let us, therefore, briefly resume our discussion of history.
Art’s relationship with science remains solid until the end of the
Renaissance: artists such as Piero della Francesca and Leonardo made ample
use of mathematics, a fundamental element in their practice. Among the first to
critically examine this premise was Michelangelo when he theorized a profound
separation between art and science. While the arts could have concerned things
that were even more relevant than what was dealt with by the sciences, it was of
essence to understand that art and science concerned distinct matters. This was
the beginning of an important divarication: from this moment onwards, art and
science would take different paths. Nevertheless, the idea that art founds itself
upon a nucleus of (amendable and progressive) scientific knowledge will long
endure throughout the history of art.
The year 1747 was important for finalizing this process. Charles Batteux
published a well-received book that introduced the idea of ‘fine arts’. By ‘fine arts’,
the author referred to a particular class of objects that specifically included art
painting, sculpture, music, poetry, dance, architecture and rhetoric. Therefore,
as of the second half of the eighteenth century, science and handicraft were
definitively excluded. During this same period of time something else took
place, which is of extreme importance from our point of view: scholars began
to pose the question of definition (Tatarkiewicz, 1975, Eng. trans., 21). They
became aware of the fact that when speaking of art (specifically the ‘fine arts’),
and when speaking of works of art, they were referring to objects that were to
exhibit common properties in order to be classified in the same category. It
was quite natural for Batteux to designate imitation as the common property,
considering that his illustrious predecessors, among them Plato and Aristotle,
had done the same. The theoretical panorama remains nearly unchanged up
until the twentieth century, when the unforeseeable occurs. Let us continue our
reading of Tatarkiewicz:
Looking back at the evolution of the concept of art, we will say that such
an evolution was natural, indeed inevitable. [. . .] Yet something peculiar
happened: The ancient-mediaeval concept of art – the point of evolutionary
departure – had been rough but clear and had permitted of simple and
correct definition. On the other hand, today’s concept, the terminal point
in that evolution, narrower than the latter and, it would seem, better
defined, as in fact undefined – eludes definition. (Tatarkiewicz, 1975, Eng.
trans., 22)
Twentieth Century and History of Imitative Theory 33
Plato is targeting what is useful; that is, the training of the guardians. Yet if this
is true, then what usefulness could ever result from the guardians and from the
state itself if they use their time to attend a production of Phaedrus? Instead
of enjoying an edifying performance, they would be witnessing an array of
passions and behaviours that are anything but exemplary and which, moreover,
an ordinary guardian could decide to emulate.
The matter is clearly delineated: if works of art are particular kinds of objects,
as believed by Plato, then our experience with them should be, likewise, an
extraordinary experience. It is for this very reason that, rather than dealing with
the question of definition, it is necessary to determine the characteristics and
Twentieth Century and History of Imitative Theory 35
the peculiarities of the aesthetic experience. Plato had successfully captured this
distinction, just as he had successfully understood art’s great potential, especially
in regard to ethical procedure and politics. If this were not the case, there would
be no explanation for the emphasis he places upon keeping both artists and
poets out of his ideal state.
In reality, this choice is motivated by reasons deriving directly from his general
philosophy, as much as from his philosophy of art: philosophy can legitimately
aspire to assume the task of describing the structures of reality and to guide us
towards a reasoned understanding of them. Art, conversely, has the opportunity
to determine actions, and actions, of course, have an impact on the world. In
the most fortunate case, actions determine the adaptation of the world to our
representations – if, for example, we decide to write a book, the actual ‘writing’
would be the action that would auspiciously cause an impact on reality.
In other words, while a good example can lead to performing a valiant action,
a bad example can lead to performing vile or even malignant actions. Therefore,
from an ontological point of view, not only does the imitative theory commit to
the object that it examines, but also the same commitment is assumed with regard
to the experiences that connect us to the objects of our theories. The idea, in other
words, is that aesthetic experience maintains a predominantly imitative character.
All things considered, Plato’s move is fairly peculiar: though he sanctions the
ontological separation between artworks and ordinary objects, Plato reasons as if
this distinction did not count in praxis. While he is certain that a representation
(poetic or pictorial) of a battle is not a battle, that the representation of a crime
is not a crime and that the representation of passion is not passion, he seems to
reckon that our experience as enjoyers of the artistic representation of that battle,
crime or passion might cause us to demonstrate trivially mimetic behaviour in
real life, as if we were unable to recognize the boundaries of fictional space and
behaved accordingly.10
Though part of reality, fiction is characterized by its own logic. In fact,
children, who have yet to understand this logic believe that Santa Claus brings
gifts on Christmas eve by way of the chimney, and they are deathly afraid at the
sight of the huntsman raising the alleged heart of Snow White.
For this reason, it is both logical and necessary that our experience with
fictional objects does not have the same characteristics as our experience with
non-fictional objects.
While Aristotle confirms the validity of the theoretical framework laid out by
the imitative theory – artworks have an imitative character as the predisposition
to imitation is one of the traits that distinguishes human beings from animals
36 The Philosophy of Art: The Question of Definition
The only way we can discover that two different things exist is by finding
out that one has a quality not possessed by the other or else that one has a
relational characteristic that the other hasn’t. If both are blue and hard and
sweet and so on, and have the same shape and dimensions and are in the
Twentieth Century and History of Imitative Theory 37
works of the same genre would follow: stuffed sharks displayed in art museums
(as opposed to being exhibited in museums of natural history, as one would
expect) and legal news stories that would become successful novels (perhaps the
first being In Cold Blood by Truman Capote, followed by Gomorra by Roberto
Saviano, to name the most famous examples). And what about the cases in which
entire parts of nature become works of art? The example of James Turrell may
not be among the most familiar, but it conveys the idea quite well. It is 1972 and
Turrell is a young and enterprising American artist. For seven months he travels
far and wide flying his small plane across western North America, searching for
the perfect location. He has an important project in mind: to create the largest
work of art in the world.
Along the western boundary of the Painted Desert, to the east of the San
Francisco Peaks and to the south of the Grand Canyon, there lie more than 400
volcanoes; on the westernmost edge is one of the oldest craters, boasting over
380,000 years of history, called the Roden Crater. This crater is, undoubtedly,
magical. Arizona is a unique place, mysterious and untamed; it is as if an
outlandish painter passed through and amused themself by painting everything
red. The Roden Crater is famous because since 1972, among the Navajo and Hopi
reservations, with the city of Flagstaff behind him, Turrell has been constructing
his cathedral of light.
The Roden Crater is in the heart of the desert and reaches a height of 1,630
meters. Around it is pure nothingness that has been coloured red, with one
outstanding feature; the mark of past volcanic eruptions, the latest of which
dates back approximately 900 years. Turrell began playing with light, and created
numerous observatories from which he could behold the cosmos by digging
tunnels in the crater. Every single aspect of the Crater Project plays on light,
space and the concept of rotation. If we were to ask the artist what his intentions
are, he would give various answers, but the predominant idea is that his work
exclusively represents the conditions and limitations brought about by the
perception of light. In short, his work represents light by using light.
Whatever our interpretation of Turrell’s initiative may be, we must not
overlook the fact that the Roden Crater is the final realization of an entire life’s
worth of dedication to and research on light. In order to avoid construction
projects polluting or altering his project, year after year, Turrell guards a
progressively greater territory that surrounds the crater. Few people have had the
fortune to descend into the crater. Within it, across an infinite amount of tunnels
that unwind across thousands of metres, there stands one of the most beautiful
observation posts: the ‘skyspaces’. All of the underground passages and posts are
oriented according to specific astronomical regulations: in respect to the lunar
Twentieth Century and History of Imitative Theory 39
phases and the ancient light of stars that have died, it is possible to perceive the
curvature of the celestial vault by lying down upon an enormous slab of marble.
This, too, is twenty-first-century art. This is the theoretical nexus, and it can be
expressed by using the title of an article by Michael Kelley: ‘Making a Brillo box
red, white, and blue is easy. Making it an artwork isn’t’ (2007, 2).
The prelude to this event, whose philosophical crux was grasped by Arthur
Danto,11 is more or less what we had anticipated it to be. In the second half of
the twentieth century, the imitative theory proves incapable of answering the
ontological question posed by the avant-garde. Artists are dedicating themselves
more frequently to producing common artefacts, oftentimes without performing
any type of alterations to their material body, but by simply assembling them
and combining them in such a way that they become new objects. It is a short
and irreversible stretch from this point to the point of no distinction between
simple artefacts and artworks. In a similar context, the need to reconceptualize
the realm of works of art becomes evident.
For this very reason, Leibniz’s arguments concerning the ‘identity of the
indiscernibles’, applied to the question of the distinction between works and
mere things, assume an especially particular centrality in the history of art from
the second half of the twentieth century: the pairs of ‘different indiscernibles’,
which crowd our world as much as they do our metaphysics, display a paradox
that must be confronted and, possibly, dissolved.
Let us first consider the classic form of the argument, and then proceed to
evaluate two paradigmatic instances of its application. The argument, known in
literature as Leibniz’s Law, states that
the entities x and y are indiscernible if and only if each predicate that counts
as x also counts as y – eadem sunt, quorum unum potest substitui alteri salva
veritate.
We will now examine two meaningful examples of the application of this law:
1. The case that we shall call ‘Brillo box | Brillo Box’, or rather, the case of the
quasi-different indiscernibles.
2. The case that we shall call ‘bottle rack | Bottle Rack’, or rather, the case of
the truly indiscernible indiscernibles.
dealing with two different objects: the ‘Brillo box’, designed by James Harvey,
containing soap pads and found in American supermarkets, and Brillo Box, the
well-known work by Andy Warhol that, besides being a box that is very similar
to a Brillo box, is also a work of art.
Let us examine the two objects more closely. They are two (almost) identical
boxes: they both feature the word ‘Brillo’, written in red and blue and, on either
side of the writing there is a stylized red wave. The Gestaltian configuration is the
same, though the material with which they are made differs. Brillo Box is made
of plywood, the difference is difficult to detect with the naked eye. Moreover,
Brillo Box is larger in scale.
The two Brillo boxes are not truly indiscernible; at least not in the way that
Leibniz’s Law would require. Nevertheless, Arthur Danto (1981, 54–5) believes that,
for all intents and purposes, there is room to discuss this example as a case of identity
of the indiscernibles. Let us summarize the argument in Dantian form (1981, vi ff.):
1. supposing that two objects, which we shall call x (Brillo Box) and y (Brillo
box), are perceptually indistinguishable (they are both Ps),
2. and supposing that only one of the two is a work of art (Brillo Box),
3. then it must be concluded that the work of art is neither recognizable nor
distinguishable by virtue of its only aesthetic-perceptive properties.
It is said that on 21 April 1964, upon spotting Brillo Box in the Stable Gallery
in New York, where Warhol was exhibiting his collection of ready-mades, James
Harvey, in the company of his friend, Joan Washburn, exclaimed: ‘Oh my God,
I designed those!’
Clearly, Harvey had indeed designed the Brillo box, and, in fact, that is the
point. The two boxes are very similar – certainly not indiscernible – but we can
say that they more or less share the same properties. So, then, why is one a Brillo
Box and the other a Brillo box? Put simply, why is one an ordinary object (i.e. a
simple detergent container), while the other is a work of art?
The Brillo paradox can be dealt with on two different levels: the first concerns
the validity of the argument of the indiscernibles, while the second involves the
validity of the argument applied to the paradox. The history of art is induced
from the theory that our senses alone are not sufficient to resolve the Brillo
paradox.
Let us return to the first point; that is, the validity of the argument applied to the
Brillo case. Perhaps the most convincing objection to the topic of indiscernibles
consists of revealing that if two things share the exact same properties, then
they are not two different things, but rather one thing. Therefore, in regard to
Twentieth Century and History of Imitative Theory 41
our example, it would not make sense to sustain that two distinct objects exist,
but rather that one mere thing and one work of art exist. It would be more
sensible to argue that, when looking at Brillo box and Brillo Box, we are seeing
the same thing – and it would be up to us to decide if they are mere things or
works of art.
Let us now consider the specifics of Danto’s argument. We must, first, make
note of a point: the indiscernibility of the Brillo box | Brillo Box case is not so
indiscernible, considering that at least one property is not identical in both
objects. In this particular case, there are two: the material from which the boxes
are made and their dimensions. If we take into consideration the observations
made by Whitehead and Russell,12 there are actually four dissimilar properties:
the property that x is not identical to x (a property that x obviously cannot share
with y if we do not want y to become x13), the property of x – which y does not
have – of being different from y and the difference in material and dimensions
of Brillo Box.
Brillo box and Brillo Box are not, then, manifestly the same thing, unless we
adhere to Leibniz’s principle, and this is why it is logically possible to speak of them
separately. Moreover, in Danto’s argument, the two boxes are not the same thing
ex hypothesi. Let us return to the formulation of the argument: let us suppose
that two objects, x and y (Brillo box | Brillo Box), share all of the same properties,
in such a way that both are Ps. Even if the two objects were identical, as required
by the principle of identity of indiscernibles, Danto implicitly maintains, in the
hypothesis of his argument, that they are not, given that Brillo box is an ordinary
object while Brillo Box is an artwork, as he himself declares. In other words, y
(Brillo Box) possesses a property f (that it is a work of art) that does not belong to
the object x (Brillo box). The two objects, therefore, exhibit different properties
(that they are and are not a work of art) that are ex hypothesi. The point is that
we really have nothing to do with indiscernible objects: the two boxes are not
indiscernible on a logical level just as they are not completely indiscernible on a
perceptive level.
Supporters of the centrality of the argument of indiscernibles for the philosophy
of art could propose that the observation made by Whitehead and Russell can
be used in favour of the sustainability of the argument of indiscernibles, and
that the emphasis given to the difference of the third and fourth properties (the
material and dimensions of Brillo Box) is, all in all, of little importance when
trying to explain the enigma concerning the two boxes. In fact, we are faced
with a detailed question that is important from a logical point of view, but that is
irrelevant to the overall meaning of the argument.14 Moreover, sustainers of the
42 The Philosophy of Art: The Question of Definition
centrality of the argument could partially reconsider their position, as has been
done, by ratifying the example and arguing that the case of the Brillo box is not
a good example.
Might the choice of indiscernibles simply come down to inexperience?
We would be able to come to such a conclusion if, in the case of other
ready-mades that have also been considered works of art, things were different.
For the time being, let us make an observation: the accusation of false
indiscernibility is not simply apropos to the example the Brillo boxes, but is
applicable to all ready-mades insofar as it does not concern objects, but rather
the premise (2) in the argumentation of Danto’s formulation. In all cases, the x’s
and the y’s of the examples are not truly indiscernible because they do not share
the same identical properties; in this case, we attribute to object x the property
of being an object of art – a property that, clearly, we do not attribute to y. We
have not dwelled upon the differences concerning relational properties that exist
in almost all cases: Fountain, for instance, is oriented in an unusual manner, and
the same holds true for Bicycle Wheel.
Hence, it would seem that the choice of the term ‘indiscernible’ is not the
most appropriate; it would seem more convenient, rather, to speak of two
similar objects: one being a common object, the other being a work of art. If
there is a difference, it concerns properties that do not appear classifiable under
the category of physical properties. How many properties we are speaking of,
obviously, remains to be seen.
In summary, we can affirm that the properties that make an object an artwork
are not only found in the object, nor are they only found in the mind of the
observer. (I can spend the entire day thinking of the stain on my moleskin as a
work of art, but it is very unlikely that the stain will turn into an artwork.) Instead,
it is likely that these properties are at the juncture between an object and a mind,
an object and an historical-cultural context. We shall return to this point later.
For now, it would be worthwhile to reformulate the case of the indiscernibles
and to search, among the pairs that come to mind, for two indiscernibles that
are truly indiscernible; in other words, that do not exhibit the differences in
perceptive properties that we have detected in the case of the Brillo box.
Let us consider a famous ready-made by Duchamp – Bottle Rack – and ask
ourselves if a new and better formulation of the paradox is, in fact, possible.
2
Definitions
1 Institutional theories
a work of art [. . .] is (1) an artifact (2) a set of the aspects of which has had
conferred upon it the status of candidate for appreciation by some person
or persons acting on behalf of a social institution (the artworld). (Dickie,
1974, 34)
44 The Philosophy of Art: The Question of Definition
Dickie’s theory gives rise to two very simple intuitions that belong, ultimately,
to common sense: works of art are social objects that derive from an act of
stipulation, which is, in turn, the fruit of a process that involves certain parts of
society and certain specific agents. Artworks, therefore, exhibit two properties:
(a) first and foremost, they are artefacts – that is to say, they are material objects
intentionally modified by man; (b) in addition, they are somewhat peculiar
artefacts insofar as certain properties that they exhibit cause a person, or
anyone who operates in place of an institution, to consider these artefacts valid
candidates for aesthetic appreciation.
Dickie’s idea, at this stage, is rather simple: an artist is someone who is able
to create (paint, assemble, write, etc.) artefacts that are good candidates for
aesthetic appreciation. His theory embraces common sense: out of all aspiring
judges, only a certain percentage actually becomes a judge, just as out of all
the candidates for medical school, only some actually become doctors. There
are always many disappointed aspirants left behind. Clearly, it is important to
understand on what basis some objects are admitted to join the category of
works of art, and others are not. Candidates for the occupation of a judge must
pass a national standardized test, and medical candidates must finish medical
school and, in certain cases, a fellowship. So what about artists? Sure, there are
academies, but the question is certainly more complex. In other words, while
a judge, throughout their profession, will always perform the deeds of a judge,
it is not as predictable that the same will happen for a graduate of one of the
academies of fine arts.
The institutional theories appear to be in a more favourable position to resolve
the paradox of the different indiscernibles. The art world, and in particular
its delegates (that is to say, one or more people acknowledged as having the
conventional power to do so), has ‘imposed a function’ upon a material object –
a bottle rack, for instance – transforming it into another object. Magic, one
might say. Not at all, according to the institutional theory; it is, rather, a question
of praxis and contexts.
As far as our normal experiences of the inanimate parts of the world are
concerned, we do not experience things as material objects, much less as
collections of molecules. Rather, we experience a world of chairs and tables,
houses and cars, lecture halls, pictures, streets, gardens, [. . .] and so forth. (Searle,
1995, 14)
cypress trees to embellish cemeteries. In these cases, and in many similar cases,
function is a relational property that depends on the structural conformation of
the objects as much as it does on the relationship with the subject who perceives
it; the users of the artefacts are always the ones who assign functions to objects. In
essence, if humans and their cognitive structures did not exist, then chairs would
not exist, rivers would not be navigable ways and tree trunks would not function
as dikes. But let us return to the distinction between bottle rack and Bottle Rack.
The underlying idea in the first formulation of Dickie’s theory appears to be
rather simple: a specific class of individuals, artists, assigns a function (‘to be
a candidate for aesthetic appreciation’) to an ordinary object (a bottle rack, or
in a more classic example, a painting). Artists can operate in this manner by
virtue of a certain jurisdiction awarded to them by an authority (the art world),
which seems to possess all of the characteristics of an institutional structure. The
scheme is shown in the Figure 2.1.
I have deliberately described the example in a non-classic direction, referring
to Duchamp and to one of his most famous ready-mades. If the theory were able
to explain how the transformation of the bottle rack took place, it would probably
be able to make sense of all the rest – it would be able to find a definition that
allows different objects, stylistic descriptions, cultural histories and conceptual
situations to be associated by a single definition. The ‘art world’ appears to exhibit
the characteristics of a true social institution,4 since society has invested it with
a specific function: to sanction which artefacts belong to the class of works of
art, thereby distinguishing them from all the others. Obviously, in our example,
Bottle Rack is a work of art, whereas bottle rack is not. This means that Duchamp
imposed a function on bottle rack (that of being a candidate for aesthetic
appreciation) while, in turn, the art world imposed a status (Bottle Rack is an
object of art5).
In general, as Searle notes, the creation of a status-function is associated with
the conferral of a certain power:
There would not be much point to imposing the status-function named by the
Y term if it did not confer some new power on the X term, and most (not all)
creations of institutional facts are precisely conferring powers on the X [. . .]. In
the simplest case, the Y term names a power that the X term does not have solely
in virtue of its X structure. (Searle, 1995, 95)
This very state confers a power and certain rights to Bottle Rack, which bottle
rack does not possess, and which depend strictly on its admittance into the class
of works of art. An artwork is a carrier of rights associated with its marketing, its
preservation and its conservation; it turns into a cultural and economic asset and
its place becomes entirely connected to its value. Some (or many) decide that art
is linked to a particular value that calls for its capitalization and preservation,
and from here its economic value is derived. Hume would have likely sustained
that it is our aesthetic sense that confers value to beautiful things and that
promotes their conservation. Hume’s intuition would be perfect if it weren’t for
the fact that artworks that are neither beautiful nor ugly and even very ugly
artworks are preserved, conserved and, above all, marketed. As we shall see later,
beauty was truly optional for the art of the twentieth century. Nevertheless, these
artworks are highly marketable, and include some of the most bizarre objects.
We shall revisit this point and deal specifically with the questions concerning
the art world.
People and objects, therefore, both acquire power (and value) through the
conferral of status. This observation is crucial: the objects that fall under the
category of works of art enjoy particular rights that, paradoxically, at times,
are not even awarded to human beings. We are accustomed to accrediting to
works of art a certain form of exceptionality. As much as it may disturb us that
Botticelli’s Primavera is afforded more rights than an inhabitant of the favelas in
Rio – from the point of view of the conservation of World Heritage Sites – this is
an accepted and supported fact.
Let us envision a scene. After choosing to display Fountain or Bicycle Wheel in
a given New York gallery, Duchamp seems to symbolically ask the art world for
the license that history and tradition have accorded to works such as Raphael’s
Resurrection. At this very moment, the representatives of the art world must
develop a series of good reasons to grant the status of ‘artwork’ to these specific
48 The Philosophy of Art: The Question of Definition
objects, since the traditional reasons were doubted by the artists themselves.
If this task, or the majority of it, as Dickie argues, rests upon the shoulders of
an institution (the art world), the deciding factor upon which the institutional
theory holds itself or falls is linked to the comprehension of the structure and
of the dynamics of the art world. What type of institution is the art world that
is at the centre of the institutional theory? Is it really the institution that Dickie
seems to have in mind? Does it possess the characteristics of the institution?
And, finally, does it have the power to do all that the theory promises?
are capable of producing new works of art, with knowledge of the history, the
practices and the evolution of art. Simply put, artists are people who know both
the dynamics and the practices of the art world. It is also true that artists are not
the ones who determine a product of human creativity to be an artwork or not:
this, rather, is decreed by experts in the field (critics, art dealers, the special press,
the big auction houses) as well as, in a small way, the public who visits the exhibits
and the museums. Yet again, it is to some extent the experts or, put more simply,
those who nurture a certain degree of cultural interest in art. It seems, then,
that the institutional theory returns to a crucial, though complex, theoretical
point: in order to understand Duchamp, or the work of any other author, it is
essential to define the concept of ‘art world’. What type of entity are we dealing
with? One of the first philosophers to explicitly refer to the art world was Arthur
Danto in an article from 1964 entitled just that: The Artworld.6 However, Danto
does not establish an exact definition of the art world in this article, nor does he
elsewhere.7 Rather, it is George Dickie, his ‘unfaithful’ prosecutor, who concerns
himself with the definition of this concept. In Art and the Aesthetic (1974), Dickie
traces the fundamental lines of the art world in the following terms:
which are considered to be beyond the context expressed by the social act. The
instrument used to create these new parts of reality is linguistic and, in literature,
we call these statements ‘performatives’ (Austin, 1962, 6 ff.). We must now
clarify if the art world functions in the same way as a state, church, professional
association or board of directors of a society; if it is, in fact, an institution that
holds the authority to confer a certain form of ‘power’ on the objects that the
artists have proposed as candidates for aesthetic appreciation.
The fact that we have an ingenuous and, for the most part, supported concept
of the art world at our disposal legitimizes our supposing that it is, essentially,
something or, in other words, a certain type of entity. It is, in fact, an entity
that ‘emerges’ (and, therefore, is bound to a dependent relationship) from the
elements that form it. The art world exists because museums, artists, artworks,
consumers and a market exist. The institution of the ‘art world’ founds itself
upon the union and the integration of all of these elements. In certain cases,
this relation seems to be bidirectional: artists like Duchamp exist precisely
because an art world exists, and works of art such as Bottle Rack exist because
museums and collections such as the Robert Rauschenberg Foundation that
conserve and exhibit them exist. Moreover, museums and foundations have
been approved to do what they do by the art world itself, even though it was
determined that the contrary also holds true – The Rauschenberg Foundation
exists because works like Duchamp’s exist, and must be conserved and
passed on.
In general, art theories refer to two different types of institutions: those that
Jeffrey Wieand (1981b, 409) classified as ‘A-institutions’ and ‘P-institutions’ (‘A’
stands for action and ‘P’ for person). An A-institution is one that produces
actions whose tokens are ‘instantiations’ of a particular kind of action (i.e. of
a particular type). These kinds of institutions distinguish themselves from
others because they produce actions that are governed by rules: two people
who wish to be joined in marriage can only do so within an institution where
certain rules have been pre-emptively accepted and sanctioned. In other words,
an A-institution produces a sort of conventional act. P-institutions, conversely,
are understood as ‘quasi-persons’, or as agents: they perform actions and can be
called upon to account for them. In general, P-institutions act through members
who operate by themselves (examples might include state officials, the bishops of
a church or the managing director of a society). A state may celebrate marriages
through its officials (and can, therefore, perform institutional acts) and some of
these acts are particular to itself. (In Italy, marriages can also be celebrated by a
P-institution, such as the church, while institutional acts, such as a declaration of
Definitions 51
war, can only be performed by the government.) In short, the distinction between
A-institutions and P-institutions marks a distinction between institutions as acts
(or as types of acts) and institutions as agents (Wieand, 1981b, 410).
In his formulation, Dickie makes explicit reference to both A-institutions and
P-institutions: the conferral of status to particular artefacts, in order to subject
them aesthetic appreciation, appears to be of an A-institution, that is to say a
particular type of conventional act. However, when he claims that the conferral
of status is operated by a person who acts on behalf of a social institution (the
art world or a certain sub-institution within it), he is then thinking, for all
intents and purposes, of a P-institution. We are now able to formulate our initial
statement: the art world is not a classic social institution and, thus, we must
not treat it as such. We now know what it is not. Might we also be able to say –
positively – what it is?
foolish levels. He adored the flower to such a point that he changed his own
name to Doctor Tulip (Tulp, in Dutch). In addition to changing his name in its
honour, Doctor Tulp used this flower as his personal emblem and, in 1622, had
a tulip designed as his coat-of-arms. As he gained prestige and authority, Doctor
Tulp became personal friends with Rembrandt, who would paint him in one
of his most familiar works The Anatomy Lesson of Dr. Nicolaes Tulp. He is the
illustrious surgeon in the composition, engaged in the dissection of the cadaver
of a freshly executed criminal.
As chance would have it, Rembrandt’s masterpiece was freely reinterpreted
by Russell Connor in The Pundits and the Whatsit, the painting that Arthur
Danto, the first philosopher to have theorized the concept of the ‘art world’,
used on the cover of Beyond the Brillo Box (1992). A fine line now seems to
unite the ‘art world’ and the ‘tulip world’. A more substantial connection is the
property that tulips share, or have shared, with many works of art: beauty. Until
the beginning of the twentieth century, everyone would have agreed that works
of art, in different ways, were beautiful. Today, tulips continue to be delightful,
while worlds of art, oftentimes, are slightly less so.
The third and final aspect is offered by the respective ‘worlds’. The tulips
from the ‘tulipomania’ era share one important point with works of art today:
an ‘art world’ exists today, just as a ‘world of tulips’ existed in the seventeenth
century. As we shall see, this implies that the existence of these worlds is entirely
independent from the objects around which they revolve: be they tulips, works
of art or financial titles. The world of tulips found itself in a peculiar situation
resulting from its connection with the former imponent economic bubble of
Western capitalism. Western capitalism saw its first short circuit not at the hand
of a war, a dynastic crisis or a conflict between an empire and the papacy, but
simply by virtue of a flower. It all transpired thanks to a most fragile and beautiful
flower that shook the very structure of the Western economy.
The protagonist of this event is a rare tulip, the Semper Augustus, which
emerged, partly by chance, partly by the passion of a few tulipomaniacs, into a
world that was not its own. All respectable stories include important artefacts, and
this one has its own. The tulip fever9 neither arose nor manifested itself in a sudden
or unexpected manner in sober and industrious seventeenth-century Holland.
We must travel further back in time to understand how things went. The passion
for tulips has a long history that finds its origin in early seventeenth-century
Paris. The year 1610 is important for the tulip: flowers become highly fashionable
in Paris, and aristocrats begin offering them to their ladies. Initially, it had been
customary to give roses, but tulips would soon supplant them by virtue of their
Definitions 53
elegant beauty. This custom seems to dominate the marriage of Louis XIII in 1615,
when it is said that the ladies of the aristocracy were adorned with cut flowers,
pinned down to the base of their décolleté, in the groove between their breasts. The
most magnificent array of flowers were valued almost as much as diamonds: ‘The
Dutch horticulturalist Abraham Muntig, writing later in the century, recorded that
at the height of the French craze a single tulip of especial beauty – and a cut flower,
not a bulb – changed hands for the equivalent of a thousand Dutch guilders’ (Dash,
1999, 66). It was a craze, a trend among the nobility, and for this very reason it was
destined to convert the Parisian bourgeoisie.
The French were the first to follow this fashion, and a ‘mild fever’ for tulips
began to spread throughout the northern regions of the kingdom. Subsequently,
the fashion dispersed all throughout Europe, especially among the inhabitants
of the United Provinces. The Semper Augustus was the most sought-after flower,
the prototype of its kind. Here is how Dash describes it:
Of all the varieties acclaimed ‘superbly fine,’ easily the most coveted was a flower
called Semper Augustus, the most celebrated, the scarcest, and by common
consent the most wonderful tulip grown anywhere in the United Provinces
during the seventeenth century – and thus by far the most expensive. Semper
Augustus was a Rosen tulip, but to call it simply a red and white flower would be
like describing rubies and emeralds as red and green stones. (Dash, 1999, 80)
The main point is that of beauty. The Semper Augustus was beautiful, but this
fact was not enough to account for its exceptional fame, nor its irrationally high
economic value. There had to be something else, just as there is something else,
beyond pure and simple beauty, in Mondrian or in Van Gogh. In actuality, in
addition to being very beautiful, the Semper Augustus was very rare; its bulbs
could be counted on one hand. We find it first mentioned in a newspaper from
1620, and we know that in 1624 there were 12 examples in total, all of which
belonged to a single owner. No one, despite the numerous staggering offers made,
was able to convince him to sell them. These were the first traces of tulipomania.
At this point, three protagonists are introduced into our story: a passion (the
passion the Dutch had for flowers in general, and for tulips in particular), a star
(the Semper Augustus) and an unfulfilled wish (to possess that flower).
That wish, so difficult to satisfy, prompted the creativity of a host of people:
ordinary people, travelling collectors, apothecaries, cultivators and, last but not
least, florists. Everyone played a role in the mania and everyone, between the years
1600 and 1634, contributed to expanding the team of botanists and enthusiasts
who, in the beginning, would trade tulip bulbs partly as a passion, partly as a
54 The Philosophy of Art: The Question of Definition
game. Cultivators (often crude and imprecise) thereby increased in number and
joined those who, by trade, would mediate between supply and demand. Since
the Semper Augustus was impossible to obtain – and even if it had been found by
raking through every last greenhouse in the kingdom, it still would have been out
of reach for the majority of people – a creative and enterprising squad of devoted
tulip lovers found a way to multiply the types of tulips on the market. Were they of
lesser quality? Perhaps. But they were certainly easier to cultivate and, therefore,
more easily marketable. Considering, also, that a tulip did not last an eternity
(that is to say, it could not be displayed in the same way as a chair or a suit would
be), someone had the idea to print the first illustrated catalogues, which would
showcase the selection of tulips, and also promote bargains. Books on tulips,
edited by first-class botanists and illustrated by respected artists, multiplied. Like
any mania worthy of its name, the tulipomania boasted its own eccentricities.
Tulipomania is the story of a passion. More precisely, it is the story of its
transformation into an obsession: the passion for a flower that eventually turns
into a mania. It is a bit like when love turns into an addiction – only in our case,
the players moved by that passion were not necessarily the first tulipomaniacs.
Oftentimes, in fact, the contrary has held true. According to the first documented
records, the boom started in 1633 when, in the midst of an economic recession,
the Hoorn house, an elegant bourgeois estate, was sold for three tulip bulbs.
The bulbs began to be used for economic transactions, replacing money and
even gold. It is a privilege that few things have experienced throughout history:
animals (that were needed for survival or for work), works of art and capital
stock. Tulip bulbs themselves were edible and, quite frankly, fairly similar to
onions, which have never been considered stores of value. Moreover, the Hoorn
house was not exchanged for flowers but, rather, for two bulbs; in other words,
it was exchanged for potential flowers, or for the mere promise of flowers. While
a Euro is a Euro, and a bar of gold is a bar of gold, a bulb can become a tulip
(considering nothing happens to it during its development), and it can become
a tulip of greater or lesser quality. In other words, the unknown outcome, which
is related to the fact that we are dealing with a living thing, puts the purchaser at
a rather high risk, certainly higher than a more traditional store of value would.
At the time, the Hoorn house could have been worth around 500 Florins, which
offers the measure of value accorded to those three bulbs.
In 1633, the Semper Augustus was negotiated and exchanged for 5,500 Florins;
in 1637, it was handed over for the outrageous price of 10,000 Florins. This king
of tulips was worth as much as a fashionable estate that sat on 700 square meters,
in Amsterdam, complete with all commodities: gardens, a carriage house, horses,
Definitions 55
rather than the plant from which that wood was taken. In the case of tulips, the
business began with the bulbs, moved on to the flowers and ended with pieces
of paper, the promissory notes with which purchasers would buy what would
eventually be born within a few months. The bulbs themselves ceased to be the
units of exchange, and what were exchanged and paid for were the ‘promises’
those bulbs held, that they would eventually become flowers. That piece of paper,
the promissory note, contained a description of the future flower and the date on
which its owner would be able to pick it up.
The system offered certain clear advantages. First, it allowed the tulip market
to obtain profits throughout the course of the year: promissory notes could
be exchanged at any moment and in any season and, above all, could even
be processed in the absence of tulips. The risks, though, were considerable.
The buyer could not see the goods – the bulbs were hidden well beneath the
ground – and, consequently, there was no guarantee of quality. Florists were
forced to trust cultivators who, if needed, could attempt to sell non-existent
bulbs. The new system that granted the negotiation of promissory notes was
certainly more fluid, but was equally susceptible to a series of risks which, were
they to take effect, would be highly burdensome not only for the world of tulips,
but also for the Dutch economy at large. Additionally, the new system was
sufficiently flexible and could protect and encourage tulipomania. The more the
mania grew and spread, the more the system responded, or seemed to respond,
to its objective.
This was the historical moment in which an interest in tulips was superseded
by an interest in the promise of payment, and the passion for a flower was
superseded by the passion for easy money. The trade now involved pieces of
paper that stood for property rights. The obvious risk was that in the field of
uninhibited transactions, those involved would lose contact with real things,
with the objects sold, for the same reason that florists were no longer interested
in who bought their flowers or for what reason, or if the buyers had the money
to fund their promises of payment. It was, to all effects, the launch of a market
of term negotiations applied to the exchange of tulips; that is, to objects whose
consistency was significantly more volatile than loads of wood and spices.
A term negotiation is a form of speculation in which the merchant bets the
price of a certain merchandise (in this case tulips, but the same could be applied
to houses or petroleum), and commits himself to paying a specific amount on an
established date. It is a true gamble on the future.
At the pinnacle of the speculative bubble, most florists were entirely
concentrated on sales, which were made for personal benefits or on behalf of
Definitions 57
the rich who used capital to invest. At this point, a new element came into play:
the passion for gambling, for risking and for speculative gain. Bargaining would
take place where wine and alcohol flowed freely, and would resemble a society
game. The scene was far from serious, albeit involving very serious issues.
At the peak of the mania, there were those who bought bulbs for the pleasure
of playing a game and winning, or to invest a surplus of money and profit easily,
and there were those who took risks and thus fell into debt in trying to gain social
prestige. Tulips had become an enormous opportunity, a chance to play a game
that, in the estimation of those who played it, generated significant riches.
The collapse was unexpected and devastating. It occurred one evening, the first
Tuesday in February of the year 1637, in a tavern in Haarlem, one of the many
designated places of trade. During the last months of 1636 and the first months
of 1637, exchanges were feverish in volume and price as quotations had reached
stratospheric levels. On the day in question, when the situation precipitated,
things appeared to be the same as always. As per usual, a recognized member of
the association opened the negotiations of the day by verifying the conditions
of the market. He put up for sale one pound of bulbs for which the florist was
asking a fair price. In a normal situation, those bulbs would have had numerous
purchasers. The tulips would have gone to the best offer and the dealings would
have proceeded frenetically throughout the day. But conditions had suddenly
turned abnormal. Much to everyone’s disconcertment, the auction was deserted.
This would be the first of a series of similar auctions that would spread panic –
everyone wanted to sell, and quickly. After that Tuesday in February, the world
of tulips was not what it used to be; in fact, it ceased entirely to exist.
In retrospect, it would not have been difficult to detect the causes of the
collapse. During the winter of 1636–7, demand exceeded supply. There were
no longer tulips to sell and the market remained accessible to those few people
who used their extensive fortunes to negotiate the most expensive bulbs. The
absence of economic bulbs meant the impossibility of new subjects, perhaps less
wealthy and new to the tulip profession, entering the market. But a market that
welcomed fewer new subjects would also see less fresh capital; tulipomania was
in a state of paralysis and, consequently, panic.
One additional aggravating factor contributed to dealing the decisive blow:
during the final two months of the mania, bulbs of scanty quality were being
exchanged at considerably high prices. These bulbs were of value only in the
eyes of the speculator; no connoisseur or enthusiast would ever have dealt with
them. Even those who would usually intervene in the markets when the bulbs
were beginning to fall in price could think of no good reason to buy them. The
58 The Philosophy of Art: The Question of Definition
rest of the story is composed of rather squalid events that are of scarce interest
to us. We can, thus, return to our starting point; that is, the comparison between
the two ‘worlds’.
It may be deduced that the tulip world and the art world are surprisingly
similar: the comparison of a few of their characteristics leaves little room for
doubt. The world of tulips has its experts and its botanists, while in the world
of art we find art historians. Then, there are the authors of the products –
specialized gardeners and cultivators on the one hand, and artists on the other.
In both worlds, merchants play a central role, as do the travellers who distribute
the products throughout Europe. In one world, florists decide which products to
wager, while in the other, art dealers choose which artists and works to launch.
Both markets endure sudden changes caused by rumours and by the moods of
the players that comprise them. Both markets are characterized by speculative
forces – the speculative and high-risk game is a central element, and is part of
the stake. The bulbs, the tulips and the works of art are all characterized (at least
at a certain point in life) by having highly symbolic traits and characteristics.
The bargaining among participants of an auction, along with the underlying
psychological dynamics, is a primary element of life in both worlds. At a certain
point in their respective histories, bulbs and artworks not only acquire an
important economic value, but they are also used as trading currencies.
Our comparison shows certain glaring data: the worlds of art and tulips are
‘inhabited’ by characters that carry out similar functions, despite being given
different names (for instance, a botanist is part of the tulip world as an art
historian is part of the art world), and the dynamics of the respective operations
are nearly identical.
When the tulip world unfurls completely, when all of the energies it is
comprised of are composed and coordinated, a certain point becomes central:
tulips are no longer only cultivated for personal pleasure or aesthetic enjoyment,
but on the basis of pure profit.
It would be worthwhile to ask ourselves what lies at the heart of the tulip world.
Surely, it was at first a habit, a trend and, in some cases, a scientific curiosity: the
passion for a flower. Yet the strengthening element that allowed a world that not
many wanted to be a part of to expand and become a semi-popular reality was
the possibility of making money – lots of money – in relatively simple ways.
And the art world? What about its dynamics? Boy, are there stories! They, too,
all start with a passion: for art and for its objects, for works of art. Originally,
the stories primarily regarded professionals, enthusiasts and patrons. Artists
were very good with their hands and using instruments, and knew how to do
Definitions 59
certain things very well. These abilities made their works objects of admiration
and desire. The more creative, extravagant, imaginative and technically skilled
they were, the more sought after were their creations. The privileged would then
hire or employ them in such a way as to guarantee the perpetuity of the fruit
of their work. Artists produced and (by way of them) patrons showcased their
economic power. The Italian Renaissance was, perhaps, the age in which these
negotiations emerged with most prominence. This can be illustrated through the
example of the cupola of Santa Maria del Fiore in Florence, whose plans were
conceptualized by the genius of Brunelleschi, and strongly supported by Cosimo
de’ Medici. The project involved a design for the roof of the crossing of the
Duomo di Firenze: it was the largest structure ever to be built. Cosimo sustained
the project economically, and it was thanks to him that the monumental and
laborious work, that was in construction for over 125 years, saw its completion.
To close the cupola seemed an impossible feat, a challenge beyond human
limits; for this very fact its construction would have symbolized the glorious
affirmation of the city of Florence and, at the time, the affirmation of those who
had conceived the project and believed in its realization. The two men were
Brunelleschi and Cosimo de’ Medici.
Even within this embryonic world of art, where the players are certainly less
numerous than in the world of contemporary art, passions play a significant role
and, here too, the passions that truly count are always the same ones: money,
which is shown first, and power, which is conveyed through the works of art.
Just like the first tulip cultivators, artists are moved by a simple, and perhaps
rarer, sentiment: the passion for works of art and, for some, the desire to create
something truly capable of challenging history.
If up until the nineteenth century the art world is still mainly comprised
of passion and a stroke of genius, in the twentieth century its dimensions are
decidedly regulated by the market. This means that the passion changes greatly,
both in object and in sign, and just as it had occurred with tulips, passion for
money becomes the principle factor that regulates all of the interests that revolve
around that world; hence, ‘artmania’. In the art world, there are at least three
designated selling spots: auction houses, galleries and, more recently, fairs.
Auction houses, in particular, are the business spots that replace the insalubrious
taverns where tulip bargaining used to take place. There is less wine and the
sobriety helps avoid regrettable incidents along the way, but, for the most part,
the dynamics of the negotiations are entirely recognizable now as they were then.
They have a highly entertaining nature and are governed by emotional logic. Like
all games, at times they can be risky and crazy and, like all games, they are played
60 The Philosophy of Art: The Question of Definition
worlds do not create their own objects, they assume them, they use them and, at
times, they modify them.
x is an object if and only if (1) x is an artefact and (2) is created and/or presented
by an agent, who understands all it does, and displays it to an audience that is
prepared to understand the meaning of it.
This second formulation takes into account the theoretical variation caused by
the consideration of the art world no longer as an institution but, rather, as a
practice.
In this new formulation, then, instead of resembling a traditional institution
modelled after a tribunal, a university or even a state, the art world is much more
similar to a social practice characterized by formalized and – at times, though
not always – shared traits, as opposed to a collection of rules and mechanisms
of informal nature.10 The operation of an institution, in its conception, does not
necessarily depend on the codification of all of the norms that are in force within
the institution in question. The conclusion, then, is to treat the art world as a
practice.
Let us, therefore, try to identify the characteristic traits of Dickie’s concept
of practice. We have already pointed out the most important property: that
it can confer a status – the status of a work of art – to any object, including
usable objects. In addition, the conferral of status is related to exercising power.
62 The Philosophy of Art: The Question of Definition
In other words, it is the art world that possesses the power to determine the
transformation of bottle rack to Bottle Rack. It goes without saying that this is
a transformation with important consequences, both cultural and economic.
Who would not want to own Bottle Rack, even if not for the sole purpose of
reselling it?
This is true. But, as Monroe Beardsley (1976) rightfully notes, if it is always
possible to confer a status on behalf of someone (an institution, a group of people
or a person in particular), then it is rather difficult to find a case in which this
conferral could take place on behalf of a practice. It is clear how one may act on
behalf of a P-institution. In an attempt to formalize, we might say the following:
a person (or a group of people) S acts on behalf of a P-institution T only if the
action of S can be described not only as the action of S, but also as the action of T
(Wieand, 1981b, 412). Wieand’s scheme, therefore, assumes the following form:
a person S (let’s say, Duchamp) acts on behalf of a P-institution (the art world)
if the action of S (to transform bottle rack into Bottle Rack) can be described
not only as an action of S (Duchamp, again), but also as an action of T (that is
to say, of the entire art world). Hence the first hitch: generally, when we think
of institutions that act as agents, we also know the members of the institution.
Or if we do not know them, as can be the case with the board of directors of a
multinational company, or with a Masonic confraternity, there is always someone,
somewhere, who knows them. Customarily, there is a document where all of this
information is registered, and it is top secret.
The art world does not work this way: we ought first to ask ourselves who its
members are. This does not entail drafting a census; the problem, in this specific
case, is that the typologies of the people who belong to the art world are not even
clear. There are artists, of course, as well as musicians, writers, sculptors and
perhaps, though we cannot say with certainty, architects. What about designers?
The answer might be ‘it depends’; that is to say, it depends on the intentions
that the designer associates with their creation. Let us once again turn to the
case of the Brillo Box: it was Andy Warhol, an artist, rather than James Harvey,
the designer of the commercial product, who exhibited Brillo Box and, in doing
so, asked that the work be a candidate for aesthetic appreciation. If the same
operation had been consciously performed by Harvey, the art world – at least in
theory – would have had to respond in the same manner. This is all in theory;
in practice, the variables are indeed numerous, and the result is less certain. The
problem can be reduced to a matter of fact by observing that, in the end, it comes
down to prestige in the respective worlds of affiliation: if one is so fortunate
or talented – depending on which way you look at it – to have access to the
Definitions 63
art world, they will do things that have more value (at least in market terms)
compared to the affiliates of the other group. That is how the world works, after
all. Clearly, though, if the objects produced by the two groups are indiscernible,
it would be difficult to explain the matter to possessors of different typologies of
bottle racks. What would we say to the ill-fated owner of the ordinary object?
‘Sorry to say it, but the author of your bottle rack is part of the wrong group and,
as a result, what you have there is an object that’s worth, roughly, 10 Euros’.
Let us now begin our examination of the more relevant objection. Getting
back to the question at hand – that is to say, the typologies of the people who
comprise the art world – we have established thus far that the authors of artworks
are undoubtedly part of it, and in various ways. Our reflection, though, is at risk
of becoming circular. Those who produce a work of art are part of the art world,
and yet we struggle to identify what characteristics a true artist must have, given
that, oftentimes, we are unable to recognize a work of art, not to mention that
a large part of contemporary art causes us much discomfort. Moreover, the art
world is not only comprised of artists, writers or musicians; there are also critics,
historians of art, literature and poetry, art philosophers, curators, art dealers,
collectors, as well as actual institutions such as museums and foundations.
Curiously enough, we find P-institutions structured in a traditional way (in the
cases of museums and foundations) that do not belong to a meta-institution (as
would be reasonable to assume), but rather, to a practice (the art world).
The MoMa in New York has formal elements that make it an institution: it has
designated members on its review committee and on its board of directors who,
throughout the execution of their duties, are subjected to formal and substantial
constrains. In addition, there are those who act on their behalf, and are authorized
to purchase works, to determine the cultural policies, to search for sponsors, to
set budgets and so on. The art world, on the other hand, is characterized by a
much looser mechanism: we do not necessarily know who it is comprised of
(it is, then, a quasi-institution with vague boundaries that functions – if it in
fact functions – by reason of its very vagueness), nor are we able to identify,
with clarity, all of the rules that govern it. It is a ‘quasi-institution’ with vague
and sufficiently permeable boundaries, to such a degree that it includes the most
diverse of people and the most disparate of institutions, and is able to absorb
and promote the most profound cultural changes. Perhaps its way of being is
efficacious precisely by virtue of this vagueness that is a vagueness de re, and
certainly not de dicto. It belongs, therefore, to the quasi-institution of which we
are speaking rather than to the language that we use to speak of it. It would make
sense, then, to claim that the art world is not itself an institution, even though
64 The Philosophy of Art: The Question of Definition
work was rejected. The Dada artists used the occasion to make a point. Together
with a photograph of Fountain, the magazine The Blind Man published a letter
from Alfred Stieglitz that, among other things, underlined a point that became
extremely important for the development of new artistic tendencies:
Whether Mr. Mutt with his own hands made the fountain or not has no
importance. He CHOSE it. He took an ordinary article of life, placed it so that its
useful significance disappeared under the new title and point of view – created a
new thought for that object. (Stieglitz, 1917, 5)
The novelty, then, is not found in the object, but, rather, in the way that we
think of it, in the thought that, henceforth, will be associated to the urinal. The
importance is brought back entirely to the intentional act of the artist. Duchamp
appoints the urinal from the Mott company to assume a new function, to be
something different, to be an object that expresses a particular idea of Duchamp’s:
that is, Fountain.
According to Dickie’s theory, then, the art world accredits the transformation
of fountain to Fountain: if we are searching for Fountain’s source of legitimization,
we cannot stop at Duchamp (who, at the time, was a young artist with no fame),
nor can we stop at the gallery that refused the work. It is necessary, rather, to refer
to something else: a quasi-institution that, physically, is not situated anywhere,
but that emerges from the group of local institutions, from the work of artists
and of those who, in one way or another, are involved in art by having knowledge
of it and, in the best of cases, experience.
The problem remains and is substantially related to the indeterminateness
of the procedures that comprise the framework of the art world.13 If a game of
chess can be played only by those who are familiar with the rules of the game,
then, similarly, the game of the art world should be played solely by those
who know the regulations. But how is one to take part if the laws are opaque,
vague and constantly changing? And, above all, how is one to believe that the
game only scratches the surface of its components, and not simply upon the
economic superstructures into which they have fallen? It is hard to say. It is
accurate to conclude that, according to the institutional theory, this ‘something’,
so vague that it is not clearly definable, has such expansive power that it can
determine the occurrence of significant events, which, in effect, happens in other
‘quasi-institutions’. However, the fibrillation of financial markets can determine
the crises of entire economies, the world of information can influence social and
political scenarios worldwide and the tulip world was able to shake the economic
structure of an entire nation.
66 The Philosophy of Art: The Question of Definition
Indeed, it can be easily noted how these types of entities, which we have
conveniently defined ‘quasi-institutions’, and which we can easily liken to
fairly particular types of extended communities, are extremely diffused in the
contemporary world and in social contexts that, despite being vague in their
composition, are especially ample. Certainly, the quasi-institutions determine
factual and important changes, but what about the possibility that they can be
used as theoretical cores upon which to found the institutional theory?
a physical object (x) counts as a candidate for aesthetic appreciation (y) in an art
world (c).
It is evident from the above statement that x and c implicate one another and
generate circularity. In order to exist, that is, to shift from qualifying as ‘candidates
for aesthetic appreciation’ to qualifying as works of art, works of art need the art
world to declare the shift in status. In turn, for the art world to exist, it needs
works of art. If, on the other hand, we follow the second formulation of the
institutional theory, we must apply certain clearly restrictive conditions:
A candidate does not always have the necessary requisites, and if they are
determined by the field in which they operate, then it is necessary to suppose
that the context acts in accordance with certain procedures that, at least as a
matter of principle, are detectable and describable. The institutional theories,
in their various formulations, do not help us to resolve our original question.
Definitions 67
The most general theory, proposed by John Searle for social objects, is unable to
account for the specificity of works of art in respect to ordinary objects. While
an ordinary piece of metal – a piece of gold, for instance – generally counts as a
coin, not all canvases made with minium count as works of art notwithstanding
the context in which they dwell.
More narrow formulations, on the other hand, call for an accurate analysis of
the parts of the theory that have an institutional character, as well as a procedural
one. As we have seen, these parts present habits of circularity, to say the least.
1.7 Regarding x
After having considered y and c, it would now behove us to focus on the first of the
variables: x. Searle’s version does not help us much, since x remains deliberately
undetermined. Dickie determines the x, in an attempt to avoid running the
risk that anything – including the mere idea of a work of art – be considered a
work of art. In his version of the theory, x must be a physical object, in this case
an artefact. In the following pages, then, we will take up the very concept of
artefactuality regarding works of art, seeing as the idea that the materiality of a
work of art is an essential element of its definition rests upon it.
For our convenience, we shall formulate a statement that is comprised of two
parts: (a) works of art are physical objects – according to Richard Wollheim
(1968, 4), this part of the theory can be defined as the ‘physical object hypothesis’;
(b) and are produced by way of intentional actions, in potentially diverse social
contexts. The physical object hypothesis can constitute a sensible starting point –
in view of the fact that it is related to the assumptions of common sense and
of the imitative theory – though it is not unassailable. Specifically, this theory
must defend itself from two important counterarguments: in the case of certain
arts (let us take dance, the theatrical performance of an opera or a narration),
the work of art is not reduced to the material object. In fact, the physical object
that can be identified in the work of art is not the work of art. The proof lies in
the fact that no physical object, that extends into space and time, exists and can
be identified, alone, in Swan Lake or The Late Mattia Pascal. Further proof can
be found in the fact that if I ask someone to ‘give me The Betrothed on the table,
to your right’, it is doubtful that, in giving me the physical object ‘book’, my
interlocutor will actually give me The Betrothed. Better yet, it is highly doubtful
that The Betrothed is simply the material object.
The same reflections can be applied to the performance of Madame Butterfly
which I saw in New York on 19 November 2008 at the Metropolitan Museum of
68 The Philosophy of Art: The Question of Definition
Art. In this case, too, the beautiful opera cannot be easily reduced to a material
object – the score? The libretto? On the other hand, I am not entirely sure that the
score and the libretto truly give me the same Madame Butterfly as the screenplay
by Anthony Minghella.
The second objection can be formulated in the following terms: despite the fact
that works of art have an irreducibly physical nature, it is nonetheless necessary
to accept the fact that the category of physical object is not the most appropriate
to account for the specificity of works of art. We shall see how this is a classical
argument, formulated by Peter Frederick Strawson who applies it to the ontological
difference that separates bodies from people (1959, 87–110), and that will later be
transposed to the philosophy of art by Arthur Danto14 (infra, 132 ff.). Simply put,
reductionism does not seem to be particularly advantageous, at least not in this
field. To give another example by Wollheim, those who maintain that works of art
are, first and foremost, physical objects must take into account the fact that this
type of theory supports the idea that a painting from the Palazzo Pitti and a slab of
marble from the floor of the Museo Nazionale di Firenze share certain properties
(Wollheim, 1968, 10). A formulation of the proposition in these terms – as Wollheim
essentially gives us – appears to be, in a certain way, indicative of superficiality: what
could seem more distant from a painting found in the Palazzo Pitti if not a piece of
the floor (though built with precious marble) of the Museo Nazionale?
As Plato saw it, ordinary objects have the edge over works of art. Upon further
examination, we realize that there is nothing strange about claiming that a
painting by Giovanni Fattori can share certain properties with a piece of marble.
It could, for instance, exhibit the same length, or the same width; it could even
share the same depth and both be placed upon flat surfaces. It might even share
the same black tone. There are a variety of properties of different natures; if we
were to claim that the artwork has all of the properties of the material object,
we would be committed to a false affirmation. It would seem, therefore, entirely
reasonable to claim that the physical object hypothesis can be considered a good
starting point if it is brought back to a more articulated theoretical context.
Nevertheless, the objections raised by Wollheim are relevant as they allow us
to focus on two important points, which will be developed in the pages to follow.
But first, a clarification must be made concerning the possible reductionist
temptations: agreement on the fact that works of art are material objects does not
determine a reductionism of the work of art to the material object, as Wollheim
seems to believe. A work of art is, rather, a physical object, specifically an artefact,
but, as we will have the chance to see, it is not reduced to its physical dimension.
That ‘something more’ that transcends the simple material constitution of
Definitions 69
1.8 Artefacts
The institutional theories, especially of George Dickie, have placed an emphasis
on the artefactual nature of works of art: they are artefacts proposed as candidates
of aesthetic appreciation by their artists. The outcome of their candidacy will be
resolved by the institution that holds the power to decide: the art world.
We have already highlighted certain questions regarding the institutional
theories, above all the question of reaching a good definition for the concept of
artefact. It is now necessary to consider if the point is resolved by the artefactualist
theories that find their best articulated exemplification in the position of Randall
Dipert. Our question, then, must reformulate itself as twofold into: ‘What types
of things are artefacts?’ and – given that a work of art is (also) an artefact – ‘What
types of artefacts are works of art?’ Dickie’s position, like Searle’s variant of the
theory, presents certain problems that should not be underestimated, above all
being the idea that context exercises a function of procedural character that
reveals itself as decisive.
Let us suppose that upon discovering a stump of wood on a beach, we notice
that it was polished by the sea and now has a particular appearance, and so we
take it home: it may turn into something we place in our garden. According to
institutional theorists this simple gesture, charged with the intentionality of its
70 The Philosophy of Art: The Question of Definition
author, can confer to the piece of wood the status of artefact and, in addition,
its candidacy for aesthetic appreciation (and, in the more fortunate of cases, the
status of a work of art).17
Another example. Let us suppose that we are picking mushrooms in a forest
and, while we are there, we hope to find a decorative plant for our garden. We catch
sight of a beautiful fern and decide to take it home and to transplant it to a pot. No
sooner said than done, we place it in a well-illuminated space in our living room, fit
for the purpose. The reason for which we decide to place the pot in the living room
is most likely the same reason that motivates us to buy a painting and use it as if it
were an ornament. According to Dickie, the fern that we have transplanted is, for all
intents and purposes, an artefact, by the same standards as the log of wood that we
displayed in our garden and that we have started to use, perhaps inadvertently, as a
chair and, obviously, by the same standards as a painting as well.
In both examples, the important point is that the artefactual character of
objects is determined exclusively by the will of those who operate them: in Art
and Aesthetic (1974), Dickie claims that natural objects can be transformed into
artefacts by way of a pure and simple fiat. The stump brought to our garden and
used as a something to rest on becomes an artefact that exhibits properties of
the same type as those exhibited by a seat and by a work of art. Nevertheless,
we must keep in mind that in The Art Circle, Dickie formulates the theory by
recognizing the limits and defects of his former position:
In Art and the Aesthetic and elsewhere I maintained that the artifacts which are
art become so in two distinct ways: by being made (painted, sculpted, composed,
and the like) or by having artifactuality conferred on them. I maintained that art
such as the Night Watch is made, but that some works of art had artifactuality
conferred on them. This second notion was an attempt to show how things such
as unaltered driftwood hung on walls and the urinal Duchamp used fall within
the limits of artifactuality of artists. I now believe it was a mistake to think
that artifactuality can be conferred; it just is not the sort of thing that can be
conferred: an artifact must be made in some way. (Dickie, 1984, 44)
is impossible (as it now seems), picking up and hanging on a wall is quite easy
to do. Picking up and hanging and similar actions are ways of achieving (not
conferring) artifactuality. Of course, it is not just the motion of lifting and
affixing or the like which makes something an artifact, it is lifting and affixing or
the like plus something else. (Dickie, 1984, 44)
In the end, Dickie is compelled to conclude that artefactuality is not a property
that can be attributed to an object by conferral. It is not sufficient to grab a
branch and move it in order to transform it into an artefact; rather, it is necessary
to perform this action along with something else. In order to define what this
‘something’ is, he formulates a series of distinctions that give life to a fairly
articulated casuistry (Dickie, 1984, 44–6):
1. I grab a piece of wood and move it to a different area on the beach, simply to
remove it from blocking the way;
2. I pick up a piece of wood and, with my pocketknife, I sharpen its sides. My
objective is to construct a sort of lance to catch fish with;
3. or, I pick up a piece of wood and, without altering it in any way, I use it as a
utensil to dig a hole in the sand;
4. or, I pick up the piece of wood and – still without altering it – I wave it
around to move away a ferocious dog;
5. or, a piece of wood – the same piece of wood – is discovered by a lover of art
who brings it home, without altering its physical properties, and puts it on
display by hanging it on the wall as if it were a painting;
6. as an alternative, we can suppose that a piece of wood is hung on a wall
without any artistic purpose, but simply because that seemed to be the most
suitable place to hang it;
7. and, lastly, an internationally reputed artist finds a piece of wood, baptizes it
as a work of art and, finally, decides that that object is art.
maintaining the distinction rather useless. Let us, therefore, abandon once
and for all the path traced by Dickie, and consider a different definition for the
notion of artefact.
2 Artefactualist theories
a sort of Frankenstein from the near future. In our version of the experiment,
guided by a methodical plan, we will substitute the parts of a human body
(internal and external) with the corresponding artificial parts or, even, with
parts transplanted from other bodies: heart, liver, lungs, eyes, epidermis, ribs,
hair, et cetera. Up to what point can we say that that body is still a natural
object? The same goes for memories and the role they play in the formation
of personal identity: how many memories can be lost and how many must be
preserved for me to remain me? Let us take for instance when someone awakens
from a coma and their physical identity is preserved but their memories have
been inexorably lost, forever. How many variations can a body or a soul
sustain before they become something else? Locke resolves the question in
an elegant manner: personal identity revolves around one’s memories. If my
brain is what it is, it could even be implanted into another body: no one would
recognize me, at least not at the beginning yet, nevertheless, I would still be
me. But are we certain that my relationship with others – in this case a clearly
altered relationship – does not contribute to defining me? And so the story
continues.
Ideal Objects. These are objects that in Meinong’s classification are identified
by the name ‘subsistent objects’. Ideal objects have a different existence from that
of natural objects, but just like natural objects they do not depend on human
beings.
They are not tangible. That is to say that the properties of a triangle, of the
principle of noncontradiction or of an arithmetic equation do not depend in
any way (in terms of their essence) on the work of an architect, a logician or a
mathematician. They are discovered, and not invented, just as a continent is.
(Ferraris, 2005)
Artefacts. Positioned between the two extremes are artefacts. In general, when
we think of an artefact, it is natural for us to refer to a material object of medium
scale, an object of a certain physical consistency that is easily held. While it is not
so natural for us to think of the ancient Mayan pyramids of Tikal, in Guatemala,
as an artefact, we generally do not find it difficult to consider a black Montblanc
an artefact, or this very book I am writing. Along the line that we are tracing,
which separates natural objects from ideal objects, artefacts occupy a vast
frontier territory, which can be extremely blurry at times.
Artefacts are easily manipulated material objects,19 but what else are they? Let
us return to the Frankenstein of our Gothic example. During the normal course
of life, many parts of the human body are subject to transformation and are
Definitions 75
substituted: hair, skin, blood, nails and so on. Even so, we would never say that
the human body is an artefact, whereas we could claim so if some of its parts are
intentionally substituted. What distinguishes the two intuitions? First, behaviour.
In one case (that of the spontaneous changes), there is no intentionality, but
nature simply takes its course. In the other case (that of Frankenstein), we can
easily hypothesize that, just as in Mary Shelley’s story, a mad scientist changes
each part of Frankenstein’s body and does so in an attempt to fulfil a personal
objective or obsession.
Artefacts do not find themselves in nature like clouds or volcanoes do, nor can
they declare themselves simple fiats of our will. Rather, they are the result of the
work of a subject (unlike ideal objects). We can detect an intentional action, with
a precise purpose, at the root of the action of the worker who shaped the clay tile
that washed up on the beach, just as there is an intentional action at the root of the
action of the mad scientist who substitutes all of the parts of Frankenstein’s body.
In both cases, the purpose is made clear by the final result – the construction of the
tile and Frankenstein’s brand-new body. This also happens when a natural object
becomes an artefact: a subject, or an agent, observes an object and then modifies
it intentionally, on the basis of an exact project or purpose. In order to fulfil this
purpose – say, building a house or creating an immortal body – the agent will
observe the object and modify certain properties, while leaving others untouched.
Among the manifold properties that an object can exhibit, it is easy to
suppose that only some will be directed to make of that object an artefact, for
instance, the clay of the tile, but not its weight or its size. Certain properties are
the very reasons for which an object was chosen to perform a given function.
The whiteness of a piece of paper is particularly suitable for writing, just as the
‘function’ of a chair responds to ergonomic criteria. Let us take note of a point:
oftentimes, the properties that determine the specificity of an artefact have the
characteristic of being recognized by different agents (that is to say, by subjects
other than those who thought of them in the first place) that identify them as
most suitable for the fulfilment of that specific purpose.
Having made these preliminary remarks, we are now in a position to follow
Randall Dipert who, in his classification, dedicates particular attention to
artefacts (1993, 17 ff.). Dipert’s classification is fundamentally bipartite and
structures itself upon two points – that of completely natural objects (oceans
and clouds, mountains and volcanoes and others) and utilizable objects. The first
types of objects are objects that, for the most part, are not subjected to intentional
modifications dictated by a purpose. The second types of objects are objects that
have been realized in view of an objective. Of these, some (i) are not intentionally
76 The Philosophy of Art: The Question of Definition
modified: these are natural instruments (the wooden stump that we use to sit
on; the stick we use to lean on when we walk, or to harm an enemy, or to make
a coconut fall from a tree). Others (ii) we have instead decided to modify in
view of our objectives. Let us take for instance Ulysses, who sharpens and burns
the point of a wooden pole in order to blind the Cyclops, or Tom Hanks who
uses driftwood to build the raft that will take him away from the island of his
shipwreck. Of these objects some (a) are artefacts, while others (b) do not have
an artefactual character, and have been modified only to better their usefulness.
Among all artefacts some (a.1) have a communicative purpose, others (a.2) have
an expressive purpose, while others (a.3) have an artistic purpose. Finally, the
majority (a.4) of these objects were built in view of a practical purpose that,
typically, is neither expressive nor communicative or artistic.
(to warn visitors against possible harm that the dog could do them), and that
enables visitors to understand our intention (to advise them that they may
find themselves in a dangerous situation). The artefact, therefore, not only
communicates something ‘about itself ’, but also with regard to something else,
specifically the precise intention of whoever created it. Yet, in many cases – in
the majority of cases, according to Dipert – artefacts do not offer information
regarding something else; rather, they simply provide information concerning
themselves (Dipert, 1993, 103): this is the very element that determines the
distinction between ordinary artefacts and communicative artefacts. Dipert’s
idea, then, is that a given artefact, our chair for instance, communicates
something in reference to itself (‘I am very functional for your sitting needs’),
while a ‘communicative’ artefact, the sign that warns me of the presence of a
dog, for example, informs of something, but in reference to something else,
likely to the external world: ‘The communicative aspects of the chair (e.g.
those that display intentions to get someone to believe it is a good chair, a
brown chair, or whatever) cause beliefs about the artifact itself – and these
artifactual features of the chair, so conceived, seem incapable of causing
beliefs about other objects’ (Dipert, 1993, 103). The door sign provides us
with superabundant and ‘synthetic’ information, whereas the chair does not.
Dipert’s theory is that this argument holds true for the majority of artefacts:
with the exception of works of art and expressions. The following is the
artefactualist definition proposed by Dipert:
An artwork is an artifact that has been made with an intention for other agents
to regard it as an art work (in the sense just described), that is for other agents to
conceive of its unsubordinated intention (purpose) as being an RIF (expressive/
representative/symbolic) intention. Its maker in fact intended that when the
artifact is later perceived or thought about, it will be conceived as an object
whose purpose was such that its recognition implies its fulfillment. (Dipert,
1993, 115)20
To summarize: all artworks are artefacts that have the property of communicating
something about something different from themselves; in doing so, they
stimulate certain faculties, notably those whose task it is to perceive and to
interpret (Dipert, 1993, 117).
This theory puts us on the right track by identifying the thread that unites
artworks and words, but it does not resolve certain problems. To understand
it, let us consider a more complex object, a sort of highly fashionable
super-artefact. By using a Smartphone we are able to do a variety of things.
Definitions 79
and an artistic object. The former may simply produce pleasing sensations, while
the latter necessarily requires a conceptualization of the object as an artefact –
that is, regarding it as an agent’s product’ (Dipert, 1993, 112). Works of art, then,
can without a question exhibit aesthetic qualities, but not all objects that exhibit
aesthetic properties are works of art. If this distinction clarifies the reasons for
which a sunset is not a work of art, it still does not explain the reasons for which
my iPhone is not. It is, ultimately, the product of many agents and, perhaps by
chance, it does not fail to exhibit aesthetic properties. Dipert, therefore, identifies
two conditions that must jointly apply for an object to be a work of art. The first
is that (i) the object must be an artefact; the second is that (ii) this artefact does
not exhibit practical purposes.
Compared to the institutional theories, Dipert’s definition has the undisputed
advantage of delineating more precisely the concept of artefact and, at the same
time, of avoiding referring to the art world, which has demonstrated clear
limits that we have already mentioned (supra, 48 ff.). Nevertheless, Dipert’s
artefactualism is not devoid of difficulties: are we really able to distinguish a
Brillo box from a Brillo Box based on the concept of an artefact? Are we sure
that – if we had to choose without the advice of an expert, and we were interested
in the artwork rather than the box – we would be able to bring home the artwork
and leave the box behind? In addition, to reference less complicated examples,
are we sure that a good conceptualization of artefacts is sufficient to distinguish
a Paint by Numbers by Andy Warhol from the same Paint by Numbers made by
a child in elementary school? In the end, would Frescoditesta be able to find the
answer to his question? I am afraid not. This has already been effectively noted by
William E. Kennick, among others, in the previously cited essay Does Traditional
Aesthetics Rest on a Mistake? (1958, 317–34), as well as by neo-Wittgensteinian
theorists. We shall return to this point shortly.
the ontological status of artworks, while aesthetics (from the etymology of the
word) deals with the knowledge that we obtain through our senses; knowledge,
therefore, that does not necessarily concern art. So, while the philosophy of art
considers works of art and the questions concerning their conceptualization,
aesthetics looks after that of reason; that is to say, to the dynamics of the
experience that is not connoted in cognitive and logical terms.21 Art, too, serves
as aesthetic experience and is mediated by the senses; nonetheless, as Dipert
observes, it appears unquestionably advantageous from a theoretical perspective
to understand aesthetic experience as something different from artistic
experience. Aesthetic experience is oftentimes configured as a necessary –
albeit insufficient – condition for understanding artworks, and it is applied to
an undoubtedly larger realm than that of works of art. Furthermore, with the
exception of authorized personnel or the insiders, it is more common for an
average person to experience a sunset than it is for them to experience a work of
art. Aesthetic experiences are widespread, while artistic experiences are less so.
It would behove us, then, to remember that it is possible to aesthetically relate to
the most diverse range of things: watching a sunset or a cityscape, tasting good
wine, listening to the story of travels to a faraway land. The experience that we
call aesthetic, and that is a subspecies of the more general concept of experience,
depends on the perception of a series of qualities (or properties) that are found
in the most diverse and common of objects. These properties are called aesthetic
qualities (or properties). Not all aesthetic qualities can be obtained through
the senses, but certainly the majority can. Thus arises the privileged bond that
tradition has rightfully sanctioned between aesthetics and sensibility.
Aesthetic qualities have a relational nature; that is, they depend on the
relationship of the object that exhibits them with the subject that perceives
them. While certain qualities belong to objects regardless of the relationship
with their subjects, others undoubtedly belong to things, but their interaction
with a subject is fundamental for their determination. The blackness of my pen
is such only because I am here (or someone with the same physical-biological
characteristics is here) to look at it. In order to be what they are, relational
properties depend on the response of the subject that perceives them. No matter
which decimal system we choose to use in order to confirm that Mont Blanc is
4,810.45 meters tall, it will always remain that tall, even if not one human being
were left in the world to determine its height, and even if we were to use an
extremely long stack of toothpicks to measure it. On the other hand, if the world
were populated not by human beings, but by living beings similar to Godzilla,
few would define the Mont Blanc an ‘imposing’ mountain. While a mountain is
Definitions 83
what it is, some of its properties depend directly on the relationship that it has
with us and with our environment. These are properties that belong to it, but
solely by reason of the fact that its relationship with the human environment is
part of the history of Mont Blanc. Clearly, we would be mistaken if we were to
consider relational properties in the same way as we do subjective qualities. They
pertain to our relationship with the world that is determined by the structure
of human physicality that is everything but subjective. As we were saying, in
principle, an aesthetic reflection may proceed without ever referring to works of
art: aesthetic qualities may be equally exhibited by natural objects, just as by the
most common artefacts and by certain events.
Within this framework, an aesthetic theory must face two difficult orders:
first, it should clarify the reasons for which the analysis of works of art favours
the comprehension of the structure as well as the dynamics of our sensible
experience. It should also clarify for what reasons the determination of aesthetic
properties should help us in matters pertaining to questions of definition. An
object’s possession of aesthetic properties could be a necessary condition, but
it is certainly not enough to be considered a work of art, since the world is full
of beautiful things that are, all the while, not works of art. In addition, beauty
is an aesthetic quality. The ‘aesthetic theories of art’ aim in this direction; they
claim that an artwork necessarily possesses aesthetic qualities. In other words,
aesthetic definitions consider an artwork in the same way that they consider
a ‘vehicle’ of aesthetic qualities and they retain that this characteristic of
artworks determined the fact that they make a particular experience possible:
an aesthetic experience. This type of approach clearly suggests a specificity
of experience related to works of art: it is a particular experience different
from the rest, in which we are at ease in dedicating ourselves to perceiving
certain specific properties of objects without being distracted by contingent
or material necessities. It was not by chance that Immanuel Kant spoke of
disinterested contemplation.22 The aesthetic definition permits us to reconcile
quite comfortably the intentions of the artist with the expectations of their
audience. There are two conditions that are generally indispensable to this
definition: (1) that the artist be guided by the specific intention of producing
objects that exhibit aesthetic properties, and (2) that the result of the artist’s
activity make possible aesthetic experiences.
Therefore:
x is a work of art if and only if (1) it is produced by the intentionality of an agent
who intends to confer upon it a certain capacity, that of (2) making possible and
favouring an aesthetic experience.
84 The Philosophy of Art: The Question of Definition
This definition places emphasis on two elements: first, the intentional doings
of the artist, who must want the work of art. That is to say, they must lead their
action to an explicit end. Specifically, in Art as Experience (1934, ch. 8), Dewey
anticipates a similar theoretical shift by Nelson Goodman (1978), and revises
the classic formulation of the question ‘what is art?’ by transforming it into one
of procedural nature: ‘when is art?’ In Dewey’s theory, in particular, a continuity
between general experience and aesthetic experience is traced, while the
American philosopher claims that the task of aesthetics consists of re-establishing
the continuity between aesthetic experience, which is disinterested and pure,
and daily experience. For this to happen, the artwork must be used in the world
and never separated from it, since artworks contribute to the comprehension of
experience in its totality and also arise from it.23 The artwork will emerge, then,
where the structures of the object relate to the energy, the experience and the
emotive dynamics of the subject.
If a supporter of the aesthetic definition were asked to embark on a journey
into space-time and, upon arriving in a faraway galaxy very different from our
own, he were to stumble upon particular objects that would be considered works
of art in his world, based on his theory he would not be able to conclude, beyond
the shadow of a doubt, that he had found objects that exemplify works of art in
that world. In order to reach this conclusion, in fact, he would have to possess
a certain document that attests, with reasonable certainty, that the intention of
the authors of these objects was specifically to induce, through the production
of them, aesthetic experiences in their audience.
3.2 Intentions
At this point, the reader may foster a legitimate suspicion that the aesthetic
definition is a bit too vast, that it does not exclude anything, and that, at the
same time, it does not allow for the opposite: to admit among artworks certain
objects made to respond to non-artistic objectives and that common sense
has considered to be works of art. Let us consider icons, for instance, whose
purposes originated from devotional needs and that were later considered, for
all intents and purposes, examples of Russian art. Upon closer examination,
it becomes clear that this is a fear that we can, at least in part, dispel. The
concept of intention upon which the aesthetic definition rests is delineated
fairly well. What does it mean to have the intention to produce an object that
is capable of causing an aesthetic experience? The artist must have certain
beliefs; for example, they must believe that works of art exist, along with a
Definitions 85
x is a work of art if it exhibits such aesthetic qualities that it allows subjects to have
an aesthetic experience.
Brillo Box, then, would be a work of art if it were to act causally upon its
beholders, provoking in them aesthetic experiences. But, positively, what is an
aesthetic experience? Let us imagine that Testadura27 wishes to describe Brillo
Box to a friend who has never before seen Warhol’s work. Out of the many ways
he could choose to speak of it, he decides to describe the work by expanding
upon its aesthetic qualities. Testadura begins his description by ‘atomizing’ the
artwork: (a) the colours (Testadura lists them all); (b) the shapes (in this case, too,
Testadura carefully describes both the shape of the work and the shapes sketched
inside); (c) the measurements (Testadura is precise on this point, too: 6.8 × 6.8
× 5.5); (d) the temporal localization (it has been exhibited in 1964 – Testadura
explains – but it still exists today); (e) and, finally, the spatial localization (various
copies of Brillo Box had been produced, though indiscernible from one another,
and each copy was placed in a different location).
Now, it could be that despite such a meticulous explanation, Testadura’s
interlocutor, Frescoditesta – him again! – is unable to imagine Brillo Box, seeing
as an account of a work of art is not the same as the aesthetic experience of
it. Frescoditesta believes that direct experience is irreplaceable. He therefore
decides to build his very own home-made Brillo Box: the same shapes (Testadura
had described them word for word), the same colours (this was not so difficult
either) and, of course, the identical measurements. All of the basic details are
accounted for and, so, Frescoditesta gets to work.
Let us suppose that Testadura’s account provides such a rich and precise
description that it assures that a Brillo box will be assembled in the same exact
manner as the Brillo Box Testadura saw and, so, Frescoditesta constructs his own
Brillo by putting together the identical basic details. At this point, a theorist of
the aesthetic definition might claim that Frescoditesta is in the position to have
Definitions 87
a perfect aesthetic experience: all he needs to do is to look at the box and a world
(the artwork) will emerge almost magically from Frescoditesta’s perception in
the exact moment that he collates all of the basic details and all of the aesthetic
qualities of the box. By perceiving the artwork, Frescoditesta achieves an aesthetic
experience. Problem solved.
Assuming that Frescoditesta has the right intent – he has, in fact, applied
the most appropriate strategies for the realization of the artwork – might it
be sufficient to consider the aesthetic properties of the work of art in order to
have an aesthetic experience? It is quite likely. Assuming that he does have an
aesthetic experience with the work, is this a necessary and sufficient condition
for Frescoditesta to understand the artwork in order for him to have an artistic
experience with the artwork? This is quite unlikely. The unquestionably
aesthetically beautiful object will be before his eyes and, unless he is learned
in the history of art, Frescoditesta will ask himself why that box should be a
work of art. Could Frescoditesta, on the other hand, ever formulate a complete
aesthetic judgement based solely upon his sensible perception of the artwork?
Clearly not. He might formulate a judgement of taste, by saying if he considers
it beautiful or not, but nothing more. And how much might Frescoditesta’s
perception be related to the prejudice in favour of what is beautiful? That
is to say, how much might aesthetic experience depend on the fact that we
have a natural predisposition to appreciate beauty, the harmony in shapes, the
equilibrium of proportions, the harmony of sounds and the rhythm of writing?28
In other words, what aesthetic experience is related to the ‘kalliphobia’ of the
historical avant-garde? These matters require reflection; it is possible, after
all, that in cases such as these compensatory mechanisms that have little to
do with aesthetic experience may come into play. I revel not so much in the
formal structure of the artwork but, rather, in the fact that I have been able to
fill that cognitive lacuna that separates certain art from common sense; the
same satisfaction that we experience when we are able to solve a puzzle or an
equation.29
The theorist of experience still has a counterargument at their disposal: they
could argue that these sorts of difficulties emerge in a scant number of extreme
cases – the canonical version of the argument often makes reference to the
ready-mades. If these are the facts of the matter, we could be dealing with a
false problem; that is, we could be dealing with a scant number of ‘artworks’
that may or may not be artworks. In the end, a good definition should allow
us to distinguish works of art from other types of things while, clearly, it could
never replace a critical judgement with regard to quality. In classic cases, he
88 The Philosophy of Art: The Question of Definition
might add, the aesthetic definition seems to work rather well. Frescoditesta
may have been successful in his endeavour if, in the place of the qualities of
Brillo Box, he had referred to the aesthetic properties of The Trace Horse by
Robert Sargent Austin, an etching from 1921 that depicts a cart horse, fully
harnessed and ready to work, or even those in The Holy Family, painted by
Raphael.
We have yet to consider what happens in more traditional cases. Let us take
these two works of art: first, the colours (in The Trace Horse we have an alternation
of black and white, while in The Holy Family we see warm colours). Both occupy
a space somewhere in the world (The Trace Horse can be found in the Fine Arts
Museums of San Francisco, while The Holy Family is conserved at The Paul
Getty Museum in Los Angeles). And they both have an enviable duration of
time (The Trace Horse is from 1921, while The Holy Family dates back to 1483).
Even when dealing with these kinds of examples, which are unquestionably the
most favourable for theorists of aesthetic experience as the perception of sensible
properties causes a sort of aesthetic pleasure that undoubtedly finds no type of
impediment in the meanings of the artwork, we may have certain doubts. In
cases such as these, is aesthetic experience a necessary and sufficient condition
for the definition of works of art? Both The Holy Family and The Trace Horse, as
well as Brillo Box, are unquestionably something more compared to their nude
physical body which expresses the sensible qualities of the artworks; the only
difference is that the meanings found in The Holy Family at least appear more
accessible to us. Let us suppose that Frescoditesta is an inhabitant of the planet
Mars, and that he has arrived on Earth without any knowledge of its history;
would his aesthetic experience of The Holy Family truly be different from that
of Brillo Box?
3.4 Disinterest
Aesthetic experience, whatever it may be, seems to be related to a particular
feeling of the subject: disinterest. While different modes of life express
different degrees of interest towards things, even if measured differently –
which, in general, we need in order to live, to live better, to obtain results
or to reach goals – aesthetic experience distinguishes itself by being a sort
of pure contemplation; one that is indifferent compared to the existence
of what is contemplated. No one who is familiar with attending theatrical
performances would race to the stage in order to stop the hand of Medea.
Adults are generally not entertained by fictional characters just as they are
Definitions 89
not amused by writing messages to Santa Claus. Instead, they might write
a letter that they will insert into a bottle with the hope that it will be found
by another human being. Precisely because it does not invest us concretely,
this singularly happy condition allows our judgement to move with greater
freedom, in order to focus on the details for which we normally nurture a
genuine disinterest.
Aristotle had understood the point in his own way: works of art must be judged
and enjoyed by making exclusive reference to their internal logic. No moral, ethical
or political consideration must compete in the formation of aesthetic judgement.
Let us suppose that we attended the premier of the movie Downfall, a 2004 film
directed by Oliver Hirschbiegel. The plot is constructed around the last 12 days of the
life of Adolf Hitler, beginning on his fifty-sixth birthday, 20 April 1945. Devastating
madness transpires in a Wagnerian crescendo over 12 days, and the dictator shows
signs that he wishes to annihilate the entire German nation, as well as himself. In such
a case, a disinterested contemplation amounts to the development of a judgement
of the film that prescinds from the moral implications of Hitler’s actions. Moral and
political reflections have nothing to do with the aesthetic enjoyment of the work,
which pertains, rather, to elements such as the cinematographic construction of
the story, the performance of the actors, the execution of the direction and so on.
It would not make sense, within the framework of the aesthetic definition, to ask
ourselves if Downfall is an educational spectacle. Considerations of this sort do not
involve the enjoyment of the work itself. Downfall is about something – the final,
frenetic days of the führer and their symbolic, as well as historical, valence – and
this something is narrated with specific language. The point, then, is that from the
perspective of the aesthetic theory, content is simply an instrument that is functional
to the enjoyment of the work.
If we wish to develop a definition that synthesizes the two principle
components of the aesthetic experience, we can entrust the formulation of Noël
Carroll (1999, 177):
The aesthetic theory has the advantage of affixing specific boundaries, since
neither natural objects nor common artefacts classify as works of art. Even art’s
thousand-year-old function in human history becomes a little less mysterious:
we have produced art for millennia because it gives us a certain type of pleasure
and, as a side effect, certain faculties are strengthened, such as our attention and
contemplation.
90 The Philosophy of Art: The Question of Definition
dog we would most likely have to suppress the animal. In the first case, we could
also ask ourselves sophisticated questions about how it feels to be irritated, while
in the second – probably – we would simply be irritated. The difference, if there
is one, is not found in our perception of barking but, rather, in the different ways
in which we conceptualize the two events.
The aesthetic theory maintains that where there is no aesthetic experience,
there is no art; evidently, in the case of Tibidabo there is no aesthetic experience
and, therefore, we must conclude that we are not in the presence of a work of
art. What about boredom? Might there be a certain proximity with sentiments
of disinterest and disinterested contemplation? It is hard to say, though there
would seem not to be. It is an indisputable fact that boredom was one of the
best-exemplified feelings in the artistic production of the twentieth century.
One of the most boring films in the history of cinematography is Empire by
Andy Warhol. For what seems an infinite number of minutes – 485 to be
exact – Warhol’s camera remains pointed at the Empire State Building without
the slightest movement taking place. It is a black-and-white silent film with
a single subject: the Empire, shot for an entire day. In this case, too, the only
possible (though I do not quite know how aesthetic) experience is most likely
that of mortal boredom, from which the spectator can escape only by leaving.
According to the terms of the aesthetic definition, not even Warhol’s film could
be considered a work of art.
Turning to more recent productions, what can we say with regard to the
cycle of Cremaster by Matthew Barney? The five films not only put to test the
patience of any observer, but their structure obligates us to ask an additional
question as well: if we were able to survive the showing and we were to admit,
without hesitation, that the whirl of colours, shapes and allusions in Cremaster
transmits an aesthetic experience, can we be sure that this alone allows for the
formulation of an artistic judgement? In order to understand the Cremaster
Cycle, we must come to terms with a quantity of mythological, allegorical and
historical references that are necessary to give those five films their due artistic
value. In cases such as this, the experience that arises from the perception of the
work is a necessary (though not sufficient) condition for the formulation of an
artistic judgement.
The question, then, can be summarized in the following terms:
1. We can identify the aesthetic properties of Empire, and yet, it is not convincing
to maintain that the fruition of this film entails ipso facto the rise of an
aesthetic experience;
92 The Philosophy of Art: The Question of Definition
the giants carved from tuff that are found across the entire span of the Easter
Islands, were driven by this intention? Or that the authors of the first orthodox
icons had similar intentions? And what about the artists of The Dreaming, the
thousand-year-old iconographic stories about the Aboriginal populations of
Australia? Not to mention the iconography and the sculptures produced in
ancient Egypt, and the art of ancient Greece.
Let us now consider the disinterest which is said to characterize the aesthetic
experience. Does it really exist, and is it that distinguishing?
In the Autumn of 2008, in collaboration with a few philosopher and artist
friends from the Fondazione Mario Merz and the Accademia Albertina, we
planned a festival here in Torino dedicated to the ties between philosophy and
contemporary art; a relationship that was manifest from the very title of the
event: ‘Brillo: Pensiero d’Artista. Festival Internazionale di Filosofia dell’Arte
Contemporanea’ (‘Brillo: Artist’s Thought. International Festival of Philosophy
of Contemporary Art’). The works in the ‘Brillo’ festival were to suggest how
the encounter between contemporary art and philosophy was dictated by
conscious choices – a correspondence of feelings of love, as Ugo Foscolo would
say. In order to show these dynamics to the students and to the general public,
it was decided that a personal exhibit dedicated to Matthew Barney would be
prepared. We organized training seminars for secondary school and university
students, as well as for the general public. We met art dealers, journalists and
scholars of art and of philosophy. We watched the Cremaster Cycle more than
once – an experience that, to this day, I consider to be insuperable – together
with people from an array of different backgrounds and interests. The students
would go on to be evaluated by their teachers, the journalists were to write about
the experience, along with the scholars of art and philosophy, while the general
public that attended the exhibit, and later the conferences, were most likely
interested in learning something more about contemporary art. The New York
art dealers who accompanied Barney, and helped him with the exhibition at the
Fondazione Merz, were interested in ensuring that the artist’s work be looked
after in the best possible way (and, of course, they were also very interested in an
economic comeback of Barney’s works). It would be rather utopic to think that
art and artworks belong to the Iperuranio world; rather, art and artworks have
much to do with our passions, with our desires and, last but not least, with our
interests.
Let us now try asking ourselves: who, among all of the people present at
the festival, approached Barney’s work out of disinterest?30 The students? The
journalists? The scholars? The art dealers? The general public? It would seem as
94 The Philosophy of Art: The Question of Definition
though this is not a matter of disinterest but, rather, of attention and, therefore,
of the attention that we are willing to dedicate to the work, regardless of what
it is that inspires us. The concept of a disinterested connection, on the other
hand, appears to be the remnants of a rather vague conceptual mythology, which
places everything that has to do with art, including works of art, in a parallel and
inconsistent reality.
4 Expressive theories
O animal grazioso e benigno / che visitando vai per l’aere perso / noi che
tingemmo il mondo di sanguigno, / se fosse amico il re de l’universo, / noi
pregheremmo lui de la tu pace, / poi c’hai pietà del nostro mal perverso. / Di
quel che udire e che parlar vi piace, / noi udiremo e parleremo a voi, / mentre
che ‘l vento, come fa, ci tace. / [. . .] Amor, ch’al cor gentil ratto s’apprende / prese
costui della bella persona che mi fu tolta; e ’l modo ancor m’offende. / Amor, ch’a
nullo amato amar perdona, / mi prese del costui piacer sì forte, che, come vedi,
ancor non m’abbandona. / Amor condusse noi ad una morte: Caina attende chi
a vita ci spense. [. . .] Mentre che l’uno spirto questo disse, / l’altro piangea; sì che
di pietade io venni men così com’io morisse. / E caddi come corpo morto cade.
(Dante, Inferno, libro v, v. 88–142)31
Francesca strives to translate those sentiments into words, for the benefit
of Dante, while her companion remains silent at her side and transforms his
feelings into weeping. She does so by choosing the most opportune words that
will transmit her innermost feelings, and her words touch Dante’s heart so deeply
that he is overpowered by them. Together with the poet, we readers experience
the same sentiment of pity and affection for those two souls, damned for eternity
as a result of such a human sin.
From the time that art and science separated, and distinguished their own
fields and objectives, the expression of emotions is one of the traits that has
typically been reserved for art, while science has been known to be better
equipped to describe the world.32 One of the main conceptual bipartitions to
have characterized modernity starting, at least, from Romanticism is that which
separated external reality (the world of phenomena and nature) from internal
reality (the world of love, feelings and, more generally, the domain of our minds).
While science attends to the former, the latter seems to be reserved for art.
Definitions 95
The expressive theory of art33 has as its premise the idea that art is a sort of
privileged field – a laboratory, if we wish to continue the parallelism with the
sciences – in which artists research, put to the test and deepen expressions, in
an entirely original manner, by trying them out first on themselves and then by
depositing them in an artwork, the ideal location for them to reach others and
to be transmitted by a universal language. Dante, a profound connoisseur of
love and pity, described in a very personal manner two emotions that preserve
a universal typicality. What emerged from them are some of the most beautiful
pages of Italian literature, and perhaps of all literature: the fifth canto of the
Divine Comedy.
Within this context, then, works of art are to be considered true vehicles of
human emotions. To generalize what we have said thus far we might express the
definition of aesthetics in the following terms:
x is a work of art if and only if it is the result of the intentional action of a subject
(the artist), who (1) experiences an emotion to which they give (2) an expression
(3) that is personal, in a work of art (4) by using a universal language that is able
(5) to transmit the emotion to a broad public.
The fifth canto of the Divine Comedy is the product of the intentional elaboration
of Dante who, having directly experienced the emotions of love and pity – or,
better yet, being in love himself, and likely seized by love in the very midst of
his narration of the two unfortunate lovers – finds a way to clarify the nature
of his sentiments by using his own words and expressions so effectively that
they reach the broad public in their purest form. It should be noted that it is
not necessary that condition number 5 be present in all of the formulations
of the theory, as it is possible to claim that the clarification the artist uses in
reference to emotions does not involve being communicated to others. After all,
the lovable Miss Beston (the secretary at Marlborough, the gallery that managed
the work of Francis Bacon) not only looked after the artist in the most motherly
fashion, but she was also committed to stopping the painter from destroying
his own paintings. Perhaps Bacon did not only paint for himself, but he most
certainly made an effort to separate himself from his works; he therefore did not
necessarily paint for others.
emotions is no exception. Therefore, the theory that states that art expresses
emotions should be understood as a necessary condition (a conclusion that
appears to be false) from a threefold point of view. It is false from the point of
view of the author, just as it is equally false from the point of view of the artwork
and, finally, it is correspondingly false from the point of view of the spectator.
According to the expressive theory, an artist (just as a writer or a composer)
intervenes in their own emotions in order to transmit them in a unique way
through their work of art. The underlying idea, then, is that these emotions are
found first in the artist, after which they are transferred to the work of art; in
other words, an artist must, in some way, experience the emotions expressed in
their works. If this were true, then the history of art, literature and music would
be a sort of inventory of human passions, vices and virtues together: Manzoni
would have been familiar with vice and sanctity, Dante would have personally
experienced all of the sins, as well as the virtues, of the world and so on and so
forth. Clearly, this is not so: there is no reason for which it is necessary to believe
that an author (or even an actor, for that matter) must experience first-hand
the emotions that they describe. That is to say, it is not necessary to assume the
existence of a causal relationship between expression and expressed emotion. It
is not imperative that we be mad in order to describe the rage of Achilles. In fact,
generally, authentic rage must be experienced rather than described.
Consonant with this is the idea that an expression is causally linked with what
is expressed. The expression on a face, for example, may be the effect of the fear
or anger or sorrow a person feels, the facial configurations at once arising from
and showing forth that emotion; or James-Lange-like, the emotion may arise
from perception of the bodily expression. In neither version will this stand up
very long. A pleased expression may be due to politeness and endured with
discomfort; and fear may give rise to an expression of abject approval that drains
rather than bolsters confidence. An actor’s facial expression need neither result
from not result in his feeling the corresponding emotions. (Goodman, 1969, 47)
An actor does not have to be all of the characters that they play; rather, it is
necessary that they know how to represent different characters, and this can
happen precisely because there is no identification between an actor and the
characters. If the author of Medea were to feel the same emotions of a mother who
kills her own children, there is no reason why they should not end up performing
the same tragic acts. Fortunately, though, stories in literature, music and art are
not brimming with the deeds of the authors who experienced the stories that
they told. There are certain techniques, familiar to all good authors, that allow
Definitions 97
itself of it. But this theory, too, is rather weak: the public’s response is not always
proportionate to the emotions that are expressed in a work. Surely, the public
does not feel the same jealousy that torments Othello: they may feel compassion
for Desdemona, anger towards Iago and pity for Othello. While the spectators
will not be overcome with the same despair experienced by Juliet, they may very
well be distraught while hearing the story of a shattered love. Ultimately, that
which is expressed can be different from the emotion that arises upon reflection,
and, in the majority of cases, it is.
Nevertheless, it may be noted that even if the relationship between an expressed
emotion and expression is not regulated by a relationship of causation, it is still
necessary to postulate a certain type of relationship, since it is fairly unlikely that
a frowning face could make us think of a happy person (Goodman, 1969, 47).
That said, it would clearly be different to state that works of art ‘can’ express
emotions but, as we have seen, this is not the objective of a proponent of the
expressive theory of art. Sacred art can certainly express emotions; at times, it
may have even been the opportunity for an artist to express their specific feelings.
Nonetheless, its principle objective was to recall the public to their devotional
duties.
A rather important observation remains to be made. Let us consider
collectively all of the conditions that we have listed, and let us admit that they
help us distinguish what is art from what is not art. Are we truly certain that
the definition cannot be applied equally well to things that we would never be
willing to consider works of art and, therefore, that it is not too broad? I have
always loved to travel and jot down fragments of the places I visit, along with
stories that I happen to hear, in a notebook that is now well worn. Oftentimes,
I keep track not only of my memories, but also of the emotional hues of my
trips. All of the ingredients are present, but would we be willing to consider that
notebook a work of art? It is quite unlikely and, certainly, not a blind bargain.
As we shall see (infra, ch. 4), the idea that works of art are vehicles of
emotions, among other things, puts us on the right path, though it is a path
that must be travelled differently from that suggested by the expressive theory.
We can, however, begin to make an assessment. The definitions that we have
examined thus far, along with strong basic intuitions, have demonstrated some
fairly important weak points. After much theorizing, the legitimate suspicion
may arise that it is not possible to find a solution for the questions related to the
definition of a work of art. This was, in fact, the very conclusion supported by
neo-Wittgensteinian theorists.
3
1 Neo-Wittgensteinian theories
The problem with which we must begin is not ‘What is art?,’ but ‘What sort of
concept is “art”?’ Indeed, the root problem of philosophy itself is to explain the
reaction between the employment of certain kinds of concepts and the conditions
under which they can be correctly applied. If I may paraphrase Wittgenstein, we
must not ask, What is the nature of any philosophical x?, or even, according to
the semanticist, What does ‘x’ mean? [. . .]. (Weitz, 1956, 30)
This is the most important point for Morris Weitz (1956, 25–38)4 who, in
explicit Wittgensteinian style, points out how the philosophy of art attempts
to define that which cannot be defined, ‘to state the necessary and sufficient
properties of that which has no necessary and sufficient properties, to conceive
the concept of art as closed when its very use reveals and demands its openness’
(Weitz, 1956, 30).
Weitz emphasizes two points in his argument. First, he claims that
opponents of the philosophy of art may be right when they argue in favour of
the impossibility of identifying the properties that characterize works of art as
works of art. Especially throughout the course of the twentieth century, works
of art have assumed such unique stylistic determinations that it may well be
impossible to find the scarlet thread that unites such different exemplifications
On the Impossibility of Definition 101
because that thread simply does not exist. Weitz’s critique is severe and deserves
to be considered closely:
I want to show that the inadequacies of the theories are not primarily
occasioned by any legitimate difficulty such e.g., as the vast complexity of
art, which might be corrected by further probing and research. Their basic
inadequacies reside instead in a fundamental misconception of art. [. . .] Art, as
the logic of the concept shows, has no set of necessary and sufficient properties,
hence a theory of it is logically impossible and not merely factually difficult.
(Weitz, 1956, 27–8)
What should the philosophy of art attend to, then, if it has failed to define the objects
that are included in this particular field? Weitz’s solution is very simple: the question
must be formulated differently: ‘[. . .] rather, What is the use or employment of ‘x’?
What does ‘x’ do in the language? This, I take it, is the initial question, the begin-all
if not the end-all of any philosophical problem and solution’ (Weitz, 1956, 30).
102 The Philosophy of Art: The Question of Definition
A step further must be taken towards the formation of a good critique of art;
one that will identify the characteristics of artworks that are often underestimated
for different reasons.
Indeed, for a long time Weitz’s objection had seemed convincing, especially
because during the 1950s, similar Wittgensteinian arguments were used and
applied to different research areas of philosophy.
Nevertheless, it is important to emphasize one difference: neo-Wittgensteinian
theorists were never sceptical of the possibility of recognizing a work of art.
Rather, they criticized the possibility of this objective being reached through the
question of definition. How, then, are we to resolve the problem presented by
Kennick’s mental experiment? This is not a trivial problem considering that, if it
were to emerge as an insurmountable difficulty, many of our practices would be
seriously limited. It is to this degree that the concept of family resemblance plays
a fundamental role.
How must a museum director, an art dealer or, simply, an art enthusiast conduct
themselves if they wish to purchase a work or to write an expertise or to give advice
to a friend? Should we amicably suggest that they abandon their undertakings
seeing as they are potentially dedicating themselves to impossible activities?
As a matter of fact, Kennick claims that it is absolutely possible to make a
decision, just as it is possible to make a value judgement with regard to the
qualities of a work of art; in fact, we do so every day in very similar and more
banal cases. Just think about how many different types of pens we have used,
or simply seen. From primitive wood styluses, to the ultraclassic biros, from
ballpoint pens, to liquid ink pens; from elegant fountain pens all the way to
the ultramodern digital pens, and there is reason to believe that mankind will
produce many more that will respond to the needs of the users. The point is
clear: do we need a definition of ‘pen’ in order to recognize one when we see
one? It is highly unlikely. Perhaps it is not so important to use a definition to do
the majority of the things that are important to us. If, while handling a certain
object, we discover certain properties that are similar to those that we normally
associate with pens – for instance, that we can write with it – then we would have
reason to use the object at hand as if it were a pen. The situation is simple; if we
belonged to a population whose custom it is to write its laws, stories and science
in the sand, then even a wooden stick would be an excellent pen.
The same reasoning holds true when it comes to works of art. If it is true that
no one work of art is identical to another, then it is also true that works of art
share certain traits. Therefore, if we had to propose a rule that would prevent us
from hanging a canvas made of lead in our living room instead of a masterpiece
On the Impossibility of Definition 103
(the planet Venus). We must, however, also be vigilant about the opposite risk of
not realizing that one single name can be used to refer to two different things.
This is precisely what occurs with the neo-Wittgensteinian argument:
Carroll observes that they use the word ‘art’ to refer to two different things. In
one sense, when they speak of ‘art’ they refer to artefacts, or to works of art,
while in the other sense they imply the artistic practice. Ultimately, then, the
neo-Wittgensteinian theory supports the argument according to which a closed
concept is not compatible with the concept of art as artistic practice, which is
known to be an open concept. If these are the facts of the matter, one might
rightly ask, then what is the problem?
The reference to artistic practice, in particular, is evident in the third statement,
which claims that if something is art then this something must be open to the
possibility of change and of continuous renewal. Obviously, only artistic practice
can have these characteristics, as opposed to artworks that were never truly
completed, but this, once again, would be a factually false assertion. The fifth
statement, on the other hand, where it is assumed that a definition must be possible,
is a manifest reference to works of art. After all, the philosophy of art has always
predominantly concerned itself with artworks rather than artistic practice.
Hidden within the argument, then, is not a paradox but, rather, an
ambiguous use of the term ‘art’: artistic practice is characterized by continuous
transformations, by profound changes and, in some historical periods, by actual
revolutions. Works of art, on the other hand, are simply what they are, beyond
all possible historic transformations.
Unless we should make a categorical error, there is no reason for which we
should not assume that a closed concept, a work of art, does not coexist with an
open concept, artistic practice. Art philosophers, on the other hand, do not aim
to normalize practice but, rather, to find necessary and sufficient conditions to
establish an essentialist definition. In fact, a research program whose aim would
be to define science and to take up the idea of an innovative, imaginative and
even revolutionary scientific practice would not be cause for trouble.
Let us assume, then, that the concept of artistic practice can be kept open
without difficulty; in fact, in accordance with what we have claimed thus far, it
must be left open in such a way that it will be able to express the unique nature of
creation. As a result, a new objection arises: wouldn’t this mean that any object
can be a work of art, which would lead to the concrete possibility that nothing
is a work of art?
Therefore, if it is true that the critique of the alleged closing of the proposed
argument by philosophers of art presents a fallacy, then it would seem that the
106 The Philosophy of Art: The Question of Definition
The Betrothed: The Odyssey and The Betrothed share at least one property.
They both tell the adventurous stories of their protagonists.
Gomorra: In both In Cold Blood and Gomorra, police reports and legal acts
are essential to the development of the plot of these two non-fiction works.
Woman with a Hat by Henri Matisse: The Mona Lisa and Woman with a Hat
are both portraits.
Beethoven’s Ninth: The Ninth and Don Giovanni both lead to the sublime.
And the list could go on. In the end, the method of family resemblance does
not require us to pay attention to certain qualities rather than others, nor does
it refer to a minimum, numeric threshold of properties that must be shared.
It simply requires a generic family resemblance that translates into a generic
sharing of properties. It is due to this very generality that the theory exposes us
to the most significant risk; that of grouping everything together.
To be clear, I might ask: why not include in our catalogue the colourful
rug I bought in a market in Guatemala? After all, it exhibits more or less
the same colours as Woman with a Hat. And what holds us back from
including the nursery rhyme that was sung to us when we were to fall asleep
as children? After all, it too is composed of notes, just as Don Giovanni. And
while we’re at it, we might as well include the coin that we received as change
after paying for our coffee; it is a material object just like The Betrothed and
the Mona Lisa.
The moral of the story, then, is this: the family resemblance method is too
loose for it to be useful. Nonetheless, a proponent of the neo-Wittgensteinian
position has one card left to play: they could point out how philosophers of art
are not better off considering that, whereas they did not include rugs and nursery
rhymes in their inventories, they chose to include urinals, boxes of detergent,
snowballs, unmade beds, embalmed animals and other oddities.
On the Impossibility of Definition 107
In reality, this is not the case. While many philosophers would not deny
that these, too, are works of art – especially supporters of the institutional
theories and, as we shall see, of the representational theories – there still exists
a subtle difference that factually separates them from neo-Wittgensteinian
theorists.
Many philosophers argue that the urinal, and, therefore, possibly any material
object, can be, in certain conditions, a work of art, though this doesn’t mean that
it automatically is one. Neo-Wittgensteinians, conversely, are obliged to take the
stance that any object that resembles a work of art (that is to say, that shares
certain properties with an object that is universally considered a work of art)
must be a work of art. The theory is far too ecumenical.
The neo-Wittgensteinian stance has two solutions at its disposal. The first is
to accept the theory implied by its position, that is to say, that any given object,
in any given historical moment, is a work of art. This idea, which is particularly
challenging from an ontological point of view, affirms that there is no difference
between a number and an artwork.
If, on the other hand, the neo-Wittgensteinian theorist wishes to avoid this
conclusion, they still have the possibility of reducing, at least partially, the range
of possibilities used by the family resemblance method by suggesting which
properties we should favour as we conduct our research on resemblances. It
goes without saying that in order to perform this operation they must suggest
necessary and sufficient conditions and, therefore, must carry out the very job
that they intended to avoid; that of the philosopher of art.
with praxis, since many of the central questions in the philosophy of art have
relevant practical relapses for the experts in the field. Afterwards, if possible,
we might give the floor back to philosophy. A good alternative might be to
ask ourselves how would an art critic, a museum director or an art collector
determine whether or not they are dealing with art.
Let us consider a concrete and noteworthy case: how was Clement Greenberg
able to discern the genius of Jackson Pollock before anyone else? How was he
able to understand that the painting that emerged from those gestures was not
simply the ostentation of a hothead?
Theorists of historical narratives5 offer a simple answer: Greenberg succeeded
due to the strength of the historical and theoretical aspects of his narrative – in
short, it was thanks to the incisiveness of his critical effort.
To understand what this really means, we might consider a theory formulated
in the philosophy of history. Just as for neo-Wittgensteinian theories, the
philosophy of history has been the source of inspiration for the philosophy of
art on several occasions. We are talking about what occurred with regard to
the theory of narrative sentences, formulated by Arthur Danto in Analytical
Philosophy of History (1965).
in the best way possible? Let us assume that they are interested in reconstructing
the events that lead to the discovery of America. They will inevitably have to
consider the primary and secondary sources. In order to extract the necessary
information from the primary sources, they will carefully study the archives,
examine the current events of the time and will investigate the documents that
are still accessible. They will then turn to the secondary sources: they will read
other historical works, take into consideration archaeological finds, literary
works and works of art.
Let us now assume that our historian is the most competent and able expert to
have ever existed. Let us further suppose that they are an ideal chronicler (Danto,
1965, 149 ff.); the perfect chronicler who knows all that happens, the moment it
happens, and keeps track of every single occurrence by jotting them down in a
notebook. This notebook resembles an extensive tablet, like Funes’s memory; it
contains traces of all that has been, and it does so without the minute possibility of
error. Now, with the presence of this super-chronicler, one might conclude that there
is no longer any need for historians: it is enough to read the chronicler’s notebook
in order to have the answers to all of the questions that plague us, including our
curiosity about the discovery of America. By reading the notebook, we will know
everything, and we will know it without the fear of being contradicted.
We have left out an important point: our beloved ideal chronicler, ex hypothesi,
has a complete cognition of the present, and only the present; in other words,
they are not able to look beyond the moments of the occurrences they record.
They cannot even cast a glance at the future, and have little memory of the past
seeing as they simply record it in their notebook.
Danto argues that the best chronicler in the world – better yet, the best
chronicler possible – will never be a good historian precisely because of their
inability to look towards the future, or to write their chronicle ‘from the future’
(Danto, 1965, 149 ff.). The reason behind this is very simple: the story of the
discovery of America cannot simply record the events that form the ideal
chronicler’s present. It must also take note of the facts that followed those
events, some of which will determine, in a sort of fantastic retroactive action, the
meaning of what occurred on 12 October 1492. Numerous events followed that
extraordinary discovery, and those who wrote the story of those happenings had
to take them into consideration, since an historic judgement that neglects future
events would not be a good judgement. The present can be fully understood only
in light of its consequences which, in part, allow for its redescription. Present and
future, then, form a new mereological object that can only be considered in its
entirety, otherwise historical understanding would completely miss the target.
110 The Philosophy of Art: The Question of Definition
The statements that we use to describe this strange object are particular
sentences called ‘narrative sentences’. The general characteristic of these
propositions is found in the fact that ‘they refer to at least two time-separated
events though they only describe (are only about) the earliest event to which they
refer’ (Danto, 1965, 143). Ultimately, in order to formulate a true description of
the part of history that we identify as the ‘discovery of America’, historians must
use statements that keep together three temporal dimensions: the year 1492, the
years that preceded it and certain select events from the enormous mountain of
happenings that followed that year.
sort of dry run for what Warhol would realize the following year, with Empire.
What fun! The fact that these two films were shot by the inventor of Pop
art deserves further reflection. What might the meaning be behind a movie
camera that is pointed at a man who sleeps for hours without interruption,
or at a Manhattan skyscraper while virtually nothing happenings? One of the
elements that characterize the beginning of Warhol’s film production is his
attention to movement, which is understood, paradoxically, in its absence. In
both movies, movement is largely absent; its presence is noted by virtue of its
very absence.
While Sleep does not tell a story, Empire, even more radically, exhibits not
only the total absence of a storyline, but also of any form of movement: it is utter
fixity. Now, it is not difficult to imagine the reaction of the very first spectators:
not only did they have to overcome their boredom, but also, more properly, they
had to find a certain meaning for such eccentric films. They had to invent a new
narrative, or at least a new development for the portion of the narrative that
claimed that movies are images in motion.
It was at this point that the narrative expanded, allowing for Warhol’s works
to be included in the history of film. Two stories could have been told upon
the release of Warhol’s works: the first trivializes the films, reducing them to
the necessity of the technical instrument. To shoot the film, Warhol used a
Bolex camera in 1963, and an Auricon in 1964. Neither of the two were easy to
handle and, therefore, one could have concluded that the artist made a virtue of
necessity. He neglected movement, shots filmed at 24 frames per second were
projected at 16 frames per second (the speed of old silent films), and the use of
black and white completed the effect.
We could choose a different path, instead, and develop a more sophisticated
narrative. We might imagine that, as will be the case on multiple occasions,
Warhol wished to compel the spectator to reflect upon the artistic (in this case,
cinematographic) medium. It is within this very idea that the conversational
theory interjects by suggesting a different move. Traditionally, cinema has told
stories. If a story is particularly engaging and sophisticated, the spectator’s
attention is diverted from the medium and committed to the object of the
narrative. What if we were to try to tell a story without a storyline? When
narration is missing, movement is also missing, and one’s attention focuses on
the medium and, inevitably, on movement’s faithful companion: time.
Those who are accustomed to travelling know that when movement is missing,
time slows down; it expands and becomes the absolute protagonist of our interior
lives, and we feel it in a special way. Saint Augustine (Confessions, XV, 14.17) was
On the Impossibility of Definition 113
certainly right: if someone were to ask me to explain what time is, I would most
likely realize that I am unable to define it. If, however, I am catapulted into a clear
absence of movement, then I will be face to face with time. Perhaps I will still be
unable to conceptualize it, but I will not be able to not feel it.
This is a good way to close the gap of meaning that seemed to separate
Andy Warhol’s first cinematographic works and traditional and consolidated
filmography. The conversational theory did not answer the question posed by
the definition of a film, but it still explained why, for all intents and purposes,
Warhol’s two films must be considered films. Its objectives are perhaps minimal
when compared to those of theorists of definition, but nonetheless they are
unavoidable. And, yet, this position also has its share of snares.
One of the questions posed with urgency by contemporary art has to do with
the opaqueness of ‘background’ ideas that should allow for slow and steady
conversation to take place. In this sense, not only is the meaning of single works
problematic, but also quite often the very cultural context – the art world – is
perceived as being rather opaque.
Perhaps a visitor in a contemporary art museum appreciates the originality
of a work, but is unable to grasp its relevance; that is to say, they are unable to
understand the reasons for which that work was assigned a prominent position
within the story of the history of art. The solution proposed by narrative theorists
is that, as in any good conversation, the lacuna may be repaired by simply reviving
communication wherever it was interrupted or where it presents problems. In
fact, it is normal for those who are not professionally involved with art to have
a hard time following the evolution of practices which, in certain historical
periods, are very rapid and complex. Furthermore, narrative theorists claim that
the idea that art was open to better understanding before the twentieth-century
avant-garde is simply the result of a prejudice caused by a larger use of expressive,
representational and mimetic instruments.
I reckon that we can agree that not all understandings are equal. We may be
under the impression that we perfectly understand the art of Giotto because we
understand the subject matter; we are familiar with biblical stories and we see
them depicted fairly explicitly. Yet, in the end, it is clear that a comprehensive
understanding of the art of Giotto is very different.
The second point highlights a more complex question and, in my judgement,
is quite problematic. It has to do with the legitimacy of the creation of inventories
of reference works. We have already stated that the narrative theorist chooses to
trust consolidated practice: tradition will dictate which works of art belong to
the class of artworks, beyond a reasonable doubt.
114 The Philosophy of Art: The Question of Definition
Let us suppose that we accept the premise of the argument and that we avoid
emphasizing that whoever began the narrative (Vasari, for instance) must have
established it by using an initial conceptualization that is useful for separating
good works from bad. This is precisely how the canon that we still use today was
created.
Let us imagine that the beginning of the narrative presents no philosophical
problems, which would be dealt with by general philosophy and metaphysics,
similar to what occurred with the neo-Wittgensteinian positions. Let us take
into account one possibility: Let us suppose that the director of an international
museum of contemporary art is requested to do two things. First, they are
requested to include in the museum’s collection the artworks by a young Tarzan,
who has lead a life of solitude in the jungle. The artist does not speak (at least
not the way we speak), and he is not familiar with any of the stories that mark
our civilization, not even our languages. Anthropologists, however, were
able to ascertain that Tarzan uses a strange way to engrave leaves in order to
communicate with someone, though it is not clear with whom.
The second request has to do with drawings (which might as well have
belonged to an artist from the school of Picasso) that were sketched by a
central-African tribe. Anthropologists have discovered that those drawings
comprise a highly sophisticated alphabet, through which those populations
share their thousand-year-old history. It is a story made of symbols that to our
sensibility, which is accustomed to abstract art, may recall pictorial, and not
figurative, works.
These two examples emphasize how, in certain cases, it is neither simple nor
opportune to expand the narrative to such a point that it includes products that
are clearly foreign. This is perfectly evident in artistic traditions that emerged
and developed independently. Let us take, for example, oriental art and its
heterogeneity, compared to our tradition. Since merging different traditions into
a single story seems to be a stretch, what other possibility is left for narrative
theorists? Will they be confined to stories produced by the cultural perspective
to which they belong?
Whatever the answer may be, I believe that the fundamental point remains
unaltered. The strategy chosen by narrative theorists is a problematic one. When
we put forth a typically philosophical question, such as the question on art, it is
not possible to keep philosophy out of the picture (after all, no one would think
to disregard cosmology when establishing a convincing response to the question
of the origin of our solar system).
On the Impossibility of Definition 115
that they acquire prestige and, in certain cases, wealth. Documents are, therefore,
indispensable to our daily activities, while artworks, high art and low art alike,
are useful exclusively for our recreation:
For all the advantages that may flow from an aesthetic education and for the
entire turnover generated by the market in art works, films, rock concerts and
literary bestsellers, the fact remains that the basic reference point is that of
recreation, which is altogether different from the world of intentional treaties,
driver’s licenses, checks, supermarket receipts and parking tickets. Art works
[. . .] are inscriptions of acts that have no practical purpose and, at the same time,
they are material objects that have no instrumental value. (Ferraris, 2009, Eng.
trans., 272)
In short, while documents are power reserves, works of art are designated
for entertainment. This idea overrules the Platonic position that, as we might
recall, attributes to art the possibility of etching upon human actions. It would
appear that Plato was well aware of the fact that works of art can influence and
determine behaviours more than well-structured arguments can; artworks,
therefore, possess power.12
In Plato’s time, mass media did not exist; yet, stories were told, just in a more
antiquated manner. Singers and poets would tell stories that would influence
behaviours, especially those of the younger population. Stories and actions
are not connected by a causal relationship – that is to say, the former do not
necessarily determine the latter. Rather, the intervening relationship is almost
certainly mimetic, as the psychologists who speak of the ‘Werther effect’13
are well aware when referring to the relationship between the narration of a
resounding event and the social imitation that follows. It is of little importance
if the narrative is based on true events or if it is fictitious. All in all, very little
changes.
Good stories – stories that are well written, with a good narrative
structure – can undoubtedly lead to action, especially imitative action, much
more so than the Pythagorean theorem can. Art, then, does not necessarily
determine actions, but in some cases, through imitative or empathic effects on
its audience, it can still happen. So, as we continue with the dichotomy between
artworks and documents, it may be a good idea to soften it up a bit: documents
are necessarily included in the sphere of the negotium (business) – so far as no
one would find it disreputable to see a homeowner’s college degree hanging up
in their living room, as if it were a painting – while artworks mainly, though not
exclusively, have to do with our free time.
On the Impossibility of Definition 117
Within this context, the normalist theory argues that the ontology of artworks
can be better captured within the field of the general theory of documentality,
through the examination of the notion of a ‘document’. It is logical and
consequential, then, to ask ourselves what characteristics must be present in the
particular documents belonging to the class of artworks. A good answer would
allow us to recognize a work of art when we see one and, most likely, would help
Frescoditesta resolve his puzzle.
that of ‘size’ (Ferraris, 2007, 77). As we were saying, not everything can be a work
of art. In fact, in relation to space, artworks are generally neither very large nor
very little. Relative to time, they cannot have an infinite duration; not even a very
long one, for that matter. To this end, the normalist theory openly finds inspiration
in the unity of time, place and action that is at the heart of the Aristotelian idea of
tragedy. The precept from which Aristotle draws inspiration is rather simple: in
order to write a good tragedy, he advises not forcing the spectator to make logical
strides, not to bore them by confining them to their seat for hours and, finally, to
tell stories that have a good plot; that is to say, a beginning, a middle and an end.
These are all sensible rules, and, yet, human patience has apparently been refined
if an astounding number of people have become hooked on The Bold and the
Beautiful, knowing very well that they could die before finding out how it ends.
Aristotle was undoubtedly wise, but his wisdom did not prevent certain people
from creating works that were ‘out of range’.
Ferraris formulates his ontology of artworks based on six points (2009, Eng.
trans., 271–82):
1. Art is the class of artworks. Practices that, over the centuries, have had poietic
goals produce all artworks. In other words, they essentially produce things
that have a physical dimension, a temporal duration, a spatial placement
and that are perceived by our senses. It is a class that includes numerous
examples and, yet, is not infinite seeing as though not everything can be a
work of art.
2. Artworks are, above all, physical objects. A work of art that merely exists in
the mind of its author is not yet a work of art. This means that it is a physical
object and that it relates with us primarily through our senses. One might
think that this is the case for the majority of objects in the world. In reality, as
the normalist theory rightly notes, the centrality of the aisthesis has too often
been undervalued by the philosophies of art of the twentieth century, which
are primarily interested in accounting for the work of the avant-garde who
favour the conceptual, rather than sensible, aspects of artworks.
3. Works of art are social objects. In order to exist, they need our senses as well
as other human beings along with their social and historical worlds. Art has a
long history from which a discipline eventually emerged. This history would
never have existed or been told if there had only been one person, or people
without a common culture, in the world.
4. Works of art only incidentally provoke understanding. If someone were to
decide to treat a novel as if it were a guidebook, or to go to London in search
On the Impossibility of Definition 119
us and other times they sadden us. They achieve all of this without having
recourse to anything and, most importantly, without serving any particular
purpose, unlike other social objects that are documents (Ferraris, 2009, Eng.
trans., 277 ff.).
In Ferraris’s classification, then, artworks are a type of social object. As
social objects they distinguish themselves from natural objects (for instance,
mountains), and from ideal objects (such as numbers or theorems), because of
a peculiar trait of all social objects: they are historical objects characterized by
relational properties. The relational and historical character of artworks, then,
is a necessary, albeit insufficient, element for the constitution of their identity.
Obviously, once the ontological topic has been addressed, it becomes important
to identify the properties that distinguish works of art from artefacts that are not
artworks.
Let us now consider the definition of a social object15 and of documents,
social objects par excellence:
This, in full, means that the social object is the result of a social act – that is to say,
an act between (at least) two people – that is characterized by being inscribed
upon a certain physical surface. Let us return to artworks and ask ourselves what
it is that makes the neon lights in my house lamps, while those used by Dan
Flavin in Icons, artworks of our time?
Inscription, which confirms the continuity between art works. On these grounds,
I believe that the best way of explaining that peculiar kind of object that is an
art work is Work = Inscribed Act, and this formula should be understood as a
necessary but not sufficient condition: for there to be a work, an inscribed act is
needed but it is obvious that there are many inscribed acts that are not works.
(2009, 277)
The specific reason why I think that the rule Work = Inscribed Act is preferable
to the formula “X counts as Y in C” is that it applies to all forms of art, where
On the Impossibility of Definition 121
The theory that an artwork is the inscription of an act and not of a concept
allows the normative theory to distance itself from the idea that an artwork
is the expression of certain conceptual content or, we might say, of a certain
representation of the world.
The group of ‘quasi-definitions’, that is to say, the theories that seek to provide a list
of jointly sufficient, albeit unnecessary, properties for the identification of a work
of art, while also accepting the perplexities expressed by the neo-Wittgensteinian
theorists, deserves to be completed by mentioning cluster theories.16
By means of a logical ‘cluster’ structure, these theories provide lists of properties
that aim not at providing us with definitions in the traditional sense but, rather,
at offering certain criteria of orientation that allow those who wish to formulate
judgements and to make choices to do so. As Adajian (2007) explains, when
considered individually, none of the properties found on the lists produced by
the cluster theories comprises a necessary condition for the object that exhibits it
to be a work of art. When considered jointly, however, the properties on the list
are enough for the object in possession of them to be considered a work of art.
There are numerous lists, and they can overlap considerately. As an example,
let us consider the list proposed by Berys Gaut (2000, 28–9): (1) possession of
positive aesthetic properties as, for instance, beauty, grace and elegance. These
are, essentially, properties that have to do particularly with our senses and with
their ability to provoke aesthetic pleasure in us. The list also includes (2) the
idea that artworks are able to express emotions, (3) that they are intellectually
stimulating – let us keep in mind that one of the essential components of a work
of art are the relational properties such as interpretation. (4) Furthermore, given
the unavoidable material component of artworks, formal properties – in other
words, the aspectual character of works – are presumably fundamental. Beyond
122 The Philosophy of Art: The Question of Definition
coincide. For example, Gaut includes aesthetic properties in his list that are
excluded by Dutton, who explains how aesthetic properties derive from the
union of properties that comprise the list (which are not included in his version)
and the subject’s experience of the artwork. Two fundamental questions remain
unanswered, and appear to be inescapable: whose job is it to write up these lists
of properties, and what criteria must be used to identify them, given the need to
avoid circular results?
4
The road that we have mapped out thus far shows how after the dismissal of the
mimetic theory, philosophers implemented very different reflections in order to
define the concept of art, the majority of which concentrated on a fundamentally
metaphysical choice – the adoption of a descriptivist perspective – and a monist
approach. With the exception of the institutional theories, it is the aesthetic
qualities, the artefactual aspect, aesthetic experience and even the intention of
the author that provide criteria from which the distinctive features of a work of
art are to be detected.
We may, therefore, divide the theories into three large families: the first seeks
to define art by focusing on the intrinsic properties of artworks. It essentially
focuses on the concept of artefact by structuring a true phenomenology intent
on identifying, even if in negative terms, the characteristics that make it a work
of art by distinguishing it from an ordinary object, or an object with semantic
value.
The second family is the product of a broader vision and is characterized by
its more careful reflection on the role of the subject, on the specificities of the
subject’s experience during the fruition of artworks and on the social dynamics
involved in the verification of the concept of art. The theories that discuss the
very possibility of a definition have also been of particular worth: in addition
to emphasizing the intrinsic difficulties of the most controversial positions,
they have also stressed a third factor – the role and importance of conceptual
history. The final chapter of this book will be dedicated to the theories that are
constructed with this threefold polarity in mind: the physical object, the subject
and their social reality and, finally, the history of the particular narrative that is
the history of art – in short, the positions implemented by the philosophy of art
in its proper sense.
We have already mentioned that artworks belong neither to the class of
natural objects, nor to that of ideal objects. A mountain or a number can be
a work of art – just as Mario Mertz’s Fibonacci Sequence and Turrell’s Roden
126 The Philosophy of Art: The Question of Definition
Crater are – but certainly not just any number or mountain. Similarly, common
artefacts are not works of art: Object,1 by Meret Oppenheim, is a work of art, but
surely the same cannot be said for ordinary cups and saucers. Therefore, there
must be something that distinguishes Object from an ordinary object. The crux
lies in identifying that ‘something’.
The theories that we shall now examine sustain a fundamental point: no matter
what direction we choose to travel in order to face the question of definition,
monism is not the right path.
It is a well-known fact that works of art are objects (from here on out the
term will assume its broadest meaning) that are closely related to two potentially
different typologies of objects: the author and the users. We must not overlook
the latter, for it is here that the intentional and decisional action of the artists
and the experience of the consumers converge. Works of art are what they
are because a subject intentionally decides to realize them through specific
modalities while taking into consideration, among other things, the responses
of the subjects within a type of experience that does not necessarily coincide
with ordinary experience.
And, yet, this is not enough: to some extent, the identity of an artwork
resembles that of a person. That is, their identities are somehow defined by
aggregation: the former is defined by the collection of stories of its perception,
while the latter is defined both by the collection of actions performed by that
individual and by their consequences. People and artworks, then, are defined by
a collection of their intrinsic properties, such as the actions that they produce,
the narrative of the effects of their actions and by their history which, in the case
of art, as opposed to people, is thousands of years old. These are properties that,
most of the time, the eye cannot decry (supra, 81 ff.).
Through inspired ideas and weak points, the theories that we have examined
up until this point have made possible the following consideration: in order
to formulate a good definition, it is necessary to bundle together three highly
different spheres: the metaphysical-ontological sphere, the social sphere and,
finally, the historical sphere (since art, just like philosophy, is like an old woman
whose life story comprises her identity seeing as, at least in these domains, what
we do today is directly related to that which has been done before us).
Therefore, if it is certain that no present-day philosopher tries to understand
if the Earth is really comprised of air, water and fire, then it is also true that
certain questions that philosophers continue to analyze are related to the original
question. As we shall see, the same goes for art: few contemporary artists are
interested in the questions posed by beauty or mimesis, yet they create many of
Works of Art as Social and Historical Objects 127
1 Historical contextualism
My claim is that when the most unlikely things are offered [. . .] and when Picasso
offers his Demoiselles d’Avignon, Beethoven his Eroica Symphony, Sappho
her odes and the ancient Egyptians their hieratic murals, there is something
common in what is going on in these cases which allows us to recognize all
the upshots as art from our current perspective, despite the fact that a lot is
going on which differentiates them, and despite the fact that the concepts of art
prevailing at those various times are by no means the same, and in some cases –
the earlier ones – may even be absent. (Levinson, 1993, 411)
Jerrold Levinson’s insight is akin to what was typically associated with common
sense, at least until the eve of the twentieth century, and I believe that it deserves
to be conserved despite the multiple upheavals brought about by the avant-garde
movements. At the same time, it is around this very intuition that contextualism
builds its own definition.
The idea introduced by the theory of historical narrative and resumed entirely
by contextualism – along with similar theories that deal with this perspective2 – is
that there are no properties of an object, no particular effect on a spectator, no
specific trait of a particular experience that is able to determine the concept of art
in a distinguishing and univocal manner since this ‘also’ depends on an historical
relationship – that is, the relationship between the artist and his historical past,
his practice and consolidated tradition (Levinson, 1993, 419).
As we were saying, the contextualist definition resumes this idea and places it
side by side with a second important point: the valorization of the intentionality
of the author. Levinson’s position is most likely the most mature; compared
to Carroll’s theory, which is explicitly against the possibility of establishing a
128 The Philosophy of Art: The Question of Definition
An artwork is a thing (item, object, entity) that has been seriously intended for
regard-as-a-work-of-art, i.e., regarded (treatment, etc.) in any way preexisting
art-works are or were correctly regarded, so that an experience of some value be
thereby obtained. (Levinson, 1989, 29)
The motives behind Levinson’s theory are clear and are conveyed in his rejection of
the institutional theories. The reasons for this decision are eminently theoretical:
in his view, the game that is being played involves, on the one hand, those who
believe that art is simply the product of a series of social stipulations and that it
is, therefore, absurd to try to define something that is the mere expression of the
choices made by certain wielders of power (those who comprise the art world).
On the other hand, it involves those who believe that even if any object can be a
work of art, this does not mean that it, in fact, is.
At the heart of the matter lies Levinson’s conviction that the semantic or
lexical games of prestige serve little purpose. If, instead of asking ‘what is art?’, we
ask ‘when is art?’, the situation is no different; at most, we explicitly renounce a
definition. What is important for Levinson is that the different formulation is not
relevant given that it is not supported by a truly profitable theoretical strategy.
Levinson’s critique of Wollheim’s position, who considers his theory to be
among the numerous subspecies of the institutional theories (1980, 157–66),3 is
especially incisive and can be summarized in four points (Levinson, 1989, 8):
Therefore, Levinson’s work, which distinguishes the contextual theories from the
group of institutional theories, aims especially to emphasize the fact that works
of art cannot be the product of a mere action of auto-referential stipulation by
certain members of the art world. If we are dealing with stipulations, then the
reasons for this stipulation must be clear and supported and, most of all, must
not arise out of thin air considering that art boasts an especially long tradition
and history. As we might recall, the institutional theories had trouble accounting
for the artworks that were not the product of a deliberate and conscious decision
of their author. Levinson’s answer, based on an important historical sensibility,
is much more elegant: by painting the tall trunks of the sequoia trees, Tarzan
can ‘have the intention’ to provoke a certain form of aesthetic pleasure in those
who observe them. However, it will be up to us, belonging to a culture that has
institutionalized art as much as it has history, to connect that intention to the
traditionally understood artistic production. Nonetheless, Tarzan’s is an extreme
case: in the majority of situations – including the most eccentric – the problem
of relating intentions to the history of art is not an issue since artists (just as
poets, writers, composers, etc.) always work within an historical tradition.
Given that the intrinsic properties of artworks help neither to define the
concept of art nor to separate that which is art from that which is not, just as
when dealing with the concept of aesthetic experience (which can be instigated
by ‘objects’ that have nothing artistic about them, as can be the case with drugs),
Levinson directs his attention to the properties that are not seized through
the senses, such as the special artistic intention of the author – an intention
that we can relate to the known and consolidated expressions of the concept of
artisticity.
There ultimately exist two ways of proposing that an artefact be considered
a work of art: the first is for the artist to implement an explicit intention that is
related to the history of art – that is, to the products that belong to the history of
art by general consensus. The second is for the author to implement an explicit
intentionality that, in a certain period of history, has been recognized as ‘artistic’.
This position is clearly compatible with the Tarzan-artist scenario.
In an even more mature formulation, then, Levinson can argue that
were to think that each click of his camera produces a work of art, since his
intention is to duplicate – in the mimetic sense – the monuments in Paris, the
parks in New York or the ruins in Rome, it would be difficult to prove him wrong
based on the arguments that Levinson gives us.
This is the first point for which a solution is not easy to find. The second,
equally important, point is a question that is found in many of the philosophies
of art that we have already dealt with, and it concerns method. Challenging each
and every argument and putting them to the test by using all of the imaginable
counterexamples is not necessarily the best strategy. This is an observation that
has already been made by Arthur Danto who, for this very reason, does not
entitle his masterpiece Analytical Philosophy of Art, as would have been expected
following the trilogy of Analytical Philosophy of History, Analytical Philosophy
of Knowledge and Analytical Philosophy of Action.6 Electing a definition of art
that prescinds from the formulation of a broader scope of presumptions on the
human universe as a whole is an elementary operation.
2 T
h e question reproposed: Homeless objects
The Brillo Box seems at first to enter the artworld with the same tonic incongruity
the commedia dell’arte figures bring to Ariadne’s island in Strauss’s opera. It
appears to make a revolutionary and ludicrous demand, not to overturn the
society of artworks so much as to be enfranchised in it, claiming equality of
place with sublime objects. For a dizzy moment we suppose the artworld must be
debased by allowing the claim [. . .]. But then we recognize that we have confused
the artwork – ‘Brillo Box’ – with its vulgar counterpart in commercial reality. The
work vindicates its claim to be art by propounding a brash metaphor: the brillo-
box-as-work-of-art. And in the end this transfiguration of a commonplace object
transforms nothing in the artworld. It only brings to consciousness the structures
of art which, to be sure, required a certain historical development before that
metaphor was possible. [. . .] But I am speaking as a philosopher [. . .]. As a work
of art, the Brillo Box does more than insist that it is a brillo box under surprising
metaphoric attributes. It does what works of art have always done – externalizing
a way of viewing the world, expressing the interior of a cultural period, offering
itself as a mirror to catch the conscience of our kings. (Danto, 1981, 208)
Let us briefly recapitulate. After having determined the realm of the philosophy
of art, and distinguishing it from aesthetics, we examined a series of theories that
all had the question of definition at their core. It has become clear that, beyond
the strong and weak points of single theories, the best strategy is to not insolate
philosophical research pertaining to art and art’s objects from other fields of
philosophical research. We should use this as a starting point and continue a while
along a negative route (so to speak) by asking ourselves to which ‘ontological
houses’ our homeless objects7 cannot at all costs belong. Before we are able to
find an appropriate accommodation for them, it may be useful to continue our
exploration of the neighbouring area, as the artefactualist theories have begun
to do, keeping in mind both the arguments of Mandelbaum and of Danto,
(supra, 81 ff.), that have emphasized the importance of the properties that elude
the eye (and, in general, our perception),8 and the classic argument proposed by
Strawson (1959, 87–117) who puts us on the right path for resolving the enigma
of an artwork by discussing what constitutes the difference between a person
and his material body. From a metaphysical perspective, the point remains the
same: to find a way to understand the distinctive features of objects that fail to be
captured by a reductionist perspective. Let us return to the imitative theory and,
once again, face questions of ontology because, as we shall see, these are the very
questions we must use to tackle the question of definition.
As we have seen, the imitative theory poses the ontological question, but it
does not resolve it. The institutional theories, on the other hand, simply outline
the ontological question only to transport it, in a rather simplistic way, into a
social environment. The artefactualist theories, which reduce an artwork to its
material aspects, miss the target as they struggle to relate to the properties that
are indispensable to the definition of an artwork, but that do not have a physical
determination. Prompted by Mandelbaum’s observation (supra, 103 ff.), let us
once again pose the ontological question and ask ourselves what was missing
from Dipert’s ontology that prevented it from hitting the mark.
2.1 Representationalisms
In one of Joseph Kosuth’s most significant works One and Three Chairs, the artist
puts three chairs on display: an actual chair, a photograph of a chair and, finally,
a copy of the dictionary definition of the word ‘chair’. As is often the case in
conceptual art, this artwork represents itself – in fact, it represents all of the
chairs in the world – and, at the same time, it implements a philosophical theory
through images that, rather than trying to portray a chair, indirectly show us the
134 The Philosophy of Art: The Question of Definition
types of depictions of chairs that exist and what it is they have in common. As a
result, when we refer to chairs, we have three different options to choose from:
we can build a chair, take a photograph of a chair or establish a definition that
captures the meaning of a chair. All three options refer to the same archetypal
object – that is to say, the idea of a chair – and so the spectator is invited not only
to observe the aesthetic qualities of a chair, but also to ask themself questions
regarding what connects, say, the photograph of a chair (therefore, the image of
a chair) and a chair depicted through a discursive description. What relationship
exists between these typologies of objects, which are so different on a phenomenal
level, and, yet, appear to be similar from a certain perspective?
Kosuth’s work does not simply invite the spectator to reflect upon the dynamics
of our systems of representing reality. It goes one step further – a highly refined
step from a conceptual point of view – as the work is dedicated to implementing
this conceptual reflection by reflecting upon its own identity. It is, in fact, within
this very work that the artist structures his response to the question that we have
posed thus far: ‘what is a work of art?’
It is certainly possible to produce art without asking ourselves what art is or
what artworks are. Kosuth’s is a second-level operation, a bit like when Descartes
emphasizes our nature as thinking humans by asking us to reflect upon the
modalities of our thinking activities. We can exercise our abilities to think and to
analyse, and we do so without giving any thought to the fact that we are thinking
and without considering the modalities of our thinking. Similarly, we can make
art, because we like to or, perhaps, because we were taught to, without looking
for a definition of art and without understanding the theoretical meaning of
what we are doing.
The need to address the question of definition heightened significantly when,
upon auto-interpretation, art unintentionally realized that its aim was not to
imitate reality. Kosuth’s work is, ultimately, an epistemological investigation
carried out with the use of an artist’s instruments. As much as this strategy may
appear estranging (at least at first), it is entirely legitimate. Art, in other words,
can take itself as subject matter, just as for centuries it did daily life, mythological
tales or devotion and its expressions of faith. It is clear, however, that when it
decides to take this path, art manifests a natural proximity to philosophy. It is not
surprising, then, that philosophy would favour the comparison with conceptual
art, provided that a good definition must be able to explain the most diverse
typologies of art, regardless of the evolution of styles.
Regardless of variations in style and taste, the art of Kosuth, Duchamp, Warhol
or Jasper Johns does with images what the philosophies of Gorgia and Plato
Works of Art as Social and Historical Objects 135
sought to do, the only exception being that the instruments of art and philosophy
are, obviously, different. Philosophers and conceptual artists essentially raise a
single philosophical issue.
It is for this simple reason that conceptual art serves as a privileged observatory
for philosophers who wish to take up the question of definition: it would be a bit
like claiming that epistemology is the privileged seat from which to question nature
and the dynamics of thinking – which does not change the fact that we could reflect
upon the modalities of our knowledge even in a park, while taking a walk.
The typology of the theories that we are preparing to examine, which we shall
call ‘representational’, do not exclude a priori a reflection on contemporary art,
with the understanding that it is there, more than anywhere else, that it assumes
a philosophical and conceptual dimension as it completely reflects upon its
epistemological status.
it is still possible to prove many of their attributes. Meinong believed that this
discomfort is attributed to a prejudice that is as old as the world itself: that
human beings are in favour of that which exists, the ‘prejudice in favour of the
real’.10 In other words, we are more likely to believe that a child is intelligent (i.e.
an object to which we can easily predicate the category of existence) rather than
an imaginary dragon.
Nevertheless, one might say that works of art do not exist the same way as
Grisu does. While certain works of art depict fictional objects, like dragons and
fairies, an artwork is an object that has a specific physical consistency and that,
therefore, exists in space and time. For what reason are we inclined to call on
Meinong’s ontology?
Getting back to our problem – that is, identifying the most appropriate ontology
to resolve the question of the definition of artworks – it may be a good idea to
clarify what type of ‘house’ Meinong imagined for objects that have subsistence
without having existence. First, we must ask ourselves why it would be worthwhile
to seek a house for these objects. The reason is a metaphysical one: as we shall see,
the existence of a work of art is quite similar to that of Grisu insofar as it does not
exist in space and time. The material object exists, just as its properties exist (its
colours, its shape, its size and so on), but the artwork does not exist.
Let us get back to Grisu. Although he does not exist, it is still true that, as
we were saying, we can think of him and even discuss the most minute details
regarding him. Like many of us, the little dragon has an impossible dream: that
of becoming a firefighter. He has a father, Fumé, who is a noble descendent of the
Draconis lineage, and who relentlessly attempts to bring his son to his senses by
asking him to abandon his dream. He also has a beautiful red firefighter helmet.
Grisu lives in a specific place: the Valley of the Dragons in Scotland, a tourist
destination where Fumé is the main attraction. The little dragon is so stubborn
that rather than dreaming of erupting volcanoes and destructive fires, he yearns
for the red fire-engines that he has never been given the chance to experience,
in spite of endless recommendations from his benefactor, Sir Cedric McDragon
and his wife, Lady Rowena McDragon. Despite being continuously disappointed,
Grisu is always energetic and has many jobs: he is a secret agent, a stoker, a director,
a servant, a jockey and a nuclear and naval engineer. Together with Fumé, Grisu
discovers many important things, such as his coming from a faraway planet.
The dragon-firefighter has a highly intense life and, yet, common sense claims
that he does not exist. Grisu’s story indirectly demonstrates at least three things:
first, that we can easily speak of objects that do not exist, like dragons or golden
mountains. Second, it shows us that human beings are able to understand
Works of Art as Social and Historical Objects 137
each other very well when they speak of dragons or golden mountains. Most
importantly, though, it demonstrates that – according to Meinong’s theory – these
objects ‘are something’ regardless of the fact that they (not our representations of
them) are found in space and time.
We can formulate statements about Grisu that are true or false: if we claimed
that Grisu’s house is in Sicily or that his wings are yellow, we would be formulating
erroneous and, therefore, false affirmations. If, on the other hand, we were to
claim that Grisu’s dream is to one day become a firefighter, no one could claim
that we are wrong.
Here is the metaphysical question: we can predicate a series of properties of
an object, even if that object does not have a physical consistency. In other words,
an object can be this way or that way (it can be green, have wings and wear
a firefighter’s helmet) without having a being – that is to say, without existing
(Meinong, 1904, 127). For example, it is a fact that the golden mountain does
not exist. It is a fact just like any other fact, save that it is a fact that concerns an
object that does not feature existence among its properties.
Can we treat flying dragons the same way we might one of the paintings from
William Blake’s Great Red Dragon series, for instance? Flying dragons have no
spatial-temporal location, while Blake’s series does. One painting is housed in
New York’s Brooklyn Museum, two in the National Gallery of Art in Washington
and the fourth at the Rosenbach Museum and Library in Philadelphia. A reason
exists and it is found in the fact that Blake’s paintings exist as works of art thanks
to relational properties – properties that depend on the subject, a bit like the
‘group of dice’ concept Meinong speaks of.
Let us return to objects that do not have a classic spatial-temporal existence.
As we have suggested, it seems quite contradictory to predicate something about
objects that do not exist – this is the conceptual tangle dubbed ‘Plato’s beard’ by
William Quine – and, in order to bypass the paradox, a double strategy has been
devised:
observation that there are many non-existent objects that have never been
thought of by anyone and that will, most likely, remain unthought-of.
The notion that cellular phones did not exist at the end of the nineteenth
century did not become a fact when someone first thought of a cellular phone.
The cellular phone was a non-existent object even when no one thought of it,
when scenes like this took place: ‘. . . George, I’ll tell you where you can reach
me, I’ll be at: 362–9296 for a while. Then I’ll be at 648–0024 for about fifteen
minutes. Then I’ll be at 752–0420, and then I’ll be home at 621–4598. Right,
George. Bye-Bye . . .’ These are the lines spoken by Dick, the neurotic master
of availability, in Woody Allen’s film from 1972, Play It Again, Sam. Certainly
Dick would have felt less anxiety and would have lived a simpler life had he had
a single number; a cell phone number. Be it as it may, in Meinong’s view, the
cellular phone was already an object when Dick was going through so much
trouble to be available, only, the cell phone that would have been useful to him
did not have the properties of an existing object.
Let us now consider 2. Russell’s position regarding this point is well known:
Being is that which belongs to every conceivable term, to every possible object
of thought – in short to everything that can possibly occur in any proposition,
true or false, and to all such propositions themselves. [. . .] ‘A is not’ must always
be either false or meaningless. For if A were nothing, it could not be said not to
be; ‘A is not’ implies that there is a term A whose being is denied, and hence that
A is. [. . .] Numbers, the Homeric gods, relations, chimeras and four-dimensional
spaces all have being, for if they were not entities of a kind, we could make no
propositions about them. Thus being is a general attribute of everything, and to
mention anything is to show that it is. (Russell, 1903, 449)
Put simply, Russell claims that a bit of being is not denied to anything or to
anyone. In reference to existence, however, the discussion is markedly different.
In Meinongian terms, the being of which Russell speaks becomes Quasisein: just
as in Russell, this strange being pertains to everything. Moreover, it differentiates
itself from other forms of being by not having opposites: if it did, in fact, have
them, then objects would have to possess a superior Quasisein, which would set
us back to an infinite regress – an option that is not impossible, but that certainly
seems extremely unlikely. The decisive factor that pushes Russell to reject the
theory of the Quasisein is the impossibility of acknowledging that there are a
variety of beings to whom it is not possible to oppose a non-being. The motives
behind Meinong’s stance are understandable: if the term ‘being’ has a meaning,
Works of Art as Social and Historical Objects 139
then the statement ‘x is’ must contribute to broadening our understanding, and
this can only occur if it is thinkable that ‘x is not’.
Meinong’s theory, then, can be formulated in the following manner: a pure
object has no relation to a being or a non-being; both cases are external and
extrinsic to it. If we were to answer the question ‘what is an object?’ by following
Meinong’s theoretical instructions, we could say that what an object is (its
authentic essence) consists of a number of instances of Sosein. The object ‘dog’,
for example, is determined by such attributes as ‘being an animal’, ‘having four
legs’, ‘being a mammal’ and so on. This kind of attribute is possessed by the
dog-object regardless of its existence: the dog’s being a mammal or Grisu’s being
a dragon are such notwithstanding the existence of dogs or dragons.
As we were saying, Meinong claims a spot for the non-existent object within
his ontology, and he does so based on the following arguments: (a) we can
identify certain facts that concern non-existent objects; (b) these facts have a
mind-independent existence; (c) these facts pertain to non-existent objects.
Let us attempt to formulate some examples by taking into consideration a few
of Meinong’s most well-known arguments. First, (i) literature features positions
that claim that negative facts cannot be compared to positive ones (this is the
‘weakness of negative facts’ argument). For example, the fact that dragons do not
exist is somehow considered less of a fact than that which states that people speak
or that dogs are mammals. Yet, what remains unexplained is how we can agree
with relative ease that dragons and phoenixes do not belong to this world if we
presume that the agreement is not founded on the apprehension of something
that is – that is to say, of the non-existence of dragons and phoenixes.
Then there is (ii) the argument that attempts to relate the negative – which, as
we have stated, is, for the most part, bothersome – to the positive (the ‘irrelevance
of the negative’ argument): the fact that water is odourless and tasteless (and,
therefore, devoid of a smell or taste) is related to the lack of the property x, which
is the property that confers smell and taste upon water.
Meinong could very well object that nothing guarantees that things must be
as they are required by proponents of positive facts. In fact, it would be quite
difficult to entirely remove the negative, and understandably so. Even if we were
to have before us all of the concrete objects that comprise the universe, along
with the primary properties that compose them, we still would not completely
know the universe unless we also knew that the universe that we are examining
is comprised solely of those objects and those properties. Thus, we cannot not
involve a negative fact – specifically that which states that no other facts, objects
or primary properties exist in the universe that we are studying.
140 The Philosophy of Art: The Question of Definition
Similar considerations hold true for physical facts since, in the Meinongian
view, it is not possible to represent without representing something, just as
it is not possible to judge without judging something. Accordingly, neither
representations nor judgements can lack content; hence the distinction between
the content and the object of a representation, as well as a judgement (Meinong,
1899, 386).
The idea itself is fairly simple: we are capable of numerous representations –
many of them are of things that exist and many are of things that do not
exist. Some have an extensional content (the representations of things that
have an existence in space and time) and others an intentional content (the
representation of Grisu, of Mickey Mouse or of Paolo and Francesca). I can
represent my former apartment on Manhattan Ave., in New York (that exists
even though I am far away), just as I can represent the difference between
two colours (that does not exist anywhere, and does not exist in the same
way as the apartment on Manhattan Ave.). The representations that concern
the apartment in Manhattan can be true or false (or, even, partially true and
partially false), because that apartment truly does exist in the world – and
specifically in Manhattan – whereas the representations of the difference
between two colours, Grisu or works of art are neither true nor false precisely
because they are representations of things that do not have an existence beyond
our representations of them.
While in all of these cases the representation exists, this does not mean
that what is represented necessarily exists: in other words, neither Grisu nor
the golden mountain exist, but my representations of both do exist, and these
are intentional representations. Therefore, both objects of dragons and objects
of ‘groups’ of dice, as well as artworks, have to do with our representations. In
the case of dragons and artworks, the representations are intentional, while
in the other, the representations are extensional. In the case of artworks, the
representation is embodied, or transported, by a material object; in the cases of
the group of dice and dragons, the representation is nowhere to be found beyond
the minds of those who established the concept of ‘group’ or ‘dragon’, and it is
eventually found in their language.
Aside from an artefact’s embodiment of a representation (to which we
shall return shortly), there is another element that distinguishes dragons from
works of art. Normally, dragons remain what they are, and works of art do not.
Depending on how we interpret the representation incorporated in the artefact,
the object can (or cannot) become a work of art. In other words, it can or cannot
be that which we define, in Meinongian terms, an object of higher order.
142 The Philosophy of Art: The Question of Definition
which is built on another object is called the superior of the latter object.
(Meinong, 1899, 387)
The theory that we are about to examine is that works of art belong to this very
class. A good way to explain their ontological structure, then, is to integrate
the representational theory (which sustains that works of art are vehicles of
representation) with Meinong’s ontology.
You could see through his arms and legs just as if they were air or water. He
was made of flesh and bone but he looked as if he were made of glass. If by
chance he happened to fall he didn’t break into pieces. At most there would be
a transparent bump on his forehead. You could see his heart beating, and his
thoughts flickering like colored fish in their tank. (Rodari, 1962, Eng. trans.,
www.energybulletin.net/stories/2010–08–20/giacomo-crystal)
When Giacomo, a lively child, happens to tell a lie, everyone takes notice
instantly as a ball of fire pierces through his head. The ball of fire is a sort of mark,
which seems trivial, but for those who know Giacomo it assumes a perspicuous
meaning: it is a lie. In other words, it is a thought that is intentionally meant
to deceive, and it ‘inhabits’ Giacomo’s head just as blood and bile inhabit his
body. Yet, unlike bile, which simply runs through an organism and accomplishes
specific biological functions while being itself, the ball of fire refers to something
else by revealing Giacomo’s lies.
Rodari offers a concrete and physical body to Giacomo’s thoughts in order for
the reader to be able to imagine them and to distinguish their nature. Stories like
Giacomo di cristallo’s must have inspired the work of the neuroscientists who
146 The Philosophy of Art: The Question of Definition
words, works of art are positioned within the space that separates human beings
and the world, and they are, ultimately, among the vehicles to which human
beings entrust their representations. In this respect, they embody the meanings,
or representations, of the world.
The line of reasoning that we shall follow within this framework will be
comprised of two stages: first, we shall explain what a semantic vehicle is, after
which we shall attempt to identify the peculiarities of the semantic vehicles that
are works of art. Let us begin with the first point and ask ourselves, ‘what is a
semantic vehicle?’ The term, ultimately, says it all: it is something that has the
property of transporting meanings by embodying them.
A large part of twentieth-century philosophical reflection consists of showing
how the world is full of these particular objects. They are scattered just about
everywhere: a river can become a border between two states, a ream of paper can
become a novel, a piece of paper can become a banknote and Joseph Ratzinger
a pope. In all of the aforementioned cases, the theoretical crux is metaphysical
in nature: some things cannot be explained by simply making reference to the
physical structure of the object insofar as they contain ‘something more’, and this
something appears to be what characterizes their essence.
In order to develop our first important epistemological distinction, we must
first distinguish the semantic vehicles that have to do with truth (linguistic
statements that can be true or false, for instance) from those that do not entertain
any relationship with the truth (as, for example, works of art). This, however, does
not mean that we cannot get muddled, for instance, if we visited St. Petersburg
using Crime and Punishment as our tour guide. Even when a correspondence
between a work of fiction and the world seems to exist, the author is not obliged
to respect it. As rightly noted by Roman Ingarden with regard to the habits of
the average reader:
He frequently searches in the literary work for objectivities and situations that
are similar to those he knows from his own life, and he considers the work to
be ‘true’ if he in fact finds such objectivities in the work. By the same token, the
naïve tendency of the reader to judge the work from the point of view of ‘truth’
and ‘untruth’ leads to the reading of reproduction and even Representation
functions into the object stratum. This sort of thing, however, is occasioned by
inappropriate readings and has very little to do with the real structure of the
given work itself. (Ingarden, 1965, Eng. trans., 246)
From this perspective human beings, too, are semantic vehicles as they are bodies
upon which representations are inscribed:
Let us, once again, consider Giacomo who, from this point of view, proves to be
a rather interesting case. As we were saying, Giacomo is a child who is marked
by the misfortune of having a transparent mind: when he tells a lie, for example,
his brain is penetrated by rays that resemble balls of fire, by bad thoughts that
have the same aspect as the scorching boulders thrown by ancient catapults, or
by gentle and playful thoughts that resemble the feathers of a bird. But that’s not
all; what bothers Giacomo the most is the fact that his friends can see when he
is devising an idea. In other words, they see him develop his representations
‘about something’, usually about the state of things in the world – his friends, the
following day’s quiz, the soccer game or even his unpleasant teacher. Everything
that Giacomo represents finds a place in his mind: meanings are housed in a
brain, in a mind and in a body. Those meanings, to some extent, are related to
Giacomo and to his life, but, in a way, they are also independent of him. Giacomo,
then, is a semantic vehicle, too.
beliefs – and these states are obviously neither true nor false. According to this
position, then, Giacomo has the belief ‘that p’ (which is a propositional content)
if, and only if, in him exists the ‘state’ of belief that p (a state that, as previously
mentioned, possesses temporal properties).
Now, it is known that the dispositions are neither true nor false (unlike their
propositional content), and that they have a beginning and, predictably, will
have an end. By adopting this strategy it seems that we can avoid a paradox:
that of the same object – belief – to which we associate temporal properties and
sentential properties.
The reflections that Danto develops concerning semantic vehicles, which
belong to the positions that, as a whole, are labelled ‘representational materialism’,
emerge from this framework to respond to the need to structure a theory of the
mind that exceeds the Cartesian distinction of the substances and, therefore,
explains the shift from the physical to the mental in the simplest of terms.
According to Collins’s observations (1979, 229), at least three authors were
working in the same period of time to build a metaphysical structure (albeit
through different declensions and languages) for the position that is referred
to in literature as ‘representational materialism’: they were Arthur Danto, Jerry
Fodor and Gilbert Harman.16
As we were saying, declensions bring forth different takes. Danto affirms
that beliefs are sentential states of people, Harman treats them as memorized
inscriptions, while Fodor speaks of internal representations that are created in
the language of thought. Nevertheless, the underlying idea is the same: they
all agree that the mind is the centre of beliefs and, therefore, of ‘things’ that
share the same structure and the same properties of a statement, and that are
associated with the well-defined state of belief. In other words, Giacomo believes
that ‘Napoleon abdicated on 14 April 1814’ because he finds himself in a state
that makes that belief possible.
I have no evidence that there are sentential states, only persuasive arguments in
their favour. But in the end my theory is an empirical one. Why should we not
suppose that someday sentences might serve to individuate neural states, so that
we might read a man’s beliefs off the surfaces of his brain? We could find out
what he believes in this manner. (Danto, 1968, 96)
Perhaps Danto had read of Giacomo di cristallo when he wrote these lines in
Analytical Philosophy of Knowledge. Be that as it may, his idea is quite similar to
that of Gianni Rodari, though the latter is imaginary. Most importantly, the idea
lays out a classic metaphysical question: that of the mind-body relationship, which
Works of Art as Social and Historical Objects 151
Danto resolves from an utterly materialist point of view (it is no coincidence that
a collection of his essays from the second half of the twentieth century is entitled
The Body / Body Problem [1999]). From the perspective of representational
materialism, the problem does not consist of the difficulty of explaining the
relationship between two different and separate substances (mind and body)
but, rather, of explaining how it is possible that from a material substance there
should emerge complex dispositions, such as beliefs.
Danto’s theory is structured in two phases: first, it demonstrates how a
separation of mind and body does not exist; it demonstrates how the mind
is inscribed – physically inscribed – within the body through traces that are
presumably arranged in a very similar manner to the grammatical structure of
languages; traces inscribed within our bodies.
Danto develops this point by making a comparison of two paradigmatically
opposite epistemological models: that of Nietzsche and of Descartes. Danto’s
judgement, which refers to the considerations developed in Gilbert Ryle’s The
Concept of Mind, is that the introduction of the separation of the substances
entailed a multitude of problems from a metaphysical point of view by unfolding
problems that were practically insurmountable. It was not necessary to separate
mind and body, due to the exceptional idea that multiplying the categories that
we use to explain the world is not only redundant, but also counterproductive.
The reasons for representational materialism’s criticism of Cartesian
internalism rest fundamentally upon two arguments. The first is related to the
excessive number of concessions to scepticism which, in Descartes, prove to be
particularly insidious.
As we might recall, Descartes (1641, Eng. trans., 20 ff.) claims that knowing
is a ‘second-degree activity. Thinking, in its most noble acceptation, is above all
a self-conscious thinking. Therefore, we ‘think of the fact that we are thinking’.
What does this mean? It’s quite simple, really. While the majority of our activities
are unreflective, or are accompanied by a minimal amount of self-consciousness
(before crossing a street, for instance, we simply pay attention in order not to be
run over by a car), in epistemology, we often focus our attention on understanding
the modalities of our thinking activity, as well as on our ways of knowledge. This
thinking that involves our thoughts is, at least for Descartes, the authentic starting
point for any good epistemology that, to be called scientific, must prescind from
the contribution of the senses. The following passage is highly renowned:
Surely whatever I had admitted until now as most true I received either from
the senses or through the senses. However, I have noticed that the senses
152 The Philosophy of Art: The Question of Definition
The beginning of the First Meditation is rather decisive. It introduces doubt and
is substantiated in three phases: the senses, dreams and God.
Descartes recalls how he once exchanged the truth for falsity and, in order
to prevent this misfortune from reoccurring, and taking into account that our
senses could deceive us not only occasionally, but even systematically, he decides
to suspend all types of certainty, including the most common. In reality, sooner
or later, we all experience the deception of our senses. I once took a trip across
Death Valley in the scorching, suffocating heat of the Mojave desert. Upon being
alleviated by the air conditioning, at every turn, I would seem to catch sight of
a lake, despite being well aware that not even a trace of a lake could be found
there.
My eyes were certainly deceiving me. Yet, it is also true that normally I do
not see lakes wherever I look (and if I did, it would be a source of worry).
This is the point precisely: Descartes assumes that our senses can deceive us
continually, though it is clear – simply because millennia of human evolution
demonstrates it to us – that, for the most part, they seem to work rather well.
Of course, we could always conjecture that we are constantly deceived by our
senses because, perhaps, life is a dream. This hypothesis, however, is quite risky
and likely ineffective: our species has proven to be, all in all, well organized and,
from the point of view of evolution, victorious. For what reason, then, should
we believe that our sensibility is systematically unreliable? Reason would prove
the contrary.
After identifying the reasons for the distrust towards our senses, Descartes
takes up the topic of dreams – that is to say, the possibility of confusing reality
with a dream. In this case, too, he offers an extreme case that occurs very
rarely:
How often does my evening slumber persuade me of such ordinary things as
these: that I am here, clothed in my dressing gown, seated next to the fireplace –
when in fact I am lying undressed in bed! (Descartes, 1641, Eng. trans., 14)
If a consolation exists, it is the fact that these types of dreams are not common:
they are the dreams in which we have perception of ourselves and, perhaps, even
of the fact that we are dreaming. Let us try to apply our doubt to a dream: ‘I
believe I am sitting near the fire, but I am dreaming; therefore, perhaps I am not
sitting near the fire.’ As André Gombay wisely notes (2007, 17), the example is
a bizarre one:
Something sounds askew here, even at first hearing. One oddity is the second
clause. There do exist ‘lucid’ dreams – dreams that one is aware of having and
where, if one spoke, one might say ‘I am now dreaming that . . .’ [. . .] So be it;
but lucid dreams are an anomaly, and surely we cannot require our Cartesian
doubter to be having just that kind.
Our senses certainly do not deceive systematically, and the same must be
concluded for dreams, with the sole exception of the particular cases of lucid
dreams which Descartes has in mind.
It is plain to see how a rather insidious hyperbolic tendency is hidden within
the argument. First off, because, as we mentioned, our senses generally work well:
transforming occasional delusions into systematic delusions would be biting off
more than we can chew. Our senses, on the other hand, do not resemble human
beings, whom, after deceiving once, we are right in suspecting will eventually
deceive again. They are, rather, similar to sophisticated mechanisms that, at
times, can relapse.
This means that reaching a systematic poor functioning of perception (visual,
for example) from a few of its periodic stumbles is an all-together unjustified
conclusion that would need better arguments and that, as a whole, is truly of
little benefit for our lives.
The majority of activities which we are usually involved in occur without ‘us’
(the part of our conscience that is delegated to reflect upon what we are thinking
and doing) worrying or spending energy to check on them; without having to rely
upon a sort of auto-check of our representations, as Descartes would have wanted.
It is with reference to this very point that Friedrich Nietzsche makes one of
his most famous criticisms of Descartes: neither humans nor animals can be
steadfastly distracted by second-level activities. The cognitive resources used by
human beings are oriented towards survival. If we were regularly involved in
secondary occupations – argues Nietzsche – then a large part of our faculties
would be deterred from their principle objectives. It would, therefore, be
reasonable to hypothesize that this does not occur and that ‘thinking about
thinking’ is, at most, a habit of philosophers.
154 The Philosophy of Art: The Question of Definition
In considering the third phase, God, we must keep in mind the two main
criticisms that have been made with regard to the topic. The first is that
made by the ‘doubt-dramatizers’ who express a variation of the position
formulated, paradigmatically, by David Hume in An Enquiry Concerning
Human Understanding: ‘The Cartesian doubt, therefore, were it ever possible
to be attained by any human creature (as it plainly is not) would be entirely
incurable’ (Hume, 1748, 97). Next we have the positions expressed by the
‘doubt-sceptics’ who say that, far from being indubitable, Cartesian doubt
and the deceiving God argument is but a pseudo-problem. If we are not even
certain of the existence of God, then for what reason should we imagine him
as a being a deceiver?
Be it as it may, Descartes remains solid in his defence of the legitimacy of
this doubt, arguing that if God did not exist, then it would be all the worse for
atheists who believe they are immune to the subject by reason of their atheism:
‘the less powerful they [atheists] take the author of my origin to be, the more
probable it will be that I am so imperfect that I am always deceived’ (Descartes,
1641, Eng. trans., 16).
Therefore, the argument of God’s intentional deceit, which is examined
and discarded by Ugo Grozio in De Jure Belli ac Pacis, is covered extensively
by Descartes who, though being a believer in God, doubts God in an almost
excessive manner:
André Gombay compares Descartes to Othello, who also has doubts without
having a reason (2007, 21): just as Othello was furiously jealous, despite not having
grounds to doubt his wife, so too did Descartes, with equal and unmotivated
intensity, doubt God. The reasons for Descartes’s doubt are based on human
imperfection: if God truly wanted the best for us, then we would be able neither
to deceive ourselves nor to do wrong. We can reach this conclusion provided
Works of Art as Social and Historical Objects 155
we clearly understand the reasons for divine choices and actions (which, for a
believer, is an act of much pride).
In this respect, the point made by Descartes is similar to that which we
discussed regarding the criticism of sensibility: sometimes we make mistakes.
If God were truly good, he would not have allowed for this to happen – not
even once. Perhaps, then, he is not that good, and we are, in fact, able to deceive
ourselves since, one might say, the fact of being human implies making mistakes
from the very beginning. It goes without saying that the universe is inundated
with imperfections and errors that exist without their cause necessarily being God,
and without this having to bring about systematic doubt. Taken in small doses,
scepticism can be useful for rethinking, with less naïveté, many assumptions
made by common sense. Nonetheless, if we surrender to the temptation of
radicalizing it, it can become an insidious cage.
Danto’s position (1989, 137–75), then, is not surprising. He argues that the
internalist perspective is spoiled by a concession to scepticism, which is not at all
necessary but that, if granted, yields results that are of little benefit and, ultimately,
inadmissible. The principle is found in the impossibility of returning to an external
world after its reality has been doubted through a double theoretical move: the
affirmation of the existence of separate substances (i.e. material and thinking
substances) and the argument of natural doubt. Danto warns that this move is
without return – unless, of course, we accept the ontological argument which
proves the existence of God.17 This is, after all, the same objection raised suitably
by David Hume in the beginning of his Treatise and of his first Enquiry, when
he formulates his theory of mind. Fully aware, Hume adopts the implications of
Descartes’s inquiry of the boundaries of subjectivity and emphasizes how any
Cartesian theory of the mind that wishes to renounce theological guarantees
cannot venture beyond its own representations to evaluate its pertinence to the
world.
Put simply, an internalist epistemology makes the very possibility of referring
to the world difficult, and this cannot be permitted as it would jeopardize
the possibility for human beings to formulate beliefs, judgements of truth
and judgements of value. The paralysis of pure reason would bring about a
corresponding paralysis of practical reason.
For the love of analysis, let us suppose that this is not the case. Let us suppose
that Humean analysis produces highly elusive results, and that Descartes was
right in warning the world, and advancing the principle of prudence which
declares that if something has deceived us once it is impossible to exclude the
possibility that it can always deceive us. We shall, then, hyperbolize the reasons
156 The Philosophy of Art: The Question of Definition
of doubt and propose the argument of the evil genius. Let us consider what the
consequences of this decision might be. By doubting the existence of an external
world, without there being a pressing need to, we may find ourselves in situations
of theoretical unease. Let us assume, suggests Danto (1989, 155–7), that an evil
genius – a very powerful and clever genius with the same characteristics as the
genius recalled by Descartes – decides to orchestrate a distasteful trick. In the
history section of an important library, they substitute each book with books
that describe single events in history but that, in reality, are simple stories of
fiction (and, as we all know, by definition, fiction is not meant to elaborate
true representations). Despite not having proof, the new librarian suspects that
something is off and that the books do not tell the truth, and so they do their best
to contrive a solution that will confirm their suspicion.
What to do? Might it be of use to search for a super-book that is able to
confirm the way things really went during, let’s say, the French Revolution?
Clearly not. The genius could have intervened anywhere and altered the markers
that normally attest to the correspondence between a representation and reality.
The only option the librarian is left with is to surrender and to ‘leave’ their library
in order to do what historians normally do: go out into the world to look for
evidence, documents, objects and, basically, anything that can prove that things
went the way someone once told us they did.
Danto formulates a mental experiment that, in many ways, is similar to
Descartes’s (in both cases there dominates a powerful and evil genius, in both
cases someone tries to find a trick to rely upon in order not to doubt something
that seems to be certain, but that could eventually prove a colossal deceit) and
is formulated in the spirit of the hyperbole that characterizes the Cartesian
movement.
As much as Danto’s genius might resemble that of Descartes, Danto’s librarian
and Descartes (the protagonist of his own mental experiment) propose different
solutions to a problem that is, fundamentally, one and the same. In order to
overcome his predicament, Descartes must turn to the ontological argument
whose weakness is found in the fact that it considers existence to be an
indispensable attribute to the perfection of the concept of God. The significance
of this argument is well known: given that the concept of a most perfect being
belongs to us, to consider it without its definition involving existence would be
to consider it imperfect (which, by definition, is impossible). Yet, according to
Kant, existence does not belong to the definition of a most perfect being; in
other words, it is not a predicate, and it does not add anything to the concept
of a perfect being – just as the concept of the colour green does not belong to
Works of Art as Social and Historical Objects 157
These beliefs are possible due to the fact that they are in reference to the
representations that Polyphemus, the Cyclopes and Penelope have of Ulysses, and
not to Ulysses himself, who remains who he is. Different subjects, therefore, can
have different representations of a single object (a Christian believes that Jesus
is the son of God, an atheist believes that he is an ordinary man – just with more
charisma, perhaps – and a Jew believes that he is simply a Jew). Yet, one subject
can also have various representations of the same object (all of the residents of
Metropolis believe that Superman is extremely courageous, while the residents of
Metropolis who know Clark Kent think that he is a docile man). For the most part,
158 The Philosophy of Art: The Question of Definition
the object ‘Superman-Kent’ remains what it is; the representations of the residents
of Metropolis are what change. Jocasta remains what she is – the wife of Laius, the
queen of Thebes and the mother of Oedipus. The representations of the Thebans,
of Laius, Creon, Tiresias and, finally, of Oedipus are what differ from each other.
The fundamental point, then, is this: human beings elaborate representations
that are inscribed upon a brain that is housed within a body. As far as we are
concerned, a plant coincides entirely with its body insofar as nothing exists
beyond the res extensa that defines its boundaries; the plant, in other words,
is not able to represent reality. An animal, on the other hand, is capable of
thoughts and, therefore, representations (although it is most likely incapable of
metarepresentation, leading Descartes to conclude that animals are autonomous).
Thoughts and representations, therefore, are embodied or, better yet, inscribed
upon nervous tissue and are housed in bodies.
In trying to avoid the consequences of Cartesian dualism, reductionist theories
consider thoughts as simple alterations of the chemistry of bodies. The matter,
however, remains unsolved: the content and the material of a representation do
not coincide, if for no other reason than the fact that the same representational
content can be carried by the most disparate of things, or it can assume the most
diverse of forms. I can ‘think’ ‘Giacomo is a child whose head is made of glass’,
or I can ‘write’ ‘Giacomo is a child whose head is made of glass’ or I can ‘say’
‘Giacomo is a child whose head is made of glass’ to a friend of mine. In the first
example, the representation of Giacomo is inscribed in my brain; in the second
example, it is found in a stroke of ink; while in the third example, it is contained
in a sound wave. And when I write ‘Giacomo is a child whose head is made of
glass’, I can do so in different ways. This is because while representational content
is the same, the form of its expression changes.18 And so, we have:
Acting, perceiving, inferring all involve representations: one believes that P, one
infers that Q if P, ones sets out to test if Q is true, one observes that it is false,
in which case one modifies one’s belief that P, or one finds out that it is true, in
Works of Art as Social and Historical Objects 159
which case one regards one’s belief that P as confirmed. All these processes have a
common propositional content, we might say: One believes that P, infers Q from
P, tests in order to see if P is true, and so on. And the questions that then face the
philosopher are what to do with this content and where these representations are
to be housed. (Danto, 1989, 243)
Danto’s idea, then, is that, for the most part, the content of the beliefs of our
representations of the world are housed within the mind – or in the nervous
tissue of the brain – a bit like a form houses a certain content.
Self-awareness – the ability to reflect upon our thoughts – is, then, the element
that truly describes the ontological specificity of a human being. Mountains
have neither thoughts nor a conscience; bats have thoughts, but not necessarily
self-awareness; humans have thoughts, they are aware of them and they treat
them reflectively. They are, in other words, able to direct their conscious thinking
towards the most disparate of objects and, at times, they are aware of doing so in
the precise moment in which they do so. This is a small detail that, nonetheless,
makes a significant difference.
Let us consider the following diagram:
For our purposes, the final line is the most interesting: human beings are
objects that embody meanings (thoughts, beliefs, desires) and that are aware
of this uniqueness. They do not need another living being to recognize them as
semantic vehicles.
The ball of fire that rapidly runs through Giacomo’s head has propositional
content – when his mother asks him ‘what grade did you receive on your math
project?’, Giacomo replies: ‘the teacher gave me a C’, knowing very well that
he had really only earned a low D. Giacomo’s specific answer can or cannot
coincide with the world: the teacher kept the stack of projects in a drawer
at school, which includes the boy’s low grade. That ball of fire, therefore, is
a symbol of the fact that the representation that Giacomo communicates
intentionally to his mother ‘does not’ coincide with the world – it does not
correspond to it. In this case, then, Giacomo’s statement (that should describe
a state of things) intentionally fails to capture that state. In short, statements
can either be true or false, just as the thoughts that Giacomo formulates with
regard to the world.
160 The Philosophy of Art: The Question of Definition
Clearly, not all statements exhibit this same structure. Let us suppose that
Giacomo is the student representative of his class and that, during an assembly,
he tells his classmates that ‘in order to improve our performance in Greek we
must ask the teacher to dedicate more class time to grammar’. This type of
statement does not offer the representation of a state of things (as it appears
to be a request for something that does not yet exist – additional hours of
grammar) but, rather, it intends to ‘intervene’ in a state of things in order to
modify it. This typology of statements, however, affirms something about the
world; in particular, it describes how reality should be considered in the best
way possible – Giacomo’s sentence, in particular, asserts that a certain academic
program should include a greater number of hours dedicated to grammar. There
obviously exists a third group of statements that express another peculiarity:
that of performatives which, in suitable conditions, have the property of making
something happen in the world.
Statements which function as models, and that interest representational
theorists, belong to neither the second nor the third type but, rather, to the
first type: the statements that describe reality and that help us understand it.
Knowledge and understanding are two distinct activities and, yet, at times they
can be confused. Knowledge cannot prescind from reality; in fact, it takes it
upon itself to verify the correspondence between statements and the world. For
the most part, in order to answer the question of whether Manhattan is really
an island, it is assumed that one would have to go to that part of the world and
verify if an island called Manhattan exists or not; just as one would have to go
out into the world to know if Michelangelo truly painted The Last Judgment. Yet,
something different occurs when we are dealing with the understanding of an
artwork: in this case the world is useful to us to contextualize the work and to
better determine its historical and relational properties, but not to verify if the
work’s connections to the world are true. Nothing would change if they were
absolutely false, and, most of the time, they are.
are intentional. In one instance – the first – we are dealing with truth, while in
the second instance we are not (or at least not necessarily). I do not need to carry
out any sort of inquiry ‘into the world’ in order to understand Don Quixote;
abiding by the text and following the development of the plot is sufficient, as well
as convenient. Certainly, if we were to possess subsidiary knowledge of the life
of knights errant, our understanding of the novel would improve, but we would
have not an additional ounce of knowledge.
Works do not say anything about the world if not incidentally and, as is often
said, accidentally. In other words, a tourist is not likely to choose to walk the streets
of Manhattan by using Aner Shalev’s novel Ha-Chomer Ha-Afel (Where New
York Ends) instead of a Lonely Planet travel guide. The novel could, perchance,
be extremely accurate in its representations of the city, but whether it truly is is
a question that concerns the choice of the author. Salgari, for instance, set the
adventures of his characters in India without having ever been there, precisely
because the worlds of fiction have ample authority with regard to reality, and
they are not required in any way to develop extensional representations, not
even when dealing with something that actually exists.
Salgari, then, can give the name ‘India’ to the representation of something
that only resembles the real India, just as Dante can represent Charon in the act
of ferrying the souls of the dead without the expectation that the indomitable
coxswain really lives in one of the subterranean rivers. Similarly, no one expects
Masaccio’s ‘Trinities’ to have a certain correspondence with ‘something’, an
individual who is both one and triune, that is found somewhere in space-time.
We might also conjecture that India and the Trinities caused the works of
Salgari and Masaccio; yet, if there is causation, then it must be a different type in
comparison to traditional causation, which – for instance – allows heat to boil
water at 212°.
It is for this reason that we can understand an image – let’s say, a representation
of the Sphinx – without having to ask ourselves if a lion with the head of a man
really exists in an Egyptian desert. In general, then, we understand an image (that
is to say, we classify it adequately, or we identify its representational content)
without knowing if what it depicts actually exists; we understand its meaning
and this is enough.
This is our first point. When dealing with vehicles of representations
that are works of art, it makes no difference if the object that is represented
exists or not. To affirm that we understand ‘Pinocchio’ means that we have
formulated a certain idea about how the world would be if wooden puppets
who talk or blue fairies who protect us were to exist. Since nothing of the sort
162 The Philosophy of Art: The Question of Definition
exists – though we see numerous Pinocchio figurines, but not the slightest
hint of Pinocchio’s world – our representations are literally false (which is of
little importance).
At this point, we shall use the necessary theoretical tools in order to
understand Danto’s definition of works of art as semantic vehicles. These are
objects which we use to embody our representations, which do not necessarily
have a dependent connection to reality.
Therefore:
Clearly, this condition alone is not sufficient if we consider that, as has already
been disclosed, semantic vehicles exist (i.e. objects that carry representations
that are not works of art). What might we say, then, about things like street signs,
emoticons and symbols in general? If there were no way to distinguish a symbol
that is a work of art from the myriad of symbols that surround us that are not,
we would be fortunate enough to live in an open-air museum or, in contrast,
everything would be a work of art.
What might we say about a cross, for instance? It is an age-old semantic
vehicle that boasts a history that predates its use throughout Christianity. If we
consider its modern-day meanings, those which we are able to decipher without
the help of certain reading guides, the following come to mind: the death of
Jesus, the presence of a church, a hospital, a cemetery or a tomb, a pharmacy,
a street intersection or a dead-end street. The matter is quite simple, and can
be formulated in these terms: for what reason is the first cross, depicted in
Figure 4.1, not a work of art, while the second and the third, depicted in Figures
4.2 and 4.3, are?
The cross in Figure 4.1 represents a dead end on a street sign, while Figures
4.2 and 4.3 depict two works by imaginative and polyvalent French artist, Clet
Abraham. In his cross, the artist evidently embodies new meanings. In Abraham’s
work, the road sign in the shape of a cross becomes a real cross. From it arises
Figure 4.2, which displays a stylized body hanging from a pole without an outlet,
just as the dead-end street depicted on the street sign, and Figure 4.3, which cites
the most classic and widely known deposition.
An ordinary object, a sign that regulates the flow of traffic on a street, ‘can’,
therefore, become a work of art.
But if this is so, then what is the difference between normal signs that also
have representative content? Abraham’s representations are contained in a
Works of Art as Social and Historical Objects 163
medium, a body, that is not transparent19: hanging on walls and found along the
streets of Florence, the signs are looked at because of what they are and not only
because of the classic meaning that they embody (the warning of a dead-end
street).
Here, then, is the second condition:
series of prime numbers are not determined historically (i.e. they do not depend
on human beings), certain properties that determine The Adventures of Pinocchio
are. Pinocchio is an exceptionally human puppet, and the traits of his character
are typically infantile: selfish, narcissistic, domineering, arrogant, ingenuous,
credulous, generous at times but, most of all, untruthful. And what can we say
about Pinocchio’s world? As Benedetto Croce observed in his brief essay in La
letteratura della nuova Italia: saggi critici (1903), Pinocchio is a ‘human book’,
a book that represents all of the salient characteristics of the human world.
And how are we to blame him? In Pinocchio’s world, there is loyalty, falsehood,
friendship, the sense of guilt, love, and then there are things like promises – the
types of acts that, par excellence, exemplify a social relationship.
Therefore, on the one hand, the represented world is a social and historical
world, while, on the other, certain properties that comprise works of art
express historical associations and relationships. As we were saying, in order
to understand the narration of a novel, or the meaning of a painting, it is not
necessary to go out into the world, in the sense that it is not necessary to search
for Othello, Funes, Mona Lisa or Juliet and Romeo. And yet, it is not entirely
accurate to say that we can prescind from the world all together; we will need to,
but in a different way compared to when we make a judgement of truth. The world
that we are in need of is a world that allows for a contextualized understanding
of a work of art, and that allows us to focus on the invisible, but fundamental,
relationships that connect artworks to the world that produced them, and to the
other worlds that have received, reread and interpreted them.
Let us turn to a recent case that has emerged from a fusion of architecture,
video-art, music and dance: You Tube Play. A Biennal of Creative Video (2010).
This is a project that showcases a typically Pop spirit: revisiting – by violating –
one of the new barriers of the contemporary world, which separates the system of
art, and the open and fluid world, from user-generated content. In You Tube Play,
video-art enthusiasts were given the possibility to shoot a video and to present
it to an international jury.20 The 20 videos that were selected were presented
simultaneously at the Guggenheim museums in Berlin, Bilbao and Venice, and
were the protagonists of a large closing function for a four-day-long event at the
Guggenheim in New York.
This brings us to our main point. In order to understand what certainly is
a work of art – the Guggenheim Museum designed by Lloyd Wright – as well
as the transformations that it endured during the days of You Tube Play, we
can prescind neither from the knowledge of New York and of its metropolitan
reality, nor from American art of the second half of the twentieth century. Nor
166 The Philosophy of Art: The Question of Definition
can we ignore what it means to live in a globalized world; we must know the
expressive possibilities of digital media, and it is also a good idea to know what it
means to speak of a total work of art, an idea presented by Richard Wagner that
was exemplified at the Guggenheim during You Tube Play.
Now, let us suppose that a native of a remote African region finds themself
in New York, on Fifth Avenue and Eighty-Ninth Street, when they catch sight
of the Guggenheim illuminated by millions of videos. What would they think?
Most likely that they are the same ads that cover Midtown Manhattan, or that
New Yorkers find a strange enjoyment in transforming the city’s buildings into
curious Christmas trees. The majority of properties that make that work a social
object have to do with our capacity to historically and culturally situate the
building, as well as its history, and ours. Some of those properties can then change
throughout the course of time, because what surrounds the work changes.
What, then, is a work of art?
Oftentimes, though not always, artists are able to create works whose
representational content means something for our mind and, at the same time,
for our emotions. This is the reason for which, as Nietzsche had already observed,
artworks can inscribe upon our lives more than a well-formulated argument can.
Evidence of this can be found in Christian Marclay’s The Clock, a film with
an impressive duration of 24 hours. Cinematography boasts more than a few
examples of long (and extremely long) films. Nonetheless, The Clock is a true
gem of cinematographic assemblage in which the separation between reality and
the worlds of fiction marks the almost absolute consummation of the boundaries
of temporality. Time, which is measured and indicated with obsessive constancy
throughout the entire film, coincides with that of our lives in an astonishing
way. The spectator realizes this immediately – at first with surprise and then
by experiencing mounting unease combined with authentic enjoyment. Time
passes and is measured; it is spoken of and is considered throughout the whole
of the film, for 24 extraordinary hours. It is measured not only by clocks that
capture its rhythm, but also by memory that travels through Marclay’s excerpts,
contextualizes them, experiences the irony of scenes that belong to a past in black
and white, only to open itself to a world of colours. Across time, the answers
to some of the most challenging questions are dealt with, some of which, after
having been brought up in one scene, are answered in a different one, almost in
a new temporal dimension.
Works of Art as Social and Historical Objects 167
of that maternity scene. Caesar places a woman before her lens, a mother with
her child who is loved but also displayed as a symbol. Only, in Caesar’s depiction,
that symbol is female.
Christian theology tells us that God is male, tradition tells us that God is
male, Western art has repeated to us for centuries that God is male. And, yet,
whatever God may be, God does not fall under a particular gender distinction;
to think of God ‘also’ as a woman can only help to liberate ourselves from the
crystallization of our personal and cultural schemes. It is on these grounds that
Caesar cites tradition and, by doing so, indicates its weaknesses and shatters
them, demonstrating how one of art’s tasks is to call consolidated visions into
question.
As Nietzsche put it:
Artists, an intermediary species: they at least fix an image of that which ought
to be; they are productive, to the extent that they actually alter and transform;
unlike men of knowledge, who leave everything as it is. (Nietzsche, 1901, Eng.
trans., 318)
Notes
Introduction
1 This is a case that includes recent examples. The sculptures created by John
Baldessari for the ‘Giacometti Variations’ at the Prada Foundation in Milan
were seized by law enforcement and the exhibit was closed nearly two weeks
prematurely, on 17 December 2010. The dispute was prompted by Véronique
Wiesinger, director of the Giacometti Foundation in Switzerland, who sustained
that ‘no artistic practice can cover up forgery’. The director asked and was granted
that the catalogues of nine sculptures be seized and that the images found on
the Prada Foundation site be taken down. Both the Foundation and Baldessari
were astonished by the legal actions, appealing, on the one hand, to the creative
liberty of the artist and, on the other hand, to the right to render homage to the
Swiss maestro. And despite Baldessari’s lawyer mentioning former instances of
‘artistic plagiarism’ throughout the history of art in an attempt to defend himself,
Wiesenger argued that in other cases, artists reproduced the artworks of someone
else – we might mention Marcel Duchamp and his Mona Lisa with a moustache
or the numerous replicas of Picasso, Matisse, Duchamp, Warhol and Brâncuşi by
Mike Bidlo – but ‘appropriation’ in art is a practice that must be legally approved by
who holds the creative rights of the reproduced author; and Baldessari was never
afforded such permission.
2 Cf. D’Angelo (2011, 13 ff.), for an elaboration of these arguments.
3 Cf. D’Angelo (2008, 3–35, 2011, 48 ff.).
4 Details of the trial can be read in AA.VV (2003).
5 A general introduction to the questions of the philosophy of art and the problems
concerning the definition of art, with a focus on research in the Anglo-American
field, can be found in Davies (1991).
6 A similar position is argued by Danto (2003, 25–30).
7 For an elaboration, see Carroll (1999, 8).
8 For a closer look at Baumgarten’s aesthetics, see Kobau (2001, 2008, 2010).
9 In cases like this one where a reference is not explicitly made, the English
translation has been made by the translator.
10 Tatarkiewicz (1975).
11 Refer to Ferraris (1997, 2001, 2003).
170 Notes
12 Cf., for example, Zangwill (2007, 387–95). For the importance of the avant-garde in
the philosophy of art, cf. pp. 388–9.
13 For more on this subject, cf. Andina (2011, 84–108).
14 Cf., for instance, the work of economist Donald Thompson (1999).
15 For more on the topic, cf. The Sophist (235d–236d) and, particularly, the distinction
between two types of mimesis: one is good – the art of representing – that
reproduces copies that are congruent with things without paying attention to
perspective, while the other is bad – the art of appearances – which renders objects
in the form of illusory images.
16 Vincent Van Gogh, A Pair of Shoes (1886, oil on canvas, 37.5 x 45.5, Van Gogh
Museum).
17 Jacques Derrida will return to the Heidegger-Shapiro dispute (1978, Eng. trans.,
256–382): while Shapiro accuses Heidegger’s interpretation of making a referent
error (the shoes depicted by Van Gogh are in fact Van Gogh’s own rather than a
farmer’s), Derrida equally accuses Shapiro of presuming that he is able to assume
the point of view of the artist better than the artist himself.
Chapter 1
1 This intuition dates all the way back to Plato who in Phaedrus (275c) wrote:
‘Writing, Phaedrus, has this strange quality, and is very like painting; for the
creatures of painting stand like living beings, but if one asks them a question, they
preserve a solemn silence. And so it is with written words; you might think they
spoke as if they had intelligence, but if you question them, wishing to know about
their sayings, they always say only one and the same thing.’
2 For a closer look into these questions, cf. Goodman (1969, ch. 1, 3–45).
3 I am referring to the well-known cartoon series, The Simpsons; specifically, the
episode Mom and Pop Art (season 10, from 1999).
4 An efficacious critique on art as imitation of reality is exhibited in Goodman
(1969), when the American philosopher constructs his argument through the
parallelism between visual depiction and language. His point is similar to that
expressed by Gorgia, and the obvious conclusion is that art does not imitate reality
(perhaps it represents it), and that each representation is but the selection of a
subject and the expression of a certain point of view. For more on this last point, cf.
Goodman (1960, 48–56) as well as Ryle (1954, 81).
5 For more on this point, cf. the beginning of The Transfiguration of the
Commonplace by Arthur Danto (1981, 3–8).
6 For more on this matter, cf. Danto (1999a, 205–32). On a related note, Adorno
(2005, Eng. trans., 142) writes: ‘the less dense reproduction of reality in naturalist
Notes 171
literature left room for intentions: in the unbroken duplication achieved by the
technical apparatus of film every intention, even that of truth, becomes a lie.’
7 I am adopting the periodization formulated by Clement Greenberg in his work
Modernist Painting (1986–95).
8 It would be worthwhile to mention that neurological research regarding art seems
to confirm this theory. As noted, for example, by H. Gardner (1982, xi), the artistic
impulse in children is not a representational impulse per se. Children play with
bread crumbs and mould them without intending to represent something. This
is also because, until they reach adolescence, they are unaware of the fact that
artworks can be of representational character. Similar conclusions are made by
Lorna Selfe and Donald Sanders (1979) who, while studying the progress of Nadia,
a severely autistic child with extraordinary artistic ability who at the age of three
and a half was able to draw a horse in very little time, without ever having learned
to draw and without using a model, notice how the ability to draw is not developed
parallel to the ability to mimetically depict objects.
9 Republic, I, 386a–387b; XII, 401a–403c.
10 For a closer look at the logic and dynamics of fictional worlds, cf. Voltolini (2010,
12 ff.) and Kroon and Voltolini (2011).
11 Cf. mainly Danto (1981, 1986, 1997).
12 Cf. Whitehead and Russell (1910–13, vol. 1, 51): ‘It should be observed that by
“indiscernibles” he [Leibniz] cannot have meant two objects which agree as to all
their properties, for one of the properties of x is to be identical with x, and therefore
this property would necessarily belong to y if x and y agreed in all their properties.
Some limitation of the common properties necessary to make things indiscernible
is therefore implied by the necessity of an axiom.’
13 Black (1952, 11): ‘if two things, a and b, are given, the first has the property of being
identical with a. Now b cannot have this property, for else b would be a, and we
should have only one thing, not two as assumed. Hence a has at least one property,
which b does not have, that is to say the property of being identical with a.’
14 Cf. Danto (2003).
Chapter 2
ta’en from me, and still the mode offends me. / Love, that exempts no one beloved
from loving, / Seized me with pleasure of this man so strongly, / That, as thou seest,
it doth not yet desert me; / Love has conducted us unto one death; / Caina waiteth
him who quenched our life! [. . .] And all the while one spirit uttered this, / The
other one did weep so, that, for pity, / I swooned away as if I had been dying, / And
fell, as a dead body falls” (Dante, Inferno, Canto V, 88–142).
32 For a closer examination of these topics, cf. Goodman (1969, 241–52), who
openly critiques the theories that unite art and the expression of emotions. In
fact, Goodman rejects the separation of science and art by arguing that such a
separation conveys a fictitious partition that is not confirmed by the architecture of
the human mind.
33 Various examples of this position may be found in the writings of: Collingwood,
1938; Langer, 1953; Goodman, 1969; Stecker, 1984; Barwell, 1986; Hjort and Laver,
1997; Matravers, 2001; Nussbaum, 2001.
Chapter 3
Chapter 4
1 This is a work from the Surrealist movement. The artist first conceived of the idea
while conversing with Pablo Picasso and photographer Dora Maar in a Parisian
café. As Picasso admired Oppenheim’s bracelet, covered entirely with fur, he
proposed that one could cover anything with fur, to which Oppenheim responded,
‘even this cup and saucer’.
2 In addition to Carroll (1988, 140–56), cf. also Collingwood (1938) and Carney
(1991, 272–89).
3 This is the essay entitled Supplementary Essay I, contained in the re-edition of Art
and Its Objects from 1980.
4 Cf. the lectio magistralis given by Levinson on 20 May 2010 in Siracusa, Italy, in
occasion of the conference ‘Estetica Diffusa’ sponsored by the Società Italiana di
Estetica (www.siestetica.it/).
5 Upon closer examination, the confusion that Sartwell runs into was already
encountered by Walter Benjamin (1955), who identifies unlimited technical
reproducibility as the fundamental trait of twentieth-century art. It is the possibility
to produce, reproduce and spread any artwork at a staggering rate, in virtually
unlimited quantities, that causes the loss of ‘aura’, the element that characterized
the art of the pre-industrial periods, and that associated it with the sacred realm.
In essence, throughout the course of the twentieth century, artworks are no longer
peculiar and irreproducible objects (ivi, 8), but, rather, are considered merchandise.
In other words, artworks become considered low-cost, easily marketable objects
176 Notes
and, accordingly, they lose their singularity. This transformation clearly relates
to the economic value of artworks but, as opposed to what is hypothesized by
Benjamin, it does not alter the object ‘work of art’ from an ontological perspective.
6 See Andina (2011, 5–6).
7 The expression ‘homeless objects’ is borrowed from Roderick M. Chisholm (1982,
37) who, in turn, takes it from Alexius con Meinong, who talks of ‘heimatlose
Gegestände’ in the work entitled Über die Stellung der Gegenstandstheorie im System
der Wissenshaften (1907).
8 For an in-depth examination of this point, see the Danto-Margolis dispute:
Margolis, 1998, 353–74; Danto, 1999b, 321–9; Margolis, 2000, 326–39.
9 The bases of this theory can be found in Meinong (1904).
10 Meinong (1904, 485–6).
11 Cf. Meinong’s retort to Russell. Meinong (1906–7, 83–4).
12 Florenskij’s position (1922) is rich and highly articulate and ought to be examined
in detail. For our purposes, we should simply note how it relates to positions
(Heidegger’s above all) that consider works of art as a sign of something else – as,
for instance, transcendence in the world.
13 Meinong (1899, 387–92). Cf. also the Meinongian principle: ‘Where complexion,
there relation and vice versa’ (ivi, 389).
14 For an in-depth examination of these matters, cf. Andina (2011).
15 For an elaboration on these two positions, cf. Collins (1979, 225–43).
16 References from these authors are: Danto, 1968, especially 89–93; Fodor, 1975,
especially ch. 1; and Harman, 1973, with particular attention to ch. 4.
17 For a closer examination of these matters, see Andina (2011, 36 ff.).
18 For more on this particular point, cf. Danto (1989, 248).
19 Roman Ingarden (1965, Eng. trans., 245 ff.) refers to this very idea when he makes
the distinction between literary works of historical nature (an historical novel,
for instance) and historical works. The difference is found in the transparency
of the medium: ‘In literary “historical” works, therefore, the situation is the direct
opposite of what is true for scholarly historical works. In the latter, the purely
intentional objectivities are matched, in accordance with their content, with their
corresponding real objects and are identified with them; as a result they become
[. . .] transparent, so that the meaning intentions strike directly what is real, and
what is purely intentional disappears from view. In the literary work, on the
contrary, the purely intentional object – being supposedly “real” – appears in the
foreground and attempts, as it were, to conceal the corresponding, real, Represented
object by passing itself off for it’ (245).
20 For more details, cf. http://www.guggenheim.org/new-york/interact/participate/
youtube-play.
Bibliography
This bibliography includes only the works that were explicitly referred to
throughout the text. The bibliography includes the works cited throughout the
text according to the Anglo-Saxon system (with first the indication of the author,
followed by the year of publication and the page number), with the exclusion of
the ancient classics whose citation origins are found directly within the text.
AA.VV. (2003), Brancusi contre états-Unis. Un procès historique, 1928. Adam Biro, Paris.
Abercrombie, L. (1922), An Essay towards a Theory of Art. Martin Secker, London.
Adajian, T. (2007), The Definition of Art. Heardword from Stanford Encyclopedia of
Philosophy (http://plato.stanford.edu/entries/art-definition).
Adorno, T. (1951), Minima moralia. Reflexionen aus dem beschädigten Leben.
Suhrkamp, Frankfurt am Main. (Eng. trans.: Minima Moralia: Reflections From
Damaged Life. Verso, New York, 2005.)
Andina, T. (2011), Arthur Danto: Philosopher of Pop. Cambridge Scholars Publishing,
Newcastle.
Ast, F. (1805), System der Kunstlehre. J.C. Hinrichs, Leipzig.
Austin, J. L. (1962), How to Do Things with Words, The William James Lectures delivered
at Harvard University in 1955. Clarendon Press, Oxford.
Barkow, H., Cosmides, L. and Tooby, J. (1992), The Adapted Mind: Evolutionary
Psychology and the Generation of Culture. Oxford University Press, New York.
Barwell, I. (1986), ‘How does art express the emotions?’ Journal of Aesthetics and Art
Criticism, XLV(2), 175–81.
Batteux, C. (1746), Les Beaux Arts réduits à un même principe. Durand, Paris.
Baumgarten, A. G. (1750–8), Aesthetica. Frankfurt/O., Kleyb.
Beardsley, M. (1958), Aesthetics. Problem in the Philosophy of Criticism. Harcourt, New
York-Burlingame.
— (1976), ‘Is art essentially institutional’, in M. Beardsley (ed.), Culture and Art. Lars
Aagaard-Mogensen, Humanities Press, Atlantic Highlands (NJ), pp. 194–209.
— (1981), Aesthetics: Problems in the Philosophy of Criticism. Hackett Publishing
Company, Indianapolis.
— (1983a), ‘An aesthetic definition of art’, in H. Curtler (ed.), What Is Art. Havens
Publishers, New York, pp. 15–29.
— (1983b), The Aesthetic Point of View. Selected Essays, M. Wreen and D. M. Callen
(ed.). Cornell University Press, New York.
Becker, H. S. (1982), Art Worlds. University of Calfornia, Berkeley.
178 Bibliography
Beiswanger, G. W. (1939), ‘The aesthetic object and the work of art’. Philosophical
Review, 48(6), 587–605.
Bell, C. (1914), Art. Chatto & Windus, London.
Benjamin, W. (1955), Das Kunstwerk im Zeitalter seiner technischen Reproduzierbarkeit.
Suhrkamp, Frankfurt am Main. (Eng. trans.: The Work of Art in the Age of Mechanical
Reproduction. Penguin Books, London, England, 2008.)
Black, M. (1952), ‘The identity of indiscernibles’. Mind, 61, 11–164.
Cappelletto, C. (2009), Neuroestetica. Laterza, Roma-Bari.
Carney, J. (1991), ‘Style theory of art’. Pacific Philosophical Quarterly, 72, 272–89.
Carrier, D. (2008), A World Art History and Its Objects. The Pennsylvania State
University Press, Pennsylvania.
Carroll, N. (1986), ‘Art and interaction’. The Journal of Aesthetics and Art Criticism,
XLV(1), 57–68.
— (1988), ‘Art, practice and narrative’. The Monist, 71, 140–56.
— (1991), ‘Beauty and the genealogy of art theory’. Philosophical Forum, XXII(4),
307–34.
— (1993), ‘Historical narratives and the philosophy of art’. Journal of Aesthetics and Art
Criticism, 51, 313–26.
— (1994), ‘Identifying art’, in R. J. Yanal (ed.), Institutions of Art: Reconsiderations of
George Dickie’s Philosophy. The Pennsylvania State University Press, University Park
(PA), pp. 3–38.
— (1999), Philosophy of Art. A Contemporary Introduction. Routledge, New York.
Chisholm, R. M. (1982), Brentano and Meinong Studies. Rodpoi, Amsterdam.
Collingwood, R. G. (1938), Principles of Art. Clarendon Press, Oxford.
Collins, A. W. (1979), ‘Could our beliefs be representations in our mind?’ The Journal of
Philosophy, 76(5), 225–43.
Croce, B. (1914), La letteratura della nuova Italia. Laterza, Roma-Bari.
D’Angelo, P. (2008), Introduzione all’estetica analitica. Laterza, Roma-Bari.
— (2011), Estetica. Laterza, Roma-Bari.
Danto, A. C. (1964), ‘The artworld’. Journal of Philosophy, 61(19), 571–84.
— (1965), Analytical Philosophy of History. Cambridge University Press, Cambridge.
— (1968), Analytical Philosophy of Knowledge. Cambridge University Press,
Cambridge.
— (1973a), ‘Artworks and real things’. Theoria, 39, 1–17.
— (1973b), Analytical Philosophy of Action. Cambridge University Press, Cambridge.
— (1981), The Transfiguration of the Commonplace. A Philosophy of Art. Harvard
University Press, Cambridge (MA).
— (1986), The Philosophical Disenfranchisement of Art. Columbia University Press, New
York.
— (1989), Connections to the World. The Basic Concepts of Philosophy. Harper & Row,
New York.
Bibliography 179
— (1992), Beyond the Brillo Box: The Visual Arts in Post-Historical Perspective. Farrar,
Straus & Giroux, New York.
— (1997), After the End of Art, Contemporary Art and the Pale of History. Princeton
University Press, Princeton.
— (1999a), Philosophizing Art. University of California Press, Berkeley-Los
Angeles.
— (1999b), The Body / Body Problem. University of California Press, Berkeley-Los
Angeles-London.
— (1999c), ‘Indiscernibility and perception’. British Journal of Aesthetics, 39, 321–9.
— (2003), The Abuse of Beauty: Aesthetics and the Concept of Art. Open Court,
Chicago-La Salle (IL).
— (2008), ‘Lectio magistralis’, in T. Andina and P. Kobau (eds), Il futuro dell’estetica, in
Rivista di estetica, 38(2), 11–19.
— (2009), Andy Warhol. Yale University Press, Yale.
— (2011), Kallifobia nell’arte contemporanea. Supplementa, Palermo, pp. 51–62.
Dash, M. (1999), Tulipomania: The Story of the World’s Most Coveted Flower & the
Extraordinary Passions It Aroused. Crown, New York, 2000.
Davidson, D. (1971), ‘Agency’, in R. Binkley, R. Bronaugh and A. Marras (eds), Agent,
Action and Reason. University of Toronto Press, Toronto.
Davies, S. (1991), Definitions of Art. Cornell University Press, Ithaca.
— (2006), The Philosophy of Art. Blackwell, Malden-Oxford-Victoria.
Derrida, J. (1978), La verité en peinture. Flammarion, Paris (Eng. trans.: The Truth in
Painting. The University of Chicago Press, Chicago, 1987.)
Descartes, R. (1641), ‘Meditationes de prima philosophia’, in Ch. Adam and P. Tannery
(eds), Oeuvres de Descartes, vol. VII. Vrin, Paris, 1983. (Eng. trans.: Meditations on
First Philosophy. Hackett Publishing Company, Cambridge, 1993.)
Desideri, F. (2011), La percezione riflessa. Estetica e filosofia della mente. Cortina,
Milano.
Dewey, J. (1925), Experience and Nature. Dover Publications, Inc., New York.
— (1934), Art as Experience, J. Boydston (ed.). Southern Illinois University Press,
Carbondale.
Dickie, G. (1964), ‘The myth of aesthetic attitude’. American Philosophical Quarterly, 1,
56–65.
— (1969), ‘Defining art’. American Philosophical Quarterly, 6(3), 253–6.
— (1974), Art and the Aesthetic: An Institutional Analysis. Cornell University Press,
Ithaca-London.
— (1977), ‘A response to Cohen: the actuality of art’, in G. Dickie and R. J. Sclafani
(eds), Aesthetics a Critical Anthology. St. Martin’s Press, New York.
— (1984), The Art Circle: A Theory of Art. Haven Publications, New York.
Diffey, T. J. (1969), ‘The republic of art’. British Journal of Aesthetics, IX, 145–56.
180 Bibliography
Kupfer, J. (1983), Experience as Art: Aesthetics in Everyday Life. State University of New
York, Albany.
Lamarque, P. (2010), Work and Object. Oxford University Press, Oxford.
Langer, S. (1953), Feeling and Form. Scribner, New York.
Leon, P. (1931), ‘The work of art and the aesthetic object’. Mind, 40(159), 285–96.
Levinson, J. (1979), ‘Defining art historically’. British Journal of Aesthetics, 19, 232–50.
— (1989), ‘Refining art historically’. The Journal of Aesthetics and Art Criticism, 47(1),
21–33.
— (1993), ‘Extending art historically’. The Journal of Aesthetics and Art Criticism, 51(3),
411–23.
Lewis, C. I. (1946), An Analysis of Knowledge and Valuation. Open Court, La Salle.
— (1947), Analysis of Knowledge and Valuation. Open Court, La Salle.
Mandelbaum, M. (1965), ‘Family resemblances and generalizations concerning the arts’.
The American Philosophical Quarterly, 2(3), 219–28.
Margolis, J. (1979), ‘A strategy for a philosophy of art’. The Journal of Aesthetics and Art
Criticism, 37(4), 445–54.
— (1980), Art and Philosophy. The Harvester Press, Brighton, Sussex.
— (1998), ‘Farewell to Danto and Goodman’. British Journal of Aesthetics, 38, 353–74.
— (1999), What, After All, Is a Work of Art? Lectures in the Philosophy of Art.
Pennsylvania State University Press, University Park.
— (2000), ‘A closer look at Danto’s account of art and perception’. British Journal of
Aesthetics, 40(3), 326–39.
Matravers, D. (2001), Art and Emotions. Oxford University Press, Oxford, New York.
Meinong, A. von (1899), Über Gegenstände höherer Ordnung und deren Verhältnis zur
inneren Wahrnehmung; Gesamtausgabe, II. Akademische Druck und Verlagsanstalt,
Graz, 1971, 377–471.
— (1904), ‘Über gegenstandstheorie’, in A. Meinong, R. Ameseder and E. Mally (eds),
Untersuchungen zur Gegenstandstheorie und Psychologie. Barth, Leipzig, pp. 1–50.
— (1907), Über di Stellung der Gegenstandstheorie im System der Wissenschaften,
R. Leipzig, Voigtländer, indi Roderick M. Chisholm (eds). Akademische Druck,
Graz, 1973.
— (1923), ‘Zur grundlegung der allgemeinen werttheorie’, in Über Gegenstände
höherer Ordnung und deren Verhältnis zur inneren Wahrnehmung; Gesamtausgabe.
Akademische Druck und Verlagsanstalt, Graz, 1971, vol. III.
Nietzsche, F. (1901), Der Wille zur Macht. Versuch einer Umverthung aller Werthe.
Naumann, Leipzig. (Eng. trans.: The Will to Power. Random House, Inc., New York,
1967.)
Nussbaum, M. (2001), Upheavals of Thought: The Intelligence of Emotions. Cambridge
University Press, Cambridge.
Osborne, H. (1981), ‘What is a work of art?’ British Journal of Aesthetics, 23, 1–11.
Peirce, Ch. S. (1953), Charles Peirce’s Letters to Lady Welby, I. Lieb (ed.). Whitlock’s,
New Haven.
Bibliography 183
Sloutsky, V. M., Lo, Y. F. and Fisher, A. V. (2001), ‘How much does a shared name
make things similar? Linguistic labels, similarity, and the development of inductive
inference’. Children Development, 72(6), 1695–1709.
Stecker, R. (1984), ‘Expression of emotion (in some of) the arts’. Journal of Aesthetics
and Art Criticism, XLII(4), 409–18.
Stieglitz, A. (1917), ‘The Richard Mutt case’. The Blind Man, 2, 5–7.
Stolnitz, J. (1960), Aesthetics and the Philosophy of Art Criticism. Houghton Mifflin Co.,
New York, 32–42.
Strawson, P. (1950), ‘On referring’. Mind, 59(235), 320–44.
— (1959), Individuals. An Essay in Descriptive Metaphysics. Routledge, London, New
York.
Tatarkiewicz, W. (1975), Dzieje szésciu pojęć, Warszawa, PWN, 1975. (Eng. trans.:
A History of Six Ideas. The Hague, Boston, 1980.)
Terrone, E. (2008), Fidanzate in esubero. L’opera d’arte come oggetto metasociale, in
Rivista di Estetica, 37(1), 274–8.
Thomasson, A. L. (1999), Fiction and Metaphysics. Cambridge University Press,
Cambridge.
Thompson, D. (1999), The $12 Million Stuffed Shark. Palgrave Macmillan, London.
Tversky, A. (1977), ‘Features of similarity’. Psychological Review, 84, 327–52.
Twardowski, K. (1894), Zur Lehre vom Inhalt und Gegenstand der Vorstellungen.
A. Hölder, Wien. (Eng. trans.: On the Content and Object of Presentations. Martinus
Nijhoff, The Hague, Netherlands, 1977.)
Varzi, A. (2007), Il denaro è un’opera d’arte (o quasi), in Quaderni dell’Associazione per lo
Sviluppo degli Studi di Banca e Borsa, 24, 17–39.
Vasari, G. (1550), Le vite de’ più eccellenti architetti, pittori et scultori italiani, da
Cimabue insino ai tempi nostri. Einaudi, Torino, 2005. (Eng. trans.: The Lives of the
Artists, Oxford University Press, New York, 1991.)
Velotti, S. (2012), La filosofia e le arti. Sentire, pensare, immaginare. Laterza, Roma-Bari.
Voltolini, A. (2010), Finzioni. Il far finta e i suoi oggetti. Laterza, Roma-Bari.
Weitz, M. (1956), ‘The role of theory in aesthetics’. The Journal of Aesthetics and Art
Criticism, 15(1), 27–35.
— (1977), The Opening Mind. University of Chicago Press, Chicago.
Whitehead, A. N. and Russell, B. (1910–13), Principia Mathematica. Cambridge
University Press, London, 3, 1925–7.
Wieand, J. (1981a), ‘Duchamp and the artworld’. Critical Inquiry, 8(1), 151–7.
— (1981b), ‘Can there be an institutional theory of art?’ The Journal of Aesthetics and
Art Criticism, 39(4), 409–17.
Witasek, S. (1904), Grundzüge der allgemeinen Ästhetik. Leipzig, Barth.
Wittgenstein, L. (1953), Philosophische Untersuchungen. Akademie Verlag, Berlin. (Eng.
trans.: Philosophical Investigations. Blackwell Publishing Ltd., Oxford, 2009.)
Wölfflin, H. (1886), Prolegomena zu einer Psychologie der Architektur. Mann, Berlin.
Bibliography 185
Wollheim, R. (1968), Art and Its Objects: An Introduction to Aesthetics. Harper & Row,
New York.
— (1980), Art and Its Objects: With Six Supplementary Essays. Cambridge University
Press, Cambridge.
Zangwill, N. (2007), ‘L’irrilevanza dell’avanguardia’. Rivista di estetica, 35(2), 387–95.
Zemach, M. (1997), The Real Beauty. The Pennsylvania University Press, Pennsylvania.
Ziff, P. (1951), ‘Art and the object of art’. Mind, LX, 466–80.
— (1953), ‘The task of defining a work of art’. Philosophical Review, 62, 466–80.
Index
Meinong, A. 12, 74, 135–8, 140–4, Russell, B. 41, 43, 137–40, 171n. 12
176nn. 7, 9–11, 13 Ryckman, T. C. 173n. 18
Merz, M. 97, 125 Ryle, G. 151
Michelangelo di Ludovico Buonarroti
Simoni 32, 160 Salgari, E. 161
Minghella, A. 68 Sanders, D. 171n. 8
Mondrian, P. 53 Sartwell, C. 130–1, 173n. 22
Monroe, M. 175n. 13 Saviano, R. 38
Moore, G. E. 140 Searle, J. 44–5, 47, 66–7, 69, 121
Morris, J. 6 Selfe, L. 171n. 8
Motto, J. A. 175n. 13 Shakespeare, W. 19
Munting, A. 53 Shalev, A. 161
Shapiro, M. 18, 170n. 17
Napoleon Bonaparte 149–50 Shelley, M. 75
Nietzsche, F. 151, 153, 166, 168 Shusterman, R. 173n. 22
Nomura, K. 23 Siebley, F. 173n. 26
Nussbaum, M. 174n. 33 Simenon, G. 28
Skov, M. 173n. 29
Oppenheim, M. 125, 175n. 1 Socrates 7
Osborne, H. 173n. 21 Stecker, R. 174n. 33
Steichen, E. 5–6
Pagot, N. 140 Stella, J. 64
Pagot, T. 140 Stieglitz, A. 65
Parrhasius of Ephesus 15 Stolnitz, J. 173n. 25
Pepper, S. 173n. 26 Strauss, R. G 132
Pettit, P. 173n. 26 Strawson, P. 37, 68, 133
Philips, D. 175n. 13
Picasso, P. 13, 22, 80, 111, 114, 127, 169n. 1, Tatarkiewicz, W. 12–13, 31–2, 169n. 10
175n. 1 Terrone, E. 175n. 14
Piero della Francesca 32 Thomasson, A. 172n. 5
Pietersz, C. (better known as Doctor Thompson, D. 170n. 14
Tulp) 51–2, 54 Tintoretto (Jacopo Robusti, better known
Plato 7, 9, 11, 13–14, 17–18, 25–9, 32–5, 68, as) 9, 167
80, 92, 134, 137, 170n. 1, 174n. 12 Titian (Tiziano Vecellio) 167
Pliny the Elder 15 Turrell, J. 38, 125
Pollock, J. 108, 111
Ugolino della Gherardesca 97
Quine, W. V. O. 137
Van Gogh, V. 15, 18, 53, 170nn. 16–17
Raffaello Sanzio da Urbino (better known Vartanian, O. 173n. 29
as Raphael) 47, 88, 167 Varzi, A. 172n. 13
Ratzinger, J. 147 Vasari, G. 11, 110, 114, 174n. 9
Rembrandt, H. van Rijn 52, 130–1 Velotti, S. 173n. 22
Rodari, G. 145, 150 Velvet Underground 2
Rolling Stones 2 Voltolini, A. 171n. 10
Roosevelt, F. D. 23
Rosenkranz, K. 14 Wagner, R. 166
Roth, D. 90 Waite, J. 6
190 Index
Warhol, A. 5–6, 22, 40, 62, 81, 90, 111–13, Wittgenstein, L. 37, 43, 99, 174nn. 1–2
118, 133, 169n. 1 Wolff, C. 12
Washburn, J. 40 Wollheim, R. 67–9, 130, 171n. 2,
Weitz, M. 100–2, 174nn. 1, 4 172n. 15
Whitehead, A. N. 41, 171n. 12
Whitney, Vanderbilt G. 5 Zangwill, N. 10–11, 170n. 12
Wieand, J. 50–1, 62, 172n. 7 Zemach, M. 173n. 26
Wiesinger, V. 169n. 1 Zeuxis of Heraclea 15
Witasek, S. 144 Ziff, P. 174nn. 1, 4