Hydraulic Considerations For Shallow Abutment Foundations
Hydraulic Considerations For Shallow Abutment Foundations
The following Federal regulations apply to all bridges over waterways (paraphrased for brevity):
1. Hydraulic Engineering Circular (HEC) No. 18, “Evaluating Scour at Bridges,” 5th edition,
(HEC-18) (FHWA, 2012a). Specifically:
a. TechBrief section 3.1 “Scour Analyses” replaces HEC-18, Chapter 2, Section 2.2, Page
2.5, Step 7, #2 “Spread Footing on Soil – Abutment.”
2. HEC No. 23 “Bridge Scour and Stream Instability Countermeasures,” 3rd edition, (HEC-
23) (FHWA, 2009). Specifically, for HEC-23, Volume 2, page DG 14.8, Step 4a:
a. TechBrief Figures 6 through 10 replace HEC-23 Figure 14.7 (page DG 14.11).
b. TechBrief eliminates the “25 foot” criteria because of the relationship of the applicable
scour depth and the countermeasure fill slope.
c. TechBrief allows the apron extension to be greater than 25 feet.
d. TechBrief recommends that the upstream and downstream embankment coverage should
extend a maximum of either 2(y0) or 25 feet.
This TechBrief provides updated and improved information for:
1. FHWA “Design and Construction Guideline for Geosynthetic Reinforced Soil Abutment
and Integrated Bridge Systems” (FHWA, 2017b). Specifically,
a. TechBrief pressure scour approaches may replace pressure scour approaches in Appendix
“D” (i.e., pages 190 to 191).
This TechBrief does not change nor supersede any other information of those three documents.
This section of the TechBrief provides more detailed explanations of the new approaches and
improvements, including considerations and processes, associated with shallow foundation
abutments. Unless specifically cited with a regulation, these represent technical considerations
and processes.
2.1 GENERAL HYDRAULIC CONSIDERATIONS
Characteristics of a bridge in a riverine or coastal environment can be very complicated because
of:
1. The complex interactions between the structural components,
2. The soils in which they are founded, and
3. The moving water that imparts hydraulic loading to both structures and soils.
As recommended in HEC-18, the bridge scoping, design, and construction processes should fully
engage an interdisciplinary team of structural, geotechnical, and hydraulic engineers.
As one of many potential foundation types and approaches, shallow foundations have been
successfully used for many bridge abutments in riverine or coastal environments. However, when
bridge owners consider using shallow foundations, it is vitally important that they fully
understand the hydraulic requirements surrounding this foundation type.
This TechBrief identifies the major hydraulic components that, when properly considered, will
provide greater assurance that the shallow abutment foundation will perform as intended.
1. Site Selection: The optimum stream-crossing site is one with a stable channel, which is
characterized by banks and a bed that are not prone to extensive aggradation,
degradation, or lateral migration over the design life of the bridge. FHWA publication
HEC-20, ”Stream Stability at Highway Structures” (HEC-20) (FHWA, 2012b), contains
detailed information on assessing channel stability. Shallow foundations are not
recommended for unstable streams.
2. Abutment Location: Bridge abutments are typically set back from channel banks to
minimize potential stability problems, scour, and impact loads 1. If a shallow abutment
foundation type is used for waterway crossings, FHWA recommends setting the abutment
back from the channel bank some minimum distance (described later in this TechBrief).
The interdisciplinary team should establish the hydraulic conditions at the bridge crossing
using hydraulic modeling tools (i.e., software tools such as the U.S. Army Corps of
Engineers’ “Hydrologic Engineering Center River Analysis System” (HEC-RAS) or the
Bureau of Reclamation’s “Sedimentation and River Hydraulics–Two-Dimensional”
(SRH-2D). If an abutment cannot be set back from the channel stream bank, the owner
should consider using a deep foundation.
3. Complex Flow Conditions: This TechBrief uses the term “complex flow” to describe
flow that cannot be accurately modeled by assuming it moves downstream and
perpendicular to channel cross sections. Turbulence and forces resulting from complex
flow conditions may increase the potential scour and stream instability at a bridge site.
Complex flow conditions result from bridges that: 1) are skewed to the flow, 2) severely
constrict the flow, 3) encroach on flows in steep channels, 4) have multiple embankment
openings, 5) have multiple channels upstream of the bridge or 6) produce overtopping of
the bridge or an approach roadway (see Hydraulic Design Series (HDS) No. 7,
”Hydraulic Design of Safe Bridges” (HDS-7) (FHWA, 2012c)). FHWA recommends
evaluating crossings with one or more of these adverse conditions with two-dimensional
modeling to identify flow depths and velocities at the necessary locations.
4. Risk-Based Design Approaches: In accordance with statutory provisions of the 2012
“Moving Ahead for Progress in the 21st Century” Act (MAP-21), FHWA adopted risk-
based design approaches so bridge owners can better balance the flood frequency they
use for bridge design with the risks associated with the crossing (e.g. cost of the bridge,
importance of bridge, and traffic characteristics). Risk-based approaches factor in the
importance of the structure and are defined by the need to provide safe and reliable
waterway crossings and consider the economic consequences of failure (see HEC-18).
Table 2.1 in HEC-18 provides one method for associating risk-based minimum scour
design flood frequencies and scour design check flood frequencies based on hydraulic
design flood frequencies.
5. Local Drainage: To a lesser degree, local drainage may have an impact on foundation
selection. The potential for unbalanced water pressure exists when a structure becomes
partially submerged by a flood, as in a “flashy” system with rapid subsidence of flood
flows (as might occur in urbanized or steep-gradient watersheds), or when surface
drainage is not controlled. These conditions may better lend themselves to deep
foundation abutments. All abutment structures should include considerations for surface
and subsurface drainage. Critical areas are: the interface between an abutment wall and
1
While HEC-20 and HEC-18 describe stream stability and scour (respectively), streams can experience impact
loads when transporting ice, large cobbles, boulders, or large woody debris such as tree trunks. See HEC-9 “Debris
Control Structures - Evaluation and Countermeasures,” 3rd edition, 2005, for more information.
the retained fill, the base of the abutment wall, and any location where a fill slope meets
the abutment wall face. For example, the design needs to include provisions for surface
drainage along the fill slope adjacent to abutment wing walls.
The risks associated with the above conditions should lead an interdisciplinary team to consider
alternative abutment types or drainage structure types (e.g. deep foundation, reinforced concrete
box culverts, or pipe culverts). This deliberation is consistent with 23 CFR 650 subpart A, which
requires analyses of design alternatives with “… consideration given to capital costs and risks;
economic, engineer, social and environmental concerns; and including risk assessments or risk
analyses.” [23 CFR 650.115(a)]
typically define the appropriate frequencies for these floods. As noted in Section 1.2 of this
document, the owners’ standards must be consistent with 23 CFR part 625 and 23 CFR 650
subpart A. Refer to Chapter 2 of HEC-18 for detailed discussions of a risk-based approach and
the recommended relationship between the hydraulic design flood and the scour flood
frequencies.
an acceptable scour value. Such adjustments should be made only after in-depth consultations
with the project geotechnical and structural engineers. Section 3 of this TechBrief provides more
detailed guidance on conducting scour evaluations and analyses.
F) Set Foundation Elevation
As indicated in Figure 2, each project includes focused, ongoing coordination with the project
hydraulic, geotechnical and structural engineers (i.e., interdisciplinary team) to establish and set
the final abutment foundation elevation. For a shallow abutment foundation near a channel bank
in erodible soil, there are two options for establishing the bottom elevation:
1. Set the top of the spread footing below the worst-case total scour depth at the abutment
for the scour check flood (includes any long-term degradation). This option precludes the
need for an abutment scour countermeasure to protect the foundation.
2. Set the top of the spread footing above the worst-case total scour elevation for the scour
check flood (includes any long-term degradation). Provide a properly designed and
constructed abutment scour countermeasure to protect the foundation.
An alternative to the above would be to key the shallow abutment foundation into competent
rock (i.e. non-scourable rock) as determined by a geotechnical analysis. TechBrief Section 4.2
provides more detailed guidance on setting abutment foundation elevations as part of design.
G) Design Abutment Scour Countermeasures
When it is not practical to set the abutment foundation below the total scour depth, the project
requires a designed abutment scour countermeasure to protect the shallow foundation and ensure
bridge stability during the scour check flood. Section 4.3 of this TechBrief provides more
information on the design of scour countermeasures for shallow abutments.
This TechBrief section provides explanations on the scour related components, evaluations, and
analyses associated with the new approaches and improvements. Unless specifically cited with a
regulation, these represent technical recommendations and not regulatory requirements.
3.1 TOTAL SCOUR COMPONENTS
Shallow abutment foundation design must compute and evaluate the following primary scour
components:
1. Long-term degradation (LTD),
2. Contraction scour (CS), vertical contraction scour (VCS), if applicable, and
3. Abutment scour (AS).
Both the contraction scour and abutment scour components are sensitive to: a) the sediment
transport regime that exists upstream of the bridge (i.e., live-bed or clear-water condition), and b)
whether the scour floods are under free-surface flow or pressure flow conditions (i.e.,
superstructure is in the flow) at the bridge. Because of the dramatic increase in potential scour
depth during bridge superstructure submergence, the interdisciplinary team should avoid using
shallow foundations under pressure flow conditions, if possible. In addition, the abutment scour
component is sensitive to the location of the abutment relative to the main channel. Abutment
scour is computed differently for an abutment located in or close to the main channel, compared
to the case where the abutment is located on the floodplain and is set back away from the main
channel. Figures 3 and 4 depict abutment scour conditions for two abutment locations as related
to the main channel.
The descriptions below summarize (by flow condition) the manner in which the interdisciplinary
team evaluates these individual scour components for floods up to and including the appropriate
scour check flood. HEC-18 provides detailed guidance on how to compute scour components.
Free-Surface Flow
1. Long-Term Degradation is equal to the greater of the two following evaluations:
a. Computed depth from equilibrium slope or armoring analyses, based on HEC-20
guidance
b. A specified depth for other degradation or control phenomenon, such as head cut depth,
depth to a natural grade control elevation (for instance, a stable bedrock formation), or
historical observation
2. Contraction Scour
a. For Clear Water conditions use the clear-water contraction scour estimate
b. For Live Bed conditions use the lesser of:
i. live-bed contraction scour estimate
ii. clear-water contraction scour estimate
3. Abutment Scour
a. Use the Amplification Factor, based on abutment type and location, multiplied by the
appropriate contraction scour estimate (either clear-water or live-bed).
Pressure Flow
1. Pressure Flow Scour is the greater of:
a. Long-term Degradation plus Contraction Scour (same as for Free-Surface Flow
computed by removing the bridge superstructure and using the resultant free-surface
hydraulics)
b. Vertical Contraction Scour (VCS)
Identification of the conditions and interaction of the above scour components can be
complicated and neccesitates analysis by a qualified hydraulic engineer. Refer to HEC-18 for
detailed definitions of the individual scour components and conditions that apply to abutment
foundation analysis and design, and for the various methods available to compute the scour
magnitude for each component.
The total scour depth used to establish the elevation of the shallow foundation or the riprap
apron elevation is:
1. The worst-case combination of applicable scour components (defined above)
2. Estimated for floods up to and including the appropriate scour check flood
3. Dependent upon the flow conditions
a. Free-surface
b. Pressure flow
c. Clear-water
d. Live-bed
3.2 SCOUR ANALYSES
Laboratory studies of both “wide-opening” and “narrow-opening” bridge simulations have
shown that for various flow conditions, when placed below the appropriate scour depths,
Free-Surface Flow
1. Option 1 (no countermeasure): Minimum depth to top of footing = Total scour at
abutment = LTD + AS for the scour check flood for Scour Condition A only (Figure 5)
2. Option 2a (wide-opening countermeasure (i.e., W2/y0 > 6.2); abutment near channel bank
– Scour Condition A): Top of footing below countermeasure; Minimum depth to top of
abutment countermeasure apron = LTD + CS for scour check flood (Figure 6). Figure 7
shows a case were the sloping portion of the countermeasure extends into the main
channel.
3. Option 2b (wide-opening countermeasure (i.e., W2/y0 > 6.2); abutment setback from
channel bank such that it will never be impacted by channel migration- Scour Condition
B): Top of footing below countermeasure; Minimum depth to top of abutment
countermeasure apron = CS for scour check flood (Figure 8)
4. Narrow-opening countermeasure (i.e., W2/y0 ≤ 6.2): Top of footing below
countermeasure: Full-width countermeasure protection required from abutment to
abutment; Minimum depth to top of full-width countermeasure = LTD + CS depth for
scour check flood (Figure 9)
Pressure Flow
1. Pressure Flow Countermeasure: Top of footing below countermeasure; Full-width
countermeasure protection required from abutment to abutment; Minimum depth to top
of full-width countermeasure equals the greater of LTD + CS or the VCS depth for scour
check flood (Figure 10).
It is important for the interdisciplinary team to tie scour depths to an appropriate reference
elevation. For abutments located near the main channel, the interdisciplinary team should use the
channel thalweg elevation as the reference elevation. For abutments set back from the main
channel with no potential for lateral channel migration, the interdisciplinary team should use the
overbank elevation as the reference elevation.
Figure 8: Free-Surface Flow, Wide-Opening Scour Countermeasure, Abutment Set Back from
Channel Bank – Scour Condition (B) (Option 2b).
4. SCOUR COUNTERMEASURES
FHWA considers a shallow foundation abutment to be scour critical when it has been determined
to be unstable for the observed or evaluated scour condition (23 CFR 650.305). To comply with
regulation, addressing such situations necessitates including scour countermeasures into the
design (new bridges) or (for existing bridges) developing a plan of action that involves scour
countermeasures (23 CFR 650.313(e)(3)). There are three types of scour countermeasures;
physical (e.g., riprap), hydraulic (e.g., guide banks for channel stability), and monitoring (in
which a bridge remains scour critical). Of these three, FHWA recommends use of physical
countermeasures as sufficiently addressing the particular hydraulic and scour conditions found at
shallow foundation abutments.
This TechBrief section focuses on such physical countermeasures, including environmental and
resource agency considerations, designing the foundation apron elevations for riprap,
countermeasure design considerations, and specifications for riprap scour countermeasure
design. Unless specifically cited with a regulation, these represent technical recommendations
and not regulatory requirements.
4.1. ENVIRONMENTAL AND RESOURCE AGENCY CONSIDERATIONS
Bridge countermeasures such as a buried fill-slope with a buried partial-width riprap apron in
the channel or buried full-width riprap across the channel necessitate installation of the
countermeasures “in the dry.” This type of installation facilitates construction and reduces the
downstream impacts from turbidity and sedimentation. Accomplishing this may entail use of
piping or pumping the stream flow around the work area and/or the use of cofferdams.
Resource and permitting agencies typically require minimizing the construction impact to the
riverine environment, so the construction of in-stream scour countermeasures may be a cause
of concern or resistance for environmental or permitting agencies. If resource agencies have
concerns with potential environmental impacts from scour countermeasures used to mitigate
scour for near-bank abutments, the owner may need to mitigate the impacts of the bridge
countermeasures.
Two possible alternatives are:
1. Extend the bridge length and move the abutments back from the channel banks
2. Change the bridge foundations from a shallow foundation to a deep foundation to
alleviate the need for scour countermeasures
As per 23 CFR 650.115, such alternatives may necessitate a risk analysis or assessment to
determine the final design for the project.
4.2 DESIGN OF FOUNDATION/RIPRAP APRON ELEVATION
Laboratory studies indicate that partial-width riprap aprons that are flush with the original
streambed, may introduce turbulence at the apron/bed interface and redistribute conveyance to
the unprotected center (FHWA, 2017a). These two effects result in scour mainfestation in
excess of predicted contraction scour. Because the apron is installed within the contracted
section of an opening, partial-width flush aprons will likely experience some edge failure even
when W2/y0 is large. Therefore, FHWA does not recommend partial-width flush aprons.
Potential mitigation strategies include buried partial-width and full channel width buried
aprons.
For aprons buried to the estimated elevation of contraction scour, guidance is as follows:
1. Partial-width buried riprap aprons can be effective for W2/y0 > 6.2 (wide openings).
Concern about edge failure is significantly reduced because the apron is buried to a depth
below the contraction zone.
2. Full-width buried riprap aprons are recommended for W2/y0 ≤ 6.2 (narrow opening) and
can be also considered for all openings.
When a shallow abutment foundation requires the installation of a scour countermeasure, the
countermeasure must include a minimum-length horizontal apron, designed to be stable for the
scour check flood. The apron protects the abutment face and extends upstream and downstream
of the abutment (up to the top of bank elevation along the wingwalls for near-channel conditions
or up to the floodplain elevation at the toe of the embankment slope protection) to avoid local
abutment scour.
For abutments located near the channel bank with free-surface flow, the extensions should be a
distance equal to twice the main channel flow depth through the bridge (2yo). For abutments
located near the channel bank in pressure flow, the extensions should be a distance equal to twice
the main channel flow depth at the upstream side of the bridge (2yu). In addition, the same
designed countermeasure should run up the channel bank and protect the abutment
“embankment.” To do this effectively, the countermeasure should be configured to cover the
embankment to an appropriate height (includes freeboard) and for a distance of twice the average
main channel or floodplain flow depth (as appropriate) or 25 feet, whichever is greater, behind
the abutment and parallel to the roadway.
In addition to use in scour analyses, Figures 3 through 10 illustrate the appropriate scour and
countermeasure design configurations for the flow conditions and applications described above.
Note that, although the countermeasure configurations are all similar, there are dimensional
differences that make each case unique. Also, note that the figures reflect the use of loose rock
riprap as the countermeasure type. If properly designed and constructed, a variety of
countermeasure types are acceptable, including but not limited to: wire-enclosed rock, grout-
filled mattresses, soil cement, and reinforced concrete. However, no project should use rubble
(i.e., recycled/broken concrete) as riprap for both structural and environmental reasons and
considerations. When using loose rock riprap or wire-enclosed rock as the designed
countermeasure, an appropriate filter must be placed under the rock to prevent the underlying
soil loss through the riprap openings.
Scour countermeasure design for abutment foundations in a river environment can be a very
complicated endeavor because of the complex interaction between the hydraulics, the multiple
scouring mechanisms that are typically present, and the structural components. For these reasons,
it is again of utmost importance that a qualified Hydraulic Engineer, experienced in river
mechanics, sediment transport, and bridge hydraulics, perform the analyses required for
countermeasure design.
Without comprehensive construction acceptance testing, there is little assurance that the riprap
mass will perform as intended. Consequently, when using a riprap countermeasure, FHWA
strongly recommends the bridge owner/interdisciplinary team develop and enforce rock quality,
acceptance criteria, and sampling/testing frequency requirements within the construction contract
specifications. In addition, the size and gradation test methods to be used for accepting the riprap
mass must be included in, or referenced by, the contract. Including such provisions in the
contract will reduce the chances of premature riprap failure. As an example, the FHWA Office of
Federal Lands Highways, “Standard Specifications for Construction of Roads and Bridges on
Federal Highway Projects” (FHWA, 2014), FP-14, Sections 251 and 705 provides an approach
of sampling, testing, and acceptance requirements; and material requirements, respectively, for
rock riprap.
After construction, assess the riprap countermeasure condition and channel stability (1) during
each regular bridge inspection and as a best practice, (2) after large flood events. Any
countermeasure failure or significant change in channel stability should be noted and
scheduled for repair or stabilization. Without proper inspection and maintenance, a scour
countermeasure may fail or a channel may become unstable, which can lead to bridge abutment
failure.
5. CITED REFERENCES
FHWA, 2012a, “Evaluating Scour at Bridges,” Hydraulic Engineering Circular No. 18, Fifth
Edition, FHWA-HIF-12-003, FHWA, Washington, D.C. (Arneson, L., L. Zevenbergen, P.
Lagasse, and P. Clopper).
FHWA, 2012b, “Stream Stability at Highway Structures,” Hydraulic Engineering Circular No.
20, Fourth Edition, HIF-FHWA-12-004, FHWA, Washington, D.C. (Lagasse, P., L.
Zevenbergen, W. Spitz, and L. Arneson).
FHWA, 2012c, “Hydraulic Design of Safe Bridges,” FHWA-HIF-12-018, Hydraulic Design
Series No. 7, First Edition, Washington, D.C. (Zevenbergen, L., L. Arneson, J. Hunt, and A.
Miller).
FHWA, 2014, “Standard Specifications for Construction of Roads and Bridges on Federal
Highway Projects,” FP-14, Office of Federal Lands Highways, Lakewood, CO.
FHWA, 2017a, “Shallow Foundations for the Support of Vertical-Wall Bridge Abutments:
Interaction between Riprap and Contraction Scour” FHWA-HRT-17-013, FHWA, Washington
D.C. (Suaznabar, O., C. Huang, Z. Xie, J. Shen, K. Kerenyi, B. Bergendahl, and R. T. Kilgore.
FHWA, 2017b, “Design and Construction Guideline for Geosynthetic Reinforced Soil Abutment
and Integrated Bridge Systems,” FHWA-HRT-17-080, FHWA, Washington D.C. (Adams, M., J.
Nicks).
National Cooperative Highway Research Program, 2010, “Estimation of Scour Depth at Bridge
Abutments,” NCHRP Project 24-20, Draft Final Report, Transportation Research Board,
National Academy of Science, Washington, D.C. (Ettema, R., T. Nakato, and M. Muste).
Office of the Federal Register, 2018, “Code of Federal Regulations, Title 23 – Highways,” U.S.
Government Publishing Office, Washington D.C.
Key Words — scour, abutment scour, shallow foundations, countermeasures, free-surface flow,
pressure flow
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Transportation in the interest of information exchange. The U.S. Government assumes no liability for
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because they are considered essential to the objective of the document.
Errata Sheet
October 2, 2019 – version 1.0
Notes: