Project Planing Manual - OCB - EN - 2011 PDF
Project Planing Manual - OCB - EN - 2011 PDF
Project Planing Manual - OCB - EN - 2011 PDF
PROJECT PLANNING
March 2011
2011
Christophe Vavasseur
Armand Sprecher
Maya Shah
Patrick Depienne
Ann Wouters
MDF
The Objective Oriented Project Planning (OOPP) is an international method, which we use
within MSF. Every project, including emergencies, should indeed have a Project Planning
definition stage: it is a compulsory institutional procedure for every MSF intervention.
But this procedure has not necessarily been made clear to all persons in charge of drawing
up or supervising a Project. The present Manual intends to be a support to the field in this
domain. It summarizes the key points of the method (left pages) and presents additional
elements aiming at going deeper into some questions or at clarifying the MSF position on
certain topics (right pages).
Concise
Concise and straight to
the point.
Further
The present guideline intends to make your work easier in the field by providing clear
explanations going straight to the point and avoiding too many theoretical issues. Some
elements might look arbitrary but further explanations are available on the right pages. A
longer version, more theoretical, is available at the Training Unit in Brussels. This later can
also be used for MSF courses or as an internal reference document to consolidate the
method.
A second objective of this Manual is to standardize the process within MSF-OCB so that there
is a common understanding between the field and HQ on how we intend to set a logical
framework.
• helps structure and justify complex project set up, leading to better results.
• makes easier the monitoring and the evaluation of the projects
• clarifies the project design for newcomers, especially during handover
• provides a shared understanding by using common language and tools
Therefore, this manual intends to be user friendly, clear and concise. A case study
(Palmgrovia) is attached to the manual to be consulted at each stage of the process as a
concrete example.
The present manual of Project Planning is largely inspired by the module on OOPP given
during the Basic Management Course or ad hoc training sessions by MDF (Management
Development Foundation).
Every project has a start and an end points. It is often conceived of as having a life cycle
consisting of a logical sequence of interdependent stages. The Objective Oriented Project
Planning, that MSF introduced some years ago, is a method to identify and formulate
projects. The output of these stages, the logical framework, will also be used for monitoring
and evaluation purposes. The life cycle of a project is presented below:
To make the presentation easier we will structure the Manual in 2 parts: the analysis of the problems
and of the objectives ; and the logframe and its operation plan. The part on the monitoring of a project
has been removed from this document, you are advised to consult the User Guide on the Monitoring
Report.
The stakeholders
This is the first step before designing a project. We need to get a deeper analysis of the
problems at hand in order to have a comprehensive understanding of the situation.
The understanding of the problems we want to address requires indeed the consultation of
local sources of information. It is very important that MSF representatives be concerned by
understanding
the stakeholders points of view and their inputs in terms of understanding of the local reality.
It can be useful to categorize the stakeholders in terms of their influence and interest for the
project. We can then assess the level of participation we expect from them. This can be
translated in the chart below:
Identification
Identification Interest Influence Level of participation expected
Stakeholder 1 *** * **
Stakeholder 2 * ** *
…
There can be important differences in terms of means available. The intercultural barriers are
usually difficult to identify and to
to overcome. A distorted perception of MSF can appear due to
association with other ‘western’ actors. Most of the time, the ‘abnormality’ inherent in a crisis
situation and in the presence of a humanitarian organization is favourable to
misunderstandings. The
The false expectations that MSF may trigger will probably lead to
frustrations among the stakeholders, be they authorities or beneficiaries.
The completion of a proper participatory approach is therefore rendered difficult. There can
be no pretension to design
design and monitor a project in total harmony with the local stakeholders:
we know that the limits mentioned above will remain.
This being said, the role of a project manager remains, however, to be in regular contact with
the local stakeholders.
stakeholders. It can consist of non formal meetings, not systematically presented as
a participation to the designing of our intervention. It is important to stress that MSF does not
negotiate an operation as such: our principles
principles of intervention are not negotiable.
cause--effect relations. We
The idea is to list and position the problems according to their cause We
place the core problem in the middle and position its causes below and its effect above.
Seek then the causes of the causes and the ultimate effects.
The Problem Tree aims therefore at defining the genuine and comprehensive causes of a
given situation
(see Palmgrovia case for a more detailed example).
Cause-
Cause-effect
relationships
• Be comprehensive:
comprehensive try to think of all possible causes and effects even the big issues like
“poor infrastructure”. Even falling outside the scope of MSF, the project will have to
overcome, even if only locally, these larger issues too.
Using a Problem Tree is not compulsory although it is a handy tool. It can be more
relevant to use the Problem Tree to clarify situations that are particularly complex or that
MSF does not usually face.
The Problem Tree helps visualize how you see the situation. When problems are translated
into solved situation, you end up with an Objective Tree, with the same shape that the
problem tree but filled with objectives.
objectives. The final result, be it with an Objective Tree or not,
must present thus a set of objectives to aim at.
These objectives can then be clustered based on the expertise needed to reach them.
exercise
“nutrition”, “protection”, “malaria”, .... . This exercis e gives a clearer view of the situation in
terms of possible fields of intervention.
See Palmgrovia case for a more detailed example
Nutrition
Protection
Malaria
For instance, the problem “MoH staff do not receive salaries” can be translated into the
corrected situation “MoH staff are properly paid” but not into “MSF provides comfort living
for MoH staff”, which is not close to the problem (salary issue became an well-being
issue), not realistic (comfort is a much wider notion than salary) and represents already a
solution (this will be ensured by MSF): it is not yet the stage of identifying how the ideal
situation will be reached.
As we saw in this stage, it is necessary to make choices in the field of intervention of your
operation. But while we answer the what and the how we will intervene, the why is not directly
addressed in the ‘project planning’ process.
The ‘rationale behind’, the ‘philosophy’ of an intervention, the reason why we decided to do it
this way (e.g. substitution instead of capacity building; support of private clinics rather than
public hospital,…) must be the subject of a reflection, directly shared with the cell and the
DOs, that will be expressed in the Project Document of your project.
… where the nature of the organization (principles, values, charter, prospects, …) orientate
the strategy to be implemented, and where constraints (local, internal, external) must be
taken into consideration if possibly impeding your project to reach its objectives.
This stage must be preceded by an analysis of the problems and the identification of our field(s) of
intervention.
This is done through a matrix called the Logical Framework (or Logframe), in which we will define the
intervention logic (general and specific objectives, expected results and activities), the assumptions and
pre-conditions, the Objectively Verifiable Indicators and the Sources of Verification.
Note that the Logical framework is not rigid: due to the fluid contexts of MSF interventions, it can (and
must) be re-adapted when necessary (see ‘the monitoring of your project’).
General objective
Objectively verifiable
Expected Results Sources of verification Assumptions
indicators
Pre-conditions
Note on terminology
The terminology used in the logical framework can differ from one organization to
another. These differences are summarized as follows:
“use of MSF
MSF services by the target
population “
for instance, “the refugees make use of a good quality and accessible nutritional centre” (but
not “the nutritional centre functions properly”).
Therefore, due to the nature of MSF, the specific objective will generally
generally be:
“The target population uses (good quality and accessible) preventive and curative services”.
Up to Table of Contents
Contents
• In terms of intervention logic, it will ease the definition of the other components of the
Logframe
• MSF has one “raison d’être”: to provide assistance to the most vulnerable. This can
help unifying our intervention components into one single specific objective.
• This is the method the main donors are promoting in order to have a common
understanding and treatment of a Logframe
• If, in case of a combination of several clusters, you find two or more specific
objectives, try to reformulate them into one single specific objective that
encompasses all aspects even by using a “and” in the formulation.
REMARK
َ
An objective(whichever it is) must be expressed in terms of an achieved situation, not as an
activity.
“ FOR WHOM ? “
The specific objective is thus expressed in terms of use by the beneficiaries of our services. It
translates our willingness to reach a certain target population. It is therefore important to
clearly define for whom our services are provided.
Such a specific objective will help us focus more on who are the people using our services,
not only on how many they are: their characteristics (sex, age,…), their status in the society,
their geographical origins, … .
The expected results answer the question: what do I need to do in order to reach my specific
objective?
The expected results must be expressed in terms
of :
Services/products can be: a primary health care centre, an obstetric emergency clinic, a
centre for victims of sexual violence, a cholera unit, a nutritional centre, a clean water supply,
advocacy actions, …
Activities
Up to Table of Contents
Therefore, the expected results (which must be formulated, as for an objective, in terms of a
completed situation, not as an activity) can be formulated like :
“a quality and accessible nutritional centre is available in the refugee camp for under 5”
(and not “setting up nutritional services for the camp population”).
Usually you should end up with two to six expected results per project. Try to avoid more or, if
possible, try to encompass different results into one.
as we go down in the Logframe we must also go down ( ) in the objective tree to find the
expected results
results (i.e. go down into the identified causes of the problems):
Objective Tree
Nut
Prot°
Mal
Often, assumptions are related to responses to identified problems that will not be undertaken
by MSF but by other actors (e.g. nutrition is taken in charge by ACF).
Assumptions can also be related to natural factors (the harvests are sufficient).
Always formulate assumptions and preconditions in a positive way.
YES
NO
What are the chances
Do not include
of the assumption coming true ?
in logical
framework
YES NO
Redesign the project Stop the project or abandon it
add activities and/or (if not started yet)
results the assumption is a “killer”
assumption
the assumption makes
the objective impossible to reach
Pre-
Pre-conditions overall objective has been
achieved. At this level other
factors not included in the project may also play a role.
• What for?
To specify your specific objective, your
expected results (and your general objective when
this later is possible).
To be very concrete on what you want to
change, how much, where, for whom and when.
Later on, during project implementation, it
will allow you to measure the level of completion of
your project and to take corrective actions (see part 3)
• For what?
For the specific objective and the expected results.
When possible for the general objective (when a proper evaluation of the mortality/morbidity
rates is relevant and possible).
Remark: It can be difficult to define what can be expected from the behaviour of the beneficiaries
towards our services, especially at the beginning of a project. It is therefore important to know our
beneficiaries…
• The indicators related to the expected results measure the characteristics of the
services provided to the beneficiaries: quantitative (number of beds in the hospital, number of
staff,…) and qualitative (average duration of consultations, presence of trained staff,…).
Remark: the indicators of the expected results are logically the outputs of the activities (e.g. ‘quantity of
water available per person/day’ is both the output of a watsan activity and an indicator for the expected
result ‘clean water is available for the refugees’)
• Proxy-
Proxy-indicators (or indirect
indirect indicators):
indicators)
are to be used when direct indicators are not appropriate. Ex: ‘condom delivery increases
from x to y’ rather than ‘x number of condoms used’, which cannot be reasonably measured.
Use the proxy- indicator ‘proportion of women who say they know of our service and would
use it if raped’ rather than ‘proportion of rape victims using our services’ (essentially
unknowable).
• Qualitative indicators:
indicators:
They are often the less easy to follow up. Ad hoc assessments are usually to be used:
punctual check of adequacy diagnosis/prescription, exit survey, ….
But some measurements are already in place in the project: patients follow up or number of
consultations per consultant give qualitative measurements.
Ex: ‘a health centre of quality is functional’ might be: open 5days/week, 8hrs/day, well staffed,
no drug shortage, number of consultations/consultant,…).
• Make sure all indicators are being followed up as they might not all be collectable
only through the data collection of the project. Therefore make sure your indicators will not
require much extra effort in data collection.
The sources of verification (SoV) will show where and how to find the data needed to
establish the indicators:
registration books, medical statistics,
statistics, surveys, activity reports, grave counts, supervision
visits,….
The expected results are the services delivered to the target population. Therefore
SoV for expected results indicators will be the internal documentation such as
logistic/admin/medical reports: they record the achievement of the services planned
to be provided.
Up to Table of Contents
When managing a multiple aspects project (e.g. nutrition, mental health, IEC aspects…), it can be
tempting to do different logframes for each aspect of the project.
Even though this approach certainly intends to specify and clarify the what and how for a specific
team of the project, all aspects of the project aim at reaching the same objectives for the project as a
whole:
whole reduced morbidity and mortality in the target population (GO) by the use of quality services by
the beneficiaries (SO).
Only the expected results (services delivered) will differ from one aspect of the project to another.
Still, each of the project teams can set for themselves specific goals to be reached in the course of the year, e.g. ‘improve the
implementation of the ACT protocol in the clinic X’ for the team working on primary health care. It is usual that teams set goals
for themselves on a monthly basis. But this is more a question of tactic, which must however match the logic of the project
defined through the Logframe and its Operational Plan.
The specificity of each aspect of one project will be clearly readable through their own indicators and
the expected result (the service) related to their field of intervention: for instance, mental health or
IEC aspects of a project will have their own indicators for the General or the Specific Objectives (e.g.
80 % of the psycho-social patients show reduced morbidity or 60% of the people targeted by the
sensitization campaign know about condom benefits to prevent HIV/AIDS transmission-proxy
indicator-).
INTEGRATING TEMOIGNAGE-
TEMOIGNAGE-ADVOCAY-
ADVOCAY-LOBBY IN A LOGFRAME
LOGFRAME
An intervention in the field of Temoignage-Advocay-Lobby (TAL) aims at reaching the same general
objective as any other MSF intervention: reduced mortality and morbidity. TAL can be considered as
a ‘service’ provided for the beneficiaries: it is therefore an expected result that can be formulated as
follows:
“Temoignage/Advocacy/Lobby actions are set to raise awareness of the national and international
stakeholders regarding the humanitarian and medical situation of the population x”
1- Organize public or private Temoignage (for instance, organize meetings with national or international
stakeholders, draft briefing paper to highlight situation, disseminate relevant messages, ...)
Those three activities encompass the usual issues MSF tackles, like temoignage on violence,
protection, access to care…
Remark:
Collecting quantitative and qualitative data from the patients should be one of our systematic tasks in
our projects. When there is no proper temoignage-advocacy-lobby service as such (e.g. using these
data publicly, lobbying,…), this data collection appears as an activity.
The operational plan, also called ‘chronogram’, is a tool to be provided together with the
logframe in the Project Document. It usually covers one year sometimes more.
Below is an example and the format that can be used (see complete standard project
planning documents in the CD-
CD-ROM)
Up to Table of Contents
1 The costs of MSF projects are not calculated through this process but with the MSF budget grid.
Manual for Project Planning–
Planning– MSF OCB – Mars 2011 25/
25/43
Is your (single) overall
objective expressed in
terms of a positive
situation like “the Did your
mortality and morbidity assumptions pass
are reduced in target
population” ?
To summarize, check if… the assumption test ?
General objective
Is your (single) specific
objective expressed in
terms of use by the (one single) Objectively verifiable
Sources of verification Assumptions
beneficiaries of the Specific objective indicators
services provided by the
project ?
Objectively verifiable
Expected Results Assumptions
indicators Sources of verification
Do your pre-
Are your expected results Activities (Means) (Costs) conditions have to
Assumptions be met before
expressed in terms of
services provided to the starting the
beneficiaries ? Pre-conditions project?
The proper use of the OOPP method within MSF is also in accordance with the objectives of
quality and of accountability that MSF sets for itself. OOPP offers tools that help to assess the
quality of a project. It also renders the reporting easier and therefore the accountability of the
project towards stakeholders: MSF-OCB, other sections, beneficiaries, newcomers,
communication department, donors …
But of course OOPP remains just a TOOL. The welfare of your project will rely on many other
parameters, most of them being dealings with human beings…
Up to Table of Contents
Following the departure of the European colonial power in the 1960’s, the country was stable, if not
very democratic. The comparatively wealthier, better educated, and ethnically distinct people living in
the capital mostly ignored the interior of the country, and the people living there had a semblance of
autonomy. This changed with the discovery of emeralds in the eastern rural areas. The government’s
sudden interest in controlling this part of the country sparked a local rebellion that quickly spread to
other parts of the country. This rebellion was used as a justification for a military takeover in the capital
that was quickly followed by a takeover of the emerald mines and suppression of the rebels. Driven
across the border into neighboring Voisinistan, the rebels had access to enough emeralds to finance
their cause. Having regained strength, the rebels are now trying to return to recover the areas they
previously occupied, causing a resumption of hostilities after what had been a period of relative calm.
Palmgrovia suffers principally from its violent civil war coupled with extreme poverty in the rural areas
which constitute most of the country. On top of these problems are the usual tropical diseases which go
unchecked in most places as the government has diverted funding from the health sector to finance its
military. Despite clear evidence that chloroquine is no longer effective (resistance ~90%), the
government has little interest in ACT, as it argues the cost is prohibitive. Sexual violence, which has
been one of the consequences of the general violence linked to the civil war, is an unrecognized
problem in Palmgrovia, both socially and politically.
MSF’s objectives
History of mission
MSF started work in Palmgrovia during the violence that erupted following the military coup d’etat
that brought the current government to power. With the decline in fighting, MSF moved on to
supporting primary care in some of the poorer areas of the country, concentrating mostly on improving
access and introducing artusenate combination therapy (ACT). With the return of hostilities, MSF has
sought to address the health needs of populations displaced by the fighting.
Strategic considerations
Security: Combat between the government forces and the rebels mostly confined to the east of the
country and western Voisinistan, and there is little actual fighting outside of this area. However, armed
bandits and the movement of soldiers and rebels alike make working risky in areas near to the conflict
zone.
Partners: Most NGO’s aside from MSF have withdrawn from the country, except for some advocacy
groups based in the capital. Some Catholic charitable organizations are still working in the rural areas,
though conflict makes their supply difficult and irregular. With the withdraw of NGO’s the local Red
Cross is trying to reassert itself.
Manual for Project Planning and Monitoring – MSF OCB – March 2011 29/
29/43
Palmgrovia: Situation Analysis (2/3)
Security:
Villagers and refugees note government military forces in surrounding countryside, but currently no
fighting. Women seeking firewood have been raped, variously reported as perpetrated by soldiers,
rebels, and villagers.
Developments: The flow of refugees into the camp is not currently heavy, and only a few new
families arrive each day. There are no current rumors of many more on the way. UNHCR, involved in
Manual for Project Planning and Monitoring – MSF OCB – March 2011 30/
30/43
Palmgrovia: Situation Analysis (3/3)
the camps in Voisinistan, has just arrived in the Malcredo area to assume coordination of the camp and
security of the refugees. They are asking MSF to take over health and the Catholic church to be an
implementing partner for WFP in the provision of food. The Catholic church will also provide shelter,
jerrycans and fire wood to the refugees. The Palmgrovian Red Cross has announced that it is interested
in supporting the MOH health post in Malcredo village, and they think that they can negotiate access to
the village wells in return.
Conclusion: The arrival of the refugees has nearly doubled the number of people living in the
Malcredo area, which will strain resources. Refugees don’t have access to adequate services including
provision of sufficient healthcare, food, proper water and sanitation and some basic needs. Mortality is
already quite high. The Catholic church seems to have provided a good deal of material (drugs, food,
non-food items), but re-supply is unsure, and services are inadequate. Security for the refugees is
precarious, as they are unwelcome guests in an environment of potential active conflict.
Up to Table of Contents
Manual for Project Planning and Monitoring – MSF OCB – March 2011 31/
31/43
The problem analysis - Palmgrovia Problem Tree and
Objective Tree
Manual for Project Planning and Monitoring – MSF OCB – March 2011 32/
32/43
Palmgrovia case – Problem Analysis
Local
Villagers’ Villagers’ Villagers’ Refugees Villagers Health Refugee insecurity
health health health Malaria Refugees Refugees defecating forced to drink facility is women due to
post post has post patients treated sleeping selling bed near camp river water not adapted seek soldiers,
under- no drug expensive ineffectively outside nets and in the to receive firewood rebels and
staffed supply river and treat outside upset
victims of camp villagers
Villagers deny sexual
use of well to violence
Malaria Chloroquine
patients using resistance refugees
chloroquine
No social or
political recognition
of rape as a problem
Manual for Project Planning and Monitoring – MSF OCB – March 2011 33/
33/43
Palmgrovia case – Objective Analysis
Analysis
Food security in the Refugee health center capacity Refugees drink clean water
camp is guaranteed is meeting the needs
Social or political
recognition of rape
as a problem
Manual for Project Planning and Monitoring – MSF OCB – March 2011 34/
34/43
Palmgrovia case – Strategy analysis
HC Refugees
Food security in the Refugee health centre capacity - Refugees drink clean water
camp is guaranteed is meeting the needs MSF Sexual
violence-
MSF
Manual for Project Planning and Monitoring – MSF OCB – March 2011 35/
35/43
Palmgrovia case - the Logical Framework
Manual for Project Planning and Monitoring – MSF OCB – March 2011 36/
36/43
Palmgrovia Case - Logical framework (1/2)
- Within 2 months:
>80% of the tents are sprayed with insecticidal residual liquid MSF logistical report
Waste zone in place
Within 6 months:
Every family will have two bednets (assuming families of 5, this
is 8,000 nets)
Every family will have been informed by CHW of correct bed net MSF IEC report
use (@ 5 members/family = 4000 families)
Manual for Project Planning and Monitoring – MSF OCB – March 2011 37/
37/43
Palmgrovia Case - Logical framework (2/2)
Within 6 months:
- Every family will have been informed of proper use of water MSF IEC report
points and latrines (@ 5 members/family = 4000 families)
3. Treatment of physical and Within 2 months
psychological trauma is available Drugs available for sexual violence protocol (PEP ARV’s and Pharmacy inventory - Wood distributed by Catholic
for victims of sexual violence Hep B vaccine for 10 pts/month) MSF logistical report church covers the needs of the
One private consultation/exam room available MSF medical report refugees
Women’s health staff trained in sexual violence protocol (@900
deliveries/year this is minimum 1 midwife and 1 nurse) MSF medical report - UNHCR ensures security in
One psychological councellor working full time the area
1.Organise a measles campaign for children 1. Construct 20 protected wells in the camp 1.Put in place a system that garenties
6months -15y 2. Provide latrines in the camp confidentiality and privacy for the patients
2. Set up a vaccination point at the entrance of the 3. Organise sensitisation and information activities 2.Provide proper care and support , with
camp for new arrivels for the camp populaton sufficient trained staff, to the victims of sexual
3.Improve the infrastructure of the HC in the camp violence coming to the HC
4.Provide HC with sufficient trained HR 3.Organise sensitisation and information
5.Organise the different activities to assure the activities about the existence of the service and
minimal PHC pakage in the HC its purpose
6.Organise a referal –system for severe ill patients 4.Put a surveillance system in place + collect
and surgery material for témoignage
7..Put surveillance system in place
8.Organise a special training for the health staff in
diagnostic and therapeutic strategie of malaria
9.Provide observation ward with bednets and
organise distribution of bednets in the HC for
pregnant women and children under 5
10 Treating of tents (distributed by the catholic
church organisation) with insecticidal residual
spraying
11.Organise sensitisation and information activities
for correct use of bednets
Assumptions
-Villagers are treated adequately in the HP of the - Catholic church is distributing jerrycans (at least 2 - The fact that rape is not socialy or politicaly
village supported by the Red Cross clean water collecting containers of 20 litres or 4 of 10 recognised as a problem, doesn’t prevent women
- Refugees accept to come to the HC in the camp liters) to seek treatment in the HC.
-Authorisation of using ACT from the government - Red Cross can obtain access to village wells for
-Catholic church distributes shelter refugees.
Pre-conditions
Security within the area is guaranteed
- MSF has authorisation to work in the camp
- MSF receives authorization to rehabilitate health
centre
Manual for Project Planning and Monitoring – MSF OCB – March 2011 38/
38/43
Up to Table of Contents
Manual for Project Planning and Monitoring – MSF OCB – March 2011 39/
39/43
Palmgrovia Case – Operational Plan
Manual for Project Planning and Monitoring – MSF OCB – March 2011 40/
40/43
Palmgrovia Case – Operational Plan (1/3)
Manual for Project Planning and Monitoring – MSF OCB – March 2011 41/
41/43
Palmgrovia Case – Operational Plan (2/3)
Manual for Project Planning and Monitoring – MSF OCB – March 2011 42/
42/43
Result2 Sub-activities Respon- Period Means
sible J F M A M J J A S O N D
A1 Construct 20 protected wells in the Field log
camp
2.1 order/receive material
2.2 order/receive equipment
2.3 constitute task force of 10 refugees
and villagers + train
2.4 construction of the wells + supervise
Up to Table of Contents
Manual for Project Planning and Monitoring – MSF OCB – March 2011 43/
43/43