Resists For Sub-20-Nm Electron Beam Lithography With A Focus On HSQ: State of The Art
Resists For Sub-20-Nm Electron Beam Lithography With A Focus On HSQ: State of The Art
Resists For Sub-20-Nm Electron Beam Lithography With A Focus On HSQ: State of The Art
Recent citations
- Hydrogen Silsesquioxane (HSQ) Etching
Resistance Dependence on Substrate
During Dry Etching
Jie Zhang et al
- Influence of tetramethylammonium
hydroxide on niobium nitride thin films
Emily Toomey et al
TOPICAL REVIEW
Abstract
In the past decade, the feature size in ultra large-scale integration (ULSI) has been continuously
decreasing, leading to nanostructure fabrication. Nowadays, various lithographic techniques
ranging from conventional methods (e.g. photolithography, x-rays) to unconventional ones
(e.g. nanoimprint lithography, self-assembled monolayers) are used to create small features.
Among all these, resist-based electron beam lithography (EBL) seems to be the most suitable
technique when nanostructures are desired. The achievement of sub-20-nm structures using
EBL is a very sensitive process determined by various factors, starting with the choice of resist
material and ending with the development process. After a short introduction to
nanolithography, a framework for the nanofabrication process is presented. To obtain finer
patterns, improvements of the material properties of the resist are very important. The present
review gives an overview of the best resolution obtained with several types of both organic and
inorganic resists. For each resist, the advantages and disadvantages are presented. Although
very small features (2–5 nm) have been obtained with PMMA and inorganic metal halides, for
the former resist the low etch resistance and instability of the pattern, and for the latter the
delicate handling of the samples and the difficulties encountered in the spinning session, prevent
the wider use of these e-beam resists in nanostructure fabrication. A relatively new e-beam
resist, hydrogen silsesquioxane (HSQ), is very suitable when aiming for sub-20-nm resolution.
The changes that this resist undergoes before, during and after electron beam exposure are
discussed and the influence of various parameters (e.g. pre-baking, exposure dose, writing
strategy, development process) on the resolution is presented. In general, high resolution can be
obtained using ultrathin resist layers and when the exposure is performed at high acceleration
voltages. Usually, one of the properties of the resist material is improved to the detriment of
another. It has been demonstrated that aging, baking at low temperature, immediate exposure
after spin coating, the use of a weak developer and development at a low temperature increase
the sensitivity but decrease the contrast. The surface roughness is more pronounced at low
exposure doses (high sensitivity) and high baking temperatures. A delay between exposure and
development seems to increase both contrast and the sensitivity of samples which are stored in a
vacuum after exposure, compared to those stored in air. Due to its relative novelty, the
capabilities of HSQ have not been completely explored, hence there is still room for
improvement.
Applications of this electron beam resist in lithographic techniques other than EBL are also
discussed. Finally, conclusions and an outlook are presented.
(Some figures in this article are in colour only in the electronic version)
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Figure 1. Schematic representation of the basic steps of a lithographic process including coating, exposure, development and pattern transfer
such as lift-off or etching.
solutions with a higher dilution rate. After this, the sample is by using techniques such as etching or lift-off. Finally, the
baked on a hotplate in order to remove the excess solvent from resist structures are removed via a liquid stripping process
the resist and to thermally anneal residual stress in the resist or dry oxygen plasma etch without altering the properties of
built up during the spinning session. This step is referred to as the layers beneath the resist. Lithography machines (exposure
a post-apply-bake (PAB). Next, assuming EBL, the sample is e- tools) and resists (imaging and recording media) play a crucial
beam irradiated causing chemical changes in the exposed area role in advanced nanolithography. Figure 2 [20] shows that
which influence the solubility of the exposed area relative to the in order to write very small structures in a very short time a
unexposed area of the resist in a developing solvent. Following
lot of effort has to be made to improve both the lithographic
e-beam exposure, the sample is baked again to either thermally
tool and the resist process. The dashed line represents a
anneal the exposed regions, in order to reduce unwanted
phenomenological relationship between the resolution and
chemical changes that might have been caused within the resist
throughput given by the following power law fit: resolution
layer during the exposure, or to promote further chemical
changes in the exposed or unexposed area. This step is referred ≈2.3 A0t .2 , where resolution is measured in nanometers and
to as a post-exposure-bake (PEB). Subsequently, the sample the areal throughput ( At ) is in μm2 h−1 . Optical step and
is developed through spray, puddle or immersion methods. repeat reduction printing offers a high areal throughput at the
A resist can have a negative or positive tone depending on expense of resolution. At the opposite extreme, manipulation
whether the unexposed or the exposed regions are removed of individual atoms at low temperatures using a scanning
from the substrate during the development process. Usually, tunneling microscope (STM) ensures the finest resolution but
the patterns obtained are transferred into or onto the substrate has a very slow writing speed.
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are not extracted and remain trapped in the sidewall after the anisotropic sidewalls. All these problems seem to be solved
development process. This is due to the low dose received by using a dry etching process. In this case, a vertical profile
by the sidewalls, impeding the dissolution of the areas which is obtained, resulting in exact replication of the pattern in
surround the aggregates. As a consequence, the shapes of the the underlying layer or substrate. The physical and chemical
polymer aggregates appear at the edge of the pattern, causing properties of the resist material represent the main limitations
LER. The LER is encountered in all e-beam resists and is for the etching process. In general, a very high etch resistance
more pronounced in lightly exposed regions. One way to is preferred.
overcome this limitation for nanolithography is to use resists Regarding the resist material, the process window is an
with small molecular size which implies small aggregated important parameter when e-beam-based nanolithography is
polymers, e.g. HSQ or calixarene. Several authors have performed. It is well known that the resolution is limited
succeeded in improving the LER by reducing the differences by various factors such as baking temperature, resist material,
between the dissolution rates in the polymer aggregates and delay time between baking and exposure, electron dose and the
surrounding areas. Yamaguchi et al [24] developed a novel development process. The process window is just an indication
type of resist by chemically amplifying the positive e-beam of how much these factors can be varied without causing any
resist ZEP 520. After the baking procedure, the resist layer is appreciable loss in resolution or distortion of the pattern. If a
cross-linked in such a way that there is no difference in density resist has a wide process window for a certain factor mentioned
between the polymer aggregate and the surrounding areas. The above, that means that this factor might be varied but that it will
LER was reduced to 2 nm in this novel e-beam resist, whereas not cause a major change in the resulting pattern.
the LER in a conventional ZEP resist is more than 3 nm, when An ideal resist material should have high sensitivity, high
isolated lines with a width of 100 nm are written. contrast, high resolution, high plasma etching resistance for
The resolution (i.e. the capability of resolving very small pattern transfer to the substrate and small molecular size. In
features) of e-beam resists should also be high. Therefore, order to reduce the volume of electron scattering, very thin
the resist should be very thin to minimize electron scattering, resist layers should be used when high resolution is desired.
which is the resolution-limiting factor when very small
structures are desired. In general, the patterned structures are 2. High-resolution e-beam resists
lines and the repeating distance between adjacent features is
called ‘the pitch’. The lines can be classified into isolated Over the past decades, different types of resist materials
(when the designed feature width is much smaller than the have been investigated. In general, e-beam resists can be
pitch) or lines and spaces (when the designed feature width classified into two major categories: organic and inorganic.
is equal to half the pitch). When the pitch of the features Electron beam resists are altered by the beam in such a way
decreases, achieving high resolution becomes a real challenge. that, after development the portion exposed to the beam is
The ultimate resolution test can never be performed on isolated removed (positive resist) or remains on the substrate after the
features because it would be hard to tell whether the structures unexposed portion is removed (negative resist). In general,
were under-exposed or over-developed, leading to a smaller resist materials are applied onto the surface of the substrate by
linewidth. Therefore, lines and spaces should be written when spinning techniques and are dried to form a thin uniform layer
the resolution is tested for a certain lithographic process. of thickness depending on the application and the resolution
Linewidth control and the reproducibility is the ability to (minimum feature size) required. In the following sections, we
maintain the same feature size across an entire sample and will discuss the properties of these e-beam resists and it should
from one substrate to another, respectively, when the electron be stressed that we selected only published results on ultrahigh
dose is kept constant. Linewidth control can be determined by resolution especially in the sub-20-nm region, unless explicitly
measuring the size of the feature on different positions over a mentioned otherwise.
large area on one sample and then by plotting these values as
a function of position. Furthermore, when this data are plotted
2.1. Organic resists
as a function of time or batch number the reproducibility of the
lithographic process can be visualized. All e-beam resists consisting of carbohydrates are called
Etch resistance represents the ability of the resist to organic resists and they are, typically, polymeric materials.
withstand an etching process and it is probably the most Some of these resist polymers are discussed in the following
difficult requirement to achieve for a resist. After development, paragraphs.
the pattern is usually transferred into the underlying resist layer Since it was discovered [25], polymethyl methacrylate
or substrate by either a wet or dry etch process. Although (PMMA) has been used as the standard resist for high-
wet etching offers high throughput and good selectivity (ratio resolution e-beam lithography. During e-beam irradiation, the
of the etch rate of the film being etched to the etch rate of long polymer chains of PMMA are fragmented into smaller
the underlying film or substrate), it can also cause a loss chains making it soluble in an appropriate solvent (usually
of adhesion of the resist, due to the interaction between the methyl isobutyl ketone, MIBK). At the same time, a parallel
etchant solution and the resist itself. Moreover, wet etching process of polymerization occurs in which the polymer units
is isotropic which means that the etching rate is equal in all are cross-linked together and form an insoluble material. At
directions. As a consequence, underetching will not only alter low exposure doses, the scission process dominates, allowing
the size of the transferred pattern, but will also lose the vertical, PMMA to be used as a positive tone e-beam resist. At high
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Figure 7. Atomic force microscopy (AFM, left) and friction force microscopy (FFM, right) image of approximately 5 nm dots created with
the slow scan raster in a digital SEM; the exposure was performed at 20 keV, 7.6 fC/dot [40]. Reprinted with permission from [40]. Copyright
(1996), American Institute of Physics.
problem of PMMA is the instability of the pattern, which tends octadecylsiloxane) layers patterned with the slow scan raster
to collapse when dense features with high aspect ratio are in a SEM at 20 keV [40].
written. In this case, the authors suggested that the resolution might
Self-assembled monolayers (SAMs) are very good be limited by the performance of the inspection tool (AFM)
candidates for a high-resolution e-beam resist because they or by the intrinsic material limit itself. The range of the
are homogeneous, highly ordered films of molecules with a SE with enough energy to damage the material will limit the
thickness of 1–2 nm and an intermolecular spacing of 0.5– ultimate resolution if this range is larger than the molecular
1 nm. The molecules consist of a single short organic size. The patterns written in SAMs can be further transferred
hydrocarbon chain attached to a specific bonding group. to the underlying substrate by using various etching techniques.
During the self-assembly process, the bonding group attaches Because SAMs are very thin, an etching process with high
to the surface and the chains in the molecules order themselves selectivity (which, at the same time, maintains the lateral
due to the van der Waals interchain forces. In this way a resolution) is desired. Wet etching ensures high selectivity
very thin, uniform and defect-free layer is formed. Using to the detriment of resolution, due to the isotropic etch. On
SAMs, the contamination problem (often encountered in the other hand, using only dry etching is not an option due
nanolithography) is reduced because self-assembly leads to to the poor selectivity. Therefore, most people used a two-
equilibrium structures that are at (or close to) a thermodynamic step etching process, which combines wet and dry etching
minimum. Therefore SAMs tend to reject defects. In procedures. In the first step, a wet etch is used to define a
general, SAMs are prepared by exposure of the solid to pattern in a transfer layer (usually silicon oxide). The thickness
vapors of reactive species or by immersion of solid substrates of this layer should be as thin as possible because of the
in solutions containing species reactive towards the surface. isotropic nature of the wet etch, which broadens the width
For example, SAMs of octadecylsiloxane were assembled on of the etched feature. The second step consists of using the
the native oxide of Si(100) wafers by immersion in dilute remaining SAM (and the patterned oxide layer) as an etch mask
solutions of octadecyltrichlorosilane [OTS; CH3 (CH2 )17 SiCl3 ] for silicon etching using electron cyclotron resonance (ECR) or
in hexadecane and CHCl3 or CCl4 [33]. EBL has been used conventional RIE.
to produce patterns in SAMs grown on various substrates Although very small isolated features have been obtained
(ranging from Si/SiO2 , Al/Al2 O3 [34], bare GaAs and using SAMs, dense features of similar sizes have not yet
InP [35, 36] to metals (e.g. Au, Ag, Cu)) [37, 38, 34] and using been established. Also, the complexity of the etching process
different exposure tools (SEM or STM) and a beam energy prevents SAMs from being used as an ultrahigh-resolution
ranging from 10 eV to 200 keV. Patterning of monolayers of resist.
octadecylthiol [ODT; CH3 (CH2 )17 SH] resulted in 25 nm lines Chemically amplified resists (CARs) are able to produce
and spaces (150 μC cm−2 ) that were fabricated using a JEOL a very high resolution with low exposure doses. Almost all
EBL system operating at 50 keV [33] and lines smaller than CARs can be exposed below 100 mC cm−2 , which means high
15 nm (31 μC cm−2 ) have been obtained with a STM operating sensitivity and high throughput of the lithographic process.
at 10 eV energy [39]. The ODT monolayer was assembled Moreover, they have a high resistance to plasma etching and
on a GaAs substrate by stripping the surface oxide and then a small molecular size (approximately 1 nm). Most of these
immersing the GaAs in the molten thiol. The best resolution resists are extensions of the standard poly(hydroxystyrene)
(5 nm dots; see figure 7) was obtained in ODS (SAMs of polymer blocked with t -butylcarbonyl with a sulfonium acid
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(a) (b)
Figure 10. Sub-10-nm isolated lines obtained in 20 nm calixarene resist layer using (a) JBX-5FE and (b) S-5000 as lithographic tools [43].
Reprinted with permission from [43]. Copyright (2003), Japan Society of Applied Physics.
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Figure 14. Sub-10-nm dense features written at a dose of 292.5 mC cm−2 in spin-coatable TiO2 resist, at various pitches: (a) 60 nm,
(b) 40 nm, (c) 30 nm [53]. Reprinted with permission from [53]. Copyright (2003), American Chemical Society.
samples are heated at 500 ◦ C for an hour in air, the pattern Despite their advantages (low LER, reproducibility,
shrinks due to the decomposition of the organic component, pattern control), instability of the pattern and the low
resulting in the appearance of crystalline ZnO. In this way, throughput seem to be the main factors which prevent the
5 nm isolated lines with low edge roughness (2.8 nm) were use of spin coated metal oxide resists for nanolithographic
obtained. The improvement in the LER is caused by the purposes.
uniform removal of the organic components from all sides
of the lines during the heating. Although the sensitivity is 2.3. Nanocomposite resists
relatively high (38 mC cm−2 ), the stability of the pattern is
the limiting factor when using metal oxides as high-resolution Some authors have tried to improve the properties of e-beam
resists. For isolated nanolines with a high aspect ratio, the lines resists by incorporating nanoparticles (usually fullerene or
have to be supported by forming a grid in order to avoid pattern silica) into the resist layer. Ishii [55] showed that the etching,
collapse. Unsupported lines require a higher dose which might mechanical and thermal resistance of the resist material are
decrease the resolution. Also, the dense features exhibit pattern enhanced when sub-nm-size fullerene C60 molecules are added
collapse due to surface tension forces during development, into the positive e-beam resist ZEP 520. These improvements
blow drying or an insufficient exposure dose. are very important when writing dense nanopatterns with a
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Conventional Resist an ultrafine mask with feature sizes down to 45 nm has been
Molecules successfully fabricated. Hu et al [56] developed a novel
nanocomposite resist by adding silica particles to ZEP 520
resist which enhances the resolution and the resistance to
oxygen plasma etching. When incorporating 4 wt% SiO2
nanoparticles (relative to the bulk content of ZEP 520), an
actual line of 47 nm was obtained in a 370 nm thick resist layer
under 20 keV e-beam exposure. When the same experiment
was performed in unmodified ZEP 520, the actual resist
linewidth was 130 nm. They suggested that this improvement
Etching Resistant
Group in the resolution is due to the silica nanoparticles (n-SiO2
particles) which reduce the lateral spread of the SE due to a
‘blocking’ effect of n-SiO2 particles. The nanoparticles have
a higher atomic number than the resist material and hence a
higher stopping power, which should lead to a reduction of
Nanocomposite the proximity effect in the nanocomposite resist. Although
the resolution is improved, there is no significant change
in the sensitivity and contrast of the nanocomposite over
unmodified ZEP 520. Also, an improvement in the resolution
is observed when silica nanoparticles are incorporated in a
KRS-XE chemically amplified e-beam resist developed by
IBM [57]. By incorporating 10.7 wt% SiO2 nanoparticle in
a KRS-XE resist layer, 100 nm lines and spaces have been
successfully fabricated at 75 keV e-beam exposure. Under
C60 the same conditions, the pattern was overexposed when the
unmodified KRS-XE resist was used. When the pitch is
Figure 15. Concept of the nanocomposite resist system: the
decreased to 75 nm, the features in the SiO2 /KRS-XE resist
incorporation of sub-nm-size fullerene C60 molecules into a
conventional resist enhances the etching resistance, thermal remain standing but they are not fully resolved, whereas the
resistance and mechanical resistance of the resist [55]. Reprinted features in the KRS-XE resist collapse due to their high aspect
with permission from [55]. Copyright (1997), American Institute of ratio (greater than 4).
Physics. Although the resolution is not very good (approximately
45 nm lines and spaces), the nanocomposite resist might
high aspect ratio because they tend to collapse due to their poor become suitable for nanopatterning if the process of
mechanical strength or etch resistance. The basic idea behind incorporating the nanoparticles into the resist is further studied
this nanocomposite resist system (schematically illustrated in and optimized.
figure 15) is that the C60 molecules are reducing the free
volume in the spin coated resist layer, blocking the intrusion of 2.4. Overview
the etching reactants in deeper regions of the resist molecules,
increasing the etching resistance. An overview of the best resolution (for both isolated and dense
Also, because nanometer sized fullerene molecules have a structures) and the corresponding exposure electron dose of all
high melting point (>700 ◦ C) the thermal motion is hindered, the discussed e-beam resists is given in table 1. Here, ‘dense’
hence the thermal resistance of the resist film is enhanced. The stands for structures where the linewidth is equal to half the
mechanical strength of the nanocomposite resist is enhanced pitch (‘lines and spaces’) or 1/3 at minimum. Also, the main
because by adding C60 molecules the density of the film resolution-limiting factors for each type of e-beam resist are
increases, therefore increasing the strength of the resist. The mentioned.
incorporation of 10 wt% C60 to the original resist solution As we see, the smallest isolated and dense features were
showed enhancements of etch resistance (about 15%), thermal obtained using PMMA, and metal halides at relatively high
resistance (about 30 ◦ C) and mechanical strength (3.5–5.5 in exposure doses. Although in this case, the resolution is
the aspect ratio). Exposures were performed in a 250 nm excellent (2–5 nm), pattern collapse and the low etch resistance
thick ZEP 520 resist layer which contains 10 wt% C60 , using prevents PMMA from being a suitable e-beam resist for
a 25 keV Gaussian electron beam machine (JEOL-5FE). The nanolithography. For metal halides, the experiments were
enhancement in the etch resistance was measured with an performed in a STEM, therefore the delicate handling of the
ECR dry etch process and the improvement in the thermal and Si3 N4 membranes makes the experiments quite difficult. Also,
mechanical resistances was checked by imaging the pattern it is not easy to find application of these small structures
with the SEM. For the first, the pattern was inspected when when they are not written on a bulk substrate. For a better
it was heated up to 150 ◦ C, and for the second the aspect visualization of the data present in table 1, we plotted the
ratios of the patterned structures were measured. The new feature size (for both cases, isolated and dense structures) as
resist system has been applied to x-ray mask fabrication and function of the area dose (see figure 16). In order to have the
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Table 1. Overview of the discussed e-beam resists and the smallest structures achieved with these resists.
Resist type and Smallest isolated features Smallest dense features Limiting factors
thickness and exposure dose and exposure dose
PMMA
40 nm (isolated) 5 nm wide lines at a pitch of — Collapse of the pattern, low
50 nm (dense) 80 nm; etch resistance
dose = 325 μC cm−2 [29]
2–3 nm wide lines at a pitch
of 30 nm;
dose = 6.9 mC cm−2 [19]
SAMs
2 nm (isolated 5 nm dots at a pitch of 25 nm lines and spaces; Complexity of the etching
and dense) 300 nm; dose per dose = 150 μC cm−2 [33] process
dot = 7.6 fC/dot [40]
CARs
40 nm (isolated) Lines smaller than 10 nm at 15 nm dots at 35 nm pitch Controlling the development
60 nm (dense) a pitch of 100 nm; line dose of 64 mC cm−2 [42] process due to its complex
dose = 6.5 nC cm−1 [43] chemical structure
Fullerene
60 nm (isolated) 25 nm lines at a pitch of — Difficulty of fabricating
20 nm (dense) 500 nm; thin, defect-free film resist
dose = 200 pC cm−2 [48] layers; low sensitivity
17 nm dots and 14 nm lines
at 200 nm pitch; dose per
dot = 3 × 10−14 C/dot line
dose = 6 μC m−1 [46]
Metal halides
20 nm (isolated) 5 nm wide lines at a pitch of 2 nm holes at a pitch of High doses; spin coating
80 nm (dense) 30 nm; line 4 nm; dose per hole: problems
dose = 100 nC cm−2 [51] 10 C cm−2 [50]
Metal oxide
100 nm (isolated) 7 nm wide lines at a pitch of Sub-10-nm wide lines at a Instability of the pattern;
45 nm (dense) 100 nm; pitch of 30 nm; dose = low sensitivity
dose = 38 mC cm−2 [53] 292.5 mC cm−2 [54]
Nanocomposite
380 nm (isolated) 47 nm wide lines at a pitch 100 nm lines and spaces Insufficient knowledge of
275 nm (dense) of 2 μm; dose = 26 μC cm−2 [57] the process of incorporating
dose = 25 μC cm−2 [56] nanoparticles into the resist
layer
same units (mC cm−2 ) for each of the resists, the given line resolution (see figure 17). A thicker resist layer implies not
dose for some of them had to be converted to an area dose. The only an increase in the forward scattering but also generation
assumption was made that the measured linewidth (after the of more secondary electrons in the resist, which will negatively
development process) was equal to the designed linewidth. In affect the resolution.
this case, area dose = line dose/measured linewidth. In conclusion, none of the above presented resists meets
Figure 16(a) shows that, when representing the isolated all the requirements for a successful nanolithographic process.
feature size versus the dose, the points are broadly scattered. Actually, an ideal resist material should combine the properties
On the other hand, for dense features, a virtual curve of an organic (high sensitivity, good reproducibility) and
can be drawn through the values representing an inversely inorganic resist (high contrast, high resolution, high etch
proportional relation between dose and feature size (see resistance, low LER).
figure 16(b)). The difference between the two graphs Still, in the last decade, HSQ (Flowable Oxide, FOx-
highlights the importance of writing dense (instead of isolated) 12 from Dow Corning) has become a serious candidate for
nanostructures. In this way, the risk of achieving small features a high-resolution e-beam resist (see figure 16(b)) because of
due to underexposure or underdevelopment, for example, is its small line edge roughness, high etching resistance and
diminished. small molecular size [22]. HSQ is also an excellent resist for
Another general remark is that all of the presented testing e-beam machine resolution limits because HSQ lines on
experiments (except for the SAMs) were performed on silicon can be imaged directly in a SEM without the need for
relatively thick (20–380 nm) resist layers. We know that by gold evaporation for conduction or ‘lift-off’ techniques [58].
using ultrathin resist layers, the electron scattering both in Sub-10-nm isolated and dense features have been successfully
the resist and in the substrate is limited, hence increasing the fabricated using 100 keV EBL [59–61]. Low LER (below
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Figure 20. Spin curves for HSQ at different dilution rates and at
different rotation speeds when using a Karl Suss spinner (with the lid
closed or open) and a Convac spinner [72]. Reprinted with
permission from [72]. Copyright (2007), Society of Photo-Optical
Instrumentation Engineers.
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Figure 22. Lines and dots written in a 50 nm thick HSQ layer on Si at 10 keV: (a) 12 nm lines at 50 nm pitch, 420 pC cm−1 ; (b) 15 nm dots at
100 nm pitch, 0.009 fC/dot; (c) 15 nm wide single line, 1440 pC cm−1 ; (d) 15 nm single dot, 0.01 fC/dot; (e) mesh structure of 12 nm wide
lines at 120 nm pitch, 420 pC cm−1 [80]. Reprinted from [80]. Copyright (2006), with permission from Elsevier.
incidence, it is assumed that a region of 0.5–1 nm on each side more pronounced, leading to a lower value of the cage–network
of the line is exposed by the SE, which explains why a 3.6 nm ratio and more Si dangling bonds. At low exposure doses, the
beam diameter cannot produce lines smaller than 5–6 nm. cage structure dominates. If the exposure dose is increased,
In general, the main ingredients for writing small line the formation of the network structure is accelerated and the
structures are: small distance between two adjacent pixel Si bonds become more stable due to crosslinking. After the
e-beam exposure, HSQ has an amorphous structure similar
exposures, small beam size of the exposure tool, single pass
to SiO2 which is relatively insoluble in alkaline hydroxide
exposures.
developers. Georgiev et al [75] observed that the roughness
When HSQ is e-beam irradiated, in principle the same of the HSQ is affected by the electron dose, being more
phenomena occur as when it is pre-baked. Due to the high pronounced at a high baking temperature and at a low exposure
energy deposition, the transition to the network structure is dose. This is due to the local fluctuations of the network–
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(a) (b)
Figure 23. Figure 9 SEM micrographs of n -exel, single pass exposures (1.25 nm beam step size, 100 keV beam energy) written in a 10 nm
HSQ layer at two different area doses. The pitch is 20 nm [72]. (a) 2-exel, single pass exposure with an area dose of 70 812 μC cm−2 (line
dose: 17.7 nC cm−1 ); the measured linewidth is 7 nm. (b) 4-exel, single pass exposure with an area dose of 36 732 μC cm−2 (line dose:
18.4 nC cm−1 ); the measured linewidth is 7.5 nm. Reprinted with permission from [72]. Copyright (2007), Society of Photo-Optical
Instrumentation Engineers.
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Figure 25. Six-nm wide isolated lines written with an exposure tool with a beam diameter of 3.6 nm [77]. Reprinted with permission
from [76]. Copyright (2004), Japan Society of Applied Physics.
Figure 26. Effect of the post-exposure delay conditions on (a) contrast and (b) onset dose for 140 nm thick HSQ exposed at 50 kV and for
different soft baking temperatures (SBT) [67]. Reprinted with permission from [67]. Copyright (2002), American Institute of Physics.
is recommended because it might improve the dissolution rate developer when writing nanostructures is that the structures
due to its effectiveness in bond scission. That means that the may be washed away and only highly exposed areas remain
optimum dose shifts to higher doses, improving the contrast on the substrate. This effect has been suggested by Grigorescu
but decreasing the sensitivity. The main risk of using a strong et al [72] when writing arrays of 6 nm dots in a 20 nm
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HSQ resist layer using two different concentrations of TMAH layers. They showed that the fabrication of small structures is
developer. MF-322 was used undiluted ( N = 0.268 eq l−1 ) very complicated due to several interconnected factors which
and diluted with demineralized water in a ratio 1:3 ( N = influence the final result of the e-beam patterning. In terms
0.067 eq l−1 ). For the diluted developer, the exposed arrays of of ultimate resolution, they achieved 6 nm isolated dots and
dots appeared at a lower electron dose than when the developer lines in an ultrathin HSQ layer. By refining the development
was undiluted. Since all samples were exposed with the same process (shorter development time, a novel developer), 7 nm
dose range, this is a clear indication that the structures that turn lines at a 20 nm pitch were written in a 10 nm thick HSQ layer,
out to be well developed with the diluted developer are washed using 100 keV, 2-exel single pass, e-beam exposure at a dose of
away in the undiluted case. 70 812 μC cm−2 [72]. In the search for the ultimate resolution,
When a low developer concentration is used, the they also tested different developers (MF 322, Microposit
sensitivity increases but the contrast is reduced because part 351 and AZ 400K) with different strengths [58]. Optimum
of the slightly exposed area near the pattern remains on the exposures could be found for lines with width between 7 and
substrate. 12 nm, at a pitch of 20 nm. Lines smaller than 5 nm could
In the search for the ultimate resolution, several other not be fabricated using any of these developers, although the
developers have been tested such as a potassium hydroxide development time was decreased in order to prevent such small
(KOH) buffered solution (AZ 400 K from Clariant) or a sodium structures from being washed away from the substrate. When
hydroxide (NaOH) buffered solution (Microposit 351 from the development times are too short the structures may not
Rohm and Haas) [59, 22, 75]. Grigorescu et al [59] studied be completely developed, leading to high sensitivity but low
the effect of different developers on resolution. Lines with contrast. Dense structures (5 nm wide at a pitch of 20 nm)
widths between 7 and 12 nm at 20 nm pitch were successfully could be obtained using a 1:5 developer solution of Microposit
fabricated, and an optimum dose to define such lines was found 351: H2 O. Possible limits to the structure size, using HSQ, that
for all developers. The main difference between the developers the authors identify are the electron beam size, the resist layer
was found in the exposure latitude, or the slopes of the width thickness or the network formation process of the resist.
versus dose curves. The weakest developer (MF-322) shows Usually, the development process is performed at room
the steepest slopes (smallest exposure latitude) but requires the temperature, e.g. 21 ◦ C. The lithographic properties of HSQ
lowest dose. are strongly influenced by elevated development temperatures,
The sensitivity of HSQ is increased by using non- leading to a better contrast but a lower sensitivity. Dense lines
aqueous development. Schmid et al [82] discovered that and spaces have been successfully resolved using a temperature
the dissolution of HSQ in an organic developer is rather a of 40 ◦ C, 45 ◦ C and 50 ◦ C respectively [82–84]. In order
physical process, limited by the network formation, than a to have good reproducibility, one should take care that the
chemical process. Therefore, non-aqueous development is less temperature is constant during the development process.
aggressive towards the exposed area, leading to high sensitivity Nowadays, when dense nanostructures with a high aspect
but low resolution, contrast and reproducibility. Dense lines ratio are required, pattern collapse (or distortion) becomes an
with a pitch of 124 nm where successfully patterned at a dose important issue. For dense structures, it is possible that some of
of 185 μC cm−2 at 100 keV using xylenes as the developer for the rinsing solution (e.g. water) remains in the spaces between
60 s. Although the resolution is inferior compared with the one them. During drying, the surface tension of the rinsing solution
obtained with aqueous-based development, the optimization of pulls the structures towards each other, causing the pattern
the process can lead to better results. By using the assistance of to collapse. For isolated features, during the development
ultrasonic agitation in the development, the thin scum between process, a fraction of the rinsing solution is absorbed in the
the dense lines is removed but the contrast is not significantly resist. When the sample is dried, the surface of the resist dries
improved [83]. faster than the interior. Hence, an internal stress occurs and
In general, the influence of the development time on the pattern collapses. One way to reduce the pattern collapse
resolution does not seem to be very important, especially is to minimize the surface tension of the rinse solution by
when large structures are written in thick resist layers. using critical point drying. With carbon dioxide (CO2 ) as
The development time is usually fixed and the optimization a supercritical (SC) drying fluid instead of the conventional
of the development process is done by varying other resist drying under vacuum, or by nitrogen (N2 ) blow, 40 nm
parameters, e.g. baking temperature, concentration of the wide lines at a pitch of 135 nm and an aspect ratio of 20
developer [72, 73]. When nanostructures are written in have been achieved in a 770 nm thick HSQ layer [85] (see
ultrathin resist layers, the development time might become an figure 27(a)). The same method also works very well for
important resolution-limiting factor. If the sample is developed isolated lines because the supercritical fluid can diffuse rapidly
for too long, the structures are either washed away or etched into the resist layer and remove the molecules of the rinsing
away. In the first case, the optimum electron dose shifts solution, therefore preventing the pattern from collapsing (see
to a higher value (lower sensitivity, higher contrast), leading figure 27(b)).
to a broadening of the structure. In the other situation, Pattern transfer to the substrate can be very challenging,
the uncertainty in the measured linewidth increases and one especially if aspect ratios higher than 10 are desired. HSQ is an
way to prevent this is to write dense lines and spaces. inorganic e-beam resist which has already proved its high etch
Grigorescu et al [59, 72] studied the effect of the development resistance during the dry etching process. Trellenkamp [86]
process on the ultimate resolution of EBL using ultrathin HSQ obtained 25 nm wide and 330 nm high silicon webs which
23
Nanotechnology 20 (2009) 292001 Topical Review
(a)
(b)
Figure 27. (a) Pair of 40 nm HSQ lines with an aspect ratio (AR) of 20, dried by SCD. (b) Isolated HSQ line with AR = 44, dried by
SCD [85]. Reprinted from [85]. Copyright (2006), with permission from Elsevier.
24
Nanotechnology 20 (2009) 292001 Topical Review
can be used to obtain a double gate MOSFET. These structures The TEM might become, in the future, an important
were transferred into the silicon substrate by dry etching of a inspection tool. Modern TEMs have an electron probe smaller
120 nm HSQ layer with a HBr/O2 plasma and an inductively than 1 nm in diameter, in STEM imaging mode, and they allow
coupled plasma (ICP) source. Twenty-nanometer lines have for x-ray microanalysis and electron energy loss spectroscopy
been successfully transferred into the silicon using HSQ as (EELS). The delicate handling of the sample (which has to be
the hard mask material and an HBr/O2 plasma [87]. The thin) is the main limiting factor in using TEM as an inspection
etching selectivity increases from 9.5:1 Si:HSQ to 14:1 if tool. As far as we know, no HSQ experiments performed on
the resist is densified by a RTA (rapid thermal annealing) such thin samples have been reported.
step at 1000 ◦ C in an O2 atmosphere. Van Delft et al [58]
demonstrated that a very high aspect ratio can be obtained
4. Applications of HSQ in lithography techniques
with HSQ as the top coating in a bilayer system. By using a
other than EBL
hard baked HPR 504 film (Novolak) as the bottom layer and
an O2 RIE plasma, 300 nm wide and 3200 nm tall lines were Since its discovery, the number of applications of HSQ have
fabricated at an exposure dose of 2000 μC cm−2 and 50 keV grown continuously. In the beginning, HSQ was successfully
acceleration voltage. They were also able to obtain 500 nm used as a low-permittivity (low-k ) interlayer dielectric in
high, 50 nm wide dense lines and spaces at an exposure dose IC technology [65] and afterwards as etch mask in RIE
of 990 μC cm−2 and using 50 nm thick HSQ as a mask. for nanophotonic structures with low roughness [89] and
Lister et al [70] succeeded in transfering 11.5 nm lines and
imprinting masters for step and flash imprint lithography
spaces and isolated sub-15-nm dots into a diamond substrate,
(SFIL) [90]. Also, metal oxide semiconductor field effect
using HSQ as a hard mask and an O2 plasma. By pre-treating
transistor gates with small dimension and high aspect ratio [77]
the substrate with argon plasma RIE, the roughness of the
have been fabricated using HSQ. In the last few years, several
transferred pattern was substantially decreased.
authors have proved that this e-beam resist can also be used
When a very thin resist layer is used, the resolution can be
with techniques [87, 91, 92] other than EBL to fabricate
improved at the expense of low etch resistance. Yang et al [88]
nanostructures. Some of these lithographic methods are
improved the etch resistance of a 50 nm HSQ layer by curing
described below.
the resist after the development and prior to the RIE process.
Superconducting nanowires 15 nm wide were fabricated by
pattern transfer into a 6 nm thick niobium nitride (NbN) layer 4.1. Nanoimprinting
using CF4 RIE and a cured HSQ resist. The etch resistance Recently, nanoimprint lithography (NIL) has started to attract a
was increased by 40% by performing a second exposure step lot of attention due to its capability of creating high-resolution
using high electron doses (between 50 and 100 mC cm−2 ). pattern replication with low cost and high throughput. The
This effect can be explained by the rapid formation of a stable
resist pattern is created by using a mold which physically
network structure which increases the density of Si–O bonds
deforms a heated polymer coated on a substrate. The mold
and decreases the Si–H and cage Si–O bond densities.
can be made of metal or silicon dioxide deposited on a silicon
substrate. After imprinting, the resist pattern is subject to RIE
3.5. Inspection tools to produce a useful profile for the subsequent hard material
The SEM is the inspection tool most often used for imaging the pattern transfer. The resolution of the mold seems to be the
result of the lithographic process. This technique is relatively most important resolution-limiting factor of NIL. HSQ started
easy to use and allows one to have a quick estimate of the to be used successfully as a mold due to its good adhesion to
outcome of the lithographic process. Still, when writing very the silicon substrate and because it has a structure similar to
small dense structures in ultrathin HSQ resist layers imaging silicon dioxide, after thermal or electron beam curing. Häffner
might become an issue due to poor contrast. Since the HSQ et al [87] presented an easy way to make a high-resolution
structures consist mainly of SiO2 there is little topographical or mold by using e-beam patterning of HSQ on a silicon substrate.
elemental contrast when imaged on a silicon wafer with native Lines (figure 28(a)) at a 40 nm pitch and with 18 nm width and
SiO2 on the surface. Also, focusing becomes very difficult 20 nm height were successfully patterned in HSQ. A layer of
and the risk of pattern contamination is high. To overcome heated PMMA was further pressed with this mold resulting in
these limitations, several improvements are used, e.g. tilting reproducible imprints, as shown in figure 28(b).
the sample, lowering the acceleration voltages. In general, the molds are fabricated using EBL. Although
AFM is a very well established technique to characterize high resolution is achieved, the throughput is low, especially
surface topography or morphology of individual particles. The when many copies of masters with large area structures are
main advantage of AFM over the traditional techniques such as required for microfabrication. The CD, shape and aspect ratio
SEM is that AFM directly produces three-dimensional images. may be affected by the etching step in the mold fabrication
The lateral size and the height of the written structures were process. Junarsa et al [93] presented a novel method to
successfully measured by AFM [82]. Also, the roughness fabricate molds by direct x-ray exposure of HSQ through a
of HSQ has been widely studied using images taken with an mask fabricated by EBL. This technique improved the CD and
AFM [60, 22, 75]. The main disadvantage of AFM is that it is roughness of the patterned structures.
quite slow and the errors of measurements increase when sub- In a conventional NIL process, the resist undergoes a
10-nm structures are inspected, because of the finite tip size. thermal cycle which can affect the accuracy of the replicated
25
Nanotechnology 20 (2009) 292001 Topical Review
(a) (b)
Figure 28. (a) SEM image of an 18 nm wide line in HSQ at 40 nm pitch. (b) Top view and side view of imprinted lines in heated PMMA with
a period of 40 nm [87]. Reprinted from [87]. Copyright (2007), with permission from Elsevier.
26
Nanotechnology 20 (2009) 292001 Topical Review
(a) (b)
Figure 30. Lines down to 25 and 100 nm pitch written with SFIL on (a) templates and (b) imprinted wafers [90]. Reprinted with permission
from [90]. Copyright (2002), American Institute of Physics.
5. Conclusions and outlook using a STEM. Although the resolution is very good, the high
electron dose (1 C cm−2 ), the problems of getting uniform,
The ultimate resolution of resist-based e-beam lithography defect-free layers and the delicate handling of the samples
pushes the performance of both the lithographic tool and the are the main difficulties encountered when using this type of
resist material to the limit. In order to successfully write resist for nanopatterning. In the ideal case, a resist material
nanostructures, one should have in mind the various factors should combine the properties of organic and inorganic resists.
that limit the resolution, such as beam size, resist material, Another thing that should be stressed here is that although very
baking temperature, delay between baking temperature and small features (<5 nm) have been successfully patterned, all
exposure, writing strategy, exposure dose and development of them were isolated structures (except for the metal halides).
process. Although nowadays most of the lithographic tools The ultimate test for EBL resolution consists of writing dense
have a beam diameter of a few nm (3–5 nm), it is very difficult structures (see figure 16) which have the designed width equal
(if not impossible) to obtain structures with sizes equal to the to the half-pitch. Only then will one know for sure that
probe size. This limitation is due to the resist material and to the result of the lithographic process was not influenced by
different steps that the resist undergoes during the lithographic other factors, such as etching of the structure when a strong
process. In the literature, there are an impressive number of developer or long development time is used.
papers on different materials that can be used as an e-beam Almost 10 years ago, Namatsu suggested that a novel type
resist. Unfortunately, most of these materials do not meet the of material (HSQ) could be used as an inorganic negative tone
requirements for being a suitable e-beam resist when sub-20- e-beam resist. Since then, more than 70 papers have reported
nm features are desired: high resolution and sensitivity, low the use of HSQ not only in EBL but also in EUV and SFIL
LER, high etch resistance and contrast, low molecular size. lithography. Sub-10-nm isolated features are now frequently
Furthermore, the resist layer should be very thin (to minimize obtained in HSQ and even 10 nm lines and spaces have been
the effect of electron scattering), defect free and should have successfully obtained with this relatively new e-beam resist.
a good adhesion to the substrate The organic resists provide Still, the resolution is limited by factors ranging from the spin
high sensitivity but fail in having good etch durability. Sub-10- coating session to the etching process. One of the advantages
nm isolated features can be obtained at a relatively low dose of using HSQ is that very thin layers (approximately 10 nm)
using PMMA, SAMs, CARs and fullerenes. Still, each of can be easily spun onto Si wafers, without using a primer.
these resist materials has its own drawbacks (e.g. controlling Also, these layers are defect free and they have a very low
the etching or the development process due to its complicated roughness (approximately 0.7 nm). When the resist film is pre-
chemical structure, difficulty in obtaining very thin, defect-free baked or exposed, the roughness of HSQ changes: it decreases
resist layers) which prevent them from being widely used in with increasing dose and increases if a high temperature is
lithographic processes. On the other hand, the inorganic resists used. In an extensive study, van Delft et al showed that the
are known for their small molecular size and LER and high etch aging of HSQ enhances the sensitivity but deteriorates the
resistance but also for their low sensitivity. Very dense features contrast, due to a slow gradual oligo/polymerization of the
(2 nm holes at a pitch of 4 nm) with high aspect ratio (40) have resist. They also observed that a delay between the baking and
been successfully obtained in an 80 nm thick metal halide layer exposure decreases the sensitivity but increases the contrast,
27
Nanotechnology 20 (2009) 292001 Topical Review
28
Nanotechnology 20 (2009) 292001 Topical Review
MF03-04 Fullerene electron beam resist [12] Iijima S 1991 Helical microtubules of graphitic carbon Nature
(from Cytec Cymel300) 354 56
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