CONSTITUTIONAL AMENDMENT PROCEDURE IN INDIA AND

USA: A COMPARATIVE ANALYSIS - HEMENDRA SINGH

ABSTRACT
In this paper an endeavour has been made to examine various stages in the amendment
procedures of Indian and US Constitution. The US Constitution provides a procedure which
is more in conformity with the federal principles since states have been given an option to
initiate proposals for amendments. On the other hand, Indian Constitution does not provide
such option to states. Both the Constitutions uncover that Parliament is not the only
institution having a role in amending the Constitution. Both the amending procedures include
more than one phase which guarantees a proper check against the enactment of arbitrary and
hasty Amendments. In both the Constitutions several significant provisions concerning the
states have more rigorous procedure as compared to other provisions. US Constitution has
given a key role to states both in the initiation and ratification of Amendments while Indian
Constitution provides protection to states’ interests under Article 368 by making special
procedures for matters affecting states. Although both the amending procedures are not
identical in nature but they have some key similarities. For example, both the constitutions
provide adequate protection to states by making state participation in the amendment of the
Constitution mandatory. This cure in the hands of states is one of the most effective means
for remedying any arbitrary exercise of power by the central legislature and also safeguards
federalism.
INTRODUCTION
The constitution is termed as the fundamental law of any country. Since it is a fundamental
law the procedure to amend the same has to be different from the ordinary law. A constitution
has a very special legal status as it sets out the basic framework and determines the essential
purposes of different organs of any government. In India and USA, both the countries having
a federal constitution, the constitution is supreme and it has been given a special status.
Countries like Britain, where the parliament is the supreme, can amend the constitution by
ordinary law-making process, so it can be said that in terms of the amendment procedure the
constitutional law stands on an equal footing with other laws in Britain.
Countries having a written and rigid constitution place the constitutional law on a different
footing as compared to other ordinary laws. In these countries constitution is supreme in the
sense that in terms of status it is placed on highest pedestal and all laws in force in the
country get their validity and sanction from the constitution. As the life of a nation changes
with political, social and economic changes taking place the constitution should also be
changed to meet the needs of the society.828 Recently, the Indian legislature realised the
need for reservation on economic basis so it had to come up with special provisions for
economically weaker sections of the country. The GST law was also introduced to meet the
needs of changing time.
1.1.Nature of the ‘amending process’ In a layman’s understanding a constitutional
amendment can be said to be an improvement, a revision or a correction to the original text.
Amendment is to ‘amend’ or to ‘change’ the constitutional provision(s) usually by a special
procedure enshrined in the constitution itself. The amending power under the constitution,
also considered as the constituent power, can only be exercised by that body and in that
method, which is enshrined in the Constitution. This proposition finds support in Article V of
the American Constitution and in Article 368 of our constitution.
1.2.Significance of the constitutional amendments A constitution which was drafted in one
era may become inadequate in another era. So there arises a need for some kind of
mechanism which can adopt the constitution according to the changing needs of the time. It
has been largely accepted that a constitution which does not provide means for change is left
without any means of survival. The ideals and beliefs of the country also undergo changes
with time so there is a need for inclusion of these ideals and beliefs in the constitution. One
example is, India added ‘socialist and secular’ words in the preamble in 1976 by way of
amending process. More than hundred constitutional amendments by Indian parliament show
the need of provisions related to the amendment procedure in India. In United States the
American Constitution has also undergone various significant changes from its very
inception. D.D. Basu speaks about the need of ‘amending process’ and goes on to say that the
provisions related to the constitutional amendment is provided to secure orderly change in the
constitution. These amendments seeks to provide remedy for the defects that are disclosed in
the working of the constitution or defects that occur due to the unforeseen circumstances
which could not be guarded against at the time of the enactment.829 Therefore, the task of
finding out the gaps in the constitution is left to the legislature. The author is of the view that
no one generation has a monopoly over wisdom. Humans are fallible but they do learn from
the experiences and must be empowered to change the constitution as per the exigencies of
the time.
Constitutional Amendments in India and USA
India and United States both have a federal constitution. The American amendment
procedure is more in consonance with the federal principles as it provides to the states’
special methods for initiation of constitutional amendments. At the very outset it can be said
that both the constitutions reveal that union parliament is not the only body which has the
power to amend each and every provision of the constitution without the involvement of the
states. Both the constitutions provide for multiple stages of approving any constitutional
amendment which works as an inherent mechanism to ensure checks and balances against the
hasty constitutional amendments. In both the constitutions some of the constitutional
provisions are subject to rigorous methods of amendment involving state consent. There are
also some limitations provided in terms of amending key provisions of the constitution (In
India, it can be understood by the ‘basic structure doctrine’). The role of states in the
amending process can be said to be a safeguard for the federal constitutions. States ensures
that this power is not exercised in an arbitrary manner by the central legislature. Although
both the amendment processes are not identical but they have some fundamental similarities
in terms of providing ample protection when it comes to states’ rights.
2.1.Modes of Constitutional Amendment In India some scholars argue that there is only one
mode of amendment and that is provided under Article 368. Whereas some argue that there
can be two modes of amendment which are there. First is the formal method and second is the
informal method of constitutional amendment. Formal method is the one which is provided in
the Constitution under Article 368 whereas informal method can be said mean judicial
interpretations. These scholars argue that, in such cases, although the constitutional text is not
subject to any change but the meaning and the context undergoes a drastic change. Article 21
of the Constitution of India, by means of series of the Apex Court decisions, has been given a
wide meaning by the Indian Supreme Court. The American Constitution deals with
constitutional amendments under Article V of the constitution. United States of America also
has two methods of constitutional amendment like India. As far as the informal method is
concerned, the United States uses ‘judicial creativity’ instead of the phrase ‘judicial
interpretation’ as a means of amendment. The American Constitution as we know is skeletal
and not a detailed one. Being a brief constitution, it gives a lot of scope for judicial creativity.
The American Apex Court endeavours to adopt the constitution according to the varying time
by providing the right interpretation of the constitutional provision. The Apex Court of
United States while dealing with first constitutional amendment,830 related to freedom of
speech, held that there can be no right without limitation. Therefore, the American Supreme
Court had taken the task to elucidate the limitations on the exercise of freedom of speech.
The first ten constitutional amendments or the American Bill of Rights have also been given
correct interpretation by the Supreme Court.
2.2.The Amending Procedure
Article 368 of the Indian Constitution gives amending power to the parliament and it also
provides for the procedure of a constitutional amendment. Article 368 provides that a
constitutional amendment can only be introduced by way of a Bill in either house of the
Indian Parliament. It basically means that the rules which govern the initiation, consideration
and passing of other Bills are also relevant when it comes to amending Bills. This Bill is
required to be approved by each House - either by simple or by special majority. Simple
majority here means that the Bill is mandatory to be approved by majority votes of the
members who are present and voting in each house of the parliament. Special majority here
means that the Bill is required to be passed in both the houses of parliament by a majority of
total membership and by a majority of not less than 2/3rd of the members who are present
and voting. Once the Bill is passed by each house of the parliament it has to be necessarily
presented to the president for his assent.
In America the amendment procedure initiates with the ‘proposal of constitutional
amendment’ introduced in either House of Congress. The proposal has to be assented either
by a vote of two-third of each House of Congress or by a constitutional convention called by
the Congress. 830“Brandenburg v. Ohio, 395 U.S. 444 (1969).” ISSN: 2581-6349 484 The
constitutional convention can only be called by the Congress upon an application of 2/3rd of
the state legislatures. It is pertinent to note that all the constitutional amendments in the
United States have been initiated by the proposal approved by a vote of two-third of each
house of the Congress. The second method, which is by calling the constitutional convention,
was rarely used in actual practice. Although such a provision in the hands of the state
legislatures ensures checks and balances and is in line with the principle of federalism.831
2.3. Ratification by the States
Article 368 of the constitution also grants a special status to some of the constitutional
provisions. By special status we mean that these constitution provisions can only be amended
after getting state ratification. This provision was added with a view to keep the separate
existence of the states in federal structure. Clause 2 of Article 368 says that if the amending
Bill tries to make any change in the Articles 54, 55, 73, 124 - 147, 162, 214 - 231, 245 – 255,
Fourth Schedule, Seventh Schedule and Article 368 itself then that Bill cannot be presented
to the President until the Bill is ratified by one-half of the states. The ratification is done by
passing a resolution to that effect by the state legislatures. In American constitution
ratification by the states is essential after the initiation of proposal. The ratification of a
constitutional amendment can be done by two methods provided under Article V of the
American constitution. These methods are: (i) ratification by 3/4th of the state legislature; or
(ii) constitutional convention of 3/4th of the states. It is the discretion of the Congress to
determine the method of ratification. Once the ratification takes place the proposed
amendment to the constitution becomes effective.832
2.4. Assent of the Constitution Head
In India the assent of the constitutional head, which is the president, has to be taken before
the Bill gets converted into a constitutional amendment. The words used in Article 368 are
‘shall be presented’ undoubtedly means that the assent is mandatory and not only directory. It
is also important to note that the Bill having been passed in accordance with Article 368
leaves no discretion to the President to reject the Bill. In light of the above statement it could
be inferred that assent of the constitution head is a mere formality.
In United States as far as the assent of the constitutional head is concerned, there is no formal
requirement as such. This is a unique feature of the American constitution. In light of the
same the initiation and the ratification of the Bill are the only essential constitutional
requirements for any constitutional amendment to be valid. Once the amendment Bill gets the
ratification of the states the Bill gets a life.
2.5. Final Adoption
In India after satisfying all the essentials of Article 368 which are: (a) initiation of Bill in
either House; (b) passing the Bill by simple majority, special majority or special majority
plus ratification by the half of the states (which depends on the nature of the amendment
sought to be made); and (c) after getting the assent of the president, the Bill deemed to be
finally adopted. The constitution of India, accordingly, stands amended. On the other hand,
the United States constitution stands finally adopted on the date ratification of the states is
given. Ratification is given by way of vote of three-fourth of the states or by the
constitutional convention of the states. This indicates that the procedure adopted by India is
lengthier as compared to the American procedure. Also, the American procedure seeks to
limit the procedure to two important steps and gives due recognition and participation to the
constituent units.
Limitations on the Amending Power
Under the Indian Constitution certain limitations are imposed on the amending power of the
parliament to amend the Constitution. There are certain provisions of the constitution which
are protected under different doctrines of law. These doctrines provide valid reasons for
restricting the amending power of the Parliament or Congress. These doctrines are based on
the preposition that the Parliament (Congress) and the Constituent Assembly cannot be
placed at equal footing and be given same constituent power. Like Indian constitution the
American constitution also has some inherent restrictions when it comes to the Amending
power. One such limitation can be seen in the provisions related to the ‘right of the states to
equal suffrage in the Senate’.
3.1. Doctrine of Basic Structure
A limitation on Amending Power
It all started with the issue that whether fundamental rights under Part III can be modified
using Article 368 of the Constitution. This question came up for first time in the landmark
case of Shankari Prasad v. Union of India,833 the court while dealing with the constitutional
legitimacy of first constitutional amendment held that even part III can be modified by the
procedure provided under Article 368. However, the Supreme Court overruled this decision
in Golak Nath v. State of Punjab, 834 and laid down that the parliament has no power to
modify part III of the Constitution. “The principle of Basic structure thus developed in the
historic Kesavananda Bharti case835 wherein the Apex Court held that Article 368 do not
grant power to the Parliament to alter the basic framework (structure) of the Constitution.
Article 368 cannot be used to ‘damage’, ‘destroy’, ‘abrogate’ or ‘alter’ the basic structure or
framework of the Constitution. Hence, the Golak Nath case836 stands overruled after
Kesavananda Bharti. It was also reaffirmed in the case of Indira Gandhi v. Raj Narain837 and
other later cases. The Supreme Court has time and again used this doctrine to save certain
basic provisions of the Constitution. This has ensured that the power granted to the
Parliament under Article 368 is not used in a way to abuse such power
3.2. Express and Implied Limitations in America
As discussed earlier, the American Constitution also has some inherent limitations on the
amending power. As far as the express limitations are concerned, the only limitation which
the American Constitution provides is that “no state will be deprived of its equal suffrage in
the Senate without its consent.”838 Implied limitations are provided by the Supreme Court in
its judicial decisions. In National Prohibition case,839 it was held by the Court that there are
certain basic or vital provisions in the American Constitution which cannot, in any case, be
modified by the procedure enshrined in Article V of the American Constitution. It is argued
that, Article V is merely a safeguard for correcting minor flaws which were left unnoticed. If
ample power is given by way of this provision it would result in a ‘constitutional revolution’.
On the contrary, if we go through the decisions in National Prohibition case and Laser v.
Garnett, 840 it can be safely concluded that the implied limitations as discussed earlier seems
hypothetical. In light of the same the only limitation on the amending power under American
Constitution is the express limitation provided under Article V of the Constitution.
In this comparative study I have dealt with two amendment procedures provided in the
respective Country’s constitution. It is made clear that even though USA and India are
democratic countries but their way of functioning, making laws and amending power are
different as compared to each other. The Constitution of India has borrowed some features
from other countries after testing their suitability to our country. It can be said that there are
so many differences between the amending procedures among the compared countries that
the similarities are less than the fingers. Almost every country’s Constitution provides
provisions for the constitutional amendments. These provisions become a need in light of the
changes that occur in a dynamic society. Flexibility is, therefore, considered a good feature in
any constitution. A constitutional amendment is also considered as the means of achieving
social as well as political change.
In Constitutional Amendments the role of a state is very restricted in India but in America,
the constituent units (states) have been given a key role. States in United States are given the
power to even initiate any “proposal for amendment of the Constitution”. But Indian states
are not given this power in terms of initiation of proposal for amendment. Under the Indian
Constitution an amendment which passes the test of Article 368 becomes a part of the
Constitution only if the assent of the Constitutional Head is obtained. But in the United States
of America, the Constitutional Head is not given this status and therefore provisions
prescribing the assent of the President do not find any place in the American Constitution.
If we compare the two Constitutions, we will find that it is very difficult to amend the United
States Constitution as compared to the Indian Constitution. The rigidity of the United States
Constitution is evident from the fact that since 1789 around thousands of amendments were
introduced in the United States Congress but only 33 could be adopted and sent to the states
for getting ratification. Ultimately, only 27 amendments could pass.841 Article 368 gives
Indian Parliament supremacy in some matters to amend the constitution but then in some
matters it necessitates approval by not less than one-half of the states. The notable point is
that both in Indian Constitution and the United States Constitution no time limit has been
provided for ratification. Lastly, it can be said that the Indian Constitution is more flexible
than rigid. This statement finds support in the fact that only a few of the Constitutional
amendments require approval from the state legislatures and even then, ratification by one-
half of the states would suffice. The remaining provisions of the Indian Constitution can be
modified by a special majority of the Indian Parliament. Whereas, the United States has a
rigid constitution and it can only be modified by the United States Congress by way of an
extraordinary procedure enshrined in the United States Constitution for that purpose.