Filter Validation Protocol: Technical Overview
Filter Validation Protocol: Technical Overview
Technical Overview
To minimize the effort that your laboratory would have to invest to evaluate and
validate the new filter plates, the following is an example of a filter validation. It is a
straightforward procedure and it should be maintained with your method validation
documentation. The filter validation protocol includes filter selection guidance, as well
as three tests to challenge the filter’s efficiency, adsorption and leachability.
Filter Validation Protocol Filter selection Filter tests
Filtration is an essential component of Selecting the correct filter material
Whether a dissolution method is
the dissolution test. The dissolution is quite simple. Depending on your
performed manually or automatically, the
process stops at the moment that a method, you will typically use glass
filter must be challenged in three primary
sample is withdrawn and immediately fiber or membrane filters for HPLC
areas:
filtered. The sample, once clarified of anlaysis. Table 1 provides information
solid particles and excipient material, is on the four types of filters that can be • efficiency
now ready for the second phase of the used with the 850-DS for automated • leachability
test—analysis of the filtered sample. filtration of dissolution samples. The • adsorption
table also cross references the
This analysis is generally performed by corresponding 25 mm luer lock If a filter is being qualified as an
a UV-Vis spectrophotometric or HPLC individual syringe filters that may be equivalent filter for an existing method,
procedure. Additionally, filtration is used for the validation tests mentioned the efficiency challenge may be omitted
needed to alleviate potential blockage below. unless the pore size of the filter has
of HPLC column inlets, caused by changed. If excessive absorption of the
particulates and excipient matter from active drug occurs, excipient interference
sample solutions, that ultimately results is high, or filters become clogged,
in reducing the normal lifetime of the alternative filters may be required.
column.
Table 1. Whatman 25 mm syringe filters, corresponding filter plates, and recommended applications.
Whatman 850-DS
Whatman 25 mm 8-Channel Filter Plate
Individual Puradisc part numbers
Item description Filter part numbers (8 filter disks/plate) Recommended application
PTFE membrane filter, 25 mm, 0.45 μm 6784-2504 (50/pk) 7707-3000 (50/pk) Chemically stable and inert, suitable for acidic aqueous
6785-2504 (200/pk) solutions
Nylon membrane filter, 25 mm, 0.45 μm 6750-2504 (50/pk) 7707-3100 (50/pk) Robust hydrophilic membrane for applications where protein
6751-2504 (200/pk) binding is not critical
Polyethersulfone (PES) membrane filter, 6781-2504 (200/pk) 7707-3200 (50/pk) Hydrophilic, low protein binding membrane recommended
25 mm, 0.45 μm for aqueous samples
Glass fiber (GMF) filter, 25 mm, 0.7 μm* 6825-2517 (50/pk) 7707-3300 (50/pk) The standard for difficult-to-filter samples to retain coarse
6825-2527(200/pk) particles; also, a good filter for gelatinous capsules
Efficiency test
Step 3
Filters used in the dissolution method Dispense the samples
must be sufficient to stop the dissolution individually into test tubes
process. The efficiency of the filter is Step 1 Step 2 and analyze according to the
Prepare a sample solution of Filter three sample aliquots analytical method as follows:
its ability to remove undissolved active
approximately 50% of the through separate filters. • Sample 1 - Analyze
pharmaceutical ingredient (API) from a nominal analytical This step should mimic the immediately.
sample solution. See Figure 1. concentration. filtration procedure used for • Sample 2 - Ultrasonicate for
the dissolution test. 5 minutes, mix
well, and analyze.
• Sample 3 - Ultrasonicate for
10 minutes, mix
well, and analyze.
Efficiency acceptance criteria
Ultrasonicated samples should not show more than a 2%
increase in dissolved sample material when compared to the
non-sonicated sample.
2
Step 3
Leachability test
Analyze the solutions on a Filters used to clarify samples must
suitable system as follows:
not contribute to the UV spectra at the
• In triplicate, measure the wavelength of measurement. Additionally,
Step 1 Step 2 100% working standard
Prepare a working standard Filter three solution aliquots according to the analytical leachable substances must not affect the
solution in the intended of the intended dissolution method. Record the quantitative integrity of dissolved active
dissolution media at 100% media through separate filters resulting response values. pharmaceutical ingredient (API). See
nominal concentration of the or filtration systems. This Average the three standard
sample. This solution should step should mimic the measurements.
Figure 2.
not be filtered. filtration procedure used for
the dissolution test. • Measure the three filtered
blank solutions according to
the analytical method and
record the resulting
Leachablilty acceptance criteria response values.
The measurement response values of each of the filtered blank
dissolution media samples should be less than or equal to 0.5% of
the mean response value of the 100% standard solution.
Step 4 Step 5
Analyze the solutions on a For both types of filters used,
suitable system as follows: calculate % recovery of the
API from each filtered
Step 1 Step 2 Step 3 • Measure the unfiltered
standard according to the
Prepare a working In triplicate, Place a syringe standard solution according
following formula. Reference
standard solution withdraw 10 mL of filter on the end of to the analytical method
Table 2 for examples of
in the dissolution the standard the syringe and and record the resulting
expected data from a typical
media at nominal solution outlined in dispense 1.0 mL response value.
adsorptivity test.
concentration of step 1 through a increments into • Measure each of the filtered
the first timepoint syringe and cannula. 10 consecutive Rsam
standard solutions % Recovery = × 100
of the dissolution Separate syringes HPLC vials. according to the analytical Rstd
profile. and cannulas should method and record the
be used for each resulting response values. Rsam = Absorbance of the filtered
replicate test. standard solution
• Measure the unfiltered Rstd = Mean absorbance of the
standard solution again and unfiltered standard
record the resulting 100 = Conversion factor to percent
Adsorbance acceptance criteria response value.
Determine the volume needed to flush the filter so that the resulting
aliquots of standard recover at 98 to 102%. As shown in Table 2, at a
minimum, the final 5 mL of filtered standard should have recovery levels
between 98% and 102%.
3
Filter Validation Summary
Although validated dissolution methods
may contain a filter statement such as
“Whatman 25 mm Puradisc filters, or
equivalent,” this generally covers the
use of alternative generic filters that
were originally validated. In the case
of the filter plates with eight individual
filters that were co-developed by Agilent
and GE Healthcare, the filter should
be considered as an equivalent to the
individual 25 mm Puradisc filters outlined
in Table 1.