Basic Biomechanics

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Posture analysis

• A quick evaluation of structure and function


• Doctor views patient from behind (P-A) and
from the side (lateral)
• References points of patient’s anatomy
relative to plumb (a position of balance)

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Posture analysis
• Lateral View
– Knees (anterior, posterior, plumb, genu recurvatum)
– Trochanter (anterior, posterior, plumb)
– Pelvis (anterior, posterior, neutral pelvic tilt)
– Lumbar lordosis (hypo-, hyper-, normal)
– Mid-axillary line (anterior, posterior, plumb)
– Thoracic kyphosis (hyp-, hyper- normal)
– Acromion (anterior, posterior, plumb)
– Scapulae (protracted, retracted, normal)
– Cervical lordosis (hypo-, hyper-, normal)
– External auditory meatus (anterior, posterior, plumb)
– Occiput (extended, neutral, flexed)

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Posture analysis
• Posterior – Anterior View
– Feet (pronation, supination, normal)
– Achilles tendon (bowed in/out, normal)
– Knees (genu valga/vera, normal - internal/external
rotation)
– Popliteal crease heights (low, high, level)
– Trochanter heights (low, high, level)
– Iliac crest heights (low on the right/left, normal)
– Lumbar scoliosis (right/left, or no signs of)
– Thoracic scoliosis (right/left, or no signs of)
– Shoulder level (low on the right/left, or normal)
– Cervical scoliosis (right/left, or no signs of)
– Cervical position (rotation, tilt, neutral)
– Mastoid (low on the right/left, or normal)

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…..poor postures

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Functional Anatomy of the Spine
• The vertebral curvatures
– Cervical Curve
• Anterior convex curve (lordosis) develop in infancy
– Infant begins to lift head

– Thoracic Curve
• Posterior convex curve (kyphosis) present at birth

– Lumbar Curve
• Anterior convex curve (lordosis) develops in response to
weight bearing
– Influenced by pelvis and lower extremity positioning

– Sacrococcygeal Curve
• Posterior convex curve formed from the fused sacral and
coccygeal segments
Joint Play
• The qualitative resilience of the joint capsule and peri-articular
soft tissues that is found within a joint’s passive range of motion
between the end of preliminary tension and its elastic barrier of
resistance

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Basic Biomechanics
• Planes of Movement
– Are defined in relation
to three imaginary axis
(X, Y and Z) drawn
through a given
structure
Basic Biomechanics
• Planes of Movement
The Cervical Spine
• Functional Anatomy of the
Upper Cervical Spine
– Atlanto-occipital joint
• Mobile condyloid joint
– Flexion/extension – 10-15°

– Lateral bending – 5-8° (coupled


with slight contralateral
rotation* and horizontal
translation)

– Rotation - 0° (controversial)*
Upper cervical spine C0-C2
• C1/2 consists of two articulations:
– Atlanto-odontoid
• Trochoid artculation in the coronal plane
– Altanto-axial
• Arthroidial articulation oriented primarily in
the transverse plane with a slight downward
slant laterally

• The principle movement is that of axial


rotation and secondarily that of flexion and
extension

• Lateral bending at C1/2 is negligible

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Lower cervical spine C3-C7
• C3-C7 are arthroidial articulations oriented
approximately 45 degrees between the coronal
and transverse planes

• The principle movement of the lower cervical


spine is that of flexion and extension and
secondarily lateral bending

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Lower cervical spine C3-C7
• Lateral bending is coupled with axial rotation
• In the lower cervical spine ipsilateral lateral
bending is coupled with ipsilateral rotation
– left lateral bending is coupled with left axial
rotation (-θZ / +θY)
– in the cervical spine, the spinous processes
deviate to the side of convexity

• The amount of lateral bending and axial


rotation as well as coupling progressively
decreases from C2-C7

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Lower cervical spine C3-C7
• During lateral bending the joints and discs on
the concave side approximate as the convex
side separates
– The side that separates is known in static
listings as the side of the open wedge (disc)

• In normal motion, during left lateral bending


the joints on the left approximate and the
right separates
– Thus in left lateral bending the right side is
considered to be the side of the open wedge

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The Cervical Spine
• Functional Anatomy of the Lower
Cervical Spine (C3-7)
– Range and Pattern of Motion of the
Lower Cervical Spine
• Cervical region has greatest ROM of
spine
• Flexion - 40°
• Extension - 24°
• Lateral bending - 47° (to each side)
• Rotation - 45° (to each side)
The Thoracic Spine
• Functional Anatomy of the Thoracic Spine
and Rib Cage
– Part of the ventilatory structures of the
pleuropulmonary system

– Primarily functions to protect the viscera

– Least mobile part of the spine due to its


articulations with the rib cage and thinness of
its discs

– Its neurological relationship with the


autonomic nervous system and internal
regulatory system has profound effects on their
function

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The Thoracic Spine

• The facets are angled at approximately 60° to the


transverse and 20° to the coronal planes
• The principle movement is lateral bending
• Rotation is greatest in the upper thoracic spine and
progressively decreases inferiorly
• Flexion and extension is least in the upper thoracic spine
and progressively increases inferiorly

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The Thoracic Spine
• Movements of the Spine
– Lateral Bending
• Is coupled with axial rotation of the vertebral
bodies
– Cervical and upper thoracic spine: Lateral
bending is coupled with ipsilateral rotation
(spinous process deviate towards the
convexity)

– Lumbar and lower thoracic spine: lateral


bending is coupled with contralateral
rotation (spinous process deviate towards
the concavity)

– Mid-thoracic spine: Is controversial


The Thoracic Spine
• Range and Patterns of Motion
– Flexion and extension
• Average per segment is 6°
– Progressively more increases
from upper region to lower
region (upper avg 4° - middle avg
6° - lower avg 12°)

• Extension limited due to impaction


of articular and spinous processes

• Movement involves coupled +/-θX


and +/-Z
The Thoracic Spine
• Range and Patterns of Motion
– Lateral Flexion
• Avg 6° to each side
– T11-12 avg 7-9 °

• Lateral bending is coupled with axial


rotation
– Upper thoracic
» Lateral bending coupled with
ipsilateral rotation
– Middle thoracic controversial
– Lower thoracic
» Lateral bending is coupled with
contralateral rotation
The Thoracic Spine
• Range and Patterns of Motion
– Rotation
• Axial rotation avg 8-9° in upper
thoracic
– Progressively decreases inferiorly

• Axis of rotation is in posterocentral


body and corresponds with convexity
of facets

• Coupled with lateral bending


– As discussed previously
The Ribs
• Functional Anatomy and
Biomechanics of the Rib Cage
– Costo-transverse and –vertebral joints
• Subject to joint dysfunction

• To be considered in the normal activity of


the thoracic functional unit on examination
The Ribs
• Functional Anatomy and
Biomechanics of the Rib Cage
– Costo-transverse and –vertebral
joints

• Form a joint couple

– Axis passes through center of each


joint

– Axis forms a swivel for the rib


The Ribs
• Functional Anatomy and
Biomechanics of the Rib Cage
– Costo-transverse and –vertebral joints
• Upper ribs
– Axis lies closer to the frontal plane
– During inspiration causes increase in A-P
diameter (“pump handle motion”)

• Lower ribs
– Axis lies closer to the sagittal plane
– During inspiration causes an increase in
the transverse diameter of rib cage
(“bucket handle motion”)
The Ribs
• Functional Anatomy and
Biomechanics of the Rib Cage
– Costochondral joint
• Synarthrodial

• Acts as a torsion bar during respiration


– Torsion that occurs with inspiration
responsible for return of thorax back to
original position during expiration

– Flexible in youth and ossify with age


affecting respiratory efficiency
The Lumbar Spine
• Functional Anatomy of the Lumbar Spine
– The lumbar spine is responsible for the majority of the
movement of the trunk
– The articulations of the lumbar vertebrae consist of
arthrodia (gliding) joints
– The facets are oriented primarily in the sagittal plane
becoming more coronal at the lumbosacral junction
– The principle movement of the lumbar spine is flexion
and extension
• accounts for more than 75% of the total movement of the
trunk
• the orientation of the facets limits the amount of lateral
bending (approximately 6° per segment unilaterally) and
rotation (approximately 2° per segment unilaterally)

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The Lumbar Spine
• Posterior elements
– Intervertebral joints (zygapophyseal)
• Lumbar facets are oriented at 90° to the transverse plane and 45°
to the frontal plane
– Movements include flexion, extension, lateral bending but little
rotation
– The lumbosacral joints differ in that their oblique orientation allow
considerable rotation
The Lumbar Vertebral Column
• Movements of the lumbar
spine
– Lateral bending
• Lateral flexion is coupled with
contralateral body rotation
(spinous process deviate to
side of concavity) (+/-θY and -
/+θZ)

• Segmental Lateral bending


averages 6° per segment
– Lumbosacral lateral bending is
50% less
The Lumbar Spine
• Lateral View
– Angle of the sacrum ~30°

– Lumbosacral angle ~140°

– Angle of pelvic tilt ~60°

– Index of lumbar lordosis (max


at L3)
• ≥ = increase lordosis
• ≤ = decrease lordosis
The Lumbar Spine
• Movements of the lumbar spine
– Flexion - ~40°
• Primarily due to the flattening of the
lumbar lordosis

• Motion is due to anterior sagittal


rotation and forward translation (+θX
/ +Z)
– Panjabi has proposed 4.5 mm of
segmental translation considered
the upper limit for radiographic
evidence of clinical joint instability

• Segmentally increases inferiorly


The Lumbar Spine
• Movements of the lumbar spine
– Flexion
• Zygapophyseal joints play a significant role in
stabilizing the lumbar spine in flexion
– Anterior translation is resisted by bony
impaction

– Flexion is resisted by the tension of the joint


capsule (39%) and posterior ligaments of the
vertebrae (anulus (29%), ligamentum flavum
(13%), inter and supraspinous (19%)
» The posterior ligaments role is to
protect the disc
The Lumbar Vertebral Column
• Lumbar muscles and their fascia
– Functions
• Major active movements

– Activity continues until the “critical point” is achieved


» Point where muscular activity ceases and the vertebral
column is braced by zygapophyseal joint locking and
tension within the posterior elements

» Marks the transition of spinal load-bearing from muscles


to the ligamentous system
Functional Anatomy of the Trunk
• Flexion-relaxation
phenomena

• At full flexion the


electrical activity of the
erector spinae ceases
(flexion-relaxation
phenomena) – deep
paraspinals and QL’s
become electrically
active
The Lumbar Spine
• Movements of the lumbar spine
– Extension - ~30°
• Movement involves posterior sagittal rotation
and translation (-θX/-Z)

• Motion is limited by
– bony impaction of the spinous processes
and inferior articular processes

– resistance of the anterior anulus, anterior


longitudinal ligament (ALL) and anterior
joint capsule
The Lumbar Spine
• Movements of the lumbar spine
– Axial rotation – 10-15° (1-2° per segment)
• Involves torsion of the intervertebral disc and
impaction of the zygapophyseal joints

• Movement is resisted by
– All of the fibers of the anulus that are inclined
toward the direction of rotation

– The posterior ligaments (ipsilateral joint capsule,


inter- and supraspinous ligaments

– Bony impaction of the contralateral


zygapophyseal joint (new IAR)
The Lumbar Vertebral Column
• Movements of the lumbar
spine
– Axial rotation
• Maximal rotation per segment
without annular injury is ~3°

• Onset of torsional injury to the disc


occurs at ~4° and macro-failure
occurs at ~12° of rotation
The Lumbar Spine
• Movements of the lumbar spine
– Axial rotation
• The axis of rotation in a lumbar vertebrae
passes through the posterior central aspect
of the body

• As the vertebrae rotate:


– The contralateral zygapophyseal joint
impacts and compresses
» axis of rotation shifts to the impacting
joint
» axial rotational forces converted to
lateral shear forces on the disc
» Increased tensional forces on the
ipsilateral joint capsule
Functional Anatomy of the Trunk
• Segmental Motion of the Spine
– Range of Motion
• Flexion/Extension – Greatest at L5-S1,
followed by C5-7 and OC-C1
– Most limited from T1-6, progressively
increasing inferiorly

• Lateral Flexion – Greatest range is C2-5,


T11-L1 and L3/4
– Most limited at C1-2 and C7-T1

• Rotation – Greatest at C1/2


– Progressively decreases inferiorly – very
limited between T10-L5 and least at
OC-C1
Functional Anatomy of the Trunk
• Anterior elements
– Intervertebral disc
• The loads on the disc are
created by activities such as
sitting, coughing, and laughing
which are greater than those of
standing, walking or twisting

• During normal weight bearing


(ADL) the water content of the
disc is reduced (creep)
decreasing disc height by 20%
The Bony Pelvis and SI Joints
• Structure of the bony pelvis
– Serves two functions
• Transmits forces of the vertebral
column to the lower limbs (and
visa-versa)

• Positioned strategically to relieve


the torsional stress of the lower
limbs during movement
The Bony Pelvis and SI Joints
• Nutation and Counter-Nutation
– Nutation
• The sacrum rotates about the +θX axis
– The A-P diameter of the pelvic brim
decreases
– The A-P diameter of the pelvic outlet
increases
– The ilia approximate
– The ischium separate
– Movement is limited by the
sacrospinous and sacrotuberous
ligaments
The Bony Pelvis and SI Joints
• Nutation and Counter-Nutation
– Counter-Nutation
• The sacrum rotates about the -θX axis
– The A-P diameter of the pelvic brim
increases
– The A-P diameter of the pelvic outlet
decreases
– The ilia separate
– The ischium approximate
– Movement is limited by the sacro-iliac
ligaments
The Bony Pelvis and SI Joints
• Effect of Posture on the Pelvic
Joints
– Standing
• Weight of the trunk on the sacrum
induces sacral nutation
– Limited by the anterior sacro-iliac
ligaments, the bony locking
mechanism of the SI joint and the
sacrospinous and sacrotuberous
ligaments
• Rotatory couple of the reaction to
the ground causes the ilia to rotate
posteriorly
– Accentuates nutation of the SI joints
The Bony Pelvis and SI Joints
• Movements of the Pelvis
– Compensatory movements at the
sacrum and lumbosacral junction absorb
pelvic torsion induced by opposing
motions of flexion and extension
• As one innominate flexes (rotates
posterior and inferior)
– The sacral base moves anterior and
inferior
– L5 moves posterior and inferior while
the rest of the lumbar spine undergoes
type I coupling

• The other innominate extends (rotates


anterior and superior)
– The sacral base moves posterior and
superior
The Bony Pelvis and SI Joints
• Movements of the Pelvis
– SI Flexion
• Posterior inferior rotation of the
Innominate (PSIS reference)
• Anterior inferior rotation of the
ipsilateral sacrum (Sacral base
reference)

– SI Extension
• Anterior superior rotation of the
Innominate
• Posterior superior rotation of the
ipsilateral sacrum
The Bony Pelvis and SI Joints
• Movements of the Pelvis
– Pubic Symphysis
• With flexion and extension of
the SI joints
– Pubic symphysis rotates about
the transverse axis

– Small superior and inferior


translation occur as well – large
amounts indicate an unstable
pelvic complex
The Bony Pelvis and SI Joints
• It is accepted by most that the primary
motions of the SI joint are that of flexion and
extension occurring along an oblique
saggittal plane

• During gait each sacroiliac joint move


opposite to the other and as such the
movements of the joints can be envisioned
as a horizontal figure-eight motion about
this plane

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The Bony Pelvis and SI Joints
• During sacroiliac flexion (using
the PSIS and sacral base as
reference) the ilium rotates
posterior and inferiorly (PI) while
the sacrum rotates anterior and
inferiorly (AI)

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The Bony Pelvis and SI Joints
• During sacroiliac extension the
ilium rotates anterior and
superiorly (AS) while the sacrum
rotates posterior and superiorly
(PS)

• During gait these opposing motions


occur simultaneously within each
sacroiliac joint and thus accounts
for the elliptical horizontal figure-
eight motion described above
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The Bony Pelvis and SI Joints
• When the sacroiliac joints move
in unison:
– During flexion both ilia rotate
posterior and inferior (PI) as the
entire sacral base moves relatively
anterior and inferior (AI)

– In extension both ilia rotate


anterior and superior (AS) while
there is relative posterior and
superior (PS) motion of the sacrum
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The Bony Pelvis and SI Joints
• This movement of the sacroiliac
complex along the saggital plane is
called nutation (when the entire
sacral base moves anterior and
inferior relative to the ilia)

• Counter-nutation occurs when the


entire sacral base moves posterior
and superior relative to the ilia
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The Bony Pelvis and SI Joints
• Lumbosacral joints motion during
gait is opposite that of sacroiliac
joints motion:
– as the sacroiliac joint flexes the
lumbosacral joint extends

– as the sacroiliac joint extends the


lumbosacral joint flexes

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The Gait Cycle
• Gait Analysis
– The gait cycle is broken
down into two phases
• The stance or support
phase
– Foot is in contact with
the ground

• The swing or non-contact


phase
– Foot is not in contact
with the ground
The Gait Cycle
• Gait Analysis
– The stance or support
phase is broken down into
two sub-phases
• The breaking or weight
acceptance phase
– Heel strike through mid-
stance

• The propelling phase


– Mid-stance through toe
off
The Gait Cycle
• Gait Analysis
– The swing or non-contact
phase is broken down into
two sub-phases
• The forward swing
(acceleration)
– From toe-off through
mid-swing

• The forward swing


(deceleration)
– From mid-swing through
heel-strike

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