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Abstract. The crack initiation phenomenon in a metallic material under cyclic loadings is due
to the localization of the deformation in some grains at the microstructure scale which induces
damage. However, the engineering way to design structures conduct to establish macroscopic
fatigue criteria which finally consider mean value of the mechanical fields, at the scale of a
representative volume of material. In the last decades, a lot of phenomenological models have
been proposed in this way, based on macroscopic stress or strain tensors but none are com-
pletely satisfactory, essentially due to the lack of physical basis. An alternative way consists
in considering energy based approach, in particular by studying the evolution of stored energy
during cycling.
In this aim, a first step consists in defining a theoretical framework based on dissipation
which enables to explain previous experimental works studying the evolution of temperature
of specimen during cyclic loading. Such a framework has been proposed by Charkaluk and
Constantinescu and is based on shakedown concepts and a micro-macro transition.
However, due to the heterogeneous behavior of polycristalline metallic aggregates, some
grains can exhibit plastic strains whereas other still undergo a pure elastic response and, in
fatigue, this can conduct to crack initiation in such plastic grains even if the macroscopic be-
havior of the specimen remains elastic. Therefore, the second step consists in the development
of a method enabling to access to a full-field measurement of both kinematical and thermal
fields of a same zone at the grains scale, in order to be able, in future work, to realize energy
balance at the microstructure scale. The principle of such an experimental method supposes
i) the determination of thermal fields thanks to an infrared camera equipped with a high mag-
nification lens, ii) the computation of kinematical fields based on images coming from a CCD
camera and analyzed with an image correlation technique and, iii) the use of a special coating
and a dichroic lens to realise both measurements at the same time, in the same area.
1
Eric Charkaluk, Laurence Bodelot, and Rian Seghir
1 INTRODUCTION
It is now well known that the fatigue phenomenon in metals is essentially associated to the
gliding of dislocations and the creation of slip bands which characterize irreversible damaging
mechanisms at the grains scale. A review of these mechanisms can be founded for example, in
the monograph of [34], in the pioneering works of [28] or in the recent synthesis of [24, 25, 26].
The behavior of mono- and polycrystals is dependent of the loading level and other factors such
as environment, temperature, . . . . For a Representative Elementary Volume of material (REV),
well-oriented
slip plane
Figure 1: Plasticity developed at the macroscopic scale in LCF and at the mesoscopic scale in HCF.
they can be summarized using the following scheme (see figure 1):
• if the loading level is very low, only a single slip system can be considered in each grain
with a shear stress below the resolved yield stress on this slip plane. An elastic response is
therefore obtained in all the grains and no slip bands can be observed. The macroscopic
response, on the REV boundaries, is then also elastic.
• if the loading level is increased but is still low, a single slip system can be considered
in each grain. The shear stress might exceeds resolved yield stress in some grains pos-
sessing a properly oriented crystallographic system with respect to the active slip system
and the loading direction. In such grains, the mechanisms of dislocations gliding and
slip bands creation can be activated. At the grain surface, such bands can be observed.
This heterogeneous plastic behavior, depending on the grains orientations, has recently
been quantified by [22] by diffraction measurements. Some observed grains display a
quasi elastic response while others cyclically plastify. However, if this plastic behavior
is confined in a few grains, the macroscopic response, on the REV boundaries, remains
quasi-elastic.
• if the loading level becomes more important, it can induce two effects. On the one hand,
the quantity of plastic grains becomes more important [33] and, on the other hand, mul-
tiple slip systems can be activated in the same grain. Plastic behavior is then no more
confined, is generalized in all the REV, and the macroscopic behavior becomes elasto-
plastic.
The three schemes correspond to three different fatigue domains, which can easily be described
by a Wöhler’s curve, schematically represented on the figure 2. The first case, presenting an
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Eric Charkaluk, Laurence Bodelot, and Rian Seghir
elastic shakedown at all physical scales, can be easily associated to infinite lifetimes and unlim-
ited endurance. The second case, corresponding to a localized cyclic plastic behavior in some
well oriented grains, conducts to High Cycle Fatigue (HCF) and a limited endurance. Finally,
the last case, associated to a generalized plastic behavior in the REV, conducts to Low Cycle
Fatigue (LCF) phenomenon. As it can be understand, the fatigue mechanisms are the same in all
Figure 2: Schematic representation of the Wöhler’s curve defining the different fatigue domains (HCF and LCF).
the cases, the fatigue domains depending essentially on the spatial expansion of the plasticity.
Therefore, these domains can rather be related to different scales: the grain in a REV in HCF
and the complete material volume in LCF. In order to establish a common approach in HCF and
LCF, Charkaluk et al. [11, 6, 7, 5] proposed to analyze the link between the dissipation gener-
ated by the cyclic plastic activity and the crack initiation; this conducts to consider this plastic
dissipation as a damage indicator, as proposed a long time ago by Halford [15]. However, since
the pioneering work of Farren and Taylor [13], it is well known that, even if plastic work has a
great importance during the metal deformation, the real challenge is to understand and quantify
the partition between plastic work and stored energy in metals. This is also a crucial issue in
fatigue.
Commonly, since the pioneering work of Taylor and Quinney [36], the ratio between the
intrinsic dissipation and the rate of plastic work Φ is often considered as a constant taking
usually values between 0.8 and 0.9. But more recent results show that this ratio is loading
dependant and, under monotonic loading, a threshold is generally observed before a decrease
of the stored part [10].
In fatigue, only a few works are dedicated to this aspect. The main question concerns the ex-
istence or not of a critical cumulated energy before crack initiation and propagation. In order to
answer this question, Wong and Kirby [38] realised low cycle fatigue tests under strain reversed
tension-compression loading on a 6061-T6 aluminium alloy. The plastic work is estimated by
measuring the experimental hysteresis loop and temperatures measurements are realised in or-
der to estimate the mean dissipated energy. The ratio Φ is then calculated at each cycle. Its
evolution show a first short increase before obtaining a quasi-stable value during all the test
but, due to the observed scatter, it is very difficult to conclude to a constant critical value of
cumulated stored energy for all the tests.
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Eric Charkaluk, Laurence Bodelot, and Rian Seghir
Following the same experimental principle, some fatigue tests on different materials were
realised by Harvey et al. [19, 18]. The same constancy of the cyclic stored energy is observed
from cycle to cycle but the cumulated stored energy seems to be loading dependent. However,
the results obtained on an aluminium alloy [17] show that the cumulated stored energy is pro-
portional to the evolution of the porosity in the material, due to damage evolution. The main
drawback of these previous experimental works is to consider global mean values on specimens
while damage initiation takes place at the grain scale. In fact, many isotropic metallic materi-
als are made of an aggregate of grains following a distribution of crystallographic orientations.
Among them, some are favourably oriented for plastic gliding with respect to the loading axes.
Under mechanical loading, this creates local heterogeneities as these grains can exhibit plastic
strains whereas others still exhibit a pure elastic response. As plasticity triggers the appearance
of slip bands at the surface of the material, heterogeneities of surface’s relief are also visible at
the scale of grains thanks to high resolution imagery techniques. Moreover, plasticity is associ-
ated with a thermal dissipation which can be detected at the structure scale. Hence the material
behaviour under fatigue may be thermally and mechanically different from one grain to another.
In order to realise energy balance in fatigue, thermal and kinematic measurements have also
been performed on both sides of a DP600 steel sample submitted to cyclic loading [9, 8]. The
experimental approach involves two quantitative imaging techniques: digital image correlation
and infrared thermography. By using a variational method, stress fields are deduced from the
displacement fields coming from the digital image correlation. Patterns of deformation energy
per cycle are then determined on the basis of stress and strain data. Then, a local form of the
heat equation is used to derive separately the thermoelastic and dissipative sources. Energy bal-
ances show that around 50 per cent of the deformation energy associated with the mechanical
hysteresis loop is dissipated while the rest corresponds to stored energy variations. Nevertheless
these results are obtained at a relatively macroscopic scale (a few millimetres of spatial reso-
lution) whereas phenomena arise at the grain scale. There is thus a lack of simultaneous data
about the kinematic and thermal behaviours of the material at the mesoscopic scale of damage.
Then, the objective of this communication is the following. After the presentation of the the-
oretical framework conducted to the study of dissipation evolution in fatigue, an experimental
setup enabling an access to fully-coupled measurements of both thermal and kinematic fields
of the same zone at the grain scale will be presented. The full-field measurements methods are
the same as those presented in [9, 8] but high magnification lenses are used in order to increase
the spatial resolution and a special coating and a dichroic mirror are used to be able to realise
simultaneously the measurements at the same time and in the same area [3]. The first results
obtained on monotonic and fatigue cyclic tests will then be presented and discussed.
2 THEORETICAL FRAMEWORK
A straightforward link between mechanical dissipation and fatigue damage stems from the
high cycle metal fatigue theory of Orowan [30], and the followers model of Dang Van [12] and
Papadopoulos [31]. Starting from the observation that the cyclic evolution of isolated grains in
polycrystals submitted to complex loadings can thereby be resumed by the creation of localized
slip bands, a cyclic plastic activity in slip bands and the nucleation of microcracks until the
creation of a macrocrack, Dang Van [12] and Papadopoulos [31] based their models on the next
framework of assumptions: (i) the fatigue damage is controlled by mechanisms at the grain
scale and therefore a description at this mesoscopic scale is necessary; (ii) at this scale, most
of the metallic materials are aggregates of cubic crystals with a random distributed crystallo-
graphic orientations, which can be considered isotropic and homogeneous at the macroscopic
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Eric Charkaluk, Laurence Bodelot, and Rian Seghir
scale; (iii) among all grains and possible slip planes, only some well oriented slip planes, max-
imizing the shear stress for a given loading path, will develop plasticity and create localized
slip bands inducing crack initiation; (iv) below the fatigue limit, microscopic plastic strains ho-
mogenize to negligible macroscopic plastic strains, which matches the fact that macroscopic
stresses are small with respect to the yield limit; (v) mesoscopic plasticity is determined by
isotropic and kinematic hardening rules and the evolution of the mesoscopic yield limit τs will
initially evolves and then saturates under an imposed cyclic strain loading.
As a consequence, the natural framework of the multiscale approach proposed by Dang Van
et al. [12, 31], is a representative elementary volume (REV) with an elastic macroscopic be-
havior and some plasticity localized only in some grains. The simplest mesoscopic model is
a plastic Eshelby inclusion in an elastic matrix. As described before, the behavior of the plas-
tic inclusion can be resumed to a two stage evolution of its yield limit. Then, the macro- and
mesoscopic stress tensors denoted by Σ and σ, as well as the macro- and mesoscopic strain
tensors denoted by E and ε are linked using a homogenization scheme [4]. One possible and
well adapted is the Self-Consistent (SC) scheme of Kröner. The unlimited endurance condition,
i.e. conducting to infinite lifetimes, corresponds then, in this framework [12, 31], to an elastic
shakedown state in the plastic inclusion. However, since the works of Dang Van [12] and Pa-
padopoulos [31], many investigations were realized on the link between crack initiation and the
concept of fatigue limit: the endurance limit is rather close to the stress amplitude below which a
short crack initiated in an individual grain is unable to propagate toward the neighboring grains.
Then, the definition of the endurance limit proposed by Dang Van [12] and Papadopoulos [31],
corresponding to the non initiation of cracks in individual grains, is much more a lower bound
of the real endurance limit of the material.
The Dang Van and the Papadopoulos criteria are both based on a Lin-Taylor homogenization
assumption [23, 35]. The Dang Van criterion is defined in terms of the hydrostatic pressure, σh ,
and of the mesoscopic resolved shear stress τ . The Papadopoulos criterion depends also on p
and on the radius k of the smallest hypersphere enclosing the deviatoric stress path. In this last
case, the crack nucleation condition is deduced from the shakedown theorem of Mandel [27].
These criteria can be written as:
max [kτ (n, t) − τm (n)k + αdv σh (t)] ≤ βdv Dang Van (1)
n,t
max (k(t) + αpa σh (t)) ≤ βpa Papadopoulos (2)
t
The material parameters αdv , αpa , βdv and βpa are defined in terms of the endurance limits in
reversal torsion tests σDt and bending experiments σDb . n is the normal to the shear plane.
τm (n) is the vector which points to the center of the smallest circle circumscribing the path
described by the tip of the shear stress vector τ (n, t) on the plane defined by the unit normal
vector n. In the equation (2), k(t) is defined as:
r
3
k(t) = (s(t) − sm ) : (s(t) − sm )
2
where sm is the mean stress deviator, which corresponds to the co-ordinates of the center of the
smallest hyper-sphere enclosing the path described by the stress deviator s(t).
Let us only remark that a shear term in both expressions assures that no microcracks are
formed in the slip bands. Generalizing the observations of Winter [37] that PSB’s begin to
appear when the stress amplitude reaches a limit value denoted by ks , a crack initiation criterion
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Eric Charkaluk, Laurence Bodelot, and Rian Seghir
The ks limit value is larger than the yield limit σy of the crystal (ks > σy ), but smaller than
the macroscopic yield limit and the endurance limit. One can note that the pressure term takes
into account the local grain distribution and assure a good match with experiments but is not
deduced from a precise homogenization reasoning as the shear term. The plasticity developed
Figure 4: Theoretical evolution of the mesoscopic dissipated energy per cycle ∆w versus the previous defined
stress k ∗ .
in some grains will produce an instantaneous mesoscopic plastic dissipation dp . By using the
previous framework, dp can be computed from:
dp = σ : ε˙p (3)
As a consequence, the Papadopoulos fatigue criterion can be redefine in terms of dissipation. A
sketch of the ideas presented next is drawn on figure 3.
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Eric Charkaluk, Laurence Bodelot, and Rian Seghir
1. If k ∗ ≤ σy , with σy the yield limit of the grain, no plasticity occurs at the mesoscopic
scale. As a consequence a fully elastic behavior is assured and no crack initiation will
occur. Moreover:
k ∗ ≤ σy if and only if dp = 0 (4)
2. If σy ≤ k ∗ ≤ ks , the grain plastifies but reaches an elastic shakedown state and, there-
fore, no crack initiation can be observed. As an elastic shakedowned state is attained,
the shakedown theorem assure that the cumulated plastic work Wp (∞) is bounded, as
demonstrated by [29]:
Z ∞ Z ∞
Wp (∞) = ˙p
σ(t) : ε (t)dt = dp (t)dt < ∞
0 0
Therefore dp leads to zero with the number of loading cycles and it can be stated that:
3. ks < k ∗ , elastic shakedown is not reached and a crack will initiate in one of the slip bands
of the misoriented grains. The material assumptions of the fatigue criterion imply that the
isotropic hardening is saturated at ks and only kinematic hardening is activated. More-
over, applying Halphen’s shakedown theorem for elastoplastic structures with kinematic
hardening [16] indicates that under a periodic loading, the structure will have a periodic
solution for stress and strain tensors. As elastic shakedown is not possible anymore, the
misoriented grain reaches a plastic shakedown state. Therefore, in this case, it can simply
be proved that the plastic work over a loading cycle:
Z
∆wp = dp dt
cycle
is constant. Then,
The three types of evolution of the plastic dissipation: (4), (5) and (6) are schematically rep-
resented on figure 3 and 4. The plots represent the evolution of the cumulated plastic work
Wp (∞) versus the number of cycles of a fatigue test and the plastic work per cycle ∆wp versus
the applied load represented by k ∗ respectively. Figure 4 shows that the stabilized dissipative
regime depends on the loading: up to a critical load, denoted ks and related to the definition of
shakedown in the fatigue criterion, no dissipation can be observed. As loading is increased, a
plastic shakedown regime is obtained which conducts to limited endurance or low cycle fatigue.
Both figures 3 and 4 relate directly the fatigue regime with different plastic dissipative states.
Unfortunately, direct experimental measurements of the plastic dissipation at the mesoscopic
scale are not possible and, moreover, this measure has to be realise at the microstructure scale
of the REV. The following sections will then present a new original set-up developed in this
aim.
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Eric Charkaluk, Laurence Bodelot, and Rian Seghir
3 EXPERIMENTAL PROCEDURE
Following the work of Chrysochoos and co-authors [9, 8], in order to determine intrinsic
dissipation and to realize energy balance, thermal and kinematic measurements have also to be
performed. Then, the proposed experimental approach involves two quantitative imaging tech-
niques: digital image correlation and infrared thermography. However, these previous results
are obtained at a relatively macroscopic scale (a few millimetres of spatial resolution) whereas
fatigue phenomena arise at the grain scale. Simultaneous thermal and kinematic measurements
in the same area have then to be performed at the microstructure scale. This is the objective of
the proposed set-up.
8
Eric Charkaluk, Laurence Bodelot, and Rian Seghir
on. Secondly, the emissivity of the object has to be determined. This can be realized through
a classically used method which consists in a comparison between the radiation of the object
and the one of an extended blackbody, both being at the same temperature [14]. At last, for
a better accuracy, the camera is turned on more than 4 hours before beginning any measure-
ments including calibration in order to avoid facing with thermal drift. Every element close to
the camera is covered by black tissue or painted with high emissivity black paint to keep clear
of any reflection. The area around the camera is also prevented from any reflections from the
environment thanks to black tissue.
9
Eric Charkaluk, Laurence Bodelot, and Rian Seghir
Figure 5: Time evolutions, during the monotonic tension, of the nominal stress and of mean value of the fields
of thermal variation from the initial instant and of strain in the loading direction. The mean value of the fields is
determined on the central 5 × 5mm2 studied zone.
the effect of the thermoelastic coupling. This effect consists in a temperature decrease of the
specimen under tension. In the present case, this decrease is first linear until the end of the
elastic domain. At this particular instant, when strain hardening occurs, the rate of temperature
decrease and then, a temperature increase is observed during all the plastic part of the loading
curve which is the consequence of the dissipative character of the plastic mechanisms. Then, at
the end of the loading, the temperature increase stops and an equilibrium temperature is reached.
10
Eric Charkaluk, Laurence Bodelot, and Rian Seghir
the present case, the final thermal fields correspond to the more deformed zone of the specimen.
In order to establish potentially more evident links, the temporal evolutions of zones with very
different strain levels can now be studied.
Figure 6: Evolutions of strain and temperature of both points of the studied zone, (A) highly deformed and (B)
lowly deformed.
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Eric Charkaluk, Laurence Bodelot, and Rian Seghir
Figure 7: Evolutions of nominal stress, mean strain in the loading direction and mean temperature variation from
the initial instant in the central studied zone.
test, the temperature is coming from this state to an equilibrium temperature associated to the
room environnement.
6 CONCLUSION
The objective of these recent methods, developed in order to determine the stored part of
the energy, consists in studying the possible link between this energy and damage. The main
12
Eric Charkaluk, Laurence Bodelot, and Rian Seghir
Figure 8: Evolutions of strain and temperature of both points of the studied zone, (A”) more deformed than (B”).
interest is to be able to develop constitutive and damage laws thermodynamically admissible, i.e.
with respect to the energy balance presented in the introduction. Former and recent comparison
between models and experimental results show that classical models are generally not able
to verify such relations. This is therefore a new important challenge in the next years which
imply new set-up as the proposed one in order to be able to catch simultaneously kinematic
and thermal fields at the microstructure scale which is the scale where strain localisation and
damage initiate, in particular under cyclic loadings.
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