Earthquake Induced Shear Concentration in Shear Walls Above Transfer Structures
Earthquake Induced Shear Concentration in Shear Walls Above Transfer Structures
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1
Assistant Professor
2
Student
*Corresponding author
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ABSTRACT
buildings, combined structural forms, which typically include shear wall systems in
higher zones and moment resisting frames together with core walls in lower zones, are
commonly used for these buildings. Transfer structures are often introduced to
transfer the loads from higher to lower zones. Previous experimental and numerical
studies have demonstrated that the exterior walls above the transfer structure are
qualitative model is presented for simulating the shear concentration effect in exterior
study was carried out to validate the model and to quantify various factors which may
influence the shear concentration effect. A shear concentration factor (SCF), which
can measure the intensity of shear stress concentration in the exterior walls, is defined.
engineers for minimizing the adverse shear concentration effect on exterior walls
~2~
1. INTRODUCTION
areas such as Sydney, Hong Kong and Singapore, high-rise buildings with different
usages in higher and lower zones are very popular. Combined structural systems with
shear wall systems in higher zones, together with moment-resisting frames and core
walls in the lower zones, are widely adopted for these buildings. The introduction of
transfer structures between the high and low zones of a high-rise building has become
The seismicity level of these metropolitan areas is either low or moderate, and the
peak ground accelerations are all within 0.1 to 0.2 g for a 475-year return period
earthquake. Most of the buildings constructed in these regions have been designed to
resist only wind and gravity loads, and usually lack the ductility and redundancy to
resist seismic loads. In addition, high-rise buildings with transfer structures often have
stiffness and mass irregularities at the transfer level, which are prone to severe
structures has been studied through shaking table analyses (Ye et al., 2003; Gao et al.,
2003; Huang et al., 2004; Xu et al., 2005; Wu et al., 2007; Li et al., 2006). The
previous studies have demonstrated that under horizontal seismic excitations, soft
storey type failures below the transfer level rarely occurred, probably due to the fact
that this failure mechanism has been extensively studied (Su et al. 2002; Li et al. 2003)
and effective design provisions have been established in various seismic design codes
(ICC 2006, ICBO 1997, EC8 2005, Chinese National Standard 2001 and Chinese
National Specification 2002). However, significant damage to exterior walls and floor
~3~
slabs does occur above the transfer level (see Figure 2), as many building designers
overlook this type of failures. Numerical studies (Xu et al., 2000; Chen and Fu, 2004;
Rong et al., 2004) have illustrated that under seismic excitation, the horizontal shear
force distribution did not follow the proportion of lateral stiffness in each storey; an
abrupt change of shear forces on exterior walls occurred at stories in the vicinity of
the transfer level (Figure 3). This sudden increase in shear force can lead to brittle
shear failure of exterior walls above the transfer level. A comprehensive review of the
(2008).
In this paper, the mechanism for the formation of shear concentration in shear walls
was conducted to validate the proposed mechanism and to study the factors that
influence the shear concentration effect. The findings in this study enable building
Transfer structures such as transfer plates and transfer girders are often massive and
stiff. Their presence can affect the displacement responses of the entire building under
seismic excitation and cause an abrupt change in the inter-storey drifts above and
below the transfer level. Many researchers (Zhang et al. 2000; Zhang et al. 2003;
Qain and Wang 2006) have suggested ignoring the out-of-plane deformations of the
transfer plate and adopting rigid plate and rigid diaphragm assumptions in seismic or
wind load calculations. However, the authors propose that such local deformations are
~4~
the primary cause of the abrupt change in shear at the exterior walls and should not be
Figure 4 illustrates the local deformations of a transfer plate under lateral loading. The
interaction of deformations between the transfer structure, exterior walls, core walls
and floor slabs is depicted in Figure 5. Under horizontal earthquake loads, the central
core wall deflects as a vertical cantilever and takes nearly all the base shear. Since the
transfer plate and the core wall are joined together monolithically, the joint of the
plate and core wall is rotated in a similar manner. The global rotation of the plate is
forces in the columns and local deformations of the transfer plate. Likewise, rotations
of the core wall θc and exterior walls θe at transfer level are different from each other.
To reduce the rotation incompatibility between the two walls, the slabs above the
transfer level are deformed and in-plane compressive or tensile restraining forces are
generated in the slabs. These horizontal reactions transmitted from the core wall to the
exterior walls are the origin of the abrupt change of shear forces and the shear
concentration near the transfer level. The amount of horizontal reactions generated
depends on the difference in rotations between the core wall and exterior walls, as
well as the flexural stiffness of walls. Shear failure may occur in exterior walls when
the shear stress is excessive. Moreover, slabs can be damaged by the high tensile
stresses. In the following sections, the mechanism for the formation of shear
concentration at exterior walls will be validated numerically and the factors that
3. COMPUTATIONAL MODELING
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Numerical simulations have become a popular and reliable analytical tool for seismic
analysis of buildings (Gao et al. 2003; Huang et al. 2004 and Wu et al. 2007).
Conventional elastic analyses were able to satisfactorily capture the real dynamic
behavior of buildings under frequent earthquakes (Su 2008). In this study, the
to illustrate the effect of local deformation of transfer structure and to quantify various
factors which influence the shear force concentration at exterior walls above the
transfer structure.
the frame-shear wall buildings with transfer structures that are commonly found in
China and Hong Kong (Gao et al. 2003; Chen and Fu 2004; Rong and Wang 2004; Li
et al. 2006). In the models, a full elevation center wall is incorporated, while the
exterior walls are introduced only above the transfer floor. A transfer beam is located
at the 3rd floor, whereas columns are provided below the transfer beam to support the
exterior walls. To increase the lateral stiffness of the structure, coupling beams are
used to connect the center wall and exterior wall on each floor above the transfer level.
To ensure the results obtained are sufficiently general and representative of real
applications, four models with different wall dimensions, as listed in Table 2, were
generated. Model A has a 9m-long center wall, while Model B has a 6m-long center
wall. The lengths of Models A and B are both equal to 21m. Models A and C have the
same arrangements in center wall length and coupling beam length, except that Model
C has 4m exterior walls. Finally, Model D has 1.5m exterior walls and a model length
~6~
The building heights of all the models are 94.5m. The storey heights below and above
the transfer level are 4.5m and 3m, respectively. The basic dimensions of various
structural components are shown in Figure 6. The material properties adopted in the
simulation are shown in Table 1. The models are incorporated with a floor mass
The response spectrum (see Figure 7) stipulated in the National Standard (2001) with
Seismic Intensity VII and maximum spectral acceleration of 0.16g is used in the
modal combination of the square root of the sum of the squares is employed. The
computed fundamental vibration periods of the models range from 2.6 to 3.5 sec.
The inter-storey drifts of the center wall, exterior wall, and column of Model A are
observed at the first two stories above the transfer level. Similar changes are not
found at the centre wall, hence there is a large difference in rotations between the
centre wall and exterior walls. The shear force distributions in the center wall, exterior
wall and column are presented in Figure 9. It can be observed that at the same
position above the transfer lever, there is an abrupt change of shear force in both the
center wall and exterior walls. Horizontal shear is transferred from the centre wall to
the exterior walls and the horizontal shear increases to the maximum just above the
transfer level. The result demonstrates that the difference in the inter-storey drifts
between the exterior walls and centre wall above the transfer level is the primary
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factor causing the shear concentration at the exterior walls. The findings further
support the mechanism discussed in Section 2 for the formation of the shear
concentration. Despite that only planar models are considered in this analysis, the
proposed mechanism for the formation of shear concentration at the exterior walls can
be easily extended to other three-dimensional buildings with centre core walls and
In order to quantify the effects of shear stress concentration in exterior walls above
the transfer level, a Shear Concentration Factor (SCF) is defined in equation (1),
n
Vwj Awi
SCF i 1
(1)
Vt Awj
where Awj is the shear area, Vwj is the maximum horizontal shear force of the jth shear
wall at the transfer level, Vt is the maximum storey shear above the transfer structure,
and n is the number of shear walls. The SCF is aimed at comparing the maximum
horizontal shear stress resisted by the exterior wall to the average shear stress above
the transfer level. When the SCF approaches one, there is no shear concentration. In
contrast, when there is shear concentration at the exterior wall, the factor can go up to
4 or above.
In this section, the influence of the depth of transfer beams on the SCF is studied. The
transfer beam depth is increased from 1.4 m to 2.4 m while all other dimensions
remain unchanged. Figure 10 shows the variation of the SCF against the depth of
transfer beam for Models A to D. The SCFs of all the models are steadily reduced
with the increase in the beam depths. However, the rates of reduction vary among
different models; for example, Model B reduces from 5.3 to 2.8 while Model C
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reduces from 3.7 to 3.2. As mentioned in section 2, the shear concentration is
associated with the difference in rotations between the center wall and exterior walls
above the transfer structure. Figure 11 depicts the rotation difference (θj-θc) between
the exterior wall and centre wall. The rotation difference for Model B is effectively
reduced from 0.00047 rad to 0.00025 rad when the depth of the transfer beam is
increased. The rates of reduction for the SCF (5.3/2.8 =1.89) and for the rotation
difference (0.00047/0.00025 =1.88) are very similar. The results clearly reveal that
the amount of shear force transfer from the center wall to the exterior walls above
transfer level depends on the difference in wall rotations. A stiffer transfer beam can
decrease its own deformations and moderate the difference in rotations as well as the
In order to study the extent of reduction in the SCF due to the increase of beam depth,
the beam stiffness in Model A is hypothetically increased by 10 and 100 times. Figure
12 shows the shear force distributions in the exterior wall. Even when a rigid transfer
beam is used, shear force concentration in the exterior wall above the transfer
structure is still observed. This demonstrates that the effect of shear concentration is
partially due to the intrinsic behavior and interaction of a coupled centre wall and
eliminated.
To investigate the effect of exterior wall stiffness on the SCF, the exterior wall length
unchanged. The seismic response of all the models was calculated, and Figure 13
plots the variations in SCF against the length of exterior walls. The variations of all
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the models are very consistent. SCF reaches a peak value of around 3.8 when the wall
m), and SCF reduces to around 3 when the wall lengths reduce to 1m or increase to 5
m. It appears that an unfavorable combination of the transfer beam depth and shear
wall length (or beam stiffness and wall stiffness) can worsen the shear concentration.
This is reasonable as when the flexural stiffness of the transfer beam deviates
significantly from that of the exterior walls, the weaker structural components (either
the transfer beam or the exterior walls) will deform more and the amount of in-plane
deformation and in-plane force generated in the slabs will be less. The induced
The center wall thickness and the column size are varied in turn, while the other
dimensions remain unchanged, in order to investigate their effect on the SCF. Figures
14 and 15 illustrate the effects of varying the length of centre walls and size of
columns, respectively, on the SCF. The SCFs vary within a narrow range from 3.2 to
3.8. The result shows that SCF is relatively insensitive to the change in the centre wall
length or column size. It is likely that the flexural stiffness of the centre wall and the
axial stiffness of the columns provided are already high enough; a further increase in
the stiffness does not have much effect in reducing the shear concentration.
The effect of storey height above the transfer structures on the SCF is studied in this
section. When the storey height just above the transfer level is increased from 3 m to
9 m, the SCF reduces significantly from the maximum value of 3.7 to around 1.0 for
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Models A, B and D, and to 2.3 for Model C (see Figure 16). Obviously, providing a
higher storey height above the transfer level can decrease the flexural stiffness of the
exterior walls and can effectively reduce the shear force concentration in the exterior
walls.
In this section, the vertical location of the transfer beam is relocated from the 3rd
storey to the 6th, 9th and 12th stories respectively. The total number of stories remains
unchanged. The variations of the SCF with the level of the transfer beam are shown in
Figure 17. The SCF is found to be greatly increased from around 3.5 to more than 7.0.
Similar findings have been mentioned by other researchers (Xu et al., 2000; Geng and
Xu, 2002; Wang and Wei, 2002 and Zhang et al., 2003). When the transfer beam is
placed at a high level, the structures below the transfer structure become more slender.
The rotation of the centre wall, as well as the difference in rotations between the
center wall and exterior walls, will be increased. As the shear transfer between the
difference will cause more shear forces to transfer from the centre wall to the exterior
walls and worsen the shear concentration at the exterior walls. For seismic resistant
design, the transfer level should be located at a lower storey (e.g. less than 5 stories
4.7 Effect of Stiffness Degradation of Center Wall below the Transfer Level
From the shaking table analyses, significant stiffness degradations were observed
below the transfer level when the models subjected to rare (or major) earthquakes. To
simulate the inelastic behavior of the building during major earthquakes, the stiffness
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of the center wall under the transfer level is reduced, while the other dimensions and
properties are kept constant. Figure 18 shows the variations of SCF due to the
reduction of wall stiffness below the transfer level. When the center wall stiffness
below the transfer level is reduced to 60% of the original value, the SCF increases by
about 30% to 4.5. These results imply that stiffness degradation below the transfer
level could moderately increase the shear concentration at the exterior walls. Hence
the walls below the transfer level should be detailed to have the capacity to undergo
seismic effects without loosing significant stiffness. Otherwise, the effect of stiffness
degradation on the increase in the shear demands at the exterior walls should be duly
designed.
5. CONCLUSIONS
A numerical study has been conducted, aimed at improving the general understanding
of the shear concentration effect on exterior walls above transfer structures under
seismic loads. A parametric study was carried out and the major findings of the study
are the primary reason for the formation of shear concentration in exterior walls.
Rigid plate and rigid diaphragm assumptions which ignore such local
of buildings with transfer structures. The transfer structures, the slabs, and
horizontal shear stress taken by the exterior wall to the average shear stress
~12~
above the transfer level. SCF approaches one when there is no shear
The present study reveals that shear concentration can be very serious in exterior
walls under seismic loading. Hence shear checking should be conducted for
exterior walls, in particularly, at one and two storey above the transfer level.
3. Stiff transfer beams can moderate, but not eliminate, the shear concentration. The
boundary.
above the transfer level, but is not sensitive to the change in stiffness of centre
walls and edge columns below the transfer level. An increase of storey height
above the transfer level is helpful in reducing the adverse shear concentration
effect.
5. Placing the transfer structure at a high level can remarkably increase the shear
concentration effect. The numerical study found that the SCF can go up to seven
when the transfer beam is placed at the 9th floor. For seismic design, the transfer
level should be limited to a lower storey (e.g. less than 5 stories above ground).
6. Under major (rare) earthquakes, inelastic deformation would likely occur at the
centre wall below the transfer structure. Stiffness degradation of the centre wall
below the transfer structure could lead to a moderate increase in the SCF by
approximately 30%.
6. ACKNOWLEDGEMENTS
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This research has been supported by the Research Grants Council of Hong Kong SAR
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REFERENCES
Chen C and Fu X. 2004. The Influence of Transfer Beam Stiffness on the Aseismic
Behavior of Column-Shear Wall Transfer Structure. Building Science. 20 (1): 35-71.
Gao X, Zhou Y, Miao J, and Chen C. 2003. Study on Seismic Behavior of High-Rise
Building Composed of Multiple Sub-Structures. China Civil Engineering Journal. 36
(11): 55-60.
Geng N and Xu P. 2002. Abrupt Changes of the Lateral Stiffness and Shear Forces in
Tube Structure with Transfer Storey. Building Science. 18 (3): 6-15.
Huang X, Jin J, Zhou F, Yang Z, and Luo X. 2004. Seismic Behavior Analysis of a
High-rise Building of Frame-Shear Wall Structure with High Transfer Floor.
Earthquake Engineering and Engineering Vibration. 24 (3): 73-81.
ICC. 2006. International Building Code, International Code Council, Country Club
Hills, IL.
Li CS. 2005. Response of Transfer Plate when Subjected to Earthquake. PhD Thesis.
The Hong Kong Polytechnic University, Hong Kong.
Li CS, Lam SSE, Zhang MZ, and Wong YL. 2006. Shaking Table Test of a 1:20
Scale High-Rise Building with a Transfer Plate System. ASCE Journal of Structural
Engineering. 132 (11): 1732-1744.
Li JH, Su RKL and Chandler AM. 2003. Assessment of Low-rise Building with
Transfer Beam under Seismic Forces. Engineering Structures. 25(12): 1537-1549.
Qian C and Wang W. 2006. Effect of the Thickness of Transfer Slab on Seismic
Behavior of Tall Building Structure. Optimization of Capital Construction. 27 (4): 98-
100.
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Rong W and Wang Y 2004. Effect of the Level of Transfer Slab on Seismic Behavior
of Tall Building Structures. Building Science. 20 (4): 1-7.
Su RKL, Chandler AM, Lee PKK, To A, and Li JH. 2003. Dynamic Testing and
Modelling of Existing Buildings in Hong Kong. The HKIE Transactions. 10 (2): 17-
25.
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Plate High Rise Buildings. Structural Engineering and Mechanics. 14(3): 287-306.
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the Structural Behavior of High-rise Building. Journal of Building Structures. 32 (8):
54-58.
Xu P, Wang C, Hao R, and Xiao C. 2000. Effect of the Level of Transfer Story on
Aseismic Behavior of Shear Wall Structure with Some Supporting Frames. 30 (1): 38-
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Table 1. Material properties of the models
Property Value
Concrete grade 30 MPa
Poisson’s ratio 0.2
Modulus of elasticity 30 GPa
17
Figure 1. A residential development in Hong Kong with transfer structures
18
Figure 2. Structural failure on exterior walls at transfer level (Li et al., 2006)
19
Figure 3. Shear force distribution (Xu et al., 2000)
20
Figure 4. Local deformation of a transfer plate under lateral loading (Li, 2005)
T
C
Shear walls θe1 T θc θe2
C
Transfer Structure
Figure 5. Local deformation of the transfer structure and shear concentration at the
exterior
21
a b c b a
Coupling
27@3000=81000
Beam
Exterior Center
Wall Wall
Transfer
Beam
y
13500
Column Center
x Wall
22
0.18
Spectral Acceleration (g) 0.16
0.14
0.12
0.10
0.08
0.06
0.04
0.02
0.00
0 1 2 3 4 5 6
Fundamental Natural Period (sec)
23
30
Core wall
Exterior wall
25 Column
20
Floor level
level
15
10
Transfer level
0
-0.0005 0.0005 0.0015 0.0025
Inter-storey drift
24
30
Core wall
Exterior wall
Column
25
20
Floor level
15
level
10
5
Transfer
level
0
0 500 1000 1500 2000
Shear force (kN)
25
6
4 Model A
Model B
SCF
3 Model C
Model D
2
0
1400 1600 1800 2000 2200 2400
Transfer beam depth (mm)
0.00050
0.00045
0.00040
0.00035
θc-θe
Model A
0.00030 Model B
Model C
0.00025 Model D
0.00020
0.00015
1400 1600 1800 2000 2200 2400
Transfer beam depth (mm)
Figure 11. Difference in wall rotations against the depth of transfer beam
26
30
Beam Stiffness × 1
25 Beam Stiffness × 10
20
Floor level
15
10
Transfer level
0
0 100 200 300 400 500
Exterior wall shear force (kN)
Figure 12. Shear force distributions in the exterior wall of Model A with different
27
4
3
Model A
Model B
SCF
2 Model C
Model D
0
1000 2000 3000 4000 5000
Exterior wall length (mm)
Figure 13. The variations of SCF against the length of exterior walls
3
Model A
Model B
SCF
2 Model C
Model D
0
8500 9000 9500 10000 10500
Centre wall length (mm)
Figure 14. The variations of SCF against the length of centre walls
28
4
3
Model A
Model B
SCF
2 Model C
Model D
0
1100 1200 1300 1400
Size of column (mm)
3
Model A
Model B
SCF
2 Model C
Model D
0
3000 6000 9000
Storey height above transfer level (mm)
Figure 16. The variations of SCF against the storey height above the transfer level
29
9
8
7
6 Model A
5 Model B
SCF
Model C
4
Model D
3
2
1
0
3 6 9 12
Vertical position of transfer beam (floor level)
Figure 17. The variations of SCF against the vertical position of transfer beam
4 Model A
Model B
SCF
3
Model C
Model D
2
0
original reduced 20% reduced 40% reduced 60%
Stiffness reduction for centre wall below transfer level
Figure 18. The variations of SCF against the reduction of centre wall stiffness
30