First-In-Human Trial of A Recombinant Stabilized Prefusion Sars-Cov-2 Spike Protein Vaccine With Adjuvant of Aluminum Hydroxide and CPG 1018

Download as pdf or txt
Download as pdf or txt
You are on page 1of 24

medRxiv preprint doi: https://doi.org/10.1101/2021.03.31.21254668; this version posted April 6, 2021.

The copyright holder for this preprint


(which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
It is made available under a CC-BY-NC-ND 4.0 International license .

1 First-in-Human Trial of a Recombinant Stabilized Prefusion SARS-CoV-2 Spike Protein

2 Vaccine with Adjuvant of Aluminum Hydroxide and CpG 1018

4 Szu-Min Hsieh, M.D.1, Wang-Da Liu, M.D.1, Yu-Shan Huang, M.D.1, Yi-Jiun Lin, Ph.D.2,

5 Erh-Fang Hsieh, Ph.D.2, Wei-Cheng Lian, Ph. D.2, Charles Chen, Ad. Prof.2,3, I-Chen Tai,

6 M.D.2*, Shan-Chwen Chang, M.D., Ph.D.1*

7 1.
Section of Infectious Diseases, Division of Infectious Diseases, Department of Internal Medicine,

8 National Taiwan University Hospital and College of Medicine, National Taiwan University, Taiwan

9 2.
Medigen Vaccine Biologics Corp., Taiwan

10 3.
College of Science and Technology, Temple University, Philadelphia, PA 19122, U.S.A.

11 *Corresponding authors

12 I-Chen Tai, Corresponding Author

13 Email: [email protected]

14 Postal address: Medigen Vaccine Biologics Corp.

15 7F., No. 16, Ln. 120, Sec. 1, Neihu Rd., Taipei 114, Taiwan

16 TEL: +886-2-77450830 #604

17

18 Shan-Chwen Chang, Corresponding Author

19 Email: [email protected]

20 Postal address: National Taiwan University Hospital

21 No.7, Zhongshan S. Rd., Zhongzheng Dist., Taipei City 100, Taiwan

22 TEL: +886-2-23123456#887999

23 Keywords: COVID-19 vaccine; CpG 1018; S-2P protein;

24

25

NOTE: This preprint reports new research that has not been certified by peer review and should not be used to guide clinical practice.
medRxiv preprint doi: https://doi.org/10.1101/2021.03.31.21254668; this version posted April 6, 2021. The copyright holder for this preprint
(which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
It is made available under a CC-BY-NC-ND 4.0 International license .

26 Abstract

27 Design

28 This is a phase 1, dose-escalation open-label trial to evaluate the safety and

29 immunogenicity of MVC-COV1901, a recombinant stabilized prefusion SARS-CoV-2 spike

30 (S-2P) protein vaccine with adjuvant of aluminum hydroxide and CpG 1018.

31 Methods

32 We enrolled 45 healthy adults from 20 to 49 years of age to be administered with two

33 vaccinations of MVC-COV1901 in a low dose (LD), middle dose (MD), and high dose (HD)

34 of spike protein at 28 days apart. There were 15 participants in each dose group, and all of

35 them were followed up for 28 days after the second vaccination at the time of interim analysis.

36 Adverse events (AEs) and laboratory data were recorded for safety evaluation. Blood samples

37 were collected for wild-type SARS-CoV-2 and pseudovirus neutralization assays as well as

38 SARS-CoV-2 spike-specific immunoglobulin G (IgG) at various times. Overall, the study

39 duration will be 7 months.

40 Results

41 Solicited events were mostly mild and similar in the participants of all three dose groups.

42 No subject experienced fever. There were no serious nor adverse events of special interest at

43 the time point of this interim report. After the second vaccination, the SARS-CoV-2 spike

44 specific IgG titers increased with peak geometric mean titers at 7178.245 (LD), 7746.086

2
medRxiv preprint doi: https://doi.org/10.1101/2021.03.31.21254668; this version posted April 6, 2021. The copyright holder for this preprint
(which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
It is made available under a CC-BY-NC-ND 4.0 International license .

45 (MD), and 11220.58 (HD), respectively. Serum neutralizing activity was detected by two

46 methods in all participants of MD and HD groups, with geometric mean values generally

47 comparable to those of a panel of control convalescent serum specimens. All of the

48 participants in the MD and HD groups were seroconverted after the second vaccination.

49 Conclusions

50 The MVC-COV1901 vaccine is safe and elicits remarkable immune responses especially

51 in the MD and HD groups.

52 Trial Registration: ClinicalTrials.gov NCT 04487210

53
54

3
medRxiv preprint doi: https://doi.org/10.1101/2021.03.31.21254668; this version posted April 6, 2021. The copyright holder for this preprint
(which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
It is made available under a CC-BY-NC-ND 4.0 International license .

55 Introduction

56 Human infections due to SARS-CoV-2 began to spread globally following the outbreak

57 in Wuhan, China. WHO panel declared the COVID-19 outbreak as a public health emergency

58 of international concerns, and this outbreak was also subsequently characterized as a

59 pandemic declared by the WHO on March 11th, 2020.1

60 Approximately 15% of COVID-19 cases are severe that requires oxygen support, and

61 5% are critical disease with complications such as respiratory failure, acute respiratory

62 distress syndrome (ARDS), sepsis, septic shock, etc.2 A meta-analysis assessed the risk of

63 underlying diseases in severe patients compared to those in non-severe conditions and

64 showed the pooled odds ratios were 2.36 for hypertension, 2.46 for respiratory system disease,

65 and 3.42 for cardiovascular disease and 2.07 for diabetes.3

66 There is currently no cure medication for the potentially lethal COVID-19. Development

67 of a range of vaccines will provide flexibility with prevention strategies. For vaccines

68 intended to generate protective immune response, using an antigen with proper conformation

69 is critical. The neutralizing antibodies induced by spike (S) protein block viruses from

70 binding to their target receptor ACE2 and hence inhibit viral infection. S protein has two

71 major conformational stats, prefusion and postfusion.4 S-2P protein is a recombinant version

72 of the S protein developed by the laboratory of Dr. Barney S. Graham (Vaccine Research

73 Center, National Institute of Allergy and Infectious Diseases[NIAID], U.S.A.), and is a

4
medRxiv preprint doi: https://doi.org/10.1101/2021.03.31.21254668; this version posted April 6, 2021. The copyright holder for this preprint
(which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
It is made available under a CC-BY-NC-ND 4.0 International license .

74 stabilized prefusion S ectodomain, encoding residues 1−1208 of SARS-CoV-2 spike protein

75 with two proline substitutions at residues 986 and 987, a “GSAS” substitution at residues

76 682–685 to abolish the furin cleavage site, and a T4 fibritin trimerization motif at the

77 C-terminus.5 The cryo–electron microscopy structure showed the protein produced by this

78 construct is in the prefusion conformation and can bind to ACE2.5(p1261) Similar strategy had

79 been used to retain MERS-COV S protein in the prefusion conformation and demonstrated

80 that stabilized MERS-COV S protein was able to elicit high neutralizing antibody.6

81 Medigen’s MVC-COV1901 vaccine is formulated as S-2P adjuvanted with Dynavax’s CpG

82 1018 and aluminum hydroxide. CpG 1018 is an oligodeoxynucleotide which acts as a

83 toll-like receptor 9 agonist and has been shown in our preclinical studies to enhance

84 immunogenicity and induce a Th1-skewed immune response7.

85 Methods

86 Trial Design

87 This study was a phase 1, prospective, open-label, dose-escalation study to evaluate the

88 safety and immunogenicity of a SARS-CoV-2 vaccine in adults aged 20 to 49 years. The

89 study was commenced at the National Taiwan University Hospital in northern Taiwan from

90 September 2020. The trial protocol and informed consent form were approved by the Taiwan

91 Food and Drug Administration and the ethics committee at the site. The trial was conducted

92 in accordance with the principles of the Declaration of Helsinki and Good Clinical Practice.

5
medRxiv preprint doi: https://doi.org/10.1101/2021.03.31.21254668; this version posted April 6, 2021. The copyright holder for this preprint
(which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
It is made available under a CC-BY-NC-ND 4.0 International license .

93 An independent data and safety monitoring board (DSMB) was established to monitor safety

94 data. (ClinicalTrials.gov NCT 04487210)

95 The Investigational Vaccine

96 We applied technology previously used for MERS-CoV to produce a

97 prefusion-stabilized SARS-CoV-2 spike protein, S-2P, designed by Dr. Barney S. Graham

98 (Vaccine Research Center, NIAID, U.S.A.). The MVC-COV1901 contained S-2P protein

99 adjuvanted with CpG 1018 and aluminum hydroxide as previous reported.7(p7). The vaccine

100 administered at a volume of 0.5 mL as a single dose via intramuscular injection. The

101 production of the vaccine was conducted in Medigen Vaccine Biologics Corp. facility which

102 is compliant with the current good manufacturing practices (cGMP).

103 Participants

104 Eligible participants were healthy adults from 20 to 49 years of age. Eligibility was

105 determined based on medical history, physical examination, laboratory tests, and

106 investigators’ clinical judgment. Exclusion criteria included a history of known potential

107 exposure to SARS CoV-1 or 2 viruses, having received any other COVID-19 vaccine,

108 impaired immune function, history of autoimmune disease, abnormal autoantibody tests,

109 febrile or acute illness within 2 days of first dose, and acute respiratory illness within 14 days

110 of first dose.

6
medRxiv preprint doi: https://doi.org/10.1101/2021.03.31.21254668; this version posted April 6, 2021. The copyright holder for this preprint
(which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
It is made available under a CC-BY-NC-ND 4.0 International license .

111 Interventions

112 This study was a dose escalation study with three separate sub-phases for participants

113 from 20 to 49 years of age. Each sub-phase consisted of 15 participants. The three different

114 dose levels employed in this clinical trial are LD, MD, and HD of S-2P protein adjuvanted

115 with CpG 1018 and aluminum hydroxide for phase 1a, 1b, and 1c, respectively. The

116 vaccination schedule consisted of two doses, administered by intramuscular (IM) injection of

117 0.5 mL in the deltoid region of non-dominant arm 28 days apart, on Day 1 and Day 29. The

118 protocol permitted an interim analysis to make decisions regarding vaccine strategy.

119 Phase 1a

120 Four sentinel participants would be recruited to receive LD of S-2P protein with

121 adjuvant to evaluate preliminary safety data of the vaccine. If no ≥ Grade 3 AE or SAE

122 occurred within 7 days after the first vaccination in the 4 sentinel participants, dosing of the

123 remaining participants in Phase 1a and Phase 1b would proceed.

124 Phase 1b

125 Another 4 sentinel participants would be enrolled to receive MD of S-2P protein with

126 adjuvant in Phase 1b. If no ≥ Grade 3 AE or SAE occurred within 7 days after the first

127 vaccination in the 4 sentinel participants, dosing of the remaining participants in Phase 1b

128 and Phase 1c would proceed.

7
medRxiv preprint doi: https://doi.org/10.1101/2021.03.31.21254668; this version posted April 6, 2021. The copyright holder for this preprint
(which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
It is made available under a CC-BY-NC-ND 4.0 International license .

129 Phase 1c

130 Another 4 sentinel participants would be enrolled to receive HD of S-2P protein with

131 adjuvant in phase 1c. If no ≥ Grade 3 AE or SAE occurred within 7 days after the first

132 vaccination in the 4 sentinel participants, dosing of the remaining participants in Phase 1c

133 would proceed.

134 An interim analysis of immunogenicity data and safety data from baseline to 28 days

135 after the second vaccination for all participants were carried out when all of the participants

136 have completed the visit (at 28 days after the second vaccination).

137 Safety Assessment

138 The primary endpoint was to evaluate the safety of MVC-COV1901 in three different

139 strengths (LD, MD, and HD of S-2P protein adjuvanted with CpG 1018 and aluminum

140 hydroxide) from Day 1 to 28 days after the second vaccination. Vital signs and

141 electrocardiogram (ECG) were performed before and after vaccination. Participants were

142 observed for at least 30 min after each vaccination to identify any immediate adverse events

143 (AEs), and were asked to record solicited local and systemic AEs in the participant’s diary

144 card for up to 7 days after each vaccination. Unsolicited AEs were recorded for 28 days

145 following each vaccination; all other AEs, serious adverse events (SAEs) and adverse events

146 of special interests (AESIs) were recorded throughout the study period.

147 Serum samples were collected for safety evaluations. Hematology, biochemistry and

8
medRxiv preprint doi: https://doi.org/10.1101/2021.03.31.21254668; this version posted April 6, 2021. The copyright holder for this preprint
(which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
It is made available under a CC-BY-NC-ND 4.0 International license .

148 immunology tests were measured as well.

149 Immunogenicity Analysis

150 The immunogenicity endpoints were to evaluate the immunogenicity in terms of

151 neutralizing antibody titers and binding antibody titers at 14 days (Day 15) and 28 days (Day

152 29) after first and at 14 days (Day 43) and 28 days (Day 57) after second vaccination, as well

153 as 90 days and 180 days after the second vaccination.

154 SARS-CoV-2 spike-specific immunoglobulin G (IgG)

155 Total serum anti-Spike IgG titers were detected with direct enzyme-linked

156 immunosorbent assay (ELISA) using customized 96-well plates coated with S-2P antigen.

157 SARS-CoV-2 pseudovirus neutralization assay

158 Pseudovirus production and titration followed the previous report.7(p7) Serial dilutions of

159 the samples to be tested were performed (initial dilution of 1:20; diluted two-fold to a final

160 dilution of 1:2560). The diluted serum was mixed with equal volume of pseudovirus (1000

161 TU) and incubated before adding to the plates with HEK293-hAce2 cells (1 × 104 cells/well).

162 The amount of pseudovirus entering the cells was calculated by lysing and measuring the

163 relative luciferase units (RLU). Fifty percent inhibition dilution (concentration) titers (ID50)

164 were calculated considering uninfected cells as 100% neutralization and cells transduced with

165 virus as 0% neutralization and reciprocal ID50 geometric mean titers (GMT) were both

166 determined.
9
medRxiv preprint doi: https://doi.org/10.1101/2021.03.31.21254668; this version posted April 6, 2021. The copyright holder for this preprint
(which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
It is made available under a CC-BY-NC-ND 4.0 International license .

167 Wildtype SARSCoV2 neutralization assay

168 SARS-CoV-2 virus (hCoV-19/Taiwan/CGMH-CGU-01/2020, GenBank accession

169 MT192759) was obtained and titrated to obtain TCID50, and Vero E6 cells (2.5 × 104

170 cells/well) were seeded in 96-well plates and incubated. The sera underwent a total of 11

171 two-fold dilutions with the final dilution being 1:8192, and the diluted sera were mixed with

172 equal volume of viral solution containing 100 TCID50. The serum-virus mixture was

173 incubated and then added to the cell plates containing the Vero E6 cells, followed by further

174 incubation. The neutralizing titer was defined as the reciprocal of the highest dilution capable

175 of inhibiting 50% of the CPE (NT50), which was calculated in accordance with the formula of

176 the Reed-Muench method.

177 Statistical Analysis

178 Safety analysis was performed on the total vaccinated group (TVG) population who

179 received at least 1 dose of vaccine. The endpoints related to immunogenicity consisted of the

180 following: antigen specific immunoglobulins, neutralizing antibody titers of wild type virus

181 and pseudovirus, in terms of geometric mean titer (GMT) and seroconversion rate (SCR).

182 SCR is defined as the percentage of participants with ≥ 4-fold increase in titers from the

183 baseline or from half of the lower limit of detection (LoD) if undetectable at baseline.

184

185
10
medRxiv preprint doi: https://doi.org/10.1101/2021.03.31.21254668; this version posted April 6, 2021. The copyright holder for this preprint
(which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
It is made available under a CC-BY-NC-ND 4.0 International license .

186 Results

187 Study Population

188 In total, 77 participants were screened. Of these, 45 eligible participants had completed

189 two doses of MVC-COV1901. Participants’ baseline demographic characteristics are

190 summarized in Table 1.

191 Vaccine Safety

192 Neither SAEs nor AESI occurred at this time point of interim analysis. No participants

193 missed the second dose. All of the local and systemic AEs were mild, except for one

194 malaise/fatigue in the HD group. None of the participants had fever after either dose 1 or

195 dose 2. Solicited adverse events after the first and the second vaccination were similar.

196 Evaluation of safety laboratory values, ECG interpretation, and unsolicited adverse events

197 revealed no specific concern.

198 Immunogenicity

199 The humoral immunogenicity results are summarized in Figure 1.

200 SARS-CoV-2 spike specific immunoglobulin G (IgG)

201 Binding IgG titers to S protein increased rapidly after the second vaccination, with

202 seroconversion in all participants by Day 43 and 57. The GMTs peaked at Day 43 with value

203 of 7178.245 (95% CI: 4240.336 ~12151.68), 7746.086 (95% CI: 5530.230 ~10849.79),

204 11220.58 (95% CI: 8592.293 ~14652.84) in LD, MD, HD groups, respectively. The

11
medRxiv preprint doi: https://doi.org/10.1101/2021.03.31.21254668; this version posted April 6, 2021. The copyright holder for this preprint
(which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
It is made available under a CC-BY-NC-ND 4.0 International license .

205 responses in LD, MD, and HD groups were also similar to the values of convalescent serum

206 specimens.(2179.598, [95%CI: 1240.897~3828.396]). (Fig 1A)

207 Neutralization responses for SARS-CoV-2 pseudovirus

208 Before vaccination, no subject had detectable pseudovirus neutralizing titers (ID50) at the

209 lower limit of serum concentration tested (1:20 dilution) in the assay. At Day 43, the

210 pseudovirus neutralizing titers (ID50) showed peaked GMTs of 538.496 (95% CI: 261.9403

211 ~1107.036), 993.075 (95% CI: 654.9991 ~1505.648), and 1905.840 (95% CI: 1601.667

212 ~2267.779) in LD, MD, and HD groups, respectively. All of the participants in three doses

213 were seroconverted after the second vaccination (Fig 1B).

214 Neutralization responses for wild type SARS-CoV-2 virus

215 Before vaccination, no subject had detectable wild-type virus neutralizing titers (NT50)

216 at the lower limit of serum concentration tested (1:8 dilution) in the assay. However, after the

217 second vaccination, neutralizing responses were identified in serum samples from all

218 participants in MD and HD groups. At Day 43, the GMTs were 33.317 (95% CI: 18.5239

219 ~59.9256), 76.307 (95% CI: 53.7497 ~108.3309), and 167.402 (95% CI: 122.0492

220 ~229.6090) in LD, MD, and HD groups, respectively. The MD and HD groups were similar

221 in terms of GMT (52.205 [95% CI: 37.9448 ~71.8246] and 81.909 [95% CI: 55.8131

222 ~120.2070], respectively, at Day 57). These responses were also similar to the value of

223 convalescent serum specimens. (42.674, [95%CI: 26.37666~69.0403]) All participants in MD

12
medRxiv preprint doi: https://doi.org/10.1101/2021.03.31.21254668; this version posted April 6, 2021. The copyright holder for this preprint
(which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
It is made available under a CC-BY-NC-ND 4.0 International license .

224 and HD groups were seroconverted at Day 43 and Day 57. The results of wild-type

225 SARS-CoV-2 neutralizing antibody titer are summarized in Fig 1C.

226 Discussion

227 This is the first clinical trial report to address the protein-based vaccine using the S-2P

228 protein developed by NIAID, U.S.A. as the antigen, and adjuvanted with CpG 1018 and

229 aluminum hydroxide.

230 This interim analysis demonstrated that the MVC-COV1901 vaccine was well tolerated

231 and immunogenic in healthy adults aged 20 to 49 years. Across the three dose groups, local

232 injection-site reactions were all mild. This safety profile is similar to that described in the

233 previous report for subunit protein vaccines adjuvanted with CpG 1018 or aluminum

234 hydroxide.8, 9 With regards to the occurrence rate and severity of solicited AEs, no differences

235 were noticed among the LD, MD, and HD groups, or between the first and second

236 vaccination.

237 The rates of detectable neutralizing response in all three dose groups at baseline were

238 0%, aligning with the fact that there was no circulating SARS-CoV-2 in Taiwan. The

239 neutralizing antibody titers were measurable at Day 43 and Day 57 for all dose levels. All

240 participants in MD and HD groups were seroconverted in terms of wild-type SARS-CoV-2

241 neutralizing response. Besides, the wild type neutralizing antibody response profile also

242 demonstrated a good correlation with IgG and pseudovirus neutralizing antibody titers.

13
medRxiv preprint doi: https://doi.org/10.1101/2021.03.31.21254668; this version posted April 6, 2021. The copyright holder for this preprint
(which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
It is made available under a CC-BY-NC-ND 4.0 International license .

243 Although the correlation of protection is not available at present, serum neutralizing activity

244 has been shown to be correlate of protection for other viruses while developing vaccines,

245 such as yellow fever vaccine, polio vaccine, and Japanese encephalitis vaccine,10 and is

246 generally accepted as a useful biomarker of the in vivo humoral response. Besides, the

247 preclinical study of MVC-COV190111 had shown that hamsters were protected from

248 SARS-CoV-2 virus challenge after two vaccinations of S-2P protein adjuvanted with CpG

249 and aluminum hydroxide. The geometric mean titers in the MD and HD groups were

250 comparable with those of a panel of control convalescent serum specimens with all

251 participants in both groups seroconverted after two vaccinations. Therefore, a MD of S-2P

252 combined with CpG 1018 and aluminum hydroxide was deemed adequate to elicit a profound

253 humoral immune response.

254 This interim report has some limitations: small size of the trial, the short period of

255 follow-up at this time point, and the participants’ young age and good health status. We were

256 not able to assess the durability of the immune responses after Day 57 in this interim report.

257 However, participants will be followed up for 6 months after the second vaccination with

258 scheduled blood collections throughout that period to evaluate the humoral immunologic

259 responses. Although the level of immunity needed to protect from COVID-19 remains

260 unknown, NIBSC 20/130 standard serum was tested in terms of wild-type SARS-CoV-2

261 neutralizing antibody titer for the development and evaluation of serological assays for the

14
medRxiv preprint doi: https://doi.org/10.1101/2021.03.31.21254668; this version posted April 6, 2021. The copyright holder for this preprint
(which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
It is made available under a CC-BY-NC-ND 4.0 International license .

262 detection of antibodies against SARS-CoV-2, as a positive control.

263 These safety and immunogenicity findings support further advancement of the

264 MVC-COV1901 vaccine to subsequent clinical trials. Of the three doses evaluated, both the

265 MD and HD elicited high neutralizing antibody responses with all participants seroconverted

266 after second vaccination. Further phase 2 trial with 3700 participants (including the

267 populations at greatest risk for serious Covid-19 such as those with chronic medical diseases

268 and older adults) is on-going (ClinicalTrials.gov number, NCT04695652)

269

15
medRxiv preprint doi: https://doi.org/10.1101/2021.03.31.21254668; this version posted April 6, 2021. The copyright holder for this preprint
(which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
It is made available under a CC-BY-NC-ND 4.0 International license .

270 Acknowledgements

271 Author contributions

272 SM Hsieh, SC Chang and IC Tai had full access to all of the data in the study and take

273 responsibility for the integrity of the data and the accuracy of the data analysis. SC Chang

274 and IC Tai contributed equally and are joint corresponding authors.

275 Concept and design: SM Hsieh and IC Tai

276 Acquisition, or interpretation of data: SM Hsieh, SC Chang, WD Liu, and YS Huang

277 Drafting and preparing the manuscript: SM Hsieh, SC Chang, WD Liu, YS Huang, YJ Lin,

278 EF Hsieh, and IC Tai

279 Critical revision of the manuscript for important intellectual content: SM Hsieh, SC Chang

280 Laboratory assays set up and analysis of data: YJ Lin, and EF Hsieh

281 Administrative, technical, or material support: Charles Chen and WC Lian

282 All authors reviewed and approved of the final version of the manuscript.

283 Conflict of interests Disclosure

284 Szu-Min Hsieh, Shan-Chwen Chang, Wang-Da Liu, Yu-Shan Huang declared that they have

285 no known competing financial interests or personal relationships that could have appeared to

286 influence the work reported in this paper; Yi-Jiun Lin, Erh-Fang Hsieh, Wei-Cheng Lian,

287 Charles Chen, I-Chen Tai reported grants from Taiwan Centers for Disease Control, Ministry

288 of Health and Welfare, during the conduct of the study. In addition, Yi-Jiun Lin and Charles

16
medRxiv preprint doi: https://doi.org/10.1101/2021.03.31.21254668; this version posted April 6, 2021. The copyright holder for this preprint
(which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
It is made available under a CC-BY-NC-ND 4.0 International license .

289 Chen have a patent US63/040,696 pending.

290 Funding/Support

291 Taiwan Centers for Disease Control, Ministry of Health and Welfare provided grant funding

292 for this study, but does not necessarily stand by any commentary made in this paper.

293 Medigen Vaccine Biologics Corp. was the study sponsor and manufacturer of the

294 investigational vaccine, and co-designed the trial, provided the study product, and

295 coordinated interactions with regulatory authorities. The sponsors used contract clinical

296 research organization to oversee clinical site operations. Data were collected by the clinical

297 site research staff, managed by a contract research organization data management team,

298 monitored by a contract research organization, and overseen by the sponsor and an

299 independent data and safety monitoring board. The interim analysis was performed by the

300 contract research organization. Data interpretation, manuscript preparation were performed

301 by the authors and the decision to submit the manuscript for publication was made by the

302 authors.

303 Additional Contributions

304 All the participants for their dedication to this trial; Dr. Barney S. Graham at Vaccine

305 Research Center, National Institute of Allergy and Infectious Diseases, U.S.A., team

306 members at Dynavax Technologies, Emeryville, CA 94608, USA. and TsunYung Kuo at

307 Department of Biotechnology and Animal Science, National Ilan University, Ilan, Taiwan for
17
medRxiv preprint doi: https://doi.org/10.1101/2021.03.31.21254668; this version posted April 6, 2021. The copyright holder for this preprint
(which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
It is made available under a CC-BY-NC-ND 4.0 International license .

308 providing technical guidance and helpful advice; The investigational staff at National Taiwan

309 University Hospital, Taiwan and A2 Healthcare Taiwan Corp. for the conduction of the trial;

310 Leo Lee, Tzay Huar Hong, Hui-Yi Wang, Chian-En Lien, Hao-Yuan Cheng and at Medigen

311 Vaccine Biologics Corp. for collaboration on protocol development, significant contribution

312 to the Investigational New Drug (IND) application, and participation in weekly meeting with

313 the regulatory authority; The members of the safety monitoring committee; Dr. Yu-Chi Chou

314 and his team members at the RNAi Core Facility, Academia Sinica for the pseudovirus

315 neutralization assay; Dr. Shin-Ru Shih at Chang Gung University, Taoyuan, Taiwan and Dr.

316 ChungGuei Huang as well as her team members at Chang Gung Memorial Hospital,

317 Taoyuan, Taiwan for the wild type SARS-CoV-2 neutralization assay; Team members at

318 Protech Pharmaservices Corporation for spike specific IgG ELISA assay. Dr. Chia En Lien,

319 Dr. Meei-Yun Lin, Luke Tzu-Chi Liu, and Meng-Ju Tsai at Medigen Vaccine Biologics Corp.,

320 Taiwan for manuscript editing and revision.

321

18
medRxiv preprint doi: https://doi.org/10.1101/2021.03.31.21254668; this version posted April 6, 2021. The copyright holder for this preprint
(which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
It is made available under a CC-BY-NC-ND 4.0 International license .

322 References

323 1. World Health Organization. WHO Director-General’s opening remarks at the mission

324 briefing on COVID-19—11 March 2020. World Health Organization. March 11, 2020.

325 Accessed March 3, 2021.

326 https://www.who.int/director-general/speeches/detail/who-director-general-s-opening-rem

327 arks-at-the-media-briefing-on-covid-19---11-march-2020

328 2. World Health Organization. COVID-19 Clinical management: living guidance, 25

329 January 2021. World Health Organization. January 25, 2021. Accessed March 3, 2021.

330 https://www.who.int/publications/i/item/WHO-2019-nCoV-clinical-2021-1

331 3. Yang J, Zheng Y, Gou X, et al. Prevalence of comorbidities and its effects in patients

332 infected with SARS-CoV-2: a systematic review and meta-analysis. Int J Infect Dis.

333 2020;94:91-95. doi:10.1016/j.ijid.2020.03.017

334 4. Graham BS. Rapid COVID-19 vaccine development. Science. 2020;368(6494):945-946.

335 doi:10.1126/science.abb8923

336 5. Wrapp D, Wang N, Corbett KS, et al. Cryo-EM structure of the 2019-nCoV spike in the

337 prefusion conformation. Science. 2020;367(6483):1260-1263.

338 doi:10.1126/science.abb2507

339 6. Pallesen J, Wang N, Corbett KS, et al. Immunogenicity and structures of a rationally

19
medRxiv preprint doi: https://doi.org/10.1101/2021.03.31.21254668; this version posted April 6, 2021. The copyright holder for this preprint
(which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
It is made available under a CC-BY-NC-ND 4.0 International license .

340 designed prefusion MERS-CoV spike antigen. Proc Natl Acad Sci U S A.

341 2017;114(35):E7348-E7357. doi:10.1073/pnas.1707304114

342 7. Kuo TY, Lin MY, Coffman RL, Campbell JD, Traquina P, Lin YJ, Liu LT, Cheng J, Wu

343 YC, Wu CC, Tang WH, Huang CG, Tsao KC, Chen C. Development of CpG-adjuvanted

344 stable prefusion SARS-CoV-2 spike antigen as a subunit vaccine against COVID-19. Sci

345 Rep. 2020 Nov 18;10(1):20085. doi: 10.1038/s41598-020-77077-z. PMID: 33208827;

346 PMCID: PMC7676267.

347 8. HEPLISAV-B [Hepatitis B Vaccine (Recombinant), Adjuvanted]. Package insert.

348 Dynavax Technologies Corporation; 2020.

349 9. Mullen GE, Ellis RD, Miura K, et al. Phase 1 trial of AMA1-C1/Alhydrogel plus CPG

350 7909: an asexual blood-stage vaccine for Plasmodium falciparum malaria. PLoS One.

351 2008;3(8):e2940. Published 2008 Aug 13. doi:10.1371/journal.pone.0002940

352 10. U.S. Food and Drug Administration. Table of Surrogate Endpoints That Were the Basis of

353 Drug Approval or Licensure. U.S. Food and Drug Administration. August 20, 2020.

354 Accessed March 3, 2021.

355 https://www.fda.gov/drugs/development-resources/table-surrogate-endpoints-were-basis-

356 drug-approval-or-licensure

357 11. CE Lien, YJ Lin, TY Kuo, et al. CpG-adjuvanted stable prefusion SARS-CoV-2 spike

358 protein protected hamsters from SARS-CoV-2 challenge. BioRxiv. Published online

20
medRxiv preprint doi: https://doi.org/10.1101/2021.03.31.21254668; this version posted April 6, 2021. The copyright holder for this preprint
(which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
It is made available under a CC-BY-NC-ND 4.0 International license .

359 January 7, 2021. doi: https://doi.org/10.1101/2021.01.07.425674

21
medRxiv preprint doi: https://doi.org/10.1101/2021.03.31.21254668; this version posted April 6, 2021. The copyright holder for this preprint
(which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
It is made available under a CC-BY-NC-ND 4.0 International license .

360 Figure

361

362 Fig 1. Summary of Humoral Immune Response

363 Sera of participants vaccinated with LD, MD, or HD of MVC-COV1901 were measured for

364 anti-spike IgG by (A) ELISA, and neutralization titers were measured by (B) pseudovirus
22
medRxiv preprint doi: https://doi.org/10.1101/2021.03.31.21254668; this version posted April 6, 2021. The copyright holder for this preprint
(which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
It is made available under a CC-BY-NC-ND 4.0 International license .

365 neutralization assay or (C) live virus neutralization assay. Human convalescent sera (HCS)

366 from 35 recovered COVID-19 patients were analysed by the same assays for comparison and

367 NIBSC 20/130 standard was used in the live virus neutralization assay as a standard (asterisk

368 in panel C). Bars indicate geometric mean titers and error bars indicate 95% confidence

369 intervals. A: The GMTs at Day 43 in terms of SARS-CoV-2 spike specific IgG were

370 7178.245 (LD), 7746.086 (MD), 11220.58 (HD), and 2179.598 (HCS); B: The GMTs at Day

371 43 in terms of SARS-CoV-2 pseudovirus ID50 were 538.496 (LD), 993.075 (MD), 1905.840

372 (HD), and 430.468 (HCS); C: The GMTs at Day 43 in terms of wild type SARS-CoV-2 NT50

373 were 33.317 (LD), 76.307 (MD), 167.402 (HD), and 42.674 (HCS). The value of NIBSC

374 20/130 standard was 281.84. (as shown in asterisk)

375

376

23
medRxiv preprint doi: https://doi.org/10.1101/2021.03.31.21254668; this version posted April 6, 2021. The copyright holder for this preprint
(which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
It is made available under a CC-BY-NC-ND 4.0 International license .

377 Tables

378 Table 1. Demographic Characteristics of Eligible Participants

Demographic
LD MD HD Total
characteristics
No. of Participants 15 15 15 45
Age
Mean (SD), years 36.7 (8.97) 33.3 (8.03) 31.5 (5.78) 33.8 (7.84)
Gender
Male, No. (%) 7 (46.7%) 9 (60.0%) 12 (80.0%) 28 (62.2%)
Female, No. (%) 8 (53.3%) 6 (40.0%) 3 (20.0%) 17 (37.8%)
2
BMI (kg/m )
Mean (SD) 23.18 (3.394) 23.30 (3.084) 23.17 (2.429) 23.22 (2.928)

379

24

You might also like