Assessment For Learning Assessment As Learning Changing Practices Means Changing Beliefs

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Assessment and Learning Issue 2

Assessment For Learning; Assessment As Learning:


Changing Practices Means Changing Beliefs

Lorna M. Earl
Ontario Institute for Studies in Education, University of Toronto
and The University of Auckland

As in many countries around the world, Hong Kong educational leaders are
reviewing and rethinking its assessment practices. They are exploring on-line
assessment platforms as well as building teachers’ assessment literacy and
working to enhance the feedback provided to teachers and students in the
teaching, learning and assessment cycle. Assessment for learning and
assessment as learning are new concepts that have entered the conversation. As
with any new ideas, there is some confusion and multiple interpretations of
what these phrases mean and what they look like in practice. In this short
article, I hope to clear some of the confusion and provide some insights about
how assessment for and assessment as learning work in classrooms.

The idea of assessment for learning arose out of a 1998 landmark research
paper by Black and Wiliam in which they synthesized over 250 studies linking
assessment and learning and found that the intentional use of assessment in the
classroom to promote learning improved student achievement. 1 This
meta-analysis supported previous research showing that classroom assessment
had both short- and long-term effects on learning.2

In the short term, it showed that classroom assessment could:

 focus attention on important aspects of the subject;

1 Black, P. & Wiliam, D. (1998). Inside the black box: Raising standards through classroom
assessment. Phi Delta Kappan, Vol. 80 (2).

2 Crooks, T. (1988). The impact of classroom evaluation practices on students. Review of


Educational Research, 58(4), 438-481.
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評估與學習 第2期

 give students opportunities to practice skills and consolidate learning;

 guide further instructional or learning activities.

In the medium and long term, assessment held the possibility of:

 influencing students’ motivation as learners and their perceptions of


their capabilities;

 communicating and reinforcing teaching goals, including performance


criteria and desired standards of performance;

 influencing students’ choice of and development of learning strategies,


skills, and study patterns;

 influencing students’ subsequent choice of courses, activities, and


careers.

Since that time, it has become obvious that assessment can be a powerful
catalyst for learning.

Recent reviews of more than 4,000 research investigations show clearly


that when [formative assessment] is well implemented in the classroom,
it can essentially double the speed of student learning… it is clear that
the process works, it can produce whopping gains in students’
achievement, and it is sufficiently robust so that different teachers can
use it in diverse ways, yet still get great results with their students. 3

Assessment for learning shifts the emphasis from summative to formative


assessment, from making judgments to creating descriptions that can be used in
the service of the next stage of learning. When they are doing assessment for
learning teachers collect a wide range of data for a different purpose – so that
they can modify the learning work for their students. They craft assessment
tasks that open a window on what students know and can do already and use the
insights that come from the process to design the next steps in instruction. To do

3 Popham, J. (2011). Formative assessment – A process, not a test. Education Week,


February 2011. http://www.edweek.org/ew/articles/2011/02/23/21popham.h30.html?t
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Assessment and Learning Issue 2

this, teachers use observation, worksheets, questioning in class, student-teacher


conferences or whatever mechanism is likely to give them information that will
be useful for their planning and their teaching. Considering student work is not
designed to assign marks and make comparative judgments among the students
but to highlight each student's understanding and thinking and provide students
with feedback that will further their learning. Assessment for learning happens
in the middle of learning, often more than once, not at the end. It is interactive,
with teachers providing assistance as part of the assessment. It helps teachers
provide the feedback to scaffold next steps. And it depends on teachers'
diagnostic skills to make it work.

When I wrote the book Assessment As Learning: Using Classroom


Assessment to Maximize Student Learning 4 , I introduced the notion of
assessment as learning, a subset of assessment for learning that emphasizes
using assessment as a process of developing and supporting meta-cognition for
students. Assessment as learning focuses on the role of the student as the critical
connector between assessment and their own learning. Students, acting as active
critical thinkers, make sense of information, relate it to prior knowledge, and
use it to construct new learning. This is the regulatory process in meta-cognition.
It occurs when students personally monitor what they are learning and use the
feedback from this monitoring to make adjustments, adaptations, and even
major changes in what they understand (p. 47).

Although many teachers would say that they do assessment for and
assessment as learning there is considerable evidence that their assessment
practice does not really reflect the intentions and principles that make
assessment for and assessment as learning powerful5. I have come to believe

4 Earl, L. (2003, 2013). Assessment as learning: Using classroom assessment to maximize


student learning. Thousand Oaks, CA: Corwin Press.

5 James, M., McCormick, R., Black, P., Carmichael, P., Drummond, M.J., Fox, A., MacBeath,
J., Marshall, B., Pedder, D., Procter, R., Swaffield, S., Swann, J., and Wiliam, D. (2007).
Improving learning how to learn – Classrooms, schools and networks. Abingdon:
Routledge.
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評估與學習 第2期

that “conceptual change” is at the heart of professional learning if it is to go


beyond tinkering with practice. The theories of assessment as learning
potentially conflict with teachers’ previous conceptions of the purpose of
assessment and even their theories of teaching. These shifts challenge some
long-standing and deeply held beliefs about what schooling is for and why
teachers should collect information about how students are thinking and
learning. Because assessment as learning is a different way of thinking about
assessment, it is unlikely that many teachers will be able to just assimilate it into
their practice. Incorporating assessment for and assessment as learning into
practice requires a fundamental shift in the way teachers think about the nature
of learning and the rhythm of interactions in classrooms.

The primary aim of assessment for and assessment as learning is not


summative, for grading or reporting; it is formative, to contribute to students’
learning. That means assessment is an integral part of teaching and learning and
teachers have the responsibility for identifying aspects of learning as it is
developing, using both informal and formal processes, so that they, and the
students can decide what to do next to enhance the learning. Assessment as
learning, in particular, is founded on a belief that for students to become
self-motivating and able to bring their talents and knowledge to bear on the
decisions and problems that make up their lives, can't just wait for the teacher
(or politicians, or salespeople, or religious leaders) to tell them whether or not
the answer is "right". Effective assessment empowers students to ask
reflective questions and consider a range of strategies for learning and for acting.
Over time, students move forward in their learning when they can use personal
knowledge to construct meaning, have skills of self-monitoring to realize that
they don't understand something and have ways of deciding what to do to next.

Like their students, teachers need to examine their mental models, rethink
their practices and develop new skills so that they are comfortable making
moment-by-moment decisions on the basis of considered evidence and
argument, with student learning as the goal. They need to become adaptive
experts who use many effective strategies for teaching, learning and assessment
but also have high levels of flexibility that allow them to innovate when
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Assessment and Learning Issue 2

routines are not enough, in order to ascertain when students are not learning,
know where to go next, and adapt resources and strategies to assist students to
meet worthwhile learning goals 6.

Understanding the power of assessment for and assessment as learning and


changing assessment practices mean hard new learning for teachers because the
shifts require fundamental rethinking of their current beliefs and their existing
practice. But, the results are worth it.

Author’s e-mail: [email protected]

6 Hattie, J. (2009). Visible learning: A synthesis of over 800 meta-analyses relating to


achievement. London, England: Routledge.
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