Non-Disciplinary Policies and Procedures
Non-Disciplinary Policies and Procedures
NON-DISCIPLINARY
POLICIES AND
PROCEDURES
Delinquency
Report System
A. Delinquency Report System
The following are the list of Covered Offenses and Corresponding Demerits, the
imposition of which is subject to the discretion of the Chief of Office, to wit:
a. No IP Card;
b. Non-compliance with the approved and prescribed NUP uniform for
Monday, Wednesday, and Friday; and
c. Wearing the following prohibited attire when performing official functions
in the workplace during Tuesdays and Thursdays:
1
d. Violation of traffic, pedestrian, and parking regulations within the camp;
and
e. Violation during troop formation/parade:
2
3
Decision
of the
Chief of
Office
Implementation of
Sanction
(Chief Clerk to
supervise)
Submission of Report
to DPRM-DLOD for
CMCS/Recording
4
5
6
DELINQUENCY REPORT
DETAILS: PLACE:
REPORTING OFFICER:
__________________________________
__________________________________
Signature over Rank/Name of
Chief of Office
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
Grievance
Machinery
B. Grievance Machinery
The Head of Office for uniformed personnel and the NUP Supervisor for the NUP
concerned takes action on a grievance.
Disciplinary cases and acts or omissions in violation of existing laws, such as the
Revised Penal Code, RA No. 7877, and RA No. 3019 are not covered by the grievance
machinery, which shall be resolved through NMC No. 2016-002 or RRACCS.
The following are the legal basis for the conduct of grievance proceedings for
Uniformed Personnel and Non-Uniformed Personnel:
PROCEDURES:
Stage 1. Oral Discussion (supervisor)
Stage 2. Writing of Grievance Complaint
Stage 3. Referral to the Grievance Committee
Stage 4. Deliberation and Drafting of Resolution
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GRIEVANCE RESOLUTION FLOW CHART FOR UNIFORMED PERSONNEL
Grievance in
Oral Discussion Writing
Respondent
- with: Submitted to:
NAPOLCOM
(Vice-Chairman and
Executive Officer)
CSC Regional
Office
29
GRIEVANCE RESOLUTION FLOW CHART FOR
NON-UNIFORMED PERSONNEL
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
54
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Attrition
C. Attrition
Providing for the Reform and Reorganization of the Philippine National Police and
for other purposes, amending certain provisions of Republic Act No. 6975entitled, “An
Act establishing the Philippine National Police under a re-organized Department of the
Interior and Local Government, and for other purposes”.
Section 24 to 30 provides the Attrition System for Uniformed Personnel
Section 24. Attrition System – There shall be established system of attrition within
the uniformed members of the PNP within one year from the effectivity of this Act to be
submitted by the PNP to the Commission for approval. Such attrition system shall
include but is not limited to the provisions of the following sections.
Section 25.Attrition by Attainment of Maximum Tenure in Position. The
maximum tenure of PNP members holding key positions is hereby prescribed as
follows:
POSITION MAXIMUM TENURE
THE CHIEF, PNP Four years
TDCA AND TDCO Four years
TCDS Four years
DIRECTORS OF THE D-STAFF Four years
REGIONAL DIRECTOR, PROs Six years
PROVINCIAL/CITY DIRECTOR Nine years
Other positions higher than Provincial Director shall have the maximum tenure of six
years. Unless earlier separated, retired or promoted to a higher position in accordance
with the PNP Staffing Pattern, police officers holding the above-mentioned position shall
be compulsorily retired at the maximum tenure in position herein prescribed, or at the
age of 56, whichever is earlier: Provided, That in times of war or other national
emergency declared by Congress, the President may extend the PNP Chief’s tour of
duty: Provided, further, That PNP members who have already reached their maximum
tenure upon the effectivity of this Act may be allowed for one more year of tenure in
their positions before the maximum tenure provided in this section shall be applied to
them, unless they shall have already reached the compulsory retirement age of 56, in
which case the compulsory retirement age shall prevail.
Except for the Chief, PNP no PNP member who has less than one year of service
before reaching the compulsory retirement age shall be promoted to a higher rank or
appointed to any other position.
Section 26.Attrition by Relief – A PNP uniformed personnel who has been relieved
for just cause and has not been given an assignment within two years after such relief
shall be retired or separated.
Section 27. Attrition by Demotion in Position or Rank – Any PNP personnel,
civilian or uniformed, who is relieved and assigned to a position lower than what is
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established for his or her grade in the PNP staffing pattern and who shall not be
assigned to a position commensurate to his or her grade within 18 months after such
demotion in position shall be retired or separated.
Section 28. Attrition by Non-Promotion – Any PNP personnel who have not been
promoted for a continuous period of 10 years shall be retired or separated.
Section 29. Attrition by Other Means – A PNP member or officer with at least five
years of accumulated active service shall be separated based on any of the following
factors:
a. Inefficiency based on poor performance during the last two successive
annual rating periods;
d. Failure to pass the required entrance examinations twice and/or finish the
required career courses except for justifiable reasons.
Any personnel who is dismissed from the PNP pursuant to Sections 25,26,27, 28
and 29 hereof shall be retired if he or she has rendered at least 20 years of service and
separated if he or she has rendered less than 20 years of service unless the personnel
is disqualified by law to receive such benefits.
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INITIATING PERSON
SC TO PROCEED WITH
INVESTIGATION
58
HEAD SECRETARIAT
SUMMON RESPONDENT
W/IN 3 DAYS TO SUBMIT
MEMORANDUM TOGETHER
WITH EVIDENCE SUBMISSION OF
MEMO/NON-
SUBMISSION OF
CONVENE ATTRITION BOARD MEMO W/IN 5 DAYS
(AB) W/IN 3 DAYS UPON
RECEIPT OF MEMO
ATTRITION PROCEEDING TO
BE FINISHED W/IN 20
WORKING DAYS
COPY FURNISH
NON-ATTRITABLE RESOLUTION/FINDINGS BY RESPONDENT
AB WITHIN 10 DAYS
ATTRITABLE
APPROVING AUTHORITY
WITHOUT MR WITHIN
REGLEMENTARY
PERIOD DECISION
WITH MR STAY
IMPLEMENTATION OF
DECISION
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60
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SUBSCRIBED and sworn to before me, in the
city/municipality of __ __________, this ____ day of
_____________ 20__ by _________________ with Residence
Certificate No. ____________ issued at ____________ on
___________________.
-------------------------------------------
Administering Officer
VERIFICATION
b. Attrition Action – refers to the action containing the findings and evidence on a
specific means of attrition filed by a particular Screening Committee before the
concerned Attrition Board.
f. Field Training Program – refers to the training required to make the temporary
appointment of a new PNP member permanent.
h. Initiating Person – refers to any natural or juridical person who has personal
knowledge and has submitted a verified report to the concerned office that a PNP
member is subject for a possible attrition.
i. Just Cause – refers to the legal ground that would warrant the relief or removal of
a PNP member from his/her present position and designation in the PNP
Organization.
j. Mandatory Career Courses – refers to the required training for a PNP member to
be eligible for promotion to the next higher rank.
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l. Mental Incapacity – refers to a condition wherein a PNP member is unable to
exercise his/her reasoning faculties or is incapable of understanding and acting
with discernment of his/her duties and responsibilities as a police officer as a
result of illness or injury as may be determined by the PNP Medical Screening
Committee.
o. Original Appointment – refers to the appointment for the initial entry of PNP
member to the PNP service who meets all the requirements of the position.
p. Party – refers to the Chairman of the Attrition Board, Chairman of the Screening
Committee, or the respondent.
s. Physical Fitness Test – refers to the method of evaluating the physical condition
of PNP members in terms of stamina, strength, speed and agility as administered
by DHRDD.
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2) P2 – refers to PNP uniformed personnel who may be exposed to the rigors as
P1, but may have minor defects as slight limitation of movements. Free from
any disease.
3) P3 – refers to PNP uniformed personnel who may serve in operations support
capacities including ability to work long periods of time and defend
himself/herself in close encounters.
4) P4 – refers to total permanent physical disability.
w. Poor Performance – refers to the poor rating in the promulgated PNP Individual
Performance Evaluation Rating System.
bb. Second Level PCO Ranks – refer to Police Commissioned Officers (PCOs)
below the third level ranks in the PNP.
cc. Second Level PNCO Ranks – refer to all ranks for Police Non-Commissioned
Officers (PNCOs).
ee. Third Level PCO Ranks – refer to Police Commissioned Officers (PCOs) with the
rank of Police Senior Superintendent and higher.
ff. Total Permanent Physical Disability – refers to any impairment of the body which
renders PNP member indefinitely incapable of substantially performing the
mandated duties and functions of his/her position. Specifically, it refers to any
impairment of the mind or body which renders a PNP personnel incapable of
performing substantially his/her duties and which is expected to be long,
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continuous and of indefinite duration, i.e. irreparable loss of speech or sense of
hearing, or loss of one or both eyes, or loss of one or both hands or feet, loss of
both arms at or above the wrist, loss of one or both legs or above the ankles,
paralysis of one or both upper or lower limbs, or brain injury resulting in incurable
imbecility or insanity. In all cases the disability shall deemed permanent if it has
persisted for a period exceeding two years without fixed healing period and
renders the PNP member incapable of performing his/her duties. In case the
inability is found to be permanent beyond doubt upon examination of said
member, the waiting period of two years may be waived.
gg. Waiver Program – refers to the waiver of the minimum age, height, weight and
educational requirements for the initial appointment to the Philippine National
Police pursuant to existing laws and policies on this matter.
2. Other positions higher than Provincial Director shall have the maximum
tenure of six years. Unless earlier separated, retired or promoted to a higher
position in accordance with the PNP Staffing Pattern, police officers holding
the above-mentioned positions shall be compulsorily retired at the maximum
tenure in position herein prescribed or at the age of 56, whichever is earlier.
The term “positions higher than provincial director” refers to other star rank
positions with a maximum cumulative tenure of six years.
3. A Police Commissioned Officer shall be subjected to attrition proceedings if
the following elements concur:
a) The PCO designated to the position specified above has reached the
maximum cumulative period prescribed therein; and
b) He/She refuses to accept a position, under a different category,
commensurate to his/her rank despite existence of such vacancy.
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4. The reckoning point of the tenure is as provided for under Section 25, R.A.
No. 8551 which is January 11, 1999 or the effectivity date of the IRR of RA No.
8551.
b. Attrition by relief:
A PNP member, who has been relieved for cause and has not been given an
assignment within two years from the effective date of such relief, shall be retired or
separated.
The 2-year period provided under Section 26, R.A. No. 8551 shall be counted
from the effective date of relief for cause. However, if the PNP member
concerned has been assigned to a position commensurate to his/her rank prior to
the issuance of this Circular, he or she, as the case may be, could no longer be
subjected to attrition proceedings regardless of the length of the intervening
period before he/she was given a new assignment.
A PNP member who is relieved and assigned to a position lower than what is
established for his/her rank in the PNP Staffing Pattern and who shall not be
assigned to a position commensurate to such rank despite the existence of a
vacancy within 18 months after his/her demotion in position shall be retired or
separated.
3. There exists a positional vacancy for the rank during the 18 months reckoned
after his/her demotion in position.
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A PNP member who is promoted in rank but occupying a position lower than
what is called for by his/her present rank within three months, despite availability
of commensurate positions, shall be attrited.
3. He/She refuses to relinquish said position within three months from his/her
promotion in rank despite availability of commensurate positions.
d. Attrition by non-promotion:
A PNP member who has not been promoted for a continuous period of 10 years
shall be retired or separated.
1. A PNP member has not been promoted in rank for a continuous period of 10
years and there are existing vacancies for regular promotions;
3. The PNP member was not promoted in rank even if he/she is within the zone
of consideration based on SLL and his/her non-inclusion in the promotion list is
due to reasons attributable to himself/herself.
The 10-year period as provided for under Section 28, R.A. No. 8551 shall be
reckoned from the effectivity date of Rules and Regulations Implementing RA No.
8551 or on January 11, 1999.
A PNP member with at least five years of accumulated active service shall be
separated based on any of the following factors:
1. Inefficiency based on poor performance during the last two successive
annual rating periods.
To warrant attrition, a PNP member has been rated poor for four successive
rating periods.
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2. Inefficiency based on poor performance for three cumulative annual
ratings.
To warrant attrition, a PNP member was rated poor for three cumulative
annual ratings.
The reckoning period for attrition falling under (1) inefficiency based
on poor performance during the last two successive annual rating
periods, and (2) inefficiency based on poor performance for three
cumulative annual rating periods, shall be on January 1, 2008. Accordingly, the
implementation of the Performance Evaluation Rating System shall be given
the widest dissemination to all uniformed personnel nationwide.
3. Physical and/or mental incapacity to perform police functions and
duties.
The reckoning date is the effectivity of R.A. No. 8551. If the physical and/or
mental incapacity of a PNP member had long been medically established and
he/she is still in the police service upon the effectivity of this Circular, the Medical
Screening Committee shall endorse such findings to the concerned Attrition
Board for deliberation.
To warrant attrition for failure to pass the entrance examination, the following
elements must concur:
a) A PNP member failed to pass twice the entrance examination required for
a mandatory career course; and
To warrant attrition for failure to finish the required mandatory career courses,
the following elements must concur:
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a) A PNP member was issued appropriate order to take the required career
course; and
b) He/She failed to finish the said mandatory career course without justifiable
reason and was not declared graduate by the training institution.
a) A schedule of the periodic PNP Physical Fitness Test has been published;
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d) A PNP member failed to pass two consecutive periodic tests or four
cumulative periodic tests.
The effectivity date of the PNP PFT modes of attrition is on the second
semester of CY 2008.
8. Non-compliance with the minimum qualification standards for the
permanency of original appointment.
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2. NHQ 2nd Level PCO Attrition Board
The Chief Directorial Staff -Chairman
The Deputy Director for Personnel and Records Management -Vice-Chairman
The Deputy Director for Intelligence -Member
The Deputy Director for Operations -Member
The Deputy Director for Logistics -Member
The Deputy Director for Police Community Relations -Member
The Deputy Director for Comptrollership -Member
The Deputy Director for Investigation and Detective
-Member
Management
The Deputy Director for Plans -Member
The Deputy Director for Human Resource and Doctrine
-Member
Development
The Deputy Director for Research and Development -Member
The Deputy Director, Health Service -Member
The Deputy Director, Legal Service -Member
Female PCO Representative (Not lower than PSUPT) -Member
Chief, DLOD, DPRM -Head, Secretariat
Assistant Chief, DLOD, DPRM -Secretariat
Chief, Attrition Section, DLOD, DPRM -Secretariat
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4. PRO PNCO Attrition Board
Deputy Regional Director for Administration -Chairman
Deputy Regional Director for Operations -Vice-Chairman
Chief Regional Directorial Staff -Member
All Chiefs of the Functional Staff -Member
Chief, Regional Health Service -Member
Chief, Regional Legal Service -Member
Regional Executive Senior Police Officer -Member
Senior Female PNCO Representative (SPO4) -Member
Chief, DLOS, RPHRDD -Head, Secretariat
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3. NSU Screening Committee
Asst. Chief, ADPRM -Chairman
Asst. Chief, ADIDM -Vice-Chairman
All Assistant Chiefs of the other Functional Staff Member
Representative Legal Service -Member
Representative Health Service -Member
Chief Clerk, ADPRM (excluded from PCO Screening) -Member
Chief, Attrition Section, ADPRM -Head, Secretariat
c. Functions
1. The Screening Committees shall have the following functions:
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2. The Attrition Boards shall have the following functions:
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Section 6. Attrition Proceedings
2. Who may Initiate – The following may initiate a personnel action on attrition:
c) Any civilian who has personal knowledge that a PNP member is a subject
for possible attrition due to mental and/or physical incapacity, may submit
a verified report to the concerned PNP unit.
3. Where to File – The personnel action on attrition against a PNP member shall
be filed before the concerned Screening Committee through the concerned
Attrition Section as provided in this Circular.
4. Contents of the Personnel Action – The personnel action on attrition shall
contain the following:
a) Rank, full name, and office/unit of the respondent;
b) Means of attrition;
c) A narration of pertinent facts and data that will help the Screening
Committee in its deliberation;
d) Rank, full name and designation of the person initiating the personnel
action; and
e) Verification.
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a) The screening committee shall, within five days upon receipt, notify the
respondent of such personnel action on attrition and direct him/her to
answer the action within five days upon receipt;
b) Failure of respondent to file an answer within the reglementary period
shall be considered as a general denial of the charges;
c) Proceed with the investigation and submit findings to the Board, through
the secretariat, within five days from filing of the answer by respondent or
after the lapse of respondent’s reglementary period to file an answer, copy
furnished the respondent; and
1. The following may be the basis for evaluation of physical and/or mental
incapacity of any PNP uniformed personnel:
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5) Submit findings of any patient categorized as Profile 4 (P4) to the
Medical Screening Committee (MSC), through the MSC Secretariat
(PE Section) not later than two days after completing his/her
physical examination for proper disposition.
3. Physical and Mental Screening of PNP Personnel:
a) The MSC shall convene within five days from the submission of
reports/findings of the AP.
b) Review and Confirmation – The MSC shall review the physical
examination of the AP and recommend confirmation of findings not later
than three days after completing review and evaluation, in the form of a
MSC Resolution stating, among others, the need to separate or retire the
PNP personnel due to physical or mental incapacity. The MSC shall:
1) Recommend the PNP uniformed personnel to return to unit upon
completion of confinement in case he/she is not categorized as P4;
2) Recommend to DPRM through a Medical Screening Committee
Resolution, the separation from the police service of the PNP
uniformed personnel who is a candidate for attrition by means of TPPD
if the respondent consents; and
3) Submit to the attrition board its findings for attrition proceedings if the
respondent refuses to avail of TPPD including findings on whether a
respondent can perform alternative PFT.
The personnel action on attrition shall be deemed formally filed and pending
before the Attrition Board upon receipt and entry of the same in the official journal of
the board. The Board, tasked to maintain the official journal of attrition proceedings,
shall inform the Directorate for Personnel and Records Management (DPRM) of the
status of all proceedings, as well as the PNP unit where the respondent is assigned.
b. Summons
Within three days from receipt of the personnel action on attrition by the
Board, the Head Secretariat shall summon the respondent, directing him/her to
submit his/her memorandum within five days from receipt thereof, together with
evidence to prove his/her non-attritability from the police service. The summons shall
include the verified statement of the personnel action on attrition and evidence
supporting the latter action. The summons shall also include an advice that the
respondent may avail of his/her right to counsel.
1. Memorandum – Respondent’s memorandum shall be in writing, under oath
and must contain material facts, which may either be a specific denial or
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affirmation of the allegations in the complaint. It shall be accompanied by
documentary or other evidence, if there be any, in support of his/her defense. It
shall also contain a list of witnesses and their individual addresses, whenever
appropriate. The memorandum shall be filed with the concerned Board, through
the Secretariat, in three copies personally or by registered mail.
2. Any subsequent memorandum submitted to the Board may be done through
registered mail and it is deemed filed on the date and hour of receipt stamped by
the post office on the envelope. Said envelope shall be kept and made an
integral part of the memorandum and records of the case.
3. Effects of Failure to file a Memorandum and to Appear – Failure of the
respondent to file a memorandum within the reglementary period shall be
considered a waiver of his/her to present evidence in his/her favor.
Within three days upon receipt of the memorandum, the Head Secretariat
shall immediately convene the Attrition Board requiring the personal appearance
of the respondent. Failure of the respondent to appear before the concerned attrition
board despite due notice shall be considered a waiver of his/her right to be present
and to be heard. In the latter case, the attrition proceedings may then proceed ex-
parte.
d. Nature of Proceeding
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3. Postponement – Postponement of the attrition proceeding should be
discouraged and shall be allowed only in highly meritorious cases.
4. Allowable Motion – No motion or pleading shall be allowed except Motion to
Dismiss and Motion for Reconsideration.
e. Termination of Attrition Proceedings
The attrition proceedings shall be terminated within 20 working days from the
date the Board first convened.
The Attrition Board may require the respondent to submit his/her position paper
within five working days from the date the order to submit position paper is
received.
g. Final Deliberation
1. Submission of the Resolution – The Attrition Board shall submit its resolution
to the appropriate approving authority. A copy shall likewise be furnished to
the respondent. The resolution shall contain the full name, rank and
assignment of the respondent; the means of attrition and its elements; a brief
statement of the material and relevant facts; the findings as established
during the attrition proceedings based on applicable laws, rules and
regulations, jurisprudence; conclusion; and recommendation.
2. Respondent Found Attritable for a Means of Attrition Different from
which he/she was initially subjected to – A respondent may be attrited under a
means different from which he was initially subjected to: Provided, that the
elements of the said different means for which he/she may be attrited are
proven after the respondent has been given the opportunity to contest the
same.
h. Finality of Decision
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within the period provided under this Memorandum Circular was filed. However, the
filing of a motion for reconsideration shall stay the implementation of the decision.
1. Motion for Reconsideration – The respondent may file a motion for
reconsideration from the decision rendered by the appropriate approving
authority within 10 days from receipt of a copy of the decision. Only one
motion for reconsideration shall be allowed and the same shall be considered
and decided by the disciplinary authority within five days from receipt thereof.
The filing of a motion for reconsideration by any party may be allowed on the
following grounds:
2. Appeal – Except for third level PCO’s, the decisions of the approving
authority may be appealed to the Commission En Banc and shall be taken by
the respondent by filing a notice of appeal with the approving authority within
10 days from receipt of a copy of the decision, copy furnished the concerned
Attrition Board.
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b. Records of Proceedings – The entire attrition proceedings proper shall be
recorded and transcribed. A journal shall be maintained by the said Board
and shall contain, among others, the following data of the proceedings:
date and time of receipt from the Screening Committee, the case number,
the name of the respondent, the means of attrition he/she is subjected to,
the date of the decision was rendered; date the motion for reconsideration
was filed; date the decision became final and certificate of finality was
issued; and other relevant and material data.
A journal shall be maintained by the said Board and shall contain,
among others, the following data of the proceedings: date and time of
receipt from the Screening Committee, the case number, the name of the
respondent, the means of attrition he/she is subjected to, the date of the
decision was rendered; date the motion for reconsideration was filed;
date the decision became final and certificate of finality was issued; and
other relevant and material data.
Section 8. Approving Authority–The following are the approving authorities for the
attrition:
a. The President of the Philippines shall be the approving authority for the
attrition of third level PCOs.
b. The Chief, PNP shall be the approving authority for the attrition of all second
level PCOs and PNCOs organic to offices at the National Headquarters.
c. The Regional Director shall be the approving authority for the attrition of all
PNCOs organic to their respective PRO.
d. The NSU Director shall be the approving authority for the attrition of all PNCOs
organic to their respective NSU.
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